William J & Mary Ann P McGrath Foundation
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Robert Newman, Esq.
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c/o William J. McGrath, Trustee
65 West Jackson Blvd. #128
Chicago, IL 60604
(312) 857-7493
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Newman & Morrison LLP
44 Wall Street, 20th Floor
New York, NY 10005
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(212) 248-1001
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1
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Names of Reporting Persons.
William J. McGrath
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
Cash available for investment
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5
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Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) o
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6
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Citizenship or Place of Organization
United States of America
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Number of Shares
Beneficially Owned
by Each Reporting
Person With
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7
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Sole Voting Power
0
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8
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Shared Voting Power
300,000
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9
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Sole Dispositive Power
0
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10
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Shared Dispositive Power
300,000
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
300,000
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12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
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13
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Percent of Class Represented by Amount in Row (11)
7.0%
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14
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Type of Reporting Person
IN
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1
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Names of Reporting Persons.
Mary Ann P. McGrath
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
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3
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SEC Use Only
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||||
4
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Source of Funds (See Instructions)
Cash available for investment
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||||
5
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Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) o
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6
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Citizenship or Place of Organization
United States of America
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||||
Number of Shares
Beneficially Owned
by Each Reporting
Person With
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7
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Sole Voting Power
0
|
|||
8
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Shared Voting Power
300,000
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||||
9
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Sole Dispositive Power
0
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||||
10
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Shared Dispositive Power
300,000
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||||
11
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Aggregate Amount Beneficially Owned by Each Reporting Person
300,000
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||||
12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
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||||
13
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Percent of Class Represented by Amount in Row (11)
7.0%
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14
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Type of Reporting Person
IN
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1
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Names of Reporting Persons.
William J & Mary Ann McGrath Foundation
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
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3
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SEC Use Only
|
||||
4
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Source of Funds (See Instructions)
Cash available for investment
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||||
5
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Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) o
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||||
6
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Citizenship or Place of Organization
United States of America
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||||
Number of Shares
Beneficially Owned
by Each Reporting
Person With
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7
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Sole Voting Power
0
|
|||
8
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Shared Voting Power
300,000
|
||||
9
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Sole Dispositive Power
0
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||||
10
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Shared Dispositive Power
300,000
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||||
11
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Aggregate Amount Beneficially Owned by Each Reporting Person
300,000
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||||
12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
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||||
13
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Percent of Class Represented by Amount in Row (11)
7.0%
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14
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Type of Reporting Person
OO
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(a)
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This statement is being filed by William J. McGrath and Mary Ann P. McGrath (collectively, the “Reporting Individuals”) and the William J & Mary Ann P McGrath Foundation (together with the Reporting Individuals, the “Reporting Persons). The Reporting Individuals serve as the co-trustees for the William J & Mary Ann P McGrath Foundation, a foundation organized under the laws of Illinois. Currently, the only trustees of the William J & Mary Ann P McGrath Foundation are the Reporting Individuals.
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(b)
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The business address of the Reporting Persons is: 65 West Jackson Blvd. #128, Chicago, IL 60604.
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(c)
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William J. McGrath is a managing director of Nimbus Strategies LLC, a consultancy. Mary Ann P McGrath is the spouse of William J. McGrath.
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(d)
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During the past five years, none of the Reporting Persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
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(e)
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During the past five years, none of the Reporting Persons has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of or prohibiting or mandating activity subject to federal or state securities laws or finding any violation with respect to such laws.
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(f)
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Each of the Reporting Individuals is a citizen of the United States.
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(a)
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See Items 11 and 13 of the cover page to this Schedule 13D for the aggregate number and percentage of Common Stock beneficially owned by the Reporting Persons.
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(b)
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See Items 7 through 10 of the cover page to this Schedule 13D for the number of shares of Common Stock beneficially owned by the Reporting Persons as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition and shared power to dispose or to direct the disposition.
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(c)
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Not applicable.
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(d)
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Not applicable.
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(e)
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Not applicable.
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Exhibit
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Description
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Exhibit A
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Joint Filing Agreement, dated October 16, 2012, by and among the Reporting Persons
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Date: October 16, 2012
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By:
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/s/ William J. McGrath
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Name:
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William J. McGrath
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Date: October 16, 2012
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By:
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/s/ Mary Ann P. McGrath
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Name:
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Mary Ann P. McGrath
WILLIAM J & MARY ANN P MCGRATH FOUNDATION
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Date: October 16, 2012
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By:
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/s/ William J. McGrath
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Name:
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William J. McGrath, Co-Trustee
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By: | /s/ Mary Ann P. McGrath | ||
Name: | Mary Ann P. McGrath |
WILLIAM J. MCGRATH
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/s/ William J. McGrath
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MARY ANN P. MCGRATH
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/s/ Mary Ann P. McGrath
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WILLIAM J AND MARY ANN P MCGRATH FOUNDATION
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/s/ William J. McGrath
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By: William J. McGrath
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Co-Trustee
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/s/ Mary Ann P. McGrath
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By: Mary Ann P. McGrath
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Co-Trustee
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