DEFA14A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

 

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  Preliminary Proxy Statement
  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
  Definitive Proxy Statement
  Definitive Additional Materials
  Soliciting Material under §240.14a-12

E*TRADE Financial Corporation

(Name of Registrant as Specified In Its Charter)

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on May 10, 2018.

 

        Meeting Information  
   E*TRADE FINANCIAL CORPORATION     

 

Meeting Type:           Annual Meeting

 
       

 

For holders as of:      March 12, 2018

 
       

 

Date: May 10, 2018            Time: 8:30 AM Eastern

 
       

 

Location:    InterContinental New York Times Square

 
                            Washington Square Park Room  
                            300 West 44th Street  
                            New York, New York 10036  

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E*TRADE FINANCIAL CORPORATION

11 TIMES SQUARE

32ND FLOOR

NEW YORK, NY 10036

 

 

You are receiving this communication because you hold shares in the company named above.

 

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

 
    

See the reverse side of this notice to obtain proxy materials and voting instructions.

 

 


— Before You Vote —

How to Access the Proxy Materials

 

     

 

Proxy Materials Available to VIEW or RECEIVE:

    NOTICE AND PROXY STATEMENT            ANNUAL REPORT
   
    How to View Online:
    Have the information that is printed in the box marked by the arrow g LOGO (located on the following page) and visit: www.proxyvote.com.
   
    How to Request and Receive a PAPER or E-MAIL Copy:
   

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

   

1) BY INTERNET:        www.proxyvote.com

   

2) BY TELEPHONE:    1-800-579-1639

   

3) BY E-MAIL*:            sendmaterial@proxyvote.com

   
    *   If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow g LOGO (located on the following page) in the subject line.
   
    Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before April 26, 2018 to facilitate timely delivery.
       

— How To Vote —

Please Choose One of the Following Voting Methods

 

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Vote In Person: Many stockholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.

 

Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow g LOGO (located on the following page) available and follow the instructions.

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 


  Voting Items  

The Board of Directors recommends you vote

FOR each of the following:

 

  1. Election of Directors:

 

  1a. Richard J. Carbone

 

  1b. James P. Healy

 

  1c. Kevin T. Kabat

 

  1d. Frederick W. Kanner

 

  1e. James Lam

 

  1f. Rodger A. Lawson

 

  1g. Shelley B. Leibowitz

 

  1h. Karl A. Roessner

 

  1i. Rebecca Saeger

 

  1j. Joseph L. Sclafani

 

  1k. Gary H. Stern

 

  1l. Donna L. Weaver

 

 

The Board of Directors recommends you vote FOR the following proposals:

 

2. To approve, by a non-binding advisory vote, the compensation of the Company’s Named Executive Officers (the “Say-on-Pay Vote”), as disclosed in the Proxy Statement for the 2018 Annual Meeting.

 

3. To approve the Company’s 2018 Employee Stock Purchase Plan.

 

4. To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2018.

NOTE: In their discretion, the Proxies are authorized to vote on such other business as may properly come before the meeting or any adjournment thereof.

 

 

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