1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right-to-Buy)
|
08/08/1988(1)
|
01/17/2012 |
Common Stock
|
2,561
|
$
25.95
|
D
|
Â
|
Employee Stock Option (Right-to-Buy)
|
08/08/1988(2)
|
12/09/2012 |
Common Stock
|
2,341
|
$
27.9
|
D
|
Â
|
Employee Stock Option (Right-to-Buy)
|
08/08/1988(3)
|
12/03/2013 |
Common Stock
|
2,541
|
$
27.3
|
D
|
Â
|
Employee Stock Option (Right-to-Buy)
|
08/08/1988(4)
|
12/02/2014 |
Common Stock
|
3,568
|
$
28.98
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
2000 Stock Incentive Plan: This option vests in four equal installments beginning on January 17, 2003. |
(2) |
2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 9, 2003. |
(3) |
2000 Stock Incentive Plan: This option vests in four equal installment beginning on December 3, 2004. |
(4) |
2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 2, 2005. |
(5) |
2000 Stock Incentive Plan: These restricted shares were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. Amounts include 1400 restricted shares which began vesting on 4-15-05 (1050 restricted shares remaining) and 559 restricted shares which will vest effective 12-2-07. |
(6) |
401(k) Plan: This amount includes shares and dividends acquired during the fiscal year pursuant to the H.B. Fuller Company Thrift Plan. |