DEFA14A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

 

Filed by the Registrant  ☒                             Filed by a Party other than the Registrant  ☐

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  Preliminary Proxy Statement
  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
  Definitive Proxy Statement
  Definitive Additional Materials
  Soliciting Material under §240.14a-12

E*TRADE Financial Corporation

(Name of Registrant as Specified In Its Charter)

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on May 9, 2019.

 

       

 

Meeting Information

 
   E*TRADE FINANCIAL CORPORATION     

 

Meeting Type:          Annual Meeting

 
       

 

For holders as of:    March 11, 2019

 
       

 

Date: May 9, 2019    Time: 8:30 AM Eastern

 
       

 

Location:     The Westin New York at Times Square

 
                             270 West 43rd Street, 8th Floor  
       

                     New York, NY 10036

 

 
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E*TRADE FINANCIAL CORPORATION

11 TIMES SQUARE

32ND FLOOR

NEW YORK, NY 10036

 

 

You are receiving this communication because you hold shares in the company named above.

 

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

 
                     

 

See the reverse side of this notice to obtain proxy materials and voting instructions.

 

 


— Before You Vote —

How to Access the Proxy Materials

 

     

 

Proxy Materials Available to VIEW or RECEIVE:

   
    NOTICE AND PROXY STATEMENT            ANNUAL REPORT    
   
    How to View Online:    
   
    Have the information that is printed in the box marked by the arrow g LOGO (located on the following page) and visit: www.proxyvote.com.    
   
    How to Request and Receive a PAPER or E-MAIL Copy:    
   

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

 

  

   

1) BY INTERNET:        www.proxyvote.com

   
   

2) BY TELEPHONE:    1-800-579-1639

   
   

3) BY E-MAIL*:            sendmaterial@proxyvote.com

   
   
   

*   If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow g LOGO (located on the following page) in the subject line.

   
   
    Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before April 25, 2019 to facilitate timely delivery.    
           

— How To Vote —

Please Choose One of the Following Voting Methods

 

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Vote In Person: Many stockholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.

 

Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow g LOGO (located on the following page) available and follow the instructions.

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 

    


      

 

Voting Items

 

The Board of Directors recommends you vote

FOR each of the following:

 

  1.

Election of Directors:

 

  1a.

Richard J. Carbone

 

  1b.

Robert J. Chersi

 

  1c.

Jaime W. Ellertson

 

  1d.

James P. Healy

 

  1e.

Kevin T. Kabat

 

  1f.

James Lam

 

  1g.

Rodger A. Lawson

 

  1h.

Shelley B. Leibowitz

 

  1i.

Karl A. Roessner

 

  1j.

Rebecca Saeger

 

  1k.

Donna L. Weaver

 

  1l.

Joshua A. Weinreich

 

 

The Board of Directors recommends you vote FOR the following proposals:

 

2.

To approve, by a non-binding advisory vote, the compensation of the Company’s Named Executive Officers (the “Say-on-Pay Vote”), as disclosed in the Proxy Statement for the 2019 Annual Meeting.

 

3.

To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2019.

NOTE: In their discretion, the Proxies are authorized to vote on such other business as may properly come before the meeting or any adjournment thereof.

 

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