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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | 02/07/2014 | A | 14,671 | (2) | (2) | Common Stock | 14,671 | $ 33.4 | 14,671 | D | ||||
Non-Qualified Stock Option | (3) | 02/07/2014 | A | 44,015 | (3) | (3) | Common Stock | 44,015 | $ 33.4 | 44,015 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Culpepper Glenn 18500 NORTH ALLIED WAY PHOENIX, AZ 85054 |
EVP-CFO |
/s/ Eileen B. Schuler Attorney-in-Fact | 02/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | A Form 4 was filed for the Reporting Person on 02/11/2014 that inadvertently referenced the vesting of 6,620 Restricted Stock Units ("RSUs") on 02/08/2013 that resulted in the issuance of shares of common stock of Republic Services, Inc. The RSU grant is held under the Republic Services, Inc.'s Deferred Compensation Plan, as amended ("DCP"), and no shares of stock settled at the time of vesting on 02/08/2014. This amended Form 4 corrects this administrative error. The Reporting Person does not own any shares directly, and 26,481 RSUs remain under the 02/13/2013 grant and are deferred under the DCP. The new RSU and Stock Option grants as of 02/07/2014, also reported on the Form 4 dated 02/11/2014, were correctly referenced and are restated on this Amended Form 4. |
(2) | Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc.'s 2007 Stock Incentive Plan, as amended. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/07/2014) and each RSU ultimately will be paid out in the form of one share of Republic Services, Inc.'s common stock. The number of RSUs was calculated based on the closing stock price of Republic Services, Inc.'s common stock on 02/07/2014 ($33.40). Reporting Person elected to defer the vesting of this grant under the Republic Services, Inc.'s Deferred Compensation Plan, as amended. This new grant was properly reported on Reporting Person's Form 4 dated 02/11/2014. |
(3) | Non-Qualified Stock Options awarded pursuant to Republic Services, Inc.'s 2007 Stock Incentive Plan, as amended. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/07/2014). This new grant was properly reported on Reporting Person's Form 4 dated 02/11/2014. |