Definitive Additional Materials

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a)

of the Securities Exchange Act of 1934

(Amendment No.    )

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Definitive Proxy Statement

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x   Definitive Additional Materials    
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  FRANKLIN RESOURCES, INC.  
 

 

(Name of Registrant as Specified In Its Charter)

 

 

 

 

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*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on March 12, 2014.

 

       Meeting Information
     FRANKLIN RESOURCES, INC.  

 

Meeting Type:

  Annual Meeting
      

 

For holders as of:        

  January 14, 2014
      

 

Date:    March 12, 2014            Time:     10:00 AM PT

      

 

Location:     H.L. JAMIESON AUDITORIUM

      

ONE FRANKLIN PARKWAY, BUILDING 920

      

SAN MATEO, CA 94403

    

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ONE FRANKLIN PARKWAY

 

 

Directions: Visit our website at www.franklintempleton.com/retail/pages/ generic_content/global_nav/contact_us/pub/offices_us.jsf

      

 

Admission Ticket - Not Transferable

      

You are receiving this communication because you hold shares in the company named above.

 

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     SAN MATEO, CA 94403-1906  

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

      

If you plan to attend the Annual Meeting, please present this notice to gain admittance to the meeting.

 

      

See the reverse side of this notice to obtain proxy  materials and voting instructions.

 

      


    

—  Before You Vote  —

How to Access the Proxy Materials

 

     Proxy Materials Available to VIEW or RECEIVE:
    

 

NOTICE AND PROXY STATEMENT         ANNUAL REPORT

    

 

How to View Online:

     Have the information that is printed in the box marked by the arrow LOGO (located on the following page) and visit: www.proxyvote.com.
    

 

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Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before February 26, 2014 to facilitate timely delivery.

 

    

 

—  How To Vote  —

Please Choose One of the Following Voting Methods

 

 

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Vote In Person: Many stockholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.

    

 

Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow LOGO (located on the following page) available and follow the instructions.

    

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 


Voting Items      

 

 The Board of Directors recommends you vote FOR

 the following proposals:

   

 

1.    Election of Directors
   Nominees:
   1a.    Samuel H. Armacost
   1b.    Peter K. Barker
   1c.    Charles E. Johnson
   1d.    Gregory E. Johnson
   1e.    Rupert H. Johnson, Jr.
   1f.    Mark C. Pigott
   1g.    Chutta Ratnathicam
   1h.    Laura Stein
   1i.    Anne M. Tatlock
   1j.    Geoffrey Y. Yang
2.   

To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2014.

3.   

To approve the adoption of the Franklin Resources, Inc. 2014 Key Executive Incentive Compensation Plan.

4.   

To approve by advisory vote, the compensation of the Company’s named executive officers.

The Board of Directors recommends you vote AGAINST the following proposal:

5.   

A stockholder proposal, if properly presented at the Annual Meeting.

 

 

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