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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BENJAMIN JERRY C/O ADVENT VENTURE PARTNERS 25 BUCKINGHAM GATE LONDON, X0 SW1E 6LD |
X |
/s/ Brian F. Leaf, attorney-in-fact | 09/16/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $6.00 to $6.23 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(2) | These securities are held of record by Advent Private Equity Fund III 'A' Limited Partnership. The reporting person is a general partner of Advent Venture Partners LLP, which is the sole owner of the general partner of Advent Management III Limited Partnership, which is the general partner of Advent Private Equity Fund III 'A' Limited Partnership, and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(3) | These securities are held of record by Advent Private Equity Fund III 'B' Limited Partnership. The reporting person is a general partner of Advent Venture Partners LLP, which is the sole owner of the general partner of Advent Management III Limited Partnership, which is the general partner of Advent Private Equity Fund III 'B' Limited Partnership, and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(4) | These securities are held of record by Advent Private Equity Fund III 'C' Limited Partnership. The reporting person is a general partner of Advent Venture Partners LLP, which is the sole owner of the general partner of Advent Management III Limited Partnership, which is the general partner of Advent Private Equity Fund III 'C' Limited Partnership, and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(5) | These securities are held of record by Advent Private Equity Fund III 'D' Limited Partnership. The reporting person is a general partner of Advent Venture Partners LLP, which is the sole owner of the general partner of Advent Management III Limited Partnership, which is the general partner of Advent Private Equity Fund III 'D' Limited Partnership, and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(6) | These securities are held of record by Advent Management III Limited Partnership. The reporting person is a general partner of Advent Venture Partners LLP, which is the sole owner of the general partner of Advent Management III Limited Partnership, and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(7) | These securities are held of record by Advent Private Equity Fund III Affiliates Limited Partnership. The reporting person is a general partner of Advent Venture Partners LLP, which is the sole owner of the general partner of Advent Management III Limited Partnership, which is the general partner of Advent Private Equity Fund III Affiliates Limited Partnership, and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(8) | These securities are held of record by Advent Private Equity Fund III GmbH & Co. KG. The reporting person is a general partner of Advent Venture Partners LLP, which is the sole owner of the sole owner of the general partner of Advent Private Equity Fund III GmbH & Co. KG, and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(9) | Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $6.00 to $6.05 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |