api_8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported):
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September 20, 2010 |
| Advanced Photonix, Inc. |
| (Exact Name of Registrant as specified in its Charter) |
| Delaware |
1-11056 |
33-0325826 |
| (State or other jurisdiction |
(Commission |
(IRS Employer |
| of incorporation) |
File Number) |
Identification No.) |
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| 2925 Boardwalk, Ann Arbor, Michigan |
48104 |
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| (Address of principal executive offices) |
(Zip Code) |
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Registrant's telephone number, including area code:
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(734) 864-5600 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 - Regulation FD Disclosure.
Effective September 16, 2010, Richard D. Kurtz, Chief Executive Officer of Advanced Photonix, Inc. (the “Company”), adopted a prearranged trading plan under Rule 10b5-1 (the “Plan”) to purchase shares of Company’s Class A Common Stock (“Common Stock”).
The Plan provides that Mr. Kurtz will purchase 1,000 shares of Common Stock common stock per month occurring between September 16, 2010 and March 31, 2011. Shares of Common Stock will be purchased under the Plan in the open market at prevailing market prices and all such purchases under the Plan will be disclosed publicly in accordance with applicable securities laws, rules and regulations through appropriate filings with the U.S. Securities and Exchange Commission.
The information in this Item 7.01 of the Company’s Current Report on Form 8-K shall not be deemed to be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, unless such subsequent filing specifically references this Current Report on Form 8-K.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ADVANCED PHOTONIX, INC. |
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By: |
/s/ Richard D. Kurtz
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Richard Kurtz, Chief Executive Officer |
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Dated: September 20, 2010