U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-K/A

(Amendment No. 2)

 

 

 

þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended June 30, 2012

 

OR

 

o TRANSITION REPORT UNDER SECTION 13 OF 15(d) OF THE EXCHANGE ACT OF 1934

 

Commission File Number 001-34250

 

 

SEVEN ARTS ENTERTAINMENT INC.

(Exact name of small business issuer as specified in its charter)

 

Nevada		45-3138068
(State or other jurisdiction of incorporation or organization)		(IRS Employer Identification No.)

 

8439 Sunset Boulevard 4th Floor

Los Angeles, CA 90069

(Address of principal executive offices)

 

(323) 372-3080

(Issuer's telephone number)

 

 (Former name, former address and former fiscal year, if changed since last report)

 

Indicate by check mark whether the registrant (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days: Yes þ No o

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes þ No o

 

Indicate by check mark whether the Registrant is a large accredited filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accredited filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act:

 

Large Accredited Filer	o	Accelerated Filer	o
Non-Accredited Filer	o	Smaller Reporting Company	þ

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No þ

 

As of September 10, 2013, there were 200,635,536 shares of Common Stock of the issuer outstanding.

 

 

EXPLANATORY NOTE

 

This Form 10-K/A is being filed for the sole purpose of furnishing the certificates and Director signatures which were inadvertently omitted from the original Form 10K/A filed with the Securities and Exchange Commission on November 9, 2012. This Amendment speaks as of the filing date of the Original Date and does not reflect events which may have occurred subsequent to the filing of the Original Date.

 

 

 

SIGNATURES

 

In accordance with the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

	SEVEN ARTS ENTERTAINMENT, INC.
Date: September 11, 2013	By:	/s/ Kate Hoffman
		Kate Hoffman, CEO

 

Date: September 11, 2013	By:	/s/ Candace Wernick
		Candace Wernick
		Chief Financial Officer

 

 

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

	SEVEN ARTS ENTERTAINMENT INC..
November 9, 2012	By:		/s/ Peter Hoffman
			Peter Hoffman
			Chief Executive Officer
			(Principal Executive Officer)

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

Signature		Title		Date
/s/ PETER HOFFMAN		Chief Executive Officer and Director (Principal Executive Officer)		November 9, 2012
Peter Hoffman
/s/ ELAINE NEW		Chief Financial Officer and Principal Accounting Officer		November 9, 2012
Elaine New
/s/ KATE HOFFMAN		Chief Operating Officer and Director		November 9, 2012
Kate Hoffman
/s/ HUBERT GIBBS		Director		November 9, 2012
Hubert Gibbs
/s/ ANTHONY HICKOX		Director		November 9, 2012
Anthony Hickox
/s/ DAVID MICHERY		Director		November 9, 2012
David Michery
/s/ DAN REARDON		Director		November 9 2012
Dan Reardon