1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(2)
|
08/08/2023 |
Common Stock
|
18,900
|
$
20.54
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Total includes 9,450 shares of unvested restricted stock granted under the National Bank Holdings Corporation 2009 Equity Incentive Plan. Vesting of said shares is contingent upon continued employment with NBHC, and is scheduled as follows: (i) 2,362 will vest on July 1, 2015; (ii) 2,362 will vest on July 1, 2016; (iii) 2,362 will vest on July 1, 2017; and (iv) 2,364 will vest on July 1, 2018. |
(2) |
Granted under the National Bank Holdings Corporation 2009 Equity Incentive Plan. Stock option award is subject to continued employment and is time vesting with 9,450 stock options scheduled to vest on July 1, 2016, and 9,450 stock options scheduled to vest on July 1, 2017. |