UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BNP PARIBAS 787 SEVENTH AVENUE, 30TH FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
/s/ Barbara Eppolito, Director | 11/12/2010 | |
**Signature of Reporting Person | Date | |
/s/ Amy Kirschner, Managing Director | 11/12/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is being filed by BNP Paribas, a French societe anonyme and bank holding company under the Bank Holding Company Act of 1956, on behalf of its wholly-owned subsidiaries. |
(2) | On November 30, 2009, in accordance with the Fourth Amended Joint Plan of Affiliated Debtors Pursuant to Chapter 11 of the Bankruptcy Code, dated October 27, 2009 and filed as Exhibit 2.1 to the Issuer's Form 10, filed May 6, 2010, the Issuer issued 1,565,375 shares of Class A Common Stock to BNP Paribas and 3,113,443 shares of Class A Common Stock to Fortis Capital Corp. On April 13, 2010, Banexi Holding Corp., a direct wholly-owned subsidiary of BNP Paribas, purchased all of the shares of Fortis Capital Corp. On June 30, 2010, BNP Paribas and Fortis Capital Corp. transferred the entirety of their holdings in the Issuer to BNP Paribas VPG SemGroup, LLC. |
(3) | 4,678,818 shares are owned by BNP Paribas VPG SemGroup, LLC, a direct wholly-owned subsidiary of BNP Paribas VPG Master, LLC, which is a direct wholly-owned subsidiary of BNP Paribas. |