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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Stock Units | (1) | 02/27/2015 | M | 3,981 | (4) | (4) | Common Stock | 3,981 | $ 0 | 57,520 (5) | D | ||||
Deferred Stock Units | (1) | 02/27/2015 | M | 6,369 | (6) | (6) | Common Stock | 6,369 | $ 0 | 51,151 (5) | D | ||||
Deferred Stock Units | (1) | 02/28/2015 | M | 5,412 | (7) | (7) | Common Stock | 5,412 | $ 0 | 45,739 (5) | D | ||||
Deferred Stock Units | (1) | 02/28/2015 | M | 8,379 | (8) | (8) | Common Stock | 8,379 | $ 0 | 37,360 (5) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Phalen Michael P. 300 BOSTON SCIENTIFIC WAY MARLBOROUGH, MA 01752 |
EVP & President, MedSurg |
/s/ Lee G. Giguere, Attorney-in-Fact | 03/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each deferred stock unit represents the Company's commitment to issue one share of Boston Scientific common stock. |
(2) | Includes shares acquired under the Boston Scientific Global Employee Stock Purchase Plan based upon the most current data available. |
(3) | Balance reflects the most current data available with regard to share holdings through the Boston Scientific Common Stock Fund under the Company's 401(k) Retirement Savings Plan. |
(4) | Shares of common stock will be issued to the reporting person in three equal annual installments beginning on February 27, 2013, the first anniversary of the date of grant. |
(5) | Reflects multiple DSU awards with independent vesting schedules. |
(6) | Shares of common stock will be issued to the reporting person in five equal annual installments beginning on February 27, 2013, the first anniversary of the date of grant. |
(7) | Shares of common stock will be issued to the reporting person in five equal annual installments beginning on February 28, 2014, the first anniversary of the date of grant. |
(8) | Shares of common stock will be issued to the reporting person in five equal annual installments beginning on February 28, 2012, the first anniversary of the date of grant. |