1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(3)
|
06/24/2019 |
Common Stock
|
45,000
|
$
6.94
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
09/30/2012 |
Common Stock
|
25,000
|
$
13.58
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 415,759 shares of common stock held by Signature Assets, LLC. Signature Assets, LLC is owned by Orazio Buzza (50%) and his wife Julie Buzza (50%). Mr. Buzza has voting and investment control with respect to the shares of common stock held by Signature Assets. |
(2) |
Includes 46,161 shares of common stock held by Polygal Row, LLC, which represents Signature Assets' proportionate economic interest in the shares of common stock held by Polygal Row. Mr. Buzza disclaims beneficial ownership of the shares held by Polygal Row, LLC except to the extent of his pecuniary interest therein. |
(3) |
These options vest in installments of 2,812 every three months from September 30, 2009 to June 30, 2011 and 2,813 every three months from June 30, 2011 to June 30, 2013. |
(4) |
These options vest are fully vested. |