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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) granted on October 29, 2001 (1) | $ 0.56 | 06/08/2007 | M | 894 | (2) | 10/28/2011 | Common Stock | 894 | $ 0 | 0 | D | ||||
Stock Option (right to buy) granted on October 29, 2001 (1) | $ 0.56 | 06/08/2007 | M | 894 | (2) | 10/28/2011 | Common Stock | 894 | $ 0 | 0 | D | ||||
Stock Option (right to buy) granted on October 29, 2001 (1) | $ 0.56 | 06/08/2007 | M | 447 | (2) | 10/28/2011 | Common Stock | 447 | $ 0 | 0 | D | ||||
Stock Option (right to buy) granted on May 10, 2002 (1) | $ 0.56 | 06/08/2007 | M | 1,340 | (3) | 05/09/2012 | Common Stock | 1,340 | $ 0 | 0 | D | ||||
Stock Option (right to buy) granted on May 10, 2002 (1) | $ 0.56 | 06/08/2007 | M | 1,340 | (3) | 05/09/2012 | Common Stock | 1,340 | $ 0 | 0 | D | ||||
Stock Option (right to buy) granted on May 10, 2002 (1) | $ 0.56 | 06/08/2007 | M | 670 | (4) | 05/09/2012 | Common Stock | 670 | $ 0 | 0 | D | ||||
Stock Option (right to buy) granted on November 4, 2004 | $ 1.36 | 06/08/2007 | M | 16,145 | (5) | 11/03/2011 | Common Stock | 25,000 | $ 0 | 8,855 | D | ||||
Stock Option (right to buy) granted on November 1, 2005 | $ 1.57 | 06/08/2007 | M | 13,854 | (5) | 10/31/2012 | Common Stock | 35,000 | $ 0 | 21,146 | D | ||||
Stock Option (right to buy) granted on April 17, 2006 | $ 1.48 | 06/08/2007 | M | 54,166 | (5) | 04/16/2013 | Common Stock | 200,000 | $ 0 | 145,834 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kelly Mark C/O CMGI, INC. 1100 WINTER STREET, SUITE 4600 WALTHAM, MA 02451 |
Pres. Americas Bus. Unit, ML |
/s/ Thomas B. Rosedale (Pursuant to Power of Attorney) | 06/12/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option was granted by Modus Media, Inc. on grant date shown and assumed by the issuer in connection with the acquisition of Modus Media, Inc. on August 2, 2004. |
(2) | Option vested and became exercisable as to all of the shares on October 29, 2006. |
(3) | Option vested and became exercisable as to 893 shares on May 10, 2006 and as to 447 shares on May 10, 2007. |
(4) | Option vested and became exercisable as to 446 shares on May 10, 2006 and as to 224 shares on May 10, 2007. |
(5) | Option vested and became exercisable as to 25% of the shares on the first anniversary of the date of grant and the remainder vests and becomes exercisable in 36 equal monthly installments. |