SARATOGA RESOURCES, INC.




 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

 

 

 

 

 

 

FORM 8-K

 

 

 

 

 

 

 

 

 

 

 

 

 

CURRENT REPORT

 

 

 

 

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

 

 

 

 

 

 

 

Date of report (Date of earliest event reported):  May 3, 2011

 

 

 

 

 

 

 

 

 

 

SARATOGA RESOURCES, INC.

 

 

 

 

(Exact name of registrant as specified in Charter)

 

 

 

 

 

 

 

 

Texas

 

0-27563

 

76-0314489

 

 

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File No.)

 

(IRS Employer Identification No.)

 

 

 

 

 

 

 

 

 

7500 San Felipe, Suite 675

Houston, Texas 77063

 

 

 

 

(Address of Principal Executive Offices)(Zip Code)

 

 

 

 

 

 

 

 

 

 

713-458-1560

 

 

 

 

(Issuer Telephone number)

 

 

 

 

 

 

 

 

 

 

 

(Former name or former address, if changed since last report)

 



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):


o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





 

Item 8.01

Other Events


On May 3, 2011, the Company issued a press release pursuant to Rule 135c under the Securities Act of 1933, as amended, announcing a proposed offering of senior secured notes.  The securities have not been registered under the Securities Act of 1933, as amended, or any state securities laws and may not be offered or sold in the United States absent registration or an applicable exemption from such registration requirements.  A copy of the press release is attached to this report as Exhibit 99.1.


Item 9.01

Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.:

  

Description:

  

  

  

99.1

  

Press release, dated May 3, 2011.




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SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.



 

 

SARATOGA RESOURCES, INC.

 

 

 

 

 

 

 

 

Dated:  May 3, 2011

 

By:

/s/ Edward Hebert

 

 

 

Edward Hebert

 

 

 

Vice President – Finance




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