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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KLEINMAN SCOTT C/O APOLLO MANAGEMENT L P 1301 AVENUE OF THE AMERICANS 38TH FL. NEW YORK, NY 10018 |
X |
Amanda M. Maki, Attorney-in-Fact | 10/24/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the transfer on record, of 10,469 ordinary shares to Apollo Management Holdings, L.P. following the issuance of the ordinary shares upon vesting of restricted stock units. The restricted stock units were granted to Scott Kleinman as a director on the supervisory board of the Issuer pursuant to the Issuer's long-term incentive plan. The restricted stock units vested as of June 30, 2013. Mr. Kleinman is associated with Apollo Management, L.P. and its affiliated investment managers and advisors, including Apollo Management Holdings, L.P., and held the restricted stock units and the ordinary shares as a nominee for the benefit of certain investment managers affiliated with Apollo Management Holdings, L.P. |
(2) | Represents 2,075 restricted stock units granted to Mr. Kleinman as of May 22, 2013. The restricted stock units vest on the date of the annual general meeting of shareholders in 2016 but will be issued and delivered on June 30, 2016. Mr. Kleinman holds the restricted stock units and will hold the ordinary shares as a nominee for the benefit of certain investment managers affiliated with Apollo Management Holdings, L.P. Mr. Kleinman expressly disclaims beneficial ownership of all of the ordinary shares issued and issuable upon vesting of the restricted stock units, except to the extent of any pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that Mr. Kleinman is the beneficial owner of or has any pecuniary interest in any such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |