UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | 06/04/2009(1) | 06/03/2014 | Common Stock | 150,000 (1) | $ 0.68 | D | Â |
Stock Options | 05/04/2011(2) | 05/03/2016 | Common Stock | 50,000 | $ 2.5 | D | Â |
Stock Options | 03/01/2013(3) | 02/28/2018 | Common Stock | 100,000 | $ 6.33 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wells Antonia 6303 AIRPORT ROAD, SUITE 500 MISSISSAUGA, A6 L4V 1R8 |
 |  |  President, International & R&D |  |
/s/ Julie Ann B. Schumitsch, by Power of Attorney for Antonia A. Wells | 04/22/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Nonqualified stock options to purchase 50,000 shares of Common Stock vesting on each of June 4, 2009, June 4, 1010, June 4, 2011 and June 4, 2012; 50,000 of which were exercised on September 14, 2011. |
(2) | Nonqualified stock options to purchase 12,500 shares of Common Stock vesting on each of May 4, 2011, May 4, 2012, May 4, 2013 and May 4, 2014. |
(3) | Nonqualified stock options to purchase 25,000 shares of Common Stock vesting on each of March 1, 2013, March 1, 2014, March 1, 2015 and March 1, 2016. |