1
|
name of reporting persons
Arcadian Energy, Inc.
|
||||||
2
|
check the appropriate box if a member of a group*
|
(A)
(B)
|
|||||
3
|
sec use only
|
||||||
4
|
source of funds*
WC/OO
|
||||||
5
|
check if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e)
|
o | |||||
6
|
citizenship or place of organization
U.S.
|
||||||
number of
shares
beneficially
owned by
each
reporting
person
with
|
7
|
sole voting power
-0-
|
|||||
8
|
shared voting power
-0-
|
||||||
9
|
sole dispositive power
-0-
|
||||||
10
|
shared dispositive power
-0-
|
||||||
11
|
aggregate amount beneficially owned by each reporting person
-0-
|
||||||
12
|
check box if the aggregate amount in row (11) excludes certain shares*
|
o | |||||
13
|
percent of class represented by amount in row (11)
0%
|
||||||
14
|
type of reporting person*
CO
|
1
|
name of reporting persons
TacCo Financial, Inc.
|
||||||
2
|
check the appropriate box if a member of a group*
|
(A)
(B)
|
|||||
3
|
sec use only
|
||||||
4
|
source of funds*
WC/OO
|
||||||
5
|
check if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e)
|
o | |||||
6
|
citizenship or place of organization
Nevada.
|
||||||
number of
shares
beneficially
owned by
each
reporting
person
with
|
7
|
sole voting power
500
|
|||||
8
|
shared voting power
-0-
|
||||||
9
|
sole dispositive power
500
|
||||||
10
|
shared dispositive power
-0-
|
||||||
11
|
aggregate amount beneficially owned by each reporting person
500
|
||||||
12
|
check box if the aggregate amount in row (11) excludes certain shares*
|
o | |||||
13
|
percent of class represented by amount in row (11)
.026%
|
||||||
14
|
type of reporting person*
CO
|
1
|
name of reporting persons
URC Energy LLC
|
||||||
2
|
check the appropriate box if a member of a group*
|
(A)
(B)
|
|||||
3
|
sec use only
|
||||||
4
|
source of funds*
AF/OO
|
||||||
5
|
check if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e)
|
o | |||||
6
|
citizenship or place of organization
Nevada
|
||||||
number of
shares
beneficially
owned by
each
reporting
person
with
|
7
|
sole voting power
-0-
|
|||||
8
|
shared voting power
-0-
|
||||||
9
|
sole dispositive power
-0-
|
||||||
10
|
shared dispositive power
-0-
|
||||||
11
|
aggregate amount beneficially owned by each reporting person
-0-
|
||||||
12
|
check box if the aggregate amount in row (11) excludes certain shares*
|
o | |||||
13
|
percent of class represented by amount in row (11)
0%
|
||||||
14
|
type of reporting person*
OO
|
Name
|
No. of Shares
Owned Directly
|
Approximate Percent of Class
|
AEI
|
-0-
|
0%
|
TFI
|
500
|
0.026%
|
URCELLC
|
-0-
|
0%
|
TOTAL
|
500
|
0.026%
|
Name of Director or Manager
|
Entity
|
No. of Shares Beneficially Owned
|
Approximate Percent of Class
|
Ted P. Stokely
|
TFI
|
500
|
0.026%
|
Christine A. Morin
|
AEI and URCELLC
|
-0-
|
0%
|
Robert C. Murray, Sr.
|
AEI and URCELLC
|
-0-
|
0%
|
Total Shares beneficially owned by Reporting Persons and individuals listed above:
|
500
|
0.026%
|
Name
|
Date of Sale Transaction
|
No. of Shares
|
Price per Share
|
Total Net of Fees
|
TFI
|
09/14/16
|
8,300
|
$3.97
|
$32,541
|
TFI
|
09/16/16
|
6,174
|
$3.82
|
$23,297
|
SUBTOTAL
|
14,474
|
|||
URCELLC
|
09/23/16
|
123,512
|
$3.98
|
$485,979
|
URCELLC
|
09/27/16
|
40,123
|
$3.72
|
$149,258
|
URCELLC
|
09/28/16
|
58,875
|
$3.53
|
$204,858
|
URCELLC
|
09/29/16
|
88,001
|
$3.07
|
$265,550
|
URCELLC
|
09/30/16
|
18,700
|
$3.04
|
$55,826
|
URCELLC
|
10/03/16
|
28,647
|
$2.77
|
$77,976
|
URCELLC
|
10/04/16
|
79,853
|
$2.51
|
$198,431
|
URCELLC
|
10/05/16
|
23,143
|
$2.50
|
$56,807
|
URCELLC
|
10/06/16
|
15,950
|
$2.45
|
$38,330
|
URCELLC
|
10/07/16
|
82,625
|
$2.56
|
$211,411
|
URCELLC
|
10/10/16
|
29,609
|
$2.34
|
$67,919
|
URCELLC
|
10/11/16
|
83,441
|
$2.55
|
$208,785
|
SUBTOTAL
|
672,630
|
|||
AEI
|
09/15/16
|
20,000
|
$3.90
|
$77,087
|
AEI
|
09/16/16
|
18,441
|
$3.82
|
$69,595
|
AEI
|
09/16/16
|
29,700
|
$3.70
|
$108,462
|
AEI
|
09/22/16
|
190
|
$3.72
|
$702
|
AEI
|
10/07/16
|
73,007
|
$2.65
|
$193,469
|
SUBTOTAL
|
141,338
|
ARCADIAN ENERGY, INC.
|
|
By: /s/ Robert C. Murray, Sr.
|
|
Robert C Murray, Sr., President | |
TACCO FINANCIAL, INC.
|
|
By: /s/ Ted P. Stokely
|
|
Ted P. Stokely, President | |
URC ENERGY LLC
|
|
By: ARCADIAN ENERGY, INC., Managing Member | |
By: /s/ Robert C. Murray, Sr. | |
Robert C. Murray, Sr., Manager |