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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to Purchase Common Stock | $ 17.19 | 08/04/2011 | M | 38,713 | (5) | 03/05/2019 | Common Stock $0.01 Par Value | 38,713 | $ 0 | 47,080 | D | ||||
Options to Purchase Common Stock | $ 37.53 | 08/04/2011 | M | 138,360 | (6) | 08/31/2015 | Common Stock $0.01 Par Value | 138,360 | $ 0 | 0 | D | ||||
Options to Purchase Common Stock | $ 6.875 | 08/04/2011 | M | 44,500 | (7) | 05/08/2013 | Common Stock $0.01 Par Value | 44,500 | $ 0 | 0 | D | ||||
Options to Purchase Common Stock | $ 8.95 | 08/04/2011 | M | 133,500 | (8) | 05/08/2013 | Common Stock $0.01 Par Value | 133,500 | $ 0 | 0 | D | ||||
Options to Purchase Common Stock | $ 37.53 | 08/04/2011 | M | 26,640 | (6) | 08/31/2015 | Common Stock $0.01 Par Value | 26,640 | $ 0 | 0 | D | ||||
Options to Purchase Common Stock | $ 17.19 | 08/04/2011 | M | 1,287 | (9) | 03/05/2019 | Common Stock $0.01 Par Value | 1,287 | $ 0 | 12,920 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TURICCHI R SCOTT 6922 HOLLYWOOD BLVD 5TH FLOOR LOS ANGELES, CA 90028 |
President |
/s/ R. Scott Turicchi | 08/05/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were acquired upon exercise of stock options under the Issuer's 2007 Stock Plan identified as exercised in Part II of this Form 4. |
(2) | Includes 76,200 shares of restricted stock which remain subject to vesting. |
(3) | These shares were acquired upon exercise of stock options under the Issuer's Second Amended and Restated 1997 Stock Option Plan identified as exercised in Part II of this Form 4. |
(4) | Represents shares withheld by the Company to cover payment of exercise price and payroll tax withholding incident to the exercise of the stock options identified as exercised in Part II of this Form 4. |
(5) | These stock options vested in five installments commencing on March 5, 2010 as follows: 19,999 options vested on March 5, 2010, 18,714 options vested on March 5, 2011, 18,714 options vested on March 5, 2012, 14,183 options vested on March 5, 2013 and 14,183 options vested on March 5, 2014. |
(6) | These stock options vested in five (5) equal annual installments commencing August 31, 2006. |
(7) | These stock options vested on May 8, 2004. |
(8) | These stock options vested in three (3) equal annual installments commencing on May 8, 2005. |
(9) | These stock options vest in five installments commencing on March 5, 2010 as follows: 1 option vested on March 5, 2010, 1,286 options vested on March 5, 2011, 1,286 options will vest on March 5, 2012, 5,867 options will vest on March 5, 2013 and 5,867 options will vest on March 5, 2014. |