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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock (2) | $ 0 | 11/19/2015 | C | 3,600 (1) | 03/05/2010(2) | 12/31/2029(2) | Class A Common Stock | 3,600 (1) | $ 0 | 76,765 | I | By Spouse | |||
Class B Common Stock (2) | $ 0 | 03/05/2010(2) | 12/31/2029(2) | Class A Common Stock | 174,954 | 174,954 | I | By Trust | |||||||
Class B Common Stock (2) | $ 0 | 03/05/2010(2) | 12/31/2029(2) | Class A Common Stock | 3,795,676 | 3,795,676 | I | As Managing General Partner of NBar5 Limited Partnership | |||||||
Class B Common Stock (2) | $ 0 | 03/05/2010(2) | 12/31/2029(2) | Class A Common Stock | 85,836 | 85,836 | I | By Self as Co-Trustee | |||||||
Class B Common Stock (2) | $ 0 | 03/05/2010(2) | 12/31/2029(2) | Class A Common Stock | 803,310 | 803,310 | I | By Partnership |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCOTT RANDALL I PO BOX 30918 BILLINGS, MT 59116-0918 |
X | X |
/s/ CAROL DONALDSON, Attorney-in-Fact for Reporting Person | 11/30/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 19, 2016, Mr. Scott incorrectly reported the number of shares of Class B common stock transferred by gift as 3,600 Class B common shares. This amendment of the November 19, 2016 Form 4 is being filed to correct the number of shares transferred in the gift transaction to 3,350 Class B common shares and report the remaining 250 shares converted from Class B common shares to Class A common shares in Table 1 of the amended Form 4. |
(2) | The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire. |