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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units (1) | (2) | 02/23/2009 | A | 14,800 | (3) | (3) | Common | 14,800 | $ 0 | 14,800 | D | ||||
Restricted Stock Units (1) | (2) | 02/23/2009 | A | 7,200 | (4) | (4) | Common | 7,200 | $ 0 | 7,200 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Koley Patrick J. 520 LAKE COOK ROAD DEERFIELD, IL 60015 |
Sr VP-Strategy & Corp. Dev. |
Angela M. Pla, Attorney-in-Fact for Patrick J. Koley | 02/25/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the grant of restricted stock awards payable in shares of the Company's common stock under the issuer's 2007 Long-Term Incentive Plan |
(2) | Each restricted stock unit represents a contingent right to receive one share of common stock. |
(3) | Payment of the award will be made in three equal annual installments on or about January 31st of each year beginning in 2010 if Mr. Koley remains employed through January 31, 2010, 2011 and 2012, or in the event of death or disability. |
(4) | Full payment of the award will be made in the form of shares in 2012, if Mr. Koley remains employed with the Company through December 31, 2011 and if certain performance goals are met, or in the event of death or disability. |
Remarks: On February 23, 2009, Mr. Koley was granted a special one-time award of 14,800 restricted stock units under the issuer's Long-Term Incentive Plan which vests and becomes payable in three equal annual installments beginning in 2010. In addition, he was granted an award of 7,200 restricted stock units under the issuer's 2007 Long-Term Incentive Plan. |