UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series B Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 8,978,736 (1) | $ (1) | I | See Footnote (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Battery Ventures VIII (AIV III), L.P. C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
 |  X |  |  |
Battery Partners VIII (AIV III), LLC C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
 |  X |  |  |
Agrawal Neeraj C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
 |  X |  |  |
BROWN MICHAEL MAURICE C/O BATTERY VENTURES 930 WINTER STREET WALTHAM, MA 02451 |
 |  X |  |  |
CROTTY THOMAS J C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
 |  X |  |  |
DHALIWAL SUNIL C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
 |  X |  |  |
FRISBIE RICHARD D C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
 |  X |  |  |
LAWLER KENNETH P C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
 |  X |  |  |
TABORS R DAVID C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
 |  X |  |  |
TOBIN SCOTT R C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
 |  X |  |  |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Battery Ventures VIII (AIV III), L.P.) | 11/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Battery Partners VIII (AIV III), LLC) | 11/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Neeraj Agrawal) | 11/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Michael M. Brown) | 11/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Thomas J. Crotty) | 11/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Sunil Dhaliwal) | 11/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Richard D. Frisbie) | 11/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Kenneth P. Lawler) | 11/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of R. David Tabors) | 11/16/2011 | |
**Signature of Reporting Person | Date | |
/s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Scott R. Tobin) | 11/16/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of Series B Convertible Preferred Stock are convertible at any time at the election of the Reporting Persons and will automatically convert on an 8-for-1 basis into this number of shares of Common Stock immediately upon the closing of the Issuer's initial public offering. There is no expiration date. |
(2) | The reported securities are owned directly by Battery Ventures VIII (AIV III), L.P. The sole general partner of Battery Ventures VIII (AIV III), L.P. is Battery Partners VIII (AIV III), LLC. The managing members of Battery Partners VIII (AIV III), LLC are Neeraj Agrawal, Michael M. Brown, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin, who hold voting and dispositive power for the shares held by Battery Ventures VIII (AIV III), L.P. Each of Messrs. Agrawal, Brown, Crotty, Dhaliwal, Frisbie, Lawler, Lee, Tabors and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
 Remarks: The reporting persons are part of a 13(d) group owning more than 10% of the Issuer's outstanding equity securities.  Due to the limit of joint filers that can be included on one form, Battery Ventures VIII (AIV III), L.P., Battery Partners VIII (AIV III), LLC, Neeraj Agrawal, Michael M. Brown, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin have filed two separate forms simultaneously, which relate to the same securities of the Issuer held by such reporting persons. |