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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Glickman Jodie 1233 BEECH STREET UNIT 35 ATLANTIC BEACH, NY 11509 |
X |
/s/ Jodie Glickman | 11/23/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to an Underwriting Agreement, dated November 17, 2005, and in connection with the registered public offering of shares of common stock, par value of $.01 per share (the "Common Stock") of Lifetime Brands, Inc. (the "Company"), by the Company and certain selling stockholders, including an irrevocable trust for the benefit of Jodie Glickman's daughter of which Jodie Glickman is the sole trustee (the "Child's Trust"), two irrevocable trusts for the benefit of Jodie Glickman of which Jodie Glickman and Jodie Glickman's siblings (Bruce Cohen and Laura Miller) are the trustees (the "Jodie Glickman Trusts") (continued in Footnote 2), |
(2) | (continuation of Footnote 1) and two irrevocable trusts for the benefit of Laura Miller of which Laura Miller, Jodie Glickman and Bruce Cohen are the trustees (the "Laura Miller Trusts"), pursuant to a registration statement on Form S-3 (Registration Statement No. 333-129345) filed by the Company which was declared effective by the Securities and Exchange Commission on November 17, 2005, which offering was consummated on November 23, 2005, the Child's Trust sold 34,971 shares of Common Stock, the Jodie Glickman Trusts sold, in the aggregage, 164,029 shares of Common Stock, and the Laura Miller Trusts sold, in the aggregate 195,000 shares of Common Stock. |
(3) | Represents shares held in the Child's Trust and in three other irrevocable trusts for the benefit of Jodie Glickman's spouse, child and grandchild of which Jodie Glickman is the sole trustee. |
(4) | Represents shares held in the Jodie Glickman Trusts. |
(5) | Represents shares held in the Laura Miller Trusts and in an irrevocable trust for the benefit of Bruce Cohen for which Jodie Glickman, Laura Miller and Bruce Cohen serve as the trustees. |