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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (5) | (6) | (6) | Common Stock | 12,835 | 12,835 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bellm Brent 1011 W. FIFTH STREET, SUITE 300 AUSTIN, TX 78703 |
Chief Operating Officer |
/s/ Melissa Fruge as Attorney-in-Fact for Brent Bellm | 10/22/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On September 24, 2013, the reporting person filed a Form 4 mistakenly reporting the vesting of 2,084 restricted stock units granted March 27, 2012. No restricted stock units granted March 27, 2012 vested on September 21, 2013; the 2,084 restricted stock units that vested September 21, 2013 were in fact granted June 28, 2010 and are reported in Table I and not as a derivative security on Table II. As of September 21, 2013, the reporting person only owned 49,197 shares of common stock. |
(2) | Amended to correct the amount of common stock reported in Column 5 per Footnote 1 above. |
(3) | Transaction pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
(4) | Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $30.68 to $31.51. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
(5) | Each restricted stock unit represents a contingent right to receive one share of HomeAway common stock. |
(6) | On March 27, 2012, the reporting person was granted 18,669 restricted stock units. 6.25% of the restricted stock units will vest at the end of each quarter over a period of four years, measured from June 1, 2012, subject to continued service through each vesting date. |
(7) | As discussed in Footnote 1 above, on September 24, 2013, the reporting person filed a Form 4 mistakenly reporting the vesting of 2,084 restricted stock units granted March 27, 2012. As of September 21, 2013, the reporting person in fact owned 12,835 unvested restricted stock units granted March 27, 2012. |