UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
______________
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): November
3, 2017
MOODY’S
CORPORATION
(Exact
Name of Registrant as Specified in Charter)
Delaware |
1-14037 |
13-3998945 |
(State or Other Jurisdiction of |
(Commission File Number) |
(IRS Employer Identification No.) |
7 World Trade Center at 250 Greenwich Street |
(Address of Principal Executive Offices) (Zip Code) |
Registrant’s
telephone number, including area code:
(212) 553-0300
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ⃞
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. ⃞
TABLE OF CONTENTS
ITEM 2.02 |
RESULTS OF OPERATIONS AND FINANCIAL CONDITION |
3 |
ITEM 7.01 | REGULATION FD DISCLOSURE | 3 |
ITEM 9.01 | FINANCIAL STATEMENTS AND EXHIBITS | 3 |
SIGNATURE |
|
4 |
EXHIBIT 99.1 |
Item 2.02, "Results of Operations and Financial Condition"
On November 3, 2017, Moody's Corporation (the "Registrant") announced its financial results for the quarter ended September 30, 2017, as well as its outlook for 2017. A copy of the press release containing the announcement is included as Exhibit 99.1.
The information contained in this Current Report, including the exhibit
hereto, is being furnished and shall not be deemed "filed" for the
purpose of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”) or otherwise subject to the liabilities of that
Section. The information in this Current Report shall not be
incorporated by reference into future filings under the Securities Act
of 1933, as amended, or the Exchange Act, unless it is specifically
incorporated by reference therein.
Item 7.01, "Regulation
FD Disclosure"
The information set forth under Item 2.02, "Results of Operations and
Financial Condition" is incorporated herein by reference.
Item
9.01, "Financial Statements and Exhibits"
(d) Exhibits
99.1 Press release of Moody's Corporation dated November 3, 2017, announcing results for the quarter ended September 30, 2017.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MOODY'S CORPORATION |
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By: |
/s/ John J. Goggins |
John J. Goggins |
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Executive Vice President and General |
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Date: |
November 3, 2017 |
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