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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 40.25 | 12/22/2006 | A | 25,000 | (1) | 12/22/2014 | Common Stock | 25,000 | $ 40.25 | 25,000 | D | ||||
Stock Option (right to purchase) | $ 22.3794 | 12/22/2006 | M | 8,338 | (2) | 09/10/2012(3) | Common Stock | 8,338 | $ 22.3794 | 4,169 | D | ||||
Stock Option (right to purchase) | $ 15.6348 (4) | 12/22/2006 | M | 11,940 | (5) | 03/09/2015 | Common Stock | 11,940 | $ 15.6348 | 0 | D | ||||
Stock Option (right to purchase) | $ 15.6348 | 12/22/2006 | M | 4,775 | (6) | 03/09/2015 | Common Stock | 4,775 | $ 15.6348 | 8,869 | D | ||||
Stock Option (right to purchase) | (4) | (7) | (3) | Common Stock | 52,100 | 52,100 (8) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gravelle Michael L 601 RIVERSIDE AVENUE JACKSONVILLE, FL 32204 |
SVP, Gen'l Counsel, Asst. Sect |
Michael Gravelle | 12/26/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vests in four equal annual installments beginning on December 22, 2007. |
(2) | The option vests in three equal annual installments beginning September 10, 2005. |
(3) | Expiration dates vary for each of the various option grants. |
(4) | Exercise prices vary for each of the various option grants. |
(5) | The options vest on the first day following February 1, 2006 on which the average price of the Issuer's common stock equals or exceeds $31.27. For this purpose, the average price of the Issuer's common stock will be the average closing price of the Issuer's common stock as quoted on the New York Stock Exchange for a period of forty-five consecutive trading days. |
(6) | The option vests with respect to 1/20th of the total number of shares granted on the last day of each fiscal quarter until fully vested, i.e., the option will be fully vested on the fifth anniversary of the grant date of March 9, 2005. |
(7) | Exercise dates vary for each of the various grants. |
(8) | Reflects Reporting Person's total derivative securities of Fidelity National Information Services, Inc. as of December 22, 2006. |