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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MANNING PATRICK T 20810 FERNBUSH LANE HOUSTON, TX 77073 |
X | Chief Executive Officer |
/s/ Roger M. Barzun under a Power of Attorney | 06/17/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were sold as a result of a margin call by the reporting person's broker. |
(2) | This is the weighted average price at which these shares were sold. Of the shares, 6,600 shares were sold at prices that ranged from $14.50 to $14.99 per share; 1,179 shares were sold at $15.00 per share; and 300 shares were sold at $15.02 per share. Upon request, the reporting person will provide to the staff of the SEC, the issuer, or a security holder the full information regarding the number of shares sold at each separate price. |
(3) | This is the weighted average price at which these shares were sold. They were sold at prices that ranged from $14.35 to $14.41 per share. Upon request, the reporting person will provide to the staff of the SEC, to the issuer, or to a security holder the full information regarding the number of shares sold at each separate price. |