UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (4) | 08/10/2021 | Common Stock (1) | 960,000 | $ 1.311 | D | Â |
Stock Option (right to buy) | Â (5) | 05/31/2023 | Common Stock (1) | 103,750 | $ 2.904 | D | Â |
Stock Option (right to buy) | Â (6) | 02/27/2024 | Common Stock (1) | 250,000 | $ 7.254 | D | Â |
Stock Option (right to buy) | Â (7) | 11/18/2025 | Common Stock (1) | 200,000 | $ 9 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wagner Dana 1455 MARKET STREET SUITE 600 SAN FRANCISCO, CA 94103 |
 |  |  Gen. Counsel & Corp. Secretary |  |
Jason Gao, Attorney-in-Fact | 11/18/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. |
(2) | The shares are held of record by the Dana R. Wagner Living Trust, for which the Reporting Person serves as trustee. |
(3) | Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 25% of the RSUs vest on November 1, 2016, and 1/12 of the remaining RSUs vest every three months thereafter. |
(4) | The shares subject to the option are fully vested and exercisable. |
(5) | 25% of the shares subject to the option vested on May 16, 2014 and 1/48 of the shares vest monthly thereafter. |
(6) | 20% of the shares subject to the option vested on February 24, 2015 and 1/60 of the shares vest monthly thereafter. |
(7) | 25% of the shares subject to the option vest on October 19, 2016 and 1/48 of the shares vest monthly thereafter. |
 Remarks: Exhibit 24 - Power of Attorney |