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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13D/A |
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(Amendment No. 2)
Under the Securities Exchange Act of 1934
BROOKFIELD BUSINESS PARTNERS L.P.
(Name of Issuer)
Limited Partnership Units
(Title of Class of Securities)
G16234109
(CUSIP Number)
A.J. Silber
Brookfield Asset Management Inc.
Brookfield Place, Suite 300
181 Bay Street, P.O. Box 762
Toronto, Ontario M5J 2T3
Tel: (416)956-5182
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 26, 2017
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
CUSIP No. G16234109 |
SCHEDULE 13D |
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Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
x Joint Filing | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds (See Instructions) | |||||
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5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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Type of Reporting Person (See Instructions) | |||||
*This amount includes 63,095,497 redemption-exchange units of Brookfield Business L.P. See Item 5.
CUSIP No. G16252 10 1 |
SCHEDULE 13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
x Joint Filing | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds (See Instructions) | |||||
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5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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Type of Reporting Person (See Instructions) | |||||
*This amount includes 63,095,497 redemption-exchange units of Brookfield Business L.P. See Item 5.
CUSIP No. G16252 10 1 |
SCHEDULE 13D |
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Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
x Joint Filing | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds (See Instructions) | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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Type of Reporting Person (See Instructions) | |||||
CUSIP No. G16252 10 1 |
SCHEDULE 13D |
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1 |
Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
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(b) |
x Joint Filing | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds (See Instructions) | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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Type of Reporting Person (See Instructions) | |||||
CUSIP No. G16252 10 1 |
SCHEDULE 13D |
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1 |
Names of Reporting Persons | |||||
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Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
x Joint Filing | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds (See Instructions) | |||||
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | |||||
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Percent of Class Represented by Amount in Row (11) | |||||
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Type of Reporting Person (See Instructions) | |||||
*Represents redemption-exchange units of Brookfield Business L.P. See Item 5.
CUSIP No. G16252 10 1 |
SCHEDULE 13D |
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1 |
Names of Reporting Persons | |||||
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
x Joint Filing | ||||
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3 |
SEC Use Only | |||||
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4 |
Source of Funds (See Instructions) | |||||
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5 |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o | |||||
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6 |
Citizenship or Place of Organization | |||||
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Number of |
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Sole Voting Power | |||||
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8 |
Shared Voting Power | ||||||
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9 |
Sole Dispositive Power | ||||||
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10 |
Shared Dispositive Power | ||||||
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11 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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12 |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | |||||
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13 |
Percent of Class Represented by Amount in Row (11) | |||||
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14 |
Type of Reporting Person (See Instructions) | |||||
*Represents redemption-exchange units of Brookfield Business L.P. See Item 5.
CUSIP No. G16252 10 1 |
SCHEDULE 13D |
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Explanatory Note
This Amendment No. 2 (this Amendment No. 2) to Schedule 13D is being filed to reflect the closing on September 26, 2017 of the previously announced equity offering of limited partnership units (the Units) of Brookfield Business Partners LP (BBU), together with a concurrent private placement (the Private Placement) to Brookfield Asset Management Inc. (BAM) of 6,945,000 redeemable-exchangeable units (REUs) of Brookfield Business L.P. (Holding LP), which are exchangeable for Units of BBU under certain circumstances and a concurrent private placement to OMERS, the pension plan for Ontarios municipal employees, of 6,670,000 Units.
Unless otherwise indicated, all references to $ in this Schedule 13D are to U.S. dollars.
Information reported in the original Schedule 13D remains in effect except to the extent that it is amended or superseded by information contained in this Amendment No. 2.
Item 2. Identity and Background
Item 2 of Schedule 13D is hereby amended and supplemented as follows:
Schedule I hereto, with respect to BAM, Schedule II hereto, with respect to Partners Limited (Partners), Schedule III hereto, with respect to Partners Value Investments LP (PVI), Schedule IV hereto, with respect to Brookfield Private Equity Direct Investments Holdings LP (BPED), Schedule V hereto, with respect to Brookfield Private Equity Group Holdings LP (BPEG), and Schedule VI hereto, with respect to BUSC Finance LLC (BUSC Finco), and together with BAM, Partners, PVI, BPED and BPEG, the Reporting Persons), set forth a list of all the directors and executive officers or persons holding equivalent positions (the Scheduled Persons) of each such Reporting Persons and the principal business address of each Scheduled Person.
To the Reporting Persons knowledge, none of the Scheduled Persons listed on Schedules I through VI have been, during the last five years, (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of Schedule 13D is hereby amended and supplemented as follows:
In connection with the Private Placement, BAM and Holding LP entered into a subscription agreement, dated as of September 20, 2017 (the Subscription Agreement), which provided for the purchase by BAM and its affiliates of 6,945,000 REUs, deliverable at closing on September 26, 2017.
Item 4. Purpose of Transaction
Item 4 of Schedule 13D is hereby supplemented as follows:
The Subscription Agreement provided for the purchase by BAM and its affiliates of 6,945,000 REUs for the purpose of increasing its investment in BBU.
Item 5. Interest in Securities of the Issuer
items 5(a)-(b) of Schedule 13D are hereby amended as follows:
(a)-(b) As of the date hereof, BAM may be deemed to be the beneficial owner of 24,784,250 Units and Partners may be deemed to be the beneficial owner of 24,801,599 Units, and such Units each constitutes approximately 38.0% of the issued and outstanding Units based on the number of Units outstanding as of September 26, 2017. As of the date hereof, PVI may be deemed to be the beneficial owner of 1,716,780 Units, and such Units constitute approximately 2.6% of the issued and outstanding Units as of September 26, 2017. In addition, BAM holds, indirectly through BPEG and BUSC Finco, an aggregate of 63,095,497 redemption-exchange units of Holding LP. Such redemption-
CUSIP No. G16252 10 1 |
SCHEDULE 13D |
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exchange units held indirectly by BAM represent 100% of the redemption-exchange units of Holding LP and approximately 49.2% of the Units assuming that all of the redemption-exchange units of Holding LP were exchanged for Units pursuant to the redemption-exchange mechanism. Assuming that all of the redemption-exchange units of Holding LP were exchanged for Units pursuant to the redemption-exchange mechanism, as of the date hereof, BAM may be deemed to be the beneficial owner of 87,879,747 Units and Partners may be deemed to be the beneficial owner of 89,613,876 Units, and such Units would constitute approximately 68.5% and 69.9%, respectively, of the issued and outstanding Units based on the number of Units outstanding as of September 26, 2017. The redemption-exchange units of Holding LP and the redemption-exchange mechanism are more fully described in BBUs Annual Report on Form 20-F for the year ended December 31, 2016.
The Units deemed to be beneficially owned by BAM include 24,784,250 Units beneficially owned by BPED, 28,871,195 redemption-exchange units of Holding LP beneficially owned by BPEG, and 34,224,302 redemption-exchange units of Holding LP beneficially owned by BUSC Finco. The Units deemed to be beneficially owned by Partners include 17,349 Units directly beneficially owned by Partners, together with the Units deemed to be beneficially owned by PVI and the Units deemed to be beneficially owned by BAM. Partners may be deemed to have shared power with each of BAM and PVI to vote or direct the vote of the Units beneficially owned by it or to dispose of such Units other than 17,349 Units with respect to which Partners has sole voting and investment power.
Item 7. Material to be Filed as Exhibits.
Exhibit 1 |
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Joint Filing Agreement, dated September 26, 2017, among Brookfield Asset Management Inc., Partners Limited, Partners Value Investments LP, Brookfield Private Equity Direct Investments Holdings LP, Brookfield Private Equity Group Holdings LP, and BUSC Finance LLC. |
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Exhibit 2 |
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Subscription Agreement, dated September 20, 2017, by and between Brookfield Asset Management Inc. and Brookfield Business L.P. |
CUSIP No. G16252 10 1 |
SCHEDULE 13D |
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SIGNATURES
After reasonable inquiry and to the best of the undersigneds knowledge and belief, each of the undersigned certifies as to itself that the information set forth in this statement is true, complete and correct.
Dated: September 26, 2017
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BROOKFIELD ASSET MANAGEMENT INC. | ||
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By: |
/s/ A.J. Silber | |
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Name: |
A.J. Silber |
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Title |
Vice President, Legal Affairs and Corporate Secretary |
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PARTNERS LIMITED | ||
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By: |
/s/ Brian Lawson | |
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Name: |
Brian Lawson |
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Title |
President |
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PARTNERS VALUE INVESTMENTS LP, by its general partner, PVI MANAGEMENT INC. | ||
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By: |
/s/ Adil Mawani | |
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Name: |
Adil Mawani |
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Title |
Director, Finance |
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BROOKFIELD PRIVATE EQUITY GROUP HOLDINGS LP, by its general partner, BROOKFIELD PRIVATE EQUITY INC. | ||
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By: |
/s/ A.J. Silber | |
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Name: |
A.J. Silber |
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Title |
Director |
CUSIP No. G16252 10 1 |
SCHEDULE 13D |
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BROOKFIELD PRIVATE EQUITY DIRECT INVESTMENTS HOLDINGS LP, by its general partner, BROOKFIELD PRIVATE EQUITY INC. | ||
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By: |
/s/ A.J. Silber | |
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Name: |
A.J. Silber |
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Title |
Director |
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BUSC FINANCE LLC | ||
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By: |
/s/ Josh Zinn | |
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Name: |
Josh Zinn |
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Title |
Vice-President |
SCHEDULE I
BROOKFIELD ASSET MANAGEMENT INC.
Name and Position of |
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Principal Business |
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Principal Occupation or |
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Citizenship |
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M. Elyse Allan, Director |
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GE Canada |
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President and Chief Executive Officer of GE Canada |
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U.S.A. & Canada |
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Jeffrey M. Blidner, Vice Chairman and Director |
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181 Bay Street, Suite 300 |
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Vice Chairman of Brookfield |
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Canada |
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Angela F. Braly, Director |
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The Braly Group LLC |
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President & Founder, The Braly Group, LLC |
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U.S.A. |
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Richard (Ric) Clark, Senior Managing Partner |
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250 Vesey Street, 15th Floor, New York, NY 10281-1023 U.S.A. |
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Senior Managing Partner of Brookfield |
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U.S.A. |
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Jack L. Cockwell, Director |
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c/o 51 Yonge Street, Suite 400, Toronto, Ontario |
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Corporate Director |
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Canada |
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Marcel R. Coutu, Director |
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c/o Suite 1700, 335 8th Ave. S.W., Calgary, Alberta T2P 1C9 Canada |
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Corporate Director |
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Canada |
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Murilo Ferreira, Director |
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Rua General Venãncio Flores, 50 Cob 01, Leblon Rio de Janeiro |
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Former CEO of Vale SA |
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Brazil |
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J. Bruce Flatt, Director and Senior Managing Partner and Chief Executive Officer |
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181 Bay Street, Suite 300 |
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Senior Managing Partner and Chief Executive Officer of Brookfield |
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Canada |
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Robert J. Harding, Director |
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c/o 181 Bay Street, Suite 300, Brookfield Place, |
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Corporate Director of Brookfield |
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Canada |
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V. Maureen Kempston Darkes, Director |
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10 Avoca Avenue, Unit 1904, Toronto, Ontario M4T 2B7 |
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Corporate Director |
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Canada |
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David W. Kerr, Director |
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Halmont Properties Corporation |
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Chairman, Halmont Properties Corporation |
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Canada |
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Brian W. Kingston, |
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250 Vesey Street, 15th Floor, New York, NY 10281-1023 U.S.A. |
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Senior Managing Partner of BAM |
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Canada |
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Brian D. Lawson, Senior |
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181 Bay Street, Suite300 |
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Senior Managing Partner an Chief Financial Officer of BAM |
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Canada |
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Cyrus Madon, Senior Managing Partner |
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181 Bay Street, Suite300 |
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Senior Managing Partner of Brookfield |
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Canada |
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Frank J. McKenna, Director |
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TD Bank Group, P.O. Box 1, TD Centre, 66 |
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Chair of Brookfield and Deputy Chair of TD Bank Group |
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Canada |
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Rafael Miranda, Director |
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C/Principe de Viana 9 |
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Former CEO of Endesa, |
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Spain |
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28023 Madrid, Spain |
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S.A., Chairman of Acerinox, S.A. |
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Youssef A. Nasr, Director |
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P.O. Box 16 5927, Beirut, Lebanon |
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Corporate Director of Brookfield and former Chairman and CEO of HSBC Middle East Ltd. and former President of HSBC Bank Brazil |
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Lebanon and U.S.A. |
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Lord Augustine Thomas ODonnell, Director |
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Frontier Economics |
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Chairman of Frontier Economics |
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United Kingdom |
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Lori Pearson, Senior Managing Partner |
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181 Bay Street, Suite 300 |
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Senior Managing Partner and Chief Operating Officer of Brookfield |
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Canada |
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Samuel J.B. Pollock, Senior Managing Partner |
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181 Bay Street, Suite 300 |
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Senior Managing Partner of Brookfield |
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Canada |
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Ngee Huat Seek, Director |
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501 Orchard Road, #08 01 Wheelock Place, Singapore 238880 |
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Chairman, Global Logistic Properties |
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Singapore |
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Sachin G. Shah, Senior Managing Partner |
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181 Bay Street, Suite 300 |
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Senior Managing Partner of Brookfield |
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Canada |
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Diana L. Taylor, Director |
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Solera Capital L.L.C |
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Vice Chair, Solera Capital LLC |
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U.S.A. and Canada |
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A.J. Silber, Vice-President, Legal Affairs and Corporate Secretary |
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181 Bay Street, Suite 300 |
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Vice-President, Legal Affairs and Corporate Secretary of Brookfield |
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Canada |
SCHEDULE II
PARTNERS LIMITED
Name and Position of |
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Principal Business |
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Principal Occupation or |
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Citizenship |
Jack. L. Cockwell, Director and Chairman |
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c/o 51 Yonge Street, Suite 400 Toronto, Ontario M5E |
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Corporate Director |
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Canada |
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David W. Kerr, Director |
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Halmont Properties Corporation |
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Chairman, Halmont Properties Corporation |
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Canada |
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Brian D. Lawson, Director and President |
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Brookfield Asset Management Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario |
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Senior Managing Partner and Chief Financial Officer of Brookfield |
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Canada |
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George E. Myhal, Director |
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Partners Value Investments LP, 181 Bay Street, |
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President and Chief Executive Officer, Partners Value Investments LP |
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Canada |
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Timothy R. Price, Director |
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c/o 51 Yonge Street, Suite 400, Toronto, Ontario M5E |
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Chairman, Brookfield Funds |
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Canada |
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Tony E. Rubin, Treasurer |
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51 Yonge Street, Suite 400, Toronto, Ontario M5E |
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Accountant |
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Canada |
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Loretta Corso, Secretary |
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Brookfield Asset Management Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario |
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Corporate Secretarial |
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Canada |
SCHEDULE III
PVI MANAGEMENT INC., as General Partner of
PARTNERS VALUE INVESTMENTS LP
Name and Position of |
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Principal Business |
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Principal |
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Citizenship |
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John P. Barratt, Director |
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c/o Suite 200, #10 2130 Dickson Road, Mississauga, Ontario L5B 1Y6 |
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Corporate Director |
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Canada |
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|
|
|
Edward C. Kress, Director |
|
51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1 |
|
Corporate Director |
|
Canada |
|
|
|
|
|
|
|
Brian D. Lawson, Director |
|
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada |
|
Senior Managing Partner and Chief Financial Officer |
|
Canada |
|
|
|
|
|
|
|
Frank N.C. Lochan, Chairman |
|
228 Lakewood Drive, Oakville, Ontario L6K 1B2 |
|
Corporate Director |
|
Canada |
|
|
|
|
|
|
|
George E. Myhal, President, Chief Executive Officer and Director |
|
Partners Value Investments LP, 181 Bay Street, Brookfield Place, Suite 210, Toronto, Ontario M5J 2T3, Canada |
|
President and Chief Executive Officer, Partners Value Investments LP |
|
Canada |
|
|
|
|
|
|
|
Adil Mawani, Director, Finance |
|
Partners Value Investments LP, 181 Bay Street, Brookfield Place, Suite 210, Toronto, Ontario M5J 2T3, Canada |
|
Director, Finance, Partners Value Investments LP |
|
Canada |
|
|
|
|
|
|
|
Ralph J. Zarboni, Director |
|
Rossiter Ventures Corporation |
|
Chairman and Chief Executive Officer of EM Group Inc. and EM Plastic & Electric Products Limited |
|
Canada |
|
|
|
|
|
|
|
Loretta Corso, Corporate Secretary |
|
181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada |
|
Corporate Secretarial Administrator, Brookfield |
|
Canada |
SCHEDULE IV
BROOKFIELD PRIVATE EQUITY GROUP HOLDINGS LP, by its general partner, BROOKFIELD PRIVATE EQUITY INC.
Name and Position of |
|
Principal Business |
|
Principal Occupation or |
|
Citizenship |
|
|
|
|
|
|
|
Jaspreet Dehl, Managing Director and Secretary |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Managing Director |
|
Canada |
|
|
|
|
|
|
|
David Nowak, Managing Partner |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Managing Partner |
|
Canada |
|
|
|
|
|
|
|
David Grosman, Director and Senior Vice President |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Senior Vice President |
|
Canada |
|
|
|
|
|
|
|
A.J. Silber, Director |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Vice-President, Legal Affairs and Corporate Secretary of Brookfield |
|
Canada |
|
|
|
|
|
|
|
Joseph Freedman, Senior Vice Chairman |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Senior Vice Chairman |
|
Canada |
|
|
|
|
|
|
|
Cyrus Madon, Senior Managing Partner |
|
181 Bay Street, Suite300, Toronto, ON M5J 2T3 |
|
Senior Managing Partner of Brookfield |
|
Canada |
|
|
|
|
|
|
|
Ryan Szainwald, Senior Vice President |
|
181 Bay Street, Suite300, Toronto, ON M5J 2T3 |
|
Senior Vice President |
|
Canada |
SCHEDULE V
BROOKFIELD PRIVATE EQUITY DIRECT INVESTMENTS HOLDINGS LP, by its general partner, BROOKFIELD PRIVATE EQUITY INC.
Name and Position of |
|
Principal Business |
|
Principal Occupation or |
|
Citizenship |
|
|
|
|
|
|
|
Jaspreet Dehl, Managing Director and Secretary |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Managing Director |
|
Canada |
|
|
|
|
|
|
|
David Nowak, Managing Partner |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Managing Partner |
|
Canada |
|
|
|
|
|
|
|
David Grosman, Director and Senior Vice President |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Senior Vice President |
|
Canada |
|
|
|
|
|
|
|
A.J. Silber, Director |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Vice-President, Legal Affairs and Corporate Secretary of Brookfield |
|
Canada |
|
|
|
|
|
|
|
Joseph Freedman, Senior Vice Chairman |
|
181 Bay Street, Suite 300, Toronto, ON M5J 2T3 |
|
Senior Vice Chairman |
|
Canada |
|
|
|
|
|
|
|
Cyrus Madon, Senior Managing Partner |
|
181 Bay Street, Suite300, Toronto, ON M5J 2T3 |
|
Senior Managing Partner of Brookfield |
|
Canada |
|
|
|
|
|
|
|
Ryan Szainwald, Senior Vice President |
|
181 Bay Street, Suite300, Toronto, ON M5J 2T3 |
|
Senior Vice President |
|
Canada |
SCHEDULE VI
BUSC FINANCE LLC
Name and Position of |
|
Principal Business |
|
Principal Occupation or |
|
Citizenship |
|
|
|
|
|
|
|
Mark Srulowitz, President |
|
250 Vesey Street, 15th Floor, New York, NY 10281-1023 |
|
Managing Partner |
|
U.S.A. |
|
|
|
|
|
|
|
Jordan Kolar, Manager and Vice President |
|
250 Vesey Street, 15th Floor, New York, NY 10281-1023 |
|
Senior Vice President, Tax |
|
U.S.A. |
|
|
|
|
|
|
|
Josh Zinn, Manager and Vice President |
|
250 Vesey Street, 15th Floor, New York, NY 10281-1023 |
|
Senior Vice President |
|
Australia |
|
|
|
|
|
|
|
Rami El Jurdi, Manager and Secretary |
|
181 Bay Street, Suite300, Toronto, ON M5J 2T3 |
|
Vice President |
|
Canada |