1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
|
04/05/2012(1)
|
03/05/2022 |
Common Stock
|
136,434
|
$
1.05
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
03/31/2011(2)
|
02/28/2021 |
Common Stock
|
71,298
|
$
1.57
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
03/26/2009(3)
|
02/26/2019 |
Common Stock
|
31,669
|
$
1.85
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
03/24/2010(4)
|
02/24/2020 |
Common Stock
|
44,954
|
$
3.08
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
03/29/2008(5)
|
02/28/2018 |
Common Stock
|
10,395
|
$
3.37
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
03/01/2004(6)
|
03/04/2014 |
Common Stock
|
12,500
|
$
6.5
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
04/01/2007(7)
|
03/14/2017 |
Common Stock
|
17,722
|
$
6.81
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
04/01/2006(8)
|
03/15/2016 |
Common Stock
|
35,000
|
$
7.04
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
04/01/2005(9)
|
03/23/2015 |
Common Stock
|
9,000
|
$
7.1
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
04/05/2012(1)
|
03/05/2022 |
Common Stock
|
38,566
|
$
1.05
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
03/31/2011(2)
|
02/28/2021 |
Common Stock
|
3,702
|
$
1.57
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
03/26/2009(3)
|
02/26/2019 |
Common Stock
|
8,331
|
$
1.85
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
03/24/2010(4)
|
02/24/2020 |
Common Stock
|
5,046
|
$
3.08
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
03/29/2008(5)
|
02/28/2018 |
Common Stock
|
8,415
|
$
3.37
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
04/01/2007(7)
|
03/14/2017 |
Common Stock
|
2,078
|
$
6.81
|
D
|
Â
|
Restricted Stock Units
|
Â
(10)
|
Â
(10)
|
Common Stock
|
175,000
|
$
(11)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
When the ISO and NQ dated 03/05/2012 are combined for a total grant of 175,000 shares, the option shall vest and become exercisable as to 3,645 shares on 04/05/2012 and the balance of 171,355 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/05/2016. |
(2) |
When the ISO and NQ dated 02/28/2011 are combined for a total grant of 75,000 shares, the option shall vest and become exercisable as to 1,562 shares on 03/31/2011 and the balance of 73,438 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/28/2015. |
(3) |
When the ISO and NQ dated 02/26/2009 are combined for a total grant of 40,000 shares, the option shall vest and become exercisable as to 833 shares on 03/26/09 and the balance of 39,167 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/26/13. |
(4) |
When the ISO and NQ dated 02/24/2010 are combined for a total grant of 50,000 shares, the option shall vest and become exercisable as to 1,041 shares on 03/24/2010 and the balance of 48,959 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/24/2014. |
(5) |
When the ISO and NQ dated 02/29/2008 are combined for a total grant of 18,810 shares, the option shall vest and become exercisable as to 391 shares on 03/29/08 and the balance of 18,419 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/29/12. |
(6) |
This option is immediately exercisable upon grant and shall vest as to 260 shares on 04/01/04 and the balance of 12,240 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/08. |
(7) |
When the ISO and NQ dated 03/14/2007 are combined for a total grant of 19,800 shares, the option shall vest and become exercisable as to 412 shares on 04/01/07 and the balance of 19,388 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/11. |
(8) |
This option shall vest and become exercisable as to 729 shares on 04/01/06 and the balance of 34,271 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/10. |
(9) |
This option shall vest and become exercisable as to 187 shares on 04/01/05 and the balance of 8,813 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/09. |
(10) |
The restricted stock units vest in two equal annual installments. Vested shares will be delivered to the reporting person on 9/4/2012 and 9/3/2013. |
(11) |
Each restricted stock unit represents a contingent right to receive one share of CYTK common stock. |