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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (right to buy) | $ 2.5 | 07/06/2015 | A | 17,358 | (1) | 07/06/2025 | Ordinary Shares (2) | 17,358 | $ 0 | 17,358 | D | ||||
| Stock Option (right to buy) | $ 2.5 | 07/06/2015 | A | 28,287 | (3) | 07/06/2025 | Ordinary Shares (2) | 28,287 | $ 0 | 28,287 | D | ||||
| Restricted Stock Units | $ 0 (4) | 07/06/2015 | A | 40,500 | (5) | (6) | Ordinary Shares (2) | 40,500 | $ 0 | 40,500 | D | ||||
| Restricted Stock Units | $ 0 (4) | 07/06/2015 | A | 22,000 | (7) | (6) | Ordinary Shares (2) | 22,000 | $ 0 | 22,000 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Ekman Lars C/O AMARIN PHARMA, INC., 1430 ROUTE 206 BEDMINSTER, NJ 07921 |
X | |||
| /s/ Michael Farrell, by power of attorney | 07/08/2015 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On July 6, 2015, the Reporting Person was granted an option to purchase 17,358 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). The shares subject to this option shall vest and become exercisable in equal annual installments over a three-year period, with each installment vesting upon the earlier of (i) the anniversary of the grant date of July 6, 2015 or (ii) the Issuer's annual general meeting of shareholders in such year. |
| (2) | The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. |
| (3) | On July 6, 2015, the Reporting Person was granted an option to purchase 28,287 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in full upon the earlier of (i) the one-year anniversary of the grant date of July 6, 2015 or (ii) the Issuer's next annual general meeting of shareholders. |
| (4) | Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion, with settlement to be made on a deferred basis, specifically upon the non-employee director's separation of service with the Issuer. |
| (5) | On July 6, 2015, the Reporting Person was granted 40,500 RSUs under the Plan. The RSUs vest in equal annual installments over a three-year period, with each installment vesting upon the earlier of (i) the anniversary of the grant date of July 6, 2015 or (ii) the Issuer's annual general meeting of shareholders in such year. |
| (6) | Not applicable. |
| (7) | On July 6, 2015, the Reporting Person was granted 22,000 RSUs under the Plan. The RSUs vest in full upon the earlier of (i) the one-year anniversary of the grant date of July 6, 2015 or (ii) the Issuer's 2016 annual general meeting of shareholders. |
| Remarks: Each of the grants described in this Form 4 was previously disclosed in the Issuer's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 24, 2015. In the event of a Change of Control (as defined in the Plan), each of the grants described in this Form 4 vests in full. | |