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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RUSSELL MARK A 200 OLD WILSON BRIDGE ROAD COLUMBUS, OH 43085 |
Pres/COO, Worthington Industri |
/s/Mark A. Russell by Dale T. Brinkman, as attorney-in-fact | 07/23/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | A performance share award was granted effective 6-1-10 pursuant to Issuer's Amended and Restated 1997 Long-Term Incentive Plan. Common shares were to be paid out based on the level of achievement of specified performance objectives over the 3-yr performance period ended 5-31-13. On 6-25-13, the Issuer's Compensation Committee met and determined the number of common shares to be paid out based on the level of achievement of the performance objectives for the 3-yr period ended 5-31-13. The common shares reported in the reporting person's Form 4 dated 6-27-13 reflected that determination. On 7-18-13, the Compensation Committee determined that, based upon an error which had been discovered in the calculations underlying the determination of the number of common shares to be paid out to the reporting person, the number of common shares to be reported as paid out required correction, which was done with a payout date of 7-19-13, the corrected number is reported in this amended Form 4. |
(2) | Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. |