UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-10325
VanEck Vectors ETF Trust
(Exact name of registrant as specified in charter)
666 3rd Ave - 9th Floor, New York, N.Y. 10017-4033
(Address of Principal Executive Office)
Jan F. van Eck
Chief Executive Officer
VanEck Vectors ETF Trust
666 3rd Ave - 9th Floor
New York, NY 10017-4033
(Name and Address of Agent for Service)
Registrants telephone number, including area code: (212) 293-2000
Date of fiscal year end: Various
Date of reporting period: July 1, 2017 through June 30, 2018
Fund Name : VanEck Vectors Emerging Markets Aggregate Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Fallen Angel High Yield Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors High-Yield Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors AMT-Free Intermediate Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors AMT-Free Long Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors AMT-Free Short Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Short High-Yield Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Pre-Refunded Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Treasury-Hedged High Yield Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Investment Grade Floating Rate ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors ChinaAMC China Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors J. P. Morgan EM Local Currency Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Green Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors NDR CMG Long/Flate Allocation ET
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Real Asset Allocation ETF
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
Fund Name : VanEck Vectors Africa Index ETF
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/12/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Chris Griffith Mgmt For For For
2 Re-elect Richard Dunne Mgmt For For For
3 Re-elect John Vice Mgmt For For For
4 Re-elect Peter Mageza Mgmt For For For
5 Re-elect Valli Moosa Mgmt For For For
6 Elect Stephen Pearce Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Richard
Dunne)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Peter
Mageza)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Vice)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Daisy
Naidoo)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 05/08/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Stuart Chambers Mgmt For For For
4 Elect Ian R. Ashby Mgmt For For For
5 Elect Mark Cutifani Mgmt For For For
6 Elect Nolitha Fakude Mgmt For For For
7 Elect Byron Grote Mgmt For For For
8 Elect Sir Philip Mgmt For For For
Hampton
9 Elect Tony O'Neill Mgmt For For For
10 Elect Stephen T. Pearce Mgmt For For For
11 Elect Mphu Ramatlapeng Mgmt For For For
12 Elect Jim Rutherford Mgmt For For For
13 Elect Anne Stevens Mgmt For For For
14 Elect Jack R. Thompson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Report Mgmt For For For
(Advisory)
18 Approve Sharesave Plan Mgmt For For For
19 Approve Share Mgmt For For For
Incentive
Plan
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase Ordinary
Shares
23 Authority to Mgmt For For For
Repurchase Unlisted
Preference
Shares
24 Amendments to Articles Mgmt For For For
(Technical)
25 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Albert Garner Mgmt For For For
2 Re-elect Nozipho Mgmt For For For
January-Bardill
3 Re-elect Rhidwaan Mgmt For For For
Gasant
4 Re-elect Christine Mgmt For For For
Ramon
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney
Ruston)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
10 Appointment of Auditor Mgmt For For For
11 General Authority to Mgmt For For For
Issue
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Implementation Mgmt For For For
Report
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Financial Mgmt For For For
Assistance
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/07/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Social and Ethics Mgmt For For For
Committee
Report
3 Re-elect Roy C. Mgmt For For For
Andersen
4 Re-elect John F. Mgmt For For For
Buchanan
5 Re-elect Douglas Mgmt For For For
(Kuseni)
Dlamini
6 Re-elect Maureen Mgmt For For For
Manyama-Matome
7 Re-elect Christopher Mgmt For Against Against
(Chris) N.
Mortimer
8 Appointment of Auditor Mgmt For For For
9 Elect Audit and Risk Mgmt For For For
Committee Member (Roy
Andersen)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Buchanan)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Maureen
Manyama-Matome)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Babalwa
Ngonyama)
13 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Authorisation of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
(Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Member)
21 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination
Committee Member)
25 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
27 Approval of Financial Mgmt For For For
Assistance
28 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K121 04/26/2018 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Related Party Mgmt For TNA N/A
Transactions
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Election of Directors Mgmt For TNA N/A
8 Authorisation of Legal Mgmt For TNA N/A
Formalities
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
AVI Limited
Ticker Security ID: Meeting Date Meeting Status
AVI CINS S0808A101 11/02/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Re-elect Simon Mgmt For For For
Crutchley
5 Re-elect Owen Cressey Mgmt For For For
6 Re-elect Gavin Tipper Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Mike
Bosman)
8 Elect Audit and Risk Mgmt For For For
Committee Member (Neo
Dongwana)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(James
Hersov)
10 Approve NEDs' Fees Mgmt For For For
(Board
Members)
11 Approve NEDs' Fees Mgmt For For For
(Board
Chairman)
12 Approve NEDs' Fees Mgmt For For For
(Foreign Board
Member)
13 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination
and
Appointments Committee
Members)
14 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Members)
15 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Members)
16 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination
and
Appointments Committee
Chairman)
17 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Approve Remuneration Mgmt For For For
Policy
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clive T. Johnson Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Jerry R. Korpan Mgmt For For For
2.5 Elect Bongani Mtshisi Mgmt For For For
2.6 Elect Kevin Bullock Mgmt For For For
2.7 Elect George Johnson Mgmt For For For
2.8 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the 2015 Mgmt For For For
Stock Option
Plan
5 Amendment to the 2015 Mgmt For For For
Restricted Stock Unit
Plan
________________________________________________________________________________
Banque Centrale Populaire
Ticker Security ID: Meeting Date Meeting Status
BCP CINS V0985N104 05/16/2018 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Appointment
7 Directors' Fees Mgmt For TNA N/A
8 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Banque Centrale Populaire
Ticker Security ID: Meeting Date Meeting Status
BCP CINS V0985N104 11/07/2017 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Bonds
3 Authorization of Legal Mgmt For TNA N/A
Formalities (Bonds
Issuance)
4 Authorization of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Banque Marocaine Du Commerce Exterieur
Ticker Security ID: Meeting Date Meeting Status
BCE CINS V08866143 05/24/2018 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Directors' Fees Mgmt For TNA N/A
5 Related Party Mgmt For TNA N/A
Transactions
6 Ratification of Mgmt For TNA N/A
Auditors'
Acts
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Elect Michel Lucas Mgmt For TNA N/A
9 Elect Abdou Bensouda Mgmt For TNA N/A
10 Board Changes Mgmt For TNA N/A
11 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Barclays Africa Group Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS S0850R101 05/15/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Re-elect Colin Beggs Mgmt For For For
5 Re-elect Yolanda Cuba Mgmt For For For
6 Re-elect Mohamed J. Mgmt For For For
Husain
7 Re-elect Wendy Mgmt For For For
Lucas-Bull
8 Re-elect Mark Merson Mgmt For For For
9 Re-elect Maria Ramos Mgmt For For For
10 Elect Daniel Hodge Mgmt For For For
11 Elect Monwabisi P. Mgmt For For For
Fandeso
12 Elect Tasneem Mgmt For For For
Abdool-Samad
13 Elect Audit and Mgmt For For For
Compliance Committee
Member (Alex
Darko)
14 Elect Audit and Mgmt For For For
Compliance Committee
Member (Colin
Beggs)
15 Elect Audit and Mgmt For For For
Compliance Committee
Member (Mohamed J.
Husain)
16 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
17 Elect Audit and Mgmt For For For
Compliance Committee
Member (Paul S.
O'Flaherty)
18 Elect Audit and Mgmt For For For
Compliance Committee
Member (Rene van
Wyk)
19 Elect Audit and Mgmt For For For
Compliance Committee
Member (Tasneem
Abdool-Samad)
20 General Authority to Mgmt For For For
Issue
Shares
21 Authority to Issue Mgmt For For For
Shares Pursuant to
Long-Term Incentive
Plans
22 Approve Remuneration Mgmt For For For
Policy
23 Approve Remuneration Mgmt For For For
Implementation
Report
24 Amendments to Mgmt For For For
Memorandum
25 Change in Company Name Mgmt For For For
26 Approve NEDs' Fees Mgmt For For For
27 Authority to Mgmt For For For
Repurchase
Shares
28 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Barloworld Ltd
Ticker Security ID: Meeting Date Meeting Status
BAW CINS S08470189 01/31/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Sango S. Mgmt For For For
Ntsaluba
3 Re-elect Dominic M. Mgmt For For For
Sewela
4 Re-elect Frances N. O. Mgmt For For For
Edozien
5 Elect Hester H. Hickey Mgmt For Against Against
6 Elect Michael Mgmt For For For
Lynch-Bell
7 Elect Nomavuso P. Mgmt For For For
Mnxasana
8 Elect Peter Schmid Mgmt For For For
9 Elect Audit Committee Mgmt For For For
Member (Sango
Ntsaluba)
10 Elect Audit Committee Mgmt For For For
Member (Frances
Edozien)
11 Elect Audit Committee Mgmt For Against Against
Member (Hester
Hickey)
12 Elect Audit Committee Mgmt For For For
Member (Michael
Lynch-Bell)
13 Elect Audit Committee Mgmt For For For
Member (Nomavuso
Mnxasana)
14 Appointment of Auditor Mgmt For For For
15 Approve Remuneration Mgmt For For For
Policy
16 Approve NEDs Fees Mgmt For For For
(Chairman of the
Board)
17 Approve NEDs Fees Mgmt For For For
(Resident
NEDs)
18 Approve NEDs Fees Mgmt For For For
(Non-resident
NEDs)
19 Approve NEDs Fees Mgmt For For For
(Resident Audit
Committee
Chair)
20 Approve NEDs Fees Mgmt For For For
(Resident Audit
Committee
Members)
21 Approve NEDs Fees Mgmt For For For
(Non-resident Audit
Committee
Members)
22 Approve NEDs Fees Mgmt For For For
(Resident
Remuneration
Committee
Chair)
23 Approve NEDs Fees Mgmt For For For
(Resident Social,
Ethics &
Transformation
Committee
Chair)
24 Approve NEDs Fees Mgmt For For For
(Resident Risk &
Sustainability
Committee
Chair)
25 Approve NEDs Fees Mgmt For For For
(Resident General
Purposes Committee
Chair)
26 Approve NEDs Fees Mgmt For For For
(Resident Nomination
Committee
Chair)
27 Approve NEDs Fees Mgmt For For For
(Resident Members of
Non-Audit
Committees)
28 Approve NEDs Fees Mgmt For For For
(Non-resident Members
of Non-Audit
Committees)
29 Approve Financial Mgmt For For For
Assistance
30 Authority to Mgmt For For For
Repurchase
Shares
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bid Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
BID CINS S11881109 11/09/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Stephen Koseff Mgmt For For For
3 Elect Paul C. Baloyi Mgmt For For For
4 Elect Helen Wiseman Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Paul
Baloyi)
6 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Nigel
Payne)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Helen
Wiseman)
8 Approve Remuneration Mgmt For For For
Policy
(Policy)
9 Approve Remuneration Mgmt For For For
Policy
(Implementation)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve Allocation to Mgmt For For For
Distribute Share
Capital or Premium
13 Authority to Create Mgmt For For For
and Issue Convertible
Debentures
14 Authorisation of Legal Mgmt For For For
Formalities
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve NED's Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capitec Bank Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPI CINS S15445109 05/25/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Michiel du Mgmt For For For
Pre le
Roux
2 Re-elect Chris Otto Mgmt For For For
3 Re-elect Jean Verster Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Authority to Issue Mgmt For For For
Shares Pursuant to a
Conversion of Loss
Absorbent Capital
Instruments
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Approve Remuneration Mgmt For For For
Policy
8 Approve Remuneration Mgmt For For For
Implementation
Report
9 Approve NEDs' Fees Mgmt For For For
10 Authority to Mgmt For For For
Repurchase Ordinary
Shares
11 Authority to Mgmt For For For
Repurchase Existing
Preference
Shares
12 Authority to Mgmt For For For
Repurchase Existing
Preference Shares
from
Directors/Prescribed
Officers
13 Approve Financial Mgmt For For For
Assistance (Section
45)
14 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY ISIN JE00B5TT1872 03/26/2018 voted
Meeting Type Country of Trade
Annual JE
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3.1 Remuneration Report Mgmt For For For
(Advisory)
3.2 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
4 Increase in Directors' Mgmt For For For
Fee
Cap
5.1 Elect Josef El-Raghy Mgmt For For For
5.2 Elect Andrew Pardey Mgmt For For For
5.3 Elect Ross Jerrard Mgmt For For For
5.4 Elect Gordon E. Haslam Mgmt For For For
5.5 Elect Alison Baker Mgmt For For For
5.6 Elect Mark R. Arnesen Mgmt For For For
5.7 Elect Mark Bankes Mgmt For For For
6.1 Appointment of Auditor Mgmt For For For
6.2 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8.1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8.2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
9 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Clicks Group Limited
Ticker Security ID: Meeting Date Meeting Status
CLS CINS S17249111 01/31/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Fatima Mgmt For For For
Abrahams
4 Re-elect John A. Bester Mgmt For For For
5 Elect Nonkululeko Mgmt For For For
Gobodo
6 Re-elect Bertina D. Mgmt For For For
Engelbrecht
7 Re-elect Michael Mgmt For For For
Fleming
8 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Bester)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Nonkululeko
Gobodo)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Fatima
Jakoet)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial International Bank (Egypt)
Ticker Security ID: Meeting Date Meeting Status
CMGJY ISIN US2017122050 03/04/2018 Voted
Meeting Type Country of Trade
Ordinary EG
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1. Presentation of Mgmt For For For
Directors'
Report
2. Presentation of Mgmt For For For
Auditor's
Report
3. Financial Statements Mgmt For For For
4. Allocation of Mgmt For Abstain Against
Profits/Dividends;
Employee
Profit-Sharing
Plan
5. Authority to Increase Mgmt For For For
Capital for Bonus
Share
Issuance
6. Ratification of Board Mgmt For For For
Acts; Directors'
Fees
7. Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8. Charitable Donations Mgmt For For For
9. Presentation of Mgmt For For For
Information on
Committee Members'
Fees
10. Presentation on Mgmt For For For
Changes in Board
Composition
11 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Commercial International Bank (Egypt)
Ticker Security ID: Meeting Date Meeting Status
CMGJY ISIN US2017122050 03/04/2018 Voted
Meeting Type Country of Trade
Ordinary EG
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1. Presentation of Mgmt For For For
Directors'
Report
2. Presentation of Mgmt For For For
Auditor's
Report
3. Financial Statements Mgmt For For For
4. Allocation of Mgmt For Abstain Against
Profits/Dividends;
Employee
Profit-Sharing
Plan
5. Authority to Increase Mgmt For For For
Capital for Bonus
Share
Issuance
6. Ratification of Board Mgmt For For For
Acts; Directors'
Fees
7. Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8. Charitable Donations Mgmt For For For
9. Presentation of Mgmt For For For
Information on
Committee Members'
Fees
10. Presentation on Mgmt For For For
Changes in Board
Composition
11 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 07/18/2017 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
2 Information on Board Mgmt For For For
Changes
________________________________________________________________________________
Coronation Fund Managers Ltd.
Ticker Security ID: Meeting Date Meeting Status
CML CINS S19537109 02/20/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Shams Pather Mgmt For For For
2 Re-elect Judith Mgmt For For For
February
3 Re-elect Anton Pillay Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Alexandra
Watson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Lulama
Boyce)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Jock
McKenzie)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Hugo
Nelson)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Implementation Mgmt For For For
of Remuneration
Policy
11 Approve Financial Mgmt For For For
Assistance (Section
45)
12 Approve Financial Mgmt For For For
Assistance (Section
44)
13 Ratify NEDs' Fees Mgmt For For For
(FY2017)
14 Approve NEDs' Fees Mgmt For For For
(FY2018)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosumar
Ticker Security ID: Meeting Date Meeting Status
CSR CINS V2507Z151 05/29/2018 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Resignation of Mgmt For TNA N/A
Jean-Vincent
Piot
8 Ratification of Mgmt For TNA N/A
Co-Option of Virgilio
Lopes
Fagundes
9 Ratification of Mgmt For TNA N/A
Co-Option of Ouafae
Mriouah
10 Authorisation of Legal Mgmt For TNA N/A
Formalities
11 Bonus Share Issuance Mgmt For TNA N/A
12 Amendments to Articles Mgmt For TNA N/A
13 Appoint Operations Mgmt For TNA N/A
Administrator for
Bonus Share
Issuance
14 Authorisation of Legal Mgmt For TNA N/A
Formalities (Bonus
Share
Issuance)
15 Authorisation of Legal Mgmt For TNA N/A
Formalities
16 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Discovery Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
DSY CINS S2192Y109 11/29/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit and Risk Mgmt For Against Against
Committee Member (Les
Owen)
4 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
5 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
6 Elect Monty I. Mgmt For For For
Hilkowitz
7 Elect Sindiswa (Sindi) Mgmt For For For
V.
Zilwa
8 Elect Faith N. Khanyile Mgmt For For For
9 Elect Hermanus Mgmt For For For
(Herman) L.
Bosman
10 Elect Rob Enslin Mgmt For For For
11 Elect Deon M. Viljoen Mgmt For Against Against
12 Approve Remuneration Mgmt For Against Against
Policy
13 Approve Remuneration Mgmt For Against Against
Report
14 Authorisation of Legal Mgmt For For For
Formalities
15 General Authority to Mgmt For For For
Issue A Preference
Shares
16 General Authority to Mgmt For For For
Issue B Preference
Shares
17 General Authority to Mgmt For For For
Issue C Preference
Shares
18 Approve NEDs' Fees Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Financial Assistance Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
East African Breweries Limited
Ticker Security ID: Meeting Date Meeting Status
EABL CINS V3146X102 09/21/2017 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect John O'Keeffe Mgmt For For For
4 Elect Alan Shonubi Mgmt For For For
5 Elect Carol Musyoka Mgmt For For For
6 Election of Audit & Mgmt For For For
Risk Committee
Members (Nehemiah
Mchechu)
7 Election of Audit & Mgmt For For For
Risk Committee
Members
(Japheth
Katto)
8 Election of Audit & Mgmt For For For
Risk Committee
Members (Martin
Odour-Otieno)
9 Election of Audit & Mgmt For Against Against
Risk Committee
Members
(Paul
Gallagher)
10 Directors' Fees Mgmt For For For
11 Authority to Set Fees Mgmt For Against Against
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 06/26/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Mgmt For For For
Beckett
3 Elect James E. Askew Mgmt For For For
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Olivier Colom Mgmt For For For
6 Elect Livia Mahler Mgmt For For For
7 Elect Wayne McManus Mgmt For For For
8 Elect Sebastien de Mgmt For For For
Montessus
9 Elect Naguib Sawiris Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
EOH Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
EOH CINS S2593K104 04/12/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Sandile Zungu Mgmt For For For
2 Re-elect Tshilidzi Mgmt For For For
Marwala
3 Elect Pumeza Bam Mgmt For For For
4 Elect Moretlo Molefi Mgmt For For For
5 Elect Grathel Motau Mgmt For For For
6 Elect Zunaid Mayet Mgmt For For For
7 Elect Rob Godlonton Mgmt For Against Against
8 Elect Brian Gubbins Mgmt For Against Against
9 Elect Ebrahim Laher Mgmt For Against Against
10 Elect Jehan Mackay Mgmt For Against Against
11 Elect Johan van Mgmt For Against Against
Jaarsveld
12 Elect Audit Committee Mgmt For For For
Member (Grathel
Motau)
13 Elect Audit Committee Mgmt For Against Against
Member (Rob
Sporen)
14 Elect Audit Committee Mgmt For For For
Member (Tshilidzi
Marwala)
15 Elect Audit Committee Mgmt For Against Against
Member (Lucky
Khumalo)
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authorisation of Legal Mgmt For For For
Formalities
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Authority to Issue Mgmt For For For
Shares for Cash for
BEE
purposes
20 Authority to Sell Mgmt For For For
Treasury Shares for
Cash
21 Approve Remuneration Mgmt For For For
Policy
22 Approve Remuneration Mgmt For For For
Implementation
Report
23 Approve Financial Mgmt For For For
Assistance (Section
44)
24 Approve Financial Mgmt For For For
Assistance (Section
45)
25 Chairperson of the Mgmt For For For
Board
26 Member of the Board Mgmt For For For
27 Chairperson of the Mgmt For For For
Audit
Committee
28 Member of the Audit Mgmt For For For
Committee
29 Chairperson of the Mgmt For For For
Nomination
Committee
30 Member of the Mgmt For For For
Nomination
Committee
31 Chairperson of the Mgmt For For For
Remuneration
Committee
32 Member of the Mgmt For For For
Remuneration
Committee
33 Chairperson of the Mgmt For For For
Risk and Governance
Committee
34 Member of the Risk and Mgmt For For For
Governance
Committee
35 Chairperson of the Mgmt For For For
Social and Ethics
Committee
36 Member of the Social Mgmt For For For
and Ethics
Committee
37 Chairperson of the Mgmt For For For
Technology and
Information
Committee
38 Member of the Mgmt For For For
Technology and
Information
Committee
39 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Equity Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
EQTY CINS V3254M104 05/03/2018 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Convene the Meeting Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Elect Peter Munga Mgmt For For For
6 Elect David R. Ansell Mgmt For For For
7 Elect Mary Wamae Mgmt For For For
8 Elect Vijay Gidoomal Mgmt For For For
9 Elect Isaac Macharia Mgmt For For For
10 Election of Audit Mgmt For For For
Committee Member -
Evelyn
Rutagwenda
11 Election of Audit Mgmt For For For
Committee Member -
Dennis
Aluanga
12 Election of Audit Mgmt For For For
Committee Member -
David
Ansell
13 Election of Audit Mgmt For For For
Committee Member -
Vijay
Gidoomal
14 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
15 Approve Employee Share Mgmt For Abstain Against
Ownership Scheme for
a
Subsidiary
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/24/2018 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture of All Mgmt For For For
Remaining Tronox
Shares
2 Authorize Ratification Mgmt For For For
of Approved
Resolution
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/24/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Monhla W. Mgmt For For For
Hlahla
2 Elect Daphne Mgmt For For For
Mashile-Nkosi
3 Elect Likhapha Mbatha Mgmt For For For
4 Re-elect Vincent Z. Mgmt For For For
Mntambo
5 Re-elect Vuyisa Mgmt For For For
Nkonyeni
6 Elect Anuradha (Anu) Mgmt For For For
Singh
7 Re-elect Jeffrey van Mgmt For For For
Rooyen
8 Elect Audit Committee Mgmt For For For
Member (Ras
Myburgh)
9 Elect Audit Committee Mgmt For For For
Member (Vuyisa
Nkonyeni)
10 Elect Audit Committee Mgmt For For For
Member (Jeffrey van
Rooyen)
11 Elect Social and Mgmt For For For
Ethics Committee
Member (Likhapha
Mbatha)
12 Elect Social and Mgmt For For For
Ethics Committee
Member (Anu
Singh)
13 Elect Social and Mgmt For For For
Ethics Committee
Member (Peet
Snyders)
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 General Authority to Mgmt For For For
Issue Ordinary
Shares
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve NEDs' Fees Mgmt For For For
19 Amendments to Mgmt For For For
Memorandum
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve Remuneration Mgmt For For For
Policy
22 Approve Remuneration Mgmt For For For
Implementation
Report
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 11/20/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase
Shares
2 Revocation of Proposal Mgmt For For For
1
3 Authority to Issue Mgmt For For For
Shares for Cash
Pursuant to the
Replacement BEE
Transaction
4 Approve Financial Mgmt For For For
Assistance
5 Authorisation of Legal Mgmt For For For
Formalities
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Kathleen Hogenson Mgmt For For For
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew Adams Mgmt For For For
8 Elect Paul Brunner Mgmt For For For
9 Elect Robert Harding Mgmt For For For
10 Elect Simon Scott Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FirstRand Limited
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 11/30/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Patrick (Pat) Mgmt For Against Against
M.
Goss
2 Re-elect Paul K. Harris Mgmt For For For
3 Re-elect Russell M. Mgmt For For For
Loubser
4 Re-elect Amanda Mgmt For For For
(Tandi) T.
Nzimande
5 Elect Thandie S. Mgmt For For For
Mashego
6 Elect Hermanus Mgmt For For For
(Herman) L.
Bosman
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Appointment of Mgmt For For For
Deloitte &
Touche
9 Appointment of Mgmt For For For
PricewaterhouseCoopers
Inc.
10 Approve Remuneration Mgmt For Against Against
Policy
(Policy)
11 Approve Remuneration Mgmt For Against Against
Report
(Implementation)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authorisation of Legal Mgmt For For For
Formalities
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve Financial Mgmt For For For
Assistance (Employee
Share Scheme
Beneficiaries)
17 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
Entities)
18 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Fortress REIT Limited
Ticker Security ID: Meeting Date Meeting Status
FFA CINS S30252258 11/01/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sipho Vuso Majija Mgmt For For For
2 Elect Bongiwe Nomandi Mgmt For For For
Njobe
3 Re-elect Jeffrey N. Mgmt For Against Against
Zidel
4 Re-elect Tshiamo Mgmt For For For
Matlapeng-Vilakazi
5 Re-elect Jan Naude Mgmt For For For
Potgieter
6 Elect Audit Committee Mgmt For For For
Member (Djurk
Venter)
7 Elect Audit Committee Mgmt For For For
Member (Jan
Potgieter)
8 Elect Audit Committee Mgmt For For For
Member (Kurauwone
Chihota)
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Authority to Issue Mgmt For For For
Shares for Cash
(BEE)
13 Approve Incentive Plan Mgmt For For For
14 APPROVE REMUNERATION Mgmt For Against Against
POLICY
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance
(BEE)
18 Approve Financial Mgmt For For For
Assistance
(Subscription of
Shares)
19 Approve NED's Fees Mgmt For For For
20 Change in Company Name Mgmt For For For
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS M7526D107 04/17/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS M7526D107 05/30/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approval of Credit Mgmt For TNA N/A
Facility
Agreement
3 Board Changes Mgmt For TNA N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Cheryl A. Mgmt For For For
Carolus
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Steven P. Reid Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
6 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
7 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
8 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Amendment to Mgmt For For For
the 2012 Share
Plan
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/23/2018 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Elect Muktar Widjaja Mgmt For Against Against
6 Elect FOO Meng Kee Mgmt For For For
7 Elect William CHUNG Mgmt For For For
Nien
Chin
8 Elect Kaneyalall Mgmt For For For
Hawabhay
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Growthpoint Properties Limited
Ticker Security ID: Meeting Date Meeting Status
GRT CINS S3373C239 11/14/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Francois Mgmt For Against Against
Marais
3 Re-elect Ragavan Mgmt For For For
Moonsamy
4 Re-elect Eric Visser Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Lynette
Finlay)
6 Elect Audit Committee Mgmt For For For
Member (Peter
Fechter)
7 Elect Audit Committee Mgmt For For For
Member (John
Hayward)
8 Appointment of Auditor Mgmt For For For
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Implementation Mgmt For For For
Report
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares Pursuant to
Dividend Reinvestment
Alternatives
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Social, Ethics and Mgmt For For For
Transformation
Report
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
GT Bank Plc
Ticker Security ID: Meeting Date Meeting Status
GUARY ISIN NGGUARANTY06 04/10/2018 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect V. O. Adefala Mgmt For For For
4 Authority to Set Mgmt For For For
Auditors'
Fees
5 Election of Statutory Mgmt For For For
Audit Committee
Members
________________________________________________________________________________
Hyprop Investments Limited
Ticker Security ID: Meeting Date Meeting Status
HYP CINS S3723H102 12/01/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Nonyameko D. Mgmt For For For
Mandindi
3 Re-elect Laurence Cohen Mgmt For For For
4 Re-elect Kevin M. Mgmt For For For
Ellerine
5 Re-elect Stewart Mgmt For For For
Shaw-Taylor
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Lindie
Engelbrecht)
7 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Gavin
Tipper)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Thabo
Mokgatlha)
9 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Stewart
Shaw-Taylor)
10 Appointment of Auditor Mgmt For For For
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Remuneration Mgmt For For For
Policy
(Policy)
14 Approve Remuneration Mgmt For For For
Policy
(Implementation
Report)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve Financial Mgmt For For For
Assistance
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect Richard J. Hall Mgmt For For For
1.4 Elect Stephen J.J. Mgmt For For For
Letwin
1.5 Elect Mahendra Naik Mgmt For For For
1.6 Elect Timothy R. Snider Mgmt For For For
1.7 Elect Sybil Veenman Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 07/24/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Conversion of Mgmt For For For
Par Value
Shares
2 Authority to Increase Mgmt For For For
Authorised
Capital
3 Amendments to Mgmt For For For
Memorandum
4 Authority to Issue Mgmt For For For
Shares Pursuant to
Conversion of
Bonds
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/18/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Peter Davey Mgmt For For For
3 Re-elect Mandla Gantsho Mgmt For For For
4 Elect Udo Lucht Mgmt For For For
5 Re-elect Sydney Mgmt For Against Against
Mufamadi
6 Elect Audit Committee Mgmt For For For
Member (Hugh
Cameron)
7 Elect Audit Committee Mgmt For For For
Member (Peter
Davey)
8 Elect Audit Committee Mgmt For For For
Member (Babalwa
Ngonyama)
9 Elect Audit Committee Mgmt For For For
Member (Mpho
Nkeli)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Implementation Mgmt For For For
Report
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Imperial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 10/31/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit Committee Mgmt For For For
Member (Graham
Dempster)
4 Elect Audit Committee Mgmt For For For
Member (Thembisa
Dingaan)
5 Elect Audit Committee Mgmt For Against Against
Member (Phumzile
Langeni)
6 Elect Audit Committee Mgmt For For For
Member (Roddy
Sparks)
7 Elect Audit Committee Mgmt For For For
Member (Younaid
Waja)
8 Re-elect Osman Arbee Mgmt For For For
9 Re-elect Graham Mgmt For For For
Dempster
10 Re-elect Suresh Kana Mgmt For For For
11 Re-elect Valli Moosa Mgmt For Against Against
12 Re-elect Younaid Waja Mgmt For For For
13 Elect Mohammed Akoojee Mgmt For For For
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Implementation Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
(Chairperson)
17 Approve NEDs' Fees Mgmt For For For
(Deputy Chairperson
and Lead independent
Director)
18 Approve NEDs' Fees Mgmt For For For
(Board
Member)
19 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Chairperson)
20 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chairperson)
22 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Divisional Board
Member: Motus
Division)
24 Approve NEDs' Fees Mgmt For For For
(Divisional Board
Member: Logistics
Division)
25 Approve NEDs' Fees Mgmt For For For
(Divisional Finance
and Risk Committee
Memeber:
Motus)
26 Approve NEDs' Fees Mgmt For For For
(Divisional Finance
and Risk Committee
Memeber:
Logistics)
27 Approve NEDs' Fees Mgmt For For For
(Investment Committee
Chairperson)
28 Approve NEDs' Fees Mgmt For For For
(Investment Committee
Member)
29 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chairman)
30 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
31 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chairperson)
32 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
33 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chairperson)
34 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
35 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Chairperson)
36 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Member)
37 Authority to Mgmt For For For
Repurchase
Shares
38 General Authority to Mgmt For For For
Issue
Shares
39 AUTHORITY TO ISSUE Mgmt For For For
SHARES FOR
CASH
40 General Authority to Mgmt For Against Against
Issue Preference
Shares
41 Approve Financial Mgmt For For For
Assistance (Section
44)
42 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/10/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zarina B.M. Bassa Mgmt For For For
3 Elect Glynn R. Burger Mgmt For For For
4 Elect Laurel C. Bowden Mgmt For Against Against
5 Elect Cheryl A. Carolus Mgmt For For For
6 Elect Perry K.O. Mgmt For For For
Crosthwaite
7 Elect Hendrik du Toit Mgmt For For For
8 Elect David Friedland Mgmt For For For
9 Elect Charles Jacobs Mgmt For For For
10 Elect Bernard Kantor Mgmt For For For
11 Elect Ian R. Kantor Mgmt For For For
12 Elect Stephen Koseff Mgmt For For For
13 Elect Mark Mgmt For For For
Malloch-Brown
14 Elect Khumo Shuenyane Mgmt For For For
15 Elect Fani Titi Mgmt For For For
16 Remuneration Report Mgmt For Against Against
(Advisory)
17 Authorisation of Legal Mgmt For For For
Formalities
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Interim Dividend Mgmt For For For
(Ordinary
Shareholders -
Investec
Limited)
21 Final Dividend Mgmt For For For
(Ordinary and
Preference
Shareholders -
Investec
Limited)
22 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
23 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
24 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
25 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
26 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
27 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
28 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
29 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
30 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Accounts and Reports Mgmt For For For
(Investec
plc)
33 Interim Dividend Mgmt For For For
(Investec
plc)
34 Final Dividend Mgmt For For For
(Investec
plc)
35 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (Investec
plc)
36 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
37 Authority to Mgmt For For For
Repurchase Shares
(Investec
plc)
38 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
39 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 08/10/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zarina B.M. Bassa Mgmt For For For
3 Elect Glynn R. Burger Mgmt For For For
4 Elect Laurel C. Bowden Mgmt For Against Against
5 Elect Cheryl A. Carolus Mgmt For For For
6 Elect Perry K.O. Mgmt For For For
Crosthwaite
7 Elect Hendrik du Toit Mgmt For For For
8 Elect David Friedland Mgmt For For For
9 Elect Charles Jacobs Mgmt For For For
10 Elect Bernard Kantor Mgmt For For For
11 Elect Ian R. Kantor Mgmt For For For
12 Elect Stephen Koseff Mgmt For For For
13 Elect Mark Mgmt For For For
Malloch-Brown
14 Elect Khumo Shuenyane Mgmt For For For
15 Elect Fani Titi Mgmt For For For
16 Remuneration Report Mgmt For Against Against
(Advisory)
17 Authorisation of Legal Mgmt For For For
Formalities
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Interim Dividend Mgmt For For For
(Ordinary
Shareholders -
Investec
Limited)
21 Final Dividend Mgmt For For For
(Ordinary and
Preference
Shareholders -
Investec
Limited)
22 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
23 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
26 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
27 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
28 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
29 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
30 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
31 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Accounts and Reports Mgmt For For For
(Investec
plc)
34 Interim Dividend Mgmt For For For
(Investec
plc)
35 Final Dividend Mgmt For For For
(Investec
plc)
36 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (Investec
plc)
37 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
38 Authority to Mgmt For For For
Repurchase Shares
(Investec
plc)
39 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
40 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
Ivanhoe Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVN CINS 46579R104 06/28/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert M. Mgmt For For For
Friedland
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Egizio Bianchini Mgmt For For For
6 Elect William B. Hayden Mgmt For For For
7 Elect Oyvind Hushovd Mgmt For For For
8 Elect Livia Mahler Mgmt For For For
9 Elect Peter G. Meredith Mgmt For For For
10 Elect Kgalema P. Mgmt For For For
Motlanthe
11 Elect Guy de Selliers Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Transaction of Other Mgmt For Against Against
Business
14 Amendment or Variation Mgmt For Against Against
of Matters
Presented
________________________________________________________________________________
Kosmos Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
KOS CUSIP G5315B107 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adebayo O. Mgmt For For For
Ogunlesi
1.2 Elect Deanna L. Goodwin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the Long Mgmt For For For
Term Incentive
Plan
________________________________________________________________________________
Liberty Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LBH CINS S44440121 05/18/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Santie Botha Mgmt For For For
3 Re-elect Tony Mgmt For For For
Cunningham
4 Re-elect Sibusiso Mgmt For For For
Sibisi
5 Re-elect Yunus Suleman Mgmt For For For
6 Elect Nooraya Khan Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 General Authority to Mgmt For For For
Issue
Shares
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Yunus
Suleman)
11 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Angus
Band)
12 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Tony
Cunningham)
13 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Nooraya
Khan)
14 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Jim
Sutcliffe)
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For For For
Implementation
Report
17 Authority to Issue Mgmt For For For
Shares Pursuant to
Share Incentive
Schemes
18 Approve NEDs' Fees Mgmt For For For
(Chairman)
19 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
20 Approve NEDs' Fees Mgmt For For For
(Board
Member)
21 Approve NEDs' Fees Mgmt For For For
(International Board
Member, Sub-committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(International Board
Member, Committee
Chairman)
23 Approve NEDs' Fees Mgmt For For For
(Audit and Actuarial
Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Audit and Actuarial
Committee
Member)
25 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Member)
27 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chairman)
28 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
29 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chairman)
30 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
31 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Chairman)
32 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Member)
33 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Member)
34 Approve NEDs' Fees (IT Mgmt For For For
Committee
Chairman)
35 Approve NEDs' Fees (IT Mgmt For For For
Committee
Member)
36 Approve NEDs' Fees Mgmt For For For
(STANLIB Limited
Board
Chairman)
37 Approve NEDs' Fees Mgmt For For For
(STANLIB Limited
Board
Member)
38 Approve NEDs' Fees Mgmt For For For
(Short-Term Insurance
Board
Chairman)
39 Approve NEDs' Fees Mgmt For For For
(Short-Term Insurance
Board
Member)
40 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Board Meeting
Fee)
41 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Committee Meeting
Fee)
42 Approve Financial Mgmt For For For
Assistance (Section
45)
43 Approve Financial Mgmt For For For
Assistance (Section
44)
44 Authority to Mgmt For For For
Repurchase
Shares
45 Authority to Create Mgmt For Against Against
and Issue New
Preference
Shares
46 Approve Amendments to Mgmt For For For
the Restricted Share
Plan
________________________________________________________________________________
Life Healthcare Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CINS S4682C100 01/31/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Mustaq A. Mgmt For For For
Enus-Brey
2 Re-elect Garth C. Mgmt For For For
Solomon
3 Elect Mahlape Sello Mgmt For For For
4 Elect Audrey Mothupi Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Peter J.
Golesworthy)
7 Elect Audit Committee Mgmt For For For
Member (Audrey
Mothupi)
8 Elect Audit Committee Mgmt For For For
Member (Royden T.
Vice)
9 Elect Audit Committee Mgmt For For For
Member (Garth C.
Solomon)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance
15 Approve NEDs' Fees Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MakeMyTrip Limited
Ticker Security ID: Meeting Date Meeting Status
MMYT CUSIP V5633W109 09/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Accounts and Reports Mgmt For For For
3 Elect Patrick Luke Mgmt For For For
Kolek
4 Elect Charles St. Mgmt For For For
Leger
Searle
5 Elect Yuvraj Thacoor Mgmt For For For
6 Elect Oliver Minho Mgmt For For For
Rippel
________________________________________________________________________________
Maroc Telecom SA (Itissalat Al-Maghrib)
Ticker Security ID: Meeting Date Meeting Status
IAM CINS V5721T117 04/24/2018 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports; Mgmt For TNA N/A
Ratification of Board
Acts
3 Consolidated Financial Mgmt For TNA N/A
Statements
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Co-Option of
Abdelouafi
Laftit
7 Authority to Mgmt For TNA N/A
Repurchase
Shares
8 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Mediclinic International Plc
Ticker Security ID: Meeting Date Meeting Status
MDC CINS G5960R100 07/25/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jurgens Myburgh Mgmt For For For
6 Elect Danie Meintjes Mgmt For For For
7 Elect Edwin de la H. Mgmt For For For
Hertzog
8 Elect Jan (Jannie) J. Mgmt For For For
Durand
9 Elect Alan Grieve Mgmt For For For
10 Elect Seamus Keating Mgmt For For For
11 Elect Robert Leu Mgmt For For For
12 Elect Nandi Mandela Mgmt For For For
13 Elect Trevor Petersen Mgmt For For For
14 Elect Desmond K. Smith Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Amendments to Articles Mgmt For For For
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
MMI Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MMI CINS S5143R107 11/24/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Jurisich Mgmt For For For
2 Re-elect Fatima Jakoet Mgmt For For For
3 Re-elect Mfundiso (JJ) Mgmt For For For
J.N.
Njeke
4 Re-elect Niel Krige Mgmt For For For
5 Re-elect Vuyisa Mgmt For For For
Nkonyeni
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Members (Frans
Truter)
8 Elect Audit Committee Mgmt For For For
Members (Syd
Muller)
9 Elect Audit Committee Mgmt For For For
Members (Fatima
Jakoet)
10 Elect Audit Committee Mgmt For For For
Members (Louis von
Zeuner)
11 Approve Remuneration Mgmt For For For
Policy
12 Authorisation of Legal Mgmt For For For
Formalities
13 Approve NEDs' Fees Mgmt For For For
(Board
Members)
14 Approve NEDs' Fees Mgmt For For For
(Chairman and Deputy
Chairman)
15 Approve Financial Mgmt For For For
Assistance (Section
44)
16 Approve Financial Mgmt For For For
Assistance (Section
45)
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS S5274K111 05/16/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Stephen Young Mgmt For For For
3 Elect Tanya Fratto Mgmt For For For
4 Elect Stephen C. Harris Mgmt For For For
5 Elect Andrew King Mgmt For For For
6 Elect Peter Oswald Mgmt For For For
7 Elect Fred Phaswana Mgmt For For For
8 Elect Dominique Mgmt For For For
Reiniche
9 Elect David Williams Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Tanya
Fratto)
11 Elect Audit Committee Mgmt For For For
Member (Stephen C.
Harris)
12 Elect Audit Committee Mgmt For For For
Member (Stephen
Young)
13 Accounts and Reports Mgmt For For For
(Mondi
Ltd)
14 Remuneration Policy Mgmt For For For
(Mondi
Ltd)
15 Remuneration Report Mgmt For For For
(Mondi
Ltd)
16 Approve NEDs' Fees Mgmt For For For
(Mondi
Ltd)
17 Approve NEDs' Fee Mgmt For For For
Structure (Mondi
Ltd)
18 Final Dividend Mgmt For For For
19 Special Dividend Mgmt For For For
20 Appointment of Auditor Mgmt For For For
(Mondi
Ltd)
21 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Ltd)
22 Approve Financial Mgmt For For For
Assistance (Mondi
Ltd)
23 General Authority to Mgmt For For For
Issue Ordinary Shares
(Mondi
Ltd)
24 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Ltd)
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Ltd)
26 Authority to Mgmt For For For
Repurchase Shares
(Mondi
Ltd)
27 Accounts and Reports Mgmt For For For
(Mondi
plc)
28 Remuneration Report Mgmt For For For
(Mondi plc-
Advisory)
29 Final Dividend (Mondi Mgmt For For For
plc)
30 Special Dividend Mgmt For For For
(Mondi
plc)
31 Appointment of Auditor Mgmt For For For
(Mondi
plc)
32 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
33 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
34 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
35 Authority to Mgmt For For For
Repurchase Shares
(Mondi
plc)
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MRP CINS S5256M135 08/31/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Malcolm Mgmt For For For
(Bobby)
Johnston
3 Re-elect Nigel G. Payne Mgmt For Against Against
4 Re-elect John Swain Mgmt For For For
5 Elect Mark J. Bowman Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
8 Elect Audit and Mgmt For Against Against
Compliance Committee
Member (Daisy
Naidoo)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (Myles
Ruck)
10 Elect Audit and Mgmt For For For
Compliance Committee
Member (John
Swain)
11 Approve Remuneration Mgmt For For For
Policy
12 Report of the Social, Mgmt For For For
Ethics,
Transformation and
Sustainability
Committee
13 Authorisation of Legal Mgmt For For For
Formalities
14 General Authority to Mgmt For For For
Issue
Shares
15 Approve NEDs' Fees Mgmt For For For
(Independent
Non-Executive
Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Honorary
Chairman)
17 Approve NEDs' Fees Mgmt For For For
(Lead
Director)
18 Approve NEDs' Fees Mgmt For For For
(Director)
19 Approve NEDs' Fees Mgmt For For For
(Audit and
Compliance
Committee Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Audit and
Compliance
Committee Member)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations
Committee Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations
Committee Member)
23 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation
and Sustainability
Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation
and Sustainability
Committee
Member)
25 Authority to Mgmt For For For
Repurchase
Shares
26 Approve Financial Mgmt For For For
Assistance
27 Amendments to Mgmt For For For
Memorandum (Deletion
of Clause
10.4)
28 Amendments to Mgmt For For For
Memorandum (Insertion
of Clause
17.12)
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 05/24/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Christine Mgmt For For For
Ramon
2 Re-elect Alan Harper Mgmt For Against Against
3 Re-elect Peter Mageza Mgmt For For For
4 Re-elect Dawn Marole Mgmt For For For
5 Re-elect Koosum Kalyan Mgmt For For For
6 Re-elect Azmi Mikati Mgmt For For For
7 Re-elect Jeff van Mgmt For For For
Rooyen
8 Elect Audit Committee Mgmt For For For
Member (Christine
Ramon)
9 Elect Audit Committee Mgmt For For For
Member (Paul
Hanratty)
10 Elect Audit Committee Mgmt For Against Against
Member (Peter
Mageza)
11 Elect Audit Committee Mgmt For For For
Member (Jeff van
Rooyen)
12 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
13 Appointment of Auditor Mgmt For For For
(SizweNtsalubaGobodo)
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For Against Against
Implementation
Report
18 Approve NEDs' Fees Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Approve Financial Mgmt For For For
Assistance (Section
45)
21 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/25/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Emilie M. Choi Mgmt For For For
5 Re-elect Jacobus Mgmt For For For
(Koos) P.
Bekker
6 Re-elect Steve J.Z. Mgmt For For For
Pacak
7 Re-elect Fred Phaswana Mgmt For For For
8 Re-elect Ben J. van Mgmt For For For
der
Ross
9 Re-elect Rachel C.C. Mgmt For Against Against
Jafta
10 Elect Audit Committee Mgmt For For For
Member (Don
Eriksson)
11 Elect Audit Committee Mgmt For For For
Member (Ben van der
Ross)
12 Elect Audit Committee Mgmt For Against Against
Member (Rachel
Jafta)
13 Approve Remuneration Mgmt For Against Against
Policy
14 General Authority to Mgmt For Against Against
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Amendments to the Mgmt For Against Against
Company's Share
Incentive Trust Deeds
and
Schemes
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Board -
Member)
20 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
22 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
24 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Member)
26 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
28 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Member)
30 Approve NEDs' Fees Mgmt For For For
(Trustee of Group
Share Schemes/Other
Personnel
Funds)
31 Approve Financial Mgmt For For For
Assistance (Section
44)
32 Approve Financial Mgmt For For For
Assistance (Section
45)
33 Authority to Mgmt For For For
Repurchase N Ordinary
Shares
34 Authority to Mgmt For Against Against
Repurchase A Ordinary
Shares
________________________________________________________________________________
Nedbank Group Limited
Ticker Security ID: Meeting Date Meeting Status
NED CINS S5518R104 05/10/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hubert Brody Mgmt For For For
2 Elect Neo Dongwana Mgmt For For For
3 Elect Linda Manzini Mgmt For For For
4 Re-elect Mpho Makwana Mgmt For For For
5 Re-elect Raisibe Mgmt For For For
Morathi
6 Re-elect Mfundo Nkuhlu Mgmt For For For
7 Appointment of Auditor Mgmt For For For
(Deloitte &
Touche)
8 Appointment of Auditor Mgmt For For For
(KPMG)
9 General Authority to Mgmt For For For
Issue
Shares
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Implementation Mgmt For For For
Report
12 Approve NEDs' Fees Mgmt For For For
(Chairman)
13 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
14 Approve NEDs' Fees Mgmt For For For
(Board
Member)
15 Approve NEDs' Fees Mgmt For For For
(Audit
Committee)
16 Approve NEDs' Fees Mgmt For For For
(Credit
Committee)
17 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee)
18 Approve NEDs' Fees Mgmt For For For
(Information
Technology
Committee)
19 Approve NEDs' Fees Mgmt For For For
(Related-Party
Transactions
Committee)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee)
21 Approve NEDs' Fees Mgmt For For For
(Risk & Capital
Management
Committee)
22 Approve NEDs' Fees Mgmt For For For
(Transformation,
Social & Ethics
Committee)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Approve Financial Mgmt For For For
Assistance
25 Approve Amendments to Mgmt For For For
the 2005 Share
Scheme
________________________________________________________________________________
Nestle Nigeria plc
Ticker Security ID: Meeting Date Meeting Status
NESTLE CINS V6702N103 05/22/2018 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
(Slate)
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Election of Statutory Mgmt For For For
Audit Committee
Members
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 02/02/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Mark R. Bower Mgmt For For For
3 Re-elect Martin Kuscus Mgmt For For For
4 Re-elect Kgomotso D. Mgmt For For For
Moroka
5 Elect Audit Committee Mgmt For Against Against
Member (Thevendrie
Brewer)
6 Elect Audit Committee Mgmt For For For
Member (Mark
Bower)
7 Elect Audit Committee Mgmt For For For
Member (Azar
Jammine)
8 Elect Audit Committee Mgmt For Against Against
Member (Norman
Weltman)
9 Elect Audit Committee Mgmt For For For
Member (Bukelwa
Bulo)
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Implementation Mgmt For For For
Report
13 Authorisation of Legal Mgmt For For For
Formalities
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nigerian Breweries Plc
Ticker Security ID: Meeting Date Meeting Status
NB CINS V6722M101 04/20/2018 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Chief Samuel O. Mgmt For For For
Bolarinde
3 Elect Franco Maggi Mgmt For For For
4 Elect Dr. Obadiah Mgmt For For For
Mailafia
5 Elect Ndidi O. Nwuneli Mgmt For For For
6 Elect Jordi Borrut Bel Mgmt For For For
7 Authority to Set Mgmt For Against Against
Auditor's
Fees
8 Election of Statutory Mgmt For For For
Audit Committee
Members
9 Directors' Fees Mgmt For For For
10 Related Party Mgmt For Abstain Against
Transactions
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395114 04/30/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Mike Arnold Mgmt For For For
3 Elect Zoe Cruz Mgmt For For For
4 Elect Alan Gillespie Mgmt For For For
5 Elect Danuta Gray Mgmt For For For
6 Elect Bruce Hemphill Mgmt For For For
7 Elect Adiba Ighodaro Mgmt For For For
8 Elect Ingrid Johnson Mgmt For For For
9 Elect Trevor Manuel Mgmt For For For
10 Elect Roger Marshall Mgmt For For For
11 Elect Vassi Naidoo Mgmt For Against Against
12 Elect Patrick Mgmt For For For
O'Sullivan
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Remuneration Report Mgmt For For For
(Advisory)
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Mgmt For For For
Repurchase Shares
Off-Market
(Contingent Purchase
Contracts)
________________________________________________________________________________
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395114 05/25/2018 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 First Scheme of Mgmt For For For
Arrangement
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395114 05/25/2018 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Scheme of Mgmt For For For
Arrangement
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Old Mutual plc
Ticker Security ID: Meeting Date Meeting Status
OML CINS G67395114 05/25/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Managed Separation Mgmt For For For
2 Approval of the Mgmt For Abstain Against
Quilter Performance
Share
Plan
3 Approval of the Mgmt For For For
Quilter Share Reward
Plan
4 Approval of Quilter Mgmt For For For
Sharesave
Plan
5 Approval of Quilter Mgmt For For For
Share Incentive
Plan
6 Approval of Old Mutual Mgmt For Against Against
Limited Long-term
Incentive
Plan
7 Approval of the Old Mgmt For Against Against
Mutual Limited
Employee Share
Ownership
Plan
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 07/31/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Gareth Mgmt For For For
Ackerman
3 Re-elect Hugh S. Herman Mgmt For For For
4 Re-elect Jeff van Mgmt For For For
Rooyen
5 Elect Alex Mathole Mgmt For For For
6 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Jeff van
Rooyen)
7 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Hugh
Herman)
8 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Audrey
Mothupi)
9 Elect Audit, Risk and Mgmt For Against Against
Compliance Committee
Member (David
Friedland)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance (related
or inter-related
companies)
13 Approve Financial Mgmt For For For
Assistance
(Persons)
14 Authority to Mgmt For For For
Repurchase
Shares
15 Adopt New Memorandum Mgmt For For For
16 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Pioneer Food Group Limited
Ticker Security ID: Meeting Date Meeting Status
PFG CINS S6279F107 02/09/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares for
Cash
3 Elect Tertius Carstens Mgmt For For For
4 Elect Felix Lombard Mgmt For For For
5 Re-elect Sylvia Mgmt For For For
Mjoli-Mncube
6 Re-elect Sango Ntsaluba Mgmt For For For
7 Re-elect KK Combi Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Norman
Thomson)
9 Elect Audit Committee Mgmt For For For
Member (Sango
Ntsaluba)
10 Elect Audit Committee Mgmt For For For
Member (Lindiwe
Mthimunye-Bakoro)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Approve Amendments to Mgmt For For For
Phantom Share
Plan
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Approve Financial Mgmt For For For
Assistance (Section
44)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PSG Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
PSG CINS S5959A107 06/22/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Bridgitte Mgmt For For For
Mathews
2 Re-elect Jan Mouton Mgmt For For For
3 Re-elect Chris Otto Mgmt For Against Against
4 Elect Audit and Risk Mgmt For For For
Committee Member
(Patrick
Burton)
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Bridgitte
Mathews)
6 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Chris
Otto)
7 Appointment of Auditor Mgmt For For For
8 Approve Remuneration Mgmt For For For
Policy
9 Approve Remuneration Mgmt For For For
Implementation
Report
10 Approve Amendments to Mgmt For For For
the Supplementary
Share Incentive
Trust
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Section
45)
14 Approve Financial Mgmt For For For
Assistance (Section
44)
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Rand Merchant Investment Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMI CINS S6815J118 10/23/2017 Voted
Meeting Type Country of Trade
Other South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares Pursuant to
the Scrip
Distribution
Alternative and
Reinvestment
Option
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rand Merchant Investment Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMI CINS S6815J118 11/22/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Gerrit Mgmt For Against Against
Ferreira
2 Re-elect Sonja Sebotsa Mgmt For For For
3 Re-elect Jan Durand Mgmt For For For
4 Re-elect Pat Goss Mgmt For For For
5 Re-elect Obakeng Phetwe Mgmt For For For
6 Approve Remuneration Mgmt For Against Against
Policy
7 Approve Implementation Mgmt For Against Against
Report
8 General Authority to Mgmt For For For
Issue
Shares
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Appointment of Auditor Mgmt For For For
11 Elect Audit and Risk Mgmt For Against Against
Committee
Members
12 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
13 Elect Audit and Risk Mgmt For Against Against
Committee Member (Per
Lagerstrom)
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares Persuant to
the Reinvestment
Option
17 Approve Financial Mgmt For For For
Assistance
18 Adopt New Memorandum Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP G73740113 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants (Non- Mgmt For For For
Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent
Director)
18 Share Grants (Chair) Mgmt For For For
19 2018 Long-Term Mgmt For For For
Incentive
Plan
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L196 02/15/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Andrew Konig Mgmt For For For
2 Re-elect David A. Mgmt For For For
Nathan
3 Re-elect Phumzile Mgmt For For For
Langeni
4 Re-elect Bernard Nackan Mgmt For For For
5 Election Audit & Risk Mgmt For Against Against
Committee Member
(Phumzile
Langeni)
6 Election Audit & Risk Mgmt For For For
Committee Member
(Bernard
Nackan)
7 Election Audit & Risk Mgmt For For For
Committee Member
(David A.
Nathan)
8 Appointment of Auditor Mgmt For For For
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Authority to Issue Mgmt For For For
Shares Pursuant to
the Reinvestment
Option
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Policy
(Implementation)
14 Authorisation of Legal Mgmt For For For
Formalities
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance (Section
44)
17 Approve Financial Mgmt For For For
Assistance (Section
45)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Remgro Limited
Ticker Security ID: Meeting Date Meeting Status
REM CINS S6873K106 11/29/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect W. E. Buhrmann Mgmt For For For
4 Re-elect Gerrit T. Mgmt For For For
Ferreira
5 Re-elect Nkateko Mgmt For For For
(Peter)
Mageza
6 Re-elect Phillip Mgmt For For For
(Jabu) J.
Moleketi
7 Re-elect Fred Robertson Mgmt For For For
8 Elect Mariza Lubbe Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Nkateko
Mageza)
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Phillip
Moleketi)
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Audit and Risk Mgmt For For For
Committee Member
(Fred
Robertson)
15 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
16 General Authority to Mgmt For For For
Issue
Shares
17 Approve Remuneration Mgmt For Against Against
Policy
18 Approve Remuneration Mgmt For Against Against
Report
19 Approve NEDs' Fees Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve Financial Mgmt For For For
Assistance (Section
44)
22 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
Resilient REIT Limited
Ticker Security ID: Meeting Date Meeting Status
RES CINS S6917M282 11/02/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Thembakazi Mgmt For For For
(Thembi) I.
Chagonda
2 Re-elect Bryan D. Mgmt For For For
Hopkins
3 Re-elect Nicolaas Mgmt For For For
(Nick) W.
Hanekom
4 Re-elect Barry D. van Mgmt For For For
Wyk
5 Elect Audit Committee Mgmt For For For
Member (Bryan
Hopkins)
6 Elect Audit Committee Mgmt For For For
Member (Barry van
Wyk)
7 Elect Audit Committee Mgmt For For For
Member (Protas
Phili)
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Authority to Issue Mgmt For For For
Shares Pursuant to
the BEE
Scheme
12 Approve Remuneration Mgmt For Against Against
Policy
13 Approve Incentive Plan Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve Financial Mgmt For For For
Assistance
(BEE)
17 Approve Financial Mgmt For For For
Assistance
(Subscription of
Shares)
18 Approve NEDs' Fees Mgmt For For For
19 Authorisation of Legal Mgmt For For For
Formalities
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RMB Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMH CINS S6992P127 11/22/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jan Jonathan Mgmt For For For
(Jannie)
Durand
2 Re-elect Peter Cooper Mgmt For Against Against
3 Re-elect Lauritz Mgmt For For For
(Laurie) L.
Dippenaar
4 Re-elect Per-Erik Mgmt For For For
(Per)
Lagerstrom
5 Re-elect Mafison Mgmt For For For
(Murphy)
Morobe
6 General Authority to Mgmt For For For
Issue
Shares
7 Authority to Issue Mgmt For For For
Shares for
Cash
8 Appointment of Auditor Mgmt For For For
9 Elect Audit and Risk Mgmt For Against Against
Committee Member (Jan
Dreyer)
10 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja
Sebotsa)
11 Elect Audit and Risk Mgmt For For For
Committee Member (Per
Lagerstrom)
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For For For
Shares (Reinvestment
Option)
15 Approve Financial Mgmt For For For
Assistance
16 Adopt New Constitution Mgmt For For For
________________________________________________________________________________
Rockcastle Global Real Estate Company Limited
Ticker Security ID: Meeting Date Meeting Status
ROCK CINS V7688C103 07/03/2017 Voted
Meeting Type Country of Trade
Ordinary Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Approval of Rockcastle Mgmt For For For
Disposal
3 Distribution as a Mgmt For For For
Dividend
4 Distribution as a Mgmt For For For
Return of
Capital
5 Authority to Issue Mgmt For For For
Shares Pursuant to
the
Merger
6 REDUCTION OF STATED Mgmt For For For
CAPITAL
7 Delisting Pursuant to Mgmt For For For
the
Merger
8 WINDING UP Mgmt For For For
9 Authorisation of Legal Mgmt For For For
Formalities
(Merger)
10 Authorisation of Legal Mgmt For For For
Formalities
(Resolutions)
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect William L. Kimsey Mgmt For For For
4 Elect Maritza Gomez Mgmt For For For
Montiel
5 Elect Ann S. Moore Mgmt For For For
6 Elect Eyal M. Ofer Mgmt For For For
7 Elect Thomas J. Mgmt For For For
Pritzker
8 Elect William K. Reilly Mgmt For For For
9 Elect Bernt Reitan Mgmt For For For
10 Elect Vagn Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Safaricom Limited
Ticker Security ID: Meeting Date Meeting Status
SCOM CINS V74587102 09/15/2017 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Susan Mudhune Mgmt For Against Against
4 Elect Bitange Ndemo Mgmt For For For
5 Election of Audit Mgmt For Against Against
Committee
Members
6 Directors' Fees Mgmt For For For
7 Authority to Set Mgmt For Against Against
Auditor's
Fees
8 Transaction of Other Mgmt For Against Against
Business
9 Change in Company Name Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Articles Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Amendments to Articles Mgmt For Against Against
14 Amendments to Articles Mgmt For For For
15 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Sanlam Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLM CINS S7302C137 06/06/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Mathukana Mokoka Mgmt For For For
4 Re-elect Anton Botha Mgmt For For For
5 Re-elect Rejoice Mgmt For For For
Simelane
6 Re-elect Johan van Zyl Mgmt For For For
7 Re-elect Temba Mvusi Mgmt For For For
8 Elect Audit, Actuarial Mgmt For For For
and Finance Committee
Member (Anton
Botha)
9 Elect Audit, Actuarial Mgmt For For For
and Finance Committee
Member (Paul
Hanratty)
10 Elect Audit, Actuarial Mgmt For For For
and Finance Committee
Member (Mathukana
Mokoka)
11 Elect Audit, Actuarial Mgmt For For For
and Finance Committee
Member (Karabo
Nondumo)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Implementation
Report
14 Ratify Directors' Fees Mgmt For For For
15 General Authority to Mgmt For For For
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve NEDs' Fees Mgmt For For For
19 Amendment to Memorandum Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/07/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bonakele (Boni) Mgmt For For For
Mehlomakulu
3 Re-elect Sir Nigel R. Mgmt For Against Against
Rudd
4 Re-elect Nkateko Mgmt For For For
(Peter)
Mageza
5 Re-elect Mohammed Mgmt For Against Against
(Valli)
Moosa
6 Elect Audit Committee Mgmt For Abstain Against
Member (Deenadayalen
Konar)
7 Elect Audit Committee Mgmt For For For
Member (Michael
Fallon)
8 Elect Audit Committee Mgmt For For For
Member (Nkateko
Mageza)
9 Elect Audit Committee Mgmt For For For
Member (Karen
Osar)
10 Elect Audit Committee Mgmt For For For
Member (Robertus
Renders)
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares Pursuant to
Incentive
Plan
13 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Implementation Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Mandla S.V. Mgmt For For For
Gantsho
2 Re-elect Nomgando N.A. Mgmt For For For
Matyumza
3 Re-elect Zamani Mgmt For For For
(Moses)
Mkhize
4 Re-elect Stephen Mgmt For For For
Westwell
5 Elect Gesina (Trix) Mgmt For For For
M.B.
Kennealy
6 Elect Mpho E.K. Nkeli Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Audit Committee Mgmt For For For
Member (Colin
Beggs)
9 Elect Audit Committee Mgmt For For For
Member (Trix
Kennealy)
10 Elect Audit Committee Mgmt For For For
Member (Nomgando
Matyumza)
11 Elect Audit Committee Mgmt For For For
Member (JJ
Njeke)
12 Elect Audit Committee Mgmt For For For
Member (Stephen
Westwell)
13 Approve Remuneration Mgmt For For For
Policy
(Policy)
14 Approve Remuneration Mgmt For For For
Policy
(Implementation)
15 Approve NEDs' Fees Mgmt For For For
16 Specific Authority to Mgmt For For For
Repurchase Shares
("Sasol Investment
Company")
17 General Authority to Mgmt For For For
Repurchase
Shares
18 Specific Authority to Mgmt For For For
Repurchase
Shares
19 Specific Authority to Mgmt For For For
Repurchase
Shares
20 Amendment to Mgmt For For For
Memorandum
(Redesignation
Date)
21 Amendment to Mgmt For For For
Memorandum (Clause
39.4.3.2)
22 Amendment to Mgmt For For For
Memorandum (Share
Terms and Related
Contracts)
23 Increase in Authorised Mgmt For For For
Capital
24 Amendment to Mgmt For For For
Memorandum (Clause
9.1)
25 Approve Employee Share Mgmt For For For
Ownership
Plan
26 Authority to Issue Mgmt For For For
Bonus Shares (SOLBE1
- Bonus
Award)
27 Authority to Issue Mgmt For For For
Shares (SOLBE1 -
Sasol Khanyisa
Invitation)
28 Authority to Issue Mgmt For For For
Shares (SOLBE1 -
Trustees of Sasol
Khanyisa ESOP
Trust)
29 Authority to Issue Mgmt For For For
Shares (SOLBE1 -
Additional
Issuance)
30 Authority to Issue Mgmt For For For
Shares (SOBLE1 -
Automatic Share
Exchange)
31 Authority to Issue Mgmt For For For
Shares (SOL -
Trustees of Sasol
Khanyisa ESOP
Trust)
32 Authority to Issue Mgmt For For For
Shares (SOL -
Additional
Issuance)
33 Approve Financial Mgmt For For For
Assistance (Sasol
Khanyisa ESOP Trust -
SOLBE1
Shares)
34 Approve Financial Mgmt For For For
Assistance (Ordinary
Shares - Sasol
Khanyisa ESOP
Trust)
35 Approve Financial Mgmt For For For
Assistance (Sasol
Khanyisa
Shares)
36 Approve Financial Mgmt For For For
Assistance (SOLBE1
Shares)
37 Approve Financial Mgmt For For For
Assistance (SSA
Khanyisa
Shares)
38 Approve Financial Mgmt For For For
Assistance (SSA
Ordinary
Shares)
39 Authority to Issue Mgmt For For For
Shares (Sasol
Khanyisa ESOP
Trust)
40 Authority to Issue Mgmt For For For
Shares
(FundCo)
41 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 09/05/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase
Shares
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 10/30/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Conversion of Mgmt For For For
Par Value
Shares
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 10/30/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Christoffel Mgmt For For For
(Christo) H.
Wiese
4 Elect Edward C. Mgmt For For For
Kieswetter
5 Elect Jacobus A. Louw Mgmt For For For
6 Elect Carel G. Goosen Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee member
(Johannes
Basson)
8 Elect Audit and Risk Mgmt For Against Against
Committee member
(Jacobus
Louw)
9 Elect Audit and Risk Mgmt For Against Against
Committee member
(Jimmy
Fouche)
10 Elect Audit and Risk Mgmt For For For
Committee member
(Joseph
Rock)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For Against Against
Policy
(Policy)
15 Approve Remuneration Mgmt For Against Against
Policy
(Implementation)
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance (Section
45)
18 Approve Financial Mgmt For For For
Assistance (Section
44)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Approve Conversion of Mgmt For For For
Par Value
Shares
21 Authority to Increase Mgmt For For For
Authorised
Capital
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Savannah Danson Mgmt For For For
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Keith A. Mgmt For For For
Rayner
5 Re-elect Jeremiah Mgmt For For For
(Jerry) S.
Vilakazi
6 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
7 Elect Audit Committee Mgmt For For For
Member (Savannah
Danson)
8 Elect Audit Committee Mgmt For For For
Member (Richard
Menell)
9 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
10 Elect Audit Committee Mgmt For For For
Member (Susan van der
Merwe)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Authority to Issue Mgmt For For For
Shares pursuant to
Share
Plan
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 12/04/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 12/04/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue
Shares
________________________________________________________________________________
Standard Bank Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SBK CINS S80605140 05/24/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Thulani S. Mgmt For For For
Gcabashe
3 Elect HU Hao Mgmt For For For
4 Re-elect Kgomotso D. Mgmt For For For
Moroka
5 Re-elect Atedo N.A. Mgmt For For For
Peterside
6 Re-elect Peter D. Mgmt For For For
Sullivan
7 Elect WANG Lubin Mgmt For For For
8 Appointment of Auditor Mgmt For For For
(KPMG)
9 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
10 General Authority to Mgmt For For For
Issue Ordinary
Shares
11 General Authority to Mgmt For Against Against
Issue Preference
Shares
12 APPROVE REMUNERATION Mgmt For For For
POLICY
13 APPROVE REMUNERATION Mgmt For For For
IMPLEMENTATION
REPORT
14 Approve NEDs' Fees Mgmt For For For
(Chair)
15 Approve NEDs' Fees Mgmt For For For
(NED)
16 Approve NEDs' Fees Mgmt For For For
(International
NED)
17 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Member)
18 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management Committee
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Technology and
Information Committee
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Technology and
Information Committee
Member)
28 Approve NEDs' Fees Mgmt For For For
(Model Approval
Committee
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Model Approval
Committee
Member)
30 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Meeting
Attendance)
31 Authority to Mgmt For For For
Repurchase Ordinary
Shares
32 Authority to Mgmt For For For
Repurchase Preference
Shares
33 Approve Financial Mgmt For For For
Assistance
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Steinhoff International Holdings N.V.
Ticker Security ID: Meeting Date Meeting Status
SNH CINS N8248H102 04/20/2018 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Philip Dieperink Mgmt For For For
6 Elect Theodore de Klerk Mgmt For For For
7 Elect Alexandre Nodale Mgmt For For For
8 Elect Louis du Preez Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Khanyisile Mgmt For For For
Kweyama
11 Elect Moira Moses Mgmt For For For
12 Elect Hugo Nelson Mgmt For For For
13 Elect Peter Wakkie Mgmt For For For
14 Elect Alexandra Watson Mgmt For For For
15 Elect Stefanes Booysen Mgmt For Against Against
16 Elect Angela Mgmt For For For
Kruger-Steinhoff
17 Elect Heather Sonn Mgmt For For For
18 Elect Johan van Zyl Mgmt For Against Against
19 Supervisory Board Fees Mgmt For Against Against
20 Appointment of Auditor Mgmt For Abstain Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Telkom SA SOC Limited
Ticker Security ID: Meeting Date Meeting Status
TKG CINS S84197102 08/24/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hamadoun Toure Mgmt For For For
2 Re-elect Santie Botha Mgmt For Against Against
3 Re-elect Khanyisile Mgmt For Against Against
Kweyama
4 Re-elect Fagmeedah Mgmt For For For
Petersen-Lurie
5 Re-elect Louis von Mgmt For For For
Zeuner
6 Elect Audit Committee Mgmt For Against Against
Member (Itumeleng
Kgaboesele)
7 Elect Audit Committee Mgmt For For For
Member (Kholeka
Mzondeki)
8 Elect Audit Committee Mgmt For For For
Member (Louis von
Zeuner)
9 Elect Audit Committee Mgmt For For For
Member (Rex
Tomlinson)
10 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
11 Appointment of Auditor Mgmt For For For
(Nkonki)
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Remuneration Mgmt For For For
Policy
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
The Bidvest Group Limited
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 11/27/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Nosipho Molope Mgmt For For For
3 Re-elect Lindsay P. Mgmt For For For
Ralphs
4 Re-elect Gillian Mgmt For For For
McMahon
5 Re-elect Tania Slabbert Mgmt For For For
6 Re-elect Douglas D.B. Mgmt For For For
Band
7 Elect Audit Committee Mgmt For For For
Member (Eric
Diack)
8 Elect Audit Committee Mgmt For For For
Member (Sibongile
Masinga)
9 Elect Audit Committee Mgmt For For For
Member (Nosipho
Molope)
10 Elect Audit Committee Mgmt For Against Against
Member (Nigel
Payne)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Report
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Approve Allocation to Mgmt For For For
Distribute Share
Capital or
Premium
16 Authority to Create Mgmt For For For
and Issue Convertible
Debentures
17 Authorisation of Legal Mgmt For For For
Formalities
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 07/28/2017 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/06/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect David Mgmt For Against Against
Friedland
4 Re-elect Nomahlubi Mgmt For For For
Simamane
5 Re-elect Ronnie Stein Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Sam
Abrahams)
7 Elect Audit Committee Mgmt For For For
Member (Tumi
Makgabo-Fiskerstrand)
8 Elect Audit Committee Mgmt For For For
Member (Eddy
Oblowitz)
9 Elect Audit Committee Mgmt For For For
Member (Nomahlubi
Simamane)
10 Elect Audit Committee Mgmt For Against Against
Member (David
Friedland)
11 Elect Audit Committee Mgmt For For For
Member (Fatima
Abrahams)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Financial Mgmt For For For
Assistance
16 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
The Spar Group Limited
Ticker Security ID: Meeting Date Meeting Status
SPP CINS S8050H104 02/07/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Waller Mgmt For For For
2 Re-elect Phumla Mnganga Mgmt For For For
3 Re-elect Chris Wells Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Chris
Wells)
6 Elect Audit Committee Mgmt For For For
Member (Harish
Mehta)
7 Elect Audit Committee Mgmt For For For
Member (Marang
Mashologu)
8 Authority to Issue Mgmt For For For
Shares Pursuant to
the Employee Share
Trust
9 Authority to Issue Mgmt For For For
Shares Pursuant to
the Conditional Share
Plan
10 Approve Financial Mgmt For For For
Assistance
11 Approve NEDs' Fees Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Implementation Mgmt For For For
of Remuneration
Policy
________________________________________________________________________________
Tiger Brands Ltd.
Ticker Security ID: Meeting Date Meeting Status
TBS CINS S84594142 02/20/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bajabulile Mgmt For For For
(Swazi)
Tshabalala
2 Re-elect Michael Ajukwu Mgmt For For For
3 Re-elect Mark J. Bowman Mgmt For For For
4 Re-elect Noel P. Doyle Mgmt For For For
5 Re-elect Khotso D.K. Mgmt For For For
Mokhele
6 Elect Audit Committee Mgmt For For For
Member (Rob
Nisbet)
7 Elect Audit Committee Mgmt For For For
Member (Emma
Mashilwane)
8 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
9 Appointment of Auditor Mgmt For For For
10 Authorisation of Legal Mgmt For For For
Formalities
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Implementation Mgmt For For For
Report of
Remuneration
Policy
13 Approve Financial Mgmt For For For
Assistance
14 Approve NEDs' Fees Mgmt For For For
(NEDs)
15 Approve NEDs' Fees Mgmt For For For
(Chairman)
16 Approve NEDs' Fees Mgmt For For For
(Committees)
17 Approve NEDs' Fees Mgmt For For For
(Special Meetings
and
Extraordinary Work)
18 Approve NEDs' Fees Mgmt For For For
(Non-resident
NEDs)
19 Approve NEDs' Fees Mgmt For For For
(Value Added
Tax)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Truworths International Limited
Ticker Security ID: Meeting Date Meeting Status
TRU CINS S8793H130 11/02/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Hilton Saven Mgmt For For For
3 Re-elect Michael Mgmt For For For
(Mike) A.
Thompson
4 Re-elect Roderick Mgmt For For For
(Roddy) J.A.
Sparks
5 Re-elect Cynthia Mgmt For For For
(Thandi)
Ndlovu
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Authority to Mgmt For For For
Repurchase
Shares
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Approve NEDs' Fees Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Michael
Thompson)
11 Elect Audit Committee Mgmt For For For
Member (Rob
Dow)
12 Elect Audit Committee Mgmt For For For
Member (Roderick
Sparks)
13 Approve Remuneration Mgmt For For For
Policy
(Policy)
14 Approve Remuneration Mgmt For For For
Policy
(Implementation)
15 Approve Social and Mgmt For For For
Ethics Committee
Report
16 Elect Social and Mgmt For For For
Ethics Committee
Member
(Michael
Thompson)
17 Elect Social and Mgmt For For For
Ethics Committee
Member
(Thandi
Ndlovu)
18 Elect Social and Mgmt For For For
Ethics Committee
Member
(David
Pfaff)
19 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 04/25/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Tutu Agyare Mgmt For For For
4 Elect Mike Daly Mgmt For For For
5 Elect Aidan Heavey Mgmt For For For
6 Elect Stephen Lucas Mgmt For For For
7 Elect Angus McCoss Mgmt For For For
8 Elect Paul McDade Mgmt For For For
9 Elect Jeremy R. Wilson Mgmt For For For
10 Elect Les Wood Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/18/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/18/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Vivek Badrinath Mgmt For For For
4 Re-elect Thoko M. Mgmt For For For
Mokgosi-Mwantembe
5 Re-elect Ronald A.W. Mgmt For For For
Schellekens
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
(Policy)
8 Approve Remuneration Mgmt For For For
Policy
(Implementation)
9 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Brown)
10 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Bafeleang
Mabelane)
11 Authority to Mgmt For For For
Repurchase
Shares
12 Increase NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Section
45)
14 Approve Financial Mgmt For For For
Assistance (Section
44)
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Woolworths Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WHL CINS S98758121 11/28/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Zarina B.M. Mgmt For Against Against
Bassa
2 Re-elect Hubert Brody Mgmt For For For
3 Re-elect Nombulelo Mgmt For For For
(Pinky) T.
Moholi
4 Re-elect Sam Ngumeni Mgmt For For For
5 Elect John Dixon Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member
(Patrick
Allaway)
8 Election of Audit Mgmt For Against Against
Committee Member
(Zarina
Bassa)
9 Election of Audit Mgmt For For For
Committee Member
(Hubert
Brody)
10 Election of Audit Mgmt For For For
Committee Member
(Andrew
Higginson)
11 Remuneration Policy Mgmt For For For
(Advisory)
12 Remuneration Mgmt For For For
Implementation Report
(Advisory)
13 Approve NEDs' Fees Mgmt For For For
(Tax
Reimbursement)
14 Approve NEDs' Fees Mgmt For For For
(FY2018)
15 Amendments to Mgmt For For For
Memorandum
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
________________________________________________________________________________
Zenith Bank plc
Ticker Security ID: Meeting Date Meeting Status
ZENITHBANK CINS V9T871109 04/13/2018 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mustafa Bello Mgmt For For For
4 Elect Temitope Mgmt For For For
Fasoranti
5 Elect Dennis Olisa Mgmt For For For
6 Re-elect Jeffrey Mgmt For For For
Efeyini
7 Re-elect Oyewusi Mgmt For For For
Ibidapo-Obe
8 Re-elect Gabriel Mgmt For For For
ItaAsuquo
Ukpeh
9 Authority to Set Mgmt For Against Against
Auditor's
Fees
10 Election of Statutory Mgmt For For For
Audit Committee
Members
11 Directors' Fees Mgmt For For For
Fund Name : VanEck Vectors Agribusiness ETF
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Suzanne P. Clark Mgmt For For For
5 Elect Wolfgang Deml Mgmt For For For
6 Elect George E. Minnich Mgmt For For For
7 Elect Martin H. Mgmt For For For
Richenhagen
8 Elect Gerald L. Shaheen Mgmt For For For
9 Elect Mallika Mgmt For For For
Srinivasan
10 Elect Hendrikus Visser Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Michael S. Burke Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Suzan F. Harrison Mgmt For For For
7 Elect Juan R. Luciano Mgmt For For For
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Daniel Shih Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Bakkafrost P/F
Ticker Security ID: Meeting Date Meeting Status
BAKKA CINS K4002E115 04/13/2018 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of the Mgmt For TNA N/A
Presiding
Chair
5 Report of the Board of Mgmt For TNA N/A
Directors
6 Accounts and Reports Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Election of Directors Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
10 Nomination Committee Mgmt For TNA N/A
11 Nomination Committee Mgmt For TNA N/A
Fees
12 Appointment of Auditor Mgmt For TNA N/A
13 REMUNERATION POLICY Mgmt For TNA N/A
14 Transaction of Other Mgmt For TNA N/A
Business
15 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul D. Coombs Mgmt For For For
1.2 Elect Daniel E. Knutson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ernest G. Mgmt For For For
Bachrach
2 Elect Vinitia Bali Mgmt For For For
3 Elect Enrique H. Mgmt For For For
Boilini
4 Elect Carol M. Browner Mgmt For For For
5 Elect Paul Cornet de Mgmt For For For
Ways-Ruart
6 Elect Andrew A. Ferrier Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect L. Patrick Lupo Mgmt For For For
9 Elect John E. McGlade Mgmt For For For
10 Elect Soren Schroder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For Against Against
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect John W. Eaves Mgmt For For For
4 Elect Stephen A. Mgmt For For For
Furbacher
5 Elect Stephen J. Hagge Mgmt For For For
6 Elect John D. Johnson Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Michael J. Toelle Mgmt For For For
9 Elect Theresa E Wagler Mgmt For For For
10 Elect W. Anthony Will Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Mgmt For Against Against
Special Meeting
Provisions
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
China Mengniu Dairy Company Limited
Ticker Security ID: Meeting Date Meeting Status
2319 CINS G21096105 05/04/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect MA Jianping; Mgmt For Against Against
Directors
Fees
6 Elect NIU Gensheng; Mgmt For For For
Directors
Fees
7 Elect Julian J. Mgmt For Against Against
Wolhardt; Directors
Fees
8 Elect Pascal De Mgmt For Against Against
Petrini; Directors
Fees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Mengniu Dairy Company Limited
Ticker Security ID: Meeting Date Meeting Status
2319 CINS G21096105 08/28/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Disposal Mgmt For For For
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Sergio Marchionne Mgmt For For For
5 Elect Richard J. Tobin Mgmt For For For
6 Elect Mina Gerowin Mgmt For For For
7 Elect Suzanne Heywood Mgmt For For For
8 Elect Leo W. Houle Mgmt For For For
9 Elect Peter Kalantzis Mgmt For For For
10 Elect John B. Lanaway Mgmt For For For
11 Elect Silke C. Scheiber Mgmt For For For
12 Elect Guido Tabellini Mgmt For For For
13 Elect Jacqueline A. Mgmt For For For
Tammenoms
Bakker
14 Elect Jacques Mgmt For For For
Theurillat
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
18 Authority to Issue Mgmt For Against Against
Special Voting
Shares
19 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Vance D. Coffman Mgmt For For For
3 Elect Alan C. Heuberger Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Michael O. Mgmt For For For
Johanns
7 Elect Clayton M. Jones Mgmt For For For
8 Elect Brian M. Krzanich Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sherry M. Smith Mgmt For For For
11 Elect Dmitri L. Mgmt For For For
Stockton
12 Elect Sheila G. Talton Mgmt For For For
13 Advisory vote on Mgmt For For For
executive
compensation
14 Amendment to the Mgmt For For For
Long-Term Incentive
Cash
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Felda Global Ventures Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
FGV CINS Y2477B108 06/28/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees for FY Mgmt For For For
2017
2 Directors' Fees for FY Mgmt For For For
2018-19
3 Directors' Benefits Mgmt For For For
for FY
2018-19
4 Elect Zakaria Arshad Mgmt For For For
5 Elect Ab Ghani Mohd Ali Mgmt For For For
6 Elect Abu Bakar Harun Mgmt For For For
7 Elect Azhar bin Abdul Mgmt For For For
Hamid
8 Elect Salmiah Ahmad Mgmt For For For
9 Elect Mohamed Nazeeb Mgmt For For For
P.Alithambi
10 Elect Mohd Anwar bin Mgmt For For For
Yahya
11 Elect Nesadurai Mgmt For For For
Kalanithi
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Adoption of New Mgmt For For For
Constitution
14 Related Party Mgmt For For For
Transactions
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Felda Global Ventures Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
FGV CINS Y2477B108 06/28/2018 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect G. Peter D'Aloia Mgmt For For For
4 Elect C. Scott Greer Mgmt For For For
5 Elect K. Lynne Johnson Mgmt For For For
6 Elect Dirk A. Mgmt For For For
Kempthorne
7 Elect Paul J. Norris Mgmt For For For
8 Elect Margareth Ovrum Mgmt For For For
9 Elect Robert C. Pallash Mgmt For For For
10 Elect William H. Powell Mgmt For For For
11 Elect Vincent R. Volpe Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/23/2018 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Elect Muktar Widjaja Mgmt For Against Against
6 Elect FOO Meng Kee Mgmt For For For
7 Elect William CHUNG Mgmt For For For
Nien
Chin
8 Elect Kaneyalall Mgmt For For For
Hawabhay
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Goldin Financial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0530 CINS G3968F137 11/22/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect PAN Sutong Mgmt For Against Against
5 Elect Abraham SHEK Lai Mgmt For Against Against
Him
6 Elect Shirley HUI Wai Mgmt For Against Against
Man
7 Elect TANG Yiu Wing Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 01/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruth Ralbag as Mgmt For For For
External
Director
2 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
3 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
4 Elect Johanan Locker Mgmt For For For
5 Elect Avisar Paz Mgmt For For For
6 Elect Aviad Kaufman Mgmt For For For
7 Elect Sagi Kabla Mgmt For For For
8 Elect Ovadia Eli Mgmt For For For
9 Elect Geoffery E. Mgmt For For For
Merszei
10 Elect Reem Aminoach Mgmt For For For
11 Elect Lior Reitblatt Mgmt For For For
12 Equity Grants of Mgmt For Against Against
Non-Executive
Directors
13 Equity Grants of Mgmt For Against Against
Affiliated
Directors
14 Assignment of Equity Mgmt For For For
Compensation to
Controlling
Shareholder
15 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
16 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
17 Management Services Mgmt For Against Against
Agreement with
Controlling
Shareholder
18 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
19 Approval of Agreement Mgmt For For For
to Purchase Natural
Gas
20 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
21 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 02/22/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Agreement Mgmt For For For
to Purchase Natural
Gas
2 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
3 Management Services Mgmt For Against Against
Agreement with
Controlling
Shareholder
4 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 04/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Terms Mgmt For For For
2 Annual Equity Grant Mgmt For Against Against
3 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
4 Declaration of Mgmt N/A For N/A
Material
Interest
5 Special Bonus of Mgmt For For For
Executive
Chair
6 Management Services Mgmt For For For
Agreement with
Controlling
Shareholder
7 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
Idexx Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce L. Claflin Mgmt For For For
2 Elect Daniel M. Junius Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2018 Mgmt For For For
Stock Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Incitec Pivot Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS Q4887E101 12/21/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Rebecca Mgmt For For For
McGrath
3 Elect Joseph C. Breunig Mgmt For For For
4 Elect Brian Kruger Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Jeanne
Johns)
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/30/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Cheng Leang Mgmt For For For
2 Elect LEE Yeow Seng Mgmt For Against Against
3 Elect Rahamat Bivi Mgmt For For For
Binti
Yusoff
4 Elect LEE Shin Cheng Mgmt For For For
5 Elect Peter CHIN Fah Mgmt For Against Against
Kui
6 Directors' Fees Mgmt For For For
7 Directors' Benefits Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Mandate for Recurrent Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 12/04/2017 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 08/02/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Grant of Mgmt For For For
Executive
Chair
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 09/14/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liability Insurance of Mgmt For For For
Directors/Officers
2 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
3 Confirmation of No Mgmt N/A For N/A
Personal
Interest
________________________________________________________________________________
K + S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/15/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Mgmt For For For
Remuneration
Policy
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Jella S. Mgmt For For For
Benner-Heinacher
12 Elect Elke Eller Mgmt For For For
13 Elect Gerd Grimmig Mgmt For For For
14 Elect Nevin McDougall Mgmt For For For
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 12/11/2017 Take No Action
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Unconsolidated Mgmt For TNA N/A
Accounts and
Reports
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Elect Andrzej Danilczuk Mgmt For TNA N/A
7 Elect Nathalie Bachich Mgmt For TNA N/A
8 Elect Sergei Shibaev Mgmt For TNA N/A
9 Elect Anastasiia Mgmt For TNA N/A
Usachova
10 Elect Yuriy Kovalchuk Mgmt For TNA N/A
11 Resignation of Director Mgmt For TNA N/A
12 Elect Victoriia Mgmt For TNA N/A
Lukyanenko
13 Elect Yevgen Osypov Mgmt For TNA N/A
14 Independent Directors' Mgmt For TNA N/A
Fees
15 Executive Directors' Mgmt For TNA N/A
Fees
16 Ratification of Mgmt For TNA N/A
Auditor's
Acts
17 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Komipharm International Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
041960 CINS Y4934W105 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect LEE Ko Sung Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/13/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect LEE Oi Hian Mgmt For For For
3 Elect Azlan Zainol Mgmt For For For
4 Elect Anne Rodrigues Mgmt For For For
5 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
6 Directors' Fees Mgmt For For For
7 Directors' Benefits Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
11 Dividend Reinvestment Mgmt For For For
Plan
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For For For
Shares under the
Dividend Reinvestment
Plan
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 03/23/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masatoshi Kimata Mgmt For For For
3 Elect Toshihiro Kubo Mgmt For For For
4 Elect Shigeru Kimura Mgmt For For For
5 Elect Kenshiroh Ogawa Mgmt For For For
6 Elect Yuichi Kitao Mgmt For For For
7 Elect Masato Yoshikawa Mgmt For For For
8 Elect Shinji Sasaki Mgmt For For For
9 Elect Yuzuru Matsuda Mgmt For For For
10 Elect Kohichi Ina Mgmt For For For
11 Elect Yutaroh Shintaku Mgmt For For For
12 Elect Toshikazu Mgmt For For For
Fukuyama
13 Elect Yasuhiko Hiyama Mgmt For For For
14 Elect Masaki Fujiwara Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Bonus Mgmt For For For
________________________________________________________________________________
Leroy Seafood Group
Ticker Security ID: Meeting Date Meeting Status
LSG CINS R4279D108 05/23/2018 Take No Action
Meeting Type Country of Trade
Ordinary Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Agenda Mgmt For TNA N/A
7 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
9 Directors' Fees Mgmt For TNA N/A
10 Nomination Committee Mgmt For TNA N/A
Fees
11 Audit Committee Fees Mgmt For TNA N/A
12 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Elect Helge Singelstad Mgmt For TNA N/A
15 Elect Arne Mogster Mgmt For TNA N/A
16 Elect Siri Lill Mannes Mgmt For TNA N/A
17 Elect Helge Mogster Mgmt For TNA N/A
18 Elect Benedicte Mgmt For TNA N/A
Schilbred
Fasmer
19 Elect Aksel Linchausen Mgmt For TNA N/A
20 Amendments to Articles Mgmt For TNA N/A
21 Authority to Mgmt For TNA N/A
Repurchase
Shares
22 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
23 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 01/15/2018 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair
5 Minutes Mgmt For TNA N/A
6 Agenda Mgmt For TNA N/A
7 Elect Kristian Melhuus Mgmt For TNA N/A
8 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 05/30/2018 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Remuneration Report Mgmt For TNA N/A
(Advisory)
10 Remuneration Mgmt For TNA N/A
Guidelines
(Binding)
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
14 Elect Cecilie Mgmt For TNA N/A
Fredriksen
15 Elect Birgitte Mgmt For TNA N/A
Ringstad
Vartdal
16 Elect Paul Mulligan Mgmt For TNA N/A
17 Elect Jean-Pierre Mgmt For TNA N/A
Bienfait
18 Authority to Mgmt For TNA N/A
Distribute
Dividends
19 Authority to Mgmt For TNA N/A
Repurchase
Shares
20 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
21 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
22 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight M. Barns Mgmt For For For
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect David L. Chicoine Mgmt For For For
4 Elect Janice L. Fields Mgmt For For For
5 Elect Hugh Grant Mgmt For For For
6 Elect Laura K. Ipsen Mgmt For For For
7 Elect Marcos Marinho Mgmt For For For
Lutz
8 Elect C. Steven Mgmt For For For
McMillan
9 Elect Jon R. Moeller Mgmt For For For
10 Elect George H. Poste Mgmt For For For
11 Elect Robert J. Stevens Mgmt For For For
12 Elect Patricia Verduin Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Human Rights
Committee
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Oscar Bernardes Mgmt For For For
2 Elect Nancy E. Cooper Mgmt For For For
3 Elect Gregory L. Ebel Mgmt For For For
4 Elect Timothy S. Gitzel Mgmt For For For
5 Elect Denise C. Johnson Mgmt For For For
6 Elect Emery N. Koenig Mgmt For For For
7 Elect Robert L. Mgmt For For For
Lumpkins
8 Elect William T. Mgmt For For For
Monahan
9 Elect James C. O'Rourke Mgmt For For For
10 Elect David T. Seaton Mgmt For For For
11 Elect Steven M. Seibert Mgmt For For For
12 Elect Luciano Siani Mgmt For For For
Pires
13 Elect Kelvin R. Mgmt For For For
Westbrook
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Neogen Corporation
Ticker Security ID: Meeting Date Meeting Status
NEOG CUSIP 640491106 10/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Herbert Mgmt For For For
1.2 Elect G. Bruce Papesh Mgmt For For For
1.3 Elect Thomas H. Reed Mgmt For For For
1.4 Elect Darci L. Vetter Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
NH Foods Ltd
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J4929Q102 06/26/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yoshihide Hata Mgmt For For For
2 Elect Kazunori Mgmt For For For
Shinohara
3 Elect Katsumi Inoue Mgmt For For For
4 Elect Kohji Kawamura Mgmt For For For
5 Elect Hiroji Ohkoso Mgmt For For For
6 Elect Tetsuhiro Kitoh Mgmt For For For
7 Elect Hajime Takamatsu Mgmt For For For
8 Elect Iwao Taka Mgmt For For For
9 Elect Nobuhisa Ikawa Mgmt For For For
10 Elect Yasuko Kohno Mgmt For For For
________________________________________________________________________________
Nippon Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Norio Hosomi Mgmt For Against Against
3 Elect Akiyo Matono Mgmt For For For
4 Elect Yohichi Sekiguchi Mgmt For For For
5 Elect Shinya Yamamoto Mgmt For For For
6 Elect Shingo Hamada Mgmt For For For
7 Elect Seiji Takahashi Mgmt For For For
8 Elect Kazuo Ohki Mgmt For For For
9 Elect Keisuke Yokoo Mgmt For For For
10 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Nufarm Limited
Ticker Security ID: Meeting Date Meeting Status
NUF CINS Q7007B105 12/07/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Anne Brennan Mgmt For For For
4 Re-elect Gordon Davis Mgmt For For For
5 Re-elect Peter Margin Mgmt For For For
6 Elect Marie McDonald Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Greg
Hunt)
8 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 05/24/2018 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of
Losses
7 Ratification of Mgmt For For For
Executive Directors
Acts
8 Ratification of Mgmt For For For
Non-Executive
Directors
Acts
9 Elect Nassef Sawiris Mgmt For For For
to the Board of
Directors
10 Elect Hassan Badrawi Mgmt For For For
to the Board of
Directors
11 Elect Anja Montijn to Mgmt For For For
the Board of
Directors
12 Elect Sipko N. Schat Mgmt For For For
to the Board of
Directors
13 Elect Jerome Guiraud Mgmt For For For
to the Board of
Directors
14 Elect Robert Jan van Mgmt For For For
de Kraats to the
Board of
Directors
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Suppress Mgmt For For For
Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Appointment of Auditor Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/05/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Undistributed
Profit/Dividends
2 Board Size Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/02/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
4 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
5 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
6 Elect Yury N. Krugovygh Mgmt N/A Abstain N/A
7 Elect Sven Ombudstvedt Mgmt N/A For N/A
8 Elect Roman V. Osipov Mgmt N/A Abstain N/A
9 Elect Nataliya Mgmt N/A For N/A
Pashkevich
10 Elect James B. Rogers Mgmt N/A For N/A
11 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
12 Elect Marcus J. Rhodes Mgmt N/A For N/A
13 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
14 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
15 Elect Andrey V. Mgmt N/A For N/A
Sharonov
16 Directors' Fees Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to General Mgmt For For For
Meeting
Regulations
19 Allocation of Retained Mgmt For For For
Earnings/Dividends
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 02/26/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Irina G. Bokova Mgmt N/A For N/A
5 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
6 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
7 Elect Yury N. Krugovygh Mgmt N/A Abstain N/A
8 Elect Sven Ombudstvedt Mgmt N/A For N/A
9 Elect Roman V. Osipov Mgmt N/A Abstain N/A
10 Elect Nataliya Mgmt N/A For N/A
Pashkevich
11 Elect James B. Rogers Mgmt N/A For N/A
12 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
13 Elect Marcus J. Rhodes Mgmt N/A For N/A
14 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
15 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaika
16 Elect Andrey V. Mgmt N/A For N/A
Sharonov
17 Directors' Fees Mgmt For For For
18 Dividends Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/30/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Irina G. Bokova Mgmt N/A For N/A
6 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
7 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
8 Elect Sven Ombudstvedt Mgmt N/A Abstain N/A
9 Elect Roman V. Osipov Mgmt N/A Abstain N/A
10 Elect Nataliya V. Mgmt N/A For N/A
Pashkevich
11 Elect Sergey A. Pronin Mgmt N/A Abstain N/A
12 Elect James B. Rogers, Mgmt N/A For N/A
Jr.
13 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
14 Elect Xavier Rolet Mgmt N/A For N/A
15 Elect Marcus J. Rhodes Mgmt N/A Abstain N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
18 Elect Andrey V. Mgmt N/A For N/A
Sharonov
19 Directors' Fees Mgmt For For For
20 Elect Ekaterina V. Mgmt For For For
Viktorova
21 Elect Elena Yu. Mgmt For For For
Kryuchkova
22 Elect Olga Yu. Lizunova Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For Withhold Against
1.2 Elect Denilson Molina Mgmt For For For
1.3 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.4 Elect William W. Mgmt For For For
Lovette
1.5 Elect Andre Noguiera Mgmt For For For
de
Souza
1.6 Elect David E. Bell Mgmt For For For
1.7 Elect Michael L. Cooper Mgmt For For For
1.8 Elect Charles Macaluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Water
Stewardship
Policy
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
________________________________________________________________________________
Platform Specialty Products Corporation
Ticker Security ID: Meeting Date Meeting Status
PAH CUSIP 72766Q105 06/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin E. Mgmt For For For
Franklin
2 Elect Rakesh Sachdev Mgmt For For For
3 Elect Ian G.H. Ashken Mgmt For Against Against
4 Elect Michael F. Goss Mgmt For For For
5 Elect Ryan Israel Mgmt For For For
6 Elect E. Stanley O'Neal Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PPB CINS Y70879104 05/15/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2017
3 Directors' Benefits Mgmt For For For
for Fiscal Year
2018-19
4 Elect ONG Hung Hock Mgmt For Against Against
5 Elect SOH Chin Teck Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Retention of Ahmad Mgmt For For For
Sufian bin Abdul
Rashid as Independent
Director
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Related Party Mgmt For For For
Transactions with
PGEO Group Sdn
Bhd
10 Related Party Mgmt For For For
Transactions with
Kuok Brothers Sdn
Bhd
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/23/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 04/20/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Supervisory Council Mgmt For For For
Size
5 Elect Luiz Carlos Mgmt For For For
Nannini as
Supervisory Council
member
6 Elect Thiago Costa Mgmt For For For
Jacinto as
Supervisory Council
member
7 Elect Marcelo Curti as Mgmt Against For Against
Supervisory Council
member
8 Elect Francisco Mgmt Against For Against
Silverio Morales
Cespede as
Supervisory Council
member
9 Elect Cristina Anne Mgmt For For For
Betts as Supervisory
Council
member
10 Elect Supervisory Mgmt For For For
Council
Chair
11 Remuneration Policy Mgmt For Against Against
12 Supervisory Council Mgmt For For For
Fees
13 Instructions if Mgmt For Against Against
Meeting is Held on
Second
Call
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 04/20/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
4 Merger Agreement Mgmt For For For
(Brado Holding S.A.;
Rumo Malha Norte
Holding Ltda.; Tezza
Consultoria de
Negocios
Ltda.)
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
(Brado Holding S.A.;
Rumo Malha Norte
Holding Ltda.; Tezza
Consultoria de
Negocios
Ltda.)
7 Mergers by Absorption Mgmt For For For
(Brado Holding S.A.;
Rumo Malha Norte
Holding Ltda.; Tezza
Consultoria de
Negocios
Ltda.)
8 Authorization of Legal Mgmt For For For
Formalities
9 Instructions if Mgmt For For For
Meeting is Held on
Second
Call
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 09/21/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorised Mgmt For Against Against
Capital
4 Consolidation of Mgmt For Against Against
Articles
5 Elect Sameh Fahmy Mgmt For For For
________________________________________________________________________________
Salmar Asa
Ticker Security ID: Meeting Date Meeting Status
SALM CINS R7445C102 06/05/2018 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Voting List; Agenda Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Directors' Fees Mgmt For TNA N/A
9 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
10 Corporate Governance Mgmt For TNA N/A
Report
11 Long-Term Incentive Mgmt For TNA N/A
Plan
12 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
13 Remuneration Mgmt For TNA N/A
Guidelines
(Binding)
14 Elect Trine Danielsen Mgmt For TNA N/A
15 Elect Kjell A. Storeide Mgmt For TNA N/A
16 Elect Helge Moen Mgmt For TNA N/A
17 Elect Gustav M. Witzoe Mgmt For TNA N/A
as Deputy
director
18 Elect Endre Kolbjornsen Mgmt For TNA N/A
19 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
20 Authority to Mgmt For TNA N/A
Repurchase
Shares
21 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
22 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Sanderson Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFM CUSIP 800013104 02/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John H. Baker, Mgmt For For For
III
1.2 Elect John Bierbusse Mgmt For For For
1.3 Elect Mike Cockrell Mgmt For Withhold Against
1.4 Elect Suzanne T. Mgmt For For For
Mestayer
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Use of
Antibiotics
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Schouw & Co.
Ticker Security ID: Meeting Date Meeting Status
SCHO CINS K86111166 04/12/2018 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Ratification of Board
and Management
Acts
8 Allocation of Mgmt For For For
Profits/Dividends
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Jorn Ank?r Mgmt For Against Against
Thomsen
11 Elect Kenneth Skov Mgmt For For For
Eskildsen
12 Appointment of Auditor Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sirius Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
SXX CINS G6768Q104 05/31/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For Against Against
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Russell Scrimshaw Mgmt For For For
5 Elect Chris Fraser Mgmt For For For
6 Elect Thomas Staley Mgmt For For For
7 Elect Elizabeth Noel Mgmt For For For
Harwerth
8 Elect Keith Clarke Mgmt For For For
9 Elect Louise Hardy Mgmt For For For
10 Elect John Hutton Mgmt For For For
11 Elect Jane Lodge Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies; Appointment
of Account
Inspectors
3 Presentation of Report Mgmt For For For
on Related Party
Transactions
4 Investment and Finance Mgmt For For For
Policy
5 Allocation of Mgmt For For For
Profits/Dividends;
Special Dividend;
Dividend
Policy
6 Board of Director's Mgmt For Abstain Against
Expenses
7 Election of Directors Mgmt For Abstain Against
8 Elect Laurence Mgmt For For For
Golborne
Riveros
9 Directors' Fees Mgmt For Against Against
10 Matters Regarding the Mgmt For Abstain Against
Director's
Committee
11 Transaction of Other Mgmt N/A Against N/A
Business
12 Amendments to Article Mgmt For For For
27
13 Amendments to Article Mgmt For Against Against
27
bis
14 Amendments to Article Mgmt For For For
28
15 Amendments to Article Mgmt For For For
29
16 Amendments to Article Mgmt For For For
36
17 Amendments to Article Mgmt For For For
36
bis
18 Amendments to Article Mgmt For For For
41
19 Amendments to Titles Mgmt For For For
20 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 05/17/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For For For
27
2 Amendments to Article Mgmt For For For
28
3 Amendments to Article Mgmt For For For
29
4 Amendments to Article Mgmt For For For
36
5 Amendments to Article Mgmt For For For
36
Bis
6 Amendments to Article Mgmt For For For
41
7 Amendments to Mgmt For For For
Transitory
Dispositions
8 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Taiwan Fertilizer Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1722 CINS Y84171100 06/29/2018 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
6 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
7 Elect Hsin-Hong Kang Mgmt For For For
(Representative of
Council of
Agriculture,
Executive
Yuan)
8 Elect Chi-Chung Chen Mgmt For For For
(Representative of
Council of
Agriculture,
Executive
Yuan)
9 Elect Tsai-Hsing Liu Mgmt For For For
(Representative of
Council of
Agriculture,
Executive
Yuan)
10 Elect Chao-Feng Li Mgmt For For For
(Representative of
Council of
Agriculture,
Executive
Yuan)
11 Elect Shih-Chi Lin Mgmt For For For
(Representative of
Council of
Agriculture,
Executive
Yuan)
12 Elect Yaw-Kuang Chen Mgmt For For For
(Representative of
Council of
Agriculture,
Executive
Yuan)
13 Elect Horng-Chang Lin Mgmt For For For
14 Elect Ming-Shiuan Lee Mgmt For For For
15 Elect Chao-Chin Hsiao Mgmt For For For
16 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Bowe Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson
1.3 Elect Gerard M Anderson Mgmt For For For
1.4 Elect Catherine M. Mgmt For For For
Kilbane
1.5 Elect Robert J. King, Mgmt For For For
Jr.
1.6 Elect Ross W. Manire Mgmt For For For
1.7 Elect Patrick S. Mullin Mgmt For For For
1.8 Elect John T. Stout, Mgmt For For For
Jr.
1.9 Elect Jacqueline F. Mgmt For For For
Woods
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Toro Company
Ticker Security ID: Meeting Date Meeting Status
TTC CUSIP 891092108 03/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet K. Cooper Mgmt For For For
1.2 Elect Gary L. Ellis Mgmt For For For
1.3 Elect Gregg W. Mgmt For For For
Steinhafel
1.4 Elect Michael G. Vale Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tongaat Hulett Limited
Ticker Security ID: Meeting Date Meeting Status
TON CINS S85920130 08/01/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Stephen Mgmt For For For
Beesley
3 Re-elect Fatima Jakoet Mgmt For For For
4 Re-elect Thandeka N. Mgmt For For For
Mgoduso
5 Elect Audit & Mgmt For For For
Compliance Committee
Member (Jenitha
John)
6 Elect Audit & Mgmt For For For
Compliance Committee
Member (Stephen
Beesley)
7 Elect Audit & Mgmt For For For
Compliance Committee
Member (Fatima
Jakoet)
8 Elect Audit & Mgmt For For For
Compliance Committee
Member (Rachel P.
Kupara)
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authorisation of Legal Mgmt For For For
Formalities
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Financial Mgmt For For For
Assistance
14 Approve NEDs' Fees Mgmt For For For
15 Approve Remuneration Mgmt For For For
Policy
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Peter D. Bewley Mgmt For For For
1.3 Elect Denise L. Jackson Mgmt For For For
1.4 Elect Thomas A. Mgmt For For For
Kingsbury
1.5 Elect Ramkumar Krishnan Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Mark J. Weikel Mgmt For For For
1.9 Elect Gregory A. Mgmt For For For
Sandfort
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2018 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Treasury Wine Estates Limited
Ticker Security ID: Meeting Date Meeting Status
TWE CINS Q9194S107 10/18/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Garry A. Mgmt For For For
Hounsell
3 REMUNERATION REPORT Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For Against Against
Michael
Clarke)
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Dean Banks Mgmt For For For
4 Elect Mike D. Beebe Mgmt For Against Against
5 Elect Mikel A. Durham Mgmt For Against Against
6 Elect Tom Hayes Mgmt For For For
7 Elect Kevin M. McNamara Mgmt For For For
8 Elect Cheryl S. Miller Mgmt For For For
9 Elect Jeffrey K. Mgmt For For For
Schomburger
10 Elect Robert Thurber Mgmt For Against Against
11 Elect Barbara A. Tyson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Elect Martua Sitorus Mgmt For For For
6 Elect KUOK Khoon Ean Mgmt For For For
7 Elect Juan R. Luciano Mgmt For Against Against
8 Elect LIM Siong Guan Mgmt For For For
9 Elect SHAN Weijian Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For Against Against
Options and Issue and
Allot
Shares
Under Wilmar
Executives Share
Option Scheme
2009
13 Related Party Mgmt For Against Against
Transactions
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/08/2018 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening of Meeting; Mgmt For TNA N/A
Agenda
5 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of Profit
and
Dividend
7 Remuneration Guidelines Mgmt For TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
10 Directors' Fees Mgmt For TNA N/A
11 Election of Directors Mgmt For TNA N/A
12 Election of Nomination Mgmt For TNA N/A
Committee
13 Nomination Committee Mgmt For TNA N/A
Fees
14 Nomination Committee Mgmt For TNA N/A
Procedure
15 Amendments to Articles Mgmt For TNA N/A
of
Association
16 Authority to Mgmt For TNA N/A
Repurchase
Shares
17 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sanjay Khosla Mgmt For For For
2 Elect Willie M. Reed Mgmt For For For
3 Elect Linda Rhodes Mgmt For For For
4 Elect William C. Mgmt For For For
Steere,
Jr.
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors BDC Income ETF
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeanette Loeb Mgmt For For For
1.2 Elect Frank C. Puleo Mgmt For For For
1.3 Elect Carl Spielvogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 05/14/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 05/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Barlett Mgmt For For For
2 Elect Robert L. Rosen Mgmt For Against Against
3 Elect Bennett Rosenthal Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlackRock Capital Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/04/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock at a Discount
to
NAV
________________________________________________________________________________
BlackRock Capital Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Zugay Mgmt For Withhold Against
1.2 Elect Meridee A. Moore Mgmt For For For
1.3 Elect William E. Mayer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fidus Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
FDUS CUSIP 316500107 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles D. Hyman Mgmt For Withhold Against
2 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Fifth Street Finance Corp.
Ticker Security ID: Meeting Date Meeting Status
FSC CUSIP 31678A103 09/07/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt For For For
Investment Advisory
Agreement
2.1 Elect John B. Frank Mgmt For For For
2.2 Elect Marc H. Gamsin Mgmt For For For
2.3 Elect Craig A. Jacobson Mgmt For For For
2.4 Elect Richard G. Ruben Mgmt For For For
2.5 Elect Bruce Zimmerman Mgmt For For For
________________________________________________________________________________
FS Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
FSIC CUSIP 302635107 03/26/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Investment Mgmt For For For
Co-Advisory
Agreement
2 Approval of Joint Mgmt For For For
Advisor Investment
Advisory Agreement
________________________________________________________________________________
FS Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
FSIC CUSIP 302635107 07/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Hagan Mgmt For For For
1.2 Elect Jeffrey K. Harrow Mgmt For For For
1.3 Elect Pedro Ramos Mgmt For For For
1.4 Elect Joseph P. Ujobai Mgmt For For For
2 Authorize Flexibility Mgmt For For For
for the Company to
Offer and Sell Shares
at a Price Below the
NAV
________________________________________________________________________________
Gladstone Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
GLAD CUSIP 376535100 02/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry Lee Mgmt For For For
Brubaker
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gladstone Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
GAIN CUSIP 376546107 08/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony W. Parker Mgmt For For For
2 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Goldman Sachs BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSBD CUSIP 38147U107 06/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan B. McGee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
________________________________________________________________________________
Golub Capital BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBDC CUSIP 38173M102 02/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Baily Mgmt For For For
2 Elect Kenneth F. Mgmt For For For
Bernstein
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hercules Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 06/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Fallon Mgmt For For For
1.2 Elect Bradford C. Mgmt For For For
Koenig
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
4 Approval of the 2018 Mgmt For For For
Director
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hercules Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 12/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Badavas Mgmt For For For
1.2 Elect Jorge Titinger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 04/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Appling, Mgmt For For For
Jr.
2 Elect Valerie L. Banner Mgmt For For For
3 Elect Joseph E. Canon Mgmt For For For
4 Elect Arthur L. French Mgmt For For For
5 Elect J. Kevin Griffin Mgmt For For For
6 Elect John E. Jackson Mgmt For For For
7 Elect Brian E. Lane Mgmt For For For
8 Elect Stephen B. Mgmt For For For
Solcher
9 Elect Vincent D. Foster Mgmt For For For
10 Elect Dwayne L. Hyzak Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment Regarding Mgmt For For For
Shareholders Ability
to Amend
Bylaws
________________________________________________________________________________
Medley Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MCC CUSIP 58503F106 02/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeff Tonkel Mgmt For Withhold Against
1.2 Elect Mark Lerdal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Monroe Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MRCC CUSIP 610335101 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Theodore L. Mgmt For For For
Koenig
1.2 Elect Jeffrey D. Steele Mgmt For Withhold Against
2 Issuance of Common Mgmt For For For
Stock Below Net Asset
Value
3 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
________________________________________________________________________________
New Mountain Finance Corporation
Ticker Security ID: Meeting Date Meeting Status
NMFC CUSIP 647551100 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Ogens Mgmt For For For
1.2 Elect Adam B. Weinstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Mountain Finance Corporation
Ticker Security ID: Meeting Date Meeting Status
NMFC CUSIP 647551100 06/08/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduce Minimum Asset Mgmt For For For
Coverage Ratio from
200% to
150%
________________________________________________________________________________
Newtek Business Services Corp.
Ticker Security ID: Meeting Date Meeting Status
NEWT CUSIP 652526203 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry Sloane Mgmt For For For
1.2 Elect Peter Downs Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newtek Business Services Corp.
Ticker Security ID: Meeting Date Meeting Status
NEWT CUSIP 652526203 08/11/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock
________________________________________________________________________________
Oaktree Specialty Lending Corporation
Ticker Security ID: Meeting Date Meeting Status
OCSL CUSIP 67401P108 04/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc H. Gamsin Mgmt For For For
1.2 Elect Craig A. Jacobson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PennantPark Companies
Ticker Security ID: Meeting Date Meeting Status
PFLT CUSIP 708062104 02/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marshall Brozost Mgmt For Withhold Against
1.2 Elect Samuel L. Katz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PennantPark Companies
Ticker Security ID: Meeting Date Meeting Status
PNNT CUSIP 708062104 03/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adam K. Bernstein Mgmt For Withhold Against
1.2 Elect Jeffrey Flug Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prospect Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEC CUSIP 74348T102 12/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Gremp Mgmt For For For
________________________________________________________________________________
TCG BDC Inc
Ticker Security ID: Meeting Date Meeting Status
CGBD CUSIP 872280102 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eliot P.S. Mgmt For For For
Merrill
1.2 Elect Nigel D. T. Mgmt For Withhold Against
Andrews
2 Ratification of Auditor Mgmt For For For
3 Minimum Asset Coverage Mgmt For For For
Ratio of
150%
________________________________________________________________________________
TCP Capital Corp
Ticker Security ID: Meeting Date Meeting Status
TCPC CUSIP 87238Q103 06/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen A. Mgmt For For For
Corbet
1.2 Elect Eric J. Draut Mgmt For For For
1.3 Elect M. Freddie Reiss Mgmt For Withhold Against
1.4 Elect Peter E. Schwab Mgmt For For For
1.5 Elect Brian F. Wruble Mgmt For For For
1.6 Elect Howard M. Mgmt For For For
Levkowitz
1.7 Elect Rajneesh Vig Mgmt For For For
2 Approval of a new Mgmt For For For
investment advisory
agreement between the
Company and
Tennenbaum Capital
Partners, LLC (the
"Advisor")
3 Approval of a New Mgmt For For For
Investment Advisory
Agreement Between
SVCP and Tennenbaum
Capital Partners,
LLC
4 To Simplify the Mgmt For For For
Company's Structure
by Withdrawing SVCP's
Election to be
Regulated as a BDC
Under the 1940
Act
5 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
THL Credit, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCRD CUSIP 872438106 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher J. Mgmt For For For
Flynn
1.2 Elect Edmund Mgmt For For For
Giambastiani,
Jr.
1.3 Elect Nancy Hawthorne Mgmt For For For
1.4 Elect James D. Kern Mgmt For For For
1.5 Elect Deborah McAneny Mgmt For For For
1.6 Elect Jane Musser Mgmt For For For
Nelson
2 Authority to Issue Mgmt For For For
Common Stock Below
NAV
3 Authority to Issue Mgmt For For For
Warrants or Debt
Convertible into
Stock Below
NAV
4 Amendment Regarding Mgmt For For For
Shareholder Ability
to Amend
Bylaws
5 Amendment Regarding Mgmt For For For
Removal of
Directors
6 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
TICC Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TICC CUSIP 87244T109 07/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven P. Novak Mgmt For For For
1.2 Elect Charles M. Royce Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares at a Discount
to
NAV
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
TPG Specialty Lending Inc
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 87265K102 05/17/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
TPG Specialty Lending Inc
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 87265K102 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Mgmt For Withhold Against
Higginbotham
1.2 Elect Ronald Tanemura Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Triangle Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
TCAP CUSIP 895848109 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Ashton Poole Mgmt For For For
2 Elect Steven C. Lilly Mgmt For Against Against
3 Elect W. McComb Mgmt For For For
Dunwoody
4 Elect Mark M. Gambill Mgmt For For For
5 Elect Benjamin S. Mgmt For For For
Goldstein
6 Elect Mark F. Mulhern Mgmt For For For
7 Elect Simon B. Rich, Mgmt For Against Against
Jr.
8 Elect Garland S. Mgmt For For For
Tucker,
III
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Biotech ETF
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Felix J. Baker Mgmt For For For
1.2 Elect David R. Brennan Mgmt For For For
1.3 Elect Christopher J. Mgmt For For For
Coughlin
1.4 Elect Deborah Dunsire Mgmt For For For
1.5 Elect Paul A. Friedman Mgmt For Withhold Against
1.6 Elect Ludwig N. Hantson Mgmt For For For
1.7 Elect John T. Mollen Mgmt For For For
1.8 Elect Francois Nader Mgmt For For For
1.9 Elect Judith A. Mgmt For For For
Reinsdorf
1.10 Elect Andreas Rummelt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Floyd E. Bloom Mgmt For For For
2 Elect Nancy L. Mgmt For For For
Snyderman
3 Elect Nancy Wysenski Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Approval of the 2018 Mgmt For For For
Stock Option and
Incentive
Plan
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect Joseph H. Boccuzi Mgmt For For For
4 Elect Christopher W. Mgmt For For For
Bodine
5 Elect Adriane M. Brown Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Coughlin
7 Elect Carol Anthony Mgmt For For For
Davidson
8 Elect Catherine M. Mgmt For For For
Klema
9 Elect Peter J. Mgmt For For For
McDonnell
10 Elect Patrick J. Mgmt For For For
O'Sullivan
11 Elect Brenton L. Mgmt For For For
Saunders
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Alnylam Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALNY CUSIP 02043Q107 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect John K. Clarke Mgmt For For For
3 Elect Marsha H. Fanucci Mgmt For For For
4 Elect David Pyott Mgmt For For For
5 Approval of the 2018 Mgmt For For For
Stock Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Brian J. Druker Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Rebecca M. Mgmt For For For
Henderson
8 Elect Frank C. Mgmt For For For
Herringer
9 Elect Charles M. Mgmt For For For
Holley,
Jr.
10 Elect Tyler Jacks Mgmt For For For
11 Elect Ellen J. Kullman Mgmt For For For
12 Elect Ronald D. Sugar Mgmt For For For
13 Elect R. Sanders Mgmt For For For
Williams
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect Nancy L. Leaming Mgmt For For For
4 Elect Richard C. Mgmt For For For
Mulligan
5 Elect Robert W. Pangia Mgmt For For For
6 Elect Stelios Mgmt For For For
Papadopoulos
7 Elect Brian S. Posner Mgmt For For For
8 Elect Eric K. Rowinsky Mgmt For For For
9 Elect Lynn Schenk Mgmt For For For
10 Elect Stephen A. Mgmt For For For
Sherwin
11 Elect Michel Vounatsos Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Biomarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Willard H. Dere Mgmt For For For
1.3 Elect Michael Grey Mgmt For For For
1.4 Elect Elaine J. Heron Mgmt For Withhold Against
1.5 Elect Robert J. Hombach Mgmt For For For
1.6 Elect V. Bryan Lawlis Mgmt For For For
1.7 Elect Alan J. Lewis Mgmt For For For
1.8 Elect Richard A. Meier Mgmt For For For
1.9 Elect David E. I. Pyott Mgmt For For For
1.10 Elect Dennis J. Slamon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
bluebird bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLUE CUSIP 09609G100 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John O. Agwunobi Mgmt For For For
2 Elect Mary Lynne Hedley Mgmt For For For
3 Elect Daniel S. Lynch Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Alles Mgmt For For For
1.2 Elect Richard W. Barker Mgmt For For For
1.3 Elect Hans E. Bishop Mgmt For For For
1.4 Elect Michael W. Bonney Mgmt For For For
1.5 Elect Michael D. Casey Mgmt For For For
1.6 Elect Carrie S. Cox Mgmt For For For
1.7 Elect Michael A. Mgmt For For For
Friedman
1.8 Elect Julia A. Haller Mgmt For For For
1.9 Elect Patricia Mgmt For For For
Hemingway
Hall
1.10 Elect James J. Loughlin Mgmt For For For
1.11 Elect Ernest Mario Mgmt For For For
1.12 Elect John H. Weiland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Proxy Access
Bylaw
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Stephen D. Chubb Mgmt For For For
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect Martin Mackay Mgmt For For For
6 Elect Jean-Paul Mgmt For For For
Mangeolle
7 Elect George E. Massaro Mgmt For For For
8 Elect George M. Milne, Mgmt For Against Against
Jr.
9 Elect C. Richard Reese Mgmt For For For
10 Elect Craig B. Thompson Mgmt For For For
11 Elect Richard F. Mgmt For For For
Wallman
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2018 Incentive Plan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Jacqueline K. Mgmt For For For
Barton
3 Elect Kelly A. Kramer Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect John C. Martin Mgmt For For For
6 Elect John F. Milligan Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jay T. Flatley Mgmt For For For
2 Elect John W. Thompson Mgmt For For For
3 Elect Gary S. Guthart Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Incyte Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julian C. Baker Mgmt For For For
2 Elect Jean-Jacques Mgmt For Against Against
Bienaime
3 Elect Paul A. Brooke Mgmt For For For
4 Elect Paul J. Clancy Mgmt For For For
5 Elect Wendy L. Dixon Mgmt For For For
6 Elect Jacqualyn A. Mgmt For For For
Fouse
7 Elect Paul A. Friedman Mgmt For Against Against
8 Elect Herve Hoppenot Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ionis Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IONS CUSIP 462222100 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick T. Muto Mgmt For Withhold Against
1.2 Elect Breaux B. Mgmt For For For
Castleman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IQVIA Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
IQV CUSIP 46266C105 04/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors N/A N/A N/A N/A
1.1 Elect Ari Bousbib MGMT For For For
1.2 Elect Collen A. Goggins MGMT For For For
1.3 Elect John M. Leonard MGMT For Withhold Against
1.4 Elect Todd B. Sisitsky MGMT For For For
2 Ratification of Auditor MGMT For For For
________________________________________________________________________________
Nektar Therapeutics
Ticker Security ID: Meeting Date Meeting Status
NKTR CUSIP 640268108 06/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeff Ajer Mgmt For For For
2 Elect Robert B. Chess Mgmt For For For
3 Elect Roy A. Whitfield Mgmt For For For
4 Amendment to the 2017 Mgmt For For For
Performance incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Neurocrine Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBIX CUSIP 64125C109 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Rastetter
1.2 Elect George J. Morrow Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
4 Approval of 2018 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482123 06/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Elect Stephane Bancel Mgmt For For For
5 Elect Hakan Bjorklund Mgmt For For For
6 Elect Metin Colpan Mgmt For For For
7 Elect Ross L. Levine Mgmt For For For
8 Elect Elaine Mardis Mgmt For For For
9 Elect Lawrence A. Rosen Mgmt For For For
10 Elect Elizabeth E. Mgmt For For For
Tallett
11 Elect Peer Schatz Mgmt For For For
12 Elect Roland Sackers Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur F. Ryan Mgmt For Against Against
2 Elect George L. Sing Mgmt For Against Against
3 Elect Marc Mgmt For For For
Tessier-Lavigne
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seattle Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGEN CUSIP 812578102 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clay B. Siegall Mgmt For For For
1.2 Elect Felix Baker Mgmt For For For
1.3 Elect Nancy A. Simonian Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Olivier Bohuon Mgmt For For For
5 Elect Ian T. Clark Mgmt For For For
6 Elect Thomas Dittrich Mgmt For For For
7 Elect Gail D. Fosler Mgmt For For For
8 Elect Steven Gillis Mgmt For For For
9 Elect David Ginsburg Mgmt For For For
10 Elect Susan Kilsby Mgmt For For For
11 Elect Sara Mathew Mgmt For For For
12 Elect Flemming Ornskov Mgmt For For For
13 Elect Albert P.L. Mgmt For For For
Stroucken
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investments)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Tesaro, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSRO CUSIP 881569107 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leon O. Moulder, Mgmt For For For
Jr.
1.2 Elect Mary Lynne Hedley Mgmt For For For
1.3 Elect David Mott Mgmt For For For
1.4 Elect Lawrence M. Mgmt For For For
Alleva
1.5 Elect James O. Armitage Mgmt For For For
1.6 Elect Earl M. Collier, Mgmt For For For
Jr.
1.7 Elect Gary A. Nicholson Mgmt For For For
1.8 Elect Kavita Patel Mgmt For For For
1.9 Elect Beth Seidenberg Mgmt For For For
1.10 Elect Pascale Witz Mgmt For For For
2 Approval of the Mgmt For Against Against
Non-Employee Director
Compensation
Policy
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katherine Klein Mgmt For For For
2 Elect Raymond Kurzweil Mgmt For For For
3 Elect Martine Mgmt For For For
Rothblatt
4 Elect Louis Sullivan Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sangeeta N. Mgmt For For For
Bhatia
2 Elect Jeffrey M. Leiden Mgmt For For For
3 Elect Bruce I. Sachs Mgmt For For For
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Amendment to the 2013 Mgmt For For For
Stock and Option
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Drug Pricing
Risks
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
Fund Name : VanEck Vectors Brazil Small-Cap ETF
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2017 Mgmt For For For
Accounts
3 Allocation of 2017 Mgmt For For For
Results
4 Discharge of Members Mgmt For For For
from Liability in
Connection With the
Management of the
Company's Affairs in
2017
5 Approval of 2017 Mgmt For For For
Directors
Fees
6 Approval of 2018 Mgmt For For For
Directors
Fees
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Ivo Sarjanovic Mgmt For For For
9 Elect Guillaume van Mgmt For For For
der
Linden
10 Elect Mark Schachter Mgmt For For For
11 Elect Marcelo Vieira Mgmt For For For
12 Elect Walter M. Sanchez Mgmt For For For
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 01/19/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Alternate Mgmt For For For
Board
Members
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 02/21/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 04/24/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Supervisory Councils' Mgmt For For For
Fees
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 04/24/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Request Separate Mgmt For Abstain Against
Election for Board
Member (MInority
Shareholders)
9 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member (Preferred
Shareholders)
10 Elect Julian Jose Mgmt For Against Against
Nebreda
Marquez
11 Elect Arminio Mgmt For Against Against
Francisco Borjas
Herrera
12 Elect Manuel Francisco Mgmt For For For
Perez
Dubuc
13 Elect Francisco Jose Mgmt For Against Against
Morandi
Lopez
14 Elect Bernerd Raymond Mgmt For Against Against
Da Santos
Avila
15 Elect Leonardo Moreno Mgmt For For For
16 Elect Krista Sweigart Mgmt For For For
17 Elect Sergio Eduardo Mgmt For For For
Weguelin
Vieira
18 Elect Franklin Lee Mgmt For For For
Feder
19 Elect Alberto Mgmt For For For
Wajzenberg
20 Elect Valdeci Goulart Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Julian Jose
Nebreda
Marquez
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Arminio
Francisco Borjas
Herrera
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Manuel Perez
Dubuc
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Francisco
Jose Morandi
Lopez
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Berned
Raymond Da Santos
Avila
28 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Leonardo
Moreno
29 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Krista
Sweigart
30 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Eduardo Weguelin
Vieira
31 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Franklin Lee
Feder
32 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alberto
Wajzenberg
33 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Valdeci
Goulart
34 Supervisory Council Mgmt For For For
Size
35 Elect Mario Shinzato Mgmt For For For
36 Elect Raimundo Claudio Mgmt For For For
Batista
37 Elect Member Appointed Mgmt N/A Abstain N/A
by
BNDESPAR
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cyrela Brazil Realty S.A.
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 07/07/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jose Guimaraes Mgmt For For For
Monforte
3 Amendments to Article Mgmt For For For
2 (Registered
Address)
4 Amendments to Article Mgmt For For For
37
(Representation)
5 Consolidation of Mgmt For For For
Articles
6 Instruction if Meeting Mgmt N/A Abstain N/A
is Held on Second
Call
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/25/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Abstain N/A
Voting
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Peter
Ballon
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Alberto
Vieira
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Thomas
Joseph
McDonald
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Renata Amado
Rique
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Renato
Feitosa
Rique
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alexandre
Cunha
Bagnoni
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcela
Drigo
17 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member(s)
18 Remuneration Policy Mgmt For For For
19 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
20 Instructions if Mgmt For Against Against
Meeting is Held on
Second
Call
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/25/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
3 Ratify Global Updated Mgmt For For For
Remuneration
Amount
4 Instructions if Mgmt For For For
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 09/06/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt For For For
4 Stock Option Plan Mgmt For Against Against
5 Amendments to Articles Mgmt For For For
(Management
Board)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 12/29/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-off Agreement Mgmt For For For
(Boulevard Shopping
S.A.)
4 Merger Agreement Mgmt For For For
(Alsupra
Participacoes Ltda.;
BSC Shopping Center
S.A.)
5 Ratification of Mgmt For For For
Appointment of
Appraiser (Global
Auditores
Independentes)
6 Appraisal Report Mgmt For For For
(Alsupra
Participacoes
Ltda.)
7 Appraisal Report (BSC Mgmt For For For
Shopping Center
S.A.)
8 Appraisal Report Mgmt For For For
(Boulevard Shopping
S.A.)
9 Merger by Absorption Mgmt For For For
(Alsupra
Participacoes
Ltda.)
10 Merger by Absorption Mgmt For For For
(BSC Shopping
Center)
11 Spin-off (Boulevard Mgmt For For For
Shopping
S.A.)
12 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Alpargatas S.A.
Ticker Security ID: Meeting Date Meeting Status
ALPA3 CINS P0246W106 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
3 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
4 Instructions if Mgmt N/A Against N/A
Meeting is Held in
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimento S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP3 CINS P0R676126 04/26/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Alupar Investimento S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP3 CINS P0R676126 04/26/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anima Holding S.A
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/25/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anima Holding S.A
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/25/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Mauricio Mgmt For Against Against
Nogueira
Escobar
4 Elect Marcelo Szekacs Mgmt For For For
de
Magalhaes
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
7 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mauricio
Nogueira
Escobar
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Szekacs de
Magalhaes
9 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
10 Amendments to Articles Mgmt For For For
(Management
Board)
11 Consolidation of Mgmt For For For
Articles
12 Merger by Absorption Mgmt For For For
(Anima Participacoes
Ltda.); Merger
Agreement;
Ratification of
Appointment of
Appraiser; Valuation
Report; Authorisation
of Legal
Formalities
13 Approve Long-Term Mgmt For For For
Incentive Plan
(LTIP1)
14 Approve Long-Term Mgmt For For For
Incentive Plan
(LTIP2)
15 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Arezzo Industria e Comercio SA
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/20/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Management Reports Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
Atento S.A
Ticker Security ID: Meeting Date Meeting Status
ATTO CUSIP L0427L105 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Management Mgmt For For For
Report of Company
Accounts
2 Approval of Auditor's Mgmt For For For
Report of Company
Accounts
3 Accounts and Reports Mgmt For For For
4 Approval of Allocation Mgmt For For For
of Annual
Results
5 Allocation of Mgmt For For For
Profits/Dividends
6 Discharge to Directors Mgmt For For For
for
Performance
7 Elect Thomas Ianotti Mgmt For For For
8 Elect David Garner Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Banco ABC Brasil S.A.
Ticker Security ID: Meeting Date Meeting Status
ABCB3 CINS P0763M135 06/29/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Mgmt For Against Against
Supervisory
Council
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco ABC Brasil SA
Ticker Security ID: Meeting Date Meeting Status
ABCB3 CINS P0763M135 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
5 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 04/27/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Absorption of Losses Mgmt For For For
3 Remuneration Policy Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 04/30/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Capital Expenditure Mgmt For For For
Budget
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Carlos Augusto
Ribeiro
Bonchristiano
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Thiago
Coelho
Rocha
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rubens Mario
Marques de
Freitas
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Charles
Lagana
Putz
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fabio de
Araujo
Nogueira
16 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member(s)
17 Remuneration Policy Mgmt For For For
18 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centro De Image Diagnosticos S.A.
Ticker Security ID: Meeting Date Meeting Status
AALR3 CINS P2380S107 01/23/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Relocation of Mgmt For For For
Company's Registered
Office
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
5 Amendments to Articles Mgmt For For For
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Centro De Image Diagnosticos S.A.
Ticker Security ID: Meeting Date Meeting Status
AALR3 CINS P2380S107 04/30/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
________________________________________________________________________________
Centro De Image Diagnosticos S.A.
Ticker Security ID: Meeting Date Meeting Status
AALR3 CINS P2380S107 04/30/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Abstain N/A
Voting
6 Election of Directors Mgmt For Against Against
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Thiago de Souza
Araujo
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio
Lopes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roberto
Kalil
Issa
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Tufik
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavia
Kortas Kalil Issa
Cevasco
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Daniel
Rizardi
Sorrentino
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Leonel
Scavazza
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luis Filipe
Frozoni
Lomonaco
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Brasil
Tufik
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Delfin
Gonzalez
Miranda
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Henrique de Aldemundo
Pereira
21 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
22 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
23 Remuneration Policy Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CESP - Companhia Energetica de Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
CESP3 CINS P25784193 04/24/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Paulo Roberto Mgmt N/A For N/A
Franceschi as
Supervisory Council
Member Presented by
Preferred
Shareholders
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P25849160 04/25/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Request Establishment Mgmt For For For
of Supervisory
Council
6 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
7 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
8 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P25849160 04/25/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Co-Option and Mgmt For For For
Elect Andrea Oliveira
Mota
Baril
3 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
4 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
5 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
6 Consolidation of Mgmt For For For
Articles
7 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
8 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
9 Instructions if Mgmt For Against Against
Meeting is Held on
Second
Call
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P25849160 12/04/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cancellation of Stock Mgmt For For For
Option
Plan
3 Adoption of Stock Mgmt For For For
Option
Plan
4 Adoption of Restricted Mgmt For For For
Share
Plan
5 Authority to Draft Mgmt For For For
Minutes in Summary
Format
6 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
7 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3R668101 04/26/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Elect Marcia Carla Mgmt For Abstain Against
Pereira
Ribeiro
9 Elect Vilson Ribeiro Mgmt For Abstain Against
de
Andrade
10 Elect Sezifredo Paulo Mgmt For Abstain Against
Alves
Paz
11 Elect Paulino Viapiana Mgmt For Abstain Against
12 Elect Luiz Carlos Brum Mgmt For Abstain Against
Ferreira
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcia Carla
Pereira
Ribeiro
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Vilson
Ribeiro de
Andrade
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sezifredo
Paulo Alvez
Paz
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulino
Viapiana
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Carlos
Brum
Ferreira
20 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member (Minority
Shareholders)
21 Elect Adriano Cives Mgmt N/A For N/A
Seabra as Board
Member Presented by
Minority
Shareholders
22 Cumulate Preferred and Mgmt N/A For N/A
Common
Votes
23 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member (Preferred
Shareholders)
24 Elect Joel Musman as Mgmt For For For
Board Member
Presented by
Preferred
Shareholders
25 Cumulate Preferred and Mgmt For For For
Common
Votes
26 Elect Ivens Moretti Mgmt For Abstain Against
Pacheco
27 Elect George Hermann Mgmt For Abstain Against
Rodolfo
Tormin
28 Elect Clever Ubiratan Mgmt For Abstain Against
Teixeira de
Almeida
29 Elect Reginaldo Mgmt For For For
Ferreira Alexandre as
Supervisory Council
Member Presented by
Minority
Shareholders
30 Elect Paulo Roberto Mgmt For For For
Franceshi as
Supervisory Council
Member Presented by
Preferred
Shareholders
31 Election of Employee Mgmt N/A For N/A
Representative
32 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3R668101 06/13/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Dismiss Sezifredo Mgmt For For For
Paulo Alves Paz from
the Board of
Directors
4 Dismiss Luiz Carlos Mgmt For For For
Brum Ferreira from
the Board of
Directors
5 Elect Ricardo Soavinski Mgmt For For For
6 Elect Francisco Feio Mgmt For For For
Ribeiro
Filho
7 Elect George Hermann Mgmt For For For
Rodolfo
Tormin
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt For Abstain Against
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt For Abstain Against
Votes to Ricardo Jose
Soavinski
11 Allocate Cumulative Mgmt For Abstain Against
Votes to Francisco
Feio Ribeiro
Filho
12 Allocate Cumulative Mgmt For Abstain Against
Votes to George
Hermann Rodolfo
Tormin
13 Dismiss Ivens Moretti Mgmt For For For
Pacheco as
Supervisory Council
Member
14 Dismiss George Hermann Mgmt For For For
Rodolfo Tormin as
Supervisory Council
Member
15 Elect Marcos Meyer Mgmt For For For
16 Elect Rafael Iatauro Mgmt For For For
17 Dismiss Juraci Barbosa Mgmt For For For
Sobrinho as
Nomination Committee
Member
18 Dismiss Dionilson Mgmt For For For
Roldo as Nomination
and Valuation
Committee
Member
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Elect Jose Luiz Bovo Mgmt For For For
as Nomination and
Valuation Committee
Member
21 Elect Antonio Carlos Mgmt For For For
Figueiredo Nardi as
Nomination and
Valuation Committee
Member
22 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
23 Amend Nomination Policy Mgmt For For For
24 Elect Lucilia Mgmt For For For
Felicidade Dias as
Nomination and
Valuation Committee
Member
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Gas de Sao Paulo - COMGAS
Ticker Security ID: Meeting Date Meeting Status
CGAS3 CINS P3055H194 04/25/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member (Preferred
Shareholders)
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
Companhia Paranaense de Energia - COPEL
Ticker Security ID: Meeting Date Meeting Status
CPLE3 CUSIP 20441B407 06/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Abstain Against
Supervisory Council
Member Presented by
Preferred
Shareholders
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 02/07/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Long-Term Credit Mgmt For For For
Operation
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Board Size; Mgmt For For For
Supervisory Council
Size
8 Request Cumulative Mgmt N/A Abstain N/A
Voting
9 Election of Mgmt For For For
Supervisory
Council
10 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
11 Election of Directors Mgmt For For For
12 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavia
Mourao Parreira do
Amaral
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rubens
Coelho de
Mello
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marco
Antonio Soares da
Cunha Castello
Branco
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Remulo
Borges de Azevedo
Lemos
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sinara
Inacio Meireles
Chenna
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gustavo
Rocha
Gattass
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 05/07/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For Against Against
3 Amendments to Articles Mgmt For Against Against
4 Dividend Policy Mgmt For For For
5 Special Dividend Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 06/12/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Joao Bosco Senra Mgmt For For For
as Employees
Representative
3 Supervisory Council Mgmt For Against Against
Term
Length
4 Authority to Issue Mgmt For For For
Debentures
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 10/27/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 11/17/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Special Dividend Mgmt For For For
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/27/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Authorization of Legal Mgmt For For For
Formalities
6 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
4 Accounts and Reports Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 09/06/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger of Subsidiaries Mgmt For For For
4 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 10/11/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
7 Merger (Read) Mgmt For For For
8 Merger (Reserva) Mgmt For For For
9 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 12/12/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition (Visual Mgmt For Abstain Against
Turismo
Ltda.)
3 Authorization of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Election of Directors Mgmt For Against Against
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Elie
Horn
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rogerio
Frota
Melzi
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rogerio
Jonas
Zylbertajn
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rafael
Novelino
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to George
Zausner
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Goldsztein
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Cesar
de Queiroz
Tourinho
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose
Guimaraes
Monforte
19 Remuneration Policy Mgmt For For For
20 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
21 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
22 Ratify Directors' Mgmt For For For
Independence
Status
23 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 12/08/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Ratify Updated Global Mgmt For For For
Remuneration
5 Amendments to Article Mgmt For For For
26 (Board
Vacancy)
6 Consolidation of Mgmt For For For
Articles
7 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DTEX3 CINS P3593G146 04/19/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For For For
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alfredo
Egydio Arruda Villela
Filho
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alfredo
Egyfio
Setubal
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Francisco
Amauri
Olsen
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio
Seibel
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Juliana
Rozenbaum
Munemori
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Raul
Calfat
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Egydio
Setubal
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodolfo
Villela
Marino
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Salo Davi
Seibel
21 Appointment of Mgmt N/A Abstain N/A
Shareholder Nominee
to Board of
Directors
22 Remuneration Policy Mgmt For Against Against
23 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
24 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
25 Authority to Publish Mgmt For For For
Minutes Omitting the
Shareholders'
Names
26 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 04/18/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 04/18/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Election of Directors Mgmt For For For
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marco
Antonio
Cassou
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cesar
Beltrao de
Almeida
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joao Alberto
Gomes
Bernacchio
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Beniamino
Gavio
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alberto
Rubegni
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paolo
Pierantoni
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Baldin
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo Rath
Fingerl
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joao
Francisco Rached de
Oliveira
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eros
Gradowski Junior
(Alternate)
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcello
Gavio
(Alternate)
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nereu Miguel
Ribeiro Domingues
(Alternate)
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Umberto
Tosoni
(Alternate)
25 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
26 Remuneration Policy Mgmt For For For
27 Ratify Updated Global Mgmt For For For
Remuneration
Amount
28 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 04/20/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Mgmt For For For
Concessionaria de
Rodovias Minas Gerais
Goias
S.A.
3 Ratification of Mgmt For For For
Appointment of
Appraiser for
Acquisition
4 Valuation Report for Mgmt For For For
Acquisition
5 Authorisation of Legal Mgmt For For For
Formalities
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL3 CINS P3646S105 04/27/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For Against Against
4 Supervisory Council's Mgmt For For For
Fees
5 Restricted Share Plan Mgmt For Against Against
6 Stock Option Plan Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
8 Amendments to Article 5 Mgmt For For For
9 Amendments to Article 6 Mgmt For For For
10 Amendments to Article 6 Mgmt For For For
11 Amendments to Article 6 Mgmt For For For
12 Amendments to Article Mgmt For For For
10
13 Amendments to Article Mgmt For For For
11
14 Amendments to Article Mgmt For For For
11
15 Amendments to Article Mgmt For For For
12
16 Amendments to Article Mgmt For For For
13
17 Amendments to Article Mgmt For For For
13
18 Amendments to Article Mgmt For For For
14,
15
19 Amendments to Article Mgmt For For For
17
20 Amendments to Article Mgmt For For For
21
21 Amendments to Article Mgmt For For For
19
22 Amendments to Article Mgmt For For For
25
23 Technical Amendments Mgmt For For For
24 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL3 CINS P3646S105 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Abstain N/A
Voting
6 Elect Ana Marta Horta Mgmt For For For
Veloso
7 Elect Britaldo Pedrosa Mgmt For Against Against
Soares
8 Elect Erik da Costa Mgmt For For For
Breyer
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio Lima
Magalhaes
10 Elect Jerson Kelman Mgmt For For For
11 Elect Julian Jose Mgmt For For For
Nebreda
Marquez
12 Elect Marcelo Mgmt For For For
Gasparino da
Silva
13 Elect Sergio Eduardo Mgmt For For For
Weguelin
Vieira
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Maria
Horta
Veloso
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Britaldo
Pedrosa
Soares
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Erik da
Costa
Breyer
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio Lima
Magalhaes
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jerson
Kelman
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Julian Jose
Nebreda
Marquez
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Gasparino da
Silva
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Eduardo Weguelin
Vieira
24 Supervisory Council Mgmt For For For
Size
25 Elect Mario Daud Filho Mgmt For For For
26 Elect Wilton de Mgmt For For For
Medeiros
Daher
________________________________________________________________________________
Eletropaulo Metropolitana Eletricidade Sao Paulo S.A.
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P3R10G191 09/12/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Conversion of Mgmt For For For
Preferred Shares to
Common
Shares
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eletropaulo Metropolitana-Eletricidade De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P3646S105 01/02/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board
Size
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Election of
Directors
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Ana Marta Horta Mgmt For For For
Veloso
10 Elect Ana Maria Mgmt For N/A N/A
Loureiro
Recart
11 Elect Erik da Costa Mgmt For N/A N/A
Breyer
12 Elect Carlos Eduardo Mgmt For N/A N/A
Rugani
Barcelos
13 Elect Sandra Fay Mgmt For For For
Beatrice
Faber
14 Elect Wilfredo Joao Mgmt For For For
Vicente
Gomes
15 Allocation of Mgmt N/A Against N/A
Cumulative Votes for
the Election of
Directors
16 Elect Ana Marta Horta Mgmt N/A Abstain N/A
Veloso
17 Elect Ana Maria Mgmt N/A Abstain N/A
Loureiro
Recart
18 Elect Erik da Costa Mgmt N/A Abstain N/A
Breyer
19 Elect Carlos Eduardo Mgmt N/A Abstain N/A
Rugani
Barcellos
20 Elect Sandra Fay Mgmt N/A Abstain N/A
Beatrice
Faber
21 Elect Wilfredo Joao Mgmt N/A Abstain N/A
Vicente
Gomes
22 Amendments to Articles Mgmt For For For
23 Consolidation of Mgmt For For For
Articles
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eletropaulo Metropolitana-Eletricidade De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
ELPL4 CINS P3646S105 01/11/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Consolidation of Mgmt For For For
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For Against Against
7 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
8 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/27/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Technical)
4 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
5 Amendments to Articles Mgmt For For For
(Board of
Directors)
6 Amendments to Articles Mgmt For For For
(Management)
7 Consolidation of Mgmt For For For
Articles
8 Ratify Co-Option and Mgmt For For For
Elect Claudio
Zaffari
9 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 10/27/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Election of Mgmt N/A Abstain N/A
Supervisory Council
Member(s)
Representative of
Minority
Shareholders
________________________________________________________________________________
Ez Tec Empreendimentos e Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
7 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos
Ticker Security ID: Meeting Date Meeting Status
BRCR11B CINS P458C1107 04/10/2018 Voted
Meeting Type Country of Trade
Bond Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Monitoring Mgmt For Abstain Against
Committee
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos
Ticker Security ID: Meeting Date Meeting Status
BRCR11B CINS P458C1107 04/10/2018 Voted
Meeting Type Country of Trade
Bond Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gaec Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 02/22/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Laura Tourinho Mgmt For For For
Jaguaribe
4 Allocate Vote Mgmt N/A Against N/A
Percentage for
Cumulative
Voting
5 Allocation of Mgmt N/A Abstain N/A
Cumulative Votes for
the Election of
Directors
6 Change of Company Name Mgmt For For For
7 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
8 Consolidation of Mgmt For For For
Articles
9 Request Establishment Mgmt N/A For N/A
of a Supervisory
Council
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/23/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Split Mgmt For For For
3 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/23/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Recasting of Votes for Mgmt N/A Against N/A
Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alexandre
Grendene
Bartelle
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro
Grendene
Bartelle
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Renato
Ochman
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mailson
Ferreira da
Nobrega
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Oswaldo de
Assis
Filho
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Walter
Janssen
Neto
16 Request Cumulative Mgmt N/A Abstain N/A
Voting
17 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
18 Remuneration Policy Mgmt For Against Against
19 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 03/28/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cancellation of Stock Mgmt For For For
Option
Plan
3 Adoption of Long-Term Mgmt For For For
Incentive
Plan
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/19/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Elect Carlos Francisco Mgmt For For For
Ribeiro
Jereissati
8 Elect Carlos Mgmt For For For
Jereissati
9 Elect Pedro Jereissati Mgmt For For For
10 Elect Sidnei Nunes Mgmt For For For
11 Elect Jose Castro Mgmt For For For
Araujo
Rudge
12 Elect Pedro Santos Mgmt For For For
Ripper
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Francisco Ribeiro
Jereissati
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Jereissati
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro
Jereissati
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sidnei
Nunes
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Castro
Araujo
Rudge
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro Santos
Ripper
21 Request Separate Mgmt N/A Abstain N/A
Election of Board of
Directors
22 Remuneration Policy Mgmt For Against Against
23 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
24 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 04/02/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Acquisition (Labfar Mgmt For For For
Pesquisa e Servicos
Ltda)
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 04/24/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Publication of Company Mgmt For For For
Notices
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 04/24/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Roberto Antonio Mgmt For For For
Mendes
3 Amendments to Articles Mgmt For For For
(Novo Mercado Listing
Regulations);
Consolidation of
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 06/21/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Ratify Acquisition Mgmt For For For
(Diagnosticos
Laboratoriais
Especializados
Ltda.)
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 10/02/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger Agreement Mgmt For For For
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Reports Mgmt For For For
7 Merger by Absorption Mgmt For For For
between Parent and
Subsidiaries
8 Amendments to Mgmt For Against Against
Articles;
Consolidation of
Articles
9 Elect Sidney Levy Mgmt For For For
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 12/01/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of the
Appraiser (Soltz,
Mattoso & Mendes
Auditores)
4 Valuation Reports Mgmt For For For
5 Merger by Absorption Mgmt For For For
(IHP Comercio and
Diagpar
Holding)
6 Ratification of the Mgmt For For For
Appointment of the
Appraiser (Apsis
Consultoria e
Avaliacoes)
7 Valuation Report Mgmt For For For
8 Acquisition (Ecoar) Mgmt For For For
9 Cancellation of Stock Mgmt For For For
Option Plan; Adoption
of Share-Based
Plan
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/19/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 12/07/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of the
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(Maxion Componentes
Estruturais
Ltda.)
7 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/27/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 01/19/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Jose Maria Mgmt For For For
Rabelo
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/27/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
5 and 6 (Share
Capital)
5 Amendments to Article 6 Mgmt For Against Against
6 Amendments to Article Mgmt For For For
8
(Independence)
7 Amendments to ArticleS Mgmt For For For
(Competencies)
8 Amendments to Article Mgmt For For For
11 (Share
Issuances)
9 Amendments to Article Mgmt For For For
14 (Board
Responsibilities)
10 Amendments to Article Mgmt For For For
18
11 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
12 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Nelson Jose Mgmt For N/A N/A
Hubner
Moreira
10 Elect Sergio Gomes Mgmt For Abstain Against
Malta
11 Elect Mauro Borges Mgmt For Abstain Against
Lemos
12 Elect Marcello Lignani Mgmt For Abstain Against
Siqueira
13 Elect Luis Fernando Mgmt For Abstain Against
Paroli
Santos
14 Elect Marcelo Rocha Mgmt For Abstain Against
15 Elect Agostinho Faria Mgmt For Abstain Against
Cardoso
16 Elect Andre Juacaba de Mgmt For Abstain Against
Almeida
17 Elect Silvio Artur Mgmt For Abstain Against
Meira
Starling
18 Elect Carlos Alberto Mgmt For Abstain Against
da
Cruz
19 Elect Ricardo Reisen Mgmt For Abstain Against
de
Pinho
20 Elect Raphael Manhaes Mgmt For Abstain Against
Martins
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nelson Jose
Hubner
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio Gomes
Malta
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mauro Borges
Lemos
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcello
Lignani
Siqueira
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luis
Fernando Paroli
Santos
28 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Rocha
29 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Agostinho
Faria
Cardoso
30 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Andre
Juacaba
Almeida
31 Allocate Cumulative Mgmt N/A For N/A
Votes to Silvio Artur
Meira
Starling
32 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Alberto da
Cruz
33 Allocate Cumulative Mgmt N/A For N/A
Votes to Ricardo
Reisen de
Pinho
34 Allocate Cumulative Mgmt N/A For N/A
Votes to Raphael
Manhaes
Martins
35 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
36 Elect Marco Antonio de Mgmt For For For
Rezende
Teixeira
37 Elect Paulo de Souza Mgmt For For For
Duarte
38 Elect Izauro dos Mgmt For For For
Santos
Callais
39 Elect Paulo Roberto Mgmt For For For
Lopes
Ricci
40 Elect Domenica Mgmt N/A For N/A
Eisenstein
Noronha
41 Request Separate Mgmt N/A Abstain N/A
Election for
Supervisory Council
Member
42 Remuneration Policy Mgmt For Against Against
43 Supervisory Councils' Mgmt For For For
Fees
44 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 05/22/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
5 and 6 (Share
Capital)
4 Amendments to Articles Mgmt For For For
6
5 Amendments to Articles Mgmt For For For
8
(Independence)
6 Amendments to Articles Mgmt For For For
(Board
Competencies)
7 Amendments to Article Mgmt For For For
11 (Share
Issuances)
8 Amendments to Article Mgmt For For For
14 (Board
Responsibilities)
9 Amendments to Article Mgmt For For For
18 (Power of
Attorney)
10 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
11 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 08/24/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt For For For
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/16/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article 5 Mgmt For For For
4 Amendments to Article Mgmt For For For
1, 18, 25 and 40
(Novo Mercado
Regulations)
5 Amendments to Articles Mgmt For For For
40, 42, 43, 44, 46,
47 and 48 (Novo
Mercado
Regulations)
6 Amendments to Articles Mgmt For For For
16, 45 (Technical
Amendments)
7 Amendments to Article Mgmt For For For
11 (Shareholders'
Meeting
Board)
8 Amendments to Article Mgmt For For For
19 (Board of
Directors)
9 Amendments to Article Mgmt For For For
28
(Representation)
10 Amendments to Articles Mgmt For For For
49, 50, 51, 52, 53,
54 and
55
11 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/16/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For Against Against
6 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
7 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 09/04/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Stock Split Mgmt For For For
5 Amendments to Articles Mgmt For For For
(Share
Capital)
6 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 04/30/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Simon Mgmt For Against Against
Kuchelbacher as
Alternate Member to
the Board of
Directors
3 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
4 Instructions If Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 04/30/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Mgmt For For For
Supervisory
Council
6 Approve Recasting of Mgmt N/A Against N/A
Votes For Amended
Supervisory Council
Slate
7 Remuneration Policy Mgmt For Against Against
8 Instructions If Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 11/30/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Appointment of Mgmt For For For
Appraiser (BR
Partners Assessoria
Financeira
Ltda.)
6 Appointment of Mgmt For N/A N/A
Appraiser (Greenhil &
Co do Brasil
Assessoria
Ltda.)
7 Appointment of Mgmt For N/A N/A
Appraiser (G5
Consultoria e
Assessoria
Ltda.)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For For For
10 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE3 CINS P6528U106 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Elect Peter Paul Mgmt For For For
Wilhelm
Grunow
7 Elect Heinz Konrad Mgmt For For For
Junker
8 Elect Bernhard Volkmann Mgmt For For For
9 Elect Eduardo Augusto Mgmt For For For
Rocha
Pocetti
10 Elect Reginaldo Mgmt For For For
Ferreira
Alexandre
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Peter Paul
Wilhelm
Grunow
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Heinz Konrad
Junker
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Bernhard
Volkmann
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Augusto Rocha
Pocetti
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Reginaldo
Ferreira
Alexandre
18 Request Establishment Mgmt For For For
of Supervisory
Council
19 Remuneration Policy Mgmt For Against Against
20 Request Cumulative Mgmt N/A Abstain N/A
Voting
________________________________________________________________________________
Marcopolo SA
Ticker Security ID: Meeting Date Meeting Status
POMO3 CINS P64331112 03/28/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Nelio Henriques Mgmt N/A For N/A
Lima as Board Member
Presented by
Preferred
Shareholders
5 Cumulate Preferred and Mgmt N/A For N/A
Common
Shares
6 Elect Egon Handel as Mgmt For For For
Supervisory Council
Member Presented by
Preferred
Shareholders
________________________________________________________________________________
Marfrig Global Foods S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64386116 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Election of Mgmt For Abstain Against
Supervisory
Council
5 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Axel Erhard Brod Mgmt N/A For N/A
as Supervisory
Council Member
Presented by Minority
Shareholders
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Metalurgica Gerdau SA
Ticker Security ID: Meeting Date Meeting Status
GOAU3 CINS P4834C118 04/23/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member(s)
(Preferred)
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/26/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For Against Against
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ibar Vilela
de
Queiroz
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Frederico
Alcantara de
Queiroz
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Norberto
Lanzara Giangrande
Junior
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alexandre
Lahoz Mendonca de
Barros
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Carvalho Mandim
Fonseca
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Salman
Abdulrahman
Binseaidan
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Abdulaziz
Saleh
Al-Rebdi
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Matthew
James
Jansen
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gabriel
Jaramillo
Sanint
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Luiz
Rego
Glaser
20 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
21 Supervisory Council Mgmt For For For
Size
22 Election of Mgmt For For For
Supervisory
Council
23 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
24 Remuneration Policy Mgmt For Against Against
25 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
26 Request Cumulative Mgmt N/A Abstain N/A
Voting
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/26/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
3 Consolidation of Mgmt For For For
Articles
4 Authorization of Legal Mgmt For For For
Formalities
5 Instructions if Mgmt For For For
Meeting is Held on
Second
Call
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 10/20/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Amendments to Article Mgmt For For For
10 (Calling of
Meeting)
8 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
9 Consolidation of Mgmt For For For
Articles
10 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Modec Incorporation
Ticker Security ID: Meeting Date Meeting Status
6269 CINS J4636K109 03/23/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
3 Elect Toshiroh Miyazaki Mgmt For For For
4 Elect Takeshi Kanamori Mgmt For For For
5 Elect Teruhisa Konishi Mgmt For For For
6 Elect Minoru Sawada Mgmt For For For
7 Elect Yuhji Kohzai Mgmt For For For
8 Elect Taketsune Mgmt For For For
Matsumura
9 Elect Yoshio Kometani Mgmt For For For
10 Elect Katsuya Natori Mgmt For For For
11 Elect Shigenobu Aikyoh Mgmt For For For
12 Elect Hiroshi Kanno Mgmt For For For
13 Trust-Type Equity Mgmt For For For
Compensation
Plan
14 Bonus Mgmt For For For
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/19/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For For For
7 Adoption of Stock Mgmt For For For
Option
Plan
8 Distribution of Mgmt For For For
Special
Dividends
9 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
10 Amendments to Article Mgmt For For For
15 (Board of
Directors)
11 Amendments to Article Mgmt For For For
21 (Board of
Directors'
Responsibilities)
12 Establishment of Audit Mgmt For For For
Committee
13 Reorganization of Mgmt For For For
Executive
Committees
14 Amendments to Article Mgmt For For For
23
(Committees)
15 Amendments to Article Mgmt For For For
24 (Management
Board)
16 Amendments to Article Mgmt For For For
24 (Management
Board's Advisory
Committees)
17 Amendments to Article Mgmt For For For
25 (CEO and Chair
Roles)
18 Amendments to Stock Mgmt For For For
Exchange
Name
19 Consolidation of Mgmt For For For
Articles
20 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
21 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia e Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 05/07/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Board Size Mgmt For For For
3 Elect Antonio Kandir Mgmt For For For
4 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
5 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Kandir
6 Amendments to Article Mgmt For For For
15 (Board
Size)
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Multiplus S.A.
Ticker Security ID: Meeting Date Meeting Status
MPLU3 CINS P69915109 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio Luiz
Rios da
Silva
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Elcio Anibal
de
Lucca
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Sender
Ramirez
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Camargo
Veirano
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jerome Paul
Jacques
Cadier
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Aline de
Almada
Messias
16 Remuneration Policy Mgmt For Against Against
17 Request Cumulative Mgmt N/A Abstain N/A
Voting
18 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/02/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Instructions if Mgmt For For For
Meeting is Held on
Second
Call
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/02/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Directors Mgmt For For For
11 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
12 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
13 Allocate Votes to Mgmt N/A Abstain N/A
Randal Luiz
Zanetti
14 Allocate Votes to Mgmt N/A Abstain N/A
Manoel Antonio
Peres
15 Allocate Votes to Ivan Mgmt N/A Abstain N/A
Luiz Gontijo
Junior
16 Allocate Votes to Mgmt N/A Abstain N/A
Samuel Monteiro dos
Santos
Junior
17 Allocate Votes to Mgmt N/A Abstain N/A
Eduardo de
Toledo
18 Allocate Votes to Mgmt N/A Abstain N/A
Cesar Suaki dos
Santos
19 Allocate Votes to Mgmt N/A Abstain N/A
Murilo Cesar Lemos
dos Santos
Passos
20 Allocate Votes to Mgmt N/A Abstain N/A
Gerald Dinu
Reiss
21 Allocate Votes to Jose Mgmt N/A Abstain N/A
Afonso Alves
Castanheira
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Elect Candidate as Mgmt For N/A N/A
Board Member
Presented by Minority
Shareholders
24 Cumulate Common and Mgmt N/A For N/A
Preferred
Shares
25 Remuneration Policy Mgmt For For For
26 Supervisory Council Mgmt For For For
Size
27 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
28 Election of Mgmt For For For
Supervisory
Council
29 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
30 Elect Candidate as Mgmt N/A Abstain N/A
Supervisory Council
Member Presented by
Minority
Shareholders
31 Supervisory Council Mgmt For For For
Fees
32 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
33 Non-Voting Meeting Note N/A N/A N/A N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR3 CINS P73531108 04/30/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Election of Mgmt For For For
Supervisory
Council
7 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR3 CINS P73531108 05/14/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 01/19/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve New Valuation Mgmt N/A For N/A
Report
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Appoint Ernst & Young Mgmt For N/A N/A
Assessoria
Empresarial
Ltda.
8 Appoint Alternative Mgmt For Abstain Against
Appraiser Nominated
by
Shareholders
9 Set Appraiser Fees Mgmt N/A Abstain N/A
10 Set Deadline for New Mgmt N/A For N/A
Valuation
Report
________________________________________________________________________________
Prumo Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
PRML3 CINS P7922A118 07/11/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve New Valuation Mgmt N/A For N/A
Report
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Appoint Ernst & Young Mgmt For N/A N/A
Assessoria Financeira
Ltda.
7 Appoint Alternative Mgmt For Abstain Against
Appraiser Nominated
by
Shareholders
8 Set Appraiser Fees Mgmt N/A Abstain N/A
9 Set Deadline for Third Mgmt N/A For N/A
Valuation
Report
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QGEP Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/11/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Consolidation of Mgmt For For For
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QGEP Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/11/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Management Report on Mgmt For For For
Financial
Statements
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For Against Against
10 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Allocate Proportional Mgmt N/A Abstain N/A
Votes for Cumulative
Voting
13 Allocate Votes to Mgmt N/A Abstain N/A
Antonio Augusto de
Queiroz
Galvao
14 Allocate Votes to Mgmt N/A Abstain N/A
Ricardo de Queiroz
Galvao
15 Allocate Votes to Mgmt N/A Abstain N/A
Mauricio Jose de
Queiroz
Galvao
16 Allocate Votes to Mgmt N/A Abstain N/A
Leduvy de Pina Gouvea
Filho
17 Allocate Votes to Jose Mgmt N/A Abstain N/A
Augusto Fernandes
Filho
18 Allocate Votes to Jose Mgmt N/A Abstain N/A
Luiz
Alqueres
19 Allocate Votes to Luiz Mgmt N/A Abstain N/A
Carlos de Lemos
Costamilan
20 Request Separate Mgmt N/A Abstain N/A
Election of Board of
Directors
21 Remuneration Policy Mgmt For For For
22 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Election of Mgmt For For For
Supervisory
Council
25 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
26 Supervisory Council Mgmt For For For
Fees
27 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
RANDON S.A. Implementos e Participacoes
Ticker Security ID: Meeting Date Meeting Status
RAPT3 CINS P7988W103 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
5 Elect William Cordeiro Mgmt N/A For N/A
as Supervisory
Council Member
Presented by
Preferred
Shareholders
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBP3 CINS P8338G103 04/26/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Election of Directors Mgmt For Against Against
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Veronica
Valente
Dantas
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Maria Amalia
Delfim de Melo
Coutrim
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Daniel
Pedreira
Dorea
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo de
Brito Pereira
Azevedo
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Schenker
Wajnberg
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Luis
Bringel
Vidal
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Paula
Machado
Pessoa
18 Supervisory Council Mgmt For For For
Size
19 Election of Mgmt For For For
Supervisory
Council
20 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
21 Remuneration Policy Mgmt For Against Against
22 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBP3 CINS P8338G103 04/26/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 04/02/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(Usina Boa Vista
S.A.)
7 Authorization of Legal Mgmt For For For
Formalities Regarding
Merger
8 Amendments to Article Mgmt For For For
26 (Management
Board)
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 04/27/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Merger Agreement Mgmt For For For
6 Ratification of Mgmt For For For
Appointment of
Appraiser
7 Valuation Report Mgmt For For For
8 Merger by Absorption Mgmt For For For
(ADEA - Sociedade de
Desenvolvimento
Educacional Avancado
Ltda.)
9 Authorization of Legal Mgmt For For For
Formalities
10 Ratify Updated Global Mgmt For For For
Remuneration
Amount
11 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
to Legal
Reserve
4 Allocation of Profits Mgmt For For For
to Tax Incentive
Reserve
5 Dividends Mgmt For For For
6 Capital Expenditure Mgmt For For For
Budget
7 Installation of Mgmt N/A For N/A
Supervisory
Council
8 Election of Mgmt For For For
Supervisory
Council
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
10 Remuneration Policy Mgmt For For For
11 Request Establishment Mgmt For For For
of Supervisory
Council
12 Request Separate Mgmt N/A Abstain N/A
Election for
Supervisory Council
Member
13 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 08/15/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalisation of Mgmt For For For
Reserves w/o Share
Issuance
4 Publication of Company Mgmt For For For
Notices
5 Amendments to Articles Mgmt For Against Against
6 Consolidation of Mgmt For Against Against
Articles
7 Ratify Amended Mgmt For For For
Directors'
Fees
8 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/25/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 04/30/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Constantino
de Oliveira
Junior
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joaquim
Constantino
Neto
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Constantino
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cassio
Casseb
Lima
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fabio
Bruggioni
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Grodetzky
15 Request Cumulative Mgmt N/A Abstain N/A
Voting
16 Request Election of Mgmt N/A Abstain N/A
Minority Candidate to
the Board of
Directors
17 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
18 Instructions If Mgmt N/A Against N/A
Meeting is Held on
Second
Call
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 04/30/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Amendments to Articles Mgmt For For For
(Technical)
5 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
6 Consolidation of Mgmt For For For
Articles
7 Instructions If Mgmt N/A For N/A
Meeting is Held on
Second
Call
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sonda SA
Ticker Security ID: Meeting Date Meeting Status
SONDA CINS P87262104 04/26/2018 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits; Mgmt For For For
Dividend
Policy
3 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
4 Presentation of Report Mgmt For For For
on Directors'
Committee Activities
and
Expenditures
5 Related Party Mgmt For For For
Transactions
6 Appointment of Auditor Mgmt For For For
and Risk Rating
Agency
7 Publication of Company Mgmt For For For
Notices
8 Presentation of Report Mgmt For For For
of Shareholder
Communication
Costs
9 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
TOTVS S.A.
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 12/20/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Merger Agreement Mgmt For For For
6 Ratification of the Mgmt For For For
Appointment of the
Appraiser
7 Valuation Report Mgmt For For For
8 Merger by Absorption Mgmt For For For
(Virtual Age Solucoes
em Tecnologia
Ltda.)
9 Elect Claudia Elisa de Mgmt For For For
Pinho
Soares
10 Request the Mgmt N/A For N/A
Establishment of a
Supervisory
Council
11 Instruction if Meeting Mgmt N/A For N/A
is Held on Second
Call
________________________________________________________________________________
Totvs SA
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 04/05/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
4 Amendments to Articles Mgmt For For For
5 Consolidation of Mgmt For For For
Articles
6 Amendments to Mgmt For Against Against
Restricted Share
Plan
7 Approve Granting of Mgmt For For For
Restricted
Shares
8 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
9 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Totvs SA
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 04/05/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Elect Claudia Elisa de Mgmt For For For
Pinho
Soares
8 Elect Gilberto Mifano Mgmt For For For
9 Elect Guilherme Stocco Mgmt For For For
Filho
10 Elect Laercio Jose de Mgmt For For For
Lucena
Cosentino
11 Elect Maria Leticia de Mgmt For For For
Freitas
Costa
12 Elect Mauro Gentile Mgmt For For For
Rodrigues da
Cunha
13 Elect Paulo Sergio Mgmt For For For
Caputo
14 Elect Pedro Luiz Mgmt For For For
Barreiros
Passos
15 Elect Wolney Edirley Mgmt For For For
Goncalves
Betiol
16 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Elisa de Pinho
Soares
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gilberto
Mifano
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Guilherme
Stocco
Filho
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Laercio Jose
de Lucena
Cosentino
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Maria
Leticia de Freitas
Costa
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mauro
Gentile Rodrigues Da
Cunha
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulo Sergio
Caputo
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro Luiz
Barreiros
Passos
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Wolney
Edirley Goncalves
Betiol
26 Remuneration Policy Mgmt For For For
27 Request Establishment Mgmt For For For
of Supervisory
Council
28 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Transmissora Alianca de Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 04/26/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Cumulative Mgmt N/A Abstain N/A
Voting
5 Elect Jose Maria Mgmt For For For
Rabelo
6 Elect Jose Afonso Mgmt For For For
Bicalho Beltrao da
Silva
7 Elect Paulo de Moura Mgmt For Against Against
Ramos
8 Elect Jorge Raimundo Mgmt For For For
Nahas
9 Elect Alcione Maria Mgmt For For For
Martins
Comonian
10 Elect Bernardo Vargas Mgmt For Against Against
Gibsone
11 Elect Ana Milena Lopez Mgmt For For For
Rocha
12 Elect Hermes Jorge Mgmt For For For
Chipp
13 Elect Fernando Bunker Mgmt For For For
Gentil
14 Elect Francois Moreau Mgmt For For For
15 Elect Celso Maia de Mgmt For For For
Barros
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Maria
Rabelo
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Afonso
Bicalho Beltrao da
Silva
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulo de
Moura
Ramos
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jorge
Raimundo
Nahas
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alcione
Maria Martins
Comonian
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Bernardo
Vargas
Gibsone
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Milena
Lopez
Rocha
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Hermes Jorge
Chipp
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Bunker
Gentil
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Francois
Moreau
28 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Celso Maia
de
Barros
29 Supervisory Council Mgmt For For For
Size
30 Elect Marco Antonio de Mgmt For For For
Rezende
Teixeira
31 Elect Helvecio Miranda Mgmt For For For
Magalhaes
32 Elect Manuel Mgmt For For For
Domingues de Jesus e
Pinho
33 Elect Susana Furquim Mgmt For For For
Xavier
Couto
34 Elect Marcello Joaquim Mgmt N/A For N/A
Pacheco
35 Remuneration Policy Mgmt For Against Against
36 Supervisory Councils' Mgmt For For For
Fees
37 Non-Voting Meeting Note N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Transmissora Alianca de Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 06/14/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Participation Mgmt For For For
in Auction of
Transmission of
Facility
Concessions
3 Establish Special Mgmt For For For
Purpose
Vehicles
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tupy SA
Ticker Security ID: Meeting Date Meeting Status
TUPY3 CINS P9414P108 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Mgmt For N/A N/A
Supervisory
Council
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Elect Joao Augusto Mgmt For For For
Monteiro as
Supervisory Council
Member Presented by
Minority
Shareholders
11 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Valid Solucoes E SV De SEG EM Meios
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/26/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Elect Diogo Lisa de Mgmt For Against Against
Figueiredo
7 Elect Vanderlei da Rosa Mgmt For For For
8 Elect Murici dos Santos Mgmt For Against Against
9 Supervisory Councils' Mgmt For For For
Fees
10 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Valid Solucoes E SV De SEG EM Meios
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/26/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
4 Amendments to Mgmt For For For
Long-Term Incentive
Plan
5 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Valid Solucoes E SV De SEG EM Meios
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 04/26/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Corporate
Name)
3 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Valid Solucoes E SV De SEG EM Meios
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 06/08/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Mgmt For For For
Long-Term Incentive
Plan
4 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations);
Consolidation of
Articles
________________________________________________________________________________
Valid Solucoes E SV De SEG EM Meios
Ticker Security ID: Meeting Date Meeting Status
VLID3 CINS P9656C112 06/08/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Corporate Name);
Consolidation of
Articles
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 03/21/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
16 (Role of Chair and
CEO)
4 Amendments to Articles Mgmt For For For
26 and 32 (Director
of Legal and
Compliance)
5 Amendments to Article Mgmt For For For
41 (Dividend
Distribution)
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 04/19/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
8 Request Cumulative Mgmt N/A Abstain N/A
Voting for the
Election of
Directors
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Directors Mgmt For Abstain Against
11 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Carlos Borges de Melo
Filho
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gabriela
Susana Ortiz de
Rozas
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jair Pedro
Ferreira
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Camilo
Godoy
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Miguel
Angelo Junger
Simas
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luis Carlos
Martins Alves
Junior
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Hiroshi
Takemoto
21 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member(s)
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Elect Isabella Saboya Mgmt N/A For N/A
de Albuquerque as
Board Member
Presented by Minority
Shareholders
25 Elect Shakhaf Wine as Mgmt N/A For N/A
Board Member
Presented by Minority
Shareholders
26 Cumulate Common and Mgmt N/A For N/A
Preferred
Votes
27 Request establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 09/13/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Luis Carlos Mgmt For For For
Martins Alves Junior;
Removal of
Director
4 Elect Gabriela Susana Mgmt For For For
Ortiz de
Rozas
5 Interim Dividend Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors CEF Municipal Income ETF
________________________________________________________________________________
AllianceBernstein National Municipal Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
AFB CUSIP 01864U106 03/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marshall C. Mgmt For For For
Turner,
Jr.
1.2 Elect Garry L. Moody Mgmt For For For
1.3 Elect Earl D. Weiner Mgmt For For For
________________________________________________________________________________
BlackRock Investment Quality Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
BKN CUSIP 09247D105 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Long-Term Municipal Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
BTA CUSIP 09250B103 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Muni Intermediate Duration Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUI CUSIP 09253X102 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muniassets Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUA CUSIP 09254J102 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect W. Carl Kester Mgmt For For For
1.4 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2018 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BPK CUSIP 09248C106 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect W. Carl Kester Mgmt For For For
1.4 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2020 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BKK CUSIP 09249X109 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2030 Target Term Trust
Ticker Security ID: Meeting Date Meeting Status
BTT CUSIP 09257P105 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BBK CUSIP 09249H104 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Quality Trust
Ticker Security ID: Meeting Date Meeting Status
BYM CUSIP 092479104 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
BFK CUSIP 09248F109 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust II
Ticker Security ID: Meeting Date Meeting Status
BLE CUSIP 09249N101 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Munienhanced Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MEN CUSIP 09253Y100 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUH CUSIP 09253P109 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHD CUSIP 09253N104 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Investment Quality Fund
Ticker Security ID: Meeting Date Meeting Status
MFL CUSIP 09254P108 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Castellano
2 Elect Richard E. Mgmt For For For
Cavanagh
3 Elect Cynthia L. Egan Mgmt For For For
4 Elect Jerrold B. Harris Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Catherine A. Mgmt For For For
Lynch
7 Elect Barbara G. Novick Mgmt For For For
8 Elect John M. Perlowski Mgmt For For For
9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUE CUSIP 09254C107 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUS CUSIP 09254A101 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munivest Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MVT CUSIP 09253T101 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniVest Fund, Inc
Ticker Security ID: Meeting Date Meeting Status
MVF CUSIP 09253R105 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MYD CUSIP 09253W104 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Investment Fund
Ticker Security ID: Meeting Date Meeting Status
MYF CUSIP 09254R104 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Castellano
2 Elect Richard E. Mgmt For For For
Cavanagh
3 Elect Cynthia L. Egan Mgmt For For For
4 Elect Jerrold B. Harris Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Catherine A. Mgmt For For For
Lynch
7 Elect Barbara G. Novick Mgmt For For For
8 Elect John M. Perlowski Mgmt For For For
9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MQT CUSIP 09254G108 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Frank J. Fabozzi Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund III Inc
Ticker Security ID: Meeting Date Meeting Status
MYI CUSIP 09254E103 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MQY CUSIP 09254F100 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Jerrold B. Harris Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect Barbara G. Novick Mgmt For For For
1.8 Elect John M. Perlowski Mgmt For For For
1.9 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
Deutsche Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
KTF CUSIP 25160C106 09/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Mgmt For For For
Ballantine
1.2 Elect Kenneth C. Mgmt For For For
Froewiss
1.3 Elect Rebecca W. Rimel Mgmt For For For
________________________________________________________________________________
Dreyfus Funds
Ticker Security ID: Meeting Date Meeting Status
LEO CUSIP 261932107 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Burton N. Wallack Mgmt For For For
1.2 Elect Joan L. Gulley Mgmt For For For
________________________________________________________________________________
Dreyfus Funds
Ticker Security ID: Meeting Date Meeting Status
DSM CUSIP 26202F107 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph S. Mgmt For For For
DiMartino
1.2 Elect Joan L. Gulley Mgmt For For For
________________________________________________________________________________
Dreyfus Municipal Bond Infrastructure Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DMB CUSIP 26203D101 08/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph S. Mgmt For For For
DiMartino
1.2 Elect Isabel P. Dunst Mgmt For For For
________________________________________________________________________________
Dreyfus Municipal Income, Inc.
Ticker Security ID: Meeting Date Meeting Status
DMF CUSIP 26201R102 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francine J. Mgmt For For For
Bovich
1.2 Elect Gordon J. Davis Mgmt For For For
1.3 Elect Roslyn M. Watson Mgmt For For For
________________________________________________________________________________
Eaton Vance Funds
Ticker Security ID: Meeting Date Meeting Status
EOT CUSIP 27829L105 01/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Fetting Mgmt For For For
1.2 Elect George J. Gorman Mgmt For For For
1.3 Elect Helen Frame Mgmt For For For
Peters
________________________________________________________________________________
Eaton Vance Municipal Bond Fund
Ticker Security ID: Meeting Date Meeting Status
EIM CUSIP 27827X101 07/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George J. Gorman Mgmt For For For
1.2 Elect Helen Frame Mgmt For For For
Peters
1.3 Elect Susan J. Mgmt For For For
Sutherland
1.4 Elect Harriett Tee Mgmt For For For
Taggart
________________________________________________________________________________
Eaton Vance Municipal Bond Fund II
Ticker Security ID: Meeting Date Meeting Status
EIV CUSIP 27827K109 07/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George J. Gorman Mgmt For For For
1.2 Elect Susan J. Mgmt For For For
Sutherland
1.3 Elect Harriett Tee Mgmt For For For
Taggart
________________________________________________________________________________
Eaton Vance Municipal Income 2028 Term Trust
Ticker Security ID: Meeting Date Meeting Status
ETX CUSIP 27829U105 11/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George J. Gorman Mgmt For For For
1.2 Elect William H. Park Mgmt For For For
1.3 Elect Susan J. Mgmt For For For
Sutherland
1.4 Elect Harriett Tee Mgmt For For For
Taggart
________________________________________________________________________________
Eaton Vance Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
EVN CUSIP 27826U108 03/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia E. Frost Mgmt For For For
1.2 Elect Valerie A. Mosley Mgmt For For For
1.3 Elect Susan J. Mgmt For For For
Sutherland
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IQT CUSIP 46132P108 09/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Teresa M. Ressel Mgmt For For For
1.2 Elect Larry Soll Mgmt For For For
1.3 Elect Philip A. Taylor Mgmt For For For
1.4 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IMT CUSIP 46133G107 09/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Teresa M. Ressel Mgmt For For For
1.2 Elect Larry Soll Mgmt For For For
1.3 Elect Philip A. Taylor Mgmt For For For
1.4 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Municipal Income Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PIA CUSIP 46132X101 09/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Arch Mgmt For For For
1.2 Elect Teresa M. Ressel Mgmt For For For
1.3 Elect Larry Soll Mgmt For For For
1.4 Elect Philip A. Taylor Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Municipal Opportunity Trust
Ticker Security ID: Meeting Date Meeting Status
VMO CUSIP 46132C107 09/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Teresa M. Ressel Mgmt For For For
1.2 Elect Larry Soll Mgmt For For For
1.3 Elect Philip A. Taylor Mgmt For For For
1.4 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
VKQ CUSIP 46131J103 09/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Teresa M. Ressel Mgmt For For For
1.2 Elect Larry Soll Mgmt For For For
1.3 Elect Philip A. Taylor Mgmt For For For
1.4 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Trust for Investment Grade Municipals
Ticker Security ID: Meeting Date Meeting Status
VGM CUSIP 46131M106 09/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Teresa M. Ressel Mgmt For For For
1.2 Elect Larry Soll Mgmt For For For
1.3 Elect Philip A. Taylor Mgmt For For For
1.4 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Trust For Investment Grade New York Municipals
Ticker Security ID: Meeting Date Meeting Status
VPV CUSIP 46132E103 09/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Teresa M. Ressel Mgmt For For For
1.2 Elect Larry Soll Mgmt For For For
1.3 Elect Philip A. Taylor Mgmt For For For
1.4 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
MainStay DefinedTerm Municipal Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
MMD CUSIP 56064K100 09/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan R. Latshaw Mgmt For For For
________________________________________________________________________________
MFS High Income Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
CXE CUSIP 59318D104 10/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. Buller Mgmt For For For
1.2 Elect Michael Hegarty Mgmt For For For
________________________________________________________________________________
MFS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
MFM CUSIP 552738106 10/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. Buller Mgmt For For For
1.2 Elect Michael Hegarty Mgmt For For For
________________________________________________________________________________
Neuberger Berman Inc
Ticker Security ID: Meeting Date Meeting Status
NBH CUSIP 64124P101 09/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martha Clark Goss Mgmt For For For
1.2 Elect James G. Mgmt For For For
Stavridis
1.3 Elect Candace L. Mgmt For For For
Straight
1.4 Elect Joseph V. Amato Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Municipal Credit Income Fund
Ticker Security ID: Meeting Date Meeting Status
NVG CUSIP 67071L106 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657105 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Enhanced Municipal Value Fund
Ticker Security ID: Meeting Date Meeting Status
NEV CUSIP 67074M101 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Floating Rate Income Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
JRO ISIN US6706EN1001 04/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors N/A N/A N/A N/A
1.1 Elect Margo L. Cook MGMT For For For
1.2 Elect Jack B. Evans MGMT For For For
1.3 Elect Albin F. Moschner MGMT For For For
________________________________________________________________________________
Nuveen Municipal High Income Opportunity Fund 2
Ticker Security ID: Meeting Date Meeting Status
NMZ CUSIP 670682103 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Value Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
NUV CUSIP 670928100 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NZF CUSIP 67070X101 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V101 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXQ CUSIP 67063C106 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXP CUSIP 67062F100 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXR CUSIP 67063X100 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Tax-Advantaged Dividend Growth Fund
Ticker Security ID: Meeting Date Meeting Status
NUW CUSIP 670695105 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Kundert Mgmt For For For
1.2 Elect John K. Nelson Mgmt For For For
1.3 Elect Terence J. Toth Mgmt For For For
1.4 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
PMF CUSIP 72200R107 12/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradford K. Mgmt For For For
Gallagher
1.2 Elect William B. Ogden Mgmt For For For
IV
1.3 Elect Craig A. Dawson Mgmt For For For
1.4 Elect John C. Maney Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund II
Ticker Security ID: Meeting Date Meeting Status
PML CUSIP 72200W106 12/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradford K. Mgmt For For For
Gallagher
1.2 Elect William B. Ogden Mgmt For For For
IV
1.3 Elect Craig A. Dawson Mgmt For For For
1.4 Elect John C. Maney Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund III
Ticker Security ID: Meeting Date Meeting Status
PYN CUSIP 72201A103 12/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. Mgmt For For For
DeCotis
1.2 Elect William B. Ogden Mgmt For For For
IV
1.3 Elect Craig A. Dawson Mgmt For For For
1.4 Elect John C. Maney Mgmt For For For
________________________________________________________________________________
Pioneer Municipal High Income Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
MAV CUSIP 723762100 09/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin M. Mgmt For For For
Friedman
1.2 Elect Margaret B. Mgmt For For For
Graham
1.3 Elect Kenneth J. Taubes Mgmt For For For
________________________________________________________________________________
Pioneer Municipal High Income Trust
Ticker Security ID: Meeting Date Meeting Status
MHI CUSIP 723763108 09/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin M. Mgmt For For For
Friedman
1.2 Elect Margaret B. Mgmt For For For
Graham
1.3 Elect Kenneth J. Taubes Mgmt For For For
________________________________________________________________________________
Putnam Managed Municipal Income Trust.
Ticker Security ID: Meeting Date Meeting Status
PMM CUSIP 746823103 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set Board Size at Mgmt For For For
Twelve
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Katinka Mgmt For For For
Domotorffy
2.6 Elect Catharine Bond Mgmt For For For
Hill
2.7 Elect Paul L. Joskow Mgmt For For For
2.8 Elect Kenneth R. Mgmt For For For
Leibler
2.9 Elect Robert L. Mgmt For For For
Reynolds
2.10 Elect Manoj P. Singh Mgmt For For For
________________________________________________________________________________
Putnam Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PMO CUSIP 746922103 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set Board Size at Mgmt For For For
Twelve
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Jameson A. Baxter Mgmt For For For
2.5 Elect Katinka Mgmt For For For
Domotorffy
2.6 Elect Catharine Bond Mgmt For For For
Hill
2.7 Elect Paul L. Joskow Mgmt For For For
2.8 Elect Kenneth R. Mgmt For For For
Leibler
2.9 Elect Robert L. Mgmt For For For
Reynolds
2.10 Elect Manoj P. Singh Mgmt For For For
________________________________________________________________________________
Western Asset Managed Municipals Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MMU CUSIP 95766M105 09/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert D. Agdern Mgmt For For For
1.2 Elect William R. Mgmt For For For
Hutchinson
1.3 Elect Riordan Roett Mgmt For For For
________________________________________________________________________________
Western Asset Mortgage Defined Opportunity Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
MTT CUSIP 958435109 03/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert D. Agdern Mgmt For For For
1.2 Elect William R. Mgmt For For For
Hutchinson
1.3 Elect Riordan Roett Mgmt For For For
________________________________________________________________________________
Western Asset Municipal High Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHF CUSIP 95766N103 02/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol L. Colman Mgmt For For For
1.2 Elect Riordan Roett Mgmt For For For
1.3 Elect Jane E. Trust Mgmt For For For
________________________________________________________________________________
Western Asset Municipal Partners Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MNP CUSIP 958435109 03/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol L. Colman Mgmt For For For
1.2 Elect Leslie H. Gelb Mgmt For For For
Fund Name : VanEck Vectors ChinaAMC CSI 300 ETF
________________________________________________________________________________
AECC Aero-Engine Control Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2017 ANNUAL ACCOUNTS Mgmt For For For
6 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
7 2017 Continuing Mgmt For Against Against
Connected
Transactions
Results
8 2018 ESTIMATED Mgmt For Against Against
CONTINUING CONNECTED
TRANSACTIONS
9 Financial Service Mgmt For Against Against
Agreement with a
Related Finance
Company
10 Appointment of Auditor Mgmt For For For
11 Remuneration Mgmt For For For
Management Measures
for Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
AECC Aero-Engine Control Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Songzheng Mgmt For For For
as
Director
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 01/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Give Mgmt For For For
Guarantees
3 Application for 2018 Mgmt For Abstain Against
Financing
Quota
4 Implementation of Mgmt For For For
Projects
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Approval of Money Mgmt For For For
Lending
Application
3 Changes in Mgmt For For For
Implementation
Contents of Raised
Funds Investment
Project
4 Elect Zhang Minsheng Mgmt For For For
5 Elect Yang Xianfeng Mgmt For For For
6 Elect Huang Xingdong Mgmt For For For
7 Elect Yang Sen Mgmt For For For
8 Elect Peng Jianwu Mgmt For For For
9 Elect Mou Xin Mgmt For For For
10 Elect Qiu Guoxin Mgmt For For For
11 Elect Zhao Jinde Mgmt For For For
12 Elect Liang Gongqian Mgmt For For For
13 Elect Wang Zhulin Mgmt For For For
14 Elect Yue Yun Mgmt For For For
15 Elect Shi Jingming Mgmt For Against Against
16 Elect Wang Lutang Mgmt For For For
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 2017 Related Party Mgmt For Against Against
Transactions
9 Performance Mgmt For For For
Remuneration for
Directors.
10 Financial Budget Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Investment in Mgmt For For For
Structured
Deposits
13 Election of Board Mgmt For Against Against
Committee
Members
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 05/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Abjuration of the Mgmt For For For
Preemptive Right to
Acquire Equities in a
Subsidiary
3 Elect SUN Hongwei Mgmt For Against Against
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 10/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiaries
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017 Additional Mgmt For For For
Financing
Quota
2 Related Party Mgmt For For For
Transactions
3 Adjustment to Mgmt For For For
Implementing Contents
of Raised
Funds
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
601288 ISIN CNE100000RJ0 03/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fixed Assets MGMT For For For
Investment
Budget
2 Elect LI Qiyun as a MGMT For For For
Director
3 Grant to the Board of MGMT For For For
A General Mandate to
Issue
Shares
4 Private Placement of A MGMT For For For
Shares
5.1 Class and Par Value MGMT For For For
5.2 Issuance Method MGMT For For For
5.3 Amount and Use of MGMT For For For
Proceeds
5.4 Target Subscribers and MGMT For For For
Subscription
Method
5.5 Issuance Price and MGMT For For For
Pricing
Principles
5.6 Issuing Volume MGMT For For For
5.7 Lock-up Period MGMT For For For
5.8 Place of Listing MGMT For For For
5.9 Undistributed Profits MGMT For For For
5.10 Validity of Resolution MGMT For For For
6 Proposal on Being MGMT For For For
Qualified for Private
Placement
7 Feasibility Analysis MGMT For For For
Report on the Use of
Proceeds
8 Report on Utilization MGMT For For For
of Proceeds from
Previous Fund
Raising
9 Remedial Measures MGMT For For For
Regarding Dilution on
Returns
10 Shareholders' Return MGMT For For For
Plan
2018-2020
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Elect XIAO Xing Mgmt For For For
9 Charitable Donations Mgmt For For For
10 Elect HU Xiaohui Mgmt For Against Against
________________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Rules of Mgmt For For For
Procedure of
Shareholders' General
Meeting
3 Amendments to Rules of Mgmt For For For
Procedure of Board of
Directors
4 Amendments to Rules of Mgmt For For For
Procedure of Board of
Supervisors
5 Adjustment to Board Mgmt For For For
Authorization
regarding Approving
Write-off of Credit
Assets
6 Elect WANG Wei Mgmt For For For
7 Elect GUO Ningning Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors' Final
Remuneration for
2016
9 Elect ZHANG Dinglong Mgmt For Against Against
10 Elect CHEN Jianbo Mgmt For For For
11 Elect XU Jiandong Mgmt For For For
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Social Responsibility Mgmt For For For
Report
7 Directors' Fees Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Supervisors' Report Mgmt For For For
10 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
0753 CINS Y002A6138 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
6 Lease Agreement Mgmt For For For
(Aircraft
Finance)
7 Authority to Issue Mgmt For Against Against
Debt
Instruments
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
0753 CINS Y002A6138 10/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Fees Mgmt For For For
3 Supervisors' Fees Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
6 Amendments to Mgmt For For For
Procedural Rules:
Board of
Directors
7 Renewal of Trademark Mgmt For For For
License
Framework
8 Financial Service Mgmt For For For
Framework
Agreement
9 CNAF and CNAHC Mgmt For For For
Financial Service
Framework
Agreement
10 Elect CAI Jianjiang Mgmt For For For
11 Elect SONG Zhiyong Mgmt For For For
12 Elect John R. Slosar Mgmt For Against Against
13 Elect WANG Xiaokang Mgmt For For For
14 Elect LIU Deheng Mgmt For For For
15 Elect Stanley HUI Mgmt For For For
Hon-chung
16 Elect LI Dajin Mgmt For For For
17 Elect WANG Zhengang Mgmt For Against Against
18 Elect HE Chaofan Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Aisino Corporation
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 06/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Mgmt For For For
Repurchase and
Cancellation of Some
Restricted
Stocks
9 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Aisino Corporation
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 09/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase and Cancel
Restricted
Shares
2 Election of YAO Yuhong Mgmt For For For
as
Director
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 03/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
2 Amendment to Articles Mgmt For For For
of
Association
3 Approval of Mgmt For For For
Application for Line
of
Credit
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017 ANNUAL ACCOUNTS Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 06/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equities Mgmt For For For
in A Wholly-Owned
Sub-Subsidiary
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Loss Recovery Proposals Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees by the
Company to Chalco
Hong
Kong
7 Authority to Give Mgmt For For For
Guarantees by the
Company to Shanxi New
Materials
8 Authority to Give Mgmt For For For
Guarantees by
Shandong Huayu to
Yixing
Carbon
9 Authority to Give Mgmt For For For
Guarantees by the
Company and Chalco
Shandong to Xinghua
Technology
10 Authority to Give Mgmt For For For
Guarantees (Ningxia
Energy and
Subsidiaries)
11 Directors' and Mgmt For Against Against
Supervisors'
Remuneration
Standards
12 Renewal of Liability Mgmt For Against Against
Insurance
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Joint Development of Mgmt For For For
Boffa Project and
Additional Equity
Participation
15 Authority to Issue Mgmt For For For
Debt
Instruments
16 Authority to Issue Mgmt For For For
Overseas
Bonds
17 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 10/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Continuation of Mgmt For Against Against
Suspension of Trading
in A
Shares
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Contribution Mgmt For For For
to Certain
Subsidiaries
2 New Financial Services Mgmt For Against Against
Agreement
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 03/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of LI Mgmt For For For
Zhongwu
2 Resignation of ZHANG Mgmt For For For
Jingfan
3 Elect LI Zhen Mgmt For For For
4 Elect MA Lianyong Mgmt For For For
5 Elect XIE Junyong Mgmt For For For
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 06/05/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Amendments to Articles Mgmt For For For
9 Authority to Issue H Mgmt For Against Against
Shares or Other
Transferable Rights
w/o Preemptive
Rights
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Resignation of LUO Mgmt For For For
Yucheng
12 Elect FENG Changli Mgmt For For For
13 Authority to Issue Mgmt For For For
Short-Term Debt
Instruments
14 Authority to Issue Mgmt For For For
Ultra Short-Term Debt
Instruments
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 05/30/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Amendments to Articles Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 10/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Xiaoming as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Anxin Trust Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600816 ISIN CNE0000003P4 03/06/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report MGMT For For For
2 Supervisors' Report MGMT For For For
3 Accounts and Reports MGMT For For For
4 Allocation of MGMT For For For
Profits/Dividends
5 Annual Report MGMT For For For
6 Appointment of Auditor MGMT For For For
7 Appointment of MGMT For For For
Internal Control
Auditor
8 Report on Fund MGMT For For For
Transfers and
Guarantees
9 Independent Directors' MGMT For For For
Report
10 Amendments to Articles MGMT For For For
________________________________________________________________________________
Anxin Trust Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600816 CINS Y0140X101 09/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Type and Volume Mgmt For For For
3 Issuance Method Mgmt For For For
4 Par Value Mgmt For For For
5 Dividend Rate Mgmt For For For
6 Method for Mgmt For For For
Participating in
Profit
Distribution
7 Redemption Clauses Mgmt For For For
8 Limitation and Mgmt For For For
Resumption of Voting
Rights
9 Sequence for Mgmt For For For
Liquidation and
Settlement
10 Credit Rating and Mgmt For For For
Track
Rating
11 Guarantee Method and Mgmt For For For
Principals
12 Arrangement for Listing Mgmt For For For
13 Purpose of Raised Funds Mgmt For For For
14 Validity Period Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement
Issuance
16 Preplan for Issuance Mgmt For For For
17 Diluted Immediate Mgmt For For For
Returns for Private
Placement
18 Feasibility Report Mgmt For For For
19 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
20 Amendments to Articles Mgmt For For For
21 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
22 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
23 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 02/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 07/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Change of Registered Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 09/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 11/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect ZHANG Xiaotong Mgmt For Against Against
as
Supervisor
________________________________________________________________________________
Aurora Optoelectronics Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600666 CINS Y81169107 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Loans and Mgmt For For For
Guarantees
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 04/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and its Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Report Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 2017 Allocation of Mgmt For For For
Profits/Dividends
Plan
7 Continue to Give Mgmt For For For
Guarantees to Xi'an
Aircraft Aluminium
Industry Co.,
Ltd.
8 Amendments to Articles Mgmt For For For
9 Estimation of 2018 Mgmt For For For
Related Party
Transactions
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 09/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Wanqiang as Mgmt For For For
Director
2 Related Party Mgmt For For For
Transactions
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 04/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to 2017 Mgmt For For For
Estimated Continuing
Connected
Transactions
2 IMPLEMENTING RESULT OF Mgmt For For For
2017 CONTINUING
CONNECTED
TRANSACTIONS
3 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 05/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 2017 INTERNAL CONTROL Mgmt For For For
SELF-EVALUATION
REPORT
8 2017 INTERNAL CONTROL Mgmt For For For
AUDIT
REPORT
9 2018 REMUNERATION PLAN Mgmt For For For
FOR
DIRECTORS
10 2017 CORPORATE SOCIAL Mgmt For For For
RESPONSIBILITY
REPORT
11 2017 EXPENSES AND 2018 Mgmt For For For
EXPENSE BUDGET PLAN
OF THE
BOARD
12 Fulfillment of 2017 Mgmt For For For
Performance
Commitments by
Transaction
Counterparts on
Underlying
Assets
13 Entrusted Wealth Mgmt For For For
Management with Some
Temporarily Idle
Funds By the Company
and
Subsidiaries
14 2018 Authorization to Mgmt For Against Against
a Controlled
Subsidiary to Provide
Guarantee Quota for
Special Subordinate
Project
Companies
15 Provision of Guarantee Mgmt For Against Against
for a Wholly-owned
Subsidiary's issuance
of
Bonds
16 Undertaking to Provide Mgmt For Against Against
Liquidity Support for
and Compensate for
the Balance of an
Asset-backed Special
Plan
17 Provision of Guarantee Mgmt For Against Against
for USD-dominated
Working Capital Loans
of a Controlled
Subsidiary
18 SETTING UP A JOINT Mgmt For For For
STOCK
SUBSIDIARY
19 Supervisors' Report Mgmt For For For
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 08/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Eligibility for Mgmt For For For
Convertible Corporate
Bond
Issuance
3 Type of Securities to Mgmt For For For
Issue
4 Size of Issuance Mgmt For For For
5 Par Value and Issuance Mgmt For For For
Price
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Time Limit and Mgmt For For For
Repayment
Method
9 Guarantee Matters Mgmt For For For
10 Conversion Period Mgmt For For For
11 Determination and Mgmt For For For
Adjustment of
Conversion
Price
12 Downward Adjustment Mgmt For For For
Clauses for
Conversion
Price
13 Treatment Method for Mgmt For For For
Remaining Convertible
Bonds
14 Redemption Clauses Mgmt For For For
15 Resale Clauses Mgmt For For For
16 Attribution of Related Mgmt For For For
Dividends
17 Issuance Targets and Mgmt For For For
Method
18 Arrangement for Mgmt For For For
Placement to
Shareholders
19 Matters Regarding Mgmt For For For
Bondholders
Meeting
20 Purpose of Raised Funds Mgmt For For For
21 Validity Period Mgmt For For For
22 Preplan for Mgmt For For For
Convertible Bond
Issuance
23 Feasibility Report for Mgmt For For For
Projects to be
Financed with Raised
Funds from
Convertible Bond
Issuance
24 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
25 Agreement on Capital Mgmt For Abstain Against
Increase and
Expansion of
Securities
Company
26 Agreement on Capital Mgmt For Abstain Against
Increase and
Expansion Trust
Company
27 Audit Report and Mgmt For For For
Evaluation Report for
Convertible Bond
Issuance
28 Opinions on Mgmt For For For
Independence of
Evaluation
Institutions for
Convertible Bond
Issuance
29 Diluted Immediate Mgmt For For For
Return for Public
Issuance
30 Special Report on Use Mgmt For For For
of PReviously Raised
Funds
31 Constitution of Mgmt For For For
Procedural Rules:
Bondholders Meeting
for Convertible
Bonds
32 Elect ZHAO Hongwei Mgmt For For For
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 09/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Approval of Share Mgmt For Abstain Against
Increase Plan
(Amended)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 12/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in Mgmt For For For
Subsidiary
2 Joint Stock Investment Mgmt For Abstain Against
3 Authority to Give Mgmt For For For
Guarantees
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Internal Control Audit Mgmt For For For
Report
9 Independent Directors' Mgmt For For For
Report
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 08/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect QU Jingwen Mgmt For For For
2 Elect LV Jie Mgmt For For For
3 Elect LI Xueqin Mgmt For For For
4 Elect TANG Jun Mgmt For For For
5 Elect DU Juan Mgmt For For For
6 Elect ZHANG Xian Mgmt For For For
7 Elect BAO Huifang Mgmt For For For
8 Elect WU Jian Mgmt For For For
9 Elect WANG Zhengxi Mgmt For For For
10 Elect HU Xiaofeng Mgmt For Against Against
11 Elect HONG Bo Mgmt For Against Against
12 Elect XU Peihui Mgmt For For For
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Baiyin Nonferrous Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601212 CINS Y8077W103 01/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase
2 Overview Mgmt For For For
3 Evaluation Mgmt For For For
4 Cash Payment Mgmt For For For
5 Matching Payment Mgmt For For For
6 Attribution of Profits Mgmt For For For
7 Lock up Period Mgmt For For For
8 Lock up Period for Mgmt For For For
Matching
Fund
9 Price Adjustment Mgmt For For For
10 Period of Price Mgmt For For For
Adjustment
11 Conditions of Price Mgmt For For For
Adjustment
12 Trigger Conditions for Mgmt For For For
Mechanism
13 Base Date Mgmt For For For
14 Issue Price Adjustment Mgmt For For For
15 Ex Rights and Ex Mgmt For For For
Dividends
16 Volume Adjustment Mgmt For For For
17 Report for Transaction Mgmt For For For
18 Conditional Agreement Mgmt For For For
19 Supplementary Agreement Mgmt For For For
20 Transaction Not Major Mgmt For For For
Asset
Restructuring
21 Transaction Does not Mgmt For For For
Constitute Listing by
Restructuring
22 Compliance with Mgmt For For For
Article
11
23 Compliance with Mgmt For For For
Article
43
24 Compliance with Mgmt For For For
Article
4
25 Authorization of Legal Mgmt For For For
Formalities
26 Audit Report Mgmt For For For
27 Independence of Mgmt For For For
Evaluation
Institution
28 Statement on Pricing Mgmt For For For
Basis
29 Report on Previously Mgmt For For For
Raised
Funds
30 Dilution of Immediate Mgmt For For For
Returns
31 Board Authorization to Mgmt For For For
Implement Matters
Relating to
Transaction
________________________________________________________________________________
Baiyin Nonferrous Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601212 ISIN CNE100002RP3 03/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Issue MGMT For For For
Price of Share
Issuance
2 Approval to Sign MGMT For For For
Supplementary
Agreement
II
________________________________________________________________________________
Baiyin Nonferrous Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601212 CINS Y8077W103 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Give Mgmt For Against Against
Guarantees
9 Baiyin Nonferrous Mgmt For For For
Industry Group Co.,
Ltd. and Its
Subsidiaries
10 CITIC Heavy Industry Mgmt For For For
Machinery Co., Ltd.
and CITIC Bank Co.,
Ltd.
11 Other Related Party Mgmt For For For
Transactions
12 Provision for Assets Mgmt For For For
Impairment
13 Approval of Line of Mgmt For Abstain Against
Credit
14 Plan on Debt Financing Mgmt For Abstain Against
Instruments
15 Amendments to Use of Mgmt For For For
Proceeds
16 Directors' and Mgmt For For For
Supervisors'
Fees
17 Liability Insurance Mgmt For Abstain Against
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit to Beijing
State-Owned Assets
Management Co.,
Ltd.
8 Approval of Line of Mgmt For For For
Credit to China
Hi-Tech Group
Corporation
9 Approval of Line of Mgmt For For For
Credit to Beijing
Energy Investment
Holding Co.,
Ltd.
10 Approval of Line of Mgmt For For For
Credit to Bank of
Beijing Financial
Leasing Co.,
Ltd.
11 Special Report on Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 08/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Bonds
2 Amendments to Mgmt For For For
Provisional Measures
on Performance
Evaluation of
Directors
3 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Committee
Meetings
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2018 Investment Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect ZHANG Qingsong Mgmt For For For
8 Elect LI Jucai Mgmt For Against Against
9 Elect CHEN Yuhua as Mgmt For For For
Supervisor
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Capital Management Mgmt For For For
Plan
2017-2020
13 Charitable Donations Mgmt For For For
14 Authority to Issue Mgmt For For For
Bonds
15 Authority to Issue Mgmt For For For
Qualified Write-down
Tier-2 Capital
Instruments
16 Authority to Issue Mgmt For For For
Write-down Undated
Capital
Bonds
17 Elect LIAO Qiang Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Of Communications Company Limited
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 06/29/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type of Securities Mgmt For For For
2 Issue Size Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Term of Bonds Mgmt For For For
5 Interest Rate Mgmt For For For
6 Method and Timing of Mgmt For For For
Interest
Payment
7 Conversion Period Mgmt For For For
8 Determination and Mgmt For For For
Adjustment of the CB
Conversion
Price
9 Downward Adjustment to Mgmt For For For
the CB Conversion
Price
10 Method for Determining Mgmt For For For
the Number of Shares
for
Conversion
11 Dividend Rights of the Mgmt For For For
Year of
Conversion
12 Terms of Redemption Mgmt For For For
13 Terms of Sale Back Mgmt For For For
14 Method of Issuance and Mgmt For For For
Target
Investors
15 Subscription Mgmt For For For
Arrangement for The
Existing
Shareholders
16 CB Holders and Meetings Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Guarantee and Mgmt For For For
Securities
19 Validity Period of the Mgmt For For For
Resolution
20 Matters Relating to Mgmt For For For
Authorization
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Of Communications Company Limited
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Fixed Asset Investment Mgmt For For For
Plan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Satisfaction of Mgmt For For For
Conditions of Public
Issuance of A Share
Convertible
Bonds
8 Type of Securities Mgmt For For For
9 Issue Size Mgmt For For For
10 Par Value and Issue Mgmt For For For
Price
11 Term of Bonds Mgmt For For For
12 Interest Rate Mgmt For For For
13 Method and Timing of Mgmt For For For
Interest
Payment
14 Conversion Period Mgmt For For For
15 Determination and Mgmt For For For
Adjustment of the CB
Conversion
Price
16 Downward Adjustment to Mgmt For For For
the CB Conversion
Price
17 Method for Determining Mgmt For For For
the Number of Shares
for
Conversion
18 Dividend Rights of the Mgmt For For For
Year of
Conversion
19 Terms of Redemption Mgmt For For For
20 Terms of Sale Back Mgmt For For For
21 Method of Issuance and Mgmt For For For
Target
Investors
22 Subscription Mgmt For For For
Arrangement for The
Existing
Shareholders
23 CB Holders and Meetings Mgmt For For For
24 Use of Proceeds Mgmt For For For
25 Guarantee and Mgmt For For For
Securities
26 Validity Period of the Mgmt For For For
Resolution
27 Matters Relating to Mgmt For For For
Authorization
28 Feasibility Analysis Mgmt For For For
Report on the Use of
Proceeds From the
Public Issuance of A
share Convertible
Corporate
Bonds
29 Remedial Measures Mgmt For For For
Regarding Dilution on
Returns by Proposed
Issuance of A Share
Convertible
Bonds
30 Report on Utilization Mgmt For For For
of Proceeds from
Previous Fund
Raising
31 Capital Management Mgmt For For For
Plan
2018-2020
32 Shareholder Returns Mgmt For For For
Plan
2018-2020
33 Elect CAI Haoyi Mgmt For For For
34 Elect REN Deqi Mgmt For For For
35 Elect SHEN Rujun Mgmt For For For
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Of Communications Company Limited
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 10/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Rules of Mgmt For For For
Procedures for
Shareholder
Meetings
3 Amendments to Rules of Mgmt For For For
Procedures for Board
Meetings
4 Amendments to Working Mgmt For For For
Procedures for
Independent
Directors
5 Directors' Fees Mgmt For For For
6 Supervisors' Fees Mgmt For For For
7 Elect LI Yao as Mgmt For For For
Supervisor
________________________________________________________________________________
Bank of Guiyang
Ticker Security ID: Meeting Date Meeting Status
601997 CINS Y0694A101 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Issue Debt Mgmt For Abstain Against
6 Appointment of Auditor Mgmt For For For
7 Amendments to the Mgmt For Abstain Against
Connected
Transactions
Management
Measures
8 Special Report on Mgmt For For For
Related Party
Transactions
9 Estimation on Related Mgmt For For For
Party
Transactions
10 Performance Evaluation Mgmt For For For
Report of
Directors
11 Performance Evaluation Mgmt For For For
Report of
Supervisors
________________________________________________________________________________
Bank of Guiyang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601997 CINS Y0694A101 07/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ELECTION OF DIRECTORS Mgmt For For For
2 Elect CHEN Zhongquan Mgmt For For For
3 Elect LI Zhongxiang Mgmt For For For
4 Elect YANG Qi Mgmt For For For
5 Elect DENG Yong Mgmt For For For
6 Elect JIANG Xianfang Mgmt For For For
7 Elect SI Jing Mgmt For For For
8 Elect MU Xihua Mgmt For For For
9 Elect ZHANG Taotao Mgmt For For For
10 Elect ZENG Jun Mgmt For For For
11 Elect HONG Ming Mgmt For For For
12 Elect DAI Guoqiang Mgmt For For For
13 Elect ZHU Ciyun Mgmt For For For
14 Elect LUO Hong Mgmt For For For
15 Elect YANG Xiong Mgmt For For For
16 Elect LIU Yunhong Mgmt For For For
17 ELECTION OF SUPERVISORS Mgmt For For For
18 Elect DAI Juan Mgmt For For For
19 Elect CHEN Liming Mgmt For For For
20 Elect ZHU Shan Mgmt For For For
21 Independent Directors' Mgmt For For For
Fees
22 External Supervisor Mgmt For For For
Fees
23 Amendments to Articles Mgmt For For For
24 Extension of Bond Mgmt For For For
Validity
Period
________________________________________________________________________________
Bank Of Hangzhou Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600926 CINS Y0R98A104 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Performance Evaluation Mgmt For For For
Report of Directors
And Senior
Management
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions Report
for Fiscal Year
2017
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bank Of Hangzhou Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600926 CINS Y0R98A104 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Financial
Bonds
3 Election of Directors Mgmt For For For
________________________________________________________________________________
Bank of Jiangsu Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600919 CINS Y0698M101 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Evaluation Report of Mgmt For For For
Directors and Senior
Management
4 Evaluation Report on Mgmt For For For
Performance of
Supervisors
5 Independent Directors' Mgmt For For For
Report
6 2017 ANNUAL ACCOUNTS Mgmt For For For
AND 2018 FINANCIAL
BUDGET
7 Allocation of Mgmt For For For
Profits/Dividends
8 2017 Report on Related Mgmt For For For
Party
Transactions
9 Jiangsu International Mgmt For For For
Trust
10 Huatai Securities Mgmt For For For
11 Wuxi City Construction Mgmt For For For
Development
Investment
12 Related PSuzhou Mgmt For For For
International
Development Grouparty
Transactions
13 Jiangsu Shagang Group Mgmt For For For
14 Hangzhou Bank Mgmt For For For
15 Wuxi Rural Commercial Mgmt For For For
Bank
16 Suzhou Bank Mgmt For For For
17 Dongwu Securities Mgmt For For For
18 Huatai Securities Mgmt For For For
(Shanghai)
19 Suzhou Trust Mgmt For For For
20 Wuxi Oasis Mgmt For For For
21 Danyang Mgmt For For For
22 Su Yin Financial Mgmt For For For
23 Jiangsu Financial Mgmt For For For
Leasing
24 Zhengzhou Bank Mgmt For For For
25 Jiangsu Jiaotong Mgmt For For For
26 Suzhou Guofa Mgmt For For For
27 Wuxi Taihu Mgmt For For For
28 Associated natural Mgmt For For For
person
29 Appointment of Auditor Mgmt For For For
30 Authorization of Legal Mgmt For For For
Formalities
31 Type Mgmt For For For
32 Issuing Volume Mgmt For For For
33 Par Value and Issue Mgmt For For For
Price
34 Bond Duration Mgmt For For For
35 Interest Rate Mgmt For For For
36 Time and Method for Mgmt For For For
Paying the
Interest
37 Conversion Period Mgmt For For For
38 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
39 Downward Adjustment to Mgmt For For For
the Conversion
Price
40 Determination Method Mgmt For For For
for the Number of
Converted
Shares
41 Attribution of Mgmt For For For
Relevant Dividends
for Conversion
Years
42 Redemption Clauses Mgmt For For For
43 Resale Clauses Mgmt For For For
44 Issuing Targets and Mgmt For For For
Method
45 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
46 Matters Regarding Mgmt For For For
Bondholders
Meetings
47 Purpose of the Raised Mgmt For For For
Funds
48 Guarantee Matters Mgmt For For For
49 The Valid Period of Mgmt For For For
the
Resolution
50 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
51 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
52 Diluted Immediate Mgmt For For For
Returns After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures
53 MEDIUM-TERM CAPITAL Mgmt For For For
MANAGEMENT PLAN FROM
2018 TO
2020
54 Ratification of Board Mgmt For For For
Acts
55 Elect WU Dianjun as Mgmt For For For
Director
________________________________________________________________________________
Bank of Jiangsu Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600919 CINS Y0698M101 06/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Stock Mgmt For For For
Price Stabilization
Plan
________________________________________________________________________________
Bank of Jiangsu Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600919 CINS Y0698M101 09/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Equity Mgmt For Abstain Against
Management
Measures
3 Amendments to Issuance Mgmt For For For
of
Bonds
4 Elect SHAN Xiang as Mgmt For For For
Director
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions of
2017
7 Related Party Mgmt For For For
Transactions
Projected for
2018
8 Appointment of Auditor Mgmt For For For
9 Appointment of Mgmt For For For
Internal Control
Auditor
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
11 By-election of ZHANG Mgmt For For For
Ding as
Supervisor
12 Evaluation Report on Mgmt For For For
Performance of
Supervisors
13 Evaluation Report on Mgmt For For For
Performance of
Directors and Senior
Management
14 Extension of the Mgmt For For For
Validity of the
Resolution on
Non-Public Issuance
of
Shares
15 Extension of Validity Mgmt For For For
of Authorization to
Board to Handle
Matters in Relation
to the Non-Public
Issuance of
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 08/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Method of Issuance Mgmt For Against Against
4 Issuance Price and Mgmt For Against Against
Pricing
Principal
5 Size of Issuance Mgmt For Against Against
6 Issuance Targets and Mgmt For Against Against
Subscription
7 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
8 Lock-up Period Mgmt For Against Against
9 Arrangement for Mgmt For Against Against
Accumulated Retained
Profits Before
Private
Placement
10 Listing Market Mgmt For Against Against
11 Validity Period Mgmt For Against Against
12 Report on Previously Mgmt For Against Against
Raised
Funds
13 Feasibility Report on Mgmt For Against Against
Use of Funds to be
Raised for Private
Placement
14 Related Party Mgmt For Against Against
Transactions
15 Measures for Diluted Mgmt For Against Against
Immediate
Returns
16 Shareholder Returns Mgmt For For For
Plan
17 Board Authorization to Mgmt For Against Against
Implement Private
Placement
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect XIE Manlin as Mgmt For For For
Director
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report and Its Mgmt For For For
Summary
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Authority to Issue Mgmt For For For
Green Financial
Bonds
8 Extension of the Valid Mgmt For For For
Period of Resolution
and Relevant
Authorization for The
Non-Public A-Share
Offering
9 Amendments to Articles Mgmt For For For
10 Supervisor' Report Mgmt For For For
11 Supervisors' Mgmt For For For
Performance
Evaluation
Report
12 Directors' Performance Mgmt For For For
Evaluation
Report
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 10/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Financial
Bonds
2 Adjustment of Capital Mgmt For For For
Injection Scheme of
Yongying Financial
Leasing
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Preference
Shares
2 Issue Type and Size Mgmt For For For
3 Issue Manner Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Duration Mgmt For For For
7 Determination Mgmt For For For
Principle of Par
Interest
Rate
8 Profit Distribution Mgmt For For For
Method
9 Conditional Terms of Mgmt For For For
Redemption
10 Mandatory Conversion Mgmt For For For
Terms
11 Voting Restrictions Mgmt For For For
12 Voting Recovery Mgmt For For For
13 Liquidation Order and Mgmt For For For
Liquidation
Method
14 Rating Arrangement Mgmt For For For
15 Guarantee Arrangement Mgmt For For For
16 Transfer Arrangements Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Resolution Validity Mgmt For For For
Period
19 Authorization of the Mgmt For For For
Board
20 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
21 Report on Deposit and Mgmt For For For
Use of Raised
Funds
22 Related Party Mgmt For For For
Transactions
23 Elect HU Pingxi as Mgmt For For For
Director
________________________________________________________________________________
Bank of Shanghai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601229 CINS Y0R98R107 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
AND 2018 FINANCIAL
BUDGET
4 Allocation of Mgmt For For For
Profits/Dividends
5 2017 Evaluation Report Mgmt For For For
on Performance of
Directors
6 2017 Evaluation Report Mgmt For For For
on Performance of
Supervisors
7 Appointment of Auditor Mgmt For For For
8 Extension of Valid Mgmt For For For
Period of Resolution
on H-share Offering
and
Listing
9 Full Authorization to Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding H-share
Offering and
Listing
10 Amendments to Articles Mgmt For For For
11 ADJUSTMENT OF Mgmt For For For
ALLOWANCE FOR
INDEPENDENT
DIRECTORS
12 ADJUSTMENT OF Mgmt For For For
ALLOWANCE FOR
EXTERNAL
SUPERVISORS
13 Elect KONG Xuhong Mgmt For For For
14 Elect SHI Hongmin Mgmt For For For
________________________________________________________________________________
Bank of Shanghai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601229 CINS Y0R98R107 10/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Election of Directors Mgmt For For For
________________________________________________________________________________
Baoshan Iron & Steel Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 ISIN CNE0000015R4 02/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Matters Regarding MGMT For For For
Restricted Stock
Incentive
Plan
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Budget Plan Mgmt For For For
7 Related Party Mgmt For Against Against
Transactions
8 Directors' Fees Mgmt For For For
9 Elect DAI Zhihao Mgmt For For For
10 Elect ZOU Jixin Mgmt For Against Against
11 Elect ZHANG Jingang Mgmt For For For
12 Elect ZHU Junsheng Mgmt For For For
13 Elect WU Xiaodi Mgmt For For For
14 Elect BEI Kewei Mgmt For For For
15 Elect XIA Dawei Mgmt For Against Against
16 Elect ZHANG Kehua Mgmt For For For
17 Elect LU Xiongwen Mgmt For For For
18 Elect XIE Rong Mgmt For For For
19 Elect BAI Yanchun Mgmt For For For
20 Elect ZHU Yonghong Mgmt For For For
21 Elect YU Hansheng Mgmt For Against Against
22 Elect LIU Guowang Mgmt For Against Against
23 Elect ZHU Hanming Mgmt For Against Against
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 12/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Second Phase Mgmt For For For
Restricted Share
Plan
3 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures for Second
Phase Restricted A
Share Incentive
Plan
4 Board Authorization to Mgmt For For For
Implement Share
Plan
5 Elect ZHU Hanming Mgmt For Against Against
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
601992 ISIN CNE1000010M4 03/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture MGMT For For For
2 Performance MGMT For For For
Compensation
Agreement
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 05/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Executive Directors' Mgmt For For For
Remuneration
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
9 Amendments to Articles Mgmt For For For
10 Change in Use of Mgmt For For For
Proceeds
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 08/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZENG Jin Mgmt For For For
2 Elect ZHENG Baojin Mgmt For For For
3 Elect XU Feng Mgmt For For For
4 Elect WANG Zhicheng Mgmt For For For
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Mgmt For For For
Chinese
Name
2 Amendments to Articles Mgmt For For For
3 Amendments to Rules of Mgmt For For For
Procedure for
Meetings of
Board
4 Elect YU Zhongfu Mgmt For For For
5 Compliance and Mgmt For For For
Satisfaction of
Requirements of
Public Issuance of
Corporate
Bonds
6 Type of Securities Mgmt For For For
7 Issue Size Mgmt For For For
8 Par Value and Issue Mgmt For For For
Price
9 Term and Variety Bonds Mgmt For For For
10 Interest Rates Mgmt For For For
11 Type of Issue and Mgmt For For For
Targets
12 Use of Proceeds Mgmt For For For
13 Arrangement for Mgmt For For For
Placing to
Shareholders
14 Place for Listing Mgmt For For For
15 Guarantee Arrangements Mgmt For For For
16 Debt Repayment Mgmt For For For
Safeguards
17 Validity of Resolution Mgmt For For For
18 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 01/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 03/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
2 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Work Report of the Mgmt For For For
Board of
Directors
2 Routine Meeting Item Mgmt For For For
3 Routine Meeting Item Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Routine Meeting Item Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Misc. Management Mgmt For For For
Proposal
12 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 05/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authority to Give Mgmt For For For
Guarantees
4 Elect HE Wenbao Mgmt For For For
5 Elect XIE Yuanxiang Mgmt For Against Against
6 Elect GUO Xuefei as Mgmt For Against Against
Supervisor
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 05/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 08/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Use of Mgmt For For For
Previously Raised
Funds
2 Commitments of Mgmt For For For
Shareholder on
Self-Evaluation
Report on Real Estate
Business
3 Commitments of Mgmt For For For
Supervisors on
Self-Evaluation
Report on Real Estate
Business
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Dilution Management Mgmt For For For
Measures
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Yongzheng Mgmt For Against Against
2 Elect SUN Shaolin Mgmt For For For
3 Elect LI Zhang Mgmt For For For
4 Elect ZHANG Meng Mgmt For For For
5 Elect FENG Tao Mgmt For For For
6 Elect YANG Bin Mgmt For For For
7 Elect SHI Xiangchen Mgmt For For For
8 Elect MENG Yan Mgmt For For For
9 Elect CHE Pizhao Mgmt For For For
10 Elect QU Jiuhui Mgmt For For For
11 Elect LIU Qiao Mgmt For For For
12 Elect WANG Ruilin Mgmt For Against Against
13 Elect LIU Huibin Mgmt For For For
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 12/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Debt Mgmt For For For
Financing
Plan
________________________________________________________________________________
Beijing Capital Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 06/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 02/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Loan Mgmt For For For
Applications
2 Authority to Give Mgmt For Against Against
Guarantees
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural
Rules
5 Application for Mgmt For For For
Financing
6 Eligibility for Bond Mgmt For For For
Issuance
7 Authority to Issue Mgmt For For For
Debt
Instruments
8 Full Authorization for Mgmt For For For
Corporate Bond
Issuance
9 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 05/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Internal Control Audit Mgmt For For For
Report
8 Social Responsibility Mgmt For For For
Report
9 Appointment of Auditor Mgmt For For For
10 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
11 Authority to Give Mgmt For Against Against
Guarantees
12 Approval of Guarantees Mgmt For For For
and Authority to
Settle
Fees
13 Related Party Mgmt For For For
Transactions
14 Authority to Give Mgmt For Against Against
Guarantees to Wuhan
Shoumao City Real
Estate Co.,
Ltd.
15 Authority to Give Mgmt For Against Against
Guarantees to Beijing
Hexin Jintai Real
Estate Development
Co.,
Ltd.
16 Plan on Debt Financing Mgmt For For For
Instruments
I
17 Authorization to Mgmt For For For
Handle Matters
Regarding Debt
Financing Instruments
I
18 Plan on Debt Financing Mgmt For For For
Instruments
II
19 Authorization to Mgmt For For For
Handle Matters
Regarding Debt
Financing Instruments
II
20 Elect SUN Maozhu Mgmt For Against Against
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 08/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Launching Asset-backed Mgmt For For For
Securities Financing
Business
3 Board Authorization to Mgmt For For For
Implement Securities
Financing
Business
4 Authority to Give Mgmt For For For
Guarantees
5 Elect QIU Xiaohua as Mgmt For For For
Independent
Director
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 08/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Board Authorization to Mgmt For For For
Implement Issuance of
Medium-term
Notes
3 Authority to Issue Mgmt For For For
Commercial
Papers
4 Board Authorization to Mgmt For For For
Implement Issuance of
Commercial
Papers
5 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
6 Board Authorization to Mgmt For For For
Implement Issuance of
Short-term Commercial
Papers
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 10/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Beijing Urban
Development
Group
2 Authority to Give Mgmt For Against Against
Guarantees for Fuzhou
Bcdh Futai
Investment
3 Authority to Give Mgmt For Against Against
Guarantees for
Beijing Urban
Development Group for
Transaction with
Pacific Asset
Management
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 11/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Dabeinong Technology Group Co
Ticker Security ID: Meeting Date Meeting Status
002385 ISIN CNE100000N61 03/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles MGMT For For For
(1)
2 Amendments to Articles MGMT For For For
(2)
3 Authority to Issue MGMT For For For
Short-Term Commercial
Papers
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Reports Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Audit Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Authority to Give Mgmt For For For
Guarantees
10 Elect SONG Weipin Mgmt For For For
11 Related Party Mgmt For Abstain Against
Transactions
12 Authority to Give Mgmt For For For
Guarantees
13 Authority to Give Mgmt For For For
Guarantees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 05/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method of The Share Mgmt For For For
Repurchase
2 Objective and Purpose Mgmt For For For
of The Shares to Be
Repurchased
3 Total Amount and Mgmt For For For
Source of The Funds
to Be Used for The
Repurchase
4 Time for The Share Mgmt For For For
Repurchase and The
Price
Range
5 Type, Number and Mgmt For For For
Percentage of Shares
to Be
Repurchased
6 The Valid Period of Mgmt For For For
The
Resolution
7 Authorization to Board Mgmt For For For
to Handle Matters
Regarding Share
Repurchase
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 08/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Financial
Assistance
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 10/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Equity Mgmt For For For
Incentive
Plan
2 Appraisal Management Mgmt For For For
Measures for Equity
Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Equity
Incentive
Plan
4 Authority to Give Mgmt For For For
Guarantees
5 Amendments to Use of Mgmt For For For
Proceeds
6 Appointment of Auditor Mgmt For For For
7 Authority to Issue Mgmt For For For
Medium-term
Notes
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Hedging Business Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 03/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SALE OF ASSET Mgmt For Abstain Against
2 Approval of strategic Mgmt For For For
agreement
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Elect CAO Xiaobei as Mgmt For Against Against
Supervisor
7 Directors' Fees Mgmt For For For
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 09/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 02/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Authority to Issue Mgmt For For For
Debt
Instruments
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 04/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Changing Mgmt For For For
Performance
Compensation
Commitment
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 2017 FINANCIAL REPORT Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
9 2018 REMUNERATION PLAN Mgmt For For For
FOR SENIOR
MANAGEMENT
10 Related Party Mgmt For For For
Transactions
11 Authority to Give Mgmt For For For
Guarantees
12 Change of Business Mgmt For For For
Scope
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 08/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Third Phase Employee Mgmt For For For
Stock Ownership
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
4 Change of the Mgmt For For For
Company's Business
Scope
5 Amendments to the Mgmt For For For
Company's Articles of
Association
6 Change of the Use of Mgmt For For For
Raised Capital to
Replenish Working
Capital
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 12/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU Jihua as Mgmt For For For
Director
2 Change of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 03/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees: Fenyang
Originwater Municipal
Engineering Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees: Fenyang
Originwater Water
Services Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees: Hanzhong
Hanyuan Urban
Construction
Development Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees: Jilin
Originwater
Environmental Science
and Technology Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees:
Pingdingshan Shiyu
Originwater
Technology Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees: Wuyang
Originwater Water
Services Technology
Co.,
Ltd.
8 Authority to Give Mgmt For For For
Guarantees: Tonghua
Originwater
Environmental Science
and Technology Co.,
Ltd.
9 Authority to Give Mgmt For For For
Guarantees: Xinjiang
Originwater
Environmental
Resources Co.,
Ltd.
10 Authority to Give Mgmt For For For
Guarantees: Beijing
Deqingyuan
Agricultural Science
and Technology Co.,
Ltd. and Its
Wholly-owned
Subsidiary
11 Authority to Give Mgmt For For For
Guarantees: Xinjiang
Kunlun New Water
Technology Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees: Yidu
Water Environment
Technology Co.,
Ltd.
13 Authority to Issue Mgmt For For For
Perpetual Medium-Term
Notes
14 Directors' Fees Mgmt For For For
15 Elect WEN Jianping Mgmt For For For
16 Elect LIU Zhenguo Mgmt For For For
17 Elect DAI Richeng Mgmt For For For
18 Elect LONG Limin Mgmt For For For
19 Elect FAN Kangping Mgmt For For For
20 Elect WANG Yueyong Mgmt For For For
21 Elect LIU Wenjun Mgmt For For For
22 Elect CHEN Yili Mgmt For Against Against
23 Elect ZHOU Nianyun Mgmt For For For
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 04/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees: Enshi
Biyuan Technology
Co.,Ltd
2 Authority to Give Mgmt For Against Against
Guarantees: Taiyuan
Originwater Water
Co.,Ltd
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Jilin Originwater Mgmt For For For
Technology Co.,
Ltd.
8 Nanjing Urban Mgmt For For For
Construction
Environmental
Protection Water Co.,
Ltd.
9 Wuhan Sanzhen Industry Mgmt For For For
Holding
Co.,Ltd.
10 Yunnan Water Mgmt For For For
Investment
Co.,Ltd.
11 Xinjiang Kunlun New Mgmt For For For
Water Technology Co.,
Ltd.
12 Inner Mongolia Mgmt For For For
Chunyuan
Environmental
Protection Technology
Co.,
Ltd.
13 Yunnan Chengtou Mgmt For For For
Originwater
Technology Co.,
Ltd.
14 Hunan Heyuan Water Mgmt For For For
Environment Co.,
Ltd.
15 Xinjiang Originwater Mgmt For For For
Environmental
Resources Co.,
Ltd.
16 Guizhou Xinshuiyuan Mgmt For For For
Ecological
Environmental
Technology Co.,
Ltd.
17 Guangdong Haiyuan Mgmt For For For
Environmental
Protection Technology
Co.,
Ltd.
18 Wuhan Water Mgmt For For For
Environment
Technology Co.,
Ltd.
19 Appointment of Auditor Mgmt For For For
20 Authority to Give Mgmt For For For
Guarantees to ZTE
Instruments
I
21 Authority to Give Mgmt For For For
Guarantees to ZTE
Instruments
II
22 Authority to Give Mgmt For For For
Guarantees to
Jiujiang Originwater
Environmental
Protection Technology
Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 09/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for Xi'an
Bishuiwan Water
Limited Liability
Company
2 Authority to Give Mgmt For For For
Guarantees for
Xinjiang Originwater
Environmental
Resources Co.,
Ltd
3 Authority to Give Mgmt For For For
Guarantees for
Beijing Originwater
Jingliang Water
Supply Co.,
Ltd
4 Authority to Give Mgmt For For For
Guarantees for Dalian
Xiaogushan Water
Technology Co.,
Ltd
5 Authority to Give Mgmt For For For
Guarantees for Huzhou
Originwater
Environmental
Technology Co.,
Ltd
6 Authority to Give Mgmt For For For
Guarantees for Sihong
Jiu'an Water Supply
Co.,
Ltd
7 Authority to Give Mgmt For For For
Guarantees for Yanji
Hisense Bio Energy
Technology Co.,
Ltd
8 Authority to Give Mgmt For For For
Guarantees for
Langfang City
Originwater Recycled
Water Co.,
Ltd
9 Authority to Give Mgmt For For For
Guarantees for
Shangqiu Shuiyunjian
Sewage Treatment Co.,
Ltd
10 Authority to Give Mgmt For For For
Guarantees for
Tianjin Originwater
Environmental
Technology Co.,
Ltd
11 Authority to Give Mgmt For For For
Guarantees for
Tianjin Ningyuan
Water Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees for Hunan
Guokai Originwater
Ecological
Environment
Technology Co.,
Ltd
13 Authority to Give Mgmt For For For
Guarantees for
Shandong Lubei
Originwater
Desalination Co.,
Ltd
14 Authority to Give Mgmt For For For
Guarantees for
Beijing Liangye
Environmental
Technology Co., Ltd
(I)
15 Authority to Give Mgmt For For For
Guarantees for
Beijing Liangye
Environmental
Technology Co., Ltd
(II)
16 Authority to Give Mgmt For For For
Guarantees for
Beijing Liangye
Environmental
Technology Co., Ltd
(III)
17 Termination of Mgmt For For For
Authority to Give
Guarantees for
Qinhuangdao
Originwater
Environmental
Technology Co.,
Ltd
18 Termination of Mgmt For For For
Authority to Give
Guarantees for
Originwater Hong Kong
Environmental
Protection Co.,
Ltd
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Initial Mgmt For For For
Public Issuance
Raised Fund
Investment
Project
2 Amendments to Private Mgmt For For For
Placement Raised Fund
Investment
Projects
3 Authority to Give Mgmt For For For
Guarantees
4 Termination of Mgmt For For For
Provision of
Guarantees
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees: Chifeng
Jinyuan Environmental
Protection Technology
Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees: Qitai
County Originwater
Source Industrial
Water Treatment Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees: Qitai
County Originwater
Sunshine Water
Services Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees:
Qinhuangdao
Originwater Source
Environmental
Protection Technology
Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees:
Qinhuangdao
Originwater Source
Recycled Water Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees: Ruzhou
Originwater Source
Environmental
Technology Co.,
Ltd.
8 Authority to Give Mgmt For For For
Guarantees: Taiyuan
Originwater Source
Water Services Co.,
Ltd.
9 Authority to Give Mgmt For For For
Guarantees: Tianjin
City Originwater
Source Environmental
Technology Co.,
Ltd.
10 Authority to Give Mgmt For For For
Guarantees: Yining
City Originwater
Source Environmental
Technology Co.,
Ltd.
11 Authority to Give Mgmt For For For
Guarantees:
Zhongxiang City
Qingyuan Water Source
Services Technology
Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees: Beijing
Liangye Environmental
Technology Co.,
Ltd.
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Annual Report and Its Mgmt For For For
Summary
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 06/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MAO Ting Mgmt For For For
2 Elect LIANG Jian Mgmt For For For
3 Approval for Line of Mgmt For For For
Credit
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 09/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 LIU Lei Mgmt For For For
2 LIN Ke Mgmt For For For
3 REN Xiangkun Mgmt For For For
4 WANG Qingming Mgmt For For For
5 LIU Mingyong Mgmt For For For
6 FU Xingguo Mgmt For For For
7 LI Lin Mgmt For For For
8 HAN Xiaojing Mgmt For For For
9 SHEN Baojian Mgmt For For For
10 TAN Xiangyang Mgmt For For For
11 YANG Wenbiao Mgmt For For For
12 DU Wei Mgmt For Against Against
13 YU Ziyao Mgmt For For For
14 Directors and Mgmt For For For
Supervisors'
Fees
15 Authority to Issue Mgmt For For For
Debt
Instruments
16 Authority to Give Mgmt For For For
Guarantees
17 Authority to Give Mgmt For For For
Guarantees
18 Authority to Give Mgmt For For For
Guarantees
19 Authority to Give Mgmt For For For
Guarantees
20 Authority to Give Mgmt For For For
Guarantees
21 Authority to Issue Mgmt For For For
Debt
Instruments
22 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 10/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Termination of 2017 Mgmt For For For
Rights
Issue
4 Issuing Volume And Mgmt For For For
Method
5 Bond Duration Mgmt For For For
6 Interest Rate And Its Mgmt For For For
Determination
Method
7 Listing Place Mgmt For For For
8 Purpose of Raised Funds Mgmt For For For
9 Credit Enhancing Method Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Authorization Mgmt For For For
12 Valid Period of Mgmt For For For
Resolution
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Project Cooperation Mgmt For For For
Agreement
3 Authority to Give Mgmt For Against Against
Guarantees
(1)
4 Authority to Give Mgmt For Against Against
Guarantees
(2)
5 Authority to Give Mgmt For Against Against
Guarantees
(3)
6 Authority to Give Mgmt For Against Against
Guarantees:
Sale-and-Leaseback
Business
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 02/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Intra-company Mgmt For For For
Contracts/Control
Agreements
3 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Shougang Co
Ticker Security ID: Meeting Date Meeting Status
000959 CINS Y07713103 03/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of 2017 Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
Beijing Shougang Co
Ticker Security ID: Meeting Date Meeting Status
000959 CINS Y07713103 06/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Budget Plan Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 LAUNCHING FINANCIAL Mgmt For For For
BUSINESS WITH A
COMPANY
10 Financial Service Mgmt For For For
Agreement Regarding
The Launching of
Financial
Business
11 2017 Risk Assessment Mgmt For For For
Audit
Report
12 Risk Emergency Mgmt For For For
Disposal Plan for
Deposit and Loan
Business with the
above
Company
13 Amendments to Articles Mgmt For For For
14 Independent Directors' Mgmt For For For
Report
15 Directors' Fees Mgmt For For For
________________________________________________________________________________
Beijing Shougang Co
Ticker Security ID: Meeting Date Meeting Status
000959 CINS Y07713103 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 WANG Xiangyu Mgmt For For For
3 LI Ming Mgmt For For For
4 YE Lin Mgmt For For For
________________________________________________________________________________
Beijing Tongrentang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600085 CINS Y0771B105 06/13/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017 ANNUAL ACCOUNTS Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing
Shareholders General
Meetings
9 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing Board
Meetings
10 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing Meetings of
Supervisory
Committee
11 Elect GAO Zhenkun Mgmt For For For
12 Elect ZANG Yi Mgmt For For For
13 Elect LIU Baigang Mgmt For For For
14 Elect MAN Jie Mgmt For Against Against
15 Elect ZHAO Peng Mgmt For For For
16 Elect LIU Xiangguang Mgmt For For For
17 Elect FENG Zhimei Mgmt For For For
18 Elect JIA Zetao Mgmt For For For
19 Elect LIU Yuan Mgmt For For For
20 Elect WANG Ying Mgmt For For For
21 Elect WANG Huizhen Mgmt For For For
22 Elect WU Xingyu Mgmt For For For
23 Elect MAO Fuguo Mgmt For For For
24 Elect ZHAN Xin Mgmt For Against Against
25 Elect YAN Jun as Mgmt For For For
Independent
Supervisor
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 01/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 02/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
3 Issuing Volume Mgmt For For For
4 Issuance Targets Mgmt For For For
5 Issuance Method Mgmt For For For
6 Bond Duration Mgmt For For For
7 Option-Embedded Mgmt For For For
Structure
8 Interest Rate Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Guarantee Clauses Mgmt For For For
11 Listing Market Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Bond
Issuance
14 GUARANTEE MEASURES ON Mgmt For For For
PAYING CORPORATE
BONDS
15 EXTENSION OF TRADING Mgmt For For For
SUSPENSION FOR MAJOR
ASSETS
RESTRUCTURING
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 04/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Approval for Line of Mgmt For For For
credit
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 05/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EXTENSION OF TRADING Mgmt For For For
SUSPENSION FOR MAJOR
ASSETS
RESTRUCTURING
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 10/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 11/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 12/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees for Line
of
Credit
4 Application for Mgmt For For For
Continued Trade
Suspension
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 07/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EXTENSION OF TRADING Mgmt For For For
SUSPENSION FOR MAJOR
ASSETS
RESTRUCTURING
2 Approval of Letter of Mgmt For For For
Credit
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 08/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Telecom Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 09/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Beijing Xinwei
Communication
Technology Co.,
Ltd
2 Authority to Give Mgmt For Against Against
Guarantees for
Beijing Xinyouda
Video Technology Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees for Xinwei
Yongsheng
Communication
Technology Co.,
Ltd
4 Authority to Give Mgmt For Against Against
Guarantees for
Ruiping Communication
Technology Co.,
Ltd.
________________________________________________________________________________
Boe Technology Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000725 ISIN CNE0000016L5 03/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in MGMT For For For
Construction of the
6th Generation AMOLED
Production
Line
2 Investment in the MGMT For For For
Construction of
TFT-LCD Display
Production
Line
3 Elect YANG Xiangdong MGMT For Against Against
as
Supervisor
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200725 CINS Y0920M101 05/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Borrowing Mgmt For Against Against
8 Investment in Wealth Mgmt For For For
Management
Products
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Elect CHEN Zhaozhen as Mgmt For Against Against
Supervisor
12 Authority to Give Mgmt For Against Against
Guarantees
13 Elect LI Yantao Mgmt For For For
14 Elect WANG Chenyang Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 01/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 03/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Election of a Director Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Election of a Mgmt For Against Against
Supervisor
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 04/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EXTENSION OF TRADING Mgmt For For For
SUSPENSION FOR
PLANNING MAJOR ASSETS
RESTRUCTURING
2 Extension of The Plan Mgmt For For For
to Increase Shares in
The
Company
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 05/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Provision of Assets Mgmt For For For
Impairment
8 Provision of Assets Mgmt For For For
Write-Off
9 2018 Related Party Mgmt For For For
Transactions
10 Approval of Borrowing Mgmt For For For
11 Related Party Mgmt For For For
Transactions: Entrust
Management
Agreement
12 Approval of Loan Mgmt For Against Against
13 Authority to Give Mgmt For Against Against
Guarantees
14 Shareholder Return Mgmt For For For
Plan for the Next
Three Year
(2018-2020)
15 Elect ZHUO Yiqun Mgmt For For For
16 Elect JIN Ping Mgmt For For For
17 Elect WEN Anmin Mgmt For For For
18 Elect ZHENG Hong Mgmt For For For
19 Elect FANG Limin Mgmt For For For
20 Elect LIU Wenji Mgmt For For For
21 Elect ZHUANG Qishan Mgmt For For For
22 Elect Ma Chunhua Mgmt For For For
23 Elect ZHAO Huijun Mgmt For For For
24 Elect CHENG Xiaoyun Mgmt For For For
25 Elect LU Sheng Mgmt For Against Against
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 06/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Plan Mgmt For For For
to Increase Shares in
the
Company
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 06/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Intra-company
Agreements and
Approval of Airplane
Leasing
Business
2 Related Party Mgmt For For For
Transactions:
Leasing
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision for 2017 Mgmt For For For
Assets
Impairment
2 ADJUSTMENT TO 2017 Mgmt For For For
ESTIMATED CONNECTED
TRANSACTIONS
QUOTA
3 Termination of Mgmt For For For
Connected
Transaction
4 Connected Transaction: Mgmt For For For
Wholly-Owned
Subsidiary's Capital
Increase in
Controlled
Subsidiary
5 Connected Transaction: Mgmt For For For
Purchase of
Planes
6 Appointment of Auditor Mgmt For For For
7 Eligibility for Mgmt For For For
Private
Placement
8 Preliminary Plan for Mgmt For For For
Private
Placement
9 Type Mgmt For For For
10 Issuing Volume and Mgmt For For For
Scale
11 Issuance Targets and Mgmt For For For
Issuance
Method
12 Par Value and Issue Mgmt For For For
Price
13 Duration Mgmt For For For
14 Profit Distribution Mgmt For For For
Method
15 Provisions on Mgmt For For For
Repurchase
16 Restriction on Voting Mgmt For For For
Right and Recovery
Clause
17 Sequence for Mgmt For For For
Liquidation Payment
and Settlement
Method
18 Credit Ratings Mgmt For For For
19 Guarantee Method and Mgmt For For For
Principals
20 Listing of Mgmt For For For
Transaction/Transfer
21 Use of Proceeds Mgmt For For For
22 Validity Period Mgmt For For For
23 Connected Party Mgmt For For For
Transaction Regarding
Private Placement of
Preferred
Shares
24 Conditional Agreement Mgmt For For For
on Subscription for
Private
Placement
25 Feasibility Report on Mgmt For For For
Use of
Proceeds
26 Diluted Immediate Mgmt For For For
Returns for Private
Placement of
Preferred
Shares
27 Verification Reports Mgmt For For For
on Use of
Proceeds
28 Amendments to Articles Mgmt For For For
29 Amendments to Mgmt For For For
Procedural
Rules
30 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
BYD Co
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Provision of Guarantee Mgmt For Against Against
by the
Group
9 Guarantees to External Mgmt For Against Against
Company in Respect of
Sales of
Products
10 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights of BYD
Electronic
(International)
Company
Limited
13 Investment in Wealth Mgmt For For For
Management
Products
14 Provision of Guarantee Mgmt For Against Against
by a Subsidiary (Home
Buyers)
15 Provision of Guarantee Mgmt For Against Against
by a Subsidiary (Car
Buyers)
16 Increase in Estimated Mgmt For For For
of
Connected Transactions
for
2018
17 Adjustment and Change Mgmt For For For
of Use of Partial
Proceeds from
Non-Public Issuance
and Introduction of
New Implementation
Entity
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 05/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Asset-Backed
Securities
2 Authorised Matters Mgmt For For For
3 Authority to Issue Mgmt For For For
Financial Debt
Instruments
4 Alteration of Use and Mgmt For For For
Proceeds for
Investment
Project
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 09/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Chuan Fu Mgmt For Against Against
2 Elect Lv Xiang Yang Mgmt For Against Against
3 Elect XIA Zuo Quan Mgmt For For For
4 Elect WANG Zi Dong Mgmt For Against Against
5 Elect ZOU Fei Mgmt For For For
6 Elect ZHANG Ran Mgmt For For For
7 Elect DONG Jun Qing Mgmt For For For
8 Elect LI Yong Zhao Mgmt For For For
9 Elect HUANG Jiang Feng Mgmt For For For
10 Supervisor Service Mgmt For For For
Contracts
11 Directors' Fees Mgmt For For For
12 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Central China Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1375 CINS Y3R18N115 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHANG Junsheng Mgmt For For For
as
Director
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
8 Appointment of Mgmt For For For
Overseas Auditor and
Authority to Set
Fees
9 Directors' Fees and Mgmt For For For
Evaluations
10 Supervisors' Fees and Mgmt For For For
Evaluations
11 Chairman's Fees Mgmt For For For
12 President's Fees Mgmt For For For
13 Supervisory Committee Mgmt For For For
Chair's
Fees
14 Proprietary Trading Mgmt For For For
Business Scale and
Risk
Limits
15 Authority to Give Mgmt For For For
Guarantees
16 2018 Related Party Mgmt For For For
Transactions
17 Amendments to Articles Mgmt For For For
18 Amendments to Mgmt For Abstain Against
Procedural Rules
(Supervisory
Committee)
19 Extension of Validity Mgmt For For For
Period for Issuance
of A Share
Convertible Corporate
Bonds
20 Elect CAO Zongyuan Mgmt For Against Against
21 Elect ZHANG Xiansheng Mgmt For Against Against
________________________________________________________________________________
Central China Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1375 CINS Y3R18N115 05/17/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Issuance
of A Share
Convertible Corporate
Bonds
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Central China Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1375 CINS Y3R18N115 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Guohua Life Insurance Mgmt For For For
2 Three Gorges Capital Mgmt For For For
Holdings
3 Zhangxin Fund Mgmt For For For
Management
4 Other Related Parties Mgmt For For For
5 2018 AUTHORIZED QUOTA Mgmt For For For
OF BUSINESS
INVESTMENTS
6 Extension of Validity Mgmt For For For
of Resolution on
Issuance of Corporate
Bonds
7 Extension of Validity Mgmt For For For
of Resolution on
Board Authorization
on Issuance of
Corporate
Bonds
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 05/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 REPORT ON 2017 RISK Mgmt For For For
CONTROL
INDICATORS
8 Amendments to Articles Mgmt For For For
9 Formulation of Mgmt For For For
Remuneration
Management System for
Directors
10 Formulation of Mgmt For For For
Insiders Registration
and Management
System
11 Amendments to Rules of Mgmt For For For
Procedure Governing
the Board
Meetings
12 Amendments to Rules of Mgmt For For For
Procedure Governing
the Meetings of
Supervisory
Committee
13 Elect TIAN Xuan as Mgmt For For For
Independent
Director
14 SPECIAL STATEMENT ON Mgmt For For For
2017 REMUNERATION AND
APPRAISAL FOR
DIRECTORS
15 SPECIAL STATEMENT ON Mgmt For For For
2017 REMUNERATION AND
APPRAISAL FOR
SUPERVISORS
16 Special Statement on Mgmt For For For
2017 Performance
Appraisal and
Remuneration for
Management
Team
17 Extension of Mgmt For For For
Fulfilling
Shareholding Increase
Commitments by the
Largest
Shareholder
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 12/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Director Mgmt For For For
2 Elect WANG Jianxin Mgmt For For For
3 Interim Risk Control Mgmt For For For
Report
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules for
Director
Meetings
6 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Board
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Statement on Mgmt For For For
Allocation of
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Annual Report Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Internal Control Mgmt For For For
Self-Assessment
Report
10 Internal Control Mgmt For For For
Auditor's
Report
11 Social Responsibility Mgmt For For For
Report
12 Independent Directors' Mgmt For For For
Report
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
15 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
16 Elect YU Feng Mgmt For Against Against
17 Elect GAN Liwei Mgmt For For For
18 Elect TANG Jun Mgmt For For For
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 08/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bonds
Issuance
2 Authority to Issue Mgmt For For For
Corporate
Bonds
3 Preliminary Plan to Mgmt For For For
Issue Corporate
Bonds
4 Feasibility Report on Mgmt For For For
Use of
Proceeds
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
7 Adoption of Procedural Mgmt For For For
Rules for Bondholders
Meetings
8 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
9 Shareholder Returns Mgmt For For For
Plan
10 Amendments to Articles Mgmt For For For
11 Amendments to Measures Mgmt For For For
on Management and Use
of
Proceeds
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 10/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Increase in Authorized Mgmt For For For
Capital of controlled
Subsidiary
3 ELECTION OF DIRECTORS Mgmt For For For
4 Implementation of Mgmt For For For
Research Development
Center
Project
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 12/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 02/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for
Convertible Bond
Issuance
2 Extension of Validity Mgmt For For For
Period for
Authorization Period
for Convertible Bond
Issuance
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 02/06/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for
Convertible Bond
Issuance
2 Extension of Validity Mgmt For For For
Period for
Authorization Period
for Convertible Bond
Issuance
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 2018 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Report of Previous Use Mgmt For For For
of
Proceeds
9 Shareholders' Return Mgmt For For For
Plan
2018-2020
10 Mid-Term Capital Mgmt For For For
Management Plan
2018-2020
11 Report on Related Mgmt For For For
Party Transactions
for
2017
12 Elect LI Qingping Mgmt For Against Against
13 Elect SUN Deshun Mgmt For For For
14 Elect ZHU Gaoming Mgmt For For For
15 Elect CAO Guoqiang Mgmt For For For
16 Elect HUANG Fang Mgmt For For For
17 Elect WAN Liming Mgmt For Against Against
18 Elect HE Cao Mgmt For For For
19 Elect CHEN Lihua Mgmt For For For
20 Elect QIAN Jun Mgmt For For For
21 Elect Isaac YAN Lap Kei Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Elect DENG Changqing Mgmt For For For
as
Supervisor
24 Elect WANG Xiuhong as Mgmt For For For
Supervisor
25 Elect JIA Xiangsen as Mgmt For For For
Supervisor
26 Elect ZHENG Wei as Mgmt For For For
Supervisor
27 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 11/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules:
Shareholders'
General Meeting
2 Amendments to Mgmt For For For
Procedural Rules:
Board of
Supervisors
3 Non-credit Extension: Mgmt For For For
Asset
Transfer
4 Non-credit Extension: Mgmt For For For
Wealth Management and
Investment
Services
5 Credit Extension: Mgmt For For For
CITIC
Group
6 Credit Extension: Mgmt For For For
Xinhu
Zhongbao
7 Credit Extension: Mgmt For For For
China
Tobacco
8 Amendments to Articles Mgmt For For For
9 Authority to Issue Mgmt For For For
Capital
Bonds
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L118 06/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2018 Capital Mgmt For For For
Investment
Budget
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Merger/Acquisition Mgmt For Abstain Against
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 06/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Give Mgmt For For For
Guarantees
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Utilization of the Mgmt For For For
Funds Raised from
Previous
Offering
8 Authority to Issue Mgmt For Against Against
Debt Instruments
Short-Term
9 Authority to Issue Mgmt For For For
Debt Instruments
Medium to
Long-Term
10 Authority to Issue Mgmt For For For
Asset-Backed
Securities
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Extension of Validity Mgmt For For For
Period for Issuance
of A Share
Convertible
Bonds
________________________________________________________________________________
China Communications Construction Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 09/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
________________________________________________________________________________
China Communications Construction Company
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 11/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Convertible Bonds
Issuance
3 Type of securities to Mgmt For For For
be
issued
4 Size of issuance Mgmt For For For
5 Par value and issue Mgmt For For For
price
6 Term Mgmt For For For
7 Interest rate Mgmt For For For
8 Method and timing of Mgmt For For For
interest
payment
9 Conversion period Mgmt For For For
10 Determination and Mgmt For For For
adjustment of
the
conversion price
11 Terms of downward Mgmt For For For
adjustment
to
conversion price
12 Method for determining Mgmt For For For
the number
of
shares for conversion
13 Entitlement to Mgmt For For For
dividend in the year
of
conversion
14 Terms of redemption Mgmt For For For
15 Terms of sale back Mgmt For For For
16 Method of issuance and Mgmt For For For
target
investors
17 Subscription Mgmt For For For
arrangement for the
existing
shareholders
18 A share convertible Mgmt For For For
bond holders and
A
share convertible bond
holders'
meetings
19 Use of proceeds Mgmt For For For
20 Rating Mgmt For For For
21 Guarantee and security Mgmt For For For
22 Deposit account for Mgmt For For For
proceeds
raised
23 Validity period of the Mgmt For For For
resolution
24 Authorizations Mgmt For For For
25 Preliminary Plan to Mgmt For For For
Issue Corporate
Bonds
26 Feasibility Report on Mgmt For For For
Use of
Proceeds
27 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
28 Adoption of Rules of Mgmt For For For
Procedures for
Bondholders' General
Meeting
29 Board Authorization to Mgmt For For For
Implement Bond
Issuance
30 Shareholder Returns Mgmt For For For
Plan
31 Related Party Mgmt For For For
Transactions:
Subscription for
Bonds
32 Authority to Give Mgmt For Abstain Against
Guarantees
33 Report on Use of Mgmt For For For
Previously Raised
Proceeds
34 Self-inspection Report Mgmt For For For
on Real Estate
Business
35 Undertaking on Matters Mgmt For For For
relating to
Self-inspection
Report on Real Estate
Business
36 Amendments to Articles Mgmt For For For
37 Elect LIU Qitao Mgmt For Against Against
38 Elect CHEN Fenjian Mgmt For For For
39 Elect FU Junyuan Mgmt For For For
40 Elect CHEN Yun Mgmt For For For
41 Elect LIU Maoxun Mgmt For For For
42 Elect QI Xiaofei Mgmt For For For
43 Elect HUANG Long Mgmt For For For
44 Elect ZHENG Changhong Mgmt For For For
45 Elect NGAI Wai Fung Mgmt For Against Against
46 Elect LI Sen Mgmt For For For
47 Elect WANG Yongbin Mgmt For Against Against
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2018 Fixed Asset Mgmt For For For
Investment
Plan
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Elect WANG Zuji Mgmt For For For
9 Elect PANG Xiusheng Mgmt For For For
10 Elect ZHANG Gengsheng Mgmt For For For
11 Elect LI Jun Mgmt For Against Against
12 Elect Anita FUNG Yuen Mgmt For For For
Mei
13 Elect Carl Walter Mgmt For For For
14 Elect Kenneth Patrick Mgmt For For For
CHUNG
15 Elect WU Jianhang as Mgmt For For For
Supervisor
16 Elect FANG Qiuyue as Mgmt For Against Against
Supervisor
17 Capital Plan 2018-2020 Mgmt For For For
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Amendments to Board Mgmt For For For
Authority on External
Donations
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 10/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TIAN Guoli as Mgmt For For For
Director
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Increase of Mgmt For For For
Shanghai Waigaoqiao
Shipbuilding Co.,
Ltd
3 Capital Increase of Mgmt For For For
Zhongchuan Chengxi
Shipyard Co.,
Ltd
4 Related-Party Mgmt For For For
Transaction
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 07/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 09/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
3 Provision of Counter Mgmt For For For
Security
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 11/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Merger/Acquisition Mgmt For For For
3 Related Party Mgmt For For For
Transactions
4 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
China CSSC Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
600150 CINS Y1414Q103 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Continued Mgmt For Against Against
Suspension of
Trading
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 02/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Aircraft and Engines Mgmt For For For
Leasing Framework
Agreement
3 Supplemental Agreement Mgmt For For For
II
4 Amendments to Articles Mgmt For For For
5 Amendments to Rules of Mgmt For For For
Procedures for
Shareholders
Meeting
6 Amendments to Rules of Mgmt For For For
Procedures for
Board
7 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 03/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bellyhold Space Mgmt For For For
Agreements
2 Proposed Annual Caps Mgmt For For For
for 2018 and
2019
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 06/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Mgmt For For For
Domestic and
International
Auditors and
Authority to Set
Fees
6 Authority to Issue Mgmt For Against Against
Debt
Instruments
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 12/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xiaopeng Mgmt For Against Against
2 Elect SHI Yongyan Mgmt For For For
3 Elect HE Haibin Mgmt For Against Against
4 Re-grant of the Mgmt For For For
Specific Mandate in
Relation to the
Domestic Preference
Shares
Issuance
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 02/28/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-grant of the Mgmt For For For
Specific Mandate in
Relation to the
Domestic Preference
Shares
Issuance
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2018 Fixed Asset Mgmt For For For
Investment
Budget
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Establishment of Mgmt For For For
Independent Legal
Institution for
Assets Management
Business
11 Elect WANG Xiaolin Mgmt For For For
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 12/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FU Dong Mgmt For For For
2 Remuneration of Chair Mgmt For For For
and Vice Chair of
Board of
Supervisors
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Film Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600977 CINS Y1R8AC107 06/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Amendments to Articles Mgmt For For For
10 Election of a Director Mgmt For For For
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 07/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Asset-Backed
Notes
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees to Jiutong
Foundation Investment
Group
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 07/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Strategic Agreement Mgmt For For For
4 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantee to
Subsidiary
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 10/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Implementation of Mgmt For For For
Assets Securitization
Project
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Fortune Land Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 11/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cooperation Agreement Mgmt For For For
on Development,
Construction and
Operation with
Kaifeng People's
Government
2 Cooperation Agreement Mgmt For For For
with Minsheng
Bank
________________________________________________________________________________
China Fortune Land Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 ISIN CNE000001GG8 03/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Overall Cooperation MGMT For For For
Agreement
2 Authority to Issue MGMT For For For
Overseas
Bonds
3 Authority to Give MGMT For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 01/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 02/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Mgmt For Abstain Against
Expansion
Agreement
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Report
8 Appointment of Auditor Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
10 Remuneration for Mgmt For For For
Directors
11 Remuneration for Mgmt For For For
Supervisors
12 Authority to Give Mgmt For Against Against
Guarantees
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 05/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 06/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Intra-company Mgmt For Abstain Against
Agreements
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 06/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization for the Mgmt For Against Against
Company to Give
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 11/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Par Value and Issuing Mgmt For For For
Volume
3 Bond Duration Mgmt For For For
4 Interest Rate and Mgmt For For For
Repayment
5 Method of Issuance Mgmt For For For
6 Guarantee Arrangement Mgmt For For For
7 Redemption of Resale Mgmt For For For
Provisions
8 Purpose of Raised Funds Mgmt For For For
9 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
10 Underwriting Method Mgmt For For For
11 Company Credit Status Mgmt For For For
and Guarantee
Measures
12 Validity Period Mgmt For For For
13 Board Authorization Mgmt For For For
for Corporate Bond
Issuance
14 Setting up Dedicated Mgmt For For For
Account for Raised
Funds
15 General Cooperation Mgmt For For For
Agreement
16 Setting Up Fund Mgmt For For For
17 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 12/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Mgmt For For For
Construction
Agreement and
Supplemental
Agreement
3 Authority to Give Mgmt For Against Against
Guarantees
4 Approval of Land Mgmt For Abstain Against
Merger and
Acquisition
Investments
5 Approval of Purchase Mgmt For Abstain Against
of
Land
6 Approval to Conduct Mgmt For Abstain Against
External
Investments
7 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
8 Investment in Wealth Mgmt For For For
Management Products:
Commercial
Banks
9 Investment in Wealth Mgmt For For For
Management Products:
Bank of
Langfang
10 Related Party Mgmt For Against Against
Transactions:
Deposits and
Settlement
11 Authority to Give Mgmt For Against Against
Guarantees: Jiutong
Jiye Investment Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees: Nanjing
Dingtong Construction
and Development Co.,
Ltd.
13 Elect WANG Jingwei as Mgmt For For For
Director
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 02/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Plan for Mgmt For For For
CHEN Gongyan for
2016
3 Remuneration Plan for Mgmt For For For
CHEN Youan for
2015-16
4 Remuneration Plan for Mgmt For For For
YU Wenxiu for
2015-16
5 Remuneration Plan for Mgmt For For For
ZHONG Cheng for
2015-16
6 Amendments to Articles Mgmt For For For
7 Elect WANG Zhenjun Mgmt For For For
8 Elect LIU Dingping Mgmt For For For
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2018 Capital Mgmt For For For
Expenditure
Budget
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect LIU Ruizhong Mgmt For For For
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 04/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees
8 Related Party Mgmt For Against Against
Transactions 2018:
Deposit
Service
9 Estimation of 2018 Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 08/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Size of Issuance Mgmt For For For
3 Project Implementation Mgmt For For For
Principal
4 Bond Type, Bond Mgmt For For For
Duration and Payment
of Principal and
Interest
5 Interest Rate Mgmt For For For
6 Issuance Method and Mgmt For For For
Targets
7 Arrangement For Mgmt For For For
Placement to
Shareholders
8 Use of Proceeds Mgmt For For For
9 Repayment Guarantee Mgmt For For For
Measures
10 Guarantee Arrangement Mgmt For For For
11 Listing Market Mgmt For For For
12 Underwriting Method Mgmt For For For
13 Validity of Resolution Mgmt For For For
14 Board Authorization Mgmt For For For
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 12/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1964K100 01/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Registered Capital
and
Articles
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1964K100 04/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Equity Mgmt For For For
Incentive
Plan
3 Elect LU Wei as Mgmt For For For
Director
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1964K100 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authorization to Mgmt For Abstain Against
Management Team to
Review and Approve
2018 Financing within
Financing
Quota
10 2018 Entrusted Wealth Mgmt For For For
Management with Idle
Proprietary
Funds
11 Amendments to Articles Mgmt For For For
12 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
13 Par Value and Issuing Mgmt For For For
Volume
14 Bond Duration Mgmt For For For
15 Interest Rate and Mgmt For For For
Method for Payment of
Principal and
Interest
16 Issuing Method Mgmt For For For
17 Guarantee Arrangement Mgmt For For For
18 Redemption or Resale Mgmt For For For
Terms
19 Purpose of The Raised Mgmt For For For
Funds
20 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
21 Underwriting Method Mgmt For For For
and Listing
Arrangement
22 Repayment Guarantee Mgmt For For For
Measures
23 Valid Period of The Mgmt For For For
Resolution
24 Authorization to Board Mgmt For For For
or Its Authorized
Persons to Handle
Matters Regarding the
Public Issuance of
Corporate
Bonds
25 Setting up Dedicated Mgmt For For For
Account for Funds
Raised from Corporate
Bond
Issuance
26 2018 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
27 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES ON 2018
RESTRICTED STOCK
INCENTIVE
PLAN
28 Authorization to Board Mgmt For For For
to Handle Matters
Regarding 2018
Restricted Stock
Inventive
Plan
29 2017 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior Management and
2018 Remuneration
Plan
30 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1964K100 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1964K100 11/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Ren as Mgmt For For For
Director
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 04/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural
Rules
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 2017 PROVISION FOR Mgmt For For For
ASSETS
IMPAIRMENT
6 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
7 Related Party Mgmt For For For
Transactions
8 2018 FINANCING QUOTA Mgmt For Abstain Against
9 FINANCIAL DERIVATIVES Mgmt For For For
INVESTMENT QUOTA IN
2018
10 Authority to Give Mgmt For For For
Guarantees
11 Remuneration for Mgmt For For For
Chairman of
Supervisory
Committee
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 07/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Mgmt For For For
Aquisition
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 08/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Commitments Regarding Mgmt For For For
Horizontal
Competition
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 10/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 11/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Renfei Mgmt For For For
2 Elect LI Baoyou Mgmt For For For
3 Elect PENG Fuqing Mgmt For For For
4 Elect LIANG Chunfa Mgmt For For For
5 Elect MENG Xiaoliang Mgmt For For For
6 Elect WANG Bing Mgmt For For For
7 Elect CHEN Lijing Mgmt For For For
8 Elect LIN Weifu Mgmt For For For
9 Elect WANG Zeying Mgmt For For For
10 Elect CAI Jinhe Mgmt For For For
11 Elect GAO Bo Mgmt For Against Against
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Termination of Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
China High-Speed Railway Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000008 CINS Y4444K104 04/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
3 Election of Directors Mgmt For For For
________________________________________________________________________________
China High-Speed Railway Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000008 CINS Y4444K104 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
China High-Speed Railway Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000008 CINS Y4444K104 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Transfer of Equity Mgmt For For For
Stake
4 Amendments to Mgmt For For For
Procedural Rules:
Management System on
Investment and
Financing
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China International Travel Service Corp
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 05/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Routine Meeting Item Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 04/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment Plan Mgmt For Abstain Against
2 Financial Budget Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
China International Travel Service Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 11/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Guarantee Management
System
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
China Life Insurance Co.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 06/06/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Elect YANG Mingsheng Mgmt For Against Against
7 Elect LIN Dairen Mgmt For For For
8 Elect XU Hengping Mgmt For Against Against
9 Elect XU Haifeng Mgmt For For For
10 Elect YUAN Changqing Mgmt For For For
11 Elect LIU Huimin Mgmt For For For
12 Elect YIN Zhaojun Mgmt For For For
13 Elect SU Hengxuan Mgmt For For For
14 Elect Stephen CHANG Mgmt For For For
Tso
Tung
15 Elect Robinson Drake Mgmt For For For
Pike
16 Elect TANG Xin Mgmt For For For
17 Elect Elsie LEUNG Oi Mgmt For For For
Sie
18 Elect JIA Yuzeng as Mgmt For For For
Supervisor
19 Elect SHI Xiangming as Mgmt For Against Against
Supervisor
20 Elect LUO Zhaohui as Mgmt For Against Against
Supervisor
21 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
22 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
23 Entrusted Investment Mgmt For For For
and Management
Agreement
for
Alternative
Investments with
Insurance
Funds
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Life Insurance Co.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 06/06/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Elect YANG Mingsheng Mgmt For Against Against
7 Elect LIN Dairen Mgmt For For For
8 Elect XU Hengping Mgmt For Against Against
9 Elect XU Haifeng Mgmt For For For
10 Elect YUAN Changqing Mgmt For For For
11 Elect LIU Huimin Mgmt For For For
12 Elect YIN Zhaojun Mgmt For For For
13 Elect SU Hengxuan Mgmt For For For
14 Elect Stephen CHANG Mgmt For For For
Tso
Tung
15 Elect Robinson Drake Mgmt For For For
Pike
16 Elect TANG Xin Mgmt For For For
17 Elect Elsie LEUNG Oi Mgmt For For For
Sie
18 Elect JIA Yuzeng as Mgmt For For For
Supervisor
19 Elect SHI Xiangming as Mgmt For Against Against
Supervisor
20 Elect LUO Zhaohui as Mgmt For Against Against
Supervisor
21 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
22 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
23 Entrusted Investment Mgmt For For For
and Management
Agreement
for
Alternative
Investments with
Insurance
Funds
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YUAN Changqing Mgmt For For For
2 Elect LUO Zhaohui as Mgmt For Against Against
Non-Employee
Representative
Supervisor
________________________________________________________________________________
China Media Group
Ticker Security ID: Meeting Date Meeting Status
000793 CINS Y3R42R108 11/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions:
Investment in
Industrial
Fund
2 Appointment of Auditor Mgmt For For For
3 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
China Merchants Bank
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 06/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Report on Duty Mgmt For For For
Performance of
Directors
8 Report on Duty Mgmt For For For
Performance of
Supervisors
9 Duty Performance Mgmt For For For
Report and
Cross-Evaluation of
Independent
Directors
10 Duty Performance Mgmt For For For
Report and
Cross-Evaluation of
External
Supervisors
11 Report on Duty Mgmt For For For
Performance of Senior
Management
12 Report on 2017 Related Mgmt For For For
Party
Transactions
13 Elect ZHOU Song Mgmt For For For
14 Amendments to Articles Mgmt For Against Against
15 Authority to Issue Mgmt For For For
Corporate
Bonds
16 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
17 Elect LI Menggang Mgmt For For For
18 Elect LIU Qiao Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 07/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 09/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Assets Mgmt For For For
Purchase Via Share
Offering
2 Plan For Assets Mgmt For For For
Purchase Via Share
Offering
3 Report On Connected Mgmt For For For
Transaction Regarding
Assets Purchase Via
Share
Offering
4 Transaction Mgmt For For For
Constitutes Connected
Transaction
5 Conditional Agreement Mgmt For For For
on Assets Purchase
Via Share Offering
And Agreement on
Profit
Forecast
6 Transaction Does Not Mgmt For For For
Constitute Major
Assets Restructuring
Or Back-Door
Listing
7 Compliance with Mgmt For For For
Article 4 of
Provisions on Issues
Concerning Regulation
of Major Assets
Restructuring
8 Compliance with Mgmt For For For
Article 43 of
Management Measures
on Major Assets
Restructuring
9 Independence of Mgmt For For For
Evaluation
Institution,
Rationality of
Evaluation
Hypothesis,
Correlation Between
Evaluation Method and
Objective and
Fairness of
Evaluation
Pricing
10 Approval of Audit Mgmt For For For
Report and Appraisal
Report
11 Compliance and Mgmt For For For
Completeness of Legal
Procedures and
Effectiveness of
Legal Papers
Submitted
12 Exemption From Tender Mgmt For For For
Offer
Obligation
13 Board Authorization Mgmt For For For
14 No Diluted Immediate Mgmt For For For
Return For
Transaction and
Measures on
Preventing Diluted
Immediate
Return
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 10/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Amendments to Mgmt For For For
Procedural Rules:
Major Investment and
Operation
Decision-Making
System
4 Elect QUAN Zhongguang Mgmt For Abstain Against
as Independent
Director
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 12/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Entrusted Mgmt For For For
Loans
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6099 CINS Y14904109 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Investment Budget Mgmt For For For
7 Related Party Mgmt For Against Against
Transactions (China
Merchants Bank Co.
Ltd.)
8 Related Party Mgmt For Abstain Against
Transactions (China
Merchants Group
Limited and Its
Subsidiaries)
9 Related Party Mgmt For Abstain Against
Transactions (China
Merchants Fund
Management Co.,
Ltd.)
10 Related Party Mgmt For Abstain Against
Transactions (Bosera
Asset Management Co.
Ltd.)
11 Related Party Mgmt For Abstain Against
Transactions (China
COSCO Shipping
Corporation Limited
and Other Related
Parties Controlled by
It)
12 Related Party Mgmt For Abstain Against
Transactions (PICC
Life Insurance
Company
Limited)
13 Related Party Mgmt For Abstain Against
Transactions (Other
Related
Parties)
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Shareholders' Returns Mgmt For For For
Plan
2018-2020
16 Amendments to Articles Mgmt For For For
(Change of Company
Address)
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6099 CINS Y14904109 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 01/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Establishment of Mgmt For For For
Equity Investment
Fund
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
8 Authority to Issue Bond Mgmt For For For
9 Deposit Service Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees
11 Financial Aid to Joint Mgmt For For For
Stock
Companies
12 Financial Aid to Mgmt For For For
Project
Companies
13 Renewal of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 05/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of shares Mgmt For For For
of China Merchants
Zhangzhou Development
Zone Co.,
Ltd.
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 12/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval to Grant Mgmt For For For
Reserved Stock
Options
3 Amendments to Articles Mgmt For For For
4 Authorization of Mgmt For Against Against
Financial Aid
Disbursement
5 Authority to Give Mgmt For For For
Guarantees: Shenzhen
Merchants Overseas
Chinese Town
Investment Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees: Shenzhen
China Merchants Real
Estate Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees: Shenzhen
Merchants Apartment
Development Co.,
Ltd.
8 Amendments to Use of Mgmt For For For
Proceeds
9 Establishment of Mgmt For For For
Limited Partnership
Fund
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 02/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For Abstain Against
and Authorization
Period for Preferred
Shares
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 02/26/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For Abstain Against
and Authorization
Period for Preferred
Shares
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 06/21/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Extension of The Mgmt For For For
Validity
Period
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 06/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Distributing Dividends Mgmt For For For
to Shareholders from
the Company's Capital
Reserves
5 Allocation of Mgmt For For For
Profits/Dividends
6 Accounts and Reports Mgmt For For For
7 Director's Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Procedural
Rules
11 The Extension of The Mgmt For For For
Validity
Period
12 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
13 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
14 Granting of General Mgmt For Against Against
Mandate to Issue
Shares to the
Board
15 Elect TIAN Suning Mgmt For For For
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Financial Report Mgmt For For For
4 2018 Budget Report Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Forfeiture of Mgmt For For For
Unclaimed Final
Dividends of FY2010
11 Authority to Deal with Mgmt For For For
Interim and Quarterly
Dividends
12 Amendments to Measures Mgmt For Abstain Against
on External
Investment
Management
13 Authority to Issue Mgmt For For For
Debt Financing
Instruments
14 Authority to Give Mgmt For Abstain Against
Guarantees
15 Use of Idle Fund for Mgmt For For For
Subscriptions of
Principal-Protected
Structured
Deposit
16 Use of Idle Fund for Mgmt For For For
Wealth or Entrusted
Wealth
Management
17 Authority to Issue A Mgmt For Against Against
and H Shares w/o
Preemptive
Rights
________________________________________________________________________________
China National Chemical Engineering Co
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Give Mgmt For For For
Guarantees
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Investment Plan Mgmt For For For
________________________________________________________________________________
China National Chemical Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Removal of Director Mgmt For For For
3 Elect YANG Youhong Mgmt For For For
________________________________________________________________________________
China National Chemical Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 08/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DAI Hegen Mgmt For For For
________________________________________________________________________________
China National Chemical Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 12/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 INVESTMENT PLAN Mgmt For Abstain Against
2 2018 FINANCIAL BUDGET Mgmt For Abstain Against
REPORT
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 05/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Directors' Fees Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 09/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities Mgmt For For For
3 Issuing Volume Mgmt For For For
4 Bond Duration Mgmt For For For
5 Par Value and Issuing Mgmt For For For
Price
6 Interest Rate Mgmt For For For
7 Time and Method Mgmt For For For
8 Conversion Period Mgmt For For For
9 Conversion Price Mgmt For For For
10 Adjustment and Mgmt For For For
Calculation of
Conversion
Price
11 Price Adjustment Clause Mgmt For For For
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Divided Distribution Mgmt For For For
15 Issuance Targets and Mgmt For For For
Method
16 Issuance Arrangement Mgmt For For For
for
Placement
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose of Raised Funds Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Validity Period Mgmt For For For
21 Feasibility Report for Mgmt For For For
Use of
Proceeds
22 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
23 Diluted Immediate Mgmt For For For
Returns
24 Board Authorization Mgmt For For For
for Public Issuance
of Convertible
Bonds
25 Constitution Mgmt For For For
Procedural Rules:
Convertible
Bonds
26 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 12/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection Mgmt For For For
2 Routine Related Party Mgmt For For For
Transactions
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 02/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 03/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Directors Mgmt For For For
3 Election of Directors Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Directors Mgmt For For For
7 Election of Directors Mgmt For For For
8 Election of Directors Mgmt For For For
9 Election of Directors Mgmt For For For
10 Election of Mgmt For For For
Independent
Directors
11 Election of Mgmt For For For
Independent
Directors
12 Election of Mgmt For For For
Independent
Directors
13 Election of Mgmt For For For
Independent
Directors
14 Election of Mgmt For For For
Independent
Directors
15 Election of Mgmt For Against Against
Supervisory
Board
16 Election of Mgmt For Against Against
Supervisory
Board
17 Election of Mgmt For For For
Supervisory
Board
18 Election of Mgmt For For For
Supervisory
Board
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For Against Against
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Investment in Mgmt For For For
Structured
Deposit
12 Elect ZHAO Degui as Mgmt For For For
Director
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal to Resign Mgmt For For For
Contract
________________________________________________________________________________
China Nuclear Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601611 CINS Y1518T102 05/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 2018 Budget Report Mgmt For For For
7 2018 Financing Plan Mgmt For Abstain Against
8 Authority to Give Mgmt For Against Against
Guarantees
9 Related Party Mgmt For For For
Transactions
10 2018 INVESTMENT PLAN Mgmt For Abstain Against
11 2018 BUSINESS PLAN Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
China Nuclear Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601611 CINS Y1518T102 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Mgmt For For For
Address
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Nuclear Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601611 CINS Y1518T102 12/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
________________________________________________________________________________
China Pacific Insurance (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 06/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report of A Mgmt For For For
Shares
4 Annual Report of H Mgmt For For For
Shares
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Due Diligence Report Mgmt For For For
9 Performance Report of Mgmt For For For
Independent
Directors
10 Election of Mgmt For Against Against
Supervisory
Board
11 Elect ZHU Yonghong as Mgmt For Against Against
Supervisor
12 Elect LU Ning as Mgmt For Against Against
Supervisor
13 Elect HUANG Dinan Mgmt For For For
14 Related Party Mgmt For For For
Transactions with
Shanghai Rural
Commercial Bank Co.,
Ltd.
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Pacific Insurance (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 12/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
of
Association
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholders' General
Meetings
3 Amendments to Mgmt For For For
Procedural Rules for
the
Board
4 Elect HE Qing Mgmt For For For
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 cins Y15010112 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Declare Mgmt For For For
Interim
Dividends
6 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
7 Service Contracts of Mgmt For For For
Directors and
Supervisors
8 Amendments to Articles Mgmt For For For
9 Amendments to Rules Mgmt For For For
and Procedures for
Board
Meetings
10 Establishment of Mgmt For For For
Nomination
Committee
11 Authority to Issue Mgmt For Against Against
Debt
Instruments
12 Authority to Issue Mgmt For Against Against
Domestic and/or
Foreign Shares w/o
Preemptive
Rights
13 Elect DAI Houliang Mgmt For Against Against
14 Elect LI Yunpeng Mgmt For For For
15 Elect JIAO Fangzheng Mgmt For For For
16 Elect MA Yongsheng Mgmt For For For
17 Elect LING Yiqun Mgmt For For For
18 Elect LIU Zhongyun Mgmt For For For
19 Elect LI Yong Mgmt For For For
20 Elect TANG Min Mgmt For For For
21 Elect FAN Gang Mgmt For For For
22 Elect CAI Hongbin Mgmt For For For
23 Elect Johnny NG Kar Mgmt For For For
Ling
24 Elect ZHAO Dong as Mgmt For For For
Supervisor
25 Elect JIANG Zhenying Mgmt For Against Against
as
Supervisor
26 Elect YANG Changjiang Mgmt For Against Against
as
Supervisor
27 Elect ZHANG Baolong as Mgmt For Against Against
Supervisor
28 Elect ZOU Huiping as Mgmt For For For
Supervisor
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 06/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Authority to Issue Mgmt For For For
Debt
Instruments
10 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 10/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 12/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Satisfaction of Mgmt For For For
Conditions of Public
Issuance of A Share
Convertible
Bonds
3 Type of Securities to Mgmt For For For
Be
Issued
4 Size of Issuance Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Term Mgmt For For For
7 Interest rate Mgmt For For For
8 Method and Timing of Mgmt For For For
Interest
Payment
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of
Conversion
Price
11 Terms of Downward Mgmt For For For
Adjustment to
Conversion
Price
12 Method for Determining Mgmt For For For
the Number of Shares
for
Conversion
13 Entitlement to Mgmt For For For
Dividend in Year of
Conversion
14 Terms of Redemption Mgmt For For For
15 Terms of Sale Back Mgmt For For For
16 Method of Issuance and Mgmt For For For
Target
Investors
17 Subscription Mgmt For For For
Arrangement for
Existing
Shareholders
18 A Share Convertible Mgmt For For For
Bond Holders and A
Share Convertible
Bond Holders'
Meetings
19 Use of Proceeds Mgmt For For For
20 Rating Mgmt For For For
21 Guarantee and Security Mgmt For For For
22 Deposit Account for Mgmt For For For
Proceeds
Raised
23 Validity Period of Mgmt For For For
Resolution
24 Authorizations Mgmt For For For
25 Preliminary Plan of Mgmt For For For
Proposed Issuance of
A Share Convertible
Bonds
26 Dilution of Immediate Mgmt For For For
Returns by Proposed
Issuance of A Share
Convertible Bonds and
Remedial Measures to
Be
Adopted
27 Undertaking Letter in Mgmt For For For
Relation to Practical
Performance of
Remedial and Return
Measures
28 Undertaking Letter of Mgmt For For For
Directors and Senior
Management in
relation to Practical
Performance of
Remedial and Return
Measures
29 Feasibility Report on Mgmt For For For
Use of Proceeds
Raised from Proposed
Issuance of A Share
Convertible
Bonds
30 Status of Use of Mgmt For For For
Previously Raised
Proceeds
31 Rules for A Share Mgmt For For For
Convertible
Bondholders'
Meeting
32 Shareholders' Return Mgmt For For For
Plan for Three Years
of 2018 to
2020
33 Connected Transaction Mgmt For For For
in Relation to
Possible Subscription
for A Share
Convertible Bonds by
China Railway
Construction
Corporation
34 Special Mgmt For For For
Self-inspection
Report of Real Estate
Development
Business
35 Undertaking of the Mgmt For For For
Company on Compliance
of Relevant Real
Estate
Enterprises
36 Undertaking of Mgmt For For For
Directors,
Supervisors and
Senior Management of
the Company on
Compliance of
Relevant Real Estate
Enterprises
37 Elect MENG Fengchao Mgmt For Against Against
38 Elect ZHUANG Shangbiao Mgmt For For For
39 Elect XIA Guobin Mgmt For For For
40 Elect LIU Ruchen Mgmt For For For
41 Elect GE Fuxing Mgmt For Against Against
42 Elect WANG Huacheng Mgmt For For For
43 Elect Patrick SUN Mgmt For Against Against
44 Elect CHENG Wen Mgmt For For For
45 Elect Amanda LU Mgmt For For For
Xiaoqiang
46 Elect CAO Xirui Mgmt For For For
47 Elect LIU Zhengchang Mgmt For Against Against
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 06/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Shareholders' Returns Mgmt For For For
Plan
2018-2020
8 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
9 Appointment of Mgmt For For For
Internal Control
Auditors and
Authority to Set
Fees
10 Authority to Give Mgmt For Abstain Against
Guarantees
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Liability Insurance Mgmt For For For
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Amendments to Articles Mgmt For Against Against
15 Amendments to Mgmt For Against Against
Procedural Rules for
Board of
Directors
16 Elect ZHANG Huijia as Mgmt For Against Against
Supervisor
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Security & Fire Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600654 CINS Y7681S102 08/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
3 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application of
Wholly-owned
Subsidiary
4 Election of GAO Mgmt For For For
Zhengjiang
5 Authority to Give Mgmt For Against Against
Guarantees for
Financing Application
by
Subsidiary
________________________________________________________________________________
China Security & Fire Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600654 CINS Y7681S102 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees for
Wholly-owned
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees for
Wholly-owned
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees for
Wholly-owned
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees for
Wholly-owned
Subsidiary
6 Authority to Give Mgmt For Against Against
Guarantees for
Wholly-owned
Subsidiary
7 Election of Supervisor Mgmt For Against Against
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 04/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Existing Mgmt For For For
Non-Competition
Agreement
3 Joint Venture Agreement Mgmt For For For
4 Revised Annual Caps of Mgmt For For For
Existing Mutual Coal
Supply Agreement and
the Existing Mutual
Supplies and Services
Agreement
5 Elect GAO Song Mgmt For For For
6 Elect MI Shuhua Mgmt For For For
7 Elect PENG Suping Mgmt For For For
8 Elect HUANG Ming Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Reports Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Shipbuilding Industry Co.
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 06/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Related Party Mgmt For Against Against
Transactions
8 Related Party Mgmt For For For
Transactions on
Product Purchase and
Sale
9 Related Party Mgmt For For For
Transactions on
Service
Provision
10 Related Party Mgmt For Against Against
Transactions on
Deposit and
Loan
11 Related Party Mgmt For For For
Transactions on
Entrusted
Loans
12 2018-2020 Related Mgmt For For For
Party Transactions:
Leasing
13 Authority to Give Mgmt For For For
Guarantees to Related
Parties
14 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 07/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
4 Directors' Fees Mgmt For For For
5 Supervisors' Fees Mgmt For For For
6 Asset Disposal Mgmt For For For
7 Elect JIANG Renfeng Mgmt For Against Against
8 Elect WANG Liang Mgmt For For For
9 Elect WANG Mingxin Mgmt For For For
10 Elect LI Tianbao Mgmt For For For
11 Elect YANG Zhigang Mgmt For For For
12 Elect ZHANG Delin Mgmt For For For
13 Elect LI Changjiang Mgmt For For For
14 Elect LI Jinan Mgmt For For For
15 Elect WANG Yongli Mgmt For For For
16 Elect ZHANG Jinkui Mgmt For For For
17 Elect HAN Fangming Mgmt For For For
18 Elect LIU Zheng Mgmt For Against Against
19 Elect MA Yupu Mgmt For Against Against
20 Elect ZHAO Kun Mgmt For Against Against
21 Elect YANG Weizan Mgmt For For For
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 08/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Continued Mgmt For For For
Suspension of
Trading
3 Capital Injection in Mgmt For For For
Dalian Shipbuilding
Industry Co.,
Ltd.
4 Capital Injection in Mgmt For For For
Wuchang Shipbuilding
Industry Co.,
Ltd.
________________________________________________________________________________
China Shipbuilding Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase
2 Constitution of Mgmt For For For
Related Party
Transaction
3 Stock Type Par Value Mgmt For For For
4 Method of Issuance Mgmt For For For
5 Issuance Targets Mgmt For For For
6 Underlying Assets Mgmt For For For
7 Pricing Principles and Mgmt For For For
Transaction
Price
8 Payment of Transaction Mgmt For For For
Consideration
9 Pricing Basis, Pricing Mgmt For For For
Base Date and Issue
Price
10 Issuance Volume Mgmt For For For
11 Lock-up Period Mgmt For For For
12 Arrangement of Profits Mgmt For For For
and
Losses
13 Accumulated Retained Mgmt For For For
Profits
14 Listing Place Mgmt For For For
15 Validity Period Mgmt For For For
16 None Constitution of Mgmt For For For
Related Party
Transaction
17 Conditional Asset Mgmt For For For
Acquisition
Agreement
18 Report on Transaction Mgmt For For For
19 Financial and Mgmt For For For
Evaluation
Report
20 Analysis of Dilution Mgmt For For For
21 Statement of Completion Mgmt For For For
22 Board Authorization to Mgmt For For For
Implement Asset
Purchase
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T103 05/30/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Director's Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report and Its Mgmt For For For
Summary
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Report
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Authority to Give Mgmt For For For
Guarantees
14 Authority to Give Mgmt For For For
Guarantees
15 Directors' Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Shareholder Return Mgmt For For For
Plan for the Next
Three Year
(2018-2020)
18 Amendments to Articles Mgmt For For For
19 Capital Increase in a Mgmt For For For
Company
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T103 07/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Restricted Stock Plan
and Authority to
Repurchase
Shares
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T103 08/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Assets Mgmt For For For
and Liabilities of a
Project
2 Routine Related Party Mgmt For Against Against
Transactions
3 Postponement of Mgmt For For For
Fulfillment of
Commitments
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W110 06/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Give Mgmt For For For
Guarantees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For Against Against
Debt
Instruments
9 Amendments to Articles Mgmt For For For
10 Caps Revision of Mgmt For For For
Financial Services
Framework
Agreement
11 Authority to Give Mgmt For For For
Guarantees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W110 11/08/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Par Value of Mgmt For For For
A
Shares
2 Method and Date of A Mgmt For For For
Share
Issuance
3 Subscribers and Mgmt For For For
Subscription Method
of A
Shares
4 Issue Price of A Shares Mgmt For For For
5 Issue Scale of A Shares Mgmt For For For
6 Lock-up Period of A Mgmt For For For
Shares
7 Use of Proceeds of A Mgmt For For For
Shares
8 Place of Listing of A Mgmt For For For
Shares
9 Arrangement of Mgmt For For For
Cumulative Retained
Profits before A
Share
Issuance
10 Validity Period of A Mgmt For For For
Share
Issuance
11 Class and Par Value of Mgmt For For For
H
Shares
12 Method and Date of H Mgmt For For For
Share
Issuance
13 Subscribers and Method Mgmt For For For
of Subscription of H
Shares
14 Issue Price of H Shares Mgmt For For For
15 Issue Scale of H Shares Mgmt For For For
16 Lock-up Period of H Mgmt For For For
Shares
17 Use of Proceeds of H Mgmt For For For
Shares
18 Listing Arrangement of Mgmt For For For
H
Shares
19 Arrangement of Mgmt For For For
Cumulative Retained
Profits before H
Share
Issuance
20 Validity Period of H Mgmt For For For
Share
Issuance
21 Relationship between A Mgmt For For For
and H Share
Issuance
22 Preliminary Plan for Mgmt For For For
Private
Placement
23 Connected Transactions Mgmt For For For
Regarding Non-public
Issuance
24 A Share Subscription Mgmt For For For
Agreement
25 Supplemental Agreement Mgmt For For For
to the A Share
Subscription
Agreement
26 H Share Subscription Mgmt For For For
Agreement
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W110 11/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Private Placement of
A
Shares
3 Feasibility Report on Mgmt For For For
the Use of
Proceeds
4 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
5 Dilution of Current Mgmt For For For
Returns and Remedial
Measures
6 Shareholder Return Mgmt For For For
Plan
(2017-2019)
7 Report on the Use of Mgmt For For For
Previously Raised
Funds
8 Class and Par Value of Mgmt For For For
A
Shares
9 Method and Date of A Mgmt For For For
Share
Issuance
10 Subscribers and Method Mgmt For For For
of Subscription of A
Shares
11 Issuance Price of A Mgmt For For For
Shares
12 Issuance Scale of A Mgmt For For For
Shares
13 Lock-up Period of A Mgmt For For For
Shares
14 Amount and Use of Mgmt For For For
Proceeds of A
Shares
15 Place of Listing of A Mgmt For For For
Shares
16 Arrangement of Mgmt For For For
Cumulative Retained
Profits before A
Share
Issuance
17 Validity Period of A Mgmt For For For
Share
Issuance
18 Class and Par Value of Mgmt For For For
H
Shares
19 Method and Date of H Mgmt For For For
Share
Issuance
20 Subscribers and Method Mgmt For For For
of Subscription of H
Shares
21 Issuance Price of H Mgmt For For For
Shares
22 Issuance Scale of H Mgmt For For For
Shares
23 Lock-up Period of H Mgmt For For For
Shares
24 Use of Proceeds of H Mgmt For For For
Shares
25 Listing Arrangement of Mgmt For For For
H
Shares
26 Arrangement of Mgmt For For For
Cumulative Retained
Profits before H
Share
Issuance
27 Validity Period of H Mgmt For For For
Share
Issuance
28 Relationship between A Mgmt For For For
and H Share
Issuance
29 Preliminary Plan for Mgmt For For For
Private
Placement
30 Connected Transactions Mgmt For For For
Regarding Non-public
Issuance
31 A Share Subscription Mgmt For For For
Agreement
32 Supplemental Agreement Mgmt For For For
to the A Share
Subscription
Agreement
33 H Share Subscription Mgmt For For For
Agreement
34 Amendments to Articles Mgmt For For For
(A and H Shares
Issuance)
35 Authorization to Mgmt For For For
Implement
Issuance
36 Amendments to Articles Mgmt For For For
37 Amendments to Mgmt For For For
Procedural Rules for
General
Meetings
38 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
39 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W110 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2018-2019 Finance and Mgmt For For For
Lease Service
Framework
Agreement
3 Directors' Fees Mgmt For For For
4 Elect WANG Chang Shun Mgmt For Against Against
5 Elect TAN Wan Geng Mgmt For For For
6 Elect ZHANG Zi Fang Mgmt For For For
7 Elect ZHENG Fan Mgmt For For For
8 Elect GU Hui Zhong Mgmt For For For
9 Elect TAN Jin Song Mgmt For For For
10 Elect JIAO Shu Ge Mgmt For For For
11 Elect PAN Fu Mgmt For Against Against
12 Elect LI Jia Shi Mgmt For Against Against
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 06/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Financial Services Mgmt For For For
Agreement of Deposit
and
Loan
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
10 Amendments to Articles Mgmt For For For
11 Elect ZHU Nan Mgmt For Abstain Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Elect ZHANG Hongtai Mgmt For For For
4 Elect ZHAO Xiaojin Mgmt For For For
5 Elect LI Jie Mgmt For For For
6 Elect SONG Haifeng Mgmt For For For
7 Elect GE Yujun Mgmt For For For
8 Elect MO Yueming Mgmt For For For
9 Elect FAN Weimin Mgmt For For For
10 Elect LEI Shiwen Mgmt For For For
11 Elect LIU Dengqing Mgmt For For For
12 Elect ZHENG Weijun Mgmt For For For
13 Elect JIN Zhanming Mgmt For For For
14 Elect FANG Shili Mgmt For Against Against
15 Elect PENG Tao Mgmt For Against Against
16 Elect LI Hongyu Mgmt For For For
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 01/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUAN Qing Mgmt For For For
2 Elect WANG Xiangming Mgmt For For For
3 Elect YANG Chunjin Mgmt For For For
4 Elect YU Hailong Mgmt For For For
5 Elect JIA Chen Mgmt For For For
6 Elect ZHENG Changhong Mgmt For For For
7 Elect GAO Lieyang Mgmt For Against Against
8 Elect LI Jianbo Mgmt For Against Against
9 Elect TIAN Shifang Mgmt For For For
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 05/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
8 2018 INVESTMENT BUDGET Mgmt For For For
REPORT
9 2018 CONTINUING Mgmt For For For
CONNECTED
TRANSACTIONS
PREPLAN
10 REAPPOINTMENT OF 2018 Mgmt For For For
FINANCIAL AUDIT
FIRM
11 REAPPOINTMENT OF 2018 Mgmt For For For
INTERNAL CONTROL
AUDIT
FIRM
12 Share Repurchase Plan Mgmt For For For
Under the Second
Phase Restricted
A-Share Incentive
Plan
13 Amendments to Mgmt For Abstain Against
Allowance System for
Directors and
Supervisors
14 2018 ADDITIONAL Mgmt For For For
FINANCING GUARANTEE
QUOTA
15 2018 AND 2019 Mgmt For Abstain Against
PREFERRED STOCK
DIVIDEND DISTRIBUTION
PLAN
16 Authority to Issue Mgmt For Abstain Against
Domestic
Bonds
17 Authority to Issue Mgmt For Abstain Against
Overseas
Bonds
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 02/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approval to Elect Mgmt For For For
Directors
3 Elect WANG Xiaochu Mgmt For For For
4 Elect LU Yimin Mgmt For For For
5 Elect LI Fushen Mgmt For Against Against
6 Elect YIN Zhaojun Mgmt For For For
7 Elect LU Shan Mgmt For For For
8 Elect LI Yanhong Mgmt For For For
9 Elect LIAO Jianwen Mgmt For Against Against
10 Elect HU Xiaoming Mgmt For For For
11 Elect FENG Shidong Mgmt For For For
12 Elect WU Xiaogen Mgmt For For For
13 Elect LU Tingjie Mgmt For For For
14 Elect CHEN Jianxin Mgmt For For For
15 Elect XIONG Xiaoge Mgmt For For For
16 Approval to Elect Mgmt For For For
Supervisors
17 Elect LIN Yangchuan Mgmt For Against Against
18 Elect FANG Xiangming Mgmt For For For
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Objective Mgmt For For For
3 Plan Participants Mgmt For For For
4 Number of Stocks Mgmt For For For
5 Time Period Mgmt For For For
6 Grant Date and Price Mgmt For For For
7 Conditions for Granting Mgmt For For For
8 Restrictions Mgmt For For For
9 Adjustment Procedures Mgmt For For For
10 Accounting Treatment Mgmt For For For
11 Procedure for Mgmt For For For
Formulation and
Approving the
Plan
12 Incomes for Plan Mgmt For For For
Participants
13 Rights and Obligations Mgmt For For For
14 Treatment under Mgmt For For For
Special
Conditions
15 Repurchase and Mgmt For For For
Cancellation
16 Management and Mgmt For For For
Alteration
17 Information Disclosure Mgmt For For For
18 Objective Mgmt For For For
19 Plan Participants Mgmt For For For
20 Number of Stocks Mgmt For For For
21 Distribution Mgmt For For For
22 Time Period Mgmt For For For
23 Grant Date and Price Mgmt For For For
24 Conditions for Granting Mgmt For For For
25 Restrictions Mgmt For For For
26 Adjustment Procedures Mgmt For For For
27 Accounting Treatment Mgmt For For For
28 Procedure for Mgmt For For For
Formulation and
Approving the
Plan
29 Incomes for Plan Mgmt For For For
Participants
30 Rights and Obligations Mgmt For For For
31 Treatment under Mgmt For For For
Special
Conditions
32 Repurchase and Mgmt For For For
Cancellation
33 Management and Mgmt For For For
Alteration
34 Information Disclosure Mgmt For For For
35 Constitution of Mgmt For For For
Procedural Rules:
Restricted Stock
Incentive
Plan
36 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures
37 Board Authorization Mgmt For For For
for Restricted Stock
Incentive
Plan
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 05/09/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report and Its Mgmt For For For
Summary
7 Allocation of Mgmt For For For
Profits/Dividends
8 Election of Mgmt For For For
Directors(Slate) and
Board Authorization
to
Fix the Directors' Fee
for China Unicom
(Hong
Kong)
9 Board Authorization to Mgmt For For For
Repurchase Shares
China
Unicom (Hong Kong)
10 Board Authorization to Mgmt For Against Against
Issue Shares China
Unicom
(Hong Kong)
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 07/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 09/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Stock Type and Par Mgmt For Against Against
Value
3 Method and Date of Mgmt For Against Against
Issuance
4 Issuing Size and Mgmt For Against Against
Targets
5 Subscription Method Mgmt For Against Against
6 Issuing Price and Mgmt For Against Against
Pricing
Principle
7 Lock-Up Period and Mgmt For Against Against
Listing
Arrangement
8 Listing Market Mgmt For Against Against
9 Arrangement for Mgmt For Against Against
Accumulated Retained
Profits
10 Validity of Resolution Mgmt For Against Against
11 Use of Proceeds Mgmt For Against Against
12 Preliminary Plan for Mgmt For Against Against
Private
Placement
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 China Life Insurance Mgmt For Against Against
Company
Limited
15 Shenzhen Tencent Xinda Mgmt For Against Against
Limited
Partnership
16 Ningbo Meishan Baoshui Mgmt For Against Against
Port Baidu Peng Huan
Investment
Partnership
17 Suqian Jingdong Mgmt For Against Against
Sanhong Enterprise
Management Center
Limited
Partnership
18 Hangzhou Ali Venture Mgmt For Against Against
Capital Co.,
Ltd
19 Suning Yun Shang Group Mgmt For Against Against
Co.,
Ltd
20 Shenzhen Guangqi Mgmt For Against Against
Internet Technology
Investment
Partnership
21 Shenzhen Huaihai Ark Mgmt For Against Against
Information Industry
Equity Investment
Fund
22 Xingquan Fund Mgmt For Against Against
Management Co.,
Ltd
23 Approval of Dilution Mgmt For Against Against
Measures for Share
Issuance
24 Approval of Mgmt For Against Against
Commitments of
Management for
Dilution
Measures
25 Board Authorization to Mgmt For Against Against
Implement Private
Placement
26 ARRANGEMENTS FOR USE Mgmt For Against Against
OF RAISED
FUNDS
27 Board Authorization to Mgmt For Against Against
Implement
Arrangements for Use
of Raised
Funds
28 Adoption of Raised Mgmt For Against Against
Fund Management
Measures
29 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421116 02/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Amendment to Directors Mgmt For For For
and Supervisors'
Remuneration
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421116 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Provide Mgmt For For For
Financial Assistance
to Third
Parties
7 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Yangtze Power Co.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 05/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Appointment of Mgmt For For For
Internal Control
Auditor
7 Authority to Issue Mgmt For For For
Debt
Instruments
8 Approval to Fixed Mgmt For For For
Income
Investment
________________________________________________________________________________
China Yangtze Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Short-term Mgmt For For For
Fixed-income
Investment
3 Amendments to Articles Mgmt For Abstain Against
4 Addition of Power Mgmt For Abstain Against
Limit for Examination
and Approval of 2017
Investments
5 Authority to Give Mgmt For For For
Guarantees
6 Elect YAN Hua Mgmt For Abstain Against
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Minan as Mgmt For For For
Non-independent
Director
2 Independent Directors' Mgmt For For For
Report
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
9 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH IDLE PROPRIETARY
FUNDS
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 05/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HUANG Zhuozhen Mgmt For For For
as
Director
2 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 08/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Appointment of Auditor Mgmt For For For
4 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 01/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Injection Mgmt For For For
of
Capital
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 2017 ANNUAL ACCOUNTS Mgmt For For For
AND 2018 FINANCIAL
BUDGET
STATEMENT
6 Allocation of Mgmt For For For
Profits/Dividends
7 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
8 2018 INVESTMENT PLAN Mgmt For For For
9 2018 FINANCING PLAN Mgmt For For For
10 Framework Agreement on Mgmt For For For
Continuing Connected
Transactions,
Property Leasing and
Comprehensive Service
to be
Renewed
11 Amendments to Mgmt For For For
Management Measures
on Tiered
Authorization for
Non-continuing
Operational
Business
12 Elect CHAO Xingquan as Mgmt For For For
Independent
Director
13 Appointment of Auditor Mgmt For For For
14 Financial Service Mgmt For Against Against
Agreement with China
South Industries
Group Finance Co.,
Ltd.
15 Financial Service Mgmt For Against Against
Agreement with
Chang'an Auto Finance
Co.,
Ltd.
16 Elect ZHANG Deyong Mgmt For For For
17 Elect ZHANG Dongjun Mgmt For For For
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 09/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
De-registration of
Subsidiary
2 Appointment of Auditor Mgmt For For For
3 Elect WEI Xinjiang Mgmt For For For
4 Elect REN Shaochang Mgmt For For For
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1584K100 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Adjustment and Upgrade Mgmt For Abstain Against
of
Project
3 Elect DONG Qihong Mgmt For Against Against
________________________________________________________________________________
Chongqing Sokon Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601127 CINS Y1586E102 07/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for
Purchase of
Assets
________________________________________________________________________________
Chongqing Sokon Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601127 CINS Y1586E102 07/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
2 Appraisal Management Mgmt For For For
Measures on Employee
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
________________________________________________________________________________
Chongqing Sokon Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601127 CINS Y1586E102 11/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 04/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval of Borrowing Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect LI Zhenjing Mgmt For For For
10 Elect QIN Fei Mgmt For For For
11 Elect LI Jing as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Mgmt For For For
Non-Public Share
Offering
2 Stock Type And Par Mgmt For For For
Value
3 Method Of Issuance Mgmt For For For
4 Issuance Targets Mgmt For For For
5 Issue Price And Mgmt For For For
Pricing
Principles
6 Issuing Volume Mgmt For For For
7 Subscription Method Mgmt For For For
8 Lock-Up Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement For Mgmt For For For
Accumulated Retained
Profits
11 Validity Of Resolution Mgmt For For For
12 Preplan For 2017 Mgmt For For For
Non-Public A-Share
Offering
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Demonstration Analysis Mgmt For For For
Report
15 Diluted Immediate Mgmt For For For
Returns
16 Shareholder Returns Mgmt For For For
Plan
17 Board Authorization to Mgmt For For For
Implement Share
Offering
18 Appointment of Auditor Mgmt For For For
19 Change to Business Mgmt For For For
Scope
20 Amendments to Articles Mgmt For For For
21 Amendments to Articles Mgmt For For For
(Article
78)
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 China CITIC Bank Mgmt For For For
Corporation
9 CITIC Prudential Life Mgmt For For For
Insurance Co.,
Ltd.
10 Guoan Community Mgmt For For For
(Beijing) Technology
Co.,
Ltd.
11 CITIC Guoan City Mgmt For For For
Development Holdings
Co.,
Ltd.
12 CITIC Construction Mgmt For For For
Co.,
Ltd.
13 CITIC Guoan First City Mgmt For For For
International
Conference &
Exhibition Co.,
Ltd.
14 OTV Cloud Internet Mgmt For For For
Technology (Shanghai)
Co.,
Ltd.
15 Hubei Radio and TV Mgmt For For For
Information Network
Co.,
Ltd.
16 Changsha Guoan Mgmt For For For
Broadcasting & TV
Broadband Network
Co.,
Ltd.
17 Liuyang Guoan Mgmt For For For
Broadcasting & TV
Broadband Network
Co.,
Ltd.
18 Hubei Radio and TV Mgmt For For For
Information Network
Co., Ltd.
I
19 Hubei Radio and TV Mgmt For For For
Information Network
Co., Ltd.
II
20 Tianjin Guoan Mengguli Mgmt For For For
New Material
Technology Co.,
Ltd.
21 CITIC Guoan Mengguli Mgmt For For For
Power Technology Co.,
Ltd.
22 Aiwan Investment Mgmt For For For
Corporation
23 CITIC Network Co., Ltd. Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Authority to Give Mgmt For For For
Guarantees to CITIC
Guoan
Information
Technology Co., Ltd.
26 Authority to Give Mgmt For For For
Guarantees to CITIC
Guoan Guangshi
Network Co.,
Ltd.
27 Authority to Give Mgmt For For For
Guarantees to CITIC
Guoan Mengguli Power
Technology Co.,
Ltd.
28 Transfer of Equity in Mgmt For For For
a
Subsidiary
________________________________________________________________________________
CITIC Heavy Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601608 CINS Y163AK103 08/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Zhangfa Mgmt For For For
2 Elect WANG Chunmin Mgmt For For For
3 Elect QIANG Jianing Mgmt For For For
4 Elect XU Wei Mgmt For For For
5 Elect XU Jingzhang Mgmt For For For
6 Elect PAN Jinjun Mgmt For For For
7 Elect YIN Tian Mgmt For For For
8 Elect LIU Baoyang Mgmt For Against Against
9 Elect BAI Bo Mgmt For For For
________________________________________________________________________________
Citic Securities Co.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Investment Amount for Mgmt For For For
Proprietary Business
for
2018
8 Issuing Entity, Size Mgmt For For For
of Issuance and
Method of
Issuance
9 Type of Debt Financing Mgmt For For For
Instruments
10 Term of Debt Financing Mgmt For For For
Instruments
11 Interest Rate of the Mgmt For For For
Debt Financing
Instruments
12 Security and Other Mgmt For For For
Arrangements
13 Use of Proceeds Mgmt For For For
14 Issuing Price Mgmt For For For
15 Targets of Issue and Mgmt For For For
the Placement
Arrangements of the
RMB Debt
Financing
16 Listing of the Debt Mgmt For For For
Financing
17 Validity Period of the Mgmt For For For
Resolutions
Passed
18 Authorisation Granted Mgmt For For For
to the Board for the
Issuances of the
Onshore and Offshore
Corporate Debt
Financing
Instruments
19 Connected Transactions Mgmt For For For
with the Issuance of
Debt Financing
Instruments
20 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
21 Directors' and Mgmt For For For
Supervisors'
Fees
22 Connected Transactions Mgmt For For For
with CITIC
Group
23 Connected Transactions Mgmt For For For
with
Subsidiaries
24 Elect KUANG Tao Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Elect LIU Hao as Mgmt For For For
Supervisor
________________________________________________________________________________
COFCO Tunhe Sugar Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600737 CINS Y9722G105 08/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
A
Shares
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Size of Issuance Mgmt For For For
5 Targets of Issuance Mgmt For For For
and Method of
Subscription
6 Price of Issuance and Mgmt For For For
Pricing
Principles
7 Lockup Period Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Arrangement for Mgmt For For For
Accumulated Retained
Profits
10 Listing Market Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Change of Commitment Mgmt For For For
by a Controlling
Shareholder
13 Preliminary Plan for Mgmt For For For
Private Placement
(2nd
Revision)
14 Feasibility Report on Mgmt For For For
Use of Proceeds
(Revised)
15 Termination of Mgmt For For For
Original Conditional
Share Subscription
Agreement
16 Signing of Conditional Mgmt For For For
Share Subscription
Agreement
17 Related Party Mgmt For For For
Transactions in
Connection with
Private
Placement
18 Report on Deposit and Mgmt For For For
Use of Raised
Funds
19 Account Opening for Mgmt For For For
Raised
Funds
20 Shareholder Returns Mgmt For For For
Plan
21 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
22 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
23 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
Cosco Shipping Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Entrusted Mgmt For For For
Financial Management
within the Cap of RMB
3
Billion
3 Investment in Mgmt For For For
Entrusted Financial
Management Products
within the Cap of RMB
500
Million
4 Amendments to Articles Mgmt For For For
5 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Cosco Shipping Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Shareholders Agreement Mgmt For For For
3 Elect LU Jianzhong Mgmt For For For
________________________________________________________________________________
COSCO SHIPPING Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 03/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIANG Yanfeng Mgmt For For For
2 Elect GU Xu Mgmt For For For
3 Elect ZHANG Weihua Mgmt For For For
________________________________________________________________________________
COSCO SHIPPING Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 05/31/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Mgmt For For For
Validity
Period
2 Extension of the Mgmt For For For
Validity Period of
the
Authorization
________________________________________________________________________________
COSCO SHIPPING Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 05/31/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Revised Annual Caps Mgmt For For For
for the Related Party
Transactions
10 Extension of the Mgmt For For For
Validity
Period
11 Extension of the Mgmt For For For
Validity Period of
the
Authorization
12 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
13 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai COSCO
Shipping
Micro-finance
Company
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Material Asset Mgmt For For For
Restructuring
2 OOIL Offer Mgmt For For For
3 Draft Report for Mgmt For For For
Acquisition
4 Approval of Offer Mgmt For For For
5 Legal Procedures for Mgmt For For For
Offer
6 Valuation Report Mgmt For For For
7 Independence of Mgmt For For For
Valuation
Agency
8 Assurance Report Mgmt For For For
9 Dilution of Earnings Mgmt For For For
per
Share
10 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-public Issuance
of A
Shares
2 Class and Par Value Mgmt For For For
3 Method and Time of Mgmt For For For
Issuance
4 Target Subscribers and Mgmt For For For
Subscription
Method
5 Price Determination Mgmt For For For
Date, Issue Price and
Pricing
Principles
6 Number of A Shares Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Place of Listing Mgmt For For For
9 Amount and Use of Mgmt For For For
Proceeds
10 Treatment of the Mgmt For For For
Undistributed Profit
Retained Prior to
Issuance
11 Validity Period of Mgmt For For For
Resolution
12 Proposal in respect Mgmt For For For
of the Proposed
Non-public Issuance
of A
Shares
13 Feasibility Report on Mgmt For For For
the Use of
Proceeds
14 Report on Use Mgmt For For For
Utilization of
Proceeds From
Previously Raised
Funds
15 COSCO SHIPPING Mgmt For For For
Subscription
Agreement
16 Related Party Mgmt For For For
Transaction: COSCO
SHIPPING Subscription
Agreement
17 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
18 Shareholders' Return Mgmt For For For
Plan
19 Remedial Measures Mgmt For For For
Regarding Dilution on
Current
Returns and Impact on
the Company's Major
Financial Indicators
by
the
Non-public Issuance of
A
Shares
20 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
21 Specific Mandate Mgmt For For For
22 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 12/18/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Par Value Mgmt For For For
2 Method and Time of Mgmt For For For
Issuance
3 Target Subscribers and Mgmt For For For
Subscription
Method
4 Price Determination Mgmt For For For
Date, Issue Price and
Pricing
Principles
5 Number of A Shares Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Place of Listing Mgmt For For For
8 Amount and Use of Mgmt For For For
Proceeds
9 Treatment of the Mgmt For For For
Undistributed Profit
Retained Prior to
Issuance
10 Validity Period of Mgmt For For For
Resolution
11 Proposal in respect Mgmt For For For
of the Proposed
Non-public Issuance
of A
Shares
12 COSCO SHIPPING Mgmt For For For
Subscription
Agreement
13 Specific Mandate Mgmt For For For
14 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
COSCO SHIPPING Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 03/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revision of Annual Mgmt For For For
Caps of the Leasing
Agreement
________________________________________________________________________________
COSCO SHIPPING Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 06/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Amendments to Articles Mgmt For For For
and Procedural Rules
for General
Meetings
8 Master Vessel Time Mgmt For Against Against
Charter Services
Agreement
9 Adoption of Share Mgmt For For For
Option Scheme of
COSCO SHIPPING
Ports
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
CRRC Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1516S106 05/31/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Authority to Give Mgmt For Against Against
Guarantees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules for
General
Meetings
11 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
12 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
13 Authority to Issue Mgmt For For For
Debt
Instrument
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Related Party Mgmt For For For
Transactions
17 New Financial Services Mgmt For For For
Framework
Agreement
18 Elect LIU Hualong Mgmt For For For
19 Elect SUN Yongcai Mgmt For For For
20 Elect XU Zongxiang Mgmt For For For
21 Elect LIU Zhiyong Mgmt For Against Against
22 Elect LI Guo'an Mgmt For For For
23 Elect WU Zhuo Mgmt For For For
24 Elect Patrick SUN Mgmt For Against Against
25 Elect WAN Jun Mgmt For For For
26 Elect CHEN Fangping Mgmt For Against Against
________________________________________________________________________________
CSSC Offshore & Marine Engineering (Group) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0317 CINS Y1824H115 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Increase to Mgmt For For For
Guangzhou Shipyard
International Company
Limited
3 Capital Increase to Mgmt For For For
CSSC Huangpu Wenchong
Shipbuilding Company
Limited
4 Elect HAN Guangde Mgmt For For For
5 Elect CHEN Zhongqian Mgmt For For For
6 Elect CHEN Liping Mgmt For For For
7 Elect XIANG Huiming Mgmt For For For
8 Elect CHEN Ji Mgmt For For For
9 Elect YANG Li Mgmt For For For
10 Elect SHI Jun Mgmt For For For
11 Elect WANG Yichu Mgmt For For For
12 Elect MIN Weiguo Mgmt For For For
13 Elect LIU Renhuai Mgmt For For For
14 Elect YU Shiyou Mgmt For For For
15 Elect WU Guangjun as Mgmt For For For
Supervisor
16 Elect ZHU Zhengfu as Mgmt For For For
Supervisor
17 Elect FU Xiaosi as Mgmt For For For
Supervisor
________________________________________________________________________________
CSSC Offshore & Marine Engineering (Group) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0317 CINS Y1824H115 05/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Abstain Against
Guarantees
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CSSC Offshore & Marine Engineering (Group) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0317 CINS Y1824H115 08/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Disposal Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
CSSC Offshore & Marine Engineering (Group) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0317 CINS Y1824H115 12/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Suspension of Trading Mgmt For For For
in A
Shares
4 Non-Exercise of Right Mgmt For For For
of First
Refusal
5 Approval of the Mgmt For For For
Remuneration Policy
for the Directors,
Supervisors and
Senior
Management
6 Relocation Arrangement Mgmt For For For
Agreement
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 05/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Elect Bi Shoufeng Mgmt For For For
10 Elect ZHANG Yongqing Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 03/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIN Shengxiang Mgmt For For For
2 Elect ZHANG Ping Mgmt For For For
3 Resignation of LIU Mgmt For For For
Haixia
4 Resignation of GUAN Mgmt For For For
Tiangang
5 Franchising Operation Mgmt For For For
Agreement on Flue Gas
Denitrification by
Datang Environment
Company and Huludao
Thermal
Power Company
6 Franchising Operation Mgmt For For For
Agreement on Flue Gas
Desulfurization by
Datang Environment
Company and Shendong
Thermal
Power Company
7 Franchising Operation Mgmt For For For
Agreement on Flue Gas
Denitrification by
Datang
Environment Company
and Leizhou Power
Generation
Company
8 Franchising Operation Mgmt For For For
Agreement on Flue Gas
Desulfurization by
Datang
Environment Company
and Leizhou Power
Generation
Company
9 Franchising Operation Mgmt For For For
Agreement on Flue Gas
Denitrification by
Datang
Environment Company
and Tangshan Beijiao
Thermal Power
Company
10 Franchising Operation Mgmt For For For
Agreement on Flue Gas
Desulfurization by
Datang
Environment Company
and Tangshan Beijiao
Thermal Power
Company
11 Entrustment of Datang Mgmt For For For
Environment Company
to Undertake
the EPC Project on
Coal Transmission
System
12 Procurement of Mgmt For For For
Production and
Infrastructure
Materials and
Relevant auxiliary
services
13 Coal Supply Service to Mgmt For For For
be provided by
CDC
14 Infrastructure EPC Mgmt For For For
contracting
services
15 Sale of Electricity Mgmt For For For
16 Technological Mgmt For For For
transformation,
operations management
and repair and
maintenance services
17 Coal Supply and Coal Mgmt For For For
Transportation
Services
18 Acquisition Mgmt For For For
________________________________________________________________________________
Datang International Power Generation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For Against Against
Debt
Instruments
9 Merger by Absorption Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 01/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Adoption of Management Mgmt For For For
Measures on Stock
Ownership
Plan
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 11/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Digital China Information Service Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
000555 CINS Y2943B104 09/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of 2015 Mgmt For For For
Private
Placement
2 Termination Agreement Mgmt For For For
on Private
Placement
3 Authority to Give Mgmt For Against Against
Guarantees
4 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
Dong-E-E-Jiao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000423 CINS Y7689C109 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 2017 ANNUAL ACCOUNTS Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Report
8 2018 Estimated Mgmt For For For
Continuing Connected
Transactions
9 INVESTMENT IN Mgmt For For For
FINANCIAL WEALTH
MANAGEMENT
PRODUCTS
10 Appointment of Auditor Mgmt For For For
11 Elect WANG Chuncheng Mgmt For For For
12 Elect WU Jun Mgmt For For For
13 Elect LI Guohui Mgmt For For For
14 Elect WANG Lizhi Mgmt For For For
15 Elect QIN Yufeng Mgmt For For For
16 Elect WU Huaifeng Mgmt For For For
17 Elect ZHANG Wei Mgmt For For For
18 Elect LU Qing Mgmt For For For
19 Elect ZHANG Yuanxing Mgmt For For For
20 Elect FANG Ming Mgmt For Against Against
21 Elect FENG Yi Mgmt For Against Against
22 Elect LI Shizhong Mgmt For For For
________________________________________________________________________________
Dongxing Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 06/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 2017 Annual Accounts Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Parties Mgmt For Abstain Against
9 Type Mgmt For Abstain Against
10 Duration Mgmt For Abstain Against
11 Interest Rate Mgmt For Abstain Against
12 Issuing Scale and Mgmt For Abstain Against
Method
13 Issue Price Mgmt For Abstain Against
14 Denominated Currency Mgmt For Abstain Against
15 Guarantee and Other Mgmt For Abstain Against
Credit Enhancement
Arrangement
16 Use of Proceeds Mgmt For Abstain Against
17 Issuing Targets and Mgmt For Abstain Against
Arrangement for
Placement to Existing
Shareholders
18 Repayment Guarantee Mgmt For Abstain Against
Measures
19 Listing Plan Mgmt For Abstain Against
20 Authorization Mgmt For Abstain Against
21 Valid Period of the Mgmt For Abstain Against
Resolution
22 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
23 Elect WANG Yunquan as Mgmt For For For
Director
________________________________________________________________________________
Dongxing Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Management Mgmt For For For
Measures for
Charitable
Donations
2 Amendments to Articles Mgmt For For For
3 Elect GONG SUKANG Mgmt For For For
4 Elect SUN Guangliang Mgmt For For For
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 01/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 03/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 04/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Jiwei Mgmt For For For
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 05/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report and Its Mgmt For For For
Summary
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For Against Against
8 Related Party Mgmt For For For
Transactions
9 Amendments to Articles Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees: For a
Framework
Agreement
11 Authority to Give Mgmt For For For
Guarantees: For a
Loan
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 06/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Authority to Give Mgmt For For For
Guarantees
I
3 Authority to Give Mgmt For For For
Guarantees
II
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 08/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Phase Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Stock
Ownership
Plan
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 08/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Previously Mgmt For For For
Raised
Funds
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection in Mgmt For For For
Dongxu Group Finance
Company
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Avoidance of Mgmt For For For
Horizontal
Competition
Commitments
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees for Loans
Applied by Industrial
and Commercial Bank
of China Limited
Shanghai Jing'an
Branch
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 03/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Postponement of Mgmt For For For
Private
Placement
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 05/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 07/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Corporate
2 Size of Issuance Mgmt For For For
3 Par Value and Price of Mgmt For For For
Issuance
4 Targets and Method of Mgmt For For For
Issuance
5 Duration of Bonds Mgmt For For For
6 Interest Rates Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Method of Underwriting Mgmt For For For
9 Listing Market Mgmt For For For
10 Repayment of Guarantee Mgmt For For For
Measures
11 Guarantees Mgmt For For For
12 Validity of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
________________________________________________________________________________
Dr. Peng Telecom and Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 10/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer Project Mgmt For For For
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 04/09/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Expansion of Business Mgmt For For For
Scope
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
10 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 06/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect HUANG Liming as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for Anhui
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
To Apply To Hefei
Science Technology
Rural Commercial Bank
For Line of
Credits
2 Authority to Give Mgmt For Against Against
Guarantees for Anhui
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
To Apply To China
Minsheng Banking For
Line of
Credits
3 Authority to Give Mgmt For Against Against
Guarantees for
Zhumadian Huatongyuan
Supply Chain
Management Co., Ltd.
To Apply To China
Minsheng Banking For
Line of
Credits
4 Authority to Give Mgmt For Against Against
Guarantees for
Zhengzhou Fenghetong
Supply Chain
Management Co., Ltd.
To Apply To China
Minsheng Banking For
Line of
Credits
5 Authority to Give Mgmt For Against Against
Guarantees for
Shenzhen Eternal Asia
Deep Supply Chain
Management Co., Ltd.
To Apply To Baoshang
Bank For Line of
Credits
6 Authority to Apply for Mgmt For Against Against
Line of Credit and
Give Guarantees for
Shenzhen Eternal Asia
Deep Supply Chain
Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees for
Liaoning Eternal Asia
Deep Supply Chain
Management Co., Ltd.
To Apply To Bank of
Yingkou For Line of
Credits
8 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Eternal Asia Xinde
Supply Chain
Management Co., Ltd.
To Apply To Jinshang
Bank for Working
Capital
Loans
9 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Eternal Asia Yunchang
Supply Chain
Management Co ., Ltd.
To Apply To Jinshang
Bank For Working
Capital
Loans
10 Authority to Give Mgmt For Against Against
Guarantees for
Taiyuan Jibaijia
Business Co., Ltd. To
Apply To Jinshang
Bank For Working
Capital
Loans
11 Authority to Provide Mgmt For Against Against
Bank Guarantee Letter
for Shanxi Yixinde
Supply Chain
Management Co.,
Ltd
12 Authority to Give Mgmt For Against Against
Guarantees for
Shanghai Shenyi
Supply Chain
Management Co., Ltd.
To Apply To China
Everbright Bank for
Line of
Credits
13 Authority to Give Mgmt For Against Against
Guarantees for
Zhejiang Eternal Asia
Deep Supply Chain
Management Co., Ltd.
To Apply To China
Minsheng Banking For
Line of
Credits
14 Authority to Give Mgmt For Against Against
Guarantees for
Shenzhen Esunny Small
Loan Co.,
Ltd.
15 Bengbu Yizhou Deep Mgmt For Abstain Against
Supply Chain
Management Co., Ltd.
To Acquire Bengbu
Jiahua FMCG Trade
Co.,
Ltd.
16 Investment in the Mgmt For For For
Establishment of
Wenzhou Zhongbai
Supply Chain
Management Co.,
Ltd
17 Investment in the Mgmt For For For
Establishment of
Yangzhou Youpi
Nshenghuo Intelligent
Technology Co.,
Ltd
18 Investment in the Mgmt For For For
Establishment of
Yunnan Eternal Asia
Zhizhong Deep Supply
Chain Management Co.,
Ltd
19 Investment in the Mgmt For For For
Establishment of
Hebei Eternal Asia
Demin Supply Chain
Management Co.,
Ltd
20 Increase of Investment Mgmt For For For
in Jilin Shunfu
Supply Chain
Management Co.,
Ltd
21 Increase of Investment Mgmt For For For
in Xinjiang Eternal
Asia Deep Supply
Chain Management Co.,
Ltd
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenishment of Mgmt For For For
Working Capital with
Raised Idle
Funds
2 Eligibility for Mgmt For For For
Corporate Bond
Issuance
3 Authority to Issue Mgmt For For For
Corporate
Bonds
4 Authority to Privately Mgmt For For For
Issue Corporate
Bonds
5 Board Authorization Mgmt For For For
for Bond
Issuance
6 Application for Credit Mgmt For Against Against
Line and
Guarantee
7 Subsidiary Application Mgmt For Against Against
for Credit Line and
Guarantee
8 Company Credit Line Mgmt For For For
Application
9 Increasing of Mgmt For For For
Investment for
Wholly-owned
Subsidiary
10 Subsidiary Investment Mgmt For For For
Increase
11 Acquisition by the Mgmt For For For
Company
12 Acquisition by the Mgmt For For For
Company
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 08/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cooperation for Mgmt For For For
Financial
Business
2 Authority to Give Mgmt For Against Against
Guarantees to
Controlled
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees to Another
Controlled
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
5 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
6 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
7 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
8 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
9 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
10 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
11 Authority to Give Mgmt For Against Against
Operational
Guarantee
12 Authority to Give Mgmt For Against Against
Guarantee to
Factoring
Company
13 Authority to Give Mgmt For Against Against
Guarantees
14 Approval to Set Up Mgmt For For For
Company
15 Approval to Set Up Mgmt For For For
Company
16 Approval to Set Up Mgmt For For For
Company
17 Increase in Investment Mgmt For For For
of Wholly-owned
Subsidiary
18 Investment in the Mgmt For For For
Company
19 Adjustment of the Mgmt For For For
Company's Credit
Quota
20 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 09/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees and Line
of
credit
2 Authority to Give Mgmt For Against Against
Guarantees and Line
of credit for
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees and Loan
Application
4 Authority to Give Mgmt For Against Against
Guarantees and Line
of Credit for
Controlled
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees and
Comprehensive Credit
Quota
6 Set-up of Subsidiary Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 09/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for a Bank Mgmt For Against Against
Letter of Guarantee
for Bangbu Jiahua
FMCG Trade Co.,
Ltd
2 Application for Mgmt For Against Against
Comprehensive Credit
Line to Bank of China
and Authority to Give
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees for
Jiangsu Eastwell
Supply Chain
Management Co.,
Ltd
4 Transfer of Creditor's Mgmt For Against Against
Rights to a Trust
Company and Authority
to Give
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees for
Guangyuan Yifei
Supply Chain
Management Co.,
Ltd
6 Authority to Give Mgmt For Against Against
Guarantees for Henan
Eternal Asia Shendu
Supply Chain
Management Co., Ltd
in Connection with
Line of Credit at
Zhongyuan
Bank
7 Authority to Give Mgmt For Against Against
Guarantees for Henan
Eternal Asia Shendu
Supply Chain
Management Co., Ltd
in Connection with
Line of Credit at
Pingdingshan
Bank
8 Authority to Give Mgmt For Against Against
Guarantees for Fujian
Zhongyin Xing Trading
Co.,
Ltd
9 Authority to Give Mgmt For Against Against
Guarantees for Xiamen
Zhongbian Baotian
Trade Co.,
Ltd
10 Authority to Give Mgmt For Against Against
Guarantees for
Zhejiang Eternal Asia
Shendu Supply Chain
Management Co.,
Ltd
11 Application for Credit Mgmt For For For
Line To Jiujiang
Bank
12 Application for Credit Mgmt For For For
Line To Zhongyuan
Bank
13 Application for Mgmt For For For
Issuance of Financing
Plan to Beijing
Financial Assets
Exchange
14 Authorization to Mgmt For For For
Implement Issuance of
Financing
Plan
15 Increase of Investment Mgmt For For For
in Anyang
Guangchengtong Supply
Chain Management Co.,
Ltd
16 Increase of Investment Mgmt For For For
in Beijing
Dingsheng Yitong
Electronic Commerce
Co.,
Ltd
17 Increase of Investment Mgmt For For For
in Beijing Eternal
Asia Supply Chain
Management Co.,
Ltd
18 Investment in Mgmt For For For
Establishment of a
Research
Center
19 Investment in Mgmt For For For
Establishment of
Shenzhen Eternal Asia
Power Supply Chain
Co.,
Ltd
20 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
21 ISSUANCE OF ACCOUNTS Mgmt For For For
RECEIVABLE
ASSETS-BACKED
NOTES
22 Authority to Give Mgmt For Against Against
Guarantees for
Shenzhen Eternal Asia
Shendu Supply Chain
Management Co., Ltd.
for Transfer of
Rights
23 Authority to Give Mgmt For Against Against
Guarantees for
Shenzhen Eternal Asia
Shendu Supply Chain
Management Co., Ltd.
for Application of
Loans
24 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd
25 Signing of a Mgmt For For For
Related-Party
Business
Contract
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 11/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for a
Controlled
Subsidiary
2 Authority to Give Mgmt For Against Against
Guarantees for a
Wholly-Owned
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees for
Another Wholly-Owned
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees for a
Third Wholly-Owned
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees for a
Second Controlled
Subsidiary
6 Authority to Give Mgmt For Against Against
Guarantees for a
Fourth Wholly-Owned
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees for a
Fifth Wholly-Owned
Subsidiary
8 Authority to Give Mgmt For Against Against
Guarantees for a
Sixth Wholly-Owned
Subsidiary
9 Authority to Give Mgmt For Against Against
Guarantees for a
Third Controlled
Subsidiary
10 Authority to Give Mgmt For Against Against
Guarantees for a
Fourth Controlled
Subsidiary
11 Authority to Give Mgmt For Against Against
Guarantees for a
Fifth Controlled
Subsidiary
12 Authority to Give Mgmt For Against Against
Guarantees for a
Seventh Wholly-Owned
Subsidiary
13 Authority to Give Mgmt For Against Against
Guarantees for a
Eighth Wholly-Owned
Subsidiary
14 Authority to Give Mgmt For Against Against
Guarantees for a
Ninth Wholly-Owned
Subsidiary In
Connection with
Creditor Rights
Transfer
15 Authority to Give Mgmt For Against Against
Guarantees for a
Ninth Wholly-Owned
Subsidiary In
Connection with Bond
Issuance
16 Approval of Credit Line Mgmt For For For
17 Wholly-owned Mgmt For For For
Subsidiary to
Establish a
Company
18 Another Subsidiary to Mgmt For For For
Establish a
Company
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set up of Subsidiary Mgmt For For For
2 External Investment Mgmt For For For
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Give Mgmt For Against Against
Guarantees
16 Authority to Give Mgmt For Against Against
Guarantees
17 Account Receivables Mgmt For For For
Businss
18 Factoring Business Mgmt For For For
19 Credit Leasing Mgmt For For For
20 Internal Investment Mgmt For For For
21 Subsidiary Investment Mgmt For For For
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For Against Against
Transactions
6 Approval of Mgmt For For For
Proprietary Trading
Business Scale in
2018
7 Type Mgmt For For For
8 Term Mgmt For For For
9 Interest Rate Mgmt For For For
10 Issuer, Size and Mgmt For For For
Method of
Issuance
11 Issue Price Mgmt For For For
12 Guarantees and Other Mgmt For For For
Arrangements
13 Use of Proceeds Mgmt For For For
14 Target Subscribers and Mgmt For For For
Arrangements for
Placement to the
Shareholders
15 Arrangements of Listing Mgmt For For For
16 Validity Mgmt For For For
17 Board Authorization Mgmt For For For
18 Issuer Mgmt For For For
19 Size Mgmt For For For
20 Underlying Assets Mgmt For For For
21 Period of Vehicle Mgmt For For For
22 Expected Yield Mgmt For For For
23 Place of Listing Mgmt For For For
24 Guarantees Mgmt For For For
25 Repayment Measures Mgmt For For For
26 Board Authorization Mgmt For For For
27 Validity Mgmt For For For
28 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 08/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Use of Mgmt For For For
Proceeds
3 Elect ZHANG Jingcai as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 10/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect GAO Yunlong Mgmt For For For
3 Elect GE Haijiao Mgmt For For For
4 Elect XUE Feng Mgmt For For For
5 Elect JU Hao Mgmt For For For
6 Elect YIN Lianchen Mgmt For For For
7 Elect CHEN Mingjian Mgmt For For For
8 Elect XUE Keqing Mgmt For For For
9 Elect XU Jingchang Mgmt For For For
10 Elect XIONG Yan Mgmt For For For
11 Elect LI Zheping Mgmt For For For
12 Elect AU Sing Kun Mgmt For For For
13 Elect LIU Jiping Mgmt For Against Against
14 Elect ZHANG Jingcai Mgmt For Against Against
15 Elect WANG Hongyang Mgmt For For For
16 Elect ZHU Wuxiang Mgmt For Against Against
17 Elect ZHANG Limin Mgmt For For For
________________________________________________________________________________
Everbright Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601788 CINS Y2357S106 12/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules:Board
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural
Rules:Supervisory
Committee
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Financial Mgmt For For For
Statement
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Related Party Mgmt For For For
Transactions
8 Amendments to Articles Mgmt For For For
9 Annual Report Mgmt For For For
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 07/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolutions for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 12/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For Against Against
3 Project Funding Mgmt For For For
Modifcation
4 Elect LU Guoqing Mgmt For For For
5 Elect LU Weiping Mgmt For For For
6 Elect XU Jie Mgmt For For For
7 Elect HE Shuping Mgmt For For For
8 Elect TONG Guohua Mgmt For For For
9 Elect LIANG Jun Mgmt For For For
10 Elect TAO Jun Mgmt For For For
11 Elect HU Huaxia Mgmt For For For
12 Elect YU Minggui Mgmt For For For
13 Elect YUE Qinfang Mgmt For For For
14 Elect TIAN Zhilong Mgmt For For For
15 YU SHAOHUA Mgmt For Abstain Against
16 DING FENG Mgmt For Abstain Against
17 WU HAIBO Mgmt For Abstain Against
18 ZHANG HAIYAN Mgmt For Abstain Against
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 04/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For Against Against
Guarantees
7 Appointment of Auditor Mgmt For Against Against
and Internal Control
Auditor
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 08/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 GAO Liang Mgmt For For For
2 YANG Yang Mgmt For For For
3 SHANG GuanQing Mgmt For For For
4 ZHAO Zehui Mgmt For For For
5 LV Hongbin Mgmt For For For
6 Bai Li Mgmt For For For
7 LIN Yixiang Mgmt For For For
8 NIU Junjie Mgmt For For For
9 YANG Xiaozhou Mgmt For For For
10 LI Qian Mgmt For Against Against
11 CHEN Guanglei Mgmt For For For
12 Non-Independent Mgmt For For For
Directors'
Fees
13 Independent Directors' Mgmt For For For
Fees
14 Supervisors' Fees Mgmt For For For
15 Amendments to Mgmt For For For
Procedural Rules:
Management Measures
for Directors and
Supervisors
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Financial Assistance Mgmt For For For
Concerning
Shareholder Loan
Extension And
Interest Rate
Adjustment For
Beijing Future
Technology City
Changrong Real Estate
Co.,
Ltd
3 Financial Assistance Mgmt For For For
Concerning
Shareholder Loan
Extension And
Interest Rate
Adjustment For
Beijing Future
Technology City
Changjin Real Estate
Co.,
Ltd
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Asset Mgmt For For For
Acquisition
2 Approval of Asset Mgmt For For For
Transfer
3 Approval of Financial Mgmt For For For
Assistance to Beijing
Rongzhu Real Estate
Development Co.,
Ltd.
4 Approval of Financial Mgmt For For For
Assistance to Beijing
Yuanhe Property Co.,
Ltd.
5 Approval of Financial Mgmt For For For
Assistance to Beijing
Rongde Real Estate
Development Co.,
Ltd.
6 Amendments to Articles Mgmt For For For
7 Elect XIE Xin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
7 Approval of Mgmt For For For
Proprietary Business
Investment
Quota
8 Authority to Issue Mgmt For For For
Debt Financing
Instruments
9 Authority to Issue Mgmt For For For
Financing
Bills/Commercial
Paper
10 Huaxi Haoyu Investment Mgmt For For For
Co.,
Ltd.
11 Beijing Capital Group Mgmt For For For
Co.,
Ltd.
12 Nengxing Holdings Mgmt For For For
Group Co.,
Ltd.
13 Zhejiang Hangmin Mgmt For For For
Industrial Group Co.,
Ltd.
14 Yinhua Fund Management Mgmt For For For
Co.,
Ltd.
15 Beijing Yuanfuyuan Mgmt For For For
Investment Management
Co.,
Ltd.
16 Other Affiliated Mgmt For For For
Entities
17 Other Joint Mgmt For For For
Ventures/Associates
18 Directors' Fees Mgmt For For For
19 Supervisors' Fees Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
22 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
23 Elect LIU Xuemin Mgmt For For For
24 Elect WANG Fang Mgmt For For For
25 Elect ZHANG Xing Mgmt For For For
26 Elect ZHANG Yiwei Mgmt For For For
27 Elect YANG Weibin Mgmt For For For
28 Elect LIN Wei Mgmt For For For
29 Elect GAO Tianxiang Mgmt For For For
30 Elect CAI Qixiao Mgmt For For For
31 Elect LIU Bin Mgmt For For For
32 Elect LONG Yifei Mgmt For For For
33 Elect LUO Fei Mgmt For For For
34 Elect PENG Peiran Mgmt For For For
35 Elect LIANG Qi Mgmt For For For
36 Elect QIAN Longhai Mgmt For For For
37 Elect WANG Jia Mgmt For Against Against
38 Elect LI Zhang Mgmt For Against Against
39 Elect YANG Hong Mgmt For Against Against
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Method of Repurchase Mgmt For For For
8 Price range Mgmt For For For
9 Total funds and Mgmt For For For
sources of
funds
10 Type Mgmt For For For
11 Implementation deadline Mgmt For For For
12 Validity of resolution Mgmt For For For
13 Specific authorization Mgmt For For For
14 Investment in Wealth Mgmt For For For
Management Products
15 Authority to Give Mgmt For Against Against
Guarantees
16 Approval of Risk Mgmt For For For
Investment
17 Amendments to Articles Mgmt For For For
18 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Structured Finance Mgmt For For For
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 12/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Provision of Financial Mgmt For For For
Aid
________________________________________________________________________________
Founder Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 06/04/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 2017 ANNUAL ACCOUNTS Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Statement on Mgmt For For For
2017 Performance
Appraisal and
Remuneration for
Directors
8 Special Statement on Mgmt For For For
2017 Performance
Appraisal and
Remuneration for
Supervisors
9 Special Statement on Mgmt For For For
2017 Performance,
Remuneration and
Appraisal of Senior
Management
10 Approval for Line of Mgmt For For For
Credit
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 01/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dismissal of Director Mgmt For For For
2 Dismissal of Supervisor Mgmt For For For
3 Elect SHI Hua Mgmt For For For
4 Elect HU Bin Mgmt For For For
5 Elect LU Wendong as Mgmt For For For
Independent
Director
6 Elect ZENG Yi as Mgmt For Against Against
Supervisor
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 04/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Renewal of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Officers
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Founder Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Setting up of Charity Mgmt For For For
Foundation
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
5 Appointment of Auditor Mgmt For For For
6 Authority to Issue Mgmt For For For
Debt
Instruments
7 Supplementary Mgmt For For For
Proposals for
Amendments to
Articles
________________________________________________________________________________
Fujian Sunner Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS ADPV13401 08/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Business Mgmt For For For
Scope
________________________________________________________________________________
Fujian Sunner Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS ADPV13401 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Future Land Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 01/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size Mgmt For For For
3 Targets Mgmt For For For
4 Bond Duration Mgmt For For For
5 Purpose of Raised Funds Mgmt For For For
6 Guarantees Mgmt For For For
7 Guarantee Repayment Mgmt For For For
8 Validity Period Mgmt For For For
9 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
10 Launch of Direct Mgmt For For For
Finance
11 Extension of the Mgmt For For For
Validity
Period
12 Extension of the Mgmt For For For
Authorization
Period
________________________________________________________________________________
Future Land Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 04/04/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Annual Report and its Mgmt For For For
Summary
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends of
2017
7 Directors, Supervisors Mgmt For For For
and Senior
Management's
Fees
8 2018 Authority to Give Mgmt For Against Against
Guarantees
Plan
9 2018 INVESTMENT PLAN Mgmt For For For
10 Constitution of the Mgmt For For For
Management Measures
on Investment in the
Company's Projects by
Partners
11 Related Party Mgmt For For For
Transactions:
Regarding Investment
in the Real Estate
Projects by Some
Directors,
Supervisors and
Senior
Management
12 Related Party Mgmt For Against Against
Transactions with
Joint Ventures and
Associated
Companies
13 BORROWING FROM RELATED Mgmt For For For
PARTIES
14 Invest with Related Mgmt For For For
Parties
15 Amendments to Articles Mgmt For For For
16 Elect WANG Zhenhua Mgmt For For For
17 Elect LV Xiaoping Mgmt For For For
18 Elect WANG Xiaosong Mgmt For For For
19 Elect LIANG Zhicheng Mgmt For For For
20 Elect CHEN Deli Mgmt For For For
21 Elect YUAN Boyin Mgmt For For For
22 Elect CAO Jianxin Mgmt For For For
23 Elect YAN Aimin Mgmt For For For
24 Elect CHEN Wenhua Mgmt For For For
25 Elect LU Zhongming Mgmt For Against Against
26 Elect TANG Guorong Mgmt For Against Against
________________________________________________________________________________
Future Land Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 09/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Related Mgmt For Abstain Against
Party Transactions
Management
System
2 Amendments to Mgmt For Against Against
Authority to Give
Guarantees
3 Amendments to 2017 Mgmt For Against Against
Related Party
Transactions
4 Amendments to 2017 Mgmt For For For
Investment
Plan
________________________________________________________________________________
Future Land Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 10/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural
Rules
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y26783103 01/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Supervisors' Fees Mgmt For For For
3 Elect CHO Tak Wong Mgmt For Against Against
4 Elect TSO Fai Mgmt For For For
5 Elect CHEN Xiangming Mgmt For For For
6 Elect SUN Yiqun Mgmt For For For
7 Elect ZHU Dezhen Mgmt For Against Against
8 Elect WU Shinong Mgmt For For For
9 Elect LIU Xiaozhi Mgmt For For For
10 Elect WU Yuhui Mgmt For For For
11 Elect Alison CHEUNG Mgmt For For For
Kit
Man
12 Elect CHEN Mingsen Mgmt For For For
13 Elect NI Shiyou Mgmt For For For
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y26783103 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
8 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
9 Independent Directors' Mgmt For For For
Report
10 Shareholders' Return Mgmt For For For
Plan
2018-2020
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 03/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transaction Mgmt For For For
counterparts and
transaction
method
2 Underlying Assets Mgmt For For For
3 Evaluated value, Mgmt For For For
transaction price and
equity
percentage
4 Arrangement for the Mgmt For For For
transitional
period
5 Disposal of creditors' Mgmt For For For
rights and
liabilities
6 Labor and personnel Mgmt For For For
arrangement
7 Relevant arrangement Mgmt For For For
for transfer of
ownership and the
liability for breach
of
contract
8 The valid period of Mgmt For For For
the
plan
9 Report (draft) on the Mgmt For For For
investment in setting
up a joint
venture
10 Signing conditional Mgmt For For For
agreement on setting
up a joint
venture
11 Investment in setting Mgmt For For For
up a joint venture
constitutes a
connected
transaction
12 ELIGIBILITY FOR MAJOR Mgmt For For For
ASSETS RESTRUCTURING
AS A LISTED
COMPANY
13 Audit report and Mgmt For For For
evaluation report
related to the
connected
transaction
14 STATEMENT ON PRICING Mgmt For For For
BASIS FOR THIS
TRANSACTION AND THE
FAIRNESS
15 Diluted immediate Mgmt For For For
return after the
major restructuring
and filling
measures
16 Commitment on filling Mgmt For For For
measures for diluted
immediate
return
17 Avoidance of Mgmt For For For
horizontal
competition
18 Authorization to the Mgmt For For For
board to handle the
connected
transaction
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 05/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Related Party Mgmt For Against Against
Transactions
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Issue Mgmt For For For
Debt
Instruments
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 08/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 10/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Supervisory
Committee
4 Eligibility for Mgmt For For For
Corporate Bond
Issuance
5 Size of Issuance Mgmt For For For
6 Arrangement for Mgmt For For For
Placement to
Shareholders
7 Bond Duration Mgmt For For For
8 Interest Rate and Mgmt For For For
Determination
Method
9 Method of Paying Mgmt For For For
Principal and
Interest
10 Purpose of Raised Funds Mgmt For For For
11 Issuance Targets and Mgmt For For For
Method
12 Listing Market Mgmt For For For
13 Guarantee Method Mgmt For For For
14 Repayment Measures Mgmt For For For
15 Validity Period Mgmt For For For
16 Authorization of Board Mgmt For For For
Issuance
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
GF Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF107 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Proprietary Investment Mgmt For For For
Quota for
2018
7 2018 Expected Daily Mgmt For For For
Related
Party/Connected
Transactions
8 Issuing Entity, Size Mgmt For For For
of Issuance and
Method of
Issuance
9 Type Mgmt For For For
10 Term Mgmt For For For
11 Interest Rate Mgmt For For For
12 Security and Other Mgmt For For For
Arrangements
13 Use of Proceeds Mgmt For For For
14 Issuing Price Mgmt For For For
15 Targets of Issuance Mgmt For For For
16 Listing Mgmt For For For
17 Safeguard Measures for Mgmt For For For
Debt
Repayment
18 Validity Period of Mgmt For For For
Resolution
19 Board Authorization Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
22 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
23 Satisfaction of Mgmt For For For
Criteria for
Non-public Issuance
of A
shares
24 Class and Nominal Mgmt For For For
Value of
Shares
25 Method and Time of Mgmt For For For
Issuance
26 Target Subscribers and Mgmt For For For
Method for
Subscription
27 Issue Price and Mgmt For For For
Pricing
Principles
28 Number of Shares Mgmt For For For
29 Lock-up Period Mgmt For For For
30 Amount and Use of Mgmt For For For
proceeds
31 Treatment of Mgmt For For For
Undistributed
Profit
32 Place of Listing Mgmt For For For
33 Validity Period Mgmt For For For
34 Proposal of Non-public Mgmt For For For
Issuance of A
Shares
35 Feasibility Analysis Mgmt For For For
Report on Use of
Proceeds from the
Non-public Issuance
of A
Shares
36 Report on Use of Mgmt For For For
Proceeds from
Previous Fund-raising
Activities
37 Related Party/Conneced Mgmt For For For
Transactions involved
in Non-public
Issuance of A
shares
38 Subscription Agreement Mgmt For For For
regarding Non-public
Issuance of A Shares
between the Company
and Jilin
Aodong
39 Dilution of Current Mgmt For For For
Returns Resulting
from Non-public
Issuance of A Shares
and Remedial
Measures
40 Shareholders' Return Mgmt For For For
Plan
(2018-2020)
41 Ratification of Board Mgmt For For For
Acts regarding
Non-public Issuance
of A
Shares
42 Amendments to Articles Mgmt For For For
regarding Profit
Distribution
Provision
________________________________________________________________________________
GF Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF107 10/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONNECTED TRANSACTION Mgmt For For For
REGARDING
SUBSCRIPTION OF A
FUND
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 07/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 11/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of
Resolution
2 Extension of Board Mgmt For For For
Authorization
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 01/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Employee Stock Mgmt For For For
Ownership
Plan
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees
10 Foreign Exchange Mgmt For For For
Derivatives
Transactions
Estimated in
2018
11 Appointment of Auditor Mgmt For For For
12 Shareholder Returns Mgmt For For For
Plan
13 Amendments to Mgmt For Abstain Against
Connected
Transactions
Decision-making
System
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
and Change of
Registered
Capital
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Annual Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Supervisors' Report Mgmt For For For
7 Business Strategy for Mgmt For For For
2018
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/14/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 06/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Amendments to Articles Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Approval of Foreign Mgmt For For For
Exchange Trading
Business
11 Investment in Wealth Mgmt For For For
Management
Products
12 Adjustments of Related Mgmt For For For
Party Transactions
Quota
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y7686C102 01/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period
2 Extension of Mgmt For For For
Authorization
Period
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y7686C102 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of Investment Mgmt For For For
Amount on Real Estate
Project
8 Authority to Give Mgmt For Against Against
Guarantees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y7686C102 07/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Elect YANG Yong as Mgmt For For For
Director
3 Elect XU Lingling Mgmt For Against Against
4 Elect HUANG Zhiwei Mgmt For Against Against
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 12/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 YANG HAIZHOU Mgmt For For For
3 HUANG YUEZHEN Mgmt For For For
4 YE ZIYU Mgmt For For For
5 LUO PANFENG Mgmt For For For
6 YANG WENFENG Mgmt For For For
7 CHEN JIANLIANG Mgmt For For For
8 YANG RUN Mgmt For For For
9 XING LIANGWEN Mgmt For For For
10 ZHU GUILONG Mgmt For For For
11 ZHU LIXIN Mgmt For Against Against
12 MO DONGCHENG Mgmt For For For
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 07/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Recommending Directors Mgmt For For For
to Elect for Inner
Accountability
Committee
2 Recommending Mgmt For For For
Supervisors to Elect
for Inner
Accountability
Committee
3 Directors' Fees Mgmt For For For
4 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
5 Issuing Volume Mgmt For For For
6 Method of Issuance Mgmt For For For
7 Arrangement for Mgmt For For For
Placement to
Shareholders
8 Bond Duration Mgmt For For For
9 Interest Rate Mgmt For For For
10 Purpose of The Raised Mgmt For For For
Funds
11 Listing Place Mgmt For For For
12 Guarantee Clauses Mgmt For For For
13 The Valid Period of Mgmt For For For
The
Resolution
14 Board Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
15 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 09/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Eligibility for Rights Mgmt For For For
Issuance
3 Stock Type and Par Mgmt For For For
Value
4 Method of Issuance Mgmt For For For
5 Ratio and Amount Mgmt For For For
6 Pricing Mgmt For For For
7 Placement Targets Mgmt For For For
8 Distribution Plan Mgmt For For For
9 Issuance Date Mgmt For For For
10 Underwriting Method Mgmt For For For
11 Purpose of Raised Fund Mgmt For For For
12 Validity Period Mgmt For For For
13 Trading and Circulation Mgmt For For For
14 Preplan for Right Mgmt For For For
Issuance
15 Feasibility Report Mgmt For For For
16 Previously Raised Mgmt For For For
Funds
Explanation
17 Measures for Mgmt For For For
Immediately Diluted
Returns
18 Director Commitments Mgmt For For For
for Diluted Immediate
Returns
19 Board Authorization to Mgmt For For For
Implement Rights
Issuance
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 11/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
2 Issuing Volume Mgmt For For For
3 Issuance Targets And Mgmt For For For
Issuance
Method
4 Arrangement For Mgmt For For For
Placement To
Shareholders
5 Bond Type And Bond Mgmt For For For
Duration
6 Par Value And Issue Mgmt For For For
Price
7 Interest Rate And Its Mgmt For For For
Determination
Method
8 Special Clauses For Mgmt For For For
The
Bond
9 Purpose of Raised Funds Mgmt For For For
10 Method of Paying Mgmt For For For
Principal and
Interests
11 Listing Market Mgmt For For For
12 Underwriting Method Mgmt For For For
13 Repayment Guarantee Mgmt For For For
Measures
14 Guarantee Clauses Mgmt For For For
15 Validity of Resolution Mgmt For For For
16 Board Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
________________________________________________________________________________
Guangshen Railway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P116 06/06/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Resumption Mgmt For For For
Compensation
Agreement
8 Elect GUO Ji'an Mgmt For For For
9 Elect Chen Xiaomei Mgmt For For For
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 03/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conformity of Mgmt For For For
Transaction with
Provisions of
Relevant
Laws
2 Resolution on Mgmt For For For
Transaction Not
Constituting a
Connected
Transaction
3 Resolution on Mgmt For For For
Conformity of
Transaction with Rule
4 of Regulations of
Major Assets
Restructuring
4 Implementation of Mgmt For For For
Legal Procedures,
Compliance, and
Validity of Legal
Documents
5 Independence of Mgmt For For For
Valuer,
Reasonableness of
Appraisal
Assumptions, Relevance
Between Appraisal
Method and
Purpose
6 Confirmation of Audit Mgmt For For For
Report and Valuation
Report
7 Resolution on Current Mgmt For For For
Earnings will Not be
Diluted
8 The Overall Plan Mgmt For For For
9 The Specific Plan Mgmt For For For
10 The Specific Plan: Mgmt For For For
Evaluation Base
Date
11 The Specific Plan: Mgmt For For For
Transaction Manner
and
Counterparties
12 The Specific Plan: Mgmt For For For
Value of Target
Assets
13 The Specific Plan: Mgmt For For For
Payment of
Consideration
14 The Specific Plan: Put Mgmt For For For
Options
15 The Specific Plan: Mgmt For For For
Arrangement of
Profits and
Losses
16 The Specific Plan: Mgmt For For For
Employees
17 The Specific Plan: Mgmt For For For
Compensation
Scheme
18 The Specific Plan: Mgmt For For For
Validity of
Resolution
19 AGREEMENTS RELATED TO Mgmt For For For
MAJOR ASSETS
RESTRUCTURING
20 Report on The Material Mgmt For For For
Acquisition of
Assets
21 Board Authority to Mgmt For For For
Implement Major
Assets
Restructuring
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 12/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Appointment of Mgmt For For For
Internal Control
Auditor
3 Use of Proceeds from Mgmt For For For
Placement
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Report Mgmt For For For
7 Fees for LI Chuyuan Mgmt For For For
8 Fees for CHEN Mao Mgmt For For For
9 Fees for LIU Juyan Mgmt For For For
10 Fees for CHENG Ning Mgmt For For For
11 Fees for NI Yidong Mgmt For For For
12 Fees for WU Changhai Mgmt For For For
13 Fees for CHU Xiaoping Mgmt For For For
14 Fees for JIANG Wenqi Mgmt For For For
15 Fees for WONG Hin Wing Mgmt For For For
16 Fees for WANG Weihong Mgmt For For For
17 Fees for XIAN Jiaxiong Mgmt For For For
18 Fees for LI Jinyun Mgmt For For For
19 Fees for GAO Yanzhu Mgmt For For For
20 Authority to Give Mgmt For For For
Guarantees
21 Application for Bank Mgmt For For For
Loans
22 Approval of Entrusted Mgmt For Abstain Against
Loans
23 Continuing Connected Mgmt For For For
Transactions for
2018
24 Shareholders' Return Mgmt For For For
Plan
2018-2020
25 Amendments to Use of Mgmt For For For
Proceeds
26 Utilization of Mgmt For For For
Proceeds from
Previous Fund
Raising
27 Utilization of Mgmt For For For
Proceeds from
Internal
Fund
28 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
29 Appointment of Mgmt For For For
Internal Auditor and
Authority to Set
Fees
30 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
31 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
32 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
33 Amendments to Articles Mgmt For For For
34 Elect LI Hong Mgmt For For For
________________________________________________________________________________
Guangzhou Haige Communications Group
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 05/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds: Yichuang
Technology Regional
Marketing
Center
2 Amendments to Use of Mgmt For For For
Proceeds: Yousheng
Aviation Parts
Production and
Assembly
Base
3 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Remove the Position of Mgmt For For For
Vice
Chairman
8 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
9 Elect DENG Jiaqing Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 09/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registered Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
3 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Guangzhou Port Company Limited
Ticker Security ID: Meeting Date Meeting Status
601228 CINS Y2R39Z107 05/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Approval of Borrowing Mgmt For For For
11 Plan on Debt Financing Mgmt For For For
Instruments
12 Amendments to Articles Mgmt For For For
13 Elect SU Xingwang Mgmt For Against Against
14 Elect DENG Guosheng Mgmt For For For
15 Elect SONG Xiaoming Mgmt For For For
16 Elect WANG Jiming Mgmt For For For
17 Elect LIAO Chaoli Mgmt For For For
18 Elect LIU Yinghai Mgmt For Against Against
________________________________________________________________________________
Guangzhou Shiyuan Electronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002841 CINS Y29355107 05/07/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Foreign Exchange Mgmt For For For
Hedging
Business
10 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
11 Type of Securities Mgmt For For For
12 Issuing Size Mgmt For For For
13 Par Value and Issue Mgmt For For For
Price
14 Duration Mgmt For For For
15 Interest Rate Mgmt For For For
16 Repayment Methods Mgmt For For For
17 Conversion Period Mgmt For For For
18 Determining Method for Mgmt For For For
the Number of
Converted
Shares
19 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
20 Downward Adjustment of Mgmt For For For
Conversion
Price
21 Redemption Clauses Mgmt For For For
22 Resale Clauses Mgmt For For For
23 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
24 Issuing Method and Mgmt For For For
Targets
25 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
26 Matters Regarding Mgmt For For For
Bondholders
Meetings
27 Use of Proceeds Mgmt For For For
28 Deposit and Management Mgmt For For For
of the Raised
Fund
29 Guarantees Mgmt For For For
30 Validity Period Mgmt For For For
31 Preplan for Issuance Mgmt For For For
of Convertible
Corporate
Bonds
32 Feasibility Report on Mgmt For For For
Use of
Proceeds
33 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
34 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Issuance of
Convertible Corporate
Bonds
35 Impact on Major Mgmt For For For
Financial Indicators
by Diluted Immediate
Returns and Dilution
Measures for Bond
Issuance
36 Internal Report on Mgmt For For For
Legal
Compliance
37 Amendments to Articles Mgmt For For For
38 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
39 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Guangzhou Shiyuan Electronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002841 CINS ADPV39544 07/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangzhou Shiyuan Electronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002841 CINS Y29355107 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Capital Mgmt For For For
2 Eligibility for Mgmt For For For
Convertible Bond
Issuance
3 Type of Securities to Mgmt For For For
Be
Issued
4 Issuing Volume Mgmt For For For
5 Par Value and Issuing Mgmt For For For
Price
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Time Limit and Method Mgmt For For For
of Paying Principal
and
Interest
9 Conversion Period Mgmt For For For
10 Determination Method Mgmt For For For
for Amount of
Converted
Shares
11 Determination and Mgmt For For For
Adjustment of
Conversion
Price
12 Downward Adjustment to Mgmt For For For
Conversion
Price
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Mgmt For For For
Dividends
16 Issuance Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meeting
19 Purpose for Raised Mgmt For For For
Funds
20 Depository of Raised Mgmt For For For
Funds
21 Guarantee Matters Mgmt For For For
22 Validity Period Mgmt For For For
23 Preplan for Issuance Mgmt For For For
24 Feasibility Analysis Mgmt For For For
Report on Use of
Funds to be
Raised
25 Report on Use of Mgmt For For For
Previously Raised
Funds
26 Constitution of Mgmt For For For
Procedural
Rules:Bondholders
Meeting for
Convertible
Bonds
27 Filing Measures for Mgmt For For For
Diluted Immediate
Returns
28 Board Authorization Mgmt For For For
for Convertible Bond
Issuance
________________________________________________________________________________
Guangzhou Shiyuan Electronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002841 CINS Y29355107 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 HUANG ZHENGCONG Mgmt For For For
2 SUN YONGHUI Mgmt For For For
3 WANG YIRAN Mgmt For For For
4 YOU TIANYUAN Mgmt For For For
5 YU WEI Mgmt For For For
6 ZHOU YONG Mgmt For For For
7 LIN BIN Mgmt For For For
8 TONG HUIMING Mgmt For For For
9 ZHANG QIXIANG Mgmt For For For
10 REN RUI Mgmt For Against Against
11 WANG FEI Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Guizhou Bailing Group Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 04/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guizhou Bailing Group Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 03/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 05/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions with
Shenzhen Investment
Holdings
Co.,Ltd.
8 Related Party Mgmt For For For
Transactions with
Huarun Investment
Trust Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Yunnan Hehe
Investment Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Penghua Fund
Management
Co.,Ltd.
11 Related Party Mgmt For For For
Transactions with
Others
12 Appointment of Auditor Mgmt For For For
13 Proprietary Investment Mgmt For For For
Amount
14 Extension of The Valid Mgmt For For For
Period of the
Resolution on Rights
Issue
15 Authorization to the Mgmt For For For
Board to Handle
Matters regarding the
Rights
Issue
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 09/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ELECTION OF DIRECTORS Mgmt For For For
2 ELECTION OF SUPERVISORS Mgmt For Against Against
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 12/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Ru Mgmt For For For
2 Elect WANG Yongjian Mgmt For For For
3 Elect LI Xinjian Mgmt For For For
4 Elect LIU Xiaola Mgmt For For For
5 Elect LI Shuangyou Mgmt For For For
6 Elect JIANG Yuexiang Mgmt For For For
7 Elect XIAO Youmei Mgmt For For For
8 Elect BAI Tao Mgmt For For For
9 Elect ZHENG Xueding Mgmt For For For
10 Elect FENG Xiaodong Mgmt For Against Against
11 Elect ZHANG Caiguang Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614107 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions with
Shanghai
International Group
Co., Ltd. and Related
Enterprises
7 Related Party Mgmt For For For
Transactions with
Shenzhen Investment
Holdings Co., Ltd.
and Related
Enterprises
8 Related Party Mgmt For For For
Transactions and
Related Enterprises
with Company's
Directors,
Supervisors and
Senior
Management
9 Related Party Mgmt For For For
Transactions Between
the Group and Related
Natural
Persons
10 Elect Lin Facheng Mgmt For For For
11 Elect Zhou Hao Mgmt For For For
12 Election of Supervisor Mgmt For Against Against
Feng
Xiaodong
13 Issuance of Main Mgmt For For For
Subject
14 Issue Scale Mgmt For For For
15 Issue Manner Mgmt For For For
16 Type of Domestic and Mgmt For For For
Foreign Debt
Financing
Instruments
17 Period of Domestic and Mgmt For For For
Foreign Debt
Financing
Instruments
18 Interest Rate of Mgmt For For For
Domestic and Foreign
Debt Financing
Instruments
19 Guarantees and Other Mgmt For For For
Arrangements
20 Use of Proceeds Mgmt For For For
21 Issue Price Mgmt For For For
22 Target Subscribers and Mgmt For For For
Placing for
Shareholder
23 Listing Exchange of Mgmt For For For
Domestic and Foreign
Debt Financing
Instruments
24 Safeguard Measures of Mgmt For For For
Debts
Repayment
25 Authorizations for Mgmt For For For
Domestic and Foreign
Debt Financing
Tools
26 Resolution Validity Mgmt For For For
Period
27 Original Rights Holder Mgmt For For For
28 Issuance of Main Mgmt For For For
Subject in Connection
to Asset-backed
Securities
29 Issue Scale in Mgmt For For For
Connection to
Asset-backed
Securities
30 Use of Funds Mgmt For For For
31 Special Purpose on Mgmt For For For
Vehicle Fundamental
Assets
32 Special Purpose on Mgmt For For For
Vehicle
Period
33 Expected Rate of Return Mgmt For For For
34 Listing Exchange in Mgmt For For For
Connection to
Asset-backed
Securities
35 Matters Regarding Mgmt For For For
Guarantee
36 Safeguard Measures of Mgmt For For For
Debts Repayment in
Connection to
Asset-backed
Securities
37 Matters Regarding Mgmt For For For
Authorization
38 Resolution Validity Mgmt For For For
Period in Connection
to Asset-backed
Securities
39 Related Party Mgmt For For For
Transactions In
Connection with Debts
and Securities
Issuance
40 Issuance of Shares w/o Mgmt For Against Against
Preemptive
Rights
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614107 12/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 01/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in a Mgmt For For For
Subsidiary
2 Capital Increase By a Mgmt For For For
Wholly-Owned
Subsidiary
3 Establishment of a Mgmt For For For
Hong Kong-Based
Subsidiary
4 Establishment of an Mgmt For For For
Industrial Fund By a
Wholly-Owned
Subsidiary
5 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 Adoption of Employee Mgmt For Against Against
Stock Purchase
Plan
13 Constitution of Mgmt For Against Against
Procedural Rules:
Employee Stock
Purchase
Plan
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For Abstain Against
Procedural Rules:
Meetings of Board of
Directors
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
General Meetings of
Shareholders
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Meetings of Board of
Supervisors
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 01/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Independent Director
System
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 06/19/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Senior Management Mgmt For For For
Personnel's
Fees
10 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
11 Type Mgmt For For For
12 Issuing Size Mgmt For For For
13 Par Value and Issue Mgmt For For For
Price
14 Duration Mgmt For For For
15 Interest Rate Mgmt For For For
16 Time and Method of Mgmt For For For
Interest
Payment
17 Conversion Period Mgmt For For For
18 Adjustment and Mgmt For For For
Determination of the
Conversion
Price
19 Downward Adjustment to Mgmt For For For
the Conversion
Price
20 Determination Method Mgmt For For For
for Converted
Shares
21 Attribution of Mgmt For For For
Relevant Dividends
for Conversion
Years
22 Redemption Clauses Mgmt For For For
23 Resale Clauses Mgmt For For For
24 Issuing Targets and Mgmt For For For
Method
25 Arrangement of Mgmt For For For
Placement to Existing
Shareholders
26 Bond Holders and Mgmt For For For
Bondholders
Meetings
27 Use of Proceeds Mgmt For For For
28 Guarantee Matters Mgmt For For For
29 Depository of the Mgmt For For For
Raised
Funds
30 Valid Period of the Mgmt For For For
Resolution
31 Authorization to the Mgmt For For For
Board and Its
Authorized
Persons
32 Plan for Public Mgmt For For For
Issuance of A-Share
Convertible Corporate
Bonds
33 Feasibility Report on Mgmt For For For
Use of
Proceeds
34 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
35 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
36 Constitution of Mgmt For For For
Procedural Rules for
Bondholders
Meetings
37 Shareholder Returns Mgmt For For For
Plan for Fiscal Years
2018 to
2020
38 Type Mgmt For Abstain Against
39 Issuing Principal, Mgmt For Abstain Against
Scale and
Method
40 Duration Mgmt For Abstain Against
41 Interest Rate Mgmt For Abstain Against
42 Guarantee and Other Mgmt For Abstain Against
Arrangement
43 Use of Proceeds Mgmt For Abstain Against
44 Issue Price Mgmt For Abstain Against
45 Issuing Targets and Mgmt For Abstain Against
Arrangement for
Placement of Debt
Financing Instruments
to Existing
Shareholders
46 Listing or Transfer of Mgmt For Abstain Against
Debt Financing
Instruments
47 Repayment Measures Mgmt For Abstain Against
48 Purchase or Sale of Mgmt For Abstain Against
Basic Assets Involved
in the Financing
Creditor's Right of
Asset-Backed
Securities
49 Valid Period of The Mgmt For Abstain Against
Resolution
50 Authorizations Mgmt For Abstain Against
51 Related Party Mgmt For Against Against
Transactions in
Connection with
Issuance of Debt
Financing
Instruments
52 Intra-Company Mgmt For For For
Transaction Agreement
with Guoyuan
Agricultural
Insurance Co.,
Ltd.
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 07/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
4 Extension of Validity Mgmt For For For
of Resolution on
Private
Placement
5 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
6 Size of Issuance Mgmt For For For
7 Issuance Targets and Mgmt For For For
Method
8 Interest Rate and Its Mgmt For For For
Determination
9 Duration of Bond Mgmt For For For
10 Method of Payment of Mgmt For For For
Principal and
Interest
11 Redemption or Resale Mgmt For For For
Provisions
12 Use of Raised Funds Mgmt For For For
13 Listing Market Mgmt For For For
14 Guarantees Mgmt For For For
15 Repayment Guarantee Mgmt For For For
Measures
16 Validity of Resolution Mgmt For For For
17 Mandate Matters Mgmt For For For
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 10/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Supervisors Mgmt For Against Against
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 07/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Duration Mgmt For For For
of Commitments
(Capital
Airlines)
2 Extension of Duration Mgmt For For For
of Commitments (West
Air)
3 Investment in a Mgmt For For For
Property
Trust
4 A Subsidiary's Mgmt For For For
Authority to Issue
Bonds
5 Capital Increase and Mgmt For For For
Share Expansion of a
Subsidiary
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on a Mgmt For For For
Subsidiary's
Acceptance of Fund
Units
2 Re-formulation of Mgmt For For For
Procedural Rules for
Supervisory Committee
Meetings
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 10/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect XIE Haoming as Mgmt For For For
Director
3 Elect WANG Shaoping Mgmt For Against Against
4 Elect CHEN Mingqiong Mgmt For Against Against
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 10/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Acquisition Mgmt For For For
in a
Subsidiary
2 Report on Acquisition Mgmt For For For
in another
Subsidiary
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorize Wholly-Owned Mgmt For For For
Subsidiary to Issue
Bonds
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 12/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super and Short-Term
Commercial
Papers
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Constitution of Mgmt For For For
Procedural Rules:
Securities Investment
Management
Measures
4 Related Party Mgmt For For For
Transactions
5 REPORT ON CAPITAL Mgmt For For For
INCREASE IN A JOINT
STOCK
COMPANY
6 Investment in Setting Mgmt For For For
Up Joint Stock
Company
7 Investment in Setting Mgmt For For For
up
Fund
8 Elect BAO Qifa Mgmt For For For
9 Elect CAO Fenggang Mgmt For For For
________________________________________________________________________________
Hainan Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Acquisition Mgmt For For For
of Minority
Shareholder
Interest
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 04/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Extension Mgmt For For For
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 04/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on the Mgmt For For For
Remuneration Plan for
Directors,
Supervisors and
Senior
Management
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiaries
10 Authority to Give Mgmt For For For
Guarantees to Related
Entities
11 Approval of Aircrafts' Mgmt For For For
Acquisition
Plan
12 Independent Directors' Mgmt For For For
Report
13 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
16 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
17 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
18 Related Party Mgmt For For For
Transaction: Sale of
Two B767 Planes and
One Spare
Engine
19 Related Party Mgmt For For For
Transactions: Sale of
Two B737-400
Planes
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 05/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Overseas
USD-denominated
Bonds
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Rules of Mgmt For For For
Procedure Governing
Board
Meetings
3 Elect CAO Ningning as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 06/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in a Mgmt For For For
Subsidiary
2 Elect CHEN Ming Mgmt For For For
3 Elect MU Weigang Mgmt For For For
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 06/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Acquisition
Agreement
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Haitong Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600837 ISIN CNE000000CK1 03/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROPOSAL ON THE MGMT For For For
REAPPOINTMENT OF BDO
CHINA SHU LUN PAN
CERTIFIED PUBLIC
ACCOUNTANTS
2 PROPOSAL TO REVISE THE MGMT For For For
ARTICLES OF
ASSOCIATION OF THE
COMPANY, RULES OF
PROCEDURE FOR THE
BOARD OF DIRECTORS
AND RULES OF
PROCEDURE FOR THE
BOARD OF
SUPERVISORS
________________________________________________________________________________
Haitong Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 06/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Investment Asset Mgmt For For For
Allocation
8 With BNP Paribas Mgmt For For For
Investment Partners
BE Holding
SA
9 With Shanghai Mgmt For For For
Shengyuan Real Estate
(Group) Co.,
Ltd.
10 With the companies Mgmt For For For
(other than the
Company and its
controlling
subsidiaries)
11 The Company and its Mgmt For For For
subsidiaries with
related natural
persons
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares
w/o
Preemptive Rights
13 Conditions of Mgmt For For For
Non-Public Issuance
of A
Shares
14 Class and Nominal Value Mgmt For For For
15 Method Mgmt For For For
16 Target Subscribers and Mgmt For For For
Subscription
Method
17 Volume Mgmt For For For
18 Pricing Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Lock-up Period Mgmt For For For
21 Listing Mgmt For For For
22 Retained Profits Mgmt For For For
23 Validity Period Mgmt For For For
24 Proposal of Non-Public Mgmt For For For
Issuance of A
Shares
25 Feasibility Report on Mgmt For For For
Use of
Proceeds
26 Use of Proceeds from Mgmt For For For
Previous Fund
Raising
27 Dilution of Current Mgmt For For For
Returns of Issuance
of A
shares
28 Ratification of Board Mgmt For For For
Acts
29 Shareholders' Returns Mgmt For For For
Plan
2018-2020
________________________________________________________________________________
Haitong Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 03/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Amendments to Mgmt For For For
Articles, Rules of
Procedure for Board
and Rules of
Procedure for
Supervisory
Committee
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Use of Idle Capital Mgmt For For For
for Wealth Management
Products
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 05/07/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 WEALTH MANAGEMENT WITH Mgmt For For For
PROPRIETARY
FUNDS
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 03/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Zongnian Mgmt For For For
2 Elect GONG Hongjia Mgmt For For For
3 Elect QU Liyang Mgmt For For For
4 Elect HU Yangzhong Mgmt For For For
5 Elect WU Weiqi Mgmt For For For
6 Elect CHENG Tianzong Mgmt For For For
7 Elect LU Jianzhong Mgmt For For For
8 Elect WANG Zhidong Mgmt For For For
9 Elect HONG Tianfeng Mgmt For For For
10 Elect CHENG Huifang Mgmt For Against Against
11 Elect WANG Qiuchao Mgmt For For For
12 Independent Directors' Mgmt For For For
Fees
13 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 INTERNAL CONTROL Mgmt For For For
SELF-EVALUATION
REPORT
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Approval for Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Mgmt For Abstain Against
Authorization
Management
System
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 02/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Share Mgmt For Against Against
Purchase
Plan
2 Board Authorization to Mgmt For Against Against
Implement Employee
Share Purchase
Plan
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 05/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2018 Budget Plan Mgmt For For For
5 Annual Report and Its Mgmt For For For
Summary
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval to invest in Mgmt For For For
wealth management
products
8 Shareholders Return Mgmt For For For
Plan for the Next
Three Years
(2018-2020)
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 08/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect REN Jianhua Mgmt For For For
2 Elect REN Fujia Mgmt For For For
3 Elect ZHAO Jihong Mgmt For For For
4 Elect REN Luozhong Mgmt For For For
5 Elect WANG Gang Mgmt For For For
6 Elect SHEN Guoliang Mgmt For For For
7 Elect ZHANG Guangjie Mgmt For For For
8 Elect DONG Jing Mgmt For For For
9 Elect MA Guoxin Mgmt For For For
10 Elect ZHANG Linyong Mgmt For Against Against
11 Elect ZHANG Songnian Mgmt For Against Against
12 Elect SHEN Yueming Mgmt For For For
________________________________________________________________________________
Hbis Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 ISIN CNE000000H20 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Election of Directors MGMT For For For
1.2 Election of Directors MGMT For For For
1.3 Election of Directors MGMT For For For
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 04/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report and Its Mgmt For For For
Summary
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Estimation of 2018 Mgmt For For For
Related Party
Transactions
8 Financial Service Mgmt For For For
Agreement with a
Related
Party
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 06/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subordinate company Mgmt For For For
investment and
construction
proposal
2 Amendments to Articles Mgmt For For For
[Bundled]
3 Amendments to Mgmt For Against Against
Procedural Rules:
Shareholder
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board Meetings
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
6 Authority to Give Mgmt For Against Against
Guarantees
7 Foreign Exchange Mgmt For For For
Transactions
________________________________________________________________________________
Hesteel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 01/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hesteel Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 FINAL ACCOUNTS Mgmt For For For
REPORT
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 To Consider and Mgmt For For For
Approve the Forecast
of Routine Related
Party Transactions
for
2018
7 Proposal on Forecast Mgmt For Against Against
of Financial Business
with Finance Company
for
2018
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 03/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Election of Mgmt For For For
Independent
Director
________________________________________________________________________________
Hua Xia Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 05/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Capital Financial Plan Mgmt For For For
8 2017 Related Party Mgmt For For For
Transactions
Report
9 Approval of Credit Mgmt For For For
Line for Shougang
Corporation and its
Related
Parties
10 Approval of Credit Mgmt For For For
Line for People's
Insurance Company and
its Related
Parties
11 Approval of Credit Mgmt For For For
Line for Yingda
International
Holdings Group and
its Related
Parties
12 Approval of Credit Mgmt For For For
Line for Huaxia
Financial Leasing
Co.,
Ltd.
13 Report on the Mgmt For For For
Performance of the
Directors
14 Report on the Mgmt For For For
Performance of the
Supervisors
15 Amendments to Articles Mgmt For For For
16 Authority to Establish Mgmt For For For
an Asset Management
Subsidiary
17 Authority to Establish Mgmt For For For
a Direct Bank
Subsidiary
18 PARTICIPATION IN THE Mgmt For For For
NATIONAL FINANCING
GUARANTEE
FUND
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaan Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600909 CINS Y372AR105 06/06/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Director's Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 2018 Estimation of Mgmt For For For
Related Party
Transactions
7 2018 Estimation of Mgmt For For For
Related Party
Transactions
8 2018 Estimation of Mgmt For For For
Related Party
Transactions
9 2018 Estimation of Mgmt For For For
Related Party
Transactions
10 2018 Estimation of Mgmt For For For
Related Party
Transactions
11 2018 ESTIMATED Mgmt For For For
PROPRIETARY
INVESTMENT
QUOTA
12 Type Mgmt For For For
13 Issuing Scale Mgmt For For For
14 Issuing parties Mgmt For For For
15 Bond Duration Mgmt For For For
16 Interest Rate Mgmt For For For
17 Guarantee Arrangements Mgmt For For For
18 Purpose of The Raised Mgmt For For For
Funds
19 Issuing Price Mgmt For For For
20 Issuing Target Mgmt For For For
21 Listing Matters Mgmt For For For
22 Repayment Guarantee Mgmt For For For
Measures
23 The Valid Period of Mgmt For For For
The
Resolution
24 Authorization to Issue Mgmt For For For
Domestic and Overseas
Debt Financing
Instruments
25 Elect YAO Weidong Mgmt For Against Against
26 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huadong Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000963 CINS Y3740R102 06/01/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report and Its Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Estimation of Mgmt For For For
Related Party
Transactions
7 2018 Estimation of Mgmt For For For
Related Party
Transactions
8 2018 Estimation of Mgmt For For For
Related Party
Transactions
9 Appointment of Auditor Mgmt For Against Against
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural
Rules
13 Acquisition of Medical Mgmt For For For
Technology of
Liraglutide
14 Acquisition of a New Mgmt For For For
Medicine
Technology
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Investment in Wealth Mgmt For For For
Management
Products
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 01/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Continuing Connected Mgmt For For For
Transactions
2 Acceptance of Mgmt For For For
Guaranteed
Loans
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 05/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Domestic and/or
Overseas Debt
Instruments
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Extension of Validity Mgmt For For For
Period of Resolutions
on A Shares
Issuance
9 Shareholders' Return Mgmt For For For
Plan
2018-2020
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 06/13/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Final Financial Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Related Party Mgmt For For For
Transactions (Jiangsu
Guoxin Investment
Group)
6 Related Party Mgmt For For For
Transactions (Jiangsu
Communications
Holding Co.
Ltd)
7 Related Party Mgmt For For For
Transactions (Govtor
Capital Group Co.,
Ltd.)
8 Related Party Mgmt For For For
Transactions (Jiangsu
SOHO Holdings Group
Co.,
Ltd.)
9 Related Party Mgmt For For For
Transactions (Other
Parties)
10 2018 Proprietary Mgmt For For For
Investment
Budget
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Mgmt For For For
Procedural Rules for
Related Party
Transactions
13 Elect CHEN Zhibin Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Amendments to Articles Mgmt For For For
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Extension of Validity Mgmt For For For
Period of Non-public
Issuance
18 Extension of Validity Mgmt For For For
Period of
Authorization
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 12/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural
Rules
2 Independent Directors' Mgmt For For For
Allowance
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 05/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Approval of Guarantees Mgmt For For For
Provided by the
Related
Entities
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 06/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The 2nd Phase Mgmt For For For
Restricted Stock
Incentive Plan(Draft)
and Its
Summary
2 Appraisal Management Mgmt For For For
Measures for the 2nd
Phase Restricted
Stock Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters in Relation
to the 2nd Phase
Restricted Stock
Incentive
Plan
4 Approval for Line of Mgmt For For For
Credit
5 Related Party Mgmt For For For
Transactions:
Provision of
Guarantee for
Comprehensive Credit
by De Facto
Controller and
Wholly-owned
Subsidiaries
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 01/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Application of Loans
by a
Subsidiary
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 02/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Comprehensive Credit
Line
2 Authority to Receive Mgmt For For For
Guarantees From
Related Natural
Person
3 Approval of Mgmt For For For
Comprehensive Credit
Line by a
Wholly-Owned
Subsidiary
4 Authority to Give Mgmt For For For
Guarantees for
Wholly-Owned
Subsidiary
5 Approval of Foreign Mgmt For For For
Currency-Denominated
Loans
6 Approval of Credit Mgmt For For For
Line to a Second
Bank
7 Authority to Receive Mgmt For For For
Guarantees from
Actual
Controller
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 08/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 08/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Subsidiary's
Application of
Loan
2 Approval of Mgmt For For For
Application of Credit
Quota
3 Authority to Pledge Mgmt For For For
for Loan
Application
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 08/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Zhongjun Mgmt For For For
2 Elect WANG Zhonglei Mgmt For For For
3 Elect YE Ning Mgmt For For For
4 Elect DING Qi Mgmt For For For
5 Elect LIU Xiaomei Mgmt For For For
6 Elect WANG Fuye Mgmt For For For
7 Elect WANG Liqun Mgmt For For For
8 Elect SHENG Xitai Mgmt For For For
9 Elect WANG Chaoqun Mgmt For For For
10 Elect WU Ying Mgmt For Against Against
11 Elect XUE Guizhi Mgmt For For For
12 Approval for Mgmt For For For
Subsidiary to Launch
Factoring
Business
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Credit Line Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 12/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority for Mgmt For For For
Subsidiary to Give
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayu Automotive Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600741 CINS Y3750U102 06/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees to Huayu
Kohl Schmidt Aluminum
Technology
Co.,
Ltd
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Internal Control
Auditor
12 Elect ZHU Rongen Mgmt For For For
13 Elect CHEN Hong Mgmt For For For
14 Elect CHEN Zhixin Mgmt For For For
15 Elect ZHANG Haitao Mgmt For For For
16 Elect ZHANG Weijiong Mgmt For For For
17 Elect YIN Yande Mgmt For For For
18 Elect ZHANG Jun Mgmt For For For
19 Elect SHAO Ruiqing Mgmt For For For
20 Elect ZHOU Langhui Mgmt For Against Against
21 Elect GAO Weiping Mgmt For For For
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 PAYMENT OF 2017 Mgmt For For For
FINANCIAL REPORT
AUDIT FEES AND
INTERNAL CONTROL
AUDIT
FEES
7 Appointment of 2018 Mgmt For For For
Financial Report
Audit Firm and
Internal Control
Audit
Firm
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
9 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH IDLE PROPRIETARY
FUNDS
10 CASH MANAGEMENT WITH Mgmt For For For
PARTIAL IDLE RAISED
FUNDS
11 Amendments to Articles Mgmt For For For
12 Elect SHEN Jianqiang Mgmt For Against Against
as
Supervisor
13 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 07/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period
2 Extension of Board Mgmt For For For
Authorization
Period
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 07/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Exemption from Mgmt For For For
Commitments Relating
to Horizontal
Competition
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 10/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
________________________________________________________________________________
Hunan TV and Broadcast Intermediary Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000917 CINS Y37672105 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Approval of Financial Mgmt For For For
Support
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 04/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Internal Control Mgmt For For For
Self-evaluation
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Capital Increase Mgmt For For For
3 Election of Directors Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 04/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2017 Remuneration of Mgmt For For For
Directors,
Supervisors and
Senior Management's
Fees
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
9 Shareholder Returns Mgmt For For For
Plan
10 Repurchase and Mgmt For For For
Cancellation of
Granted Restricted
Stocks
11 Amendments to Use of Mgmt For For For
Partial Raised Funds
for Equity
Acquisition
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
2 Eligibility for Mgmt For For For
Private
Placement
3 Stock Type and Par Mgmt For For For
Value
4 Issuing Method Mgmt For For For
5 Issuing Targets Mgmt For For For
6 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
7 Issuing Volume Mgmt For For For
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
12 Valid Period of the Mgmt For For For
Resolution
13 Plan for the Private Mgmt For For For
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Board Authorization to Mgmt For For For
Handle Matters
Regarding the Private
Placement
16 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 11/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Payment Plan of Mgmt For For For
Remuneration to
Directors and
Supervisors
2 Elect Anthony Francis Mgmt For For For
Neoh
3 Amendments to Articles Mgmt For For For
and Rules of
Procedure for
Shareholders' General
Meetings
4 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
of
Directors
5 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Supervisors
________________________________________________________________________________
Industrial & Commercial Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Profit Distribution Mgmt For For For
Plan
2017
5 2018 Fixed Asset Mgmt For For For
Investment
Plan
6 2018-2020 Capital Mgmt For For For
Planning of
ICBC
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect CHENG Fengchao Mgmt For Against Against
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Industrial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601166 CINS Y3990D100 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2017 EVALUATION REPORT Mgmt For For For
ON PERFORMANCE OF
DIRECTORS
5 2017 EVALUATION REPORT Mgmt For For For
ON PERFORMANCE OF
SUPERVISORS
6 2017 Evaluation Report Mgmt For For For
of Supervisory
Committee on
Performance of
Directors and Senior
Management
7 Elect YUAN Jun as Mgmt For Against Against
Supervisor
8 Annual Report Mgmt For For For
9 2017 ANNUAL ACCOUNTS Mgmt For For For
AND 2018 FINANCIAL
BUDGET
PLAN
10 Allocation of Mgmt For For For
Profits/Dividends
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Write-down-type
Second Tier Capital
Bonds
13 Granting Connected Mgmt For For For
Transactions Quota to
a Company and Its
Related
Enterprises
14 Additional Connected Mgmt For For For
Transactions Quota to
A 2nd Company and Its
Related
Enterprises
15 Additional Connected Mgmt For For For
Transactions Quota to
A 3rd Company and Its
Related
Enterprises
16 Additional Connected Mgmt For For For
Transactions Quota to
A 4th Company and Its
Related
Enterprises
17 Additional Connected Mgmt For For For
Transactions Quota to
A 5th
Company
18 The Company's Mgmt For For For
eligibility for
Non-public Offering
of Domestic Preferred
Shares
19 Type of Preferred Mgmt For For For
Shares to Be
Issued
20 Issuing Volume and Mgmt For For For
Scale
21 Par Value and Issue Mgmt For For For
Price
22 Issuing Method Mgmt For For For
23 Issuing Targets Mgmt For For For
24 Bond Duration Mgmt For For For
25 Dividend Distribution Mgmt For For For
Clauses
26 Provisions on Mgmt For For For
Compulsory
Conversion
27 Conditional Redemption Mgmt For For For
Clauses
28 Sequence for Mgmt For For For
Liquidation Payment
and Settlement
Method
29 Restrictions on Voting Mgmt For For For
Right
30 Restoration of Voting Mgmt For For For
Right
31 Rating Arrangement Mgmt For For For
32 Guarantee Matters Mgmt For For For
33 Transfer Arrangement Mgmt For For For
34 Purpose of The Raised Mgmt For For For
Funds
35 The Valid Period of Mgmt For For For
The Resolution on The
Share
Offering
36 Authorization for The Mgmt For For For
Issuance of Preferred
Shares
37 Non-public Offering of Mgmt For For For
Domestic Preferred
Shares to Subordinate
Companies of a
Company
38 Conditional Agreement Mgmt For For For
on Subscription for
Preferred Shares to
be Signed with
Subordinate
Companies
39 Report on Use of Mgmt For For For
Previously Raised
Funds
40 MEDIUM-TERM CAPITAL Mgmt For For For
MANAGEMENT PLAN FROM
2018 TO
2020
41 Medium-term Mgmt For For For
Shareholder Returns
Plan from 2018 to
2020
42 Diluted Immediate Mgmt For For For
Returns After
Issuance of Domestic
Preferred Shares and
Filling
Measures
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Issuing Method Mgmt For For For
3 Stock Type and Par Mgmt For For For
Value
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issuing Volume Mgmt For For For
6 Issue Price and Mgmt For For For
Pricing
Principle
7 Use of Proceeds Mgmt For For For
8 Lock-Up Period Mgmt For For For
9 Accumulated Retained Mgmt For For For
Profits
Arrangement
10 Listing Place Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Preplan for Private Mgmt For For For
Placement
13 Report on Deposit and Mgmt For For For
Use of Raised
Funds
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Related Party Mgmt For For For
Transactions Involved
in Private
Placement
16 Conditional Share Mgmt For For For
Subscription
Agreement with a
Controlling
Shareholder
17 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Elect LIU Hongzhong as Mgmt For For For
Independent
Director
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 CHANGE OF ACCOUNTING Mgmt For For For
POLICIES
7 Appointment of Auditor Mgmt For For For
8 2018 SECURITIES Mgmt For For For
INVESTMENT
SCALE
9 AUTHORIZATION FOR Mgmt For Abstain Against
DOMESTIC DEBT
FINANCING
SCALE
10 Report on Use of Mgmt For For For
Previously Raised
Funds
11 Shareholder Returns Mgmt For For For
Plan
12 Amendments to Articles Mgmt For For For
13 ADJUSTMENT OF Mgmt For Abstain Against
ALLOWANCE STANDARDS
FOR INDEPENDENT
DIRECTORS
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 11/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Huahui Mgmt For For For
2 Elect LIU Zhihui Mgmt For For For
3 Elect XIA Jinliang Mgmt For For For
4 Elect GENG Yong Mgmt For For For
5 Elect WANG Fei Mgmt For Against Against
6 Elect CAI Lvshui Mgmt For For For
7 Elect ZHU Ning Mgmt For For For
8 Elect SUN Zheng Mgmt For For For
9 Elect WU Shinong Mgmt For For For
10 Elect WANG Renqu Mgmt For Against Against
11 Elect CAO Genxing Mgmt For Against Against
12 Elect ZHUANG Zhanjian Mgmt For For For
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Plan Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 STATEMENT ON Mgmt For For For
FULFILLMENT OF
PERFORMANCE
COMMITMENTS REGARDING
A
PROJECT
9 Related Party Mgmt For Abstain Against
Transactions: A Rare
Mineral Supply
Contract
10 Appointment of Auditor Mgmt For For For
11 Work Report of Mgmt For For For
Independent
Directors
12 Amendments to Articles Mgmt For For For
13 Adjustment of Lead Mgmt For For For
Underwriter and
Issuance Plan for
Medium-Term
Notes
14 Non-Public A-Share Mgmt For For For
Offering
15 PREPLAN FOR NON-PUBLIC Mgmt For For For
A-SHARE
OFFERING
16 Feasibility Analysis Mgmt For For For
Report of
Proceeds
17 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
18 Related Party Mgmt For For For
Transactions
19 Conditional Non-Public Mgmt For For For
Share Subscription
Agreement
20 Exemption of Tender Mgmt For For For
Offer
Obligation
21 Ratification of Board Mgmt For For For
Acts
22 Statement on Use of Mgmt For For For
Raised
Funds
23 Elect XING Liguang Mgmt For Against Against
24 Elect ZHANG Weijiang Mgmt For Against Against
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 08/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Eligibility for Mgmt For For For
Corporate Bond
Issuance
3 Size of Issuance Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Bond Type and Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Guarantee Arrangement Mgmt For For For
8 Use of Raised Funds Mgmt For For For
9 Method of Issuance Mgmt For For For
10 Resale Clause Mgmt For For For
11 Issuance Targets Mgmt For For For
12 Underwriting Method Mgmt For For For
13 Listing Market Mgmt For For For
14 Credit and Guarantee Mgmt For For For
Measures
15 Validity Period Mgmt For For For
16 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
17 Authority to Issue Mgmt For For For
Debt
Instruments
18 ISSUANCE OF Mgmt For For For
MEDIUM-TERM
NOTES
19 Issuance of Overseas Mgmt For For For
Bodns
20 Related Party Mgmt For For For
Transactions
21 Election of Directors Mgmt For For For
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Supply Mgmt For For For
Contract
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 01/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Financial Aid Mgmt For For For
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 06/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 2017 ANNUAL ACCOUNTS Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing
Shareholders' general
meetings
10 AMENDMENTS TO THE Mgmt For Abstain Against
IMPLEMENTING RULES
FOR CUMULATIVE VOTING
SYSTEM
11 2018 ESTIMATED Mgmt For For For
GUARANTEE
QUOTA
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 07/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y408DG116 05/31/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Business Policies and Mgmt For For For
Investment
Plan
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Directors' Mgmt For For For
Report
8 Authority to Give Mgmt For For For
Guarantees
9 Amendments to Articles Mgmt For For For
10 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted
Stocks
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y408DG116 09/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Chengxia as Mgmt For For For
Director
2 Approve Write-off of Mgmt For For For
Partial Stock
Incentive Option and
Repurchase of
Shares
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Inner Mongolian Baotou Steel Union Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 ISIN CNE0000017H1 03/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles MGMT For For For
2 Misc. Management MGMT For For For
Proposal
3 Approval of Borrowing MGMT For For For
4.1 Election of Directors MGMT For For For
4.2 Election of Directors MGMT For For For
4.3 Election of Directors MGMT For For For
4.4 Election of Directors MGMT For For For
4.5 Election of Directors MGMT For For For
4.6 Election of Directors MGMT For For For
________________________________________________________________________________
Inspur Electronic Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000977 CINS Y51704107 09/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Registered Mgmt For For For
Capital of the
Company
2 Amendments to Articles Mgmt For For For
3 Investment in Wealth Mgmt For For For
Management
Products
4 Investment in Mgmt For For For
Repurchase of
T-Bonds
________________________________________________________________________________
Inspur Electronic Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000977 CINS Y51704107 11/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PENG Zhen as Mgmt For For For
Director
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 01/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Receive Mgmt For For For
Guarantees
2 Amendments to Mgmt For For For
Authority to Issue
Bonds
3 Related Party Mgmt For For For
Transactions
4 Amendments to Mgmt For For For
Authority to Issue
Notes
5 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 02/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 03/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer Mgmt For For For
Agreement
2 Election of Supervisors Mgmt For Against Against
3 Election of Directors Mgmt For For For
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Approval for Line of Mgmt For For For
Credit
9 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 06/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of an Mgmt For For For
Intra-company
Framework
Agreement
2 Report on the Mgmt For For For
Impairment Test of
the Underlying Assets
of the Major Assets
Restructuring
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 08/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
2 Authority to Issue Mgmt For For For
Medium-Term
Notes
3 Board Authorization to Mgmt For For For
Implement Issuance of
Medium-Term
Notes
4 Authority to Give Mgmt For For For
Guarantees to
Subsidiary for
Issuance of Overseas
Bonds
5 Board Authorization to Mgmt For For For
Implement Issuance of
Overseas
Bonds
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Constitution of Mgmt For For For
Procedural Rules:
Management System for
Major Operation and
Investment Decision
Making
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiaries
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 09/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in a Fund Mgmt For For For
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 11/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Buyout Mgmt For For For
Fund
2 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bond
3 Issue Size Mgmt For For For
4 Interest Rate Mgmt For For For
5 Bond Type and Duration Mgmt For For For
6 Repayment of Principal Mgmt For For For
and
Interest
7 Use of Proceeds Mgmt For For For
8 Issuance Targets and Mgmt For For For
Method
9 Listing Place Mgmt For For For
10 Valid Period of Mgmt For For For
Resolution
11 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
Jiangsu Broadcasting Cable Information Network Corporation
Ticker Security ID: Meeting Date Meeting Status
600959 ISIN CNE1000022G1 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal MGMT For For For
Formalities
2.1 Merger/Acquisition MGMT For For For
2.2 Merger/Acquisition MGMT For For For
2.3 Merger/Acquisition MGMT For For For
2.4 Merger/Acquisition MGMT For For For
2.5 Merger/Acquisition MGMT For For For
2.6 Merger/Acquisition MGMT For For For
2.7 Merger/Acquisition MGMT For For For
2.8 Merger/Acquisition MGMT For For For
2.9 Merger/Acquisition MGMT For For For
2.10 Merger/Acquisition MGMT For For For
2.11 Merger/Acquisition MGMT For For For
2.12 Merger/Acquisition MGMT For For For
2.13 Merger/Acquisition MGMT For For For
2.14 Merger/Acquisition MGMT For For For
2.15 Merger/Acquisition MGMT For For For
2.16 Merger/Acquisition MGMT For For For
2.17 Merger/Acquisition MGMT For For For
2.18 Merger/Acquisition MGMT For For For
3 Adjustment to Plan MGMT For For For
4 Merger/Acquisition MGMT For For For
5 Merger/Acquisition MGMT For For For
6 Merger/Acquisition MGMT For For For
7 Merger/Acquisition MGMT For For For
8 Merger/Acquisition MGMT For For For
9 Merger/Acquisition MGMT For For For
10 Merger/Acquisition MGMT For For For
11 Merger/Acquisition MGMT For For For
12 Merger/Acquisition MGMT For For For
13 Authorization of Legal MGMT For For For
Formalities
14 Authorization of Legal MGMT For For For
Formalities
15 Allocation of MGMT For For For
Profits/Dividends
________________________________________________________________________________
Jiangsu Broadcasting Cable Information Network Corporation
Ticker Security ID: Meeting Date Meeting Status
600959 CINS Y4S3B1104 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017 Directors' Report Mgmt For For For
2 2017 Supervisors' Mgmt For For For
Report
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Fixed Assets Mgmt For For For
Investment Project
Budget
Plan
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Directors' Report Mgmt For For For
10 Supervisors' Report Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Elect Gu Hande Mgmt For For For
13 Elect Li Sheng Mgmt For For For
14 Elect LIAO Xiaotong Mgmt For For For
15 Elect WANG Guozhong Mgmt For For For
16 Elect LU Yufang Mgmt For For For
17 Elect GUO Wang Mgmt For For For
18 Elect WAN Yongliang Mgmt For For For
19 Elect Dai Weiyang Mgmt For For For
20 Elect WANG Zhongze Mgmt For For For
21 Elect Gao Lanjun Mgmt For For For
22 Elect LI Hongbin Mgmt For For For
23 Elect HAN Xiaomei Mgmt For For For
24 Elect Ding Hegen Mgmt For For For
25 Elect Shen Yongming Mgmt For For For
26 Elect Geng Qiang Mgmt For For For
27 Elect GAO Shunqing Mgmt For Against Against
28 Elect XIAO Junfen Mgmt For Against Against
29 Elect ZHANG Bing Mgmt For Against Against
30 Elect LU Zhiqun Mgmt For For For
________________________________________________________________________________
Jiangsu Guoxin Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
002608 CINS Y7440C109 04/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Resolution
on Non-public Share
Issuance
2 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Jiangsu Guoxin Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
002608 CINS Y7440C109 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Jiangsu Guoxin Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
002608 CINS Y7440C109 06/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Registered Mgmt For For For
Capital and
Amendments to
Articles
2 Elect LIN Yude as Mgmt For For For
Director
3 2018 ESTIMATED Mgmt For For For
ADDITIONAL CONTINUING
CONNECTED
TRANSACTIONS
4 CONNECTED TRANSACTION Mgmt For For For
REGARDING PURCHASE OF
ASSETS BY A
COMPANY
5 Amendments to the Mgmt For For For
Management Measures
on Use of Raised
Funds
________________________________________________________________________________
Jiangsu Guoxin Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
002608 CINS Y7440C109 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PU Baoying as Mgmt For For For
Director
2 Elect CHEN Ning as Mgmt For Against Against
Supervisor
3 Amendments to Articles Mgmt For For For
4 Constitution of Mgmt For For For
Procedural Rules:
Dividend Management
System
5 Related Party Mgmt For For For
Transactions
6 External Financial Aid Mgmt For For For
Estimation
7 Trust Investment Plan Mgmt For For For
for a
Company
8 Securities Investment Mgmt For For For
Plan
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 05/09/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Restricted Mgmt For For For
Stock
Plan
3 Constitution of Mgmt For For For
Procedural Rules:
Implementation of
Restricted Stock
Incentive
Plan
4 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
5 Elect LIANG Hongjun Mgmt For For For
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 01/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect WANG Yao Mgmt For For For
3 Elect ZHONG Yu Mgmt For For For
4 Elect HAN Feng Mgmt For For For
5 Elect WANG Kai Mgmt For For For
6 Elect CONG Xuenian Mgmt For For For
7 Elect ZHOU Xinhu Mgmt For For For
8 Elect LIU Huashuang Mgmt For For For
9 Elect XU Zhijian Mgmt For For For
10 Elect CAI Yunqing Mgmt For For For
11 Elect JI Xueqing Mgmt For For For
12 Elect CHEN Tongguang Mgmt For For For
13 Elect CHEN Yiqin Mgmt For Against Against
14 Elect ZHOU Wenqi Mgmt For Against Against
15 Elect CHEN Taisong Mgmt For For For
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002839 CINS Y444RL107 04/13/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 PERFORMANCE Mgmt For Abstain Against
EVALUATION REPORT ON
DIRECTORS AND SENIOR
MANAGEMENT
7 2017 PERFORMANCE Mgmt For Abstain Against
EVALUATION REPORT OF
THE SUPERVISORY
COMMITTEE ON
DIRECTORS, MANAGEMENT
TEAM AND SENIOR
MANAGEMENT
8 2017 SPECIAL REPORT ON Mgmt For Abstain Against
CONNECTED
TRANSACTIONS
9 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
10 Strategic Plan from Mgmt For Abstain Against
2018 to
2020
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Remuneration
Management Measures
for Directors and
Supervisors
13 Appointment of Auditor Mgmt For For For
14 Amendments to Equity Mgmt For Abstain Against
Management
Measures
15 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
________________________________________________________________________________
Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002839 CINS Y444RL107 09/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type of Issuance Mgmt For For For
2 Size of Issuance Mgmt For For For
3 Par Value And Issue Mgmt For For For
Price
4 Bond Duration Mgmt For For For
5 Interest Rate Mgmt For For For
6 Time and Method of Mgmt For For For
Interest
Payment
7 Conversion Period Mgmt For For For
8 Determination and Mgmt For For For
Adjustment of
Conversion
Price
9 Downward Adjustment Mgmt For For For
Clauses
10 Size of Converted Mgmt For For For
Shares and Its
Determining
Method
11 Attribution of Mgmt For For For
Dividends for
Conversion
Years
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Issuance Targets and Mgmt For For For
Method
15 Arrangement for Mgmt For For For
Placement to
Shareholders
16 Bondholder Meetings Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Guarantee Matters Mgmt For For For
19 Validity of Resolution Mgmt For For For
20 Feasibility Report on Mgmt For For For
Use of
Proceeds
21 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
22 Report on Deposit and Mgmt For For For
Use of Raised
Funds
23 Board Authorization to Mgmt For For For
Implement Bond
Issuance
24 Formulation of Capital Mgmt For For For
Management Plan From
2017 to
2019
25 Formulation of System Mgmt For For For
for External
Supervisors
________________________________________________________________________________
Jiangsu Zhongda New Mat
Ticker Security ID: Meeting Date Meeting Status
002211 ISIN CNE000000RC6 07/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROPOSAL ON OVERSEAS MGMT For For For
ISSUANCE OF BONDS BY
QIANLI VOYAGE COMPANY
LIMITED
2 PROPOSAL TO PROVIDE MGMT For For For
GUARANTEES FOR QIANLI
VOYAGE COMPANY
LIMITED IN RESPECT OF
OVERSEAS ISSUANCE OF
BONDS
3 PROPOSAL TO REQUEST MGMT For For For
THE GENERAL MEETING
OF SHAREHOLDERS TO
FULLY AUTHORIZE THE
BOARD OF DIRECTORS TO
HANDLE SPECIFIC
MATTERS RELATED TO
THE OVERSEAS ISSUANCE
OF
BONDS
4 PROPOSAL FOR THE MGMT For For For
COMPANY TO APPLY FOR
THE AMOUNT OF
FINANCING FOR
2017
________________________________________________________________________________
Jiangsu Zhongda New Mat
Ticker Security ID: Meeting Date Meeting Status
002211 ISIN CNE000000RC6 08/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CHANGE OF SOME MGMT For For For
CONTENTS OF PROJECTS
FINANCED WITH RAISED
FUNDS
________________________________________________________________________________
Jiangsu Zhongda New Mat
Ticker Security ID: Meeting Date Meeting Status
002211 ISIN CNE000000RC6 09/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ELECTION OF DIRECTORS MGMT For For For
________________________________________________________________________________
Jiangsu Zhongda New Mat
Ticker Security ID: Meeting Date Meeting Status
002211 ISIN CNE000000RC6 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROPOSAL TO AMEND THE MGMT For For For
ARTICLES OF
ASSOCIATION OF THE
COMPANY
2 PROPOSAL ON THE MGMT For For For
REVISION OF THE
COMPANY S EXTERNAL
INVESTMENT MANAGEMENT
RULES
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 01/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 03/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Volume and Issuance Mgmt For For For
Method
3 Interest Rate and Mgmt For For For
Determination
Method
4 Bond Duration, Payment Mgmt For For For
Method and Other
Arrangements
5 Issuance Targets Mgmt For For For
6 Guarantee Mgmt For For For
7 Redemption or Resale Mgmt For For For
Provision
8 Underwriting Method Mgmt For For For
9 Listing Arrangement Mgmt For For For
10 Raised Fund Mgmt For For For
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
13 Board Authorization to Mgmt For For For
Respond in Case of
Default on
Payment
14 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 04/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Issue Mgmt For For For
Asset-Backed
Notes
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Issue Mgmt For For For
Corporate Bonds with
Adjusted Issue
Size
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 04/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Annual Report and Its Mgmt For For For
Summary
4 Related Party Mgmt For For For
Transactions
5 Related Party Mgmt For For For
Transactions
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Elect LIU Tian Mgmt For For For
9 Elect SUN Sanyou Mgmt For For For
10 Elect XIN QI Mgmt For For For
11 Elect QIAN Jun Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
14 Related Party Mgmt For For For
Transactions
15 Appointment of Auditor Mgmt For For For
16 Authority to Give Mgmt For Against Against
Guarantees
17 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 06/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Additional
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Approval of Mgmt For For For
Asset-Backed Special
Plan for House
Purchase
Payment
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 08/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
4 Issuance Principals Mgmt For For For
5 Size of Issuance Mgmt For For For
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Issuance Targets Mgmt For For For
9 Purpose of Raised Funds Mgmt For For For
10 Method of Issuance Mgmt For For For
11 Credit Enhancing Mgmt For For For
Measures
12 Listing Measures Mgmt For For For
13 Validity Period Mgmt For For For
14 Authorization for Mgmt For For For
Credit
Issuance
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt Restructuring and Mgmt For Against Against
Authority to Give
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees for A
Related
Enterprise
3 Factoring Financing Mgmt For Against Against
and Authority to Give
Guarantees
4 Additional Authority Mgmt For Against Against
to Give Guarantees
For Loans of
Subsidiaries
5 Elect ZHANG Liang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 09/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Placement of
Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Bond Duration Mgmt For For For
4 Interest Rate and Mgmt For For For
Determination
Method
5 Method of Issuance Mgmt For For For
6 Issuance Targets Mgmt For For For
7 Purpose of Raised Funds Mgmt For For For
8 Redemption or Resale Mgmt For For For
Provisions
9 Underwriting Method Mgmt For For For
10 Transfer of Bonds Mgmt For For For
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
13 Board Authorization to Mgmt For For For
Take Measures for
Principal
Repayment
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 10/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees For
Affiliated
Entities
2 Authority to Give Mgmt For Against Against
Additional Guarantees
for Loans of
Subsidiaries
________________________________________________________________________________
Jiangsu Zhongtian Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600522 CINS Y444E8100 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Summary of Annual Mgmt For For For
Report
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Independent Directors' Mgmt For For For
Report
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Appointment of Auditor Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Related Party Mgmt For For For
Transactions
13 Authority to Give Mgmt For For For
Guarantees
14 Authorization of Legal Mgmt For For For
Formalities
15 Type Mgmt For For For
16 Issuing Scale Mgmt For For For
17 Par Value and Issue Mgmt For For For
Price
18 Bond Duration Mgmt For For For
19 Interest Rate Mgmt For For For
20 Time and Method for Mgmt For For For
Paying the Principal
and
Interest
21 Guarantee Matters Mgmt For For For
22 Conversion Period Mgmt For For For
23 Determining Method for Mgmt For For For
the Number of
Converted
Shares
24 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
25 Downward Adjustment of Mgmt For For For
Conversion
Price
26 Redemption Clauses Mgmt For For For
27 Resale Clauses Mgmt For For For
28 Attribution of Related Mgmt For For For
Dividends for
COnversion
Years
29 Issuing Targets and Mgmt For For For
Method
30 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
31 Matters Regarding Mgmt For For For
Bondholders
Meetings
32 Purpose of the Raised Mgmt For For For
Funds
33 Management of Raised Mgmt For For For
Funds and Its Deposit
Account
34 The Valid Period of Mgmt For For For
the Resolution on the
Public Issuance of
Convertible
Bonds
35 Preplan of Issuance of Mgmt For For For
Convertible
Bonds
36 Feasibility Analysis Mgmt For For For
Report on Use of
Proceeds
37 Report on the Use of Mgmt For For For
Previously Raised
Funds for 2014-2017
Fiscal
Year
38 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
39 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
40 Ratification of Board Mgmt For For For
Acts
41 Constitution of Mgmt For For For
Procedural
Rules
42 CHANGE OF SOME Mgmt For For For
PROJECTS FINANCED
WITH RAISED
FUNDS
43 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Papers
44 Change of the Mgmt For For For
Company's Business
Scope
45 Amendments to Mgmt For For For
Articles: Article
13
46 Amendments to Mgmt For For For
Articles: Party
Building
________________________________________________________________________________
Jiangsu Zhongtian Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600522 CINS Y444E8100 09/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Give Mgmt For For For
Guarantees
3 Change of Projects Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600362 CINS Y4446C118 06/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For For For
USD-denominated
bonds
9 Elect LONG Ziping Mgmt For Against Against
10 Elect WU Yuneng Mgmt For For For
11 Elect WANG Bo Mgmt For For For
12 Elect WU Jinxing Mgmt For For For
13 Elect GAO Jianmin Mgmt For For For
14 Elect LIANG Qing Mgmt For For For
15 Elect DONG Jiahui Mgmt For For For
16 Elect TU Shutian Mgmt For For For
17 Elect LIU Erh Fei Mgmt For For For
18 Elect ZHOU Donghua Mgmt For For For
19 Elect LIU Xike Mgmt For For For
20 Elect HU Qingwen Mgmt For For For
21 Elect ZHANG Jianhua Mgmt For Against Against
22 Elect LIAO Shengsen Mgmt For Against Against
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Supply Mgmt For For For
and Services
Agreement
I
2 Consolidated Supply Mgmt For For For
and Services
Agreement
II
3 Land Leasing Agreement Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 01/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance and Listing Mgmt For For For
of H
Shares
3 Stock Type and Par Mgmt For For For
Value
4 Issuance Date Mgmt For For For
5 Method of Issuance Mgmt For For For
6 Issuance Volume Mgmt For For For
7 Pricing Method Mgmt For For For
8 Issuance Targets Mgmt For For For
9 Offering Principles Mgmt For For For
10 Company Conversion Mgmt For For For
11 Report on Previously Mgmt For For For
Raised
Funds
12 Plan for Fund Usage Mgmt For For For
13 Validity Period Mgmt For For For
14 Board Authorization Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Election of Directors Mgmt For For For
17 Indemnification of Mgmt For For For
Directors/Officers
18 Increase in Authorized Mgmt For For For
Capital
19 Amendments to Articles Mgmt For For For
20 Amendments to Articles Mgmt For For For
[Bundled]
21 Amendments to Mgmt For For For
Procedural
Rules
22 Amendments to Mgmt For For For
Procedural
Rules
23 Amendments to Mgmt For For For
Procedural
Rules
24 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 01/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 INVESTMENT IN WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH PARTIAL IDLE
RAISED
FUNDS
2 Share Repurchase Mgmt For For For
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 05/02/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Investment in Wealth Mgmt For For For
Management
Products
10 Amendments to Articles Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Line of Credit Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 12/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of a Mgmt For For For
Subsidiary
2 Project Appraisal and Mgmt For For For
Incentive Plan for
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 03/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Board Authorization to Mgmt For For For
Issue Corporate
Bonds
3 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
4 Board Authorization Mgmt For For For
for Issuance of Super
and Short-term
Commercial
Paper
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 09/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules:
Shareholders General
Meeting
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jihua Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601718 CINS Y444B4102 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect GAI Zhixin Mgmt For For For
3 Elect GUO Shijin Mgmt For For For
4 Elect GAO Yawei Mgmt For For For
5 Elect YANG Dajun Mgmt For For For
6 Elect LI Yiling Mgmt For For For
7 Elect YUAN Haili Mgmt For For For
8 Elect ZU Guodan Mgmt For For For
9 Elect XING Dongmei Mgmt For For For
10 Elect WANG Bin Mgmt For Against Against
11 Elect LI Chuanwei Mgmt For For For
12 Elect YAN Xingmin Mgmt For Against Against
13 Elect LI Zhunxi Mgmt For Against Against
________________________________________________________________________________
Jilin Aodong Medicine Industry Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 04/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Amendments to Mgmt For For For
Procedural
Rules
8 Directors' Fees Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jilin Aodong Medicine Industry Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Jilin Aodong Medicine Industry Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI XIULIN Mgmt For For For
2 Elect GUO SHUQIN Mgmt For For For
3 Elect YANG KAI Mgmt For For For
4 Elect YING GANG Mgmt For For For
5 Elect LV GUIXIA Mgmt For For For
6 Elect SUN MAOCHENG Mgmt For For For
7 Elect BI YAN Mgmt For For For
8 Elect CHEN YONGFENG Mgmt For Against Against
9 Elect XIU GANG Mgmt For Against Against
10 Elect SUN YUJU Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
13 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
14 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory Board
Meetings
15 Amendments to Work Mgmt For Abstain Against
Rules for Independent
Directors
16 Formulation of Mgmt For For For
Management System for
Guarantees
17 Formulation of Mgmt For For For
Management System for
Related Party
Transactions
18 Formulation of Mgmt For For For
Management System for
External
Investments
________________________________________________________________________________
Jilin Aodong Medicine Industry Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Type of Securities Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Par Value and Issuing Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
of Paying
Interests
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of
Conversion
Price
11 Adjustment Clauses on Mgmt For For For
Conversion
Price
12 Determination Method Mgmt For For For
for amount of
Converted Shares and
Non-Conversion
Treatment
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends
16 Issuance Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to original
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Purpose of Raised Funds Mgmt For For For
20 Depository of Raised Mgmt For For For
Funds
21 Validity of Resolution Mgmt For For For
22 Preplan for Issuance Mgmt For For For
of Corporate
Bonds
23 Feasibility Report on Mgmt For For For
Use of
Proceeds
24 Exemption to Prepare Mgmt For For For
Report on Use of
Proceeds
25 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
26 Shareholder Returns Mgmt For For For
Plan
27 Formulation of Mgmt For For For
Procedural Rules for
Bondholders
Meetings
28 Amendments to Measures Mgmt For Abstain Against
for Proceeds
Management
29 Board Authorization to Mgmt For For For
Implement Bonds
Issuance
30 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Investment Plan for Mgmt For For For
Technical Renovation
and Equipment
Replacement
8 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
9 Plan for Upgrade and Mgmt For For For
Reconstruction of
Molybdenum Mining
Facilities
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Shareholders Returns Mgmt For For For
Plan
9 Internal Control Mgmt For For For
Self-evaluation
Report
10 Related Party Mgmt For For For
Transactions
11 Authority to Give Mgmt For For For
Guarantees
12 Supervisors' Report Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 08/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Against Against
Ownership
Plan
2 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
3 Risk Assessment with Mgmt For Abstain Against
Proprietary
Funds
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 10/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 11/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-Term
Notes
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Dividends Distribution Mgmt For For For
Plan for Preferred
shares
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approval of Line of Mgmt For For For
Credit
9 Plan on Debt Financing Mgmt For For For
Instruments
10 Eligibility for Mgmt For For For
Corporate Bond
Issuance
11 Issue Size and Par Mgmt For For For
Value
12 Issue Manner Mgmt For For For
13 Maturity Mgmt For For For
14 Interest Rate Mgmt For For For
15 Use of Proceeds Mgmt For For For
16 Arrangement on Mgmt For For For
Redemption and
Sale-back
17 Guarantee Arrangements Mgmt For For For
18 Placing Arrangement Mgmt For For For
for
Shareholders
19 Underwriting Manner Mgmt For For For
20 Listing Exchange Mgmt For For For
21 Safeguard Measures of Mgmt For For For
Debts
Repayment
22 Resolution Validity Mgmt For For For
Period
23 Authorization to the Mgmt For For For
Board
24 Shareholder Returns Mgmt For For For
Plan
25 Approval of Investment Mgmt For For For
26 Elect MA Xingtian Mgmt For For For
27 Elect XU Dongjin Mgmt For For For
28 Elect QIU Xiwei Mgmt For Against Against
29 Elect LIN Dahao Mgmt For For For
30 Elect LI Shi Mgmt For For For
31 Elect MA Hanyao Mgmt For For For
32 Elect JIANG Zhenping Mgmt For For For
33 Elect ZHANG Ping Mgmt For For For
34 Elect GUO Chonghui Mgmt For For For
35 Elect LUO Jiaqian Mgmt For Against Against
36 Elect LI Dingan Mgmt For For For
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Basis For Determining Mgmt For For For
Plan Participants And
Scope
3 Plan Participants And Mgmt For For For
Distribution
Results
4 Type, Source And Mgmt For For For
Number Of The
Stocks
5 Valid Period, Grant Mgmt For For For
Date, Lock-Up Period,
Unlocking Date And
Non-Tradable
Restrictions
6 Grant Price Mgmt For For For
7 Conditions For Mgmt For For For
Granting And
Unlocking
8 Procedure For Granting Mgmt For For For
And
Unlocking
9 Method And Procedure Mgmt For For For
For Adjusting The
Restricted Stock
Incentive
Plan
10 Accounting Treatment Mgmt For For For
For The
Plan
11 Rights And Obligations Mgmt For For For
Of The Company And
Plan
Participants
12 Alteration And Mgmt For For For
Termination Of The
Plan
13 Mechanism For Mgmt For For For
Resolving Disputes
Between The Company
And Plan
Participants
14 Appraisal Management Mgmt For For For
Measures for 2nd
Phase Restricted
Stock Incentive
Plan
15 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
16 Amendments to Business Mgmt For For For
Scope and
Articles
17 Amendments to Mgmt For For For
Registered Address
and
Articles
________________________________________________________________________________
Kingenta Ecological Engineering Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 02/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Acquisition by
Issuance of Shares
and Related-party
Transaction
2 Approval of Mgmt For For For
Transaction
Constituting a
Related-party
Transaction
3 Overall Transaction Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Issuance Method Mgmt For For For
6 Target Assets Mgmt For For For
7 Transaction Price of Mgmt For For For
Target
Assets
8 Price Reference Date Mgmt For For For
and Issuance
Price
9 Target Issuance Price Mgmt For For For
Adjustment
10 Period for Price Mgmt For For For
Adjustment
11 Trigger Conditions for Mgmt For For For
Price
Adjustments
12 Issuance Price Mgmt For For For
Adjustment
13 Adjustment on Issue Mgmt For For For
Size
14 Ex-rights and Mgmt For For For
Ex-dividends from
Price Reference Date
to Issuance
Date
15 Issue Size and Mgmt For For For
Proportion to Total
Share Capital After
Issuance
16 Type and Par Value Mgmt For For For
17 Lock-up Period Mgmt For For For
18 Distribution of Mgmt For For For
Undistributed
Earnings
19 Profit or Loss During Mgmt For For For
the
Period
20 Staffing Arrangements Mgmt For For For
21 Credit and Debt Mgmt For For For
Arrangements for
Target
Assets
22 Delivery of Target Mgmt For For For
Assets
23 Contractual Mgmt For For For
Obligations and
Liability for Breach
of the Transfer of
the Underlying Asset
Ownership
24 Performance Mgmt For For For
Commitments and
Compensation
Arrangements
25 Resolution Validity Mgmt For For For
Period
26 Draft and Summary on Mgmt For For For
Acquisition by
Issuance of Shares
and Related-party
Transaction
27 Acknowledgment that Mgmt For For For
Acquisition Does Not
Constitute Major
Asset
Restructuring
28 Article 11 of the Mgmt For For For
Management Approach
Regarding Major Asset
Restructuring of
Listed
Companies
29 Article 43 of the Mgmt For For For
Management Approach
Regarding Major Asset
Restructuring of
Listed
Companies
30 Article 14 and 44 of Mgmt For For For
the Management
Approach Regarding
Major Asset
Restructuring of
Listed
Companies
31 Article 3 of the Mgmt For For For
Management Approach
Regarding Major Asset
Restructuring of
Listed
Companies
32 Relevant Laws of Mgmt For For For
Questions and Answers
on the Record of
Private Equity Funds
Related to M & A and
Reorganization
Administrative
License
Examination
33 Article 13 of Mgmt For For For
Strengthening the
Supervision over
Abnormal Stock
Trading Related to
the Material Asset
Reorganizations of
Listed
Companies
34 Transaction Does Not Mgmt For For For
Constitute as Article
13 of the Management
Approach Regarding
Major Asset
Restructuring of
Listed
Companies
35 Transaction Complies Mgmt For For For
with Article IV of
Provisions on Several
Issues Regulating the
Major Asset
Restructuring of
Listed
Companies
36 Company Stock Price Mgmt For For For
Volatility Did Not
Achieve Relevant
Standards of
Regulating the
Information
Disclosure of Listed
Companies and the
Acts of All the
Related
Parties
37 Signing of Conditional Mgmt For For For
Acquisition by
Issuance of Shares
Agreement
38 Signing of Conditional Mgmt For For For
Profit Forecast
Compensation
Agreement
39 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
40 Completeness and Mgmt For For For
Compliance of
Implementation of
Legal Proceedings of
the Transactions and
Validity of the
Submitted Legal
Documents Regarding
this
Transaction
41 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
42 Basis and Fairness of Mgmt For For For
Pricing for This
Transaction
43 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
44 Board Authorization to Mgmt For For For
Implement
Acquisition
45 Appointment of Mgmt For For For
Relevant
Intermediaries for
This
Transaction
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 01/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Jieli as Mgmt For For For
Independent
Director
2 Amendments to Articles Mgmt For For For
3 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase and Mgmt For For For
Subscription
Agreement
2 Approval of Loan Mgmt For For For
Agreement by
Controlled Subsidiary
and Authority to Give
Guarantees
3 Authority to Give Mgmt For For For
Guarantees for Compo
GMBH
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 Final Accounts Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Actual Mgmt For For For
Deposit and Uses of
Proceeds
7 Self Assessment Report Mgmt For For For
on Internal
Control
8 Appointment of Auditor Mgmt For For For
9 Approval for Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Purchase of Bank Mgmt For For For
Wealth Management
Products
12 Related Party Mgmt For For For
Transactions
13 Supervisors' Fees Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 06/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 07/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 07/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Capital Mgmt For For For
Increase and
Subscription
Agreement
2 Signing of Loan Mgmt For For For
Agreement and
Guarantee
Provision
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 09/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For Abstain Against
Scope
2 Cash Management With Mgmt For For For
Idle
Funds
3 Modification of Mgmt For For For
Guarantees
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 05/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Mgmt For For For
Summary
4 2017 Financial Mgmt For For For
Statements
5 2018 Financial Budget Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
Financial Auditor and
Internal Control
Auditor
8 Independent Directors' Mgmt For For For
Report
9 Deposit and Loan Mgmt For For For
Transactions with
Bank of Guizhou by
Subsidiaries
10 2018-2021 Daily Mgmt For For For
Related Party
Transactions:
11 Related Party Product Mgmt For For For
Sales
12 Increase Investment in Mgmt For For For
Warehouse Renovation
Project in
Tanchangpian
District
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 10/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LUO Guoqing as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 06/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve the Proposal Mgmt For For For
on the Downward
Adjustment of
Conversion Price for
Convertible Corporate
Bond
2 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Leo Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002131 CINS Y9892V106 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Guarantee Quota for Mgmt For For For
Wholly-Owned
Subsidiaries
2 Repurchase of Mgmt For For For
Compensation Shares
from Original
Shareholders
3 Amendments to Mgmt For For For
Articles: Increase in
Registered
Capital
________________________________________________________________________________
Leo Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002131 CINS Y9892V106 09/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Share Mgmt For For For
Donation
________________________________________________________________________________
Leo Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002131 CINS Y9892V106 12/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Connected
Transaction
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 04/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report and its Mgmt For For For
Summary
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Issue Mgmt For For For
Convertible
Bonds
11 Authority to Issue Mgmt For For For
Convertible Bonds:
Type
12 Authority to Issue Mgmt For For For
Convertible Bonds:
Volume
13 Authority to Issue Mgmt For For For
Convertible Bonds:
Face Value and Issue
Price
14 Authority to Issue Mgmt For For For
Convertible Bonds:
Maturity
15 Authority to Issue Mgmt For For For
Convertible Bonds:
Interest
Rate
16 Authority to Issue Mgmt For For For
Convertible Bonds:
Time and Method for
Paying the Principle
and
Interest
17 Authority to Issue Mgmt For For For
Convertible Bonds:
Guarantees
18 Authority to Issue Mgmt For For For
Convertible Bonds:
Conversion
Period
19 Authority to Issue Mgmt For For For
Convertible Bonds:
Determining Method
for The Number of
Converted
Shares
20 Authority to Issue Mgmt For For For
Convertible Bonds:
Determination and
Adjustment of the
Conversion
Price
21 Authority to Issue Mgmt For For For
Convertible Bonds:
Downward Adjustment
Clauses on the
Conversion
Price
22 Authority to Issue Mgmt For For For
Convertible Bonds:
Redemption
Clauses
23 Authority to Issue Mgmt For For For
Convertible Bonds:
Resale
Clauses
24 Authority to Issue Mgmt For For For
Convertible Bonds:
Attribution of
Related Dividends for
Conversion
Years
25 Authority to Issue Mgmt For For For
Convertible Bonds:
Issuance Targets and
Methods
26 Authority to Issue Mgmt For For For
Convertible Bonds:
Arrangement for
placement to existing
shareholders
27 Authority to Issue Mgmt For For For
Convertible Bonds:
Matter Regarding
Bondholders
Meetings
28 Authority to Issue Mgmt For For For
Convertible Bonds:
Purpose of the Raised
Funds
29 Authority to Issue Mgmt For For For
Convertible Bonds:
Management of the
Raised Funds and the
Deposit
Account
30 Authority to Issue Mgmt For For For
Convertible Bonds:
The Valid Period of
the Plan for
Convertible Corporate
Bond
Issuance
31 Pre-arranged plan for Mgmt For For For
the Issuance of
Convertible
Bonds
32 Constitution of Mgmt For For For
Procedural Rules of
the Bondholders'
Meeting
33 Demonstration Analysis Mgmt For For For
Report on Issuance of
Convertible Corporate
Bonds
34 Feasibility Report on Mgmt For For For
the Use of Funds to
be
Raised
35 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
36 Approval of An Mgmt For For For
Appraisal Report from
an Independent
Auditor
37 Ratification of Board Mgmt For For For
Acts
38 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
(2018-2020)
39 Commitments of Mgmt For For For
management on
dilution remedial
measures
40 Authority to Issue Mgmt For For For
Short-Term
Bonds
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Articles Mgmt For For For
(06
July)
4 EXTENSION OF TRADING Mgmt For Against Against
SUSPENSION FOR MAJOR
ASSETS
RESTRUCTURING
5 Elect SUN Hongbin Mgmt For For For
6 Elect LIANG Jun Mgmt For For For
7 Elect ZHANG Zhao Mgmt For For For
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 01/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium Term
Notes
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 05/07/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Amendments to Articles Mgmt For For For
8 Elect SHANG Shuzhi Mgmt For For For
9 Elect GE Yu Mgmt For For For
10 Elect LI Ning Mgmt For For For
11 Elect WANG Xin Mgmt For For For
12 Elect LI Xiao Mgmt For For For
13 Elect ZHANG Bishu Mgmt For For For
14 Elect LIN Yingshi Mgmt For For For
15 Elect YAO Hong Mgmt For For For
16 Elect ZHANG Liming Mgmt For For For
17 Elect GAO Wu Mgmt For For For
18 Elect HE Yuting Mgmt For Against Against
19 Authority to Give Mgmt For For For
Guarantees
20 Financing Quota Mgmt For For For
21 PURCHASE OF SHORT-TERM Mgmt For For For
WEALTH MANAGEMENT
PRODUCTS
22 Purchase of Wealth Mgmt For For For
Management Products
from Related
Party
23 Appointment of Auditor Mgmt For For For
24 Authority for Mgmt For For For
Registration and
Issuance of Private
Debt
Instruments
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Misc. Management Mgmt For For For
Proposal
10 Misc. Management Mgmt For For For
Proposal
11 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 08/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bodns
2 Authority to Issue Mgmt For For For
Corporate
Bonds
3 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
4 Authority to Issue Mgmt For For For
Commercial
Paper
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 01/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Share Mgmt For For For
Purchase
Plan
2 Management System of Mgmt For For For
Employee Share
Purchase
Plan
3 Board Authority to Mgmt For For For
Implement Employee
Share Purchase
Plan
4 Performance Incentive Mgmt For For For
Allowance for
Employee Share
Purchase
Plan
5 Appointment of Auditor Mgmt For For For
6 Approval of Bank Mgmt For For For
Credit
Lines
7 Authority to Give Mgmt For For For
Guarantees
8 Approval of Provision Mgmt For For For
of Financial
Assistance
9 Electi LIN Suyue as Mgmt For For For
Independent
Director
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 03/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of an Mgmt For For For
Industry Investment
Fund
2 Adjustment to Rewards Mgmt For For For
for Profits to Key
Employees
3 Formulation of Mgmt For For For
Remuneration
Management
Measures
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 06/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Type Mgmt For For For
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination Method Mgmt For For For
for The Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
When Conversion
Occurs
10 Determination and Mgmt For For For
Adjustment of The
Conversion
Price
11 Downward Adjustment to Mgmt For For For
The Conversion
Price
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Bondholders Meetings Mgmt For For For
18 Purpose of The Raised Mgmt For For For
Funds
19 Depository of The Mgmt For For For
Raised
Funds
20 Guarantee Arrangements Mgmt For For For
21 The Valid Period of Mgmt For For For
The
Resolution
22 PREPLAN FOR PUBLIC Mgmt For For For
ISSUANCE OF
CONVERTIBLE CORPORATE
BONDS
23 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
24 Feasibility Analysis Mgmt For For For
Report (Revision) On
the Use of Funds to
Be
Raised
25 Risk Warning on Mgmt For For For
Diluted Immediate
Returns
26 Commitments of Mgmt For For For
Directors and Senior
Management on
Implementation of
Filling Measures for
Diluted Immediate
Returns After the
Public Issuance of
Convertible
27 Constitution of Mgmt For For For
Procedural
Rules
28 Ratification of Board Mgmt For For For
Acts
29 Shareholder Return Mgmt For For For
Plan for the Next
Three Year
(2018-2020)
30 LAUNCHING FOREIGN Mgmt For For For
EXCHANGE HEDGING
BUSINESS
________________________________________________________________________________
LONGi Green Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 02/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
2 Authority to Give Mgmt For Against Against
Guarantees: 2018
Estimated Additional
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees: For a
Wholly-Owned
Subsidiary
4 Related Party Mgmt For For For
Transactions
5 Amendments to Mgmt For For For
Registered Capital
and
Articles
________________________________________________________________________________
LONGi Green Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 04/19/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Special Report on Mgmt For For For
Deposit and Use of
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Supervisors' Report Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Decrease in Registered Mgmt For For For
Capital and
Amendments to
Articles
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Independent Directors' Mgmt For For For
Fees
11 Elect WANG Laichun Mgmt For For For
12 Elect WANG Laisheng Mgmt For For For
13 Elect LI Bin Mgmt For For For
14 Elect YE Yiling Mgmt For For For
15 Elect LIN Yifei Mgmt For For For
16 Elect XU Huaibin Mgmt For For For
17 Elect ZHANG Ying Mgmt For For For
18 Elect XIA Yanrong Mgmt For Against Against
19 Elect MO Rongying Mgmt For For For
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Approval of Subsidiary Mgmt For For For
Merger
3 Modification of Mgmt For For For
Investment
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 12/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Foreign Mgmt For For For
Exchange
Transactions
2 Authority to Issue Mgmt For For For
Short-term Financing
Bills
3 Amendments to Use of Mgmt For For For
Proceeds
4 Elect XIA Yanrong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Luzhou Laojiao Company Limited
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y5347R104 06/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Remuneration for Mgmt For For For
Independent Directors
and External
Directors
9 Elect LIU Miao Mgmt For For For
10 Elect LIN Feng Mgmt For For For
11 Elect WANG Hongbo Mgmt For For For
12 Elect SHEN Caihong Mgmt For For For
13 Elect QIAN Xu Mgmt For For For
14 Elect YING Hanjie Mgmt For For For
15 Elect DU Kunlun Mgmt For For For
16 Elect XU Guoxiang Mgmt For For For
17 Elect TAN Lili Mgmt For For For
18 Elect LIU Junhai Mgmt For For For
19 Elect WU Qin Mgmt For Against Against
20 Elect LIAN Jin Mgmt For Against Against
21 Elect CAO Cong Mgmt For For For
________________________________________________________________________________
Luzhou Laojiao Company Limited
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y5347R104 11/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Capital Mgmt For For For
Injection into
Wholly-owned
Subsidiary
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replacement of The Mgmt For For For
Self-Raised Funds
Previously Invested
In Projects With
Raised
Funds
2 Capital Increase in A Mgmt For For For
Wholly-Owned
Subsidiary
3 Application for Mgmt For Against Against
Comprehensive Bank
Credit and Authority
to Give
Guarantees
4 External Investment in Mgmt For For For
Setting Up
Subsidiaries
5 Investment in Setting Mgmt For Against Against
Up a Fund and
Authority to Give
Guarantees
6 Use of Proprietary Mgmt For For For
Funds to Conduct
Structured
Deposits
7 Related Party Mgmt For Abstain Against
Transactions:
External
Investment
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 04/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds and to
Acquire Equity in
Five
Companies
2 Related Party Mgmt For For For
Transactions:
External
Investments
3 Related Party Mgmt For For For
Transactions: Equity
Acquisition
4 Waiver of Right of Mgmt For For For
Capital Injection and
Preemptive
Rights
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Merger retrospective Mgmt For For For
adjustment
9 Related Party Mgmt For For For
Transactions
10 Investment in Wealth Mgmt For For For
Management
Products
11 Connected Transaction Mgmt For For For
for External
Investment
12 Connected Transaction Mgmt For For For
for Equity
Acquisition
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 09/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
Regarding A
Subsidiary's Joint
Investment
2 Related Party Mgmt For For For
Transactions
Regarding a
Wholly-owned
Subsidiary's Joint
Investment
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 12/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Board Authorization Mgmt For For For
for Stock Ownership
Plan
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Amendments to Articles Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Buyout Mgmt For For For
Fund
2 Capital Increase Mgmt For For For
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 The 5th-phase Employee Mgmt For For For
Stock Options Plan
(Draft)
7 Formulation of Mgmt For For For
Measures on
implementation and
appraisal of Stock
Options
Plan
8 Board Authorization to Mgmt For For For
Implement 5th-phase
Stock Options
Plan
9 2018 Employee Mgmt For For For
Restricted Shares
Plan
(Draft)
10 Appraisal Measures for Mgmt For For For
2018 Restricted Stock
Incentive
Plan
11 Board Authorization to Mgmt For For For
Implement 2018
Restricted Stock
Incentive
Plan
12 The 4th-phase Global Mgmt For Against Against
Partnership
Shareholding Plan
(Draft)
13 Board Authorization to Mgmt For Against Against
Implement 4th-phase
Global Partnership
Shareholding
Plan
14 1st-phase Business Mgmt For Against Against
Partnership
Shareholding Plan
(Draft)
15 Board Authorization to Mgmt For Against Against
Implement 1st-phase
Business Partnership
Shareholding
Plan
16 Authority to Give Mgmt For Against Against
Guarantees
17 Approval of Foreign Mgmt For For For
Exchange Trading
Business
18 2018 Entrusted Wealth Mgmt For For For
Management with Idle
Proprietary
Funds
19 Related Party Mgmt For For For
Transactions:
Deposits and
Loans
20 Amendments to Articles Mgmt For For For
21 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Minmetals Capital Company Limited
Ticker Security ID: Meeting Date Meeting Status
600390 CINS Y4796R103 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2017 SOCIAL Mgmt For For For
RESPONSIBILITY
REPORT
6 DETERMINATION OF 2017 Mgmt For For For
AUDIT
FEES
7 Annual Report Mgmt For For For
8 Shareholder Returns Mgmt For For For
Plan
9 Related Party Mgmt For For For
Transactions
10 Approval for Line of Mgmt For For For
Credit
11 Entrusted Wealth Mgmt For For For
Management with
Partial Temporarily
Idle
Funds
12 Authority to Issue Mgmt For For For
Non-financial
Enterprise Debt
Financing
Instruments
13 Authorization for Mgmt For For For
Registration and
Issuance of
Non-financial
Enterprise Debt
Financing Instruments
in the Inter-bank
Bond
Market
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/04/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
AND 2018 FINANCIAL
BUDGET
REPORT
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 2018 ENTRUSTED WEALTH Mgmt For For For
MANAGEMENT WITH IDLE
PROPRIETARY
FUNDS
8 Purchase of Wealth Mgmt For For For
Management Products
From Banks With
Partial Idle Raised
Funds
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Authority to Give Mgmt For Against Against
Guarantees
11 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
12 Appointment of Auditor Mgmt For For For
13 2018 Estimated Mgmt For For For
Continuing Connected
Transactions
14 Connected Transaction Mgmt For For For
Regarding House
Leasing
Contract
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Perpetual Medium-term
Notes
2 Full Authorization to Mgmt For For For
Management Team to
Handle Matters
Regarding Issuance of
Perpetual Medium-term
Notes
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Third Phase Employee Mgmt For Against Against
Stock Purchase
Plan
2 Management Method of Mgmt For Against Against
Third Phase Employee
Stock Purchase
Plan
3 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Purchase
Plan
4 Signing of Mgmt For For For
Related-party
Transaction
Agreement
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Foreign
Bonds
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 12/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for
Transaction
2 Authority to Give Mgmt For For For
Guarantees for
Loans
3 Service Agreement with Mgmt For For For
Henan Muyuan Property
Management
Company
4 Service Agreement with Mgmt For For For
Henan Muyuan
Logistics
Company
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 ISIN CNE100001RQ3 03/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for MGMT For For For
Corporate Bond
Issuance
2.1 Size of Issuance and MGMT For For For
Issuance
Method
2.2 Interest Rate and MGMT For For For
Determination
Method
2.3 Bond Duration, Method MGMT For For For
for Payment of
Principal
2.4 Issuance Targets, MGMT For For For
Arrangement for
Placement to
Shareholders
2.5 Guarantees MGMT For For For
2.6 Redemption or Resale MGMT For For For
Provisions
2.7 Purpose of Raised Funds MGMT For For For
2.8 Credit Status and MGMT For For For
Guarantee Repayment
Measures
2.9 Underwriting Method MGMT For For For
2.10 Listing Place MGMT For For For
2.11 Validity Period MGMT For For For
3 Authorization MGMT For For For
Regarding Public
Issuance of Corporate
Bonds
________________________________________________________________________________
Nanjing Xinjiekou Department Store Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600682 ISIN CNE000000CX4 02/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report Summary and MGMT For For For
Draft for Asset
Purchase
2 Eligibility for Asset MGMT For For For
Purchase
3.1 STOCK TYPE AND PAR MGMT For For For
VALUE
3.2 ISSUANCE TARGETS AND MGMT For For For
METHOD
3.3 ISSUING PRICE AND MGMT For For For
PRICING
PRINCIPLE
3.4 ISSUING VOLUME MGMT For For For
3.5 LOCK-UP PERIOD MGMT For For For
3.6 ARRANGEMENT FOR THE MGMT For For For
PROFITS AND LOSSES
DURING THE
TRANSITIONAL
PERIOD
3.7 ARRANGEMENT FOR MGMT For For For
ACCUMULATED RETAINED
PROFITS OF THE
COMPANY AND
UNDERLYING
COMPANIES
3.8 LISTING PLACE MGMT For For For
3.9 STOCK TYPE AND PAR MGMT For For For
VALUE
3.10 ISSUANCE METHOD AND MGMT For For For
TARGETS
3.11 ISSUING PRICE AND MGMT For For For
PRICING
PRINCIPLE
3.12 ISSUING VOLUME MGMT For For For
3.13 PURPOSE OF RAISED FUNDS MGMT For For For
3.14 LOCK-UP PERIOD MGMT For For For
3.15 LISTING PLACE MGMT For For For
4 Authorization of Legal MGMT For For For
Formalities
5 Authorization of Legal MGMT For For For
Formalities
6 Intra-company MGMT For For For
Contracts/Control
Agreements
7 Intra-company MGMT For For For
Contracts/Control
Agreements
8 Routine Meeting Item MGMT For For For
9 Merger/Acquisition MGMT For For For
10 Merger/Acquisition MGMT For For For
11 Merger/Acquisition MGMT For For For
12 Misc. Management MGMT For For For
Proposal
13 Authorization of Legal MGMT For For For
Formalities
14 Authorization of Legal MGMT For For For
Formalities
15 Misc. Management MGMT For For For
Proposal
16 Misc. Management MGMT For For For
Proposal
17 Ratification of Board MGMT For For For
Acts
18 Authority to Give MGMT For For For
Guarantees
19 Amendments to Articles MGMT For For For
________________________________________________________________________________
Nanjing Xinjiekou Department Store Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600682 CINS Y62032100 02/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Provider Mgmt For For For
Involved In Financing
Guarantees
________________________________________________________________________________
Nanjing Xinjiekou Department Store Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600682 CINS Y62032100 05/09/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 REAPPOINTMENT OF Mgmt For For For
FINANCIAL AND
INTERNAL CONTROL
AUDIT FIRM AND
PAYMENT OF THE AUDIT
FEES
7 2017 Report on Deposit Mgmt For For For
and Use of Raised
Funds
8 Related Party Mgmt For For For
Transactions
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Nanjing Xinjiekou Department Store Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600682 CINS Y62032100 05/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 WANG Tongyan Mgmt For For For
2 XU Fang Mgmt For For For
3 SHI Yufang Mgmt For For For
________________________________________________________________________________
Nanjing Xinjiekou Department Store Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600682 CINS Y62032100 07/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect TAN Jiamin Mgmt For Against Against
3 Elect ZHOU Xiaobing Mgmt For For For
________________________________________________________________________________
Nanjing Xinjiekou Department Store Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600682 CINS Y62032100 12/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 06/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Independent Directors' Mgmt For For For
Report
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
9 Approval of Entrusted Mgmt For For For
Loans
10 Related Party Mgmt For Against Against
Transactions
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
13 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
14 Adjustments in Mgmt For For For
Accounting
Estimate
15 Elect XIONG Yanren Mgmt For For For
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 08/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Purchase and Fund
Raising
2 Assets Purchase and Mgmt For For For
Fund Raising
Constitution of
Related Party
Transaction
3 Transaction Mgmt For For For
Counterparty
4 Underlying Assets Mgmt For For For
5 Transaction Method Mgmt For For For
6 Transaction Amount Mgmt For For For
7 Issuance Price Mgmt For For For
8 Stock Type and Par Mgmt For For For
Value
9 Transaction Amount, Mgmt For For For
Consideration
Payment, and Issuance
Volume
10 Adjustment Mechanism Mgmt For For For
Issuance
Price
11 Lock-Up Period Mgmt For For For
12 Payment Method and Mgmt For For For
Payment Date of
Cash
13 Performance Commitment Mgmt For For For
and Compensation
Arrangement
14 Arrangement for Mgmt For For For
Transitional
Period
15 Arrangement for Mgmt For For For
Accumulated Retained
Profits
16 Personnel Arrangement Mgmt For For For
17 Issuance Price Mgmt For For For
18 Stock Price and Par Mgmt For For For
Value
19 Matching Fund and Mgmt For For For
Volume
20 Lock-up Situation Mgmt For For For
21 Purpose of Matching Mgmt For For For
Funds
22 Validity Period of Plan Mgmt For For For
23 Draft of Asset Mgmt For For For
Purchase
Transaction
24 Compliance with Mgmt For For For
Article 4 of
Provisions
Concerning Regulation
of Major Asset
Restructuring
25 Compliance with Mgmt For For For
Article 13 in
Management Measures
on Major Asset
Restructuring
26 Compliance with Mgmt For For For
Article 11 in
Management Measures
on Major Asset
Restructuring
27 Compliance with Mgmt For For For
Article 43 in
Management Measures
on Major Asset
Restructuring
28 Statement on Mgmt For For For
Compliance and
Completeness of
Implementing Legal
Procedures of
Transaction
29 Conditional Agreement Mgmt For For For
on Asset
Purchase
30 Supplementary Mgmt For For For
Agreement for Asset
Purchase
31 Conditional Agreement Mgmt For For For
on Profit Forecast
Compensation
32 Conditional Mgmt For For For
Supplementary
Agreement on Profit
Forecast
Compensation
33 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
34 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
35 Diluted Immediate Mgmt For For For
Returns for Major
Assets
Restructuring
36 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
37 Board Authorization to Mgmt For For For
Implement Asset
Purchase
Transaction
________________________________________________________________________________
Neusoft Corporation
Ticker Security ID: Meeting Date Meeting Status
600718 CINS Y6280M102 09/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect YUANTENG Haoyi Mgmt For For For
as Non-independent
Director
________________________________________________________________________________
Neusoft Corporation
Ticker Security ID: Meeting Date Meeting Status
600718 CINS Y6280M102 12/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Injection Mgmt For For For
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
New China Life Insurance Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 06/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report of Directors' Mgmt For For For
Performance
8 Report of Independent Mgmt For For For
Non-Executive
Directors'
Performance
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendments to the Mgmt For For For
Administrative
Measures on Related
Party
Transactions
11 Elect YANG Yi Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
New China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 12/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Jiannan as Mgmt For Against Against
Supervisor
2 Remuneration of Mgmt For For For
Executive
Directors and Chairman
of Board of
Supervisors
3 Amendments to Articles Mgmt For For For
4 Amendments to Rules Mgmt For For For
of Procedures of
General
Meeting
5 Amendments to Rules Mgmt For For For
of Procedures of Board
of
Directors
6 Amendments to Rules Mgmt For For For
of Procedures of Board
of
Supervisors
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 05/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Give Mgmt For For For
Guarantees
9 Issuance of Mgmt For For For
Medium-Term
Bills
10 Issuance of Corporate Mgmt For For For
Bonds
11 Related Party Mgmt For For For
Transactions
12 Renewing Financial Mgmt For For For
Services Agreement in
Related Party
Transactions
13 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Ningbo Zhoushan Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 04/19/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2018 REMUNERATION PLAN Mgmt For For For
FOR
DIRECTORS
5 2018 REMUNERATION PLAN Mgmt For For For
FOR
SUPERVISORS
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 2018 FINANCIAL BUDGET Mgmt For For For
PLAN
9 Appointment of Auditor Mgmt For For For
10 2017 Continuing Mgmt For For For
Connected
Transactions and 2018
Estimated Continuing
Connected
Transactions
11 Signing of Financial Mgmt For For For
Service Framework
Agreement
12 Continuing Connected Mgmt For For For
Transaction Between
Finance Company and
Provincial Harbor
Group
13 Signing of Framework Mgmt For For For
Agreement on
Financial Leasing
Service
14 Adjustments of Mgmt For For For
Continuing Connected
Transactions
15 Amendments to Articles Mgmt For For For
16 Amendments to Mgmt For For For
Procedural Rules -
Shareholders'
Meeting
17 Amendments to Mgmt For For For
Procedural Rules -
Board
Meeting
18 Authority to Issue Mgmt For For For
Debt Financing
Quota
________________________________________________________________________________
Ningbo Zhoushan Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 09/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
2 Elect XU Yuanfeng Mgmt For Against Against
3 Elect JIN Guoping Mgmt For Against Against
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 04/19/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Routine Meeting Item Mgmt For For For
2 Routine Meeting Item Mgmt For For For
3 Routine Meeting Item Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Routine Meeting Item Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Routine Meeting Item Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 10/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Principals Mgmt For Abstain Against
2 Type Mgmt For Abstain Against
3 Scale Mgmt For Abstain Against
4 Method Mgmt For Abstain Against
5 Duration Mgmt For Abstain Against
6 Interest Rate Mgmt For Abstain Against
7 Purpose Mgmt For Abstain Against
8 Debt Transfer Mgmt For Abstain Against
9 Guarantee Mgmt For Abstain Against
10 Repayment Mgmt For Abstain Against
11 Authorization Mgmt For Abstain Against
12 Validity Period Mgmt For Abstain Against
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
(1)
3 Authority to Give Mgmt For Against Against
Guarantees
(2)
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 03/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Estimated Mgmt For For For
Continuing Related
Party
Transactions
2 Authority to Issue Mgmt For For For
Short-Term Commercial
Papers and Perpetual
Medium-Term
Notes
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 2017 Annual Accounts Mgmt For For For
4 Internal Control Mgmt For For For
Self-Assessment
Report
5 2017 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
6 Allocation of Mgmt For For For
Profits/Dividends
7 Supervisors' Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
10 BANK CREDIT AND Mgmt For Against Against
GUARANTEE
I
11 Authority to Issue Mgmt For For For
Medium-term
Notes
12 BANK CREDIT AND Mgmt For Against Against
GUARANTEE
II
13 Authority to Issue Mgmt For For For
Overseas Bond by a
Wholly-owned
Subsidiary
14 Provision of Guarantee Mgmt For Against Against
for Issuance of
Overseas Bonds by an
Overseas Wholly-owned
Subsidiary
15 Rectification of Mgmt For For For
Accounting
Errors
16 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Offshore Oil Engineering Co
Ticker Security ID: Meeting Date Meeting Status
600583 ISIN CNE0000019T2 02/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Entrusted Loan MGMT For For For
Agreement
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 04/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect ZHANG Wukui as Mgmt For For For
Non-independent
Director
8 Elect WU Hanming Mgmt For Against Against
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 11/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Business Mgmt For For For
Scope
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules for
Director
Meetings
________________________________________________________________________________
Oppein Home Group Inc
Ticker Security ID: Meeting Date Meeting Status
603833 CINS Y6440T104 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Mgmt For Abstain Against
Management System for
External
Investment
8 Authority to Give Mgmt For Against Against
Guarantees
9 Use of Raised Funds to Mgmt For For For
Conduct Cash
Management
10 Investment in Wealth Mgmt For For For
Management
Products
11 Approval of Line of Mgmt For For For
Credit
12 Amendments to Articles Mgmt For For For
13 Elect QIN Shuo Mgmt For For For
14 Elect CHU Xiaoping Mgmt For For For
________________________________________________________________________________
Oppein Home Group Inc
Ticker Security ID: Meeting Date Meeting Status
603833 CINS Y6440T104 06/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type of Bonds Mgmt For For For
2 Issuing Scale Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Bond Duration Mgmt For For For
5 Interest Rate Mgmt For For For
6 Time and Method for Mgmt For For For
Paying the Principal
and
Interest
7 Conversion Period Mgmt For For For
8 Adjustment and Mgmt For For For
Calculation Method of
Conversion
Price
9 Provisions on Downward Mgmt For For For
Adjustment of The
Conversion
Price
10 Determination of The Mgmt For For For
Conversion
Amount
11 Redemption Clauses Mgmt For For For
12 Resale Clauses Mgmt For For For
13 Attribution of Related Mgmt For For For
Dividends For
Conversion
Years
14 Issuing Targets and Mgmt For For For
Method
15 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
16 Matters Regarding Mgmt For For For
Bondholders
Meetings
17 Purpose of The Raised Mgmt For For For
Funds
18 Deposit and Management Mgmt For For For
of The Raised
Funds
19 Guarantee Matters Mgmt For For For
20 The Valid Period of Mgmt For For For
The Plan for
Convertible Bond
Issuance
21 Authorization of Legal Mgmt For For For
Formalities
22 Preplan of Issuing Mgmt For For For
Convertible
Bonds
23 Feasibility Analysis Mgmt For For For
Report on The Use of
Raised
Funds
24 Constitution of Mgmt For For For
Procedural
Rules
25 Report on the Use of Mgmt For For For
Previously Raised
Funds
26 Ratification of Board Mgmt For For For
Acts
27 Shareholder Return Mgmt For Abstain Against
Plan for the Next
Three Year
(2018-2020)
28 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures
29 Commitments of Mgmt For For For
Relevant Parties on
Implementation of
Filling Measures for
Diluted
________________________________________________________________________________
Orient Securities Company Limited (aka DFZQ)
Ticker Security ID: Meeting Date Meeting Status
600958 CINS Y6S79P100 03/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect PAN Xinjun Mgmt For For For
3 Elect JIN Wenzhong Mgmt For For For
4 Elect LIU Wei Mgmt For For For
5 Elect WU Junhao Mgmt For Against Against
6 Elect CHEN Bin Mgmt For For For
7 Elect LI Xiang Mgmt For For For
8 Elect XIA Jinghan Mgmt For For For
9 Elect XU Jianguo Mgmt For Against Against
10 Elect XU Guoxiang Mgmt For For For
11 Elect TAO Xiuming Mgmt For For For
12 Elect WEI Annning Mgmt For For For
13 Elect XU Zhiming Mgmt For For For
14 Elect JIN Qinglu Mgmt For For For
15 Elect ZHANG Qian Mgmt For Against Against
16 Elect HUANG Laifang Mgmt For Against Against
17 Elect TONG Jie Mgmt For Against Against
18 Elect LIU Wenbin Mgmt For For For
19 Elect YIN Keding Mgmt For For For
20 Elect WU Zhengkui Mgmt For For For
21 Engagement in Mgmt For For For
Cross-border
Business
________________________________________________________________________________
Orient Securities Company Limited (aka DFZQ)
Ticker Security ID: Meeting Date Meeting Status
600958 CINS Y6S79P100 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Misc. Management Mgmt For For For
Proposal
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For For For
Asset-backed
Securities
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Orient Securities Company Limited (aka DFZQ)
Ticker Security ID: Meeting Date Meeting Status
600958 CINS Y6S79P100 09/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Issue Method Mgmt For For For
3 Issue Type Mgmt For For For
4 Issue Size Mgmt For For For
5 Issuer Mgmt For For For
6 Issue Term Mgmt For For For
7 Interest Rate, Method Mgmt For For For
of Payment and Issue
Price
8 Guarantees and Other Mgmt For For For
Arrangements
9 Use of Proceeds Mgmt For For For
10 Targets of Issuance Mgmt For For For
11 Listing Market Mgmt For For For
12 Validity Period Mgmt For For For
13 Board Authorization Mgmt For For For
14 Approval of Business Mgmt For For For
Delineation
15 Elect JIN Qinglu as Mgmt For For For
Director
________________________________________________________________________________
Oriental Pearl Media Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y0875J103 06/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 2018 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Signing of Financial Mgmt For Against Against
Services
Agreement
10 Cash Management with Mgmt For For For
Idle
Funds
11 Cash Management with Mgmt For For For
Idle Raised
Funds
12 Authority to Give Mgmt For For For
Guarantees
I
13 Authority to Give Mgmt For For For
Guarantees
II
14 Authority to Give Mgmt For For For
Guarantees
III
15 2018 DEBT FINANCING Mgmt For Against Against
PLAN
16 Amendments to Use of Mgmt For For For
Proceeds
I
17 Amendments to Use of Mgmt For For For
Proceeds
II
18 Amendments to Use of Mgmt For For For
Proceeds
III
19 Amendments to Use of Mgmt For For For
Proceeds
IV
20 Amendments to Use of Mgmt For For For
Proceeds
V
21 Repurchase and Mgmt For For For
Cancellation of
Stocks
________________________________________________________________________________
Oriental Pearl Media Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y0875J103 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 02/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 [Equity Compensation Mgmt For For For
Plan]
2 Constitution of Mgmt For For For
Procedural
Rules
3 Ratification of Board Mgmt For For For
Acts
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 04/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Ping as Mgmt For For For
Non-independent
Director
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Director's Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Provision for Assets Mgmt For For For
Write-Off
7 Appointment of Auditor Mgmt For For For
8 Authority to Mgmt For For For
Repurchase
Shares
9 Ratification of Board Mgmt For For For
Acts
10 Amendments to Mgmt For For For
Registered
Capital
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Supervisor Mgmt For Against Against
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 02/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 CHANGE OF PROJECTS Mgmt For For For
FUNDED WITH RAISED
FUNDS
4 Elect CHI Yufeng Mgmt For For For
5 Elect XIAO Hong Mgmt For For For
6 Elect WEI Song Mgmt For For For
7 Elect HONG Yu Mgmt For For For
8 Elect SHI Dandan Mgmt For For For
9 Elect LIANG Tian Mgmt For For For
10 Elect YANG Li Mgmt For Against Against
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 04/19/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 06/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
PetroChina Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q138 06/05/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Declare Mgmt For For For
Interim
Dividends
6 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q138 10/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 New Comprehensive Mgmt For For For
Agreement and Annual
Caps
2 Elect WANG Liang as Mgmt For Against Against
Supervisor
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 03/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Extension of Mgmt For For For
Resolution Validity
Period and
Authorization on
Issuance of Financial
Bonds
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 06/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 Annual Accounts Mgmt For For For
and 2018 Financial
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 Connected Mgmt For For For
Transactions Results
and Report on
Implementation of
Connected
Transactions
Management
System
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Extension of the Mgmt For For For
Validity of
Resolution on Public
Issuance of A-Share
Convertible Corporate
Bonds and Relevant
Authorization to
Board
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 08/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type of Securities Mgmt For For For
2 Size of Issuance Mgmt For For For
3 Par Value and Issuing Mgmt For For For
Price
4 Bond Duration Mgmt For For For
5 Interest Rate Mgmt For For For
6 Period and Method of Mgmt For For For
Paying
Interest
7 Conversion Period Mgmt For For For
8 Determination and Mgmt For For For
Adjustment of
Conversion
Price
9 Downward Adjustment Mgmt For For For
Clauses on Conversion
Price
10 Determination of Mgmt For For For
Amount of Converted
Shares
11 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Issuance Targets and Mgmt For For For
Method
15 Placement to Mgmt For For For
Shareholders
16 Bondholders and Mgmt For For For
Bondholders
Meetings
17 Use of Proceeds Mgmt For For For
18 Guarantee Matters Mgmt For For For
19 Validity of Resolution Mgmt For For For
20 Board Authorization Mgmt For For For
21 Feasibility Report on Mgmt For For For
Use of
Proceeds
22 Report on Deposit and Mgmt For For For
Use of Raised
Funds
23 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
24 Capital Management Mgmt For For For
Plan for 2017 to
2019
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 12/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Returns Mgmt For For For
Plan
2 Authority to Issue Mgmt For For For
Bonds
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y6898C116 03/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Assured Mgmt For For For
Entitlement to H
Shareholders
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y6898C116 03/19/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Assured Mgmt For For For
Entitlement to H
Shareholders
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y6898C116 05/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect MA Mingzhe Mgmt For For For
9 Elect SUN Jianyi Mgmt For For For
10 Elect REN Huichuan Mgmt For Against Against
11 Elect Jason YAO Bo Mgmt For For For
12 Elect LEE Yuansiong Mgmt For For For
13 Elect CAI Fangfang Mgmt For For For
14 Elect Soopakij Mgmt For Against Against
Chearavanont
15 Elect YANG Xiaoping Mgmt For Against Against
16 Elect WANG Yongjian Mgmt For For For
17 Elect LIU Chong Mgmt For For For
18 Elect Dicky Peter YIP Mgmt For For For
19 Elect Oscar WONG Sai Mgmt For For For
Hung
20 Elect SUN Dongdong Mgmt For Against Against
21 Elect GE Ming Mgmt For For For
22 Elect OUYANG Hui Mgmt For For For
23 Elect GU Liji Mgmt For For For
24 Elect HUANG Baokui Mgmt For For For
25 Elect ZHANG Wangjin Mgmt For For For
26 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
27 Allocation of Special Mgmt For For For
Dividend
28 Adoption of the Mgmt For For For
Shanghai Jahwa Equity
Incentive
Scheme
________________________________________________________________________________
Poly Real Estate Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600048 ISIN CNE000001ND1 03/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles MGMT For For For
2 Amendments to MGMT For Abstain Against
Procedural Rules:
Board
Meetings
3 Amendments to MGMT For Abstain Against
Decision-making
System for Connected
Transaction
4 Extension of Validity MGMT For For For
Period of Resolution
on Issuance of
Corporate
Bonds
5 Extension of Validity MGMT For For For
Period of
Authorization to the
Board on Matters
Related to Issuance
of Corporate
Bonds
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2018 INVESTMENT PLAN Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report and Its Mgmt For For For
Summary
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Related Party Mgmt For Against Against
Transactions
10 Shareholder Return Mgmt For Abstain Against
Plan for the Next
Three Year
(2018-2020)
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 03/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAN Zhiyong Mgmt For For For
2 Elect SUN Hongshui Mgmt For For For
3 Elect WANG Bin Mgmt For For For
4 Elect CHEN Yuankui Mgmt For For For
5 Elect PEI Zhen Mgmt For For For
6 Elect XU Donggen Mgmt For For For
7 Elect LUAN Jun Mgmt For For For
8 Elect DAI Deming Mgmt For For For
9 Elect LEI Jianrong Mgmt For Against Against
10 Elect LIAO Fuliu Mgmt For Against Against
11 Elect YANG Xianlong Mgmt For For For
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 05/30/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 FINANCIAL BUDGET Mgmt For Abstain Against
7 2018 INVESTMENT PLAN Mgmt For Abstain Against
8 2018 GUARANTEE PLAN Mgmt For Abstain Against
9 2018 FINANCING BUDGET Mgmt For Abstain Against
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 2017 REMUNERATION FOR Mgmt For For For
DIRECTORS AND 2018
REMUNERATION
PLAN
13 2017 REMUNERATION FOR Mgmt For For For
SUPERVISORS AND 2018
REMUNERATION
PLAN
14 Authorization to Board Mgmt For For For
to Decide on Issuance
of Debt Financing
Instruments
15 Preferred Share Mgmt For For For
Dividend Distribution
Plan From 2018 to
2019
16 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 04/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance and Listing Mgmt For For For
of
D-shares
2 Stock type and par Mgmt For For For
value
3 Issuing date Mgmt For For For
4 Issuing method Mgmt For For For
5 Issuing size Mgmt For For For
6 Pricing method Mgmt For For For
7 Issuing targets Mgmt For For For
8 Issuing principles Mgmt For For For
9 Entity Conversion Mgmt For For For
10 The Valid Period of Mgmt For For For
the Resolution on
Issuance and Listing
of
D-Shares
11 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Issuance and Listing
of
D-Shares
12 Report on Deposit and Mgmt For Abstain Against
Use of Previously
Raised
Funds
13 Use of D-Shares Mgmt For For For
Initial Public
Offering
Proceeds
14 Plan for Accumulated Mgmt For For For
Profits Allocation
Before the D-Share
Offering
15 Amendments to Articles Mgmt For For For
16 Constitution of Mgmt For For For
Procedural Rules:
Shareholder
Meetings
17 Constitution of Mgmt For For For
Procedural Rules:
Board
Meetings
18 Constitution of Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
19 Constitution of Work Mgmt For For For
System for
Independent
Directors
20 Constitution of Mgmt For For For
Management System
for External
Guarantees
21 Establishment of Mgmt For For For
Procedural Rules:
Securities and
listing-related
confidentiality and
file management
systems issued
overseas
22 Liability Insurance Mgmt For Abstain Against
23 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For Against Against
Transactions
9 Authority to Give Mgmt For Against Against
Guarantees
10 Foreign Exchange Fund Mgmt For For For
Derivatives
Business
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules:
Meetings of Board of
Directors
13 Amendments to Mgmt For For For
Procedural Rules:
Meetings of Board of
Supervisors
14 Acquisition Mgmt For For For
15 Board Authorization to Mgmt For For For
Implement Acquisition
of
Equity
16 Extension in Mgmt For For For
Authorization for
Issuance of
Convertible
Bonds
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Convertible Corporate
Bond
Issuance
2 Types of Securities Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
of Paying of
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Downward Adjustment Mgmt For For For
Clauses on Conversion
Price
11 Determining Method Mgmt For For For
Amount for Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Mgmt For For For
Related Dividends
for Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meeting
18 Investment Amount for Mgmt For For For
Project
1
19 Investment Amount for Mgmt For For For
Project
2
20 Investment Amount for Mgmt For For For
Project
3
21 Investment Amount for Mgmt For For For
Project
4
22 Amount for Repaying Mgmt For For For
Interest-Bearing
Liabilities
23 Guarantee Matters Mgmt For For For
24 Depository of Raised Mgmt For For For
Funds
25 Validity Period Mgmt For For For
26 Preplan for Mgmt For For For
Convertible Corporate
Bond
Issuance
27 Feasibility Analysis Mgmt For For For
Report for Project
1
28 Feasibility Analysis Mgmt For For For
Report for Project
2
29 Feasibility Analysis Mgmt For For For
Report for Project
3
30 Feasibility Analysis Mgmt For For For
Report for Project
4
31 Feasibility Analysis Mgmt For For For
Report Repaying
Interest-bearing
Liabilities with
Raised
Funds
32 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
33 Filing Measures for Mgmt For For For
Diluted Immediate
Returns
34 Board Authorization to Mgmt For For For
Implement Convertible
Corporate Bond
Issuance
35 Shareholder Return Mgmt For For For
Plan for 2018 to
2020
36 Constitution of Mgmt For For For
Procedural
Rules:Rules Governing
Bondholders
Meeting
37 Increase of 2017 Quota Mgmt For For For
for Related Party
Transactions
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 01/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board of
Directors
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board of
Supervisors
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 04/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Project 1 Mgmt For For For
10 Project 2 Mgmt For For For
11 Approval of Financing Mgmt For For For
Quota of
2018
12 Elect TANG Gang Mgmt For For For
13 Elect BAI Ke Mgmt For For For
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 05/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Loans Mgmt For Abstain Against
2 Related Party Mgmt For For For
Transactions
3 Adjustment of Payment Mgmt For Abstain Against
Plan
4 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 08/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Issuance of Corporate
Bonds
2 Authority to Issue Mgmt For Against Against
Corporate
Bonds
3 Board Authorization to Mgmt For Against Against
Implement Issuance of
Bonds
4 Authority to Issue Mgmt For Against Against
Bond-Type
Products
5 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private Placement of
Corporate
Bonds
2 Authority to Private Mgmt For Against Against
Placement of
Corporate
Bonds
3 Board Authorization to Mgmt For Against Against
Implement Debt
Issuance
4 Approval of Financial Mgmt For For For
Aid for
Subsidiary
5 Approval of Financial Mgmt For For For
Aid for
Subsidiary
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 03/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authorization for Mgmt For For For
Issuance of Medium
Term
Notes
4 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
5 Authorization for Mgmt For For For
Registration for
Issuance of Short
Term Commercial
Paper
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
3 Authority to Give Mgmt For Against Against
Guarantees for Handan
RiseSun Real Estate
Development Co.,
Ltd
4 Authority to Give Mgmt For Against Against
Guarantees for
Tangshan RiseSun Real
Estate Development
Co.,
Ltd
5 Authority to Give Mgmt For Against Against
Guarantees for
RiseSun (Xuzhou) Real
Estate Development
Co.,
Ltd
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset-Backed Special Mgmt For For For
Plan for Housing
Balance
Payment
2 Provision for Mgmt For For For
Enhancing
Credit
3 Board Authorization to Mgmt For For For
Implement
Asset-backed Special
Plan
4 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees to Second
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees to Third
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees to Fourth
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees to Fifth
Subsidiary
6 Authority to Give Mgmt For Against Against
Guarantees to Sixth
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees to Seventh
Subsidiary
8 Authority to Give Mgmt For Against Against
Guarantees to Eighth
and Ninth
Subsidiary
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for Loan
Application of a
Company
2 Authority to Give Mgmt For Against Against
Guarantees for
Financing of Another
Company
3 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Third
Company
4 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Fourth
Company
5 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Fifth
Company
6 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Sixth
Company
7 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a
Seventh
Company
8 Authority to Give Mgmt For Against Against
Guarantees for
Financing of an
Eighth
Company
9 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Ninth
Company
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Management Measures Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees For
Financing
3 Authority to Give Mgmt For Against Against
Guarantees For
Loans
4 Authority to Give Mgmt For Against Against
Guarantees For Loans
of A Third
Company
5 Authority to Give Mgmt For Against Against
Guarantees For Loans
of a Fourth
Company
6 Authority to Give Mgmt For Against Against
Guarantees For Loans
of a Fifth
Company
________________________________________________________________________________
S.F. Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002352 ISIN CNE100000L63 04/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report MGMT For For For
1.1 Elect YAO Jun as MGMT For For For
Director
2 Directors' Report MGMT For For For
2.1 Elect CHEN Yuehua as MGMT For Against Against
Supervisor
3 Supervisors' Report MGMT For For For
4 Accounts and Reports MGMT For For For
5 Allocation of MGMT For For For
Profits/Dividends
6 Appointment of Auditor MGMT For For For
7 Amendments to Articles MGMT For For For
8 Estimation of 2018 MGMT For For For
Related Party
Transactions
9 Authority to Give MGMT For For For
Guarantees
10 Approval of Entrusted MGMT For For For
Financial
Management
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For Against Against
Debt
Instruments
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 05/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
3 Adoption of Mgmt For For For
Appreciation Right
Incentive
Plan
4 Appraisal Management Mgmt For For For
Measures on
Implementation of
Equity Incentive
Plan
5 Board Authorization to Mgmt For For For
Implement Equity
Incentive
Plan
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Projects Mgmt For For For
Funded by
Proceeds
2 Adjustment of Idle Mgmt For For For
Raised Funds For Cash
Management
3 Change of Registered Mgmt For For For
Capital
4 Amendments to Articles Mgmt For Abstain Against
5 Adjustment of 2017 Mgmt For Against Against
Estimated
Guarantees
6 Equity Transfer Mgmt For Abstain Against
7 Purchase of Liability Mgmt For For For
Insurance
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 11/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Mgmt For For For
Incentive
Plan
2 Stock Appreciation Mgmt For For For
Right Incentive
Plan
3 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures
4 Board Authorization to Mgmt For For For
Implement Stock
Option
Plan
5 Securities Investment Mgmt For For For
with
Funds
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Annual Report and Its Mgmt For For For
Summary
7 Authority to Give Mgmt For For For
Guarantees
I
8 Authority to Give Mgmt For For For
Guarantees
II
9 Authority to Give Mgmt For For For
Guarantees
III
10 Authority to Give Mgmt For For For
Guarantees
IV
11 Appointment of Auditor Mgmt For For For
12 Appointment of Mgmt For For For
Internal Control
Auditor
13 Amendments to Articles Mgmt For For For
14 Elect CHEN Hong Mgmt For For For
15 Elect CHEN Zhixin Mgmt For For For
16 Elect WANG Jian Mgmt For For For
17 Elect TAO Xinliang Mgmt For For For
18 Elect LI Ruoshan Mgmt For For For
19 Elect ZENG Saixing Mgmt For For For
20 Elect BIAN Baiping Mgmt For Against Against
21 Elect CHEN Weifeng Mgmt For Against Against
22 Elect YI Lian Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 11/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder General
Meeting
3 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Committee
Meetings
4 Elect DING Ning as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 07/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIN Zhiqiang Mgmt For For For
2 Elect REN Kai Mgmt For For For
3 Elect LIN Kechuang Mgmt For For For
4 Elect WEI Daman Mgmt For For For
5 Elect KAN Hongzhu Mgmt For Against Against
6 Elect SUN Yanhong Mgmt For For For
7 Elect WENG Junyi Mgmt For For For
8 Elect PENG Wanhua Mgmt For For For
9 Elect FANG Chongpin Mgmt For Against Against
10 Elect YU Feng Mgmt For For For
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 12/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Investment Mgmt For For For
Cooperation
Agreement
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
8 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
9 Amendments to Mgmt For For For
Management System for
Connected
Transaction
10 Approval of Line of Mgmt For For For
Credit
11 Approval of Mortgage Mgmt For Against Against
and Leasing
Business
12 Approval of Financial Mgmt For For For
Derivatives
Business
13 Financial Services Mgmt For Against Against
Agreement
14 Authority to Give Mgmt For Against Against
Guarantees
15 Related Party Mgmt For For For
Transactions
16 Amendments to Use of Mgmt For For For
Proceeds
17 Appointment of Auditor Mgmt For For For
18 Appointment of Mgmt For For For
Internal Control
Auditor
19 Authority to Mgmt For For For
Repurchase
Shares
20 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Allocation of Mgmt For For For
Profits/Dividends
2 Conduction of Mgmt For For For
Financial
Business
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
5 Elect MA Guangyuan as Mgmt For For For
Independent
Director
6 Poverty Alleviation Mgmt For For For
Work
________________________________________________________________________________
Sany Heavy Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 12/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Implementing Mgmt For For For
Parties with Raised
Funds
2 Share Repurchase and Mgmt For For For
Cancellation
3 Purchase of Low-Risk Mgmt For For For
Wealth Management
Products
________________________________________________________________________________
SDIC Capital Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 04/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Work Report of the Mgmt For For For
Remuneration and
Appraisal Committee
of the
Board
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2018 ESTIMATED Mgmt For Against Against
CONTINUING CONNECTED
TRANSACTIONS
8 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
SDIC Essence (Holdings) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ELIGIBILITY FOR RIGHTS Mgmt For For For
ISSUE
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Base, Ratio And Number Mgmt For For For
Of The Rights
Issue
5 Pricing Principles And Mgmt For For For
Rights Issue
Price
6 Placement Targets Mgmt For For For
7 Amount And Purpose Of Mgmt For For For
The Raised
Funds
8 Underwriting Method Mgmt For For For
9 Issuance Date Mgmt For For For
10 Plan For Distribution Mgmt For For For
Of The Accumulated
Retained Profit
Before The Rights
Issue
11 The Valid Period Of Mgmt For For For
The
Resolution
12 Trading And Mgmt For For For
Circulation Of The
Securities
13 Board Authorization to Mgmt For For For
Implement Rights
Issue
14 Diluted Immediate Mgmt For For For
Returns
15 COMMITMENTS ON FILLING Mgmt For For For
MEASURES FOR THE
DILUTED IMMEDIATE
RETURNS
16 Feasibility Report On Mgmt For For For
The Use Of Funds To
Be
Raised
17 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
18 PREPLAN FOR 2017 Mgmt For For For
RIGHTS
ISSUE
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 05/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 06/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2018 BUSINESS PLAN Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 07/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
from Related
Party
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 02/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report and Its Mgmt For For For
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Securities Proprietary Mgmt For For For
Business Scale and
Risk
Limitation
7 Shareholder Return Mgmt For For For
Plan for the Next
Three
Year
8 Amendments to Articles Mgmt For For For
9 Issuing Principal Mgmt For For For
10 Issuing Size Mgmt For Against Against
11 Type Mgmt For For For
12 Duration of Debt Mgmt For For For
Financing
Instrument
13 Interest Rate of the Mgmt For For For
Debt Financing
Instrument
14 Issue Price Mgmt For For For
15 Purpose of the Raised Mgmt For For For
Funds
16 Issuing Targets and Mgmt For For For
Arrangement for
Placement Arrangement
of Debt Financing
Instruments to
Shareholders
17 Listing of Debt Mgmt For For For
Financing
Instruments
18 Guarantee and Other Mgmt For For For
Credit Enhancement
Arrangement
19 Validity of Resolution Mgmt For For For
20 Handling of Relevant Mgmt For Against Against
Matters
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 11/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Chunmei Mgmt For For For
2 Elect CUI Weiwei Mgmt For For For
3 Elect WANG Haihe Mgmt For For For
4 Elect WU Zenglin Mgmt For For For
5 Elect ZHU Yun Mgmt For For For
6 Elect QIN Min Mgmt For For For
7 Elect LI Xianming Mgmt For For For
8 Elect ZHANG Cheng Mgmt For For For
9 Elect LI Rongguo Mgmt For For For
10 Elect OU Sufen Mgmt For Against Against
11 Elect ZHOU Fuqiang Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 02/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 ISSUE PRICE AND Mgmt For For For
PRICING
METHOD
3 ISSUING VOLUME Mgmt For For For
4 LOCK-UP PERIOD Mgmt For For For
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Misc. Management Mgmt For For For
Proposal
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's name and
Stock
Abbreviation
2 Elect JIA Yanyan Mgmt For For For
3 Elect JIANG Kaihong Mgmt For For For
4 Elect HAN Wei Mgmt For For For
5 Elect WANG Zhigang Mgmt For For For
6 Elect ZHANG Ling Mgmt For For For
7 Elect LIU Yingjie Mgmt For For For
8 Elect QIAN Qingwen Mgmt For For For
9 Elect HUANG Anpeng Mgmt For For For
10 Elect WANG Xiuli Mgmt For For For
11 Elect ZHAO Guanfu Mgmt For Against Against
12 Elect ZHANG Xu Mgmt For For For
13 ALLOWANCE FOR Mgmt For For For
DIRECTORS AND
SUPERVISORS
14 Amendments to Articles Mgmt For For For
15 Annual Report Mgmt For For For
16 Directors' Report Mgmt For For For
17 Supervisors' Report Mgmt For For For
18 2017 ANNUAL ACCOUNTS Mgmt For For For
19 Allocation of Mgmt For For For
Profits/Dividends
20 Provision for Asset Mgmt For For For
Impairment
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 08/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Extension of Trading
Suspension
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 10/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
of
Resolution
3 Extension of Board Mgmt For For For
Authorization
4 Transfer of Equity Mgmt For For For
________________________________________________________________________________
Searainbow Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 12/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer Equity Stake Mgmt For For For
in
Subsidiaries
2 Asset Transaction in Mgmt For For For
Compliance with
Relevant Laws and
Regulations
3 Compliance with Mgmt For For For
Article 4 of
Regulations of Major
Assets Restructuring
of Listed
Companies
4 Overview of Mgmt For For For
Transaction
Plan
5 Transaction Price and Mgmt For For For
Pricing
Basis
6 Payment Method and Mgmt For For For
Arrangements for
Transaction
7 Change of Industrial Mgmt For For For
and Commercial
Registration for
Underlying
Assets
8 Arrangement for the Mgmt For For For
Profits and Losses
During the
Transitional
Period
9 Treatment of Creditors Mgmt For For For
Rights and Debts and
Personnel
Placement
10 Validity Period of Mgmt For For For
Resolution on the
Transaction
11 Conditional Agreement Mgmt For For For
on Transfer of Equity
Stake
12 Report on Major Asset Mgmt For For For
Sale
13 Statement on Mgmt For For For
Compliance and
Completeness of
Implementing Legal
Procedure
14 Independence and Mgmt For For For
Fairness of
Evaluation
Institution
15 Auditors Report, Pro Mgmt For For For
Forma Consolidated
Financial Statements
and Asset Evaluation
Report
16 Risk Warning and Mgmt For For For
Filling Measures for
Diluted Immediate
Return
17 Authorization for Mgmt For For For
Board to Implement
Asset
Sale
________________________________________________________________________________
Shaanxi Coal Industry
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 06/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For Abstain Against
6 AMENDMENTS TO THE Mgmt For Abstain Against
FINANCIAL SERVICE
AGREEMENT
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shandong Buchang Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603858 CINS Y767AS104 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 2018 FINANCIAL BUDGET Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Special Report on Mgmt For For For
Deposit and Use of
Raised
Funds
10 Related Party Mgmt For For For
Transactions
11 2018 Estimated Mgmt For For For
Additional Loan Quota
and Guarantee Quota
of the Company and
Its Controlled
Subsidiaries
12 Elect ZHAO Tao Mgmt For For For
13 Elect ZHAO Chao Mgmt For For For
14 Elect WANG Yimin Mgmt For For For
15 Elect XUE Renhui Mgmt For For For
16 Elect LI Weijun Mgmt For For For
17 Elect PU Xiaoping Mgmt For For For
18 Elect ZHAO Jing Mgmt For For For
19 Elect WANG Yafeng Mgmt For For For
20 Elect GAO Yu Mgmt For For For
21 Elect LI Chunyi Mgmt For For For
22 Elect CHI Deqiang Mgmt For For For
23 Elect WANG Yi Mgmt For For For
24 Elect WANG Lihua Mgmt For For For
25 Elect HUANG Jun Mgmt For For For
26 Elect PU Xiaoming Mgmt For For For
27 ALLOWANCE STANDARDS Mgmt For For For
FOR
DIRECTORS
28 Elect YUAN Beilin Mgmt For Against Against
29 Elect CHEN Danli Mgmt For Against Against
30 Elect YANG Chao Mgmt For Against Against
31 Elect WANG Mei Mgmt For For For
32 ALLOWANCE STANDARDS Mgmt For For For
FOR
SUPERVISORS
33 Amendments to Mgmt For Abstain Against
Management Measures
on Employees
Investment in Equity
Projects of the
Company
34 Formulation of the Mgmt For For For
Remuneration and
Appraisal Management
Measures for Senior
Management
35 Basic Remuneration for Mgmt For For For
Chairman of the
Board
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 02/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Application for Loans Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 03/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Accounts Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Annual Report and Mgmt For For For
Summary
7 Allocation of Mgmt For For For
Profits/Dividends
8 Investment Plan Mgmt For For For
9 Renewal of the Mgmt For For For
Purchase, Sale, and
Service Framework
Agreement and
Estimation of 2018
Continuing Connected
Transaction
10 Application of Mgmt For For For
Increase of Audit
Fee
11 Appointment of Auditor Mgmt For For For
12 Appointment of Mgmt For For For
Internal Control
Auditor
13 Internal Control Mgmt For For For
Self-Assessment
Report
14 2017 SOCIAL Mgmt For For For
RESPONSIBILITY
REPORT
15 The Report on the Mgmt For For For
Deposit and Use of
Raised
Funds
16 Purchase of Liability Mgmt For Abstain Against
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 07/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Time Mgmt For For For
Commitment Regarding
Land
Ownership
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 11/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan for H Share Mgmt For For For
Offering and Hong
Kong
Listing
2 Stock Type Par Value Mgmt For For For
3 Issuance Date Mgmt For For For
4 Method Mgmt For For For
5 Volume Mgmt For For For
6 Pricing Method Mgmt For For For
7 Targets Mgmt For For For
8 Principal Mgmt For For For
9 Transfer of Share Mgmt For For For
10 Conversion of Company Mgmt For For For
11 Validity Period Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Share
Offering
13 Distribution Plan for Mgmt For For For
Profits
14 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
15 Plan on Use of H Share Mgmt For For For
Offering Raised
Funds
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 12/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Shareholders General
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
4 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Committee
Meetings
5 Amendments to Mgmt For For For
Connected
Transactions
Management
System
6 Amendments to External Mgmt For For For
Guarantee
Decision-Making
System
7 Amendments to Raised Mgmt For For For
Fund Management
Measures
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Elect LI Guohong Mgmt For Against Against
11 Elect CHEN Daojiang Mgmt For For For
12 Elect WANG Lijun Mgmt For Against Against
13 Elect WANG Peiyue Mgmt For For For
14 Elect WANG Xiaoling Mgmt For Against Against
15 Elect TANG Qi Mgmt For For For
16 Elect GAO Yongtao Mgmt For For For
17 Elect LU Bin Mgmt For For For
18 Elect XU Ying Mgmt For For For
19 Elect LI Xiaoping Mgmt For Against Against
20 Elect LIU Rujun Mgmt For For For
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 02/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 ISIN CNE100002GM3 03/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Company MGMT For For For
Strategy
2 Investment in Setting MGMT For For For
Up
Factory
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Related Party Mgmt For For For
Transactions
9 Services Agreement Mgmt For For For
with a Related
Party
10 Appointment of Auditor Mgmt For Against Against
11 Elect WANG Lin Mgmt For For For
12 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Shandong Nanshan Aluminium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600219 CINS Y7680L108 03/07/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Work Report of the Mgmt For For For
Board of
Directors
2 Work Report of the Mgmt For For For
General
Manager
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Mgmt For For For
Summary
6 Report on Previously Mgmt For For For
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Appointment of Auditor Mgmt For For For
Internal Control
Auditor
9 Directors' and Senior Mgmt For For For
Management
Fees
10 Work Report of the Mgmt For For For
Supervisory
Committee
11 Supervisors' Fees Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees
13 Renewal of Service Mgmt For For For
Agreement
14 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 07/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Fund Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Guarantees
4 Amendments to Mgmt For For For
Procedural Rules:
Management System for
Major Operational
Decision
Making
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
2 Formulation of Mgmt For For For
Appraisal Management
Measures on Employee
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
4 Granting Restricted Mgmt For For For
Shares to Chairman
and General
Manager
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 11/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Capital Increase Mgmt For For For
3 Authority to Issue Debt Mgmt For For For
4 Alteration of Mgmt For For For
Investment
5 Authority to Mgmt For For For
Repurchase
Shares
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Bailian Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600827 CINS Y7682E110 06/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 Annual Accounts Mgmt For For For
and 2018 Financial
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 REAPPOINTMENT OF 2018 Mgmt For For For
INTERNAL CONTROL
AUDIT
FIRM
8 Related Party Mgmt For Against Against
Transactions
9 Authority to Give Mgmt For For For
Guarantees
10 Amendments to Articles Mgmt For For For
11 ALLOWANCE FOR Mgmt For For For
INDEPENDENT
DIRECTORS
12 Elect YE Yongming Mgmt For For For
13 Elect XU Ziying Mgmt For For For
14 Elect QIAN Jianqiang Mgmt For For For
15 Elect ZHENG Xiaoyun Mgmt For For For
16 Elect CHENG Dali Mgmt For For For
17 Elect GONG Ping Mgmt For For For
18 Elect CHEN Xinkang Mgmt For For For
19 Elect ZHU Jianmin Mgmt For For For
20 Elect GAO Xujun Mgmt For For For
21 Elect YANG Aguo Mgmt For For For
22 Elect TAO Qing Mgmt For Against Against
________________________________________________________________________________
Shanghai Bailian Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600827 CINS Y7682E110 11/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 05/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Director' Mgmt For For For
Report
4 Annual Report and Its Mgmt For For For
Summary
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Authority to Give Mgmt For Against Against
Guarantees
9 2018 Investment Quota Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect WU Deyi as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Liability Insurance Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Debt
Instruments
12 Authority to Give Mgmt For For For
Guarantees - Shanghai
Prime (Hong Kong)
Investment Management
Co.,
Ltd.
13 Authority to Give Mgmt For For For
Guarantees - Shanghai
Electric Heavy
Machinery Milling
Equipment Co.,
Ltd.
14 Authority to Give Mgmt For For For
Guarantees - Shanghai
Electric Nantong
Guohai Environmental
Technology Co.,
Ltd.
15 Authority to Give Mgmt For For For
Guarantees - Shanghai
Electric Heavy
Machinery Casting
Forging Co.,
Ltd.
16 Authority to Give Mgmt For For For
Guarantees - Shanghai
Electric Wind Power
Equipment Dongtai
Co.,
Ltd.
17 Authority to Give Mgmt For For For
Guarantees - Shanghai
Electric Wind Power
Equipment Hebei Co.,
Ltd.
18 Authority to Give Mgmt For For For
Guarantees - Shanghai
Huapu Cable Co.,
Ltd.
19 Authority to Give Mgmt For For For
Guarantees - Shanghai
Electric Power
Transmission and
Distribution
Engineering
(Malaysia) Co.,
Ltd.
20 Authority to Give Mgmt For For For
Guarantees -
Nedschroef Fasteners
Kunshan Co.,
Ltd.
21 Authority to Give Mgmt For For For
Guarantees -
Subsidiaries of
SEC
22 Authority to Give Mgmt For For For
Guarantees - Shanghai
Blower Works Co.,
Ltd.
23 Authority to Give Mgmt For For For
Guarantees - Shanghai
Electric Power
Transmission and
Distribution
Engineering
(Malaysia) Co.,
Ltd.
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Category of bonds Mgmt For For For
3 Issue method and size Mgmt For For For
4 Face value and issue Mgmt For For For
price
5 Issue method and Mgmt For For For
allotment
6 Term and type of bonds Mgmt For For For
7 Coupon rate Mgmt For For For
8 Initial exchange price Mgmt For For For
9 Guarantee arrangements Mgmt For For For
10 Use of proceeds and Mgmt For For For
special account for
raised
funds
11 Repayment assurance Mgmt For For For
measures
12 Listing arrangements Mgmt For For For
13 Underwriting method Mgmt For For For
14 Other matters Mgmt For For For
15 Validity of resolution Mgmt For For For
16 Resolution of Issuance Mgmt For For For
of Corporate
Bonds
17 Board Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
18 Amendments to Articles Mgmt For For For
19 Permanent Supplement Mgmt For For For
of Working
Capital
20 For Shanghai High Mgmt For For For
Strength Bolt Factory
Company
Limited
21 For Shanghai Prime Mgmt For For For
(HK)
Investment
Management Company
Limited
22 For Nedschroef Mgmt For For For
Fasteners Kunshan
Co.,
Ltd.
23 For Shanghai Prime Mgmt For For For
Tension Control Bolts
Co.,
Ltd
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 04/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For Against Against
Transactions
7 Authority to Give Mgmt For For For
Guarantees
8 Agreement on Equipment Mgmt For For For
Purchase and
Construction
9 Authority for Mgmt For For For
Registration of Super
and Short-term
Commercial
Papers
10 Amendments to Articles Mgmt For For For
11 LI Tiezheng Mgmt For Abstain Against
12 LI Shengbo Mgmt For Abstain Against
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Financing Mgmt For Abstain Against
Needs of Parent
Company
2 Authority to Give Mgmt For For For
Guarantees
3 Set up of Joint Venture Mgmt For Abstain Against
4 Extension of Validity Mgmt For Abstain Against
Period for Asset
Purchase
5 Extension of Validity Mgmt For Abstain Against
period for
Authorization
Period
6 Elect WANG Xianchun Mgmt For For For
7 Elect SHOU Rufeng Mgmt For For For
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 06/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Estimates of Ongoing Mgmt For For For
Related Party
Transactions
8 Appraisal Results and Mgmt For For For
Directors'
Fees
9 Appraisal Program for Mgmt For For For
2018
10 Approval of Entrusted Mgmt For For For
Loans
11 Approval of Line of Mgmt For For For
Credit
12 Approval to Dispose of Mgmt For For For
Listed Shares and
Securities
13 Authority to Give Mgmt For For For
Guarantees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Elect MU Haining Mgmt For For For
16 Elect ZHANG Xueqing Mgmt For For For
________________________________________________________________________________
Shanghai International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600009 CINS Y7682X100 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Appointment of Mgmt For For For
Internal Control
Audit
Firm
7 Amendments to Articles Mgmt For For For
8 Elect HU Zhihong Mgmt For For For
9 Elect SI Xiaolu Mgmt For Against Against
________________________________________________________________________________
Shanghai International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600009 CINS Y7682X100 11/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Authority to Issue Mgmt For For For
Debt
Instruments
7 Annual Report Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Elect TANG Shifang Mgmt For Against Against
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 11/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 12/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Entrusted Mgmt For For For
Operation and
Management
________________________________________________________________________________
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600663 CINS Y7686Q101 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 2017 Directors' Mgmt For For For
Report, Annual Work
Report and 2018 Work
Plan
Report
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 2017 ANNUAL ACCOUNTS Mgmt For For For
6 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
7 2018 ANNUAL FINANCING Mgmt For For For
PLAN
8 Allocation of Mgmt For For For
Profits/Dividends
9 2018 Acceptance of Mgmt For For For
Loans from
Controlling
Shareholder
10 Appointment of Mgmt For For For
Financial Audit
Firm
11 Appointment of Mgmt For For For
Internal Control
Audit
Firm
12 2018 REMUNERATION Mgmt For For For
BUDGET FOR DIRECTORS
AND
SUPERVISORS
13 Extension of Valid Mgmt For For For
Period of Resolution
on Issuance of
Corporate
Bonds
14 Amendments to Articles Mgmt For For For
and Procedural Rules
Governing Board
Meetings
15 Allowance for Mgmt For For For
Independent
Director
16 Elect LI Jinzhao Mgmt For For For
17 Elect XU Erjin Mgmt For For For
18 Elect CAI Rong Mgmt For For For
19 Elect LI Zuoqiang Mgmt For For For
20 Elect DENG Weili Mgmt For For For
21 Elect LV Wei Mgmt For For For
22 Elect QIAO Wenjun Mgmt For For For
23 Elect QIAN Shizheng Mgmt For For For
24 Elect TANG Zilai Mgmt For For For
25 Elect MA Xuejie Mgmt For For For
26 Elect MA Shijing Mgmt For Against Against
27 Elect WANG Xiaofang Mgmt For Against Against
________________________________________________________________________________
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600663 CINS Y7686Q101 10/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Profit Distribution Mgmt For For For
Plan
2017
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Mgmt For For For
Debt Financing
Products
11 Authority to Issue Mgmt For For For
Corporate
Bonds
12 Face Value of Bonds Mgmt For For For
and Scale of
Issuance
13 Price of Bonds and Mgmt For For For
Interest
Rate
14 Term of Bonds Mgmt For For For
15 Principal and Interest Mgmt For For For
Payment
16 Target of Issuance Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Placement to Mgmt For For For
Shareholders
19 Guarantees Mgmt For For For
20 Redemption and Put Mgmt For For For
Provision
21 Credit Standing Mgmt For For For
22 Underwriting Mgmt For For For
23 Listing Mgmt For For For
24 Validity Mgmt For For For
25 Authorisations Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 05/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Authority to Issue Mgmt For Abstain Against
Capital
Bonds
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 11/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Type of Securities Mgmt For For For
3 Issue Scale Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Bond Maturity Mgmt For For For
6 Bond Interest Rate Mgmt For For For
7 Period and Method for Mgmt For For For
Interest
Payment
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Downward Adjustment on Mgmt For For For
Conversion
Price
11 Determination Method Mgmt For For For
of Number of Share
Conversion
12 Terms of Redemption Mgmt For For For
13 Terms of Sell-back Mgmt For For For
14 Attributable Relevant Mgmt For For For
Dividend During the
Year of
Conversion
15 Issuance Method and Mgmt For For For
Target
Subscribers
16 Placing Arrangements Mgmt For For For
for
Shareholders
17 Bondholders Meetings Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Validity Period of Mgmt For For For
Resolution
21 Plan for Issuance of Mgmt For For For
Convertible
Bonds
22 Feasibility Report on Mgmt For For For
Use of
Proceeds
23 Report on Deposit and Mgmt For For For
Use of Raised
Funds
24 Board Authorization to Mgmt For For For
Implement Bond
Issuance
25 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
26 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 05/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Increase of Registered Mgmt For For For
Capital
9 Amendments to Articles Mgmt For For For
10 Shareholder Returns Mgmt For For For
Plan
11 Extension of Trading Mgmt For For For
Suspension for Major
Assets
Restructuring
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 07/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Continued Trade Mgmt For Against Against
Suspension
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 09/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Preemptive Mgmt For For For
Rights
________________________________________________________________________________
Shanghai SMI Holding Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600649 CINS Y7689R106 11/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
2 Amendments to Mgmt For For For
Procedural Rules:
Shareholders
Meetings
3 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Tunnel Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600820 CINS Y7692K106 06/19/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Board Authorization to Mgmt For For For
Handle Related Party
Transactions
________________________________________________________________________________
Shanghai Tunnel Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600820 CINS Y7692K106 10/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Wangsu Science & Technology Co.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 08/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of ZHOU Liping Mgmt For For For
2 Purchase of Wealth Mgmt For For For
Management Products
with Idle
Funds
3 CASH MANAGEMENT WITH Mgmt For For For
IDLE RAISED
FUNDS
4 Audit Report and Pro Mgmt For For For
Forma Review Report
for Major Asset
Purchase
________________________________________________________________________________
Shanghai Wangsu Science & Technology Co.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 09/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Restricted Stock
Plan
2 Connected Transaction Mgmt For For For
for Granting Stock
Options
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Zhangjiang Hi-tech Park Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600895 CINS Y7699D105 06/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 2018 FINANCING AND Mgmt For Against Against
STOCK CAPITAL
MANAGEMENT
8 Liability Insurance Mgmt For For For
________________________________________________________________________________
Shanghai Zhangjiang Hi-tech Park Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600895 CINS Y7699D105 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect LIU Ying Mgmt For For For
5 Elect XI Yongping Mgmt For For For
6 Elect CHEN Yamin Mgmt For Against Against
7 Elect JIN Mingda Mgmt For For For
8 Elect LI Ruoshan Mgmt For For For
9 Elect YOU Jianxin Mgmt For For For
10 Elect CHEN Zhijun Mgmt For Against Against
11 Elect WU Xiaomin Mgmt For For For
________________________________________________________________________________
Shanxi Meijin Energy Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000723 CINS Y26777105 05/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 2017 ANNUAL ACCOUNTS Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Overseas Bonds and
Full Authorization to
Board to Handle the
Issuance
10 Guarantee for Issuance Mgmt For For For
of Overseas Bonds by
Overseas Wholly-owned
Subsidiary
11 Amendments to External Mgmt For For For
Guarantee Management
System
12 Amendments to Articles Mgmt For For For
13 IMPLEMENTING RULES FOR Mgmt For For For
CUMULATIVE VOTING
SYSTEM
14 Authority to Give Mgmt For For For
Guarantees For
Existing Bank Loans
of
Subsidiaries
________________________________________________________________________________
Shanxi Meijin Energy Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000723 CINS Y26777105 06/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Restricted Stock Mgmt For For For
Incentive Plan(Draft)
and Its
Summary
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR 2018
RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization to The Mgmt For For For
Board to Handle
Matters in Relation
to the 2018
Restricted Stock
Incentive
Plan
4 Implementing Plan for Mgmt For For For
Share Compensation
Involved in the
Performance
Commitments Regarding
Underlying Assets of
the 2015 Major Assets
Restructuring
5 Full Authorization to Mgmt For For For
The Board to Handle
Matters in Relation
to The Share
Repurchase and
Cancellation
6 Amendments to Articles Mgmt For For For
7 Application for Mgmt For For For
Extension of Trading
Suspension for
Planning Major Assets
Restructuring
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 02/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
3 Election of Directors Mgmt For For For
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 04/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shareholder Return Mgmt For For For
Plan for the Next
Three Year
(2018-2020)
6 Shanxi Financial Mgmt For For For
Investment Holding
Group
7 Taiyuan Iron and Steel Mgmt For For For
(Group)
8 Shanxi International Mgmt For For For
Power
Group
9 Other Related Parties Mgmt For For For
10 Deutsche Bank Mgmt For For For
11 Appointment of Auditor Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Performance Report of Mgmt For For For
the Board of Senior
Management for the
Last Fiscal
Year
14 Scale Mgmt For For For
15 Method Mgmt For For For
16 Bond Duration Mgmt For For For
17 Interest Rate and Its Mgmt For For For
Determination Method,
Roll-over and
Interest Rate
Adjustment
18 Target Mgmt For For For
19 Purpose of the Raised Mgmt For For For
Funds
20 Listing Arrangement Mgmt For For For
21 Guarantee Arrangement Mgmt For For For
22 Repayment Guarantee Mgmt For For For
Measures
23 The Valid Period of Mgmt For For For
the
Resolution
24 Authorization for the Mgmt For For For
Issuance
25 Scale Mgmt For For For
26 Method Mgmt For For For
27 Duration Mgmt For For For
28 Interest Rate Mgmt For For For
29 Target Mgmt For For For
30 Purpose of the Raised Mgmt For For For
Funds
31 The Valid Period of Mgmt For For For
The
Resolution
32 Authorization for The Mgmt For For For
Issuance
33 Authorization of Legal Mgmt For For For
Formalities
34 Type Mgmt For For For
35 Scale Mgmt For For For
36 Par value Mgmt For For For
37 Bond Duration Mgmt For For For
38 Interest Rate Mgmt For For For
39 Time and Method for Mgmt For For For
Paying The Principal
and
Interests
40 Conversion Period Mgmt For For For
41 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
42 Downward Adjustment of Mgmt For For For
Conversion
Price
43 Determining Method for Mgmt For For For
The Number of
Converted
Shares
44 Redemption Clauses Mgmt For For For
45 Resale Clauses Mgmt For For For
46 Attribution of Related Mgmt For For For
Dividends fro
Conversion
Years
47 Targets and Method Mgmt For For For
48 Arrangements for Mgmt For For For
Placement to Existing
Shareholders
49 Matters Regarding Mgmt For For For
Bondholders
Meetings
50 Purpose of the Raised Mgmt For For For
Funds
51 Guarantee Matters Mgmt For For For
52 Management of Raised Mgmt For For For
Funds and Its Deposit
Account
53 The Valid Period of Mgmt For For For
the
Resolution
54 Preplan for Issue Mgmt For For For
Convertible
Bonds
55 Feasibility report of Mgmt For For For
Issuing Convertible
Bonds
56 Raised funds report Mgmt For For For
57 Commitments of Mgmt For For For
Management for
Dilution
Measures
58 Board Authorization Mgmt For For For
59 Constitution of Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600809 CINS Y77013103 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 2018 CONTINUING Mgmt For For For
CONNECTED
TRANSACTIONS
PLAN
8 2017 ADDITIONAL Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
PLAN
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendments to Articles Mgmt For For For
11 ADJUSTMENT OF Mgmt For For For
ALLOWANCE FOR
INDEPENDENT DIRECTORS
AND
SUPERVISORS
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions for
2017
8 Related Party Mgmt For For For
Transactions for
2018
9 Intra-company Mgmt For For For
Contracts/Control
Agreements
10 Authority to Give Mgmt For For For
Guarantees
11 Authority to Give Mgmt For For For
Guarantees
12 Independent Directors' Mgmt For For For
Report
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 08/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 10/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 WANG YUBAO Mgmt For For For
2 LI XINGREN Mgmt For For For
3 GUO FUZHONG Mgmt For For For
4 FAN DAHONG Mgmt For For For
5 ZHI YAYI Mgmt For For For
6 HUANG ZHENTAO Mgmt For For For
7 ZHAO LIXIN Mgmt For For For
8 LI YONGQING Mgmt For For For
9 CAO SHENGGEN Mgmt For For For
10 ZHOU JIAN Mgmt For For For
11 WANG Yongxin Mgmt For Against Against
12 LI Xiaodong Mgmt For Against Against
13 MENG Jun Mgmt For Against Against
14 LI Jun Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Constitution of Mgmt For For For
Procedural Rules:
Shareholder General
Meetings
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 12/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Related Party Mgmt For For For
Transactions:
Capacity Replacement
and
Index
3 Acquisition of Assets Mgmt For For For
4 Related Party Mgmt For For For
Transactions:
Purchase of
Fuel
________________________________________________________________________________
Shenwan Hongyuan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 2018 SCHEME FOR Mgmt For For For
AUTHORIZATION TO THE
BOARD
7 Shareholder Returns Mgmt For For For
Plan
8 Issuing Scale Mgmt For For For
9 Issuing Method Mgmt For For For
10 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
11 Bond Duration Mgmt For For For
12 Bond Type Mgmt For For For
13 Interest Rate and Its Mgmt For For For
Determining
Method
14 Issuing Targets Mgmt For For For
15 Listing Place Mgmt For For For
16 Purpose of The Raised Mgmt For For For
Funds
17 Guarantee Matters Mgmt For For For
18 The Valid Period of Mgmt For For For
The
Resolution
19 Authorization for The Mgmt For For For
Issuance
________________________________________________________________________________
Shenwan Hongyuan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 10/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 06/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustments to Mgmt For For For
Allocation of
Profits/Dividends
________________________________________________________________________________
Shenzhen Huiding Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 03/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Restricted Stock Mgmt For For For
Incentive
Plan
3 Constitution of Mgmt For For For
Procedural Rules:
Restricted Stock
Plan
4 Ratification of Board Mgmt For For For
Acts
5 Amendments to Articles Mgmt For For For
6 Election of Directors Mgmt For For For
7 Election of Supervisors Mgmt For For For
________________________________________________________________________________
Shenzhen Huiding Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017 Annual Report Mgmt For For For
2 Annual Accounts Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Special Report on Mgmt For For For
Deposit and Use of
Raised
Funds
5 Work Report of Board Mgmt For For For
of
Directors
6 Work Report of Board Mgmt For For For
of Independent
Directors
7 Work Report of Mgmt For For For
Supervisory
Committee
8 Cash Management with Mgmt For For For
Idle
Funds
9 Appointment of Auditor Mgmt For For For
10 Amendments to Mgmt For For For
Procedural
Rules
11 Amendments to Mgmt For For For
Procedural
Rules
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration for Mgmt For For For
Directors
6 Remuneration for Mgmt For For For
Supervisors
7 Authority to Give Mgmt For For For
Guarantees
8 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH IDLE PROPRIETARY
FUNDS
9 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
FROM BANKS WITH IDLE
RAISED
FUNDS
10 Repurchase and Mgmt For For For
Cancellation of
Locked Restricted
Stocks Granted to
Plan Participants Who
Left the Company
(Relevant to 3rd
Phase Equity
Incentive
Plan)
11 Repurchase and Mgmt For For For
Cancellation of
Locked Restricted
Stocks Granted to
Plan Participants Who
Left the Company
(Relevant to 3rd
Phase Equity
Incentive
Plan)
12 Repurchase and Mgmt For For For
Cancellation of
Locked Restricted
Stocks Granted to
Plan Participants Who
Left the Company
(Relevant to 3rd
Phase Equity
Incentive
Plan)
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For Abstain Against
Procedure and Rules
for Major Investment
Decision-making
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 11/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Xingming Mgmt For For For
2 Elect SONG Jun'en Mgmt For For For
3 Elect LI Juntian Mgmt For For For
4 Elect ZHOU Bin Mgmt For For For
5 Elect LIU Yuchuan Mgmt For For For
6 Elect WANG Wei Mgmt For For For
7 Elect QU Jian Mgmt For For For
8 Elect ZHAO Zhengming Mgmt For For For
9 Elect GONG Yin Mgmt For For For
10 Elect BAI Ziping Mgmt For Against Against
11 Elect LIU Guowei Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules:
Investment Decision
Making
Process
13 Authority to Mgmt For For For
Repurchase Shares
(1)
14 Amendments to Mgmt For For For
Registered Capital
and
Articles
15 Authority to Mgmt For For For
Repurchase Shares
(2)
16 Authority to Mgmt For For For
Repurchase Shares
(3)
17 Amendments to Articles Mgmt For For For
18 Completion of Projects Mgmt For For For
and Use of
Proceeds
________________________________________________________________________________
Shenzhen Kingdom Sci-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 08/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Kingdom Sci-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 10/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Kingdom Sci-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 07/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Adjustment to Share Mgmt For For For
Repurchase and
Cancellation of
Restricted
Stocks
3 Secondary Amendments Mgmt For For For
to
Articles
4 Restricted Stock Mgmt For For For
Repurchase
5 Tertiary Amendments to Mgmt For For For
Articles
6 Authority to Give Mgmt For Against Against
Guarantees and Bank
Credit
7 Elect CAI Yuanqing Mgmt For For For
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Hanbin as Mgmt For For For
Independent
Director
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 11/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CAI Rongjun Mgmt For For For
2 Elect CAI Gaoxiao Mgmt For For For
3 Elect HUANG Lihui Mgmt For For For
4 Elect ZHAO Wei Mgmt For For For
5 Elect GUAN Saixin Mgmt For For For
6 Elect MA Jingren Mgmt For For For
7 Elect CAI Yuanqing Mgmt For For For
8 Elect ZHANG Hanbin Mgmt For For For
9 Elect CHEN Junfa Mgmt For For For
10 Elect XUAN Li Mgmt For Against Against
11 Elect HAI Jiang Mgmt For For For
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Amendments to Use of Mgmt For For For
Proceeds
14 Amendments to Articles Mgmt For For For
(1)
15 Amendments to Articles Mgmt For For For
(2)
16 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
17 Change of Company Name Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Authority to Mgmt For For For
Repurchase
Shares
3 7th Phase Employee Mgmt For For For
Stock
Plan
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Director's Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Approval of Line of Mgmt For For For
Credit
6 Approval of Entrusted Mgmt For For For
Loans
7 Authority to Give Mgmt For Against Against
Guarantees
8 Approval to Offer Loans Mgmt For Against Against
9 Ratification of Board Mgmt For Against Against
Acts
10 Related Party Mgmt For For For
Transactions
11 Authorization of Legal Mgmt For For For
Formalities
12 Issuing Scale Mgmt For For For
13 Bond Maturity Mgmt For For For
14 Interest Rate Mgmt For For For
15 Issuing Methods Mgmt For For For
16 Matters of Guarantees Mgmt For For For
17 Redemption Clauses and Mgmt For For For
Resale
Clauses
18 Use of the Raised Funds Mgmt For For For
19 Target Mgmt For For For
20 Listing Aggreement Mgmt For For For
21 The Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
22 The Valid Period of Mgmt For For For
The
Resolution
23 Ratification of Board Mgmt For For For
Acts
24 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7742V102 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Re-Appointment of Mgmt For For For
Auditor
3 Change in Purpose of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 02/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAN Jie Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 04/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
6 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 06/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 2017 INTERNAL CONTROL Mgmt For For For
SELF-EVALUATION
REPORT
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
9 Decrease of Registered Mgmt For For For
Capital
10 Authority to Give Mgmt For For For
Guarantees
11 LAUNCHING FOREIGN Mgmt For For For
EXCHANGE HEDGING
BUSINESS
12 Approval for Line of Mgmt For For For
Credit
13 Adjustment of Plan for Mgmt For For For
Repurchase and
Cancellation of
Restricted Stocks in
Equity Incentive
Plan
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 12/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Phase Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Authority to Give Mgmt For Against Against
Guarantees
4 Project Construction Mgmt For For For
5 Secondary Project Mgmt For For For
Construction
________________________________________________________________________________
Shenzhen YUTO Packaging Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002831 CINS Y7T460102 01/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Equity Mgmt For For For
Incentive
Plan
2 Management Measures on Mgmt For For For
Equity Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Equity
Incentive
Plan
________________________________________________________________________________
Shenzhen YUTO Packaging Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002831 CINS Y7T460102 05/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Internal Control Mgmt For For For
Self-Assessment
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Give Mgmt For For For
Guarantees
9 Increase of Foreign Mgmt For For For
Exchange Hedging
Quota
10 Approval to Engage in Mgmt For For For
Asset Pool
Business
11 Investment in Wealth Mgmt For For For
Management
Products
12 Appointment of Auditor Mgmt For For For
13 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Shenzhen YUTO Packaging Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002831 CINS Y7T460102 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Business Mgmt For For For
Scope and
Articles
2 Directors' Fees Mgmt For For For
3 Constitution of Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 04/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Shenzhen Zhongjin Lingnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Declare Mgmt For For For
Interim
Dividends
3 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
4 Amendments to Mgmt For For For
Procedural Rules:
General Meeting of
Shareholders
5 Amendments to Mgmt For For For
Procedural Rules:
Board of
Directors
6 Amendments to Mgmt For For For
Procedural Rules:
Board of
Supervisors
7 Amendments to Working Mgmt For For For
Policy on Independent
Directors
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 04/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Elect HU Tianlong as Mgmt For For For
Independent
director
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 02/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Previously Raised Funds Mgmt For For For
3 Authentication Report Mgmt For For For
for Previously Raised
Funds
4 Capital Increase Mgmt For For For
Agreement
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Meeting of
Convertible
Bondholders
6 Revision of Promise of Mgmt For For For
Peer
Competition
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
Management Policy for
Related Party
Transactions
8 Approval of Borrowing Mgmt For For For
9 Approval of Financing Mgmt For For For
Quota
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2018 Financial Work Mgmt For Abstain Against
Report
6 Authority to Issue Mgmt For Abstain Against
Super Short-Term
Bills
7 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
8 Annual Report and Its Mgmt For For For
Summary
9 Appointment of Auditor Mgmt For For For
10 Elect LIU Guoqiang Mgmt For For For
11 Elect LIU Tibin Mgmt For For For
12 Elect LI Wenzhi Mgmt For For For
13 Elect YANG Hong Mgmt For For For
14 Elect CHEN Changjiang Mgmt For For For
15 Elect MAO Xuegong Mgmt For For For
16 Elect ZHAO Zhichao Mgmt For For For
17 Elect WANG Minpu Mgmt For For For
18 Elect SHENG Yi Mgmt For For For
19 Elect YAO Guoshou Mgmt For For For
20 Elect WANG Xiuping Mgmt For For For
21 Elect ZHENG Shihong Mgmt For Against Against
22 Elect NI Sha Mgmt For For For
23 Elect WANG Jingyi Mgmt For Against Against
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 06/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Type of Bonds Mgmt For For For
3 Issuing Scale Mgmt For For For
4 Bond Duration Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying the Principal
and
Interest
8 Conversion Period Mgmt For For For
9 Determination of The Mgmt For For For
Conversion
Price
10 Adjustment and Mgmt For For For
Calculation Method of
Conversion
Price
11 Provisions on Downward Mgmt For For For
Adjustment of The
Conversion
Price
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends After the
Conversion
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
Matters Regarding
Bondholders
Meetings
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose of The Raised Mgmt For For For
Funds
19 Guarantee Matters Mgmt For For For
20 The Valid Period of Mgmt For For For
The Plan for
Convertible Bond
Issuance
21 Feasibility Analysis Mgmt For For For
Report on The Use of
Raised
Funds
22 NO NEED TO PREPARE A Mgmt For For For
REPORT ON USE OF
PREVIOUSLY RAISED
FUNDS
23 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures
24 Constitution of Mgmt For For For
Procedural
Rules
25 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 07/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
3 Bond Type Mgmt For For For
4 Size of Issuance Mgmt For For For
5 Duration of Bond Mgmt For For For
6 Par Value and Price of Mgmt For For For
Issuance
7 Interest Rates Mgmt For For For
8 Payment of Interests Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination of Mgmt For For For
Conversion
Price
11 Adjustment and Mgmt For For For
Calculation Method of
Conversion
Price
12 Downward Adjustment on Mgmt For For For
Conversion
Price
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Dividend Distribution Mgmt For For For
After
Conversion
16 Targets and Method of Mgmt For For For
Issuance
17 Placement to Mgmt For For For
Shareholders
18 Bondholders' Meeting Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Guarantees Mgmt For For For
21 Validity of Resolution Mgmt For For For
22 Signing of Capital Mgmt For For For
Increase
Agreement
23 Feasibility Report on Mgmt For For For
Use of
Proceeds
24 Verification Report on Mgmt For For For
Proceeds
25 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
26 Procedural Rules for Mgmt For For For
Bondholders'
Meetings
27 Shareholder Returns Mgmt For For For
Plan
28 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
29 Amendments to Articles Mgmt For Abstain Against
30 Elect NI Sha as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 02/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
3 Election of Directors Mgmt For For For
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 04/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 De facto Controller Mgmt For For For
and Other Affiliated
Entities
8 Tsinghua Holdings Mgmt For For For
9 Guojin Funds Management Mgmt For For For
10 Directors, Supervisors Mgmt For For For
and Senior
Management
11 Directors' Fees for Mgmt For For For
2017
12 Supervisors' Fees 2017 Mgmt For For For
13 Shareholders' Return Mgmt For For For
Plan for the Next
Three Years
(2018-2020)
14 Approval of Amendments Mgmt For For For
to the Pre-plan for
Issuance of the
Convertible
Bonds
15 Approval of Amended Mgmt For For For
Pre-plan of the
Issuance of
Convertible
Bonds
16 Amendments to The Mgmt For For For
Feasibility Analysis
Report on The Use of
Funds to Be Raised
from The Public
Issuance of
Convertible Corporate
Bonds
17 Approval of Dilution Mgmt For For For
Measures
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 09/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Interest
Repayment
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determination Method Mgmt For For For
for
Conversion
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Dividend Distribution Mgmt For For For
15 Issuance Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meeting
18 Purpose of Raised Funds Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Depository of Raised Mgmt For For For
Funds
21 Validity Period Mgmt For For For
22 Preplan for Issuance Mgmt For For For
23 Feasibility Report Mgmt For For For
24 Diluted Immediate Mgmt For For For
Returns
25 Statement on Use of Mgmt For For For
Previously Raised
Funds
26 Board Authorization to Mgmt For For For
Implement Convertible
Bond
Issuance
________________________________________________________________________________
Sinopec Oilfield Service Corporation
Ticker Security ID: Meeting Date Meeting Status
1033 CINS Y9841Z109 02/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' and Mgmt For For For
Supervisors'
Fees
3 Finance Leasing Mgmt For For For
Agreement
4 Elect JIAO Fangzheng Mgmt For Against Against
5 Elect SUN Qingde Mgmt For For For
6 Elect CHEN Xikun Mgmt For For For
7 Elect YE Guohua Mgmt For For For
8 Elect LU Baoping Mgmt For For For
9 Elect FAN Zhonghai Mgmt For For For
10 Elect JIANG Bo Mgmt For For For
11 Elect ZHANG Huaqiao Mgmt For Against Against
12 Elect PAN Ying Mgmt For For For
13 Elect ZOU Huiping Mgmt For For For
14 Elect DU Jiang Bo Mgmt For Against Against
15 Elect ZHANG Qin Mgmt For Against Against
16 Elect ZHANG Jianbo Mgmt For Against Against
________________________________________________________________________________
Sinopec Oilfield Service Corporation
Ticker Security ID: Meeting Date Meeting Status
1033 CINS Y9841Z109 06/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect WEI Ran Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Elect CHEN Weidong Mgmt For For For
9 Elect DONG Xiucheng Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Oilfield Service Corporation
Ticker Security ID: Meeting Date Meeting Status
1033 CINS Y9841Z109 11/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Class and par value of Mgmt For For For
shares
3 Methods of issuance Mgmt For For For
4 Subscribers Mgmt For For For
5 Method of subscription Mgmt For For For
6 Issue price and Mgmt For For For
pricing
policy
7 Number of shares Mgmt For For For
8 Total proceeds and use Mgmt For For For
of
proceeds
9 Lock-up period and Mgmt For For For
place of
listing
10 Arrangement for the Mgmt For For For
accumulated
profits
11 Relationship between Mgmt For For For
issuance of A Shares
and H
Shares
12 Validity of resolution Mgmt For For For
13 Conditional Mgmt For For For
Subscription
Agreements
14 Related Party Mgmt For For For
Transactions
15 Resolution on Mgmt For For For
Non-public Issuance
of A
Shares
16 Feasibility Report on Mgmt For For For
Use of
Proceeds
17 Report on Use of Mgmt For For For
Proceeds from
Previous Fund Raising
Activity
18 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
19 Shareholder Returns Mgmt For For For
Plan
(2017-2019)
20 Board Authority to Mgmt For For For
Implement Issuance of
A Shares and H
Shares
21 Qi Xin Gong Ying Mgmt For For For
Management Investment
Plan
22 Approval of Trustee Mgmt For For For
Agreement
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Oilfield Service Corporation
Ticker Security ID: Meeting Date Meeting Status
1033 CINS Y9841Z109 11/16/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and par value of Mgmt For For For
shares
2 Methods of issuance Mgmt For For For
3 Subscribers Mgmt For For For
4 Method of subscription Mgmt For For For
5 Issue price and Mgmt For For For
pricing
policy
6 Number of shares Mgmt For For For
7 Total proceeds and use Mgmt For For For
of
proceeds
8 Lock-up period and Mgmt For For For
place of
listing
9 Arrangement for Mgmt For For For
Accumulated
Profits
10 Relationship between Mgmt For For For
issuance of A Shares
and H
Shares
11 Validity of resolution Mgmt For For For
12 Conditional Mgmt For For For
Subscription
Agreements
13 Related Party Mgmt For For For
Transactions
14 Resolution on Mgmt For For For
Non-public Issuance
of A
Shares
15 Feasibility Report on Mgmt For For For
Use of
Proceeds
16 Board Authority to Mgmt For For For
Implement Issuance of
A Shares and H
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Shanghai Petrochemical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 06/13/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
6 Appointment of Mgmt For For For
International and
Domestic Auditors and
Authority to Set
Fees
7 Elect JIN Wenmin Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 08/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect LI Yuanqin Mgmt For For For
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Management
Policy
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 04/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 2018 Proprietary Mgmt For For For
Investment
Quota
8 Appointment of Auditor Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 11/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Volume Mgmt For For For
3 Bond Duration Mgmt For For For
4 Issuance Method and Mgmt For For For
Targets
5 Interest Rate and Mgmt For For For
Determination
Method
6 Extension of Bond Mgmt For For For
Duration and Interest
Rate
Adjustment
7 Purpose of Raised Funds Mgmt For For For
8 Validity Period Mgmt For For For
9 Authorization Mgmt For For For
10 Guarantee Issues Mgmt For For For
11 Eligibility for Rights Mgmt For For For
Issuance
12 Securities Type Mgmt For For For
13 Method Mgmt For For For
14 Amount Mgmt For For For
15 Pricing Mgmt For For For
16 Targets Mgmt For For For
17 Purpose Mgmt For For For
18 Issuance Date Mgmt For For For
19 Underwriting Method Mgmt For For For
20 Retained Profit Mgmt For For For
21 Validity Period Mgmt For For For
22 Listing Place Mgmt For For For
23 Preplan for Rights Mgmt For For For
Issuance
24 Feasibility Analysis Mgmt For For For
Report
25 Use of Previously Mgmt For For For
Raised
Funds
26 Shareholder Return Plan Mgmt For For For
27 Diluted Returns Mgmt For For For
Measures
28 Authorization for Mgmt For For For
Rights
Issuance
29 ZHENG Gang Mgmt For For For
30 YIN Chen Mgmt For For For
31 QUAN Xiaofang Mgmt For For For
32 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 05/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Chongqing Yufu Holding Mgmt For For For
Group Co., Ltd.,
Chongqing Yufu Asset
Management Group Co.,
Ltd.
5 Chongqing Jiangbeizui Mgmt For For For
Central Business
District Investment
Group Co., Ltd. and
its
subsidiaries
6 China Jianyin Mgmt For For For
Investment Co., Ltd.,
China Construction
Investment Trust Co.,
Ltd. and subsidiaries
of these
entities
7 Chongqing City Mgmt For For For
Construction
Investment Co., Ltd.
and its
subsidiaries
8 Chongqing Expressway Mgmt For For For
Group Co., Ltd. and
its
subsidiaries
9 Excluding related Mgmt For For For
transactions other
than transactions of
4.01-4.05
10 Annual Report Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 07/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Donations Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 09/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 05/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees
10 Appointment of Auditor Mgmt For For For
11 Shareholder Returns Mgmt For For For
Plan
12 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 09/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Stock Price Par Value Mgmt For For For
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Size of Issuance Mgmt For For For
6 Pricing Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Amount and Purpose of Mgmt For For For
Raised
Funds
9 Accumulated Retained Mgmt For For For
Profits
10 Validity Period Mgmt For For For
11 Preplan of Private Mgmt For For For
Placement
12 Feasibility Report for Mgmt For For For
Use of
Proceeds
13 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
14 Measures for Diluted Mgmt For For For
Returns
15 Board Authorization to Mgmt For For For
Implement Private
Placement
________________________________________________________________________________
STO Express Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002468 CINS Y988B5105 01/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Cash Mgmt For For For
Management
2 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
STO Express Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002468 CINS Y988B5105 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Use of Mgmt For For For
Proceeds
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Introduction of Mgmt For For For
Strategic Investors
and Related Party
Transactions
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 01/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Companys Name Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 09/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Board Authorization to Mgmt For For For
Implement External
Investment
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 12/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dispose of Financial Mgmt For For For
Asset
2 FINANCIAL AID QUOTA Mgmt For For For
FOR
SUBSIDIARIES
3 Expansion of Business Mgmt For For For
Scope
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning Universal Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000718 CINS Y8234T100 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ZHANG Guiping Mgmt For For For
2 ZHANG Kangli Mgmt For For For
3 LI Wei Mgmt For For For
4 GUO Rujin Mgmt For For For
5 ZHAO Shuming Mgmt For For For
6 ZHOU Kai Mgmt For For For
7 WU Bin Mgmt For For For
8 NI Peiling Mgmt For Against Against
9 LI Jun Mgmt For For For
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 02/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase Method Mgmt For For For
2 Price and Pricing Mgmt For For For
Principles
3 Type, Number and Mgmt For For For
Percentage of
Shares
4 Total Amount and Mgmt For For For
Source of
Funds
5 Time Limit Mgmt For For For
6 Board Authorization to Mgmt For For For
Repurchase
Share
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
10 Investment in Wealth Mgmt For For For
Management
Products
11 Approval of Risk Mgmt For For For
Investment
12 Investment in Wealth Mgmt For For For
Management Products
Using Idle
Funds
13 Disposal of Equity Mgmt For For For
Stake
14 Amendments to Mgmt For For For
Management System for
Major Investment and
Finance
15 Directors' and Mgmt For For For
Supervisors'
Fees
16 Approval to Offer Loans Mgmt For For For
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Incentive
Plan
2 Employee Share Mgmt For For For
Purchase Plan Phase
3
3 Employee Share Mgmt For For For
Purchase Plan Phase 3
Management
Method
4 Board Authorization to Mgmt For For For
Implement Employee
Share Purchase
Plan
________________________________________________________________________________
Sunshine City Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 01/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for a
Subsidiary
2 Authority to Give Mgmt For Against Against
Guarantees for a
Joint Stock
Subsidiary
________________________________________________________________________________
Sunshine City Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 02/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
(1)
2 Authority to Give Mgmt For Against Against
Guarantees
(2)
3 Authority to Give Mgmt For Against Against
Guarantees
(3)
4 Authority to Give Mgmt For Against Against
Guarantees
(4)
5 Authority to Give Mgmt For Against Against
Guarantees
(5)
________________________________________________________________________________
Sunshine City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 07/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect ZHU Rongbin as Mgmt For For For
Director
3 Approval to Carry Out Mgmt For For For
Innovative Assets
Operation
Model
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 02/13/2018 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Public MGMT For For For
Issuance of Corporate
Bonds
2.1 Issuing Volume MGMT For For For
2.2 Method Of Issuance MGMT For For For
2.3 Targets And MGMT For For For
Arrangement For
Placement To
Shareholders
2.4 Par Value And Issue MGMT For For For
Price
2.5 Bond Type And Bond MGMT For For For
Duration
2.6 Interest Rate And Its MGMT For For For
Determination
Method
2.7 Method Of Paying The MGMT For For For
Principal And
Interest
2.8 Purpose Of The Raised MGMT For For For
Funds
2.9 Redemption Or Resale MGMT For For For
Provisions
2.10 Underwriting Method MGMT For For For
2.11 Guarantee Arrangements MGMT For For For
2.12 Repayment Guarantee MGMT For For For
Measures
2.13 Listing Arrangement MGMT For For For
2.14 Validity of Resolution MGMT For For For
3 Eligibility For MGMT For For For
Non-Public Issuance
Of Corporate
Bonds
4.1 Issuing Volume MGMT For For For
4.2 Method Of Issuance MGMT For For For
4.3 Issuance Targets And MGMT For For For
Arrangement For
Placement To
Shareholders
4.4 Par Value And Issue MGMT For For For
Price
4.5 Bond Type And Bond MGMT For For For
Duration
4.6 Interest Rate And Its MGMT For For For
Determination
Method
4.7 Method Of Paying The MGMT For For For
Principal And
Interest
4.8 Purpose Of The Raised MGMT For For For
Funds
4.9 Redemption Or Resale MGMT For For For
Provisions
4.10 Underwriting Method MGMT For For For
4.11 Guarantee Arrangements MGMT For For For
4.12 Repayment Guarantee MGMT For For For
Measures
4.13 Trading Place Of The MGMT For For For
Bonds To Be
Issued
4.14 Validity of Resolution MGMT For For For
5 Board Authorization to MGMT For For For
Implement Public And
Non-Public Issuance
Of Corporate
Bonds
6 Authority to Give MGMT For Against Against
Guarantees For A
Subsidiary
7 Authority to Give MGMT For Against Against
Guarantees For A
Second
Subsidiary
8 Authority to Give MGMT For Against Against
Guarantees For A
Third
Subsidiary
9 Authority to Give MGMT For Against Against
Guarantees For A
Fourth
Subsidiary
10 Authority to Give MGMT For Against Against
Guarantees For A
Fifth
Subsidiary
11 Authority to Give MGMT For Against Against
Guarantees For A
Sixth
Subsidiary
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 03/05/2018 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give MGMT For Against Against
Guarantees: Jiaxing
Xinlize Real
Estate
2 Authority to Give MGMT For Against Against
Guarantees: Shanghai
Jinzh Real
Estate
3 Authority to Give MGMT For Against Against
Guarantees: Shanghai
Juanlong Real
Estate
4 Authority to Give MGMT For Against Against
Guarantees: Loans of
Foshan
Xincai
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 03/23/2018 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 GUARANTEE FOR A MGMT For Against Against
SUBSIDIARY
2 GUARANTEE FOR A MGMT For Against Against
PRIVATE PLACEMENT
FINANCING PLAN OF A
SECOND
SUBSIDIARY
3 GUARANTEE FOR A THIRD MGMT For Against Against
SUBSIDIARY
4 GUARANTEE FOR A FOURTH MGMT For Against Against
SUBSIDIARY
5 GUARANTEE FOR A FIFTH MGMT For Against Against
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 03/29/2018 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ISSUANCE OF CREDITOR S MGMT For Against Against
RIGHTS FINANCING PLAN
IN BEIJING FINANCIAL
ASSETS
EXCHANGE
2 GUARANTEE FOR A MGMT For Against Against
SUBSIDIARY
3 GUARANTEE FOR ANOTHER MGMT For Against Against
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 04/16/2018 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR ANOTHER
SUBSIDIARY
3 PROVISION OF GUARANTEE MGMT For Against Against
FOR A JOINT STOCK
SUBSIDIARY
4 PROVISION OF GUARANTEE MGMT For Against Against
FOR ANOTHER JOINT
STOCK
SUBSIDIARY
5 PROVISION OF GUARANTEE MGMT For Against Against
FOR A THIRD JOINT
STOCK
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 05/04/2018 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR ANOTHER
SUBSIDIARY
3 PROVISION OF GUARANTEE MGMT For Against Against
FOR A THIRD
SUBSIDIARY
4 PROVISION OF GUARANTEE MGMT For Against Against
FOR A FOURTH
SUBSIDIARY
5 PROVISION OF GUARANTEE MGMT For Against Against
FOR A FIFTH
SUBSIDIARY AND A
SIXTH
SUBSIDIARY
6 PROVISION OF GUARANTEE MGMT For Against Against
FOR A JOINT STOCK
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 05/09/2018 Voted
Meeting Type Country of Trade
Annual CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017 WORK REPORT OF MGMT For For For
THE BOARD OF
DIRECTORS
2 2017 WORK REPORT OF MGMT For For For
THE SUPERVISORY
COMMITTEE
3 2017 ANNUAL REPORT AND MGMT For For For
ITS
SUMMARY
4 2017 ANNUAL ACCOUNTS MGMT For For For
5 2017 PROFIT MGMT For For For
DISTRIBUTION PLAN:
THE DETAILED PROFIT
DISTRIBUTION PLAN ARE
AS FOLLOWS: 1) CASH
DIVIDEND/10 SHARES
(TAX
INCLUDED):CNY0.5000000
0 2) BONUS ISSUE FROM
PROFIT (SHARE/10
SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL
RESERVE (SHARE/10
SHARES):NONE
6 2018 FINANCIAL BUDGET MGMT For For For
REPORT
7 REAPPOINTMENT OF 2018 MGMT For For For
FINANCIAL AND
INTERNAL CONTROL
AUDIT FIRM: LIXIN
ZHONGLIAN
CPAS
8 2017 REMUNERATION FOR MGMT For For For
DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
9 SPECIAL REPORT ON THE MGMT For For For
DEPOSIT AND USE OF
RAISED
FUNDS
10 APPLICATION FOR MGMT For For For
FINANCING QUOTA TO
FINANCIAL
INSTITUTIONS
11 AUTHORIZATION TO THE MGMT For For For
MANAGEMENT TEAM TO
BID FOR
LAND
12 2018 GUARANTEE PLAN MGMT For Against Against
13 SHAREHOLDER RETURN MGMT For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2018
TO
2020
14 AMENDMENTS TO THE MGMT For For For
COMPANY S ARTICLE OF
ASSOCIATION
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 05/24/2018 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
2 CREDITOR S RIGHT MGMT For Against Against
TRANSFER AND
PROVISION OF
GUARANTEE
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 05/30/2018 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 BY-ELECTION OF ZHONG MGMT For For For
CHANGHAO AS A
DIRECTOR
2 BY-ELECTION OF LIU MGMT For For For
CHIJIN AS AN
INDEPENDENT
DIRECTOR
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 06/19/2018 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ISSUANCE OF OVERSEAS MGMT For For For
USD-DENOMINATED BONDS
BY OVERSEAS
SUBSIDIARIES
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR AN OVERSEAS
SUBSIDIARY
3 PROVISION OF GUARANTEE MGMT For Against Against
FOR A JOINT STOCK
SUBSIDIARY
4 PROVISION OF GUARANTEE MGMT For Against Against
FOR ANOTHER JOINT
STOCK
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 07/17/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 TO ISSUE MGMT For For For
USD-DENOMINATED BONDS
OVERSEAS BY AN
OVERSEAS
SUBSIDIARY
2 GUARANTEE FOR ANOTHER MGMT For Against Against
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 07/31/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EXPANSION OF THE MGMT For Against Against
COOPERATION SCOPE
WITH A
COMPANY
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
3 PROVISION OF GUARANTEE MGMT For Against Against
FOR ANOTHER
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 08/14/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR ANOTHER
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 08/18/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR ANOTHER
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 09/08/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REPORT ON THE USE OF MGMT For For For
PREVIOUSLY RAISED
FUNDS
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 09/22/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CHANGE OF THE MGMT For Against Against
ENTRUSTING PARTY IN
THE GUARANTEE FOR THE
COMPANY S FINANCING
OF CNY1.05 BILLION
PROVIDED BY A
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 09/29/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE FINANCING OF
ANOTHER
SUBSIDIARY
3 PROVISION OF COUNTER MGMT For Against Against
GUARANTEE FOR THE
LETTER OF GUARANTEE
FOR LOANS OF THE
SECOND
SUBSIDIARY
4 PROVISION OF GUARANTEE MGMT For Against Against
FOR A JOINT STOCK
SUBSIDIARY
5 CARRYING OUT MGMT For Against Against
INNOVATIVE ASSETS
OPERATION MODEL WITH
PROPERTY FEE CREDITOR
S RIGHT ASSET
SECURITIZATION
6 ISSUANCE OF COMMERCIAL MGMT For Against Against
PROPERTY MORTGAGE
LOAN ASSET-BACKED
PLAN
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 10/12/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONDUCTING INNOVATIVE MGMT For For For
ASSETS OPERATION
MODEL WITH THE
UNDERLYING ASSETS OF
SOME ACCOUNTS
RECEIVABLES FROM
HOUSE
SALES
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE LOANS OF A
SUBSIDIARY
3 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE MERGER AND
ACQUISITION LOANS OF
ANOTHER
SUBSIDIARY
4 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE LOANS OF A
THIRD
SUBSIDIARY
5 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE LOANS OF A
FOURTH
SUBSIDIARY
6 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE LOANS OF A
FIFTH
SUBSIDIARY
7 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE MERGER AND
ACQUISITION LOANS OF
A SIXTH
SUBSIDIARY
8 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE LOANS OF A
SEVENTH
SUBSIDIARY
9 PROVISION OF GUARANTEE MGMT For Against Against
FOR AN EIGHTH
SUBSIDIARY
10 SUBSIDIARIES PROVISION MGMT For Against Against
OF GUARANTEE FOR THE
COMPREHENSIVE CREDIT
LINE APPLIED FOR BY
THE
COMPANY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 11/01/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE MGMT For Against Against
FOR LOAN APPLICATION
OF A
SUBSIDIARY
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR BUYOUT LOAN
APPLICATION OF
ANOTHER
SUBSIDIARY
3 PROVISION OF GUARANTEE MGMT For Against Against
FOR LOAN APPLICATION
OF A THIRD
SUBSIDIARY
4 PROVISION OF GUARANTEE MGMT For Against Against
FOR LOAN APPLICATION
OF A FOURTH
SUBSIDIARY
5 PROVISION OF GUARANTEE MGMT For Against Against
FOR LOAN APPLICATION
OF A FIFTH
SUBSIDIARY
6 PROVISION OF GUARANTEE MGMT For Against Against
FOR LOAN APPLICATION
OF A SIXTH
SUBSIDIARY
7 PROVISION OF GUARANTEE MGMT For Against Against
FOR FINANCING OF A
JOINT STOCK
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 11/13/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ISSUANCE OF PRIVATE MGMT For For For
PLACEMENT NOTES IN
THE INTER-BANK
MARKET
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR LOANS OF A
SUBSIDIARY
3 PROVISION OF GUARANTEE MGMT For Against Against
FOR LOANS OF A JOINT
STOCK
SUBSIDIARY
4 PROVISION OF GUARANTEE MGMT For Against Against
FOR LOANS OF ANOTHER
JOINT STOCK
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 12/04/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR ANOTHER
SUBSIDIARY
3 PROVISION OF GUARANTEE MGMT For Against Against
FOR A THIRD
SUBSIDIARY
4 PROVISION OF GUARANTEE MGMT For Against Against
FOR A FOURTH
SUBSIDIARY
5 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE BUYOUT LOAN
OF A
SUBSIDIARY
6 PROVISION OF GUARANTEE MGMT For Against Against
FOR ANOTHER
SUBSIDIARY
7 PROVISION OF GUARANTEE MGMT For Against Against
FOR A THIRD
SUBSIDIARY
8 PROVISION OF GUARANTEE MGMT For Against Against
FOR THE LOAN OF A
FOURTH
SUBSIDIARY
9 CHANGE OF THE MGMT For Against Against
COLLATERAL INVOLVED
IN THE GUARANTEE FOR
A FIFTH
SUBSIDIARY
10 CHANGE OF THE MGMT For Against Against
ENTRUSTING PARTY
INVOLVED IN THE
GUARANTEE FOR BUYOUT
LOAN OF A SIXTH
SUBSIDIARY
11 PROVISION OF GUARANTEE MGMT For Against Against
FOR A SEVENTH
SUBSIDIARY
________________________________________________________________________________
SUNSHINE CITY GROUP COMPANY
Ticker Security ID: Meeting Date Meeting Status
ISIN Y2653W108 12/28/2017 Voted
Meeting Type Country of Trade
Special CHINA
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE MGMT For Against Against
FOR A
SUBSIDIARY
2 PROVISION OF GUARANTEE MGMT For Against Against
FOR A JOINT STOCK
SUBSIDIARY
________________________________________________________________________________
Suofeiya Home Collection Company Limited
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 04/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Purchase of Wealth Mgmt For For For
Management Products
with Partial Idle
Raised
Funds
7 Purchase of Wealth Mgmt For For For
Management Products
with Proprietary
Funds
8 Appointment of Auditor Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
(2018-2020)
10 Industry Fund Mgmt For For For
Investment
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Authority to Give Mgmt For For For
Guarantees
8 Launching Bill Pool Mgmt For For For
Business
9 LAUNCHING FINANCIAL Mgmt For For For
ASSETS TRANSFER AND
REPURCHASE
BUSINESS
10 Investment in Wealth Mgmt For For For
Management
Products
11 Appointment of Auditor Mgmt For For For
12 Intra-company Mgmt For For For
Contracts/Control
Agreements
13 Expansion of Business Mgmt For For For
Scope
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 09/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Employees
2 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
3 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
4 Authority to Give Mgmt For Against Against
Guarantees for Loan
Application
5 Authority to Give Mgmt For Against Against
Guarantees for
General
Financing
6 By-election of Director Mgmt For For For
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 01/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objectives And Mgmt For For For
Principles
2 Management Institution Mgmt For For For
3 Basis For Determining Mgmt For For For
Plan Participants And
The
Scope
4 Source, Number And Mgmt For For For
Distribution Of The
Restricted
Stocks
5 Valid Period, Grant Mgmt For For For
Date, Waiting Period
Or Lock-Up Period,
Vesting Date Or
Unlocking Date And
Non-Tradable
Period
6 Exercise Price Or Mgmt For For For
Grant
Price
7 Granting And Mgmt For For For
Exercising The Stock
Options And For
Granting And
Unlocking The
Restricted
Stocks
8 Method And Procedure Mgmt For For For
For Adjustments to
Plan
9 Accounting Treatment Mgmt For For For
10 Principles For The Mgmt For For For
Repurchase And
Cancellation of
Restricted
Stocks
11 Procedure For Mgmt For For For
Implementing The
Plan
12 Rights And Obligations Mgmt For For For
Of The Company And
Plan
Participants
13 Treatment Under Mgmt For For For
Unusual
Situations
14 Management Measures on Mgmt For For For
Appraisal of 2018
Stock Option And
Restricted Stock
Incentive
Plan
15 Board Authorization to Mgmt For For For
Implement The 2018
Stock Option And
Restricted Stock
Incentive
Plan
16 Approval of Mgmt For For For
Comprehensive Credit
Line
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 04/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a Mgmt For For For
Construction
Project
2 Amendments to Mgmt For For For
Investment
Projects
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 09/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for Anhui
Victory Precision
Manufacturing
Technology Co.,
Ltd
2 Authority to Give Mgmt For Against Against
Guarantees for Hefei
Victory Electronic
Technology Co.,
Ltd
3 Authority to Give Mgmt For Against Against
Guarantees for
Nanjing Dele
Technology Co.,
Ltd
4 Authority to Give Mgmt For Against Against
Guarantees for
Qingdao Feituo
Electrical Appliance
Co.,
Ltd
5 Authority to Give Mgmt For Against Against
Guarantees for
Victory Precision
Technology (Poland)
Co.,
Ltd
6 Authority to Give Mgmt For Against Against
Guarantees for
Victory Technology
(Hong Kong) Co.,
Ltd
7 Authority to Give Mgmt For Against Against
Guarantees for Suzhou
Fuqiang Technology
Co.,
Ltd
8 Authority to Give Mgmt For Against Against
Guarantees for Suzhou
City Zhicheng Optical
Technology Co.,
Ltd
9 Authority to Give Mgmt For Against Against
Guarantees for
Kunshan Longfei
Photoelectric Co.,
Ltd
10 Authority to Give Mgmt For Against Against
Guarantees for Fuqing
Fu Jie Plastic Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees for Suzhou
Jie Li New Energy
Materials Co.,
Ltd
12 Authority to Give Mgmt For Against Against
Guarantees for Xing
Gao Sheng (Xiamen)
Electronic Technology
Co.,
Ltd
13 Authority to Receive Mgmt For Against Against
Guarantees from a
Wholly-owned
Subsidiary
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees for a
Wholly-Owned
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees for a
Joint Stock
Subsidiary
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y88318103 01/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Investment in Wealth Mgmt For For For
Management
Products
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y88318103 04/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Amendments to Articles Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Procedural Rules: The
Professional Risk
Allowance System for
Senior
Management
9 Authority to Give Mgmt For For For
Guarantees
10 Appointment of Auditor Mgmt For For For
11 Authorization of Legal Mgmt For For For
Formalities
12 Type Mgmt For For For
13 Method Mgmt For For For
14 Face Value Mgmt For For For
15 Scale Mgmt For For For
16 Target Mgmt For For For
17 Issue Price Mgmt For For For
18 Date Mgmt For For For
19 Commitment of the Mgmt For For For
Company on
Maintaining the
Status of Independent
Listing
20 STATEMENT ON Mgmt For For For
SUSTAINABLE
PROFITABILITY AND
PROSPECTS OF THE
COMPANY
21 Ratification of Board Mgmt For For For
Acts
22 Elect YAN Kaijing Mgmt For For For
23 Elect JIANG Xiaomeng Mgmt For For For
24 Elect SUN He Mgmt For For For
25 Elect WU Naifeng Mgmt For For For
26 Elect ZHU Yonghong Mgmt For For For
27 Elect SU Jing Mgmt For For For
28 Elect GUO Yunpei Mgmt For For For
29 Elect TIAN Kunru Mgmt For For For
30 Elect LIU Xin Mgmt For For For
31 Elect YE Zhengliang Mgmt For For For
32 Elect LIU Hongwei Mgmt For Against Against
33 Elect ZHANG Shunnan Mgmt For Against Against
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 01/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Par Value, Issuance Mgmt For For For
Volume
2 Bond Type Mgmt For For For
3 Interest Rate Mgmt For For For
4 Purpose Mgmt For For For
5 Method of Repayment Mgmt For For For
6 Guarantee Method Mgmt For For For
7 Repayment Guarantee Mgmt For For For
8 Underwriting Method Mgmt For For For
Listing
Arrangement
9 Issuance Targets and Mgmt For For For
Arrangement
10 Authorization Mgmt For For For
11 Validity Period Mgmt For For For
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 02/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 03/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Project Mgmt For For For
Construction of a
Subsidiary
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 05/07/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Hedging and Forward Mgmt For For For
Foreign Exchange
Transactions
9 Related Party Mgmt For For For
Transactions
10 Shareholder Returns Mgmt For For For
Plan
11 Authority to Issue Mgmt For For For
Medium-term
Notes
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 10/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Election of Directors Mgmt For For For
3 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
4 Issuance Volume Mgmt For For For
5 Bond Type and Bond Mgmt For For For
Duration
6 Interest Rate and Mgmt For For For
Determination
Method
7 Method of Issuance Mgmt For For For
8 Purpose of Raised Funds Mgmt For For For
9 Options for Deferred Mgmt For For For
Payment
10 Mandatory Payment of Mgmt For For For
Interest and
Restrictions on
Deferred Interest
Payment
11 Redemption Clauses Mgmt For For For
12 Method of Repaying Mgmt For For For
Principal and
Interest
13 Guarantee Method Mgmt For For For
14 Repayment Guarantee Mgmt For For For
Measures
15 Underwriting Method Mgmt For For For
and Listing
Arrangements
16 Issuance Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
17 Validity Period of Mgmt For For For
Resolution
18 Authorization Matters Mgmt For For For
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 11/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Financing Mgmt For For For
Plan
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 06/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Investment Mgmt For Abstain Against
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 03/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Ownership Plan Mgmt For Abstain Against
2 Board Authorization to Mgmt For Against Against
Implement Stock
Ownership
3 Restricted Stock Mgmt For For For
Incentive
Plan
4 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures
5 Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
6 Elect DU Juan as Mgmt For For For
Director
7 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Extend Mgmt For For For
Valid
Period
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 07/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance Mgmt For For For
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issuance Price and Mgmt For For For
Pricing
Principle
6 Underlying Assets and Mgmt For For For
Transaction
Price
7 Size of Issuance Mgmt For For For
8 Lockup Period for Mgmt For For For
Issued
Shares
9 Accumulated Retained Mgmt For For For
Profits
10 Listing Arrangement Mgmt For For For
11 Arrangement of Profits Mgmt For For For
and
Losses
12 Personnel Arrangement Mgmt For For For
13 Treatment for Mgmt For For For
Creditors Rights and
Debts
14 Implementation of the Mgmt For For For
Issuance and
Liability for Breach
of
Contract
15 Validity Period of Mgmt For For For
Resolution
16 Related Party Mgmt For For For
Transactions
17 Non-Constitution of Mgmt For For For
Major Asset
Restructuring
18 Report on Transaction Mgmt For For For
19 Conditional Agreement Mgmt For For For
for Asset
Purchase
20 Audit Report, Pro Mgmt For For For
Forma Review and
Asset Evaluation
Report
21 Independence of Mgmt For For For
Evaluation
Institution
22 Statement Regarding Mgmt For For For
Compliance
23 Compliance with Mgmt For For For
Article
4
24 Compliance with Mgmt For For For
Article
43
25 Risk Warning for Mgmt For For For
Diluted Immediate
Returns
26 Board Authorization to Mgmt For For For
Implement
Transaction
27 Shareholder Return Plan Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Authority to Give Mgmt For Against Against
Guarantees
30 Termination of 2nd Mgmt For For For
Phase Share
Repurchase
31 Adjustment to Project Mgmt For For For
Investment
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 09/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Dongsheng Mgmt For For For
2 Elect LIU Bin Mgmt For For For
3 Elect BO Lianming Mgmt For For For
4 Elect HUANG Xubin Mgmt For For For
5 Elect HUANG Wei Mgmt For For For
6 Elect LIAO Qian Mgmt For For For
7 Elect HE Jinlei Mgmt For For For
8 Elect WU Xiaohui Mgmt For For For
9 Elect LU Xin Mgmt For For For
10 Elect ZHOU Guofu Mgmt For For For
11 Elect YAN Yan Mgmt For For For
12 Elect LIU Xunci Mgmt For For For
13 Elect HE Zhuohui Mgmt For Against Against
14 Elect QIU Haiyan Mgmt For For For
________________________________________________________________________________
TCL Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 04/13/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Main Body of the Debt Mgmt For Abstain Against
Financing
8 Type of Debt Financing Mgmt For Abstain Against
Instruments
9 Scale of the Debt Mgmt For Abstain Against
Financing
10 Duration of the Debt Mgmt For Abstain Against
Financing
11 Debt Financing Method Mgmt For Abstain Against
12 Interest Rate of the Mgmt For Abstain Against
Debt
Financing
13 Guarantee and Other Mgmt For Abstain Against
Arrangement
14 Purpose of the Funds Mgmt For Abstain Against
to be Raised from the
Debt
Financing
15 Issue Price Mgmt For Abstain Against
16 Issuing Targets Mgmt For Abstain Against
17 Listing of Debt Mgmt For Abstain Against
Financing
Instruments
18 Repayment Guarantee Mgmt For Abstain Against
Measures
19 Valid Period of the Mgmt For Abstain Against
Resolution
20 Authorization Matters Mgmt For Abstain Against
Regarding Debt
Financing
21 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
22 Appointment of Auditor Mgmt For For For
23 Shareholder Return Mgmt For For For
Plan for 2018 to
2020
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6587L104 12/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 09/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
3 Issuing Volume Mgmt For For For
4 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
5 Par Value And Issue Mgmt For For For
Price
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Issuing Method Mgmt For For For
10 Issuance Targets Mgmt For For For
11 Guarantee Method Mgmt For For For
12 Valid Period of Mgmt For For For
Resolution
13 Listing Mgmt For For For
14 Board Authorization to Mgmt For For For
Implement Public
Issuance of Corporate
Bonds
15 Eligibility for Mgmt For For For
Non-Public Issuance
of Corporate
Bonds
16 Issuing Volume Mgmt For For For
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Par Value And Issue Mgmt For For For
Price
19 Bond Duration Mgmt For For For
20 Interest Rate Mgmt For For For
21 Use of Proceeds Mgmt For For For
22 Issuing Method Mgmt For For For
23 Issuance Targets Mgmt For For For
24 Guarantee Method Mgmt For For For
25 Valid Period of Mgmt For For For
Resolution
26 Bond Listing Mgmt For For For
27 Board Authorization to Mgmt For For For
Implement Non-Public
Issuance of Corporate
Bonds
28 Related Party Mgmt For For For
Transactions
Regarding Provision
of
Loan
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 11/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Project Mgmt For For For
Investment
2 Investment in Mgmt For For For
Reconstruction
3 Shareholder Returns Mgmt For For For
Plan
4 Amendments to Articles Mgmt For For For
5 Authority to Give Mgmt For For For
Guarantees
6 Elect SHEN Haoping Mgmt For For For
7 Elect ZHANG Taijin Mgmt For For For
8 Elect ZHANG Xiongwei Mgmt For For For
9 Elect QIN Yumao Mgmt For For For
10 Elect AN Yanqing Mgmt For For For
11 Elect ZHANG Changxu Mgmt For For For
12 Elect GAO Shuliang Mgmt For For For
13 Elect ZHOU Hong Mgmt For For For
14 Elect BI Xiaofang Mgmt For For For
15 Elect ZHANG Bo Mgmt For For For
16 Elect CHEN Rongling Mgmt For For For
17 Elect SHENG Kefa Mgmt For Against Against
18 Elect ZHOU Tao Mgmt For For For
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment on Foreign Mgmt For For For
Exchange Hedging
Transactions
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 04/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Against Against
Guarantees
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Issuance and Listing Mgmt For For For
of
H-shares
10 Stock type and par Mgmt For For For
value
11 Issuing date Mgmt For For For
12 Issuing method Mgmt For For For
13 Issuing scale Mgmt For For For
14 Pricing method Mgmt For For For
15 Issuing targets Mgmt For For For
16 Issuing principles Mgmt For For For
17 Company Conversion Mgmt For For For
18 Plan for Use of Funds Mgmt For For For
Raised from H-share
Offering
19 The Valid Period of Mgmt For For For
Resolution on H-share
Offering and
Listing
20 Board Authorization to Mgmt For For For
Handle Matters in
Relation to H-share
Offering and
Listing
21 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Before
H-share
Offering
22 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors, Senior
Management and
Prospectus
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 06/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Intra-company Mgmt For For For
Acquisition
Agreement
2 Eligibility for Major Mgmt For For For
Assets
Restructuring
3 Acquisition Method, Mgmt For For For
Counterparties, and
Target
4 Price Mgmt For For For
5 Pricing Basis Mgmt For For For
6 Source of the Funds Mgmt For For For
7 The Valid Period of Mgmt For For For
Resolution
8 Authority to the Board Mgmt For For For
9 REPORT (DRAFT) ON Mgmt For For For
MAJOR ASSETS PURCHASE
AND ITS
SUMMARY
10 Independence of Mgmt For For For
Appraiser
11 Compliance with Mgmt For For For
Article
11
12 Compliance with Mgmt For For For
Article
IV
13 Not Qualified for Mgmt For For For
Article
13
14 Transaction Does Not Mgmt For For For
Constitute as Related
Party
Transaction
15 Implementation of Mgmt For For For
Legal
Proceedings
16 Evaluation Report Mgmt For For For
17 Pro Forma Review Report Mgmt For For For
18 Verification Report on Mgmt For For For
Difference of
Standards
19 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Bonds and Authority
to Give
Guarantees
2 Board Authorization to Mgmt For Against Against
Implement Issuance of
Foreign
Bonds
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 LAUNCHING 2018 FOREIGN Mgmt For For For
EXCHANGE
TRANSACTIONS
8 Appointment of Auditor Mgmt For For For
9 Assets Impairment Mgmt For For For
10 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
11 Relocation of a Mgmt For For For
Subsidiary
12 Amendments to Articles Mgmt For For For
13 Shareholder Returns Mgmt For For For
Plan
14 Related Party Mgmt For For For
Transactions:
Financial Service
Agreement to be
Signed with a
Company
15 Deposit Services Mgmt For Against Against
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 09/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision for Asset Mgmt For For For
Impairment
2 Absorption of Mgmt For For For
Subsidiary
3 Equity Aquisition Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Triangle Tyre Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601163 CINS Y89772100 06/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Approval of Borrowing/ Mgmt For Abstain Against
Line of
Credit
13 Investment in Wealth Mgmt For For For
Management Products
14 Elect SHAO Zaidong as Mgmt For Against Against
Supervisor
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Triangle Tyre Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601163 CINS Y89772100 11/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Mgmt For For For
Construction of
Production
Base
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Director's Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Independent directors' Mgmt For For For
Fees
11 Related Party Mgmt For For For
Transactions
12 Approval of Line of Mgmt For Against Against
Credit
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries with
over
70% Leverage Ratio
15 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
when
Cumulative Guarantees
Exceeding 50% of Net
Assets
16 Authority to Give Mgmt For Against Against
Guarantees to
Shenzhen
Huarongtai,
Tongfa Investment and
Their
Subsidiaries
17 Authorization of Mgmt For Against Against
Chairman or President
to
Give
Guarantees
18 Amendments to Articles Mgmt For For For
19 Amendments to Mgmt For For For
Articles: Business
Scope
20 Amendments to Mgmt For Abstain Against
Procedural
Rules
21 Constitution of the Mgmt For Abstain Against
Remuneration System
for Director and
Supervisors
22 Elect LI Yanhe Mgmt For For For
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 07/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For Against Against
Suspension
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 11/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-Term
Note
2 Authority to Issue Mgmt For For For
Super-Short-Term
Note
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 05/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Amendments to Articles Mgmt For For For
8 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
9 Issuing Scale Mgmt For For For
10 Bond Duration Mgmt For For For
11 Interest Rate and Its Mgmt For For For
Determining
Method
12 Method of Paying the Mgmt For For For
Principal and
Interest
13 Issuing Method Mgmt For For For
14 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
15 Purpose of the Raised Mgmt For For For
Funds
16 Underwriting Method Mgmt For For For
17 Trading and Mgmt For For For
Circulation of the
Bonds
18 Guarantee Method Mgmt For For For
19 Repayment Guarantee Mgmt For For For
Measures
20 The Valid Period of Mgmt For For For
the
Resolution
21 Board Authorization Mgmt For For For
and Its Authorized
Management Team to
Handle Matters in
Relation Proposal
9
22 Approval of Line of Mgmt For For For
Credit
23 Authority to Give Mgmt For For For
Guarantees
24 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Papers
25 Authority to Issue Mgmt For For For
Commercial
Papers
26 Authority to Issue Mgmt For For For
Medium-term
Notes
27 Approval of Extendable Mgmt For Against Against
Trust
Loans
28 ISSUANCE OF WEALTH Mgmt For For For
MANAGEMENT DIRECT
FINANCING
INSTRUMENTS
29 Authority to Issue Mgmt For For For
Debt Financing
Plans
30 Set up of a Subsidiary Mgmt For For For
in Xiongan New
Area
31 Joint Venture in Hubei Mgmt For For For
32 Capital Increase in Mgmt For For For
Wholly-owned and
Controlled
Subsidiaries
33 Joint Venture in Mgmt For For For
Guangxi
34 Capital Increase in Mgmt For For For
Wholly-owned and
Controlled
Subsidiaries
35 Capital Increase in Mgmt For For For
Wholly-owned and
Controlled
Subsidiaries
36 Capital Increase in Mgmt For For For
Wholly-owned and
Controlled
Subsidiaries
37 Capital Increase in Mgmt For For For
Wholly-owned and
Controlled
Subsidiaries
38 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
39 Connected transaction Mgmt For For For
in Regards to
Financial Leasing
Business
40 Election of Mgmt For For For
Non-independent
Directors
41 Election of Mgmt For For For
Independent
Directors
42 Elect WEN Yibo Mgmt For For For
43 Elect WANG Shugui Mgmt For For For
44 Elect ZHANG Zhonghua Mgmt For For For
45 Elect SUN Juan Mgmt For For For
46 Elect MA Xiaopeng Mgmt For For For
47 Elect MA Lesi Mgmt For For For
48 Elect LIAO Lianghan Mgmt For For For
49 Elect LIU Junhai Mgmt For For For
50 Elect ZHOU Qi Mgmt For For For
51 Elect YANG Lei Mgmt For Against Against
52 Elect LIU Huarong Mgmt For For For
53 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 09/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Registered Mgmt For For For
Capital
2 Amendments to Mgmt For For For
Procedural Rules:
External Guarantee
Management
System
3 Provision of Guarantee Mgmt For For For
4 Connected Party Mgmt For For For
Transactions:
Provision of
Guarantee for a Joint
Stock
Company
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 11/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Bonds and Give
Guarantees
2 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
3 Elect SUN Juan as Mgmt For For For
Director
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Unigroup Guoxin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 12/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size Mgmt For For For
3 Duration Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Interest Rate Mgmt For For For
6 Method of Payment Mgmt For For For
7 Issuance Method Mgmt For For For
8 Issuance Targets Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Listing Arrangement Mgmt For For For
11 Purpose of Raised Funds Mgmt For For For
12 Guarantee Matters Mgmt For For For
13 Repayment Guarantee Mgmt For For For
Measures
14 Validity Period Mgmt For For For
15 Board Authorization Mgmt For For For
for Corporate Bond
Issuance
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 04/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions:
Agreement to be
Signed by a
Subsidiary
4 Elect WANG Huixuan as Mgmt For For For
Director
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Financial Service Mgmt For For For
Agreement to be
Signed with a
Company
8 Authority to Give Mgmt For For For
Guarantees
9 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Wan Xiang Qianchao Shares Ltd.
Ticker Security ID: Meeting Date Meeting Status
000559 CINS Y9505H106 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Financial Service Mgmt For For For
Framework
Agreement
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees: Bank
Credit Line of
Subsidiaries
10 Authority to Give Mgmt For For For
Guarantees:
Comprehensive Credit
Line
11 Extension of Validity Mgmt For For For
of Resolutions on
Rights
Issue
________________________________________________________________________________
Wan Xiang Qianchao Shares Ltd.
Ticker Security ID: Meeting Date Meeting Status
000559 CINS Y9505H106 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 06/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Related Party Mgmt For For For
Transactions
9 Investment Plan Mgmt For For For
10 Approval of a general Mgmt For For For
bank line of
credit
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trade Mgmt For For For
Suspension
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Approval of Repurchase Mgmt For For For
and Cancellation of
Stocks
8 Amendments to Articles Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Shareholders Return Mgmt For For For
Plan for the Next
Three Years
(2018-2020)
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 12/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Basis for Determining Mgmt For For For
Plan
Participants
2 Source, Number and Mgmt For For For
Distribution of
Underlying
Stocks
3 Exercise Price of Mgmt For For For
Stock Options, Grant
Price of Restricted
Stocks and Method of
Determining
Price
4 Validity, Grant Date, Mgmt For For For
Lock-Up Period,
Exercise Date,
Unlocking Date and
Restrictions
5 Conditions for Mgmt For For For
Granting and
Exercising Stock
Options and Unlocking
Restricted
Stocks
6 Method and Procedure Mgmt For For For
for
Adjustments
7 Accounting Treatments Mgmt For For For
8 Implementing Procedures Mgmt For For For
9 Rights and Obligations Mgmt For For For
of
Participants
10 Treatment Under Mgmt For For For
Unusual
Situations
11 Adoption of Appraisal Mgmt For For For
Management Measures
on Incentive
Plan
12 Board Authorization to Mgmt For For For
Implement Incentive
Plan
________________________________________________________________________________
Wanhua Chemical Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 ISIN CNE0000016J9 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EXTENSION OF TRADING MGMT For For For
SUSPENSION
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 05/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Implementation of 2017 Mgmt For Abstain Against
and 2018 Investment
Plan
4 Annual Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Payment of Mgmt For For For
Remuneration to
Auditors
8 Appointment of Auditor Mgmt For For For
9 Performance of Mgmt For For For
Agreements on
Continuing Connected
Transactions with
Related
Parties
10 Guarantee for Mgmt For Against Against
Subsidiaries and
Mutual Guarantee
Between
Subsidiaries
11 Guarantee for Joint Mgmt For Against Against
Venture and
Subsidiaries
Guarantee for Joint
Venture
12 Report on Deposit and Mgmt For For For
Use of Raised
Funds
13 Amendments to Mgmt For Abstain Against
Management Measures
on Lending to
Employees for Purpose
of House
Purchases
14 PLEDGING OF NOTES BY Mgmt For For For
THE
COMPANY
15 Conducting Entrusted Mgmt For For For
Wealth Management and
Formulation of
Management Measures
on Entrusted Wealth
Management
16 Shareholder Returns Mgmt For For For
Plan
17 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 06/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Report Mgmt For For For
6 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Appointment of Mgmt For For For
Internal Control
Auditor
10 Allocation of Interim Mgmt For For For
Dividends
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
13 Amendments to Mgmt For For For
Procedural Rules for
General
Meetings
14 Authority to Give Mgmt For For For
Guarantees
15 Provision for Assets Mgmt For For For
Impairment
16 Elect LU Wenwu Mgmt For For For
17 Elect WU Hongwei Mgmt For Against Against
18 Elect Tan Xuguang Mgmt For Against Against
19 Elect WANG Yuepu Mgmt For For For
20 Elect JIANG Kui Mgmt For For For
21 Elect ZHANG Quan Mgmt For For For
22 Elect XU Xinyu Mgmt For For For
23 Elect SUN Shaojun Mgmt For For For
24 Elect YUAN Hongming Mgmt For For For
25 Elect YAN Jianbo Mgmt For For For
26 Elect Gordon Riske Mgmt For For For
27 Elect Michael Martin Mgmt For For For
Macht
28 Elect ZHANG Zhong Mgmt For Against Against
29 Elect WANG Gongyong Mgmt For Against Against
30 Elect NING Xiangdong Mgmt For For For
31 Elect LI Hongwu Mgmt For For For
32 Elect WEN Daocai Mgmt For For For
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 11/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Weichai Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 08/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Bonds
3 Authority to Give Mgmt For For For
Guarantees
4 Supplemental Agreement Mgmt For For For
to the Weichai
Westport
Supply Agreement
5 Supplemental Agreement Mgmt For For For
to the Weichai
Westport
Purchase Agreement
6 Supplemental Agreement Mgmt For For For
to the Weichai
Westport
Logistics Agreement
7 Supplemental Agreement Mgmt For For For
to the Weichai
Westport
Leasing Agreement
8 Supplemental Agreement Mgmt For For For
to the Shaanxi
Zhongqi
Purchase Agreement
9 Elect WU Hongwei as Mgmt For Against Against
Supervisor
10 Authority to Give Mgmt For For For
Guarantees to Weichai
Power (Hong Kong)
International
Development Co.,
Ltd.
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Election of Directors Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A
Company
6 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and Another
Company
7 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Third
Company
8 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Fourth
Company
9 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Fifth
Company
10 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Sixth
Company
11 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Seventh
Company
12 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and An Eighth
Company
13 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Ninth
Company
14 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 10th
Company
15 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and an 11th
Company
16 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 12th
Company
17 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 13th
Company
18 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 14th
Company
19 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 15th
Company
20 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 16th
Company
21 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Equity Transfer Mgmt For For For
3 Founding of Subsidiary Mgmt For For For
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 01/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Commercial
Paper
2 Application for Mgmt For For For
Financial
Leasing
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Kang Wei Group Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees to Shanxi
Kang Wei Group
Mencius Yu Coal
Industry Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 02/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Suspension Mgmt For For For
of Share
Trading
2 Authority to Issue Mgmt For For For
Financing
Plan
3 Approval of Line of Mgmt For For For
Credit
4 Application for Mgmt For Abstain Against
Financial Leasing
Business
5 APPLICATION FOR Mgmt For Abstain Against
HANDLING OF FINANCIAL
LEASING BUSINESS TO
ANOTHER
COMPANY
6 Authority to Give Mgmt For Against Against
Guarantees: Zhengzhou
Yuzhong
7 Authority to Give Mgmt For Against Against
Guarantees:
Zhangjiagang
Shazhou
8 Authority to Give Mgmt For Against Against
Guarantees: Zhoukou
Long
9 Authority to Give Mgmt For Against Against
Guarantees: Xintou
Huaying
10 Authority to Give Mgmt For Against Against
Guarantees: Huaxi
Mining
11 Authority to Give Mgmt For Against Against
Guarantees: Shanxi
Qinyuan
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 04/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Trust Mgmt For Against Against
Loans
2 Authority for Huachen Mgmt For Against Against
Energy Co., Ltd. to
Give Guarantees for
Zhangjiagang Shazhou
Electric Power Co.,
Ltd
3 Authority for Huachen Mgmt For Against Against
Energy Co., Ltd. to
Give Guarantees for
Zhangjiagang Huaxing
Power Co.,
Ltd
4 Authority for Mgmt For Against Against
Zhangjiagang Huaxing
Power Co., Ltd to
Give Guarantees for
Zhangjiagang Shazhou
Electric Power Co.,
Ltd
5 Authority to Give Mgmt For Against Against
Guarantees for Huaxi
Mining Co.,
Ltd
6 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Kangwei Group Nanshan
Coal Industry Co.,
Ltd
7 Authority for Shanxi Mgmt For Against Against
Qinyuan Kangwei
Sendayuan Coal
Industry Co., Ltd. to
Give Guarantees for
Shanxi Kangwei Group
Co.,
Ltd.
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For Against Against
Guarantees Between
the Company and
Subsidiaries and
Between Subsidiaries
Themselves
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions:
Cooperation Agreement
on
Debts
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Annual Report Mgmt For For For
13 Related Party Mgmt For For For
Transactions: Joint
Venture
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 06/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 07/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Application of Loan Mgmt For Against Against
3 Application for Mgmt For Against Against
Financial Leasing
Loan
4 Authority to Give Mgmt For Against Against
Guarantees for
Zhangjiagang Shazhou
Electric Power Co.,
Ltd
5 Authority for Huachen Mgmt For Against Against
Energy Co., Ltd. to
Give Guarantees for
Zhangjiagang Shazhou
Electric Power Co.,
Ltd
6 Authority for Huachen Mgmt For Against Against
Energy Co., Ltd. to
Give Guarantees for
Zhangjiagang Huaxing
Power Co.,
Ltd
7 Authority for Mgmt For Against Against
Zhangjiagang Shazhou
Electric Power Co.,
Ltd to Give
Guarantees for
Zhangjiagang Huaxing
Power Co.,
Ltd
8 Authority to Give Mgmt For Against Against
Guarantees for Xintou
Huaying Petrochemical
(Shenzhen) Co.,
Ltd
9 Authority to Give Mgmt For Against Against
Guarantees to
Indirectly Owned
Subsidiary
10 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 08/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Financial Mgmt For Abstain Against
Leasing
Business
2 Authority to Give Mgmt For Against Against
Guarantees for
Zhangjiagang Shazhou
Electric Power Co.,
Ltd
3 Authority to Give Mgmt For Against Against
Guarantees for
Huaying Petrochemical
Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees for Huaxi
Mining Co.,
Ltd
5 Authority to Give Mgmt For Against Against
Guarantees for
Lingshi Yinyuan Coal
Development Co.,
Ltd
6 Amendments to Articles Mgmt For For For
7 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
8 Shareholder Returns Mgmt For Abstain Against
Plan
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 10/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For Abstain Against
Financial Leasing
Business
2 Authority to Give Mgmt For Against Against
Guarantees to Huachen
Energy Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees to
Zhengzhou Yuzhong
Energy
LLC
4 Authority to Give Mgmt For Against Against
Guarantees to Huayan
Logistics Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Corporate
Bonds
3 Asset Securitization Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Application for Mgmt For For For
Financial Leasing
Business
6 Provision of Guarantee Mgmt For Against Against
by Huachen
Electric
7 Huaxin Mining Mgmt For Against Against
Provision of
Guarantee
8 Provision of Guarantee Mgmt For Against Against
for Huachen
Electric
9 Provision of Guarantee Mgmt For Against Against
for Zhangjiagang
Shazhou Electric
Power
10 Provision of Guarantee Mgmt For Against Against
for Zhengzhou Yuzhong
Energy Co.,
Ltd.
11 Provision of Guarantee Mgmt For Against Against
for Zhangjiagang
Huaxing Electric
Power
12 Provision of Guarantee Mgmt For Against Against
for Zhangjiagang
Huaxing Electric
Inspection and Repair
Co.,
Ltd.
13 Provision of Guarantee Mgmt For Against Against
for Huaxi
Mining
14 Provision of Guarantee Mgmt For Against Against
for Lingshi Yinyuan
Cokes Development
Co.,
Ltd.
15 Provision of Guarantee Mgmt For Against Against
for Huayan
Logistics
16 Authority to Give Mgmt For Against Against
Guarantees to Lingshi
Silver Source Coal
Development Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees to Hua Yan
Logistics Co.,
Ltd.
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of a Mgmt For For For
Joint
Venture
2 Approval of Line of Mgmt For For For
Credit: China
Minsheng
Bank
3 Approval of Line of Mgmt For For For
Credit: Guangzhou
Rural Commercial
Bank
4 Authority to Give Mgmt For Against Against
Guarantees: Huachen
Electricity
5 Authority to Give Mgmt For Against Against
Guarantees: Guotou
Nanyang Power
Generation
6 Huachen Electricity's Mgmt For Against Against
Provision of
Guarantees For
Zhangjiagang Shazhou
Electricity
7 Huachen Electricity's Mgmt For Against Against
Provision of
Guarantees For
Zhangjiagang Huaxing
Electricity
8 Huachen Electricity's Mgmt For Against Against
Provision of
Guarantees For
Zhoukou Longda
Electricity
9 Zhangjiagang Shazhou Mgmt For Against Against
Electricity's
Provision of
Guarantees For
Zhangjiagang Huaxing
Electricity
10 Huaxi Mining's Mgmt For Against Against
Provision of
Guarantees for The
Company
11 Authority to Give Mgmt For Against Against
Guarantees: Lingshi
Yinyuan Cokes
Development
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 07/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 TERMINATION OF THE Mgmt For For For
MAJOR ASSETS
RESTRUCTURING
2 Signing of Major Mgmt For For For
Assets Restructuring
Termination
Agreement
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 08/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 08/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Use of Mgmt For For For
Proceeds
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 09/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wuchan Zhongda Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600704 CINS Y9890U100 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Elect ZHEN Jianmin Mgmt For Against Against
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
11 Liability Insurance Mgmt For Abstain Against
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 09/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equity Mgmt For For For
2 Eligibility for Mgmt For For For
Corporate Bonds
Issuance
3 Type of Securities Mgmt For For For
4 Issuing Volume Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Time and Method for Mgmt For For For
Repaying
Interest
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of
Conversion
Price
11 Downward Adjustment Mgmt For For For
Clauses on Conversion
Price
12 Determination Method Mgmt For For For
of Number of
Converted Shares and
Treatment for
Non-convertible
Bonds
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Dividend Distribution Mgmt For For For
after
Conversion
16 Issuance Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
A-Share
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Use of Proceeds Mgmt For For For
20 Guarantee Matters Mgmt For For For
21 Depository of Proceeds Mgmt For For For
22 Validity of Resolution Mgmt For For For
23 Preplan to Issue Mgmt For For For
Convertible Corporate
Bonds
24 Feasibility Report on Mgmt For For For
Use of
Proceeds
25 Report on Deposit and Mgmt For For For
Use of Raised
Funds
26 Impact on Major Mgmt For For For
Financial Indicators
By Diluted Immediate
Returns
27 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
28 Adoption of Procedural Mgmt For For For
Rules for Bondholders
Meetings
29 Approval of Audit Mgmt For For For
Report and Appraisal
Report
30 Shareholder Returns Mgmt For For For
Plan
31 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 02/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 Annual Report and Mgmt For For For
Its Summary in
Chinese and
English
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 REPURCHASE AND Mgmt For For For
CANCELLATION OF
COMPENSATION SHARES
FROM YANG
DONGMAI
7 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
Share
Repurchase
8 Decrease of Registered Mgmt For For For
Capital and Share
Capital
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 08/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 11/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wuliangye Yibin Company Limited
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9718N106 06/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Budget Plan Mgmt For For For
7 Related Party Mgmt For Against Against
Transactions
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 03/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions:
Purchase Raw
Material/Products
2 Related Party Mgmt For For For
Transactions: Sale of
Materials or
Products
3 Related Party Mgmt For For For
Transactions: Renting
House, Equipment,
Products from or to
Related
Parties
4 Related Party Mgmt For For For
Transactions:
Licensing Trademarks
to Related
Parties
5 Related Party Mgmt For For For
Transactions:
Cooperative
Technology
Developments with
Related
Parties
6 Related Party Mgmt For For For
Transactions:
Providing/Receiving
Services, Labor
Service to/from
Related
Parties
7 Related Party Mgmt For For For
Transactions:
Mangement Entrusted
by Related
Parties
8 Authority to Give Mgmt For Abstain Against
Guarantees To
Mortgage
Business
9 Authority to Give Mgmt For Abstain Against
Guarantees to
Financing
Business
10 Approval of Line of Mgmt For For For
Credit
11 AMENDMENTS TO THE Mgmt For Abstain Against
REMUNERATION SYSTEM
FOR SENIOR
MANAGEMENT
12 Amendments to The Mgmt For Abstain Against
Incentive Fund
Management Measures
for The Senior
Management
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 PROVISION FOR ASSETS Mgmt For For For
IMPAIRMENT
6 WRITE-OFF OF ASSETS Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Annual Report Mgmt For For For
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 07/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 WANG Min Mgmt For For For
2 LU Chuan Mgmt For For For
3 YANG Dongsheng Mgmt For For For
4 WU Jianglong Mgmt For For For
5 WANG Feiyue Mgmt For For For
6 LIN Aimei Mgmt For For For
7 ZHOU Wei Mgmt For For For
8 QIN Yuemin Mgmt For For For
9 LI Ge Mgmt For Against Against
10 ZHANG Shouhang Mgmt For Against Against
11 XU Qingwen Mgmt For For For
12 JI Dongsheng Mgmt For For For
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period
2 Board Authorization Mgmt For For For
for Implement Private
Placement
3 Authority to Give Mgmt For For For
Guarantees
4 Purchase of Materials Mgmt For For For
and
Products
5 Sale of Materials and Mgmt For For For
Products to Related
Parties
6 Acceptance of Services Mgmt For For For
and
Labor
7 PROVISION FOR ASSET Mgmt For For For
DEPRECIATION
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Against Against
Guarantees
7 Related Party Mgmt For For For
Transactions
8 Approval to Invest in Mgmt For For For
Wealth Management
Products Use Idle
Funds
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural
Rules
12 Shareholder Return Mgmt For For For
Plan for the Next
Three Year
(2018-2020)
13 Approval of the Mgmt For For For
Establishment of the
Procedural Rules for
Related Party
Transactions
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 07/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Commercial
Paper
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 04/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Return Plan Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees:
Controlled
Subsidiaries
8 Authority to Give Mgmt For For For
Guarantees:
Wholly-Owned
Subsidiary
9 Entrusted Wealth Mgmt For For For
Management
10 Appointment of Auditor Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules:
Annual
Remuneration
13 Independent Directors' Mgmt For For For
Fees
14 Related Party Mgmt For For For
Transactions
15 Long-Term Purchase Mgmt For For For
Agreement
16 Long-Term Design Mgmt For For For
Agreement
17 Entrusted Management Mgmt For For For
of a Branch
Company
18 Long-Term Purchase Mgmt For For For
Agreement with a
Branch
Company
19 Elect Huang Changgeng Mgmt For For For
20 Elect Shangen Yingxiong Mgmt For For For
21 Elect Hou Xiaoliang Mgmt For For For
22 Elect Zhou Min Mgmt For For For
23 Elect Deng Yingjie Mgmt For For For
24 Elect Wu Gaochao Mgmt For For For
25 Elect Hong Maochun Mgmt For For For
26 Elect Shen Weitao Mgmt For For For
27 Elect Ni Longteng Mgmt For For For
28 Elect Xu Jisong Mgmt For Against Against
29 Elect Qi Shen Mgmt For Against Against
30 Elect Shengu Fangzhu Mgmt For Against Against
31 Elect Chen Guanghong Mgmt For For For
32 Elect Zhang Zhen Mgmt For For For
33 Elect Zhong Bingxian Mgmt For For For
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 06/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Agreement on Mgmt For For For
Procurement with
China Tungsten &
Hightech
2 Agreement on Sales Mgmt For For For
with China Tungsten &
Hightech
3 Supply Agreement Mgmt For For For
Renewal with China
Tungsten &
Hightech
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Mgmt For For For
Setting Up a Limited
Partnership and
Acquisition of
Equity
2 Termination of Equity Mgmt For For For
Trusteeship
Agreement
3 Termination of another Mgmt For For For
Equity Trusteeship
Agreement
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2017 Financial Mgmt For For For
Statements
5 2018 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2018-2020 Shareholder Mgmt For For For
Returns
Plan
8 Authority to Continue Mgmt For Against Against
Mutual Guarantees
with Meidou Energy
Co.
9 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
10 Authority to Continue Mgmt For Against Against
Mutual Guarantees
with Zhejiang Xinhu
Group
Co.
11 2018 Related Party Mgmt For For For
Transactions
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Audit
Fees
13 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
14 Authority to Establish Mgmt For For For
Short-term Wealth
Management
Business
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 06/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect LIN Junbo Mgmt For For For
3 Elect YE Zhengmeng Mgmt For For For
4 Elect HUANG Fang Mgmt For For For
5 Elect CHEN Shucui Mgmt For For For
6 Elect XUE Anke Mgmt For For For
7 Elect CAI Jiamei Mgmt For For For
8 Elect XU Xiaodong Mgmt For For For
9 Elect JIN Xuejun Mgmt For Against Against
10 Elect HUANG Licheng Mgmt For For For
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 10/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer Mgmt For For For
Agreement
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 10/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 11/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financing of A Company Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002202 CINS Y97237104 06/12/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Rights Mgmt For For For
Issue
2 Type and Nominal Value Mgmt For For For
3 Method of Rights Issue Mgmt For For For
4 Basis, Proportion and Mgmt For For For
Number of
Shares
5 Subscription Price Mgmt For For For
6 Target subscribers Mgmt For For For
7 Distribution Plan Mgmt For For For
8 Issue Period Mgmt For For For
9 Underwriting Mgmt For For For
Arrangement
10 Use of Proceeds Mgmt For For For
11 Effective Period Mgmt For For For
12 Listing Mgmt For For For
13 Feasibility Analysis Mgmt For For For
Report
14 Report on Use of Mgmt For For For
Proceeds
15 Risk of Dilution Mgmt For For For
16 Board Authorization Mgmt For For For
for the Rights
Issue
17 Shareholders' Return Mgmt For For For
Plan for the Three
Years
2018-2020
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002202 CINS Y97237104 06/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Eligibility for Rights Mgmt For For For
Issue
3 Type and Nominal Value Mgmt For For For
4 Method of Rights Issue Mgmt For For For
5 Basis, Proportion and Mgmt For For For
Number of
Shares
6 Subscription Price Mgmt For For For
7 Target subscribers Mgmt For For For
8 Distribution Plan Mgmt For For For
9 Issue Period Mgmt For For For
10 Underwriting Mgmt For For For
Arrangement
11 Use of Proceeds Mgmt For For For
12 Effective Period Mgmt For For For
13 Listing Mgmt For For For
14 Feasibility Analysis Mgmt For For For
Report
15 Report on Use of Mgmt For For For
Proceeds
16 Risk of Dilution Mgmt For For For
17 Board Authorization Mgmt For For For
for the Rights
Issue
18 Overseas Perpetual Mgmt For For For
Bonds and Provision
of
Guarantee
19 Transactions with Mgmt For For For
Xinjiang Wind Power
Co.,
Ltd.
20 Transactions with Mgmt For For For
China Three Gorges
New Energy Co.,
Ltd.
21 Transactions with Mgmt For For For
Xinjiang New Energy
(Group) Co.,
Ltd.
22 Directors' Report Mgmt For For For
23 Supervisors' Report Mgmt For For For
24 Accounts and Reports Mgmt For For For
25 Allocation of Mgmt For For For
Profits/Dividends
26 Annual Report Mgmt For For For
27 Credit Facilities Mgmt For For For
28 Authority to Give Mgmt For Abstain Against
Guarantees
(Subsidiaries and
Certain
Associates)
29 Authority to Give Mgmt For Abstain Against
Guarantees
(Wholly-owned
Subsidiaries and
Controlling
Subsidiaries)
30 Operation of Foreign Mgmt For For For
Exchange Hedging
Business
31 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
32 Shareholders' Return Mgmt For For For
Plan for the Three
Years
2018-2020
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 02/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Public Mgmt For For For
Issuance of Corporate
Bonds
2 Issuing Volume Mgmt For For For
3 Method Of Issuance Mgmt For For For
4 Targets And Mgmt For For For
Arrangement For
Placement To
Shareholders
5 Par Value And Issue Mgmt For For For
Price
6 Bond Type And Bond Mgmt For For For
Duration
7 Interest Rate And Its Mgmt For For For
Determination
Method
8 Method Of Paying The Mgmt For For For
Principal And
Interest
9 Purpose Of The Raised Mgmt For For For
Funds
10 Redemption Or Resale Mgmt For For For
Provisions
11 Underwriting Method Mgmt For For For
12 Guarantee Arrangements Mgmt For For For
13 Repayment Guarantee Mgmt For For For
Measures
14 Listing Arrangement Mgmt For For For
15 Validity of Resolution Mgmt For For For
16 Eligibility For Mgmt For For For
Non-Public Issuance
Of Corporate
Bonds
17 Issuing Volume Mgmt For For For
18 Method Of Issuance Mgmt For For For
19 Issuance Targets And Mgmt For For For
Arrangement For
Placement To
Shareholders
20 Par Value And Issue Mgmt For For For
Price
21 Bond Type And Bond Mgmt For For For
Duration
22 Interest Rate And Its Mgmt For For For
Determination
Method
23 Method Of Paying The Mgmt For For For
Principal And
Interest
24 Purpose Of The Raised Mgmt For For For
Funds
25 Redemption Or Resale Mgmt For For For
Provisions
26 Underwriting Method Mgmt For For For
27 Guarantee Arrangements Mgmt For For For
28 Repayment Guarantee Mgmt For For For
Measures
29 Trading Place Of The Mgmt For For For
Bonds To Be
Issued
30 Validity of Resolution Mgmt For For For
31 Board Authorization to Mgmt For For For
Implement Public And
Non-Public Issuance
Of Corporate
Bonds
32 Authority to Give Mgmt For Against Against
Guarantees For A
Subsidiary
33 Authority to Give Mgmt For Against Against
Guarantees For A
Second
Subsidiary
34 Authority to Give Mgmt For Against Against
Guarantees For A
Third
Subsidiary
35 Authority to Give Mgmt For Against Against
Guarantees For A
Fourth
Subsidiary
36 Authority to Give Mgmt For Against Against
Guarantees For A
Fifth
Subsidiary
37 Authority to Give Mgmt For Against Against
Guarantees For A
Sixth
Subsidiary
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 03/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees for
Private
Placement
3 Authority to Give Mgmt For Against Against
Guarantees For Third
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees For Fourth
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees For Fifth
Subsidiary
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 03/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority for Mgmt For Against Against
Financing
Plan
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 04/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 05/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 05/09/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
7 Appointment of Auditor Mgmt For For For
8 2017 REMUNERATION FOR Mgmt For For For
DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Application for Mgmt For For For
Financing
Quota
11 Authorization to Mgmt For For For
Management Team to
Bid for
Land
12 Authority to Give Mgmt For Against Against
Guarantees
13 Shareholder Returns Mgmt For For For
Plan
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 05/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHONG Changhao Mgmt For For For
as
Director
2 Elect LIU Chijin as Mgmt For For For
Independent
Director
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 06/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instrument
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority for Mgmt For For For
Subsidiary to Issue
Bonds
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 07/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Mgmt For Against Against
Cooperation
Scope
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Additional
Guarantees
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 08/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantee to
Subsidiary
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 08/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantee to
Subsidiary
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 09/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 09/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Financing Mgmt For Against Against
Plan and Authority
for Subsidiaries to
Give
Guarantees
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 10/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conducting Innovative Mgmt For For For
Assets Operations
Model
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 11/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Shanghai Xingshen
Real
Estate
2 Authority to Give Mgmt For Against Against
Guarantees
forShanghai Zhengsin
Enterprise
3 Authority to Give Mgmt For Against Against
Guarantees for
Tianjin
Baoji
4 Authority to Give Mgmt For Against Against
Guarantees for Foshan
Xincai Real
Estate
5 Authority to Give Mgmt For Against Against
Guarantees for
Zhongda Real Estate
Nanchang
6 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Yiliang Real
Estate
7 Authority to Give Mgmt For Against Against
Guarantees for Deqing
Dejin Real
Estate
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Authority to Give Mgmt For Against Against
Guarantees to Shaanxi
Feng Hao Home
Loans
3 Authority to Give Mgmt For Against Against
Guarantees to
Shanghai Shaoyi Real
Estate
4 Authority to Give Mgmt For Against Against
Guarantees to
Hangzhou Zhuo Yin
Real Estate
Loan
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees for a
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees for
another
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees for a
Third
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees for a
Fourth
Subsidiary
6 Authority to Give Mgmt For Against Against
Guarantees for
Loan
7 Authority to Give Mgmt For Against Against
Guarantees for a
Fifth
Subsidiary
8 Authority to Give Mgmt For Against Against
Guarantees for a
Sixth
Subsidiary
9 Authority to Give Mgmt For Against Against
Guarantees for Loan
(2)
10 Authority to Give Mgmt For Against Against
Guarantees: Change of
Collateral
11 Authority to Give Mgmt For Against Against
Guarantees: Change of
Entrusting
Party
12 Authority to Give Mgmt For Against Against
Guarantees for a
Seventh
Subsidiary
________________________________________________________________________________
Yango Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees For
Subsidiary
2 Authority to Give Mgmt For Against Against
Guarantees For Joint
Stock
Company
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 01/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Mutual Provision of Mgmt For For For
Labour and Services
Agreement
2 Insurance Fund Mgmt For For For
Administrative
Services
Agreement
3 Materials Supply Mgmt For For For
Agreement
4 Products, Materials Mgmt For For For
and Equipment Leasing
Agreement
5 Chemical Projects Mgmt For For For
Entrusted Management
Agreement
6 Bulk Commodities Sale Mgmt For For For
and Purchase
Agreement
7 Bulk Commodities Mgmt For For For
Mutual Supply
Agreement with
Century
Ruifeng
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Liability Insurance Mgmt For For For
7 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
8 Authority to Give Mgmt For For For
Guarantees
9 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 05/25/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 08/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Compliance with the Mgmt For For For
Requirements of
Non-public Issuance
of
Shares
3 Feasibility Report on Mgmt For For For
Use of
Proceeds
4 Ratification of Board Mgmt For For For
Acts
5 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
6 Approval of Mgmt For For For
Commitments of
Controlling
Shareholders,
Directors, Management
for Dilution
Measures
7 Non-necessity for Mgmt For For For
Report of Previous
Fund-raising
8 Class and Nominal Value Mgmt For For For
9 Method and Time of Mgmt For For For
Issuance
10 Issue Price and Mgmt For For For
Pricing
Principle
11 Size of Issuance Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Lock-up Period Mgmt For For For
14 Arrangement relating Mgmt For For For
to Accumulated
Undistributed
Profits
15 Validity of Resolution Mgmt For For For
of the
Issuance
16 Place of Listing Mgmt For For For
17 Method of Subscription Mgmt For For For
18 Proposal of Non-public Mgmt For For For
Issuance of A shares
of the
Company
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 08/25/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Nominal Value Mgmt For For For
2 Method and Time of Mgmt For For For
Issuance
3 Issue Price and Mgmt For For For
Pricing
Principle
4 Size of Issuance Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Arrangement relating Mgmt For For For
to Accumulated
Undistributed
Profits
8 Validity of Resolution Mgmt For For For
of the
Issuance
9 Place of Listing Mgmt For For For
10 Method of Subscription Mgmt For For For
11 Proposal of Non-public Mgmt For For For
Issuance of A shares
of the
Company
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 11/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect CAI Chang Mgmt For For For
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 Related Party Mgmt For For For
Transactions-1
7 2017 Related Party Mgmt For For For
Transactions-2
8 2017 Related Party Mgmt For For For
Transactions-3
9 2017 Related Party Mgmt For For For
Transactions-4
10 2017 Related Party Mgmt For For For
Transactions-5
11 2017 Related Party Mgmt For For For
Transactions-6
12 2017 Related Party Mgmt For For For
Transactions-7
13 2017 Related Party Mgmt For For For
Transactions-8
14 2017 Related Party Mgmt For For For
Transactions-9
15 2017 Related Party Mgmt For For For
Transactions-10
16 2017 Related Party Mgmt For For For
Transactions-11
17 2017 Related Party Mgmt For For For
Transactions-12
18 2017 Related Party Mgmt For For For
Transactions-13
19 2017 Related Party Mgmt For For For
Transactions-14
20 2017 Related Party Mgmt For For For
Transactions-15
21 2017 Related Party Mgmt For For For
Transactions-16
22 2017 Related Party Mgmt For For For
Transactions-17
23 2017 Related Party Mgmt For For For
Transactions-18
24 2017 Related Party Mgmt For For For
Transactions-19
25 2017 Related Party Mgmt For For For
Transactions-20
26 2017 Related Party Mgmt For For For
Transactions-21
27 2018 Related Party Mgmt For For For
Transactions-1
28 2018 Related Party Mgmt For For For
Transactions-2
29 2018 Related Party Mgmt For For For
Transactions-3
30 2018 Related Party Mgmt For For For
Transactions-4
31 2018 Related Party Mgmt For For For
Transactions-5
32 2018 Related Party Mgmt For For For
Transactions-6
33 2018 Related Party Mgmt For For For
Transactions-7
34 2018 Related Party Mgmt For For For
Transactions-8
35 2018 Related Party Mgmt For For For
Transactions-9
36 2018 Related Party Mgmt For For For
Transactions-10
37 2018 Related Party Mgmt For For For
Transactions-11
38 2018 Related Party Mgmt For For For
Transactions-12
39 2018 Related Party Mgmt For For For
Transactions-13
40 2018 Related Party Mgmt For For For
Transactions-14
41 2018 Related Party Mgmt For For For
Transactions-15
42 2018 Related Party Mgmt For For For
Transactions-16
43 2018 Related Party Mgmt For For For
Transactions-17
44 2018 Related Party Mgmt For For For
Transactions-18
45 2018 Related Party Mgmt For For For
Transactions-19
46 Approval of Line of Mgmt For For For
Credit
47 Directors' Fees Mgmt For For For
48 Appointment of Auditor Mgmt For For For
49 Authority to Issue Mgmt For For For
Short-Term
Bonds
50 Independent Mgmt For For For
Directors'Report
51 Elect LIAO Jianwen Mgmt For Abstain Against
52 Elect ZHU Wenjun Mgmt For Against Against
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 11/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ian James Mgmt For For For
Winward
McLeod
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Mgmt For For For
Incentive
Plan
2 Share Repurchase Mgmt For For For
3 Constitution of Mgmt For For For
Procedural Rules:
Restricted Stock
Incentive
Plan
4 Board Authorization Mgmt For For For
for Share Repurchase
and Equity Incentive
Plan
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 04/13/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Allocation of Mgmt For For For
Profits/Dividends:Bonu
s Issue From Capital
Reserve
6 Annual Report and Its Mgmt For For For
Summary
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Approval of Changing Mgmt For For For
the Company's
Registered
Capital
12 Amendments to Articles Mgmt For For For
13 Shareholder Return Mgmt For For For
Plan for fiscal years
2018 to
2020
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 08/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal to Delay Mgmt For For For
Investment
Projects
2 Modification of Mgmt For For For
Investment
Projects
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 05/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision for Assets Mgmt For For For
Impairment
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For Against Against
Transactions
8 Management Mgmt For For For
Authorization to
Adjust the Structure
of
Financial Assets and
to Purchase Assets
Management
Products
9 Management Mgmt For For For
Authorization on Land
Bidding
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural
Rules
12 Shareholder Return Mgmt For For For
Plan for the Next
Three Year
(2018-2020)
________________________________________________________________________________
Youzu Interactive Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002174 CINS Y8315B101 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of The Mgmt For For For
Company'sRegistered
Capital
2 Amendments to Articles Mgmt For For For
3 Elect LIN Qi Mgmt For For For
4 Elect CHEN Libiao Mgmt For For For
5 Elect CUI Rong Mgmt For For For
6 Elect ZHENG Jiayao Mgmt For For For
7 Elect XU Yao Mgmt For For For
8 Elect WANG Pengfei Mgmt For For For
9 Elect CHEN Donghua Mgmt For For For
10 Elect FENG Lun Mgmt For For For
11 Elect LI Xindan Mgmt For For For
12 Elect LIU Wanqin Mgmt For Against Against
13 Elect JIANG Hao Mgmt For For For
________________________________________________________________________________
Youzu Interactive Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002174 CINS Y8315B101 08/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Options
Plan
2 Management Measures on Mgmt For For For
Employee Stock
Options
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Options
Plan
4 Approval of Line of Mgmt For For For
Credit
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Youzu Interactive Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002174 CINS Y8315B101 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Youzu Interactive Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002174 CINS Y8315B101 12/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Repurchase Method Mgmt For For For
3 Price Range of Shares Mgmt For For For
4 Total Amount and Mgmt For For For
Source of
Funds
5 Type, Number and Mgmt For For For
Percentage of
Shares
6 Time Limit of Mgmt For For For
Repurchase
7 Analysis on Impact of Mgmt For For For
Repurchase on
Operational
Activities, Financial
Status And Major
Future
Development
8 Report and Explanation Mgmt For For For
on Trading of
Stocks
9 Board Authorization to Mgmt For For For
Implement Shares
Repurchase
________________________________________________________________________________
YTO Express Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600233 CINS Y1963V107 01/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
YTO Express Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600233 CINS Y1963V107 04/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Confirmation of 2017 Mgmt For For For
Continuing Connected
Transactions Results
and Estimation of
2018 Continuing
Connected
Transactions
7 Authority to Give Mgmt For For For
Guarantees
8 Objective and Mgmt For For For
principles of the
incentive
plan
9 Management Mgmt For For For
organization of the
plan
10 Basis of determining Mgmt For For For
plan participants and
the scope
thereof
11 Source and number of Mgmt For For For
stocks under the
incentive
plan
12 Valid period, grant Mgmt For For For
date, lock-up period,
unlocking arrangement
and non-tradable
period of the
restricted stock
incentive
plan
13 Grant price of the Mgmt For For For
restricted stocks and
its determining
method
14 Conditions for Mgmt For For For
granting and
unlocking the
restricted
stocks
15 Method and procedure Mgmt For For For
for adjusting the
restricted stock
incentive
plan
16 Accounting treatment Mgmt For For For
for the restricted
stocks and impact on
the company s
business
performance
17 Procedure for Mgmt For For For
implementing the
equity incentive
plan
18 Rights and obligations Mgmt For For For
of the company and
the plan
participants
19 Treatment under Mgmt For For For
unusual situations of
the company and plan
participants
20 Appraisal Management Mgmt For For For
Measures on the
Second Phase
Restricted Stock
Incentive
Plan
21 Authorization to the Mgmt For For For
board to handle
matters in relation
to proposal
8
22 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
23 Type of securities to Mgmt For For For
be
issued
24 Issuing volume Mgmt For For For
25 Par value and issue Mgmt For For For
price
26 Bond duration Mgmt For For For
27 Interest rate Mgmt For For For
28 Time and methods for Mgmt For For For
paying the
interest
29 Conversion period Mgmt For For For
30 Determination of and Mgmt For For For
adjustment to the
conversion
price
31 Downward adjustment to Mgmt For For For
the conversion
price
32 Determining method for Mgmt For For For
the number of
converted
shares
33 Redemption clauses Mgmt For For For
34 Resale clauses Mgmt For For For
35 Attribution of related Mgmt For For For
dividends for
conversion
years
36 Issuing targets and Mgmt For For For
method
37 Arrangement for Mgmt For For For
placement to existing
shareholders
38 Matters regarding Mgmt For For For
bondholders
meetings
39 Purpose of the raised Mgmt For For For
funds
40 Guarantee matters Mgmt For For For
41 Rating arrangement Mgmt For For For
42 Depository of the Mgmt For For For
raised
funds
43 The valid period of Mgmt For For For
the issuance
plan
44 Preplan for Issuance Mgmt For For For
of Convertible
Corporate
Bonds
45 Feasibility Analysis Mgmt For For For
Report on Use of
Funds Raised from
Issuance of
Convertible Corporate
Bonds
46 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
47 Diluted Immediate Mgmt For For For
Returns after
Issuance of
Convertible Corporate
Bonds and Filling
Measures
48 Full Authorization to Mgmt For For For
the Board to Handle
Matters Related to
Proposal
12
49 Rules Governing the Mgmt For For For
Bondholders Meetings
of the Company's
Convertible
Bonds
50 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE
YEARS
51 Elect WAN Lin as Mgmt For For For
Director
52 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
YTO Express Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600233 CINS Y1963V107 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objectives Mgmt For For For
2 Administration Mgmt For For For
3 Participants Mgmt For For For
4 Share Volume and Source Mgmt For For For
5 Period Mgmt For For For
6 Grant Price Mgmt For For For
7 Conditions for Mgmt For For For
Granting and
Unlocking
8 Method and Procedures Mgmt For For For
for
Adjusting
9 Accounting Treatment Mgmt For For For
10 Implementation Mgmt For For For
Procedures
11 Rights and Obligations Mgmt For For For
12 Treatment Under Mgmt For For For
Unusual
Circumstances
13 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures
14 Board Authorization to Mgmt For For For
Implement
Plan
15 Extension of Cash Mgmt For For For
Management
Period
16 Extension of Period of Mgmt For For For
Investment
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 05/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
7 Appointment of Auditor Mgmt For For For
8 MANAGEMENT MEASURES ON Mgmt For For For
ALLOWANCE FOR
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 ISIN CNE000001F21 03/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FAN Zhipeng as MGMT For For For
Director
2 Amendments to Articles MGMT For For For
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 CINS Y9890Q109 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 2017 ANNUAL ACCOUNTS Mgmt For For For
AND 2018 FINANCIAL
BUDGET
REPORT
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 CINS Y9890Q109 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 TERMINATION OF AN Mgmt For For For
INDUSTRIAL PARK
INVESTMENT
PLAN
2 Amendments to Mgmt For For For
Management System for
External
Investments
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 CINS Y9890Q109 08/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIA Jianjun Mgmt For For For
2 Elect LI Guangpei Mgmt For For For
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 CINS Y9890Q109 09/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Work Report of Mgmt For For For
Directors
2 Work Report of Mgmt For For For
Supervisors
3 LIU Jianshun Mgmt For For For
4 LIN Liuqiang Mgmt For For For
5 HUANG Jinming Mgmt For For For
6 HONG Dongming Mgmt For For For
7 CHEN Jipeng Mgmt For For For
8 ZHUANG Jianzhen Mgmt For For For
9 CHEN Dong Mgmt For For For
10 CHEN Gong Mgmt For For For
11 LIN Jing Mgmt For For For
12 JIA Jianjun Mgmt For For For
13 LI Guangpei Mgmt For For For
14 ZHANG Weichang Mgmt For Against Against
15 HE Jianguo Mgmt For Against Against
16 WU Xiaohua Mgmt For For For
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 01/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of a Director Mgmt For For For
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 02/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 06/19/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Miaotong Mgmt For For For
2 Elect WANG Yifeng Mgmt For For For
3 Elect SHAO Heng Mgmt For For For
4 Elect WANG Ji Mgmt For For For
5 Elect HU Hui Mgmt For For For
6 Elect ZHAO Qi Mgmt For For For
7 Elect WANG Qian Mgmt For For For
8 Elect LIANG Feiyuan Mgmt For For For
9 Elect CHEN Weidong Mgmt For For For
10 Elect HUANG Weifeng as Mgmt For Against Against
Supervisor
11 Related Party Mgmt For For For
Transactions
12 Amendments to Mgmt For Abstain Against
Procedural
Rules
13 Amendments to Articles Mgmt For For For
14 Director's Report Mgmt For For For
15 Annual Report Mgmt For For For
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends
18 Appointment of Auditor Mgmt For For For
19 Supervisor's Report Mgmt For For For
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution on
Major Assets
Restructuring
2 Extension of Board Mgmt For For For
Authorization on
Major Assets
Restructuring
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For For For
Various Debt
Financing Instruments
within 12
Months
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' and Mgmt For For For
Supervisors'
Fees
2 Election of Directors Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 01/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Services Mgmt For Against Against
Agreement
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 05/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
10 Change of Projects Mgmt For For For
Funded with Raised
Funds
11 Elect LIU Shuzhe as Mgmt For For For
Independent
Director
12 Elect ZHANG Zhihuan Mgmt For For For
13 Elect GUO Meijun Mgmt For For For
14 Elect LU Chuan Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 10/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHOU Zhanwei as Mgmt For For For
Director
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 03/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Management Rules of Mgmt For For For
Core Employee Venture
Business
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 04/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors and Mgmt For For For
Supervisors'
Fees
7 Reappointment of Mgmt For Against Against
Auditor
8 Foreign Exchange Mgmt For For For
Transactions
9 Approval of line of Mgmt For For For
credit
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
12 Shareholder Returns Mgmt For For For
Plan
13 AMENDMENTS TO THE Mgmt For Abstain Against
EXTERNAL GUARANTEE
MANAGEMENT
SYSTEM
14 Amendments to Related Mgmt For Abstain Against
Party Transactions
Management
System
15 Constitution of Mgmt For For For
Procedural Rules:
Risk Investment
Management
System
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 05/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Foreign Mgmt For For For
Exchange Hedging
Quota
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 08/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FU Liquan Mgmt For Against Against
2 Elect WU Jun Mgmt For For For
3 Elect ZHU Jiangming Mgmt For For For
4 Elect CHEN Ailing Mgmt For For For
5 Elect LI Ke Mgmt For For For
6 Elect HE Chao Mgmt For For For
7 Elect WANG Zexia Mgmt For For For
8 Elect HUANG Siying Mgmt For For For
9 Elect SONG Ke as Mgmt For Against Against
Supervisor
10 Independent Directors' Mgmt For For For
Fees
11 Amendments to Articles Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees
13 Adjustment to Credit Mgmt For Abstain Against
Quota and Quota of
Notes Pool Business
for
Banks
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 07/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 03/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Investment in Mgmt For For For
Construction of
Production
Base
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 04/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Joint Mgmt For For For
Ventures
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 2017 Related Party Mgmt For For For
Transactions
6 2018 Estimation of Mgmt For For For
Related Party
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Shareholder Return Mgmt For For For
Plan for the Next
Three
Year(2018-2020)
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Approval of Line of Mgmt For For For
Credit
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Issue Mgmt For Abstain Against
Debt
Instrument
14 Foreign Forward Mgmt For For For
Exchange
Transactions
15 Independent Directors' Mgmt For For For
Report
16 Related Party Mgmt For For For
Transactions:
Financial
Aid
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 05/04/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration for Mgmt For For For
Directors and
Supervisors
8 Authority to Give Mgmt For Against Against
Guarantees:
Subsidiaries
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees: Dealer
Bank
Loan
________________________________________________________________________________
Zhejiang Zheneng Electric Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600023 CINS Y9897X107 01/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SUN Weiheng Mgmt For For For
2 Elect CAO Lu Mgmt For For For
3 Elect WANG Jiantang Mgmt For For For
4 Elect DAI Xinmin Mgmt For For For
5 Elect YING Miaofu Mgmt For For For
6 Elect HAN Lingli Mgmt For For For
7 Elect HE Daan Mgmt For For For
8 Elect HAN Hongling Mgmt For For For
9 Elect WANG Lina Mgmt For Against Against
10 Elect CHEN Lixin Mgmt For For For
________________________________________________________________________________
Zhejiang Zheneng Electric Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600023 CINS Y9897X107 05/30/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
7 APPOINTMENT OF 2018 Mgmt For For For
INTERNAL CONTROL
AUDIT
FIRM
8 Annual Report Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 ENTRUSTMENT OF Mgmt For For For
TECHNOLOGY
SUPERVISION AND
SERVICE TO A
COMPANY
________________________________________________________________________________
Zhejiang Zheneng Electric Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600023 CINS Y9897X107 11/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Launch of Hedging Mgmt For For For
Business
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Governing
Shareholders General
Meetings
4 Amendments to Mgmt For For For
Procedural
Rules:Board
Meetings
5 Amendments to Mgmt For For For
Procedural
Rules:Supervisor
Meetings
________________________________________________________________________________
Zhengzhou Yutong Bus Company Limited
Ticker Security ID: Meeting Date Meeting Status
600066 CINS Y98913109 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For Against Against
Transactions
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 PROVISION OF TEMPORARY Mgmt For Abstain Against
GUARANTEE
9 LAUNCHING BILLS POOL Mgmt For For For
AND OTHER FINANCING
BUSINESS
10 Amendments to Articles Mgmt For Abstain Against
11 Elect LI Keqiang as Mgmt For For For
Independent
Director
________________________________________________________________________________
Zheshang Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601878 CINS Y989BG109 06/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Connected Transactions Mgmt For For For
with the Controlling
Shareholder and Its
Related
Parties
7 Connected Transactions Mgmt For For For
with Other Related
Enterprises
8 Connected Transactions Mgmt For For For
with Related Natural
Persons
9 CONTROL OF 2018 TOTAL Mgmt For For For
FINANCIAL INVESTMENT
SCALE
10 General Authorization Mgmt For For For
for Issuance of
Domestic and Overseas
Debt Financing
Instruments
11 Amendments to Articles Mgmt For For For
12 Eligibility for Mgmt For For For
Issuance of
convertible
bonds
13 Type of Securities to Mgmt For For For
Be
Issued
14 Issuing Scale Mgmt For For For
15 Par Value and Issue Mgmt For For For
Price
16 Bond Duration Mgmt For For For
17 Interest Rate Mgmt For For For
18 Time and Method for Mgmt For For For
Paying the Principal
and
Interest
19 Conversion Period Mgmt For For For
20 Adjustment and Mgmt For For For
Determination of The
Conversion
Price
21 Clauses on Downward Mgmt For For For
Adjustment of The
Conversion
Price
22 Determining Method for Mgmt For For For
The Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
When Conversion
Happens
23 Redemption Clauses Mgmt For For For
24 Resale Clauses Mgmt For For For
25 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
26 Issuing Targets and Mgmt For For For
Method
27 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
28 Matters Regarding Mgmt For For For
Bondholders
Meetings
29 Purpose of The Raised Mgmt For For For
Funds
30 Guarantee Matters Mgmt For For For
31 Depository and Mgmt For For For
Management of The
Raised
Funds
32 The Valid Period of Mgmt For For For
The
Resolution
33 PREPLAN FOR PUBLIC Mgmt For For For
ISSUANCE OF
CONVERTIBLE
BONDS
34 Feasibility Analysis Mgmt For For For
Report on Use of
Raised
Funds
35 Report on Use of Mgmt For For For
Previously Raised
Funds
36 Shareholder Returns Mgmt For For For
Plan
37 Full Authorization to Mgmt For For For
Board to Handle
Matters Regarding
Public Issuance of
Convertible Corporate
Bonds
38 Diluted Immediate Mgmt For For For
Return After Public
Issuance of
Convertible Corporate
Bonds and Filling
Measures
39 Formulation of Rules Mgmt For For For
Governing Meetings of
Bondholders of
Convertible
Bonds
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For Against Against
Transactions
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Shareholder Returns Mgmt For For For
Plan
11 Authority to Give Mgmt For For For
Guarantees to
Songxian Jinniu Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees to
Zhongjin
Songxian
Songyuan Gold Smelting
Co.,
Ltd.
13 Authority to Give Mgmt For For For
Guarantees to China
Gold Group Jia
Pi
Gou Mining Co., Ltd.
14 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
15 Board Authorization to Mgmt For Abstain Against
Handle Matters
Regarding the
Issuance of Debt
Instruments
16 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 01/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Articles Mgmt For For For
3 Constitution of Mgmt For For For
Procedural Rules:
Shareholder General
Meetings
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 03/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For Abstain Against
Sale
2 Asset Mgmt For Abstain Against
3 Transaction Mgmt For Abstain Against
Counterparts
4 Consideration Mgmt For Abstain Against
5 Payment Method Mgmt For Abstain Against
6 Attribution of Profits Mgmt For Abstain Against
7 Delivery of Assets Mgmt For Abstain Against
8 Employee Placement Mgmt For Abstain Against
9 Validity Period Mgmt For Abstain Against
10 Constitution of of Mgmt For Abstain Against
Major Asset
Restructuring
11 Constitution of Mgmt For Abstain Against
Connected
Transaction
12 Equity Transaction Mgmt For Abstain Against
Agreement
13 Compliance with Mgmt For Abstain Against
Article 4 of Major
Asset Restructuring
Regulation
14 Report on Transaction Mgmt For Abstain Against
15 Audit Report, Pro Mgmt For Abstain Against
Forma Review Report
and Evaluation
Report
16 Independence of Mgmt For Abstain Against
Evaluation
Institution and
Fairness of
Evaluation
17 Statement on Mgmt For Abstain Against
Compliance and
Completeness of Legal
Procedures
18 Dilution of Immediate Mgmt For Abstain Against
Returns after Major
Asset
Sales
19 Authorization of Legal Mgmt For Abstain Against
Formalities
20 Board Authorization to Mgmt For Abstain Against
Implement Asset
Sale
21 Authority to Give Mgmt For For For
Guarantees
22 Related Party Mgmt For Abstain Against
Transactions for
Guarantees
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 04/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 06/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
2 Issuing Volume Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Issuing Targets and Mgmt For For For
Method
5 Listing and Transfer Mgmt For For For
Method
6 Bond Type and Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Guarantee Method Mgmt For For For
9 Purpose of the Raised Mgmt For For For
Funds
10 Repayment Guarantee Mgmt For For For
Measures
11 Valid Period of Mgmt For For For
Resolution
12 Authorization to Board Mgmt For For For
to Handle Matters
Related to 2018
Private Placement of
Corporate
Bonds
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 08/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Housing Balance
Payment Asset-Backed
Plan
2 Authority for Mgmt For For For
Subsidiary to Issue
Fed Securities Hyatt
Regency Hotel
Asset-Backed
Plan
3 Authority to Issue Mgmt For For For
Short Term Commercial
Paper
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 09/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 10/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 11/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Trading Suspension Mgmt For For For
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Authority to Give Mgmt For For For
Guarantees (Overseas
Wholly-Owned
Subsidiaries)
5 Authority to Give Mgmt For For For
Guarantees (Makeng
Mining)
6 Authority to Give Mgmt For For For
Guarantees (Wengfu
Zijin)
7 Directors' Report Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Supervisors' Report Mgmt For For For
10 Accounts and Reports Mgmt For For For
11 Annual Report Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Executive Directors' Mgmt For For For
and Supervisory
Committee Chair
Fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Change in Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 06/29/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Report of A Shares Mgmt For For For
5 Report of H Shares Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
Domestic
Auditor
8 Appointment of Mgmt For For For
International
Auditor
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Application for Mgmt For For For
Banking Credit
Line
11 Financing Limits Mgmt For For For
12 Authority to Give Mgmt For For For
Mortgage
Guarantees
13 Authorization to Mgmt For For For
Zoomlion Industrial
Vehicles to Engage in
Business relating to
Banker's Acceptance
Secured by
Goods
14 Authorization to Mgmt For For For
Zoomlion Heavy
Machinery to Engage
in Business relating
to Banker's
Acceptance Secured by
Goods
15 Authority to Give Mgmt For For For
Guarantees
16 Investment and Mgmt For For For
Financial
Management
17 Development of Mgmt For For For
Financial Derivatives
Business
18 Related Party Mgmt For For For
Transactions in
Relation to Product
Sales
19 Related Party Mgmt For For For
Transactions in
Relation to
Procurement of Spare
Parts and
Components
20 Related Party Mgmt For For For
Transactions in
Relation to in
Relation to Products
Processing
21 Related Party Mgmt For For For
Transactions in
Relation to the
Provision of Finance
Services
22 Establishment and Mgmt For For For
Authorization to
Hunan Zhicheng
Financing and
Guarantee Company
Limited to Provide
Guarantees
23 Authority to Issue Mgmt For Against Against
Medium-Term
Notes
24 Approve Compliance Mgmt For Against Against
with Conditions of
Bonds
Issuance
25 Authority to Issue Mgmt For Against Against
Bonds
26 Board Authorization to Mgmt For Against Against
Deal with Matters
Relating to the Issue
of
Bonds
27 Amendments to Articles Mgmt For For For
Regarding Registered
Capital
28 Amendments to Articles Mgmt For For For
Regarding Business
Scope
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 11/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase of Quota of Mgmt For For For
Investment in
Low-risk Investment
and Financial
Management
3 Provision for 2017 Mgmt For For For
Interim Asset
Impairment
4 TRANSFER OF ACCOUNTS Mgmt For For For
RECEIVABLE
5 Sale of Products Mgmt For For For
6 Purchasing Parts Mgmt For For For
7 Product Processing Mgmt For For For
8 Provision of Financial Mgmt For For For
Services
9 Amendments to Articles Mgmt For For For
10 Share Option Scheme Mgmt For For For
and Restricted A
Share Incentive
Scheme
11 Appraisal Measures for Mgmt For For For
Share Option Scheme
and Restricted A
Share Incentive
Scheme
12 Board Authorization to Mgmt For For For
Implement Share
Option Scheme and
Restricted A Share
Incentive
Scheme
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 11/01/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Share Option Scheme Mgmt For For For
and Restricted A
Share Incentive
Scheme
4 Appraisal Measures for Mgmt For For For
Share Option Scheme
and Restricted A
Share Incentive
Scheme
5 Board Authorization to Mgmt For For For
Implement Share
Option Scheme and
Restricted A Share
Incentive
Scheme
________________________________________________________________________________
ZTE Corp.
Ticker Security ID: Meeting Date Meeting Status
000063 ISIN CNE000000TK5 03/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fulfillment of MGMT For For For
Criteria for the
Proposed Non-public
Issuance of A
Shares
2.1 Class and Par Value MGMT For For For
2.2 Method and Time of MGMT For For For
Issue
2.3 Target Subscribers and MGMT For For For
Subscription
Method
2.4 Subscription Price and MGMT For For For
Pricing
Principles
2.5 Issuing Volume MGMT For For For
2.6 Lock-up Period MGMT For For For
2.7 Amounts and Use of MGMT For For For
Proceeds
2.8 Listing Place MGMT For For For
2.9 Undistributed Profits MGMT For For For
2.10 Validity of Resolution MGMT For For For
3 Proposal for the MGMT For For For
Proposed Private
Issuance of A
Shares
4 Feasibility Analysis MGMT For For For
Report on the Use of
Proceeds
5 Exemption from the MGMT For For For
Preparation of the
Report on the Use of
Proceeds
6 Remedial Measures MGMT For For For
regarding Dilution on
Returns
7 Shareholders' Return MGMT For For For
Plan
2018-2020
8 Board Authorization MGMT For For For
9 Amendments to Articles MGMT For For For
of
Association
10 Entrustment in MGMT For For For
relation to the
Development,
Construction, Sales
and Operation of
Shenzhen Bay Super
Headquarters
Base
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 President's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
8 Appointment of Hong Mgmt For For For
Kong Auditor and
Authority
to
Set Fees
9 Appointment of Mgmt For For For
Internal Control
Auditor and
Authority
to Set Fees
10 Application to Bank of Mgmt For For For
China
Limited
11 Application to China Mgmt For For For
Development
Bank
12 Application for Mgmt For For For
Investment Limits in
Derivative
Products
13 Authority to Give Mgmt For For For
Guarantees (Overseas
Subsidiaries)
14 Authority to Give Mgmt For For For
Guarantees (Debt
Financing of ZTE (HK)
Limited)
15 Adjustment to Mgmt For For For
Independent
Non-Executive
Directors'
Allowance
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Rules of Procedure of Mgmt For For For
the Board of
Directors
Meetings
18 Elect LI Zixue Mgmt For For For
19 Elect LI Buqing Mgmt For For For
20 Elect GU Junying Mgmt For For For
21 Elect ZHU Weimin Mgmt For For For
22 Elect FANG Rong Mgmt For For For
23 Elect CAI Manli Mgmt For For For
24 Elect YUMING Bao Mgmt For For For
25 Election of Directors Mgmt Abstain Abstain For
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 12/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Issue Mgmt For For For
Perpetual Medium-term
Notes
3 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
Fund Name : VanEck Vectors ChinaAMC SME-Chinext ETF
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 03/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
2 Amendment to Articles Mgmt For For For
of
Association
3 Approval of Mgmt For For For
Application for Line
of
Credit
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017 ANNUAL ACCOUNTS Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Alpha Group
Ticker Security ID: Meeting Date Meeting Status
002292 CINS Y2927R109 06/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Equities Mgmt For For For
in A Wholly-Owned
Sub-Subsidiary
________________________________________________________________________________
AVIC Electromechanical Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 04/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Related Party Mgmt For Against Against
Transactions
10 Authority to Give Mgmt For For For
Guarantees
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Elect JING Xu as Mgmt For For For
Independent
Director
________________________________________________________________________________
AVIC Electromechanical Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 09/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
3 Reports on Deposit and Mgmt For For For
Use of Raised
Funds
4 Internal Control Mgmt For For For
Self-Assessment
Report
5 Adoption of Procedural Mgmt For For For
Rules for Bondholders
Meetings
6 Shareholder Returns Mgmt For For For
Plan
7 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
8 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
9 Board Authorization to Mgmt For For For
Implement Bond
Issuance
10 Type of Securities Mgmt For For For
11 Issuing Volume Mgmt For For For
12 Par Value and Issuing Mgmt For For For
Price
13 Bond Duration Mgmt For For For
14 Interest Rate Mgmt For For For
15 Time Limit and Method Mgmt For For For
of Paying
Interest
16 Conversion Period Mgmt For For For
17 Determination and Mgmt For For For
Adjustment of
Conversion
Price
18 Downward Adjustment Mgmt For For For
Clauses on Conversion
Price
19 Determination Method Mgmt For For For
for Amount of
Converted
Shares
20 Redemption Clauses Mgmt For For For
21 Resale Clauses Mgmt For For For
22 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
23 Issuance Targets and Mgmt For For For
Method
24 Arrangement for Mgmt For For For
Placement to
Shareholders
25 Matters Regarding Mgmt For For For
Bondholders
Meetings
26 Use of Proceeds Mgmt For For For
27 Depository of Proceeds Mgmt For For For
28 Guarantee Matters Mgmt For For For
29 Validity of Resolution Mgmt For For For
30 Preplan for Issuance Mgmt For For For
of Corporate Bonds
(Revised)
31 Acquisition of Equity Mgmt For For For
Constituting Related
Party
Transactions
32 Acquisition of 27.45% Mgmt For For For
Equity Stake in
Sanjiang
Machinery
33 Conditional Agreement Mgmt For For For
on Acquisition of
100% Equity Stake in
Xinxiang
Aviation
34 Conditional Agreement Mgmt For For For
on Acquisition of
72.55% Equity Stake
in Sanjiang
Machinery
35 Conditional Agreement Mgmt For For For
on Acquisition of
27.45% Equity Stake
in Sanjiang
Machinery
36 Approval of Audit Mgmt For For For
Report and Appraisal
Report
37 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
38 Feasibility Report on Mgmt For For For
Use of
Proceeds
39 Permanent Mgmt For For For
Replenishment of
Working
Capital
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Mgmt For For For
Benchmarking
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 04/13/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Estimation of 2018 Mgmt For Against Against
Related Party
Transactions
7 Annual Report and Its Mgmt For For For
Summary
8 Financial Budgets Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 REPURCHASE AND Mgmt For For For
CANCELLATION OF
PARTIAL RESTRICTED
STOCKS
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural
Rules
13 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 10/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TANG Jun Mgmt For For For
2 Elect ZHAO Yong Mgmt For For For
3 Elect WANG Bo Mgmt For For For
4 Elect ZHAO Zhuo Mgmt For Against Against
5 Repurchase and Mgmt For For For
Cancellation of
Restricted
Stocks
6 Shareholder Returns Mgmt For For For
Plan
2017-2019
7 Amendments to Articles Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 12/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Type of Bonds Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Repaying Principal
and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Adjustment Clauses on Mgmt For For For
the Conversion
Price
11 Determination and Mgmt For For For
Treatment Method in
Case Remaining Bonds
Cannot be
Converted
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Targets and Method Mgmt For For For
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meeting
18 Purpose of Raised Funds Mgmt For For For
19 Depository of Raised Mgmt For For For
Funds
20 Guarantee Matters Mgmt For For For
21 Validity Period Mgmt For For For
22 Preplan for Issuance Mgmt For For For
23 Feasibility Report Mgmt For For For
24 REPORT ON USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
25 2017 Internal Control Mgmt For For For
Evaluation
Report
26 Diluted Immediate Mgmt For For For
Returns
27 Constitution of Mgmt For For For
Procedural Rules:
Bondholder
Meetings
28 Authorization for Mgmt For For For
Persons to Handle
Issuance of
Convertible Corporate
Bonds
29 Renewal of Financial Mgmt For For For
Services
Agreement
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report and Its Mgmt For For For
Summary
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Authority to Issue Mgmt For For For
Green Financial
Bonds
8 Extension of the Valid Mgmt For For For
Period of Resolution
and Relevant
Authorization for The
Non-Public A-Share
Offering
9 Amendments to Articles Mgmt For For For
10 Supervisor' Report Mgmt For For For
11 Supervisors' Mgmt For For For
Performance
Evaluation
Report
12 Directors' Performance Mgmt For For For
Evaluation
Report
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 10/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Financial
Bonds
2 Adjustment of Capital Mgmt For For For
Injection Scheme of
Yongying Financial
Leasing
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Preference
Shares
2 Issue Type and Size Mgmt For For For
3 Issue Manner Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Duration Mgmt For For For
7 Determination Mgmt For For For
Principle of Par
Interest
Rate
8 Profit Distribution Mgmt For For For
Method
9 Conditional Terms of Mgmt For For For
Redemption
10 Mandatory Conversion Mgmt For For For
Terms
11 Voting Restrictions Mgmt For For For
12 Voting Recovery Mgmt For For For
13 Liquidation Order and Mgmt For For For
Liquidation
Method
14 Rating Arrangement Mgmt For For For
15 Guarantee Arrangement Mgmt For For For
16 Transfer Arrangements Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Resolution Validity Mgmt For For For
Period
19 Authorization of the Mgmt For For For
Board
20 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
21 Report on Deposit and Mgmt For For For
Use of Raised
Funds
22 Related Party Mgmt For For For
Transactions
23 Elect HU Pingxi as Mgmt For For For
Director
________________________________________________________________________________
Baofeng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300431 CINS Y07770103 09/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Asset-Backed Special
Plan
2 Board Authorization to Mgmt For For For
Implement
Asset-Backed Special
Plan
3 Amendments to Business Mgmt For For For
Scope
4 Amendments to Articles Mgmt For For For
5 Extension of Validity Mgmt For For For
of Resolution on
Private
Placement
6 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
________________________________________________________________________________
Baofeng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300431 CINS Y07770103 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
Baofeng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300431 CINS Y07770103 12/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FENG Xin Mgmt For For For
2 Elect JIANG Hao Mgmt For For For
3 Elect CUI Tianlong Mgmt For For For
4 Elect ZHAO Jun Mgmt For For For
5 Elect LIU Chunlu Mgmt For For For
6 Elect LUO Yibing Mgmt For For For
7 Elect ZHANG Lin Mgmt For For For
8 Elect LI Yongqiang Mgmt For Against Against
9 Elect LI Li Mgmt For For For
________________________________________________________________________________
Baofeng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300431 CINS Y07770103 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Increase Mgmt For For For
________________________________________________________________________________
Beijing Dabeinong Technology Group Co
Ticker Security ID: Meeting Date Meeting Status
002385 ISIN CNE100000N61 03/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles MGMT For For For
(1)
2 Amendments to Articles MGMT For For For
(2)
3 Authority to Issue MGMT For For For
Short-Term Commercial
Papers
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Reports Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Audit Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Authority to Give Mgmt For For For
Guarantees
10 Elect SONG Weipin Mgmt For For For
11 Related Party Mgmt For Abstain Against
Transactions
12 Authority to Give Mgmt For For For
Guarantees
13 Authority to Give Mgmt For For For
Guarantees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 05/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method of The Share Mgmt For For For
Repurchase
2 Objective and Purpose Mgmt For For For
of The Shares to Be
Repurchased
3 Total Amount and Mgmt For For For
Source of The Funds
to Be Used for The
Repurchase
4 Time for The Share Mgmt For For For
Repurchase and The
Price
Range
5 Type, Number and Mgmt For For For
Percentage of Shares
to Be
Repurchased
6 The Valid Period of Mgmt For For For
The
Resolution
7 Authorization to Board Mgmt For For For
to Handle Matters
Regarding Share
Repurchase
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 08/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Financial
Assistance
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 10/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Equity Mgmt For For For
Incentive
Plan
2 Appraisal Management Mgmt For For For
Measures for Equity
Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Equity
Incentive
Plan
4 Authority to Give Mgmt For For For
Guarantees
5 Amendments to Use of Mgmt For For For
Proceeds
6 Appointment of Auditor Mgmt For For For
7 Authority to Issue Mgmt For For For
Medium-term
Notes
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Hedging Business Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 03/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SALE OF ASSET Mgmt For Abstain Against
2 Approval of strategic Mgmt For For For
agreement
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Elect CAO Xiaobei as Mgmt For Against Against
Supervisor
7 Directors' Fees Mgmt For For For
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 09/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 02/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Board Authorization to Mgmt For Against Against
Implement Bond
Issuance
4 Approval of Line of Mgmt For For For
Credit
5 Amendments to Mgmt For For For
Registered
Capital
6 Amendments to Articles Mgmt For For For
7 Replenish Working Mgmt For For For
Capital with Project
Funds
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 04/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of 2017 Mgmt For For For
Restricted Stock
Plan
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 ZHAO Baoqing Mgmt For For For
8 CHEN Hao Mgmt For For For
9 XUE Lei Mgmt For For For
10 AUTHORIZATION TO Mgmt For For For
CHAIRMAN OF THE BOARD
ON EXTERNAL
TRANSACTIONS
11 Elect JIN Tian as Mgmt For For For
Non-independent
Director
12 Issuance of Overseas Mgmt For For For
USD-denominated Bonds
and Provision of
Guarantee
13 Amendments to Articles Mgmt For For For
14 Shareholder Returns Mgmt For For For
Plan
15 Decrease of Registered Mgmt For For For
Capital
16 Amendments to Articles Mgmt For For For
Due to Repurchase and
Cancellation of
Restricted
Stocks
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 07/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 ACQUISITION OF GRINDR Mgmt For For For
LLC
3 Amendments to Articles Mgmt For For For
4 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiaries
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 07/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Yahui Mgmt For For For
2 Elect WANG Liwei Mgmt For For For
3 Elect HUANG Guoqiang Mgmt For For For
4 Elect ZHANG Ting Mgmt For For For
5 Elect ZHAO Baoqing Mgmt For For For
6 Elect CHEN Hao Mgmt For For For
7 Elect XUE Lei Mgmt For For For
8 Elect YOU Hongwei Mgmt For Against Against
9 Elect SUN Qian Mgmt For For For
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 08/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Line of Mgmt For For For
Credit to
Wholly-owned
Subsidiary
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 09/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer Agreement Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 10/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Basis For Determining Mgmt For For For
Plan Participants and
Scope
2 Source, Number and Mgmt For For For
Distribution of
Restricted
Stocks
3 Time Schedule Mgmt For For For
4 Grant Price Mgmt For For For
5 Conditions For Mgmt For For For
Granting and
Unlocking
Stocks
6 Method and Procedure Mgmt For For For
for Plan
Adjustments
7 Accounting Treatment Mgmt For For For
8 Procedure for Mgmt For For For
Implementing the
Plan
9 Rights and Obligations Mgmt For For For
of Company and Plan
Participants
10 Treatment Under Mgmt For For For
Unusual
Situations
11 Principles for Mgmt For For For
Repurchase and
Cancellation of
Stocks
12 Appraisal Management Mgmt For For For
Measures for
Implementation of
2017 Restricted Stock
Incentive
Plan
13 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 11/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 11/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Decrease Registered Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Beijing Kunlun Tech Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
300418 ISIN CNE100001YF2 03/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition MGMT For For For
2 Performance Guarantees MGMT For For For
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 02/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Authority to Issue Mgmt For For For
Debt
Instruments
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 04/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Changing Mgmt For For For
Performance
Compensation
Commitment
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 2017 FINANCIAL REPORT Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
9 2018 REMUNERATION PLAN Mgmt For For For
FOR SENIOR
MANAGEMENT
10 Related Party Mgmt For For For
Transactions
11 Authority to Give Mgmt For For For
Guarantees
12 Change of Business Mgmt For For For
Scope
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 08/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Third Phase Employee Mgmt For For For
Stock Ownership
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
4 Change of the Mgmt For For For
Company's Business
Scope
5 Amendments to the Mgmt For For For
Company's Articles of
Association
6 Change of the Use of Mgmt For For For
Raised Capital to
Replenish Working
Capital
________________________________________________________________________________
Beijing Orient Landscape Company Limited
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 12/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU Jihua as Mgmt For For For
Director
2 Change of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002271 ISIN CNE100000CS3 03/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in MGMT For For For
Construction of
Special Mortar
Project in Jingmen,
Hubei
2 Investment in MGMT For For For
Construction of East
China Management
Headquarters Project
in Qingpu,
Shanghai
3 Investment in MGMT For For For
Construction of Three
Projects in Laibin,
Guangxi
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 2018 FINANCIAL BUDGET Mgmt For For For
REPORT
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 2017 REMUNERATION FOR Mgmt For For For
DIRECTORS
9 2017 REMUNERATION FOR Mgmt For For For
SUPERVISORS
10 Approval for Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For Against Against
Guarantees
12 Investment of Mgmt For For For
Construction Project
in
Sichuan
13 EXTERNAL GUARANTEE Mgmt For For For
MANAGEMENT
SYSTEM
14 EXTERNAL GUARANTEE Mgmt For Against Against
15 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Papers
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 03/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees: Fenyang
Originwater Municipal
Engineering Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees: Fenyang
Originwater Water
Services Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees: Hanzhong
Hanyuan Urban
Construction
Development Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees: Jilin
Originwater
Environmental Science
and Technology Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees:
Pingdingshan Shiyu
Originwater
Technology Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees: Wuyang
Originwater Water
Services Technology
Co.,
Ltd.
8 Authority to Give Mgmt For For For
Guarantees: Tonghua
Originwater
Environmental Science
and Technology Co.,
Ltd.
9 Authority to Give Mgmt For For For
Guarantees: Xinjiang
Originwater
Environmental
Resources Co.,
Ltd.
10 Authority to Give Mgmt For For For
Guarantees: Beijing
Deqingyuan
Agricultural Science
and Technology Co.,
Ltd. and Its
Wholly-owned
Subsidiary
11 Authority to Give Mgmt For For For
Guarantees: Xinjiang
Kunlun New Water
Technology Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees: Yidu
Water Environment
Technology Co.,
Ltd.
13 Authority to Issue Mgmt For For For
Perpetual Medium-Term
Notes
14 Directors' Fees Mgmt For For For
15 Elect WEN Jianping Mgmt For For For
16 Elect LIU Zhenguo Mgmt For For For
17 Elect DAI Richeng Mgmt For For For
18 Elect LONG Limin Mgmt For For For
19 Elect FAN Kangping Mgmt For For For
20 Elect WANG Yueyong Mgmt For For For
21 Elect LIU Wenjun Mgmt For For For
22 Elect CHEN Yili Mgmt For Against Against
23 Elect ZHOU Nianyun Mgmt For For For
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 04/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees: Enshi
Biyuan Technology
Co.,Ltd
2 Authority to Give Mgmt For Against Against
Guarantees: Taiyuan
Originwater Water
Co.,Ltd
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Jilin Originwater Mgmt For For For
Technology Co.,
Ltd.
8 Nanjing Urban Mgmt For For For
Construction
Environmental
Protection Water Co.,
Ltd.
9 Wuhan Sanzhen Industry Mgmt For For For
Holding
Co.,Ltd.
10 Yunnan Water Mgmt For For For
Investment
Co.,Ltd.
11 Xinjiang Kunlun New Mgmt For For For
Water Technology Co.,
Ltd.
12 Inner Mongolia Mgmt For For For
Chunyuan
Environmental
Protection Technology
Co.,
Ltd.
13 Yunnan Chengtou Mgmt For For For
Originwater
Technology Co.,
Ltd.
14 Hunan Heyuan Water Mgmt For For For
Environment Co.,
Ltd.
15 Xinjiang Originwater Mgmt For For For
Environmental
Resources Co.,
Ltd.
16 Guizhou Xinshuiyuan Mgmt For For For
Ecological
Environmental
Technology Co.,
Ltd.
17 Guangdong Haiyuan Mgmt For For For
Environmental
Protection Technology
Co.,
Ltd.
18 Wuhan Water Mgmt For For For
Environment
Technology Co.,
Ltd.
19 Appointment of Auditor Mgmt For For For
20 Authority to Give Mgmt For For For
Guarantees to ZTE
Instruments
I
21 Authority to Give Mgmt For For For
Guarantees to ZTE
Instruments
II
22 Authority to Give Mgmt For For For
Guarantees to
Jiujiang Originwater
Environmental
Protection Technology
Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 09/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for Xi'an
Bishuiwan Water
Limited Liability
Company
2 Authority to Give Mgmt For For For
Guarantees for
Xinjiang Originwater
Environmental
Resources Co.,
Ltd
3 Authority to Give Mgmt For For For
Guarantees for
Beijing Originwater
Jingliang Water
Supply Co.,
Ltd
4 Authority to Give Mgmt For For For
Guarantees for Dalian
Xiaogushan Water
Technology Co.,
Ltd
5 Authority to Give Mgmt For For For
Guarantees for Huzhou
Originwater
Environmental
Technology Co.,
Ltd
6 Authority to Give Mgmt For For For
Guarantees for Sihong
Jiu'an Water Supply
Co.,
Ltd
7 Authority to Give Mgmt For For For
Guarantees for Yanji
Hisense Bio Energy
Technology Co.,
Ltd
8 Authority to Give Mgmt For For For
Guarantees for
Langfang City
Originwater Recycled
Water Co.,
Ltd
9 Authority to Give Mgmt For For For
Guarantees for
Shangqiu Shuiyunjian
Sewage Treatment Co.,
Ltd
10 Authority to Give Mgmt For For For
Guarantees for
Tianjin Originwater
Environmental
Technology Co.,
Ltd
11 Authority to Give Mgmt For For For
Guarantees for
Tianjin Ningyuan
Water Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees for Hunan
Guokai Originwater
Ecological
Environment
Technology Co.,
Ltd
13 Authority to Give Mgmt For For For
Guarantees for
Shandong Lubei
Originwater
Desalination Co.,
Ltd
14 Authority to Give Mgmt For For For
Guarantees for
Beijing Liangye
Environmental
Technology Co., Ltd
(I)
15 Authority to Give Mgmt For For For
Guarantees for
Beijing Liangye
Environmental
Technology Co., Ltd
(II)
16 Authority to Give Mgmt For For For
Guarantees for
Beijing Liangye
Environmental
Technology Co., Ltd
(III)
17 Termination of Mgmt For For For
Authority to Give
Guarantees for
Qinhuangdao
Originwater
Environmental
Technology Co.,
Ltd
18 Termination of Mgmt For For For
Authority to Give
Guarantees for
Originwater Hong Kong
Environmental
Protection Co.,
Ltd
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Initial Mgmt For For For
Public Issuance
Raised Fund
Investment
Project
2 Amendments to Private Mgmt For For For
Placement Raised Fund
Investment
Projects
3 Authority to Give Mgmt For For For
Guarantees
4 Termination of Mgmt For For For
Provision of
Guarantees
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees: Chifeng
Jinyuan Environmental
Protection Technology
Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees: Qitai
County Originwater
Source Industrial
Water Treatment Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees: Qitai
County Originwater
Sunshine Water
Services Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees:
Qinhuangdao
Originwater Source
Environmental
Protection Technology
Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees:
Qinhuangdao
Originwater Source
Recycled Water Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees: Ruzhou
Originwater Source
Environmental
Technology Co.,
Ltd.
8 Authority to Give Mgmt For For For
Guarantees: Taiyuan
Originwater Source
Water Services Co.,
Ltd.
9 Authority to Give Mgmt For For For
Guarantees: Tianjin
City Originwater
Source Environmental
Technology Co.,
Ltd.
10 Authority to Give Mgmt For For For
Guarantees: Yining
City Originwater
Source Environmental
Technology Co.,
Ltd.
11 Authority to Give Mgmt For For For
Guarantees:
Zhongxiang City
Qingyuan Water Source
Services Technology
Co.,
Ltd.
12 Authority to Give Mgmt For For For
Guarantees: Beijing
Liangye Environmental
Technology Co.,
Ltd.
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Annual Report and Its Mgmt For For For
Summary
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 06/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MAO Ting Mgmt For For For
2 Elect LIANG Jian Mgmt For For For
3 Approval for Line of Mgmt For For For
Credit
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 09/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 LIU Lei Mgmt For For For
2 LIN Ke Mgmt For For For
3 REN Xiangkun Mgmt For For For
4 WANG Qingming Mgmt For For For
5 LIU Mingyong Mgmt For For For
6 FU Xingguo Mgmt For For For
7 LI Lin Mgmt For For For
8 HAN Xiaojing Mgmt For For For
9 SHEN Baojian Mgmt For For For
10 TAN Xiangyang Mgmt For For For
11 YANG Wenbiao Mgmt For For For
12 DU Wei Mgmt For Against Against
13 YU Ziyao Mgmt For For For
14 Directors and Mgmt For For For
Supervisors'
Fees
15 Authority to Issue Mgmt For For For
Debt
Instruments
16 Authority to Give Mgmt For For For
Guarantees
17 Authority to Give Mgmt For For For
Guarantees
18 Authority to Give Mgmt For For For
Guarantees
19 Authority to Give Mgmt For For For
Guarantees
20 Authority to Give Mgmt For For For
Guarantees
21 Authority to Issue Mgmt For For For
Debt
Instruments
22 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 10/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Termination of 2017 Mgmt For For For
Rights
Issue
4 Issuing Volume And Mgmt For For For
Method
5 Bond Duration Mgmt For For For
6 Interest Rate And Its Mgmt For For For
Determination
Method
7 Listing Place Mgmt For For For
8 Purpose of Raised Funds Mgmt For For For
9 Credit Enhancing Method Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Authorization Mgmt For For For
12 Valid Period of Mgmt For For For
Resolution
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Sanju Environmental Protection and New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Project Cooperation Mgmt For For For
Agreement
3 Authority to Give Mgmt For Against Against
Guarantees
(1)
4 Authority to Give Mgmt For Against Against
Guarantees
(2)
5 Authority to Give Mgmt For Against Against
Guarantees
(3)
6 Authority to Give Mgmt For Against Against
Guarantees:
Sale-and-Leaseback
Business
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 02/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Intra-company Mgmt For For For
Contracts/Control
Agreements
3 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Sinnet Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300383 CINS Y0R7V6101 04/09/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 REMUNERATION Mgmt For For For
INCENTIVE SYSTEM FOR
DIRECTORS AND
SUPERVISORS
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Beijing Sinnet Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300383 CINS Y0R7V6101 04/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For Against Against
Purchase Via Share
Offering And Cash
Payment And Matching
Fund
Raising
2 The Proposed Mgmt For Against Against
Transaction
Constitutes a
Connected
Transaction
3 Transaction Mgmt For Against Against
Counterparts
4 Underlying Assets Mgmt For Against Against
5 Transaction Price and Mgmt For Against Against
Pricing Basis of the
Underlying
Assets
6 Payment Method Mgmt For Against Against
7 Cash Payment Period Mgmt For Against Against
8 Stock Type and Par Mgmt For Against Against
Value
9 Issuing Method Mgmt For Against Against
10 Issuing Targets and Mgmt For Against Against
subscription
Method
11 Issue Price Mgmt For Against Against
12 Issuing Volume Mgmt For Against Against
13 Arrangement for The Mgmt For Against Against
Profits and Losses
from The Assessment
Base Date to The
Settlement
Date
14 Transfer of Underlying Mgmt For Against Against
Assets and
Liabilities for
Breach of
Contract
15 Lock-up Period Mgmt For Against Against
16 Listing Place Mgmt For Against Against
17 Arrangement for The Mgmt For Against Against
Accumulated Retained
Profits Before The
Issuance
18 The Valid Period of Mgmt For Against Against
The
Resolution
19 Auxiliary Funds Mgmt For Against Against
Raising: Stock Type
and Par
Value
20 Auxiliary Funds Mgmt For Against Against
Raising: Issuing
Method and
Date
21 Auxiliary Funds Mgmt For Against Against
Raising: Issuing
Targets and
Subscription
Method
22 Auxiliary Funds Mgmt For Against Against
Raising: Amount of
The Matching Funds to
Be
Raised
23 Auxiliary Funds Mgmt For Against Against
Raising: Pricing Base
Date, Pricing Method
and Issue
Price
24 Auxiliary Funds Mgmt For Against Against
Raising: Issuing
Volume
25 Auxiliary Funds Mgmt For Against Against
Raising: Lock-up
Period
26 Auxiliary Funds Mgmt For Against Against
Raising: Purpose of
The Raised
Funds
27 Auxiliary Funds Mgmt For Against Against
Raising: Listing
Place
28 Auxiliary Funds Mgmt For Against Against
Raising: Arrangement
for Accumulated
Profits
29 Auxiliary Funds Mgmt For Against Against
Raising: The Valid
Period of the
Resolution
30 Signing the Mgmt For Against Against
Conditional Agreement
on Assets Purchase
Via Share Offering
and Cash Payment and
Its Supplementary
Agreement
31 Signing the Mgmt For Against Against
Conditional
Performance
Compensation
Agreement and Its
Supplementary
Agreement
32 Approval of the Report Mgmt For Against Against
of the Connected
Transaction Regarding
Assets Purchase Via
Share Offering and
Cash Payment and
Matching Fund Raising
and Its
Summary
33 Compliance with Mgmt For Against Against
Article 4 of the
Provisions on Several
Issues Regarding
Regulation Major
Asset Restructuring
of Listing
Company
34 The Restructuring Does Mgmt For Against Against
Not Constitute a
Backdoor Listing As
Defined By Article 13
of The Management
Measures on Major
Assets Restructuring
of Listed
Companies
35 Approval of Mgmt For Against Against
Commitments of
Management for
Dilution
Measures
36 Approval of An Mgmt For Against Against
Appraisal Report from
an Independent
Auditor
37 Ratification of Board Mgmt For Against Against
Acts
38 Shareholders Return Mgmt For For For
Plan for
2018-2020
________________________________________________________________________________
Beijing Sinnet Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300383 CINS Y0R7V6101 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Preemptive Mgmt For For For
Rights
________________________________________________________________________________
Beijing SL Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002038 CINS Y0773L119 04/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 USE OF PROPRIETARY Mgmt For For For
FUNDS FOR SHORT-TERM
LOW-RISK
INVESTMENT
9 Elect XU Mingbo Mgmt For For For
10 Elect CHEN Yulin Mgmt For For For
11 Elect LIANG Shujie Mgmt For For For
12 Elect WANG Wenxin Mgmt For For For
13 Elect SU Zhiguo Mgmt For For For
14 Elect WEI Suyan Mgmt For For For
15 Elect QI Yanming Mgmt For Against Against
16 Elect ZHANG Chunlei Mgmt For For For
________________________________________________________________________________
Beijing SL Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002038 CINS Y0773L119 05/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Shareholder Meetings Mgmt For Abstain Against
3 Board Meetings Mgmt For Abstain Against
4 Supervisory Board Mgmt For Abstain Against
Meetings
5 Management System for Mgmt For Abstain Against
Connected
Transaction
6 Management System for Mgmt For Abstain Against
External
Investment
7 Management System for Mgmt For Abstain Against
External
Guarantees
8 Work System for Mgmt For Abstain Against
Independent
Directors
9 Management System for Mgmt For Abstain Against
External Financial
Aid
10 Management System for Mgmt For Abstain Against
Raised
Funds
11 Cumulative Voting Mgmt For Abstain Against
System
12 Management System for Mgmt For Abstain Against
Remuneration
13 Constitution of Mgmt For For For
Management System for
Venture
Investment
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 05/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2017 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2017 Financial Mgmt For For For
Statement
5 Allocation of Mgmt For For For
Profits/Dividends
6 Director Renumeration Mgmt For For For
7 Re-appointment of Mgmt For For For
Auditor
8 Authorize Launch of Mgmt For For For
Financial Leasing
Business
9 Approval of Borrowing Mgmt For For For
10 Approval of Borrowing Mgmt For Against Against
Foreign-Denominated
Debt
11 Authority to Give Mgmt For For For
Guarantees to
Affiliated
Entities
12 Authority to Issue Mgmt For For For
Short-Term
Debt
13 Elect HU Rui as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 07/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 08/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Management Rules on Mgmt For For For
Employee Stock
Ownership
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Beijing Ultrapower Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300002 CINS Y0775T102 10/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 04/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU Chunlai Mgmt For For For
2 Elect ZHANG Hui Mgmt For Against Against
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 2017 FINANCIAL REPORT Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Elect SU Guojian as Mgmt For For For
Non-independent
Director
8 Elect ZHANG Yabing as Mgmt For For For
Independent
Director
9 ADJUSTMENT OF Mgmt For For For
ALLOWANCE FOR
INDEPENDENT
DIRECTORS
10 Amendments to Articles Mgmt For For For
11 FORMULATION OF THE Mgmt For For For
IMPLEMENTING RULES
FOR CUMULATIVE VOTING
SYSTEM
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
BlueFocus Communication Group Co.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 05/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Internal Control Mgmt For For For
Self-Assessment
Report
10 Report on Deposit and Mgmt For For For
Use of Previously
Raised Funds
11 Authority to Mgmt For For For
Repurchase and Cancel
Shares
12 Amendments to Articles Mgmt For For For
13 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 02/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Mgmt For For For
Procedural
Rules
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Authority to Issue Mgmt For For For
Debt
Instruments
5 Ratification of Board Mgmt For For For
Acts
6 Constitution of Mgmt For For For
Procedural
Rules
7 Misc. Management Mgmt For For For
Proposal
8 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 04/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Procedural Rules:The
Company's Restricted
Stock Incentive Plan
(Draft)
3 Authority to Mgmt For For For
Repurchase Shares and
Cancel
Shares
4 Authority to Issue Mgmt For For For
Asset-backed
Notes
5 Ratification of Board Mgmt For For For
Acts
6 Elect SUN Taoran Mgmt For For For
7 Elect XU Qing Mgmt For For For
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 04/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Mgmt For For For
Rectification
Commitment
2 Approval of changing Mgmt For For For
the Company's
Name
3 Approval of Changing Mgmt For For For
the Company's
Business
Scope
________________________________________________________________________________
BlueFocus Communication Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Abstain Against
Overseas
Bond
2 Board Authorization to Mgmt For Abstain Against
Implement Overseas
Bond
Issuance
3 Authority to Give Mgmt For For For
Guarantees
4 Related Party Mgmt For Abstain Against
Transactions
5 Board Authorization to Mgmt For Abstain Against
Implement Related
Party
Transaction
6 Authority to Give Mgmt For For For
Guarantees
7 Approval of Line of Mgmt For For For
Credit
8 Approval of Line of Mgmt For For For
Credit for
Wholly-owned
Subsidiary
9 Approval of Line of Mgmt For For For
Credit for
Subsidiary
10 Approval of Line of Mgmt For For For
Credit for the
Company
11 Cancellation of Mgmt For For For
Restricted
Stocks
12 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
BYD Co
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Provision of Guarantee Mgmt For Against Against
by the
Group
9 Guarantees to External Mgmt For Against Against
Company in Respect of
Sales of
Products
10 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights of BYD
Electronic
(International)
Company
Limited
13 Investment in Wealth Mgmt For For For
Management
Products
14 Provision of Guarantee Mgmt For Against Against
by a Subsidiary (Home
Buyers)
15 Provision of Guarantee Mgmt For Against Against
by a Subsidiary (Car
Buyers)
16 Increase in Estimated Mgmt For For For
of
Connected Transactions
for
2018
17 Adjustment and Change Mgmt For For For
of Use of Partial
Proceeds from
Non-Public Issuance
and Introduction of
New Implementation
Entity
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 05/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Asset-Backed
Securities
2 Authorised Matters Mgmt For For For
3 Authority to Issue Mgmt For For For
Financial Debt
Instruments
4 Alteration of Use and Mgmt For For For
Proceeds for
Investment
Project
________________________________________________________________________________
BYD Company Limited
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 09/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Chuan Fu Mgmt For Against Against
2 Elect Lv Xiang Yang Mgmt For Against Against
3 Elect XIA Zuo Quan Mgmt For For For
4 Elect WANG Zi Dong Mgmt For Against Against
5 Elect ZOU Fei Mgmt For For For
6 Elect ZHANG Ran Mgmt For For For
7 Elect DONG Jun Qing Mgmt For For For
8 Elect LI Yong Zhao Mgmt For For For
9 Elect HUANG Jiang Feng Mgmt For For For
10 Supervisor Service Mgmt For For For
Contracts
11 Directors' Fees Mgmt For For For
12 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Cangzhou Mingzhu Plastic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002108 CINS Y1099L106 04/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Approval of Borrowing Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Cangzhou Mingzhu Plastic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002108 CINS Y1099L106 07/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Ruoqi as Mgmt For For For
Non-Independent
Director
2 Amendments to Mgmt For For For
Remuneration
Incentive
Measures
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 01/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Registered
Capital
3 Amendments to Articles Mgmt For For For
4 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Elect QIU Jihua Mgmt For For For
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 09/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
2 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Supervisory
Committee
4 Amendments to Mgmt For For For
Procedural Rules:
Work System for
Independent
Directors
5 Amendments to Mgmt For For For
Procedural Rules:
Related Party
Transaction
Management
System
6 Amendments to Mgmt For For For
Procedural Rules:
External Guarantee
Management
System
7 Adjustment to Price of Mgmt For For For
Restricted
Shares
8 Repurchase and Mgmt For For For
Cancellation of
Granted Restricted
Shares
9 Modification of Mgmt For For For
Registered
Capital
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 10/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
External
Investment
2 Cancellation of Joint Mgmt For For For
Venture
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 11/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Restricted Mgmt For For For
Shares Incentive
Plan
2 Performance of Plan Mgmt For For For
Participants
3 Board Authorization to Mgmt For For For
Implement Restricted
Shares Incentive
Plan
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 02/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring Mgmt For For For
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 2018 FINANCIAL BUDGET Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
10 Purchase of Wealth Mgmt For For For
Management Products
with Idle
Funds
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 01/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Adoption of Management Mgmt For For For
Measures on Stock
Ownership
Plan
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 11/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report and Its Mgmt For For For
Summary
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval of Line of Mgmt For For For
Credit
8 Related Party Mgmt For For For
Transactions
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Report on the Use of Mgmt For For For
Previously Raised
Funds
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 06/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution on
Non-public Share
Offering
2 Extension of Validity Mgmt For For For
of the Authorization
to Board to Handle
Matters in Relation
to Non-public Share
Offering
3 Elect GU Zhengyan as Mgmt For For For
Director
4 Elect HAN Shijun as Mgmt For Against Against
Supervisor
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 07/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Price and Mgmt For For For
Pricing
Principle
5 Size of Issuance Mgmt For For For
6 Issuance Targets and Mgmt For For For
Subscription
Method
7 Lock-up Period Mgmt For For For
8 Arrangement for Mgmt For For For
Accumulated Retained
Profits
9 Listing Market Mgmt For For For
10 Purpose of Raised Funds Mgmt For For For
11 Validity Period Mgmt For For For
12 Pre-plan for Private Mgmt For For For
Placement
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Related Party Mgmt For For For
Transactions related
to Private
Placement
15 Conditional Share Mgmt For For For
Subscription
Agreements
16 SPECIAL REPORT ON USE Mgmt For For For
OF PREVIOUSLY RAISED
FUNDS
17 Board Authorization to Mgmt For For For
Implement Private
Placement
Issuance
18 Share Dilution Measures Mgmt For For For
19 Commitments for Mgmt For For For
Dilution
Measures
20 Shareholder Return Plan Mgmt For For For
21 Cash Management Mgmt For For For
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
2 Size of Issuance Mgmt For For For
3 Method of Issuance Mgmt For For For
4 Targets of Issuance Mgmt For For For
5 Duration of Bonds Mgmt For For For
6 Interest Rate Mgmt For For For
7 Method of Repayment of Mgmt For For For
Principal and
Interests
8 Redemption or Resale Mgmt For For For
Provisions
9 Guarantee Matters Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Repayment Guarantees Mgmt For For For
Measures
12 Trading and Mgmt For For For
Circulation of Bonds
to be
Issued
13 Validity of Resolution Mgmt For For For
14 Board Authorization to Mgmt For For For
Implement Bond
Issuance
15 Authority to Issue Mgmt For For For
Super Short-term and
Short-term Commercial
Papers
16 Board Authorization to Mgmt For For For
Implement Issuance of
Super Short-term and
Short-term Commercial
Papers
17 Authority to Issue Mgmt For For For
Medium-term
Notes
18 Board Authorization to Mgmt For For For
Implement Issuance of
Medium-term
Notes
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 09/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
2 Management Measures on Mgmt For For For
Employee Restricted
Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 10/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Agreement Share Mgmt For For For
Purchase
________________________________________________________________________________
Do-Fluoride Chemicals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002407 CINS Y2090T106 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 04/09/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Expansion of Business Mgmt For For For
Scope
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
10 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
East Money Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 06/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect HUANG Liming as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Introduction of Mgmt For For For
Business
Team
13 Asset Purchase Mgmt For For For
14 Asset Purchase Mgmt For For For
15 Capital Increase Mgmt For For For
16 Capital Increase Mgmt For For For
17 Capital Increase Mgmt For For For
18 Set up of Subsidiaries Mgmt For For For
19 Set up of Subsidiaries Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 02/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenish Working Mgmt For For For
Capital with Idle
Funds
2 Amendments to Project Mgmt For For For
3 Authority to Give Mgmt For Against Against
Guarantees
(1)
4 Authority to Give Mgmt For Against Against
Guarantees
(2)
5 Authority to Give Mgmt For Against Against
Guarantees
(3)
6 Authority to Give Mgmt For Against Against
Guarantees
(4)
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 03/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Mgmt For Against Against
Comprehensive Quota
And Provision Of
Guarantee
2 Application For Mgmt For Against Against
Domestic Factoring
Business
Comprehensive Credit
Line And Provision Of
Guarantee
3 Application For Mgmt For Against Against
Accounts Receivable
Factoring Business
And Provision Of
Guarantee
4 Application For Mgmt For Against Against
Comprehensive Quota
To A Bank And
Provision Of
Guarantee
5 Application For Mgmt For Against Against
Comprehensive Quota
And Provision Of
Guarantee
6 Application For Mgmt For Against Against
Working Capital Loan
Quota And Provision
Of
Guarantee
7 Application For Mgmt For Against Against
Comprehensive Quota
And Provision Of
Guarantee
8 Application For Mgmt For Against Against
Comprehensive Quota
And Provision Of
Guarantee
9 Application For Mgmt For Against Against
Comprehensive Quota
And Provision Of
Guarantee
10 Application For Mgmt For Against Against
Comprehensive Quota
And Provision Of
Guarantee
11 Application For Mgmt For Against Against
Comprehensive Quota
And Provision Of
Guarantee
12 Application For Mgmt For Against Against
Comprehensive Quota
And Provision Of
Guarantee
13 Application For A Bank Mgmt For Against Against
Letter Of Guarantee
For A Controlled
Subsidiary
14 Application For A Bank Mgmt For Against Against
Letter Of Guarantee
For Another
Controlled
Subsidiary
15 Application For A Bank Mgmt For Against Against
Letter Of Guarantee
For A Third
Controlled
Subsidiary
16 Application For Mgmt For For For
Comprehensive Credit
Quota By The
Company
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 04/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 04/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Give Mgmt For Against Against
Guarantees
16 Authority to Give Mgmt For Against Against
Guarantees
17 Authority to Give Mgmt For Against Against
Guarantees
18 Authority to Give Mgmt For Against Against
Guarantees
19 Authority to Issue Mgmt For For For
Short-term Financing
Bills
20 Board Authorization to Mgmt For For For
Issue Financing
Bills
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 04/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Internal Control Mgmt For For For
Self-evaluation
Report
8 2018 FINANCIAL Mgmt For For For
DERIVATIVES
TRANSACTIONS
9 Investment in Bank Mgmt For For For
Wealth Management
Products
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Give Mgmt For Against Against
Guarantees
16 Authority to Give Mgmt For Against Against
Guarantees
17 Authority to Give Mgmt For Against Against
Guarantees
18 Authority to Give Mgmt For Against Against
Guarantees
19 Authority to Give Mgmt For Against Against
Guarantees
20 Authority to Give Mgmt For Against Against
Guarantees
21 Authority to Give Mgmt For Against Against
Guarantees
22 Authority to Give Mgmt For Against Against
Guarantees
23 Authority to Give Mgmt For Against Against
Guarantees
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for Anhui
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
To Apply To Hefei
Science Technology
Rural Commercial Bank
For Line of
Credits
2 Authority to Give Mgmt For Against Against
Guarantees for Anhui
Eternal Asia Deep
Supply Chain
Management Co., Ltd.
To Apply To China
Minsheng Banking For
Line of
Credits
3 Authority to Give Mgmt For Against Against
Guarantees for
Zhumadian Huatongyuan
Supply Chain
Management Co., Ltd.
To Apply To China
Minsheng Banking For
Line of
Credits
4 Authority to Give Mgmt For Against Against
Guarantees for
Zhengzhou Fenghetong
Supply Chain
Management Co., Ltd.
To Apply To China
Minsheng Banking For
Line of
Credits
5 Authority to Give Mgmt For Against Against
Guarantees for
Shenzhen Eternal Asia
Deep Supply Chain
Management Co., Ltd.
To Apply To Baoshang
Bank For Line of
Credits
6 Authority to Apply for Mgmt For Against Against
Line of Credit and
Give Guarantees for
Shenzhen Eternal Asia
Deep Supply Chain
Management Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees for
Liaoning Eternal Asia
Deep Supply Chain
Management Co., Ltd.
To Apply To Bank of
Yingkou For Line of
Credits
8 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Eternal Asia Xinde
Supply Chain
Management Co., Ltd.
To Apply To Jinshang
Bank for Working
Capital
Loans
9 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Eternal Asia Yunchang
Supply Chain
Management Co ., Ltd.
To Apply To Jinshang
Bank For Working
Capital
Loans
10 Authority to Give Mgmt For Against Against
Guarantees for
Taiyuan Jibaijia
Business Co., Ltd. To
Apply To Jinshang
Bank For Working
Capital
Loans
11 Authority to Provide Mgmt For Against Against
Bank Guarantee Letter
for Shanxi Yixinde
Supply Chain
Management Co.,
Ltd
12 Authority to Give Mgmt For Against Against
Guarantees for
Shanghai Shenyi
Supply Chain
Management Co., Ltd.
To Apply To China
Everbright Bank for
Line of
Credits
13 Authority to Give Mgmt For Against Against
Guarantees for
Zhejiang Eternal Asia
Deep Supply Chain
Management Co., Ltd.
To Apply To China
Minsheng Banking For
Line of
Credits
14 Authority to Give Mgmt For Against Against
Guarantees for
Shenzhen Esunny Small
Loan Co.,
Ltd.
15 Bengbu Yizhou Deep Mgmt For Abstain Against
Supply Chain
Management Co., Ltd.
To Acquire Bengbu
Jiahua FMCG Trade
Co.,
Ltd.
16 Investment in the Mgmt For For For
Establishment of
Wenzhou Zhongbai
Supply Chain
Management Co.,
Ltd
17 Investment in the Mgmt For For For
Establishment of
Yangzhou Youpi
Nshenghuo Intelligent
Technology Co.,
Ltd
18 Investment in the Mgmt For For For
Establishment of
Yunnan Eternal Asia
Zhizhong Deep Supply
Chain Management Co.,
Ltd
19 Investment in the Mgmt For For For
Establishment of
Hebei Eternal Asia
Demin Supply Chain
Management Co.,
Ltd
20 Increase of Investment Mgmt For For For
in Jilin Shunfu
Supply Chain
Management Co.,
Ltd
21 Increase of Investment Mgmt For For For
in Xinjiang Eternal
Asia Deep Supply
Chain Management Co.,
Ltd
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replenishment of Mgmt For For For
Working Capital with
Raised Idle
Funds
2 Eligibility for Mgmt For For For
Corporate Bond
Issuance
3 Authority to Issue Mgmt For For For
Corporate
Bonds
4 Authority to Privately Mgmt For For For
Issue Corporate
Bonds
5 Board Authorization Mgmt For For For
for Bond
Issuance
6 Application for Credit Mgmt For Against Against
Line and
Guarantee
7 Subsidiary Application Mgmt For Against Against
for Credit Line and
Guarantee
8 Company Credit Line Mgmt For For For
Application
9 Increasing of Mgmt For For For
Investment for
Wholly-owned
Subsidiary
10 Subsidiary Investment Mgmt For For For
Increase
11 Acquisition by the Mgmt For For For
Company
12 Acquisition by the Mgmt For For For
Company
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 08/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cooperation for Mgmt For For For
Financial
Business
2 Authority to Give Mgmt For Against Against
Guarantees to
Controlled
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees to Another
Controlled
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
5 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
6 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
7 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
8 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
9 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
10 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
11 Authority to Give Mgmt For Against Against
Operational
Guarantee
12 Authority to Give Mgmt For Against Against
Guarantee to
Factoring
Company
13 Authority to Give Mgmt For Against Against
Guarantees
14 Approval to Set Up Mgmt For For For
Company
15 Approval to Set Up Mgmt For For For
Company
16 Approval to Set Up Mgmt For For For
Company
17 Increase in Investment Mgmt For For For
of Wholly-owned
Subsidiary
18 Investment in the Mgmt For For For
Company
19 Adjustment of the Mgmt For For For
Company's Credit
Quota
20 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 09/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees and Line
of
credit
2 Authority to Give Mgmt For Against Against
Guarantees and Line
of credit for
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees and Loan
Application
4 Authority to Give Mgmt For Against Against
Guarantees and Line
of Credit for
Controlled
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees and
Comprehensive Credit
Quota
6 Set-up of Subsidiary Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 09/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for a Bank Mgmt For Against Against
Letter of Guarantee
for Bangbu Jiahua
FMCG Trade Co.,
Ltd
2 Application for Mgmt For Against Against
Comprehensive Credit
Line to Bank of China
and Authority to Give
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees for
Jiangsu Eastwell
Supply Chain
Management Co.,
Ltd
4 Transfer of Creditor's Mgmt For Against Against
Rights to a Trust
Company and Authority
to Give
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees for
Guangyuan Yifei
Supply Chain
Management Co.,
Ltd
6 Authority to Give Mgmt For Against Against
Guarantees for Henan
Eternal Asia Shendu
Supply Chain
Management Co., Ltd
in Connection with
Line of Credit at
Zhongyuan
Bank
7 Authority to Give Mgmt For Against Against
Guarantees for Henan
Eternal Asia Shendu
Supply Chain
Management Co., Ltd
in Connection with
Line of Credit at
Pingdingshan
Bank
8 Authority to Give Mgmt For Against Against
Guarantees for Fujian
Zhongyin Xing Trading
Co.,
Ltd
9 Authority to Give Mgmt For Against Against
Guarantees for Xiamen
Zhongbian Baotian
Trade Co.,
Ltd
10 Authority to Give Mgmt For Against Against
Guarantees for
Zhejiang Eternal Asia
Shendu Supply Chain
Management Co.,
Ltd
11 Application for Credit Mgmt For For For
Line To Jiujiang
Bank
12 Application for Credit Mgmt For For For
Line To Zhongyuan
Bank
13 Application for Mgmt For For For
Issuance of Financing
Plan to Beijing
Financial Assets
Exchange
14 Authorization to Mgmt For For For
Implement Issuance of
Financing
Plan
15 Increase of Investment Mgmt For For For
in Anyang
Guangchengtong Supply
Chain Management Co.,
Ltd
16 Increase of Investment Mgmt For For For
in Beijing
Dingsheng Yitong
Electronic Commerce
Co.,
Ltd
17 Increase of Investment Mgmt For For For
in Beijing Eternal
Asia Supply Chain
Management Co.,
Ltd
18 Investment in Mgmt For For For
Establishment of a
Research
Center
19 Investment in Mgmt For For For
Establishment of
Shenzhen Eternal Asia
Power Supply Chain
Co.,
Ltd
20 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
21 ISSUANCE OF ACCOUNTS Mgmt For For For
RECEIVABLE
ASSETS-BACKED
NOTES
22 Authority to Give Mgmt For Against Against
Guarantees for
Shenzhen Eternal Asia
Shendu Supply Chain
Management Co., Ltd.
for Transfer of
Rights
23 Authority to Give Mgmt For Against Against
Guarantees for
Shenzhen Eternal Asia
Shendu Supply Chain
Management Co., Ltd.
for Application of
Loans
24 Authority to Give Mgmt For Against Against
Guarantees for Shanxi
Eternal Asia Shendu
Supply Chain
Management Co.,
Ltd
25 Signing of a Mgmt For For For
Related-Party
Business
Contract
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 11/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for a
Controlled
Subsidiary
2 Authority to Give Mgmt For Against Against
Guarantees for a
Wholly-Owned
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees for
Another Wholly-Owned
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees for a
Third Wholly-Owned
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees for a
Second Controlled
Subsidiary
6 Authority to Give Mgmt For Against Against
Guarantees for a
Fourth Wholly-Owned
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees for a
Fifth Wholly-Owned
Subsidiary
8 Authority to Give Mgmt For Against Against
Guarantees for a
Sixth Wholly-Owned
Subsidiary
9 Authority to Give Mgmt For Against Against
Guarantees for a
Third Controlled
Subsidiary
10 Authority to Give Mgmt For Against Against
Guarantees for a
Fourth Controlled
Subsidiary
11 Authority to Give Mgmt For Against Against
Guarantees for a
Fifth Controlled
Subsidiary
12 Authority to Give Mgmt For Against Against
Guarantees for a
Seventh Wholly-Owned
Subsidiary
13 Authority to Give Mgmt For Against Against
Guarantees for a
Eighth Wholly-Owned
Subsidiary
14 Authority to Give Mgmt For Against Against
Guarantees for a
Ninth Wholly-Owned
Subsidiary In
Connection with
Creditor Rights
Transfer
15 Authority to Give Mgmt For Against Against
Guarantees for a
Ninth Wholly-Owned
Subsidiary In
Connection with Bond
Issuance
16 Approval of Credit Line Mgmt For For For
17 Wholly-owned Mgmt For For For
Subsidiary to
Establish a
Company
18 Another Subsidiary to Mgmt For For For
Establish a
Company
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Set up of Subsidiary Mgmt For For For
2 External Investment Mgmt For For For
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Give Mgmt For Against Against
Guarantees
16 Authority to Give Mgmt For Against Against
Guarantees
17 Account Receivables Mgmt For For For
Businss
18 Factoring Business Mgmt For For For
19 Credit Leasing Mgmt For For For
20 Internal Investment Mgmt For For For
21 Subsidiary Investment Mgmt For For For
________________________________________________________________________________
Eternal Asia Supply Chain Management Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 12/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees:
Controlled Subsidiary
for Comprehensive
Credit
2 Authority to Give Mgmt For Against Against
Guarantees: Another
Controlled Subsidiary
for Comprehensive
Credit
3 Authority to Give Mgmt For Against Against
Guarantees: A Third
Controlled Subsidiary
for Comprehensive
Credit
4 Authority to Give Mgmt For Against Against
Guarantees: A
Wholly-Owned
Subsidiary for
Comprehensive
Credit
5 Authority to Give Mgmt For Against Against
Guarantees: A Fourth
Controlled Subsidiary
for Comprehensive
Credit
6 Authority to Give Mgmt For Against Against
Guarantees: A Fifth
Controlled Subsidiary
for Comprehensive
Credit
7 Authority to Give Mgmt For Against Against
Guarantees: Another
Wholly-Owned
Subsidiary for
Comprehensive
Credit
8 Authority to Give Mgmt For Against Against
Guarantees: A Third
Wholly-Owned
Subsidiary for
Comprehensive
Credit
9 Authority to Give Mgmt For Against Against
Guarantees: A Sixth
Controlled
Subsidiary for
Comprehensive
Credit
10 Authority to Give Mgmt For Against Against
Guarantees: A Seventh
Controlled
Subsidiary for
Comprehensive
Credit
11 Authority to Give Mgmt For Against Against
Guarantees: A Eighth
Controlled
Subsidiary for
Comprehensive
Credit
12 Authority to Give Mgmt For Against Against
Guarantees: A Ninth
Controlled
Subsidiary for
Comprehensive
Credit
13 Authority to Give Mgmt For Against Against
Guarantees: A Tenth
Controlled
Subsidiary for
Comprehensive
Credit
14 Authority to Give Mgmt For Against Against
Guarantees: A Fourth
Wholly-Owned
Subsidiary for
Comprehensive
Credit
15 Authority to Give Mgmt For Against Against
Guarantees: A Fifth
Wholly-Owned
Subsidiary for
Comprehensive
Credit
16 Authority to Give Mgmt For Against Against
Guarantees: Issuance
of
Bills
17 Approval of Acceptance Mgmt For Abstain Against
of
Equities
18 Wholly-Owned Mgmt For For For
Subsidiary's
Investment in
Establishment of a
Company
19 The Company's Mgmt For For For
Investment in
Establishment of a
Company
20 Another Wholly-Owned Mgmt For For For
Subsidiary's
Investment in
Establishment of a
Company
________________________________________________________________________________
Eternal Asia Supply Chain Management Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Stock Option Mgmt For For For
Incentive
Plan
2 Stock Option Incentive Mgmt For For For
Plan Appraisal
Management
Measures
3 Board Authorization to Mgmt For For For
Implement Stock
Option Incentive
Plan
________________________________________________________________________________
Eternal Asia Supply Chain Management Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 06/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Give Mgmt For Against Against
Guarantees
16 Authority to Give Mgmt For Against Against
Guarantees
17 Approval of Line of Mgmt For For For
Credit
18 Shareholder Return Mgmt For For For
Plan for the Next
Three
Years(2018-2020)
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 02/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 04/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Audit Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Remuneration and Mgmt For For For
Appraisal Plan for
Directors and Senior
Management
8 Appointment of Auditor Mgmt For For For
9 Approval of Line of Mgmt For For For
Credit
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
(Short-term)
Corporate Bonds or
Medium-term
Notes
12 Board Authorization to Mgmt For For For
Issuance of Debt
Financing Instruments
in Inter-Bank
Market
13 Cancellation of Mgmt For For For
Partial Stock Options
and Restricted Shares
Plan
14 Authority to Give Mgmt For Against Against
Guarantees
15 Supervisors' Report Mgmt For For For
16 Supervisors' Fees Mgmt For For For
17 Authority to Issue Mgmt For For For
Debt
Instruments
18 Board Authorization to Mgmt For For For
Issue Debt
Instruments
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 05/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Leasing Mgmt For For For
Business Conducted by
Subsidiaries
3 Provision of Guarantee Mgmt For Against Against
for Financial Leasing
Business of
Subsidiaries
4 Repurchase and Mgmt For For For
Cancellation of Some
Incentive Stocks
Under 2nd Phase
Equity Incentive
Plan
5 Amendments to Articles Mgmt For For For
6 Amendments to Articles Mgmt For For For
Adopted by 21st Board
Meeting
7 Provision of Guarantee Mgmt For Against Against
for Bank Credit Line
Applied by
Subsidiaries
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 09/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Type of Issuance Mgmt For For For
3 Size of Issuance Mgmt For For For
4 PAR VALUE AND ISSUE Mgmt For For For
PRICE
5 BOND DURATION Mgmt For For For
6 INTEREST RATE Mgmt For For For
7 Time and Method for Mgmt For For For
Repayment of
Interest
8 CONVERSION PERIOD Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Downward Adjustment Mgmt For For For
Clauses
11 Determining Method for Mgmt For For For
Number of Converted
Shares
12 REDEMPTION PROVISIONS Mgmt For For For
13 RESALE PROVISIONS Mgmt For For For
14 ATTRIBUTION OF Mgmt For For For
DIVIDENDS FOR
CONVERSION
YEARS
15 ISSUANCE METHOD AND Mgmt For For For
TARGETS
16 ARRANGEMENT FOR Mgmt For For For
PLACEMENT TO EXISTING
SHAREHOLDERS
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Use of Proceeds Mgmt For For For
19 GUARANTEE MATTERS Mgmt For For For
20 Management of Proceeds Mgmt For For For
and Depository
Account
21 Validity of Resolution Mgmt For For For
22 Preliminary Plan for Mgmt For For For
Issuance of Corporate
Bonds
23 Demonstration Analysis Mgmt For For For
Report on Issuance of
Corporate
Bonds
24 Feasibility Analysis Mgmt For For For
Report on Issuance of
Corporate
Bonds
25 Report on Deposit and Mgmt For For For
Use of Raised
Funds
26 Approval of Dilution Mgmt For For For
Measures and
Commitments for Bond
Issuance
27 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
28 Rules Governing Mgmt For For For
Meetings of
Bondholders
29 Shareholder Returns Mgmt For For For
Plan
30 Internal Control Mgmt For For For
Self-Assessment
Report
31 Amendments to Articles Mgmt For For For
32 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 11/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of the Third Mgmt For For For
Phrase of Employee
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Verification of Mgmt For For For
Participant List for
Employee Stock
Ownership
Plan
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
7 Approval of Mgmt For For For
Proprietary Business
Investment
Quota
8 Authority to Issue Mgmt For For For
Debt Financing
Instruments
9 Authority to Issue Mgmt For For For
Financing
Bills/Commercial
Paper
10 Huaxi Haoyu Investment Mgmt For For For
Co.,
Ltd.
11 Beijing Capital Group Mgmt For For For
Co.,
Ltd.
12 Nengxing Holdings Mgmt For For For
Group Co.,
Ltd.
13 Zhejiang Hangmin Mgmt For For For
Industrial Group Co.,
Ltd.
14 Yinhua Fund Management Mgmt For For For
Co.,
Ltd.
15 Beijing Yuanfuyuan Mgmt For For For
Investment Management
Co.,
Ltd.
16 Other Affiliated Mgmt For For For
Entities
17 Other Joint Mgmt For For For
Ventures/Associates
18 Directors' Fees Mgmt For For For
19 Supervisors' Fees Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
22 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
23 Elect LIU Xuemin Mgmt For For For
24 Elect WANG Fang Mgmt For For For
25 Elect ZHANG Xing Mgmt For For For
26 Elect ZHANG Yiwei Mgmt For For For
27 Elect YANG Weibin Mgmt For For For
28 Elect LIN Wei Mgmt For For For
29 Elect GAO Tianxiang Mgmt For For For
30 Elect CAI Qixiao Mgmt For For For
31 Elect LIU Bin Mgmt For For For
32 Elect LONG Yifei Mgmt For For For
33 Elect LUO Fei Mgmt For For For
34 Elect PENG Peiran Mgmt For For For
35 Elect LIANG Qi Mgmt For For For
36 Elect QIAN Longhai Mgmt For For For
37 Elect WANG Jia Mgmt For Against Against
38 Elect LI Zhang Mgmt For Against Against
39 Elect YANG Hong Mgmt For Against Against
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Method of Repurchase Mgmt For For For
8 Price range Mgmt For For For
9 Total funds and Mgmt For For For
sources of
funds
10 Type Mgmt For For For
11 Implementation deadline Mgmt For For For
12 Validity of resolution Mgmt For For For
13 Specific authorization Mgmt For For For
14 Investment in Wealth Mgmt For For For
Management Products
15 Authority to Give Mgmt For Against Against
Guarantees
16 Approval of Risk Mgmt For For For
Investment
17 Amendments to Articles Mgmt For For For
18 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Structured Finance Mgmt For For For
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 12/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Provision of Financial Mgmt For For For
Aid
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 02/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Give Mgmt For Against Against
Guarantees
4 Related Party Mgmt For For For
Transactions
5 Adoption of Incentive Mgmt For Against Against
Plan
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Extension of the Valid Mgmt For For For
Period for the
Non-Public Share
Offering
authorization
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 08/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Bank Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Financial Leasing
Guarantees
4 Application for Asset Mgmt For For For
Securitization
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 12/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONNECTED TRANSACTION Mgmt For For For
REGARDING
SUBSCRIPTION OF A
FUND
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 07/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 11/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of
Resolution
2 Extension of Board Mgmt For For For
Authorization
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 01/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Employee Stock Mgmt For For For
Ownership
Plan
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees
10 Foreign Exchange Mgmt For For For
Derivatives
Transactions
Estimated in
2018
11 Appointment of Auditor Mgmt For For For
12 Shareholder Returns Mgmt For For For
Plan
13 Amendments to Mgmt For Abstain Against
Connected
Transactions
Decision-making
System
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
and Change of
Registered
Capital
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 12/05/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 YANG HAIZHOU Mgmt For For For
3 HUANG YUEZHEN Mgmt For For For
4 YE ZIYU Mgmt For For For
5 LUO PANFENG Mgmt For For For
6 YANG WENFENG Mgmt For For For
7 CHEN JIANLIANG Mgmt For For For
8 YANG RUN Mgmt For For For
9 XING LIANGWEN Mgmt For For For
10 ZHU GUILONG Mgmt For For For
11 ZHU LIXIN Mgmt For Against Against
12 MO DONGCHENG Mgmt For For For
________________________________________________________________________________
Guangdong Advertising Company Limited
Ticker Security ID: Meeting Date Meeting Status
002400 CINS Y2924R102 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Related Party Mgmt For For For
Transactions:
GDAD-Hakuhodo
10 Related Party Mgmt For For For
Transactions: GIMC
Delphys
Hakuhodo
11 Related Party Mgmt For For For
Transactions:
Guangdong Guangying
Pictures Co.,
Ltd.
12 Related Party Mgmt For For For
Transactions: Zhuhai
GIMC Xingmeida
Culture Media Co.,
Ltd.
13 Related Party Mgmt For For For
Transactions:
Shenzhen Taibo New
Media Marketing Co.,
Ltd
14 Related Party Mgmt For For For
Transactions: GIMC
Juhe (Beijing)
Digital Technology
Co.,
Ltd.
15 Related Party Mgmt For For For
Transactions: Hebao
Entertainment Media
Co.,
Ltd.
16 Related Party Mgmt For For For
Transactions: Zhuhai
BERNERS Brand
Management Consulting
Co.,
Ltd.
17 Related Party Mgmt For For For
Transactions:
Guangzhou Duochudian
Media Co.,
Ltd.
18 Related Party Mgmt For For For
Transactions:
Guangzhou Zhongmao
Advertising Co.,
Ltd.
19 Related Party Mgmt For For For
Transactions: Beijing
GIMC Yangguang Media
Co.,
Ltd.
20 Related Party Mgmt For For For
Transactions: Zhuhai
GIMC Huayi
Intelligent Digital
Marketing Co.,
Ltd.
21 Related Party Mgmt For For For
Transactions: Donson
Times Information
Technology Co.,
Ltd
22 Related Party Mgmt For For For
Transactions: Zhuhai
GIMC Shengshi
Marketing Co.,
Ltd.
23 Amendments to Use of Mgmt For For For
Proceeds
24 Authority to Cancel Mgmt For For For
Shares
25 Amendments to Articles Mgmt For For For
26 Authority to Issue Mgmt For For For
Short-term
Commercial Papers
and Medium-term
Notes
27 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Guangdong Advertising Company Limited
Ticker Security ID: Meeting Date Meeting Status
002400 CINS Y2924R102 11/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Guangdong Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 03/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The First Phase Mgmt For For For
Restricted Stock
Incentive Plan
(Revised Draft) and
Its
Summary
2 Approval of Mgmt For For For
Measurements on the
First Phase
Restricted Stock
Incentive
Plan
3 Authorize the Board to Mgmt For For For
Implement the First
Phase Restricted
Stock Incentive
Plan
4 CONFIRMATION OF THE Mgmt For For For
PREVIOUS ENTRUSTED
WEALTH
MANAGEMENT
5 Authority to Give Mgmt For For For
Guarantees
6 Authority to Issue Mgmt For For For
Used-Denominated
Bonds
Overseas
________________________________________________________________________________
Guangdong Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 05/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Transfers of Mgmt For For For
Properties to Related
Parties
10 Investment in Wealth Mgmt For For For
Management
Products
11 Authority to Issue Mgmt For For For
Commercial Paper and
Medium-term
Notes
12 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
13 Authority to Issue Mgmt For For For
Corporate
Bonds
14 Approval of Donation Mgmt For For For
to a
Charity
15 Directors' and Mgmt For For For
Supervisors'
Fees
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Guangdong Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 10/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Settlement of Projects Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Guangzhou Haige Communications Group
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 05/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds: Yichuang
Technology Regional
Marketing
Center
2 Amendments to Use of Mgmt For For For
Proceeds: Yousheng
Aviation Parts
Production and
Assembly
Base
3 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Remove the Position of Mgmt For For For
Vice
Chairman
8 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
9 Elect DENG Jiaqing Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Guangzhou Haige Communications Group Incorporated Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 09/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registered Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
3 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Guangzhou Tinci Materials Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002709 CINS Y2R33P105 01/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of a Director Mgmt For For For
2 Investment in a Project Mgmt For For For
3 Investment in a Second Mgmt For For For
Project
4 Approval of Financing Mgmt For Against Against
Quota
5 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Guangzhou Tinci Materials Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002709 CINS Y2R33P105 04/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For Abstain Against
2 Intra-company Mgmt For For For
Contracts/Control
Agreements
________________________________________________________________________________
Guangzhou Tinci Materials Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002709 CINS Y2R33P105 05/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Approval to Financing Mgmt For For For
Qouta
9 Authority to Give Mgmt For For For
Guarantees
10 Related Party Mgmt For For For
Transactions
11 Approval of Project Mgmt For For For
Construction
12 Restricted Shares Mgmt For For For
Incentive
Plan
13 Constitution of Mgmt For For For
Procedural
Rules
14 Board Authorization to Mgmt For For For
Implement Restricted
Shares Incentive
Plan
________________________________________________________________________________
Guangzhou Tinci Materials Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002709 CINS Y2R33P105 09/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Registered Mgmt For For For
Capital and
Amendments to
Articles
2 Authority to Mgmt For For For
Repurchase
Shares
3 Decrease of Registered Mgmt For For For
Capital and
Amendments to
Articles
4 Investment in Wealth Mgmt For For For
Management
Products
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Investment
Decision-Making
Management
System
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
Financing and
External Guarantees
Management
System
________________________________________________________________________________
Guizhou Bailing Group Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 04/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guizhou Bailing Group Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 03/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 05/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions with
Shenzhen Investment
Holdings
Co.,Ltd.
8 Related Party Mgmt For For For
Transactions with
Huarun Investment
Trust Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Yunnan Hehe
Investment Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Penghua Fund
Management
Co.,Ltd.
11 Related Party Mgmt For For For
Transactions with
Others
12 Appointment of Auditor Mgmt For For For
13 Proprietary Investment Mgmt For For For
Amount
14 Extension of The Valid Mgmt For For For
Period of the
Resolution on Rights
Issue
15 Authorization to the Mgmt For For For
Board to Handle
Matters regarding the
Rights
Issue
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 09/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ELECTION OF DIRECTORS Mgmt For For For
2 ELECTION OF SUPERVISORS Mgmt For Against Against
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 12/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Ru Mgmt For For For
2 Elect WANG Yongjian Mgmt For For For
3 Elect LI Xinjian Mgmt For For For
4 Elect LIU Xiaola Mgmt For For For
5 Elect LI Shuangyou Mgmt For For For
6 Elect JIANG Yuexiang Mgmt For For For
7 Elect XIAO Youmei Mgmt For For For
8 Elect BAI Tao Mgmt For For For
9 Elect ZHENG Xueding Mgmt For For For
10 Elect FENG Xiaodong Mgmt For Against Against
11 Elect ZHANG Caiguang Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 01/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in a Mgmt For For For
Subsidiary
2 Capital Increase By a Mgmt For For For
Wholly-Owned
Subsidiary
3 Establishment of a Mgmt For For For
Hong Kong-Based
Subsidiary
4 Establishment of an Mgmt For For For
Industrial Fund By a
Wholly-Owned
Subsidiary
5 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 Adoption of Employee Mgmt For Against Against
Stock Purchase
Plan
13 Constitution of Mgmt For Against Against
Procedural Rules:
Employee Stock
Purchase
Plan
14 Amendments to Articles Mgmt For For For
15 Amendments to Mgmt For Abstain Against
Procedural Rules:
Meetings of Board of
Directors
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
General Meetings of
Shareholders
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Meetings of Board of
Supervisors
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Use of Idle Capital Mgmt For For For
for Wealth Management
Products
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 05/07/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 WEALTH MANAGEMENT WITH Mgmt For For For
PROPRIETARY
FUNDS
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hangzhou Hik-Vision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 ISIN CNE100000PM8 03/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect CHEN Zongnian MGMT For For For
1.2 Elect GONG Hongjia MGMT For For For
1.3 Elect QU Liyang MGMT For For For
1.4 Elect HU Yangzhong MGMT For For For
1.5 Elect WU Weiqi MGMT For For For
2.1 Elect CHENG Tianzong MGMT For For For
2.2 Elect LU Jianzhong MGMT For For For
2.3 Elect WANG Zhidong MGMT For For For
2.4 Elect HONG Tianfeng MGMT For For For
3.1 Elect CHENG Huifang MGMT For Against Against
3.2 Elect WANG Qiuchao MGMT For For For
4 Independent Directors' MGMT For For For
Fees
5 Supervisors' Fees MGMT For For For
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 INTERNAL CONTROL Mgmt For For For
SELF-EVALUATION
REPORT
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Approval for Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Mgmt For Abstain Against
Authorization
Management
System
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 02/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Share Mgmt For Against Against
Purchase
Plan
2 Board Authorization to Mgmt For Against Against
Implement Employee
Share Purchase
Plan
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 05/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2018 Budget Plan Mgmt For For For
5 Annual Report and Its Mgmt For For For
Summary
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval to invest in Mgmt For For For
wealth management
products
8 Shareholders Return Mgmt For For For
Plan for the Next
Three Years
(2018-2020)
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 08/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect REN Jianhua Mgmt For For For
2 Elect REN Fujia Mgmt For For For
3 Elect ZHAO Jihong Mgmt For For For
4 Elect REN Luozhong Mgmt For For For
5 Elect WANG Gang Mgmt For For For
6 Elect SHEN Guoliang Mgmt For For For
7 Elect ZHANG Guangjie Mgmt For For For
8 Elect DONG Jing Mgmt For For For
9 Elect MA Guoxin Mgmt For For For
10 Elect ZHANG Linyong Mgmt For Against Against
11 Elect ZHANG Songnian Mgmt For Against Against
12 Elect SHEN Yueming Mgmt For For For
________________________________________________________________________________
Hangzhou Shunwang Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300113 CINS Y30419108 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hangzhou Shunwang Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300113 CINS Y30419108 11/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 03/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Election of Mgmt For For For
Independent
Director
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Investment in Wealth Mgmt For For For
Management
Products
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Huapont Life Science Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002004 CINS Y15896114 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Decision Making
System for Connected
Transactions
2 Amendments to Mgmt For Abstain Against
Procedural
Rules:External
Financial
Aid
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Guarantee Management
System
4 Amendments to Articles Mgmt For Abstain Against
5 CHANGE OF PROJECTS Mgmt For For For
FUNDED WITH RAISED
FUNDS
6 Authority to Give Mgmt For Against Against
Guarantees
7 Estimation of 2018 Mgmt For For For
Forward Foreign
Exchange Sale and
Settlement
Business
8 Authority to Issue Mgmt For For For
Commercial
Paper
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 05/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Approval of Guarantees Mgmt For For For
Provided by the
Related
Entities
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 06/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The 2nd Phase Mgmt For For For
Restricted Stock
Incentive Plan(Draft)
and Its
Summary
2 Appraisal Management Mgmt For For For
Measures for the 2nd
Phase Restricted
Stock Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters in Relation
to the 2nd Phase
Restricted Stock
Incentive
Plan
4 Approval for Line of Mgmt For For For
Credit
5 Related Party Mgmt For For For
Transactions:
Provision of
Guarantee for
Comprehensive Credit
by De Facto
Controller and
Wholly-owned
Subsidiaries
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 01/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Application of Loans
by a
Subsidiary
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 02/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Comprehensive Credit
Line
2 Authority to Receive Mgmt For For For
Guarantees From
Related Natural
Person
3 Approval of Mgmt For For For
Comprehensive Credit
Line by a
Wholly-Owned
Subsidiary
4 Authority to Give Mgmt For For For
Guarantees for
Wholly-Owned
Subsidiary
5 Approval of Foreign Mgmt For For For
Currency-Denominated
Loans
6 Approval of Credit Mgmt For For For
Line to a Second
Bank
7 Authority to Receive Mgmt For For For
Guarantees from
Actual
Controller
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 08/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 08/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Subsidiary's
Application of
Loan
2 Approval of Mgmt For For For
Application of Credit
Quota
3 Authority to Pledge Mgmt For For For
for Loan
Application
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 08/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Zhongjun Mgmt For For For
2 Elect WANG Zhonglei Mgmt For For For
3 Elect YE Ning Mgmt For For For
4 Elect DING Qi Mgmt For For For
5 Elect LIU Xiaomei Mgmt For For For
6 Elect WANG Fuye Mgmt For For For
7 Elect WANG Liqun Mgmt For For For
8 Elect SHENG Xitai Mgmt For For For
9 Elect WANG Chaoqun Mgmt For For For
10 Elect WU Ying Mgmt For Against Against
11 Elect XUE Guizhi Mgmt For For For
12 Approval for Mgmt For For For
Subsidiary to Launch
Factoring
Business
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 09/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Credit Line Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 12/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority for Mgmt For For For
Subsidiary to Give
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corporation
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 04/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2017 Remuneration of Mgmt For For For
Directors,
Supervisors and
Senior Management's
Fees
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
9 Shareholder Returns Mgmt For For For
Plan
10 Repurchase and Mgmt For For For
Cancellation of
Granted Restricted
Stocks
11 Amendments to Use of Mgmt For For For
Partial Raised Funds
for Equity
Acquisition
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
2 Eligibility for Mgmt For For For
Private
Placement
3 Stock Type and Par Mgmt For For For
Value
4 Issuing Method Mgmt For For For
5 Issuing Targets Mgmt For For For
6 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
7 Issuing Volume Mgmt For For For
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
12 Valid Period of the Mgmt For For For
Resolution
13 Plan for the Private Mgmt For For For
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Board Authorization to Mgmt For For For
Handle Matters
Regarding the Private
Placement
16 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Inner Mongolia M-Grass Ecology And Enviroment (Group) Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300355 CINS Y4R82M108 02/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Overseas
Bond
2 Authorization to Mgmt For For For
Handle Overseas Bond
Issuance
3 Change of Company Mgmt For For For
Support
________________________________________________________________________________
Inner Mongolia M-Grass Ecology And Enviroment (Group) Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300355 CINS Y4R82M108 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval for Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For For For
Guarantees
9 CONNECTED TRANSACTIONS Mgmt For For For
REGARDING LOANS FROM
SHAREHOLDERS
10 Authority to Issue Mgmt For For For
Non-public Corporate
Bonds
11 Full Authorization to Mgmt For For For
Board to Handle
Matters Regarding to
Non-public Issuance
of Corporate
Bonds
________________________________________________________________________________
Inner Mongolia M-Grass Ecology And Enviroment (Group) Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300355 CINS Y4R82M108 06/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Against Against
Purchase
Plan
2 Constitution of Mgmt For For For
Procedural
Rules
3 Ratification of Board Mgmt For Against Against
Acts
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Akcome Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002610 CINS Y443AB109 07/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Decision-Making
System on Related
Party
Transactions
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 01/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect WANG Yao Mgmt For For For
3 Elect ZHONG Yu Mgmt For For For
4 Elect HAN Feng Mgmt For For For
5 Elect WANG Kai Mgmt For For For
6 Elect CONG Xuenian Mgmt For For For
7 Elect ZHOU Xinhu Mgmt For For For
8 Elect LIU Huashuang Mgmt For For For
9 Elect XU Zhijian Mgmt For For For
10 Elect CAI Yunqing Mgmt For For For
11 Elect JI Xueqing Mgmt For For For
12 Elect CHEN Tongguang Mgmt For For For
13 Elect CHEN Yiqin Mgmt For Against Against
14 Elect ZHOU Wenqi Mgmt For Against Against
15 Elect CHEN Taisong Mgmt For For For
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 05/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2017 Financial Mgmt For For For
Statement & 2018
Earnings
Projections
5 2017 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 01/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance and Listing Mgmt For For For
of H
Shares
3 Stock Type and Par Mgmt For For For
Value
4 Issuance Date Mgmt For For For
5 Method of Issuance Mgmt For For For
6 Issuance Volume Mgmt For For For
7 Pricing Method Mgmt For For For
8 Issuance Targets Mgmt For For For
9 Offering Principles Mgmt For For For
10 Company Conversion Mgmt For For For
11 Report on Previously Mgmt For For For
Raised
Funds
12 Plan for Fund Usage Mgmt For For For
13 Validity Period Mgmt For For For
14 Board Authorization Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Election of Directors Mgmt For For For
17 Indemnification of Mgmt For For For
Directors/Officers
18 Increase in Authorized Mgmt For For For
Capital
19 Amendments to Articles Mgmt For For For
20 Amendments to Articles Mgmt For For For
[Bundled]
21 Amendments to Mgmt For For For
Procedural
Rules
22 Amendments to Mgmt For For For
Procedural
Rules
23 Amendments to Mgmt For For For
Procedural
Rules
24 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 01/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 INVESTMENT IN WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH PARTIAL IDLE
RAISED
FUNDS
2 Share Repurchase Mgmt For For For
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 05/02/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Investment in Wealth Mgmt For For For
Management
Products
10 Amendments to Articles Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Line of Credit Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 11/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Mgmt For For For
Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures for Stock
Plan
3 Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
4 Amendments to Mgmt For For For
Procedural
Rules:Incentive Fund
Management
Measures
5 Authority to Give Mgmt For Against Against
Guarantees and Bank
Credit
________________________________________________________________________________
Jiangxi Ganfeng Lithium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 12/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of a Mgmt For For For
Subsidiary
2 Project Appraisal and Mgmt For For For
Incentive Plan for
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangxi Special Electric Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002176 CINS Y4448B100 03/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jiangxi Special Electric Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002176 CINS Y4448B100 05/04/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
AND 2018 FINANCIAL
BUDGET
PLAN
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration for Mgmt For For For
Directors and
Supervisors
7 2018 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
8 Appointment of Auditor Mgmt For For For
9 Report on Use of Mgmt For For For
Previously Raised
Funds
10 Extension of Validity Mgmt For For For
Period of Resolution
on Non-public Share
Issuance
11 Board Authorization to Mgmt For For For
Handle Matters in
Regards to Non-public
Share
Offering
________________________________________________________________________________
Jiangxi Special Electric Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002176 CINS Y4448B100 11/10/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
External
Guarantees
2 Authority to Give Mgmt For For For
Guarantees For
Subsidiaries
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Shareholders Returns Mgmt For For For
Plan
9 Internal Control Mgmt For For For
Self-evaluation
Report
10 Related Party Mgmt For For For
Transactions
11 Authority to Give Mgmt For For For
Guarantees
12 Supervisors' Report Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 08/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Against Against
Ownership
Plan
2 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
3 Risk Assessment with Mgmt For Abstain Against
Proprietary
Funds
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 10/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 11/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-Term
Notes
________________________________________________________________________________
Kingenta Ecological Engineering Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 02/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Acquisition by
Issuance of Shares
and Related-party
Transaction
2 Approval of Mgmt For For For
Transaction
Constituting a
Related-party
Transaction
3 Overall Transaction Mgmt For For For
4 Target Subscribers Mgmt For For For
5 Issuance Method Mgmt For For For
6 Target Assets Mgmt For For For
7 Transaction Price of Mgmt For For For
Target
Assets
8 Price Reference Date Mgmt For For For
and Issuance
Price
9 Target Issuance Price Mgmt For For For
Adjustment
10 Period for Price Mgmt For For For
Adjustment
11 Trigger Conditions for Mgmt For For For
Price
Adjustments
12 Issuance Price Mgmt For For For
Adjustment
13 Adjustment on Issue Mgmt For For For
Size
14 Ex-rights and Mgmt For For For
Ex-dividends from
Price Reference Date
to Issuance
Date
15 Issue Size and Mgmt For For For
Proportion to Total
Share Capital After
Issuance
16 Type and Par Value Mgmt For For For
17 Lock-up Period Mgmt For For For
18 Distribution of Mgmt For For For
Undistributed
Earnings
19 Profit or Loss During Mgmt For For For
the
Period
20 Staffing Arrangements Mgmt For For For
21 Credit and Debt Mgmt For For For
Arrangements for
Target
Assets
22 Delivery of Target Mgmt For For For
Assets
23 Contractual Mgmt For For For
Obligations and
Liability for Breach
of the Transfer of
the Underlying Asset
Ownership
24 Performance Mgmt For For For
Commitments and
Compensation
Arrangements
25 Resolution Validity Mgmt For For For
Period
26 Draft and Summary on Mgmt For For For
Acquisition by
Issuance of Shares
and Related-party
Transaction
27 Acknowledgment that Mgmt For For For
Acquisition Does Not
Constitute Major
Asset
Restructuring
28 Article 11 of the Mgmt For For For
Management Approach
Regarding Major Asset
Restructuring of
Listed
Companies
29 Article 43 of the Mgmt For For For
Management Approach
Regarding Major Asset
Restructuring of
Listed
Companies
30 Article 14 and 44 of Mgmt For For For
the Management
Approach Regarding
Major Asset
Restructuring of
Listed
Companies
31 Article 3 of the Mgmt For For For
Management Approach
Regarding Major Asset
Restructuring of
Listed
Companies
32 Relevant Laws of Mgmt For For For
Questions and Answers
on the Record of
Private Equity Funds
Related to M & A and
Reorganization
Administrative
License
Examination
33 Article 13 of Mgmt For For For
Strengthening the
Supervision over
Abnormal Stock
Trading Related to
the Material Asset
Reorganizations of
Listed
Companies
34 Transaction Does Not Mgmt For For For
Constitute as Article
13 of the Management
Approach Regarding
Major Asset
Restructuring of
Listed
Companies
35 Transaction Complies Mgmt For For For
with Article IV of
Provisions on Several
Issues Regulating the
Major Asset
Restructuring of
Listed
Companies
36 Company Stock Price Mgmt For For For
Volatility Did Not
Achieve Relevant
Standards of
Regulating the
Information
Disclosure of Listed
Companies and the
Acts of All the
Related
Parties
37 Signing of Conditional Mgmt For For For
Acquisition by
Issuance of Shares
Agreement
38 Signing of Conditional Mgmt For For For
Profit Forecast
Compensation
Agreement
39 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
40 Completeness and Mgmt For For For
Compliance of
Implementation of
Legal Proceedings of
the Transactions and
Validity of the
Submitted Legal
Documents Regarding
this
Transaction
41 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
42 Basis and Fairness of Mgmt For For For
Pricing for This
Transaction
43 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
44 Board Authorization to Mgmt For For For
Implement
Acquisition
45 Appointment of Mgmt For For For
Relevant
Intermediaries for
This
Transaction
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 01/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Jieli as Mgmt For For For
Independent
Director
2 Amendments to Articles Mgmt For For For
3 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 02/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase and Mgmt For For For
Subscription
Agreement
2 Approval of Loan Mgmt For For For
Agreement by
Controlled Subsidiary
and Authority to Give
Guarantees
3 Authority to Give Mgmt For For For
Guarantees for Compo
GMBH
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 Final Accounts Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Actual Mgmt For For For
Deposit and Uses of
Proceeds
7 Self Assessment Report Mgmt For For For
on Internal
Control
8 Appointment of Auditor Mgmt For For For
9 Approval for Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Purchase of Bank Mgmt For For For
Wealth Management
Products
12 Related Party Mgmt For For For
Transactions
13 Supervisors' Fees Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 06/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 07/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 07/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Capital Mgmt For For For
Increase and
Subscription
Agreement
2 Signing of Loan Mgmt For For For
Agreement and
Guarantee
Provision
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 09/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For Abstain Against
Scope
2 Cash Management With Mgmt For For For
Idle
Funds
3 Modification of Mgmt For For For
Guarantees
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination First Mgmt For For For
Phase of Stock Option
Plan
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 05/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
AND 2018 FINANCIAL
BUDGET
5 Deposit and Use of Mgmt For For For
Raised Funds
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 2018 Remuneration for Mgmt For For For
Directors and Senior
Management
9 2018 REMUNERATION PLAN Mgmt For For For
FOR
SUPERVISORS
10 Authority to Give Mgmt For For For
Guarantees
11 Expansion of Business Mgmt For For For
Scope
12 Amendments to Articles Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 06/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve the Proposal Mgmt For For For
on the Downward
Adjustment of
Conversion Price for
Convertible Corporate
Bond
2 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 10/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Plan Mgmt For For For
2 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Rules
3 Board Authorization to Mgmt For For For
Implement Stock
Plan
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 04/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report and its Mgmt For For For
Summary
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Issue Mgmt For For For
Convertible
Bonds
11 Authority to Issue Mgmt For For For
Convertible Bonds:
Type
12 Authority to Issue Mgmt For For For
Convertible Bonds:
Volume
13 Authority to Issue Mgmt For For For
Convertible Bonds:
Face Value and Issue
Price
14 Authority to Issue Mgmt For For For
Convertible Bonds:
Maturity
15 Authority to Issue Mgmt For For For
Convertible Bonds:
Interest
Rate
16 Authority to Issue Mgmt For For For
Convertible Bonds:
Time and Method for
Paying the Principle
and
Interest
17 Authority to Issue Mgmt For For For
Convertible Bonds:
Guarantees
18 Authority to Issue Mgmt For For For
Convertible Bonds:
Conversion
Period
19 Authority to Issue Mgmt For For For
Convertible Bonds:
Determining Method
for The Number of
Converted
Shares
20 Authority to Issue Mgmt For For For
Convertible Bonds:
Determination and
Adjustment of the
Conversion
Price
21 Authority to Issue Mgmt For For For
Convertible Bonds:
Downward Adjustment
Clauses on the
Conversion
Price
22 Authority to Issue Mgmt For For For
Convertible Bonds:
Redemption
Clauses
23 Authority to Issue Mgmt For For For
Convertible Bonds:
Resale
Clauses
24 Authority to Issue Mgmt For For For
Convertible Bonds:
Attribution of
Related Dividends for
Conversion
Years
25 Authority to Issue Mgmt For For For
Convertible Bonds:
Issuance Targets and
Methods
26 Authority to Issue Mgmt For For For
Convertible Bonds:
Arrangement for
placement to existing
shareholders
27 Authority to Issue Mgmt For For For
Convertible Bonds:
Matter Regarding
Bondholders
Meetings
28 Authority to Issue Mgmt For For For
Convertible Bonds:
Purpose of the Raised
Funds
29 Authority to Issue Mgmt For For For
Convertible Bonds:
Management of the
Raised Funds and the
Deposit
Account
30 Authority to Issue Mgmt For For For
Convertible Bonds:
The Valid Period of
the Plan for
Convertible Corporate
Bond
Issuance
31 Pre-arranged plan for Mgmt For For For
the Issuance of
Convertible
Bonds
32 Constitution of Mgmt For For For
Procedural Rules of
the Bondholders'
Meeting
33 Demonstration Analysis Mgmt For For For
Report on Issuance of
Convertible Corporate
Bonds
34 Feasibility Report on Mgmt For For For
the Use of Funds to
be
Raised
35 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
36 Approval of An Mgmt For For For
Appraisal Report from
an Independent
Auditor
37 Ratification of Board Mgmt For For For
Acts
38 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
(2018-2020)
39 Commitments of Mgmt For For For
management on
dilution remedial
measures
40 Authority to Issue Mgmt For For For
Short-Term
Bonds
________________________________________________________________________________
Leshi Internet Information and Technology (Beijing) Corp.
Ticker Security ID: Meeting Date Meeting Status
300104 CINS Y5238F102 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Articles Mgmt For For For
(06
July)
4 EXTENSION OF TRADING Mgmt For Against Against
SUSPENSION FOR MAJOR
ASSETS
RESTRUCTURING
5 Elect SUN Hongbin Mgmt For For For
6 Elect LIANG Jun Mgmt For For For
7 Elect ZHANG Zhao Mgmt For For For
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 01/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 04/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 05/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 06/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approval of External Mgmt For For For
Investment
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 03/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of an Mgmt For For For
Industry Investment
Fund
2 Adjustment to Rewards Mgmt For For For
for Profits to Key
Employees
3 Formulation of Mgmt For For For
Remuneration
Management
Measures
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 06/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Type Mgmt For For For
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination Method Mgmt For For For
for The Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
When Conversion
Occurs
10 Determination and Mgmt For For For
Adjustment of The
Conversion
Price
11 Downward Adjustment to Mgmt For For For
The Conversion
Price
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Bondholders Meetings Mgmt For For For
18 Purpose of The Raised Mgmt For For For
Funds
19 Depository of The Mgmt For For For
Raised
Funds
20 Guarantee Arrangements Mgmt For For For
21 The Valid Period of Mgmt For For For
The
Resolution
22 PREPLAN FOR PUBLIC Mgmt For For For
ISSUANCE OF
CONVERTIBLE CORPORATE
BONDS
23 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
24 Feasibility Analysis Mgmt For For For
Report (Revision) On
the Use of Funds to
Be
Raised
25 Risk Warning on Mgmt For For For
Diluted Immediate
Returns
26 Commitments of Mgmt For For For
Directors and Senior
Management on
Implementation of
Filling Measures for
Diluted Immediate
Returns After the
Public Issuance of
Convertible
27 Constitution of Mgmt For For For
Procedural
Rules
28 Ratification of Board Mgmt For For For
Acts
29 Shareholder Return Mgmt For For For
Plan for the Next
Three Year
(2018-2020)
30 LAUNCHING FOREIGN Mgmt For For For
EXCHANGE HEDGING
BUSINESS
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Decrease in Registered Mgmt For For For
Capital and
Amendments to
Articles
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Independent Directors' Mgmt For For For
Fees
11 Elect WANG Laichun Mgmt For For For
12 Elect WANG Laisheng Mgmt For For For
13 Elect LI Bin Mgmt For For For
14 Elect YE Yiling Mgmt For For For
15 Elect LIN Yifei Mgmt For For For
16 Elect XU Huaibin Mgmt For For For
17 Elect ZHANG Ying Mgmt For For For
18 Elect XIA Yanrong Mgmt For Against Against
19 Elect MO Rongying Mgmt For For For
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Approval of Subsidiary Mgmt For For For
Merger
3 Modification of Mgmt For For For
Investment
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 12/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Foreign Mgmt For For For
Exchange
Transactions
2 Authority to Issue Mgmt For For For
Short-term Financing
Bills
3 Amendments to Use of Mgmt For For For
Proceeds
4 Elect XIA Yanrong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 ISIN CNE000001LV7 04/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of MGMT For For For
Proceeds and to
Acquire Equity in
Five
Companies
2 Related Party MGMT For For For
Transactions:
External
Investments
3 Related Party MGMT For For For
Transactions: Equity
Acquisition
4 Waiver of Right of MGMT For For For
Capital Injection and
Preemptive
Rights
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replacement of The Mgmt For For For
Self-Raised Funds
Previously Invested
In Projects With
Raised
Funds
2 Capital Increase in A Mgmt For For For
Wholly-Owned
Subsidiary
3 Application for Mgmt For Against Against
Comprehensive Bank
Credit and Authority
to Give
Guarantees
4 External Investment in Mgmt For For For
Setting Up
Subsidiaries
5 Investment in Setting Mgmt For Against Against
Up a Fund and
Authority to Give
Guarantees
6 Use of Proprietary Mgmt For For For
Funds to Conduct
Structured
Deposits
7 Related Party Mgmt For Abstain Against
Transactions:
External
Investment
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Merger retrospective Mgmt For For For
adjustment
9 Related Party Mgmt For For For
Transactions
10 Investment in Wealth Mgmt For For For
Management
Products
11 Connected Transaction Mgmt For For For
for External
Investment
12 Connected Transaction Mgmt For For For
for Equity
Acquisition
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 09/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
Regarding A
Subsidiary's Joint
Investment
2 Related Party Mgmt For For For
Transactions
Regarding a
Wholly-owned
Subsidiary's Joint
Investment
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 12/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Board Authorization Mgmt For For For
for Stock Ownership
Plan
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Amendments to Articles Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Buyout Mgmt For For For
Fund
2 Capital Increase Mgmt For For For
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/04/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
AND 2018 FINANCIAL
BUDGET
REPORT
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 2018 ENTRUSTED WEALTH Mgmt For For For
MANAGEMENT WITH IDLE
PROPRIETARY
FUNDS
8 Purchase of Wealth Mgmt For For For
Management Products
From Banks With
Partial Idle Raised
Funds
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Authority to Give Mgmt For Against Against
Guarantees
11 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
12 Appointment of Auditor Mgmt For For For
13 2018 Estimated Mgmt For For For
Continuing Connected
Transactions
14 Connected Transaction Mgmt For For For
Regarding House
Leasing
Contract
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Perpetual Medium-term
Notes
2 Full Authorization to Mgmt For For For
Management Team to
Handle Matters
Regarding Issuance of
Perpetual Medium-term
Notes
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 ISIN CNE100001RQ3 03/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for MGMT For For For
Corporate Bond
Issuance
2.1 Size of Issuance and MGMT For For For
Issuance
Method
2.2 Interest Rate and MGMT For For For
Determination
Method
2.3 Bond Duration, Method MGMT For For For
for Payment of
Principal
2.4 Issuance Targets, MGMT For For For
Arrangement for
Placement to
Shareholders
2.5 Guarantees MGMT For For For
2.6 Redemption or Resale MGMT For For For
Provisions
2.7 Purpose of Raised Funds MGMT For For For
2.8 Credit Status and MGMT For For For
Guarantee Repayment
Measures
2.9 Underwriting Method MGMT For For For
2.10 Listing Place MGMT For For For
2.11 Validity Period MGMT For For For
3 Authorization MGMT For For For
Regarding Public
Issuance of Corporate
Bonds
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 05/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Equity Mgmt For For For
Incentive Plan
(Draft)
2 Appraisal Management Mgmt For For For
Measures on
Implementation of the
2018 Restricted Stock
Incentive
Plan
3 Ratification of Board Mgmt For For For
Acts
4 Elect LIU Tiejun as Mgmt For Against Against
Supervisor
5 Authority to Mgmt For For For
Repurchase
Shares
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director' Report Mgmt For For For
2 Supervisor' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Estimation of 2018 Mgmt For For For
Related Party
Transactions
8 Approval of Line of Mgmt For For For
Credit
9 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meeting
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Administrative
Measures for Related
Party
Transactions
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Administrative
Measures for
Investments
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Administrative
Measures for
Information
Disclosure
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
(1)
3 Authority to Give Mgmt For Against Against
Guarantees
(2)
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 03/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Estimated Mgmt For For For
Continuing Related
Party
Transactions
2 Authority to Issue Mgmt For For For
Short-Term Commercial
Papers and Perpetual
Medium-Term
Notes
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 2017 Annual Accounts Mgmt For For For
4 Internal Control Mgmt For For For
Self-Assessment
Report
5 2017 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
6 Allocation of Mgmt For For For
Profits/Dividends
7 Supervisors' Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
10 BANK CREDIT AND Mgmt For Against Against
GUARANTEE
I
11 Authority to Issue Mgmt For For For
Medium-term
Notes
12 BANK CREDIT AND Mgmt For Against Against
GUARANTEE
II
13 Authority to Issue Mgmt For For For
Overseas Bond by a
Wholly-owned
Subsidiary
14 Provision of Guarantee Mgmt For Against Against
for Issuance of
Overseas Bonds by an
Overseas Wholly-owned
Subsidiary
15 Rectification of Mgmt For For For
Accounting
Errors
16 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
ORG Packaging Company Limited
Ticker Security ID: Meeting Date Meeting Status
002701 CINS Y6S74V102 07/03/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Yunjie Mgmt For For For
2 Elect ZHOU Yuan Mgmt For For For
3 Elect SHEN Tao Mgmt For For For
4 Elect Zhao Yuhui Mgmt For For For
5 Elect WANG Dong Mgmt For For For
6 Elect WEI Qiong Mgmt For For For
7 Elect ZHANG Yuehong Mgmt For For For
8 Elect SHAN Zhemin Mgmt For For For
9 Elect WU Jian Mgmt For For For
10 Election of CHEN Mgmt Against Against For
Zhongge as
Supervisor
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 02/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 [Equity Compensation Mgmt For For For
Plan]
2 Constitution of Mgmt For For For
Procedural
Rules
3 Ratification of Board Mgmt For For For
Acts
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 04/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Ping as Mgmt For For For
Non-independent
Director
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Director's Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Provision for Assets Mgmt For For For
Write-Off
7 Appointment of Auditor Mgmt For For For
8 Authority to Mgmt For For For
Repurchase
Shares
9 Ratification of Board Mgmt For For For
Acts
10 Amendments to Mgmt For For For
Registered
Capital
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Supervisor Mgmt For Against Against
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 02/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 CHANGE OF PROJECTS Mgmt For For For
FUNDED WITH RAISED
FUNDS
4 Elect CHI Yufeng Mgmt For For For
5 Elect XIAO Hong Mgmt For For For
6 Elect WEI Song Mgmt For For For
7 Elect HONG Yu Mgmt For For For
8 Elect SHI Dandan Mgmt For For For
9 Elect LIANG Tian Mgmt For For For
10 Elect YANG Li Mgmt For Against Against
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 04/19/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 06/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 03/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authorization for Mgmt For For For
Issuance of Medium
Term
Notes
4 Authority to Issue Mgmt For For For
Super and Short-term
Commercial
Paper
5 Authorization for Mgmt For For For
Registration for
Issuance of Short
Term Commercial
Paper
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
3 Authority to Give Mgmt For Against Against
Guarantees for Handan
RiseSun Real Estate
Development Co.,
Ltd
4 Authority to Give Mgmt For Against Against
Guarantees for
Tangshan RiseSun Real
Estate Development
Co.,
Ltd
5 Authority to Give Mgmt For Against Against
Guarantees for
RiseSun (Xuzhou) Real
Estate Development
Co.,
Ltd
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset-Backed Special Mgmt For For For
Plan for Housing
Balance
Payment
2 Provision for Mgmt For For For
Enhancing
Credit
3 Board Authorization to Mgmt For For For
Implement
Asset-backed Special
Plan
4 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees to Second
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees to Third
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees to Fourth
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees to Fifth
Subsidiary
6 Authority to Give Mgmt For Against Against
Guarantees to Sixth
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees to Seventh
Subsidiary
8 Authority to Give Mgmt For Against Against
Guarantees to Eighth
and Ninth
Subsidiary
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for Loan
Application of a
Company
2 Authority to Give Mgmt For Against Against
Guarantees for
Financing of Another
Company
3 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Third
Company
4 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Fourth
Company
5 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Fifth
Company
6 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Sixth
Company
7 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a
Seventh
Company
8 Authority to Give Mgmt For Against Against
Guarantees for
Financing of an
Eighth
Company
9 Authority to Give Mgmt For Against Against
Guarantees for
Financing of a Ninth
Company
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 12/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Management Measures Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees For
Financing
3 Authority to Give Mgmt For Against Against
Guarantees For
Loans
4 Authority to Give Mgmt For Against Against
Guarantees For Loans
of A Third
Company
5 Authority to Give Mgmt For Against Against
Guarantees For Loans
of a Fourth
Company
6 Authority to Give Mgmt For Against Against
Guarantees For Loans
of a Fifth
Company
________________________________________________________________________________
S.F. Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002352 ISIN CNE100000L63 04/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report MGMT For For For
2 Directors' Report MGMT For For For
3 Supervisors' Report MGMT For For For
4 Accounts and Reports MGMT For For For
5 Allocation of MGMT For For For
Profits/Dividends
6 Appointment of Auditor MGMT For For For
7 Amendments to Articles MGMT For For For
8 Estimation of 2018 MGMT For For For
Related Party
Transactions
9 Authority to Give MGMT For For For
Guarantees
10 Approval of Entrusted MGMT For For For
Financial
Management
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For Against Against
Debt
Instruments
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 05/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
3 Adoption of Mgmt For For For
Appreciation Right
Incentive
Plan
4 Appraisal Management Mgmt For For For
Measures on
Implementation of
Equity Incentive
Plan
5 Board Authorization to Mgmt For For For
Implement Equity
Incentive
Plan
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Projects Mgmt For For For
Funded by
Proceeds
2 Adjustment of Idle Mgmt For For For
Raised Funds For Cash
Management
3 Change of Registered Mgmt For For For
Capital
4 Amendments to Articles Mgmt For Abstain Against
5 Adjustment of 2017 Mgmt For Against Against
Estimated
Guarantees
6 Equity Transfer Mgmt For Abstain Against
7 Purchase of Liability Mgmt For For For
Insurance
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 11/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Mgmt For For For
Incentive
Plan
2 Stock Appreciation Mgmt For For For
Right Incentive
Plan
3 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures
4 Board Authorization to Mgmt For For For
Implement Stock
Option
Plan
5 Securities Investment Mgmt For For For
with
Funds
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Replenish Working Mgmt For For For
Capital with Surplus
Funds
8 Investment in Wealth Mgmt For For For
Management Products:
Idle Raised
Funds
9 Investment in Wealth Mgmt For For For
Management Products:
Idle Self-owned
Funds
10 Authority to Mgmt For For For
Repurchase
Shares
11 Amendments to Mgmt For For For
Procedural
Rules
12 Amendments to Articles Mgmt For For For
13 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 07/31/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Fund Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Guarantees
4 Amendments to Mgmt For For For
Procedural Rules:
Management System for
Major Operational
Decision
Making
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
2 Formulation of Mgmt For For For
Appraisal Management
Measures on Employee
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
4 Granting Restricted Mgmt For For For
Shares to Chairman
and General
Manager
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 11/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Capital Increase Mgmt For For For
3 Authority to Issue Debt Mgmt For For For
4 Alteration of Mgmt For For For
Investment
5 Authority to Mgmt For For For
Repurchase
Shares
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 05/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Increase of Registered Mgmt For For For
Capital
9 Amendments to Articles Mgmt For For For
10 Shareholder Returns Mgmt For For For
Plan
11 Extension of Trading Mgmt For For For
Suspension for Major
Assets
Restructuring
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 07/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Continued Trade Mgmt For Against Against
Suspension
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 09/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Preemptive Mgmt For For For
Rights
________________________________________________________________________________
Shanghai Wangsu Science & Technology Co.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 08/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of ZHOU Liping Mgmt For For For
2 Purchase of Wealth Mgmt For For For
Management Products
with Idle
Funds
3 CASH MANAGEMENT WITH Mgmt For For For
IDLE RAISED
FUNDS
4 Audit Report and Pro Mgmt For For For
Forma Review Report
for Major Asset
Purchase
________________________________________________________________________________
Shanghai Wangsu Science & Technology Co.
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 09/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Restricted Stock
Plan
2 Connected Transaction Mgmt For For For
for Granting Stock
Options
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 02/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
3 Election of Directors Mgmt For For For
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 04/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shareholder Return Mgmt For For For
Plan for the Next
Three Year
(2018-2020)
6 Shanxi Financial Mgmt For For For
Investment Holding
Group
7 Taiyuan Iron and Steel Mgmt For For For
(Group)
8 Shanxi International Mgmt For For For
Power
Group
9 Other Related Parties Mgmt For For For
10 Deutsche Bank Mgmt For For For
11 Appointment of Auditor Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Performance Report of Mgmt For For For
the Board of Senior
Management for the
Last Fiscal
Year
14 Scale Mgmt For For For
15 Method Mgmt For For For
16 Bond Duration Mgmt For For For
17 Interest Rate and Its Mgmt For For For
Determination Method,
Roll-over and
Interest Rate
Adjustment
18 Target Mgmt For For For
19 Purpose of the Raised Mgmt For For For
Funds
20 Listing Arrangement Mgmt For For For
21 Guarantee Arrangement Mgmt For For For
22 Repayment Guarantee Mgmt For For For
Measures
23 The Valid Period of Mgmt For For For
the
Resolution
24 Authorization for the Mgmt For For For
Issuance
25 Scale Mgmt For For For
26 Method Mgmt For For For
27 Duration Mgmt For For For
28 Interest Rate Mgmt For For For
29 Target Mgmt For For For
30 Purpose of the Raised Mgmt For For For
Funds
31 The Valid Period of Mgmt For For For
The
Resolution
32 Authorization for The Mgmt For For For
Issuance
33 Authorization of Legal Mgmt For For For
Formalities
34 Type Mgmt For For For
35 Scale Mgmt For For For
36 Par value Mgmt For For For
37 Bond Duration Mgmt For For For
38 Interest Rate Mgmt For For For
39 Time and Method for Mgmt For For For
Paying The Principal
and
Interests
40 Conversion Period Mgmt For For For
41 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
42 Downward Adjustment of Mgmt For For For
Conversion
Price
43 Determining Method for Mgmt For For For
The Number of
Converted
Shares
44 Redemption Clauses Mgmt For For For
45 Resale Clauses Mgmt For For For
46 Attribution of Related Mgmt For For For
Dividends fro
Conversion
Years
47 Targets and Method Mgmt For For For
48 Arrangements for Mgmt For For For
Placement to Existing
Shareholders
49 Matters Regarding Mgmt For For For
Bondholders
Meetings
50 Purpose of the Raised Mgmt For For For
Funds
51 Guarantee Matters Mgmt For For For
52 Management of Raised Mgmt For For For
Funds and Its Deposit
Account
53 The Valid Period of Mgmt For For For
the
Resolution
54 Preplan for Issue Mgmt For For For
Convertible
Bonds
55 Feasibility report of Mgmt For For For
Issuing Convertible
Bonds
56 Raised funds report Mgmt For For For
57 Commitments of Mgmt For For For
Management for
Dilution
Measures
58 Board Authorization Mgmt For For For
59 Constitution of Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Shenwu Environmental Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300156 CINS Y8817D100 05/21/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For Against Against
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report for the Auditor Mgmt For Against Against
Opinion
8 Elect Xue Xun Mgmt For For For
9 Elect Chen Jinxia Mgmt For For For
________________________________________________________________________________
Shenwu Environmental Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300156 CINS Y8817D100 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
Shenwu Environmental Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300156 CINS Y8817D100 11/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Commitments Mgmt For For For
to Share
Lock-up
________________________________________________________________________________
Shenzhen Evenwin Precision Technology
Ticker Security ID: Meeting Date Meeting Status
300115 CINS Y7744V100 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Amendments to Mgmt For For For
Procedural Rules:
Remuneration
Management System of
Directors,
Supervisors and
Senior
Managers
9 Approval of Bank Mgmt For For For
Credit
Lines
10 Authority to Give Mgmt For For For
Guarantees
11 Forward Sales Business Mgmt For For For
________________________________________________________________________________
SHENZHEN EVERWIN PRECISION TECHNOLOGY CO LTD, SHEN
Ticker Security ID: Meeting Date Meeting Status
300115 CINS Y7744V100 01/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership
Plan
2 Amendments to Mgmt For For For
Procedural
Rules
3 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration for Mgmt For For For
Directors
6 Remuneration for Mgmt For For For
Supervisors
7 Authority to Give Mgmt For For For
Guarantees
8 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH IDLE PROPRIETARY
FUNDS
9 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
FROM BANKS WITH IDLE
RAISED
FUNDS
10 Repurchase and Mgmt For For For
Cancellation of
Locked Restricted
Stocks Granted to
Plan Participants Who
Left the Company
(Relevant to 3rd
Phase Equity
Incentive
Plan)
11 Repurchase and Mgmt For For For
Cancellation of
Locked Restricted
Stocks Granted to
Plan Participants Who
Left the Company
(Relevant to 3rd
Phase Equity
Incentive
Plan)
12 Repurchase and Mgmt For For For
Cancellation of
Locked Restricted
Stocks Granted to
Plan Participants Who
Left the Company
(Relevant to 3rd
Phase Equity
Incentive
Plan)
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For Abstain Against
Procedure and Rules
for Major Investment
Decision-making
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 11/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Xingming Mgmt For For For
2 Elect SONG Jun'en Mgmt For For For
3 Elect LI Juntian Mgmt For For For
4 Elect ZHOU Bin Mgmt For For For
5 Elect LIU Yuchuan Mgmt For For For
6 Elect WANG Wei Mgmt For For For
7 Elect QU Jian Mgmt For For For
8 Elect ZHAO Zhengming Mgmt For For For
9 Elect GONG Yin Mgmt For For For
10 Elect BAI Ziping Mgmt For Against Against
11 Elect LIU Guowei Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules:
Investment Decision
Making
Process
13 Authority to Mgmt For For For
Repurchase Shares
(1)
14 Amendments to Mgmt For For For
Registered Capital
and
Articles
15 Authority to Mgmt For For For
Repurchase Shares
(2)
16 Authority to Mgmt For For For
Repurchase Shares
(3)
17 Amendments to Articles Mgmt For For For
18 Completion of Projects Mgmt For For For
and Use of
Proceeds
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 07/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Adjustment to Share Mgmt For For For
Repurchase and
Cancellation of
Restricted
Stocks
3 Secondary Amendments Mgmt For For For
to
Articles
4 Restricted Stock Mgmt For For For
Repurchase
5 Tertiary Amendments to Mgmt For For For
Articles
6 Authority to Give Mgmt For Against Against
Guarantees and Bank
Credit
7 Elect CAI Yuanqing Mgmt For For For
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Hanbin as Mgmt For For For
Independent
Director
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 11/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CAI Rongjun Mgmt For For For
2 Elect CAI Gaoxiao Mgmt For For For
3 Elect HUANG Lihui Mgmt For For For
4 Elect ZHAO Wei Mgmt For For For
5 Elect GUAN Saixin Mgmt For For For
6 Elect MA Jingren Mgmt For For For
7 Elect CAI Yuanqing Mgmt For For For
8 Elect ZHANG Hanbin Mgmt For For For
9 Elect CHEN Junfa Mgmt For For For
10 Elect XUAN Li Mgmt For Against Against
11 Elect HAI Jiang Mgmt For For For
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Amendments to Use of Mgmt For For For
Proceeds
14 Amendments to Articles Mgmt For For For
(1)
15 Amendments to Articles Mgmt For For For
(2)
16 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
17 Change of Company Name Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Shenzhen O-film Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Authority to Mgmt For For For
Repurchase
Shares
3 7th Phase Employee Mgmt For For For
Stock
Plan
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 02/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAN Jie Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 04/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
6 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 06/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 2017 INTERNAL CONTROL Mgmt For For For
SELF-EVALUATION
REPORT
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
9 Decrease of Registered Mgmt For For For
Capital
10 Authority to Give Mgmt For For For
Guarantees
11 LAUNCHING FOREIGN Mgmt For For For
EXCHANGE HEDGING
BUSINESS
12 Approval for Line of Mgmt For For For
Credit
13 Adjustment of Plan for Mgmt For For For
Repurchase and
Cancellation of
Restricted Stocks in
Equity Incentive
Plan
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 12/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Phase Employee Mgmt For For For
Stock Ownership
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
3 Authority to Give Mgmt For Against Against
Guarantees
4 Project Construction Mgmt For For For
5 Secondary Project Mgmt For For For
Construction
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 04/18/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Elect HU Tianlong as Mgmt For For For
Independent
director
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002422 ISIN CNE100000PW7 03/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles MGMT For For For
2 Amendments to MGMT For For For
Procedural Rules:
Connected Transaction
System
3 Extension of Validity MGMT For For For
Period
4 Launch of Financial MGMT For For For
Leasing
Business
5 Provisions for Asset MGMT For For For
Impairment
6 Authority to Issue MGMT For For For
Debt Financing
Instruments
7 Approval of Financing MGMT For For For
Plan
8 Purchase of Wealth MGMT For For For
Management
Product
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 05/31/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 ANNUAL ACCOUNTS Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Elect LIU Gexin Mgmt For For For
9 Elect LIU Sichuan Mgmt For For For
10 Elect PAN Hui Mgmt For For For
11 Elect WANG Jingyi Mgmt For For For
12 Elect ZHANG Tengwen Mgmt For For For
13 Elect HUANG Fuxing Mgmt For For For
14 Elect ZHANG Tao Mgmt For For For
15 Elect LI Yuedong Mgmt For For For
16 Elect WANG Guangji Mgmt For For For
17 DETERMINATION OF Mgmt For For For
REMUNERATION FOR
DIRECTORS
18 Elect WAN Peng Mgmt For For For
19 Elect GUO Yunpei Mgmt For Against Against
20 DETERMINATION OF Mgmt For For For
REMUNERATION FOR
SUPERVISORS
21 Repurchase and Mgmt For For For
Cancellation of
Locked Restricted
Stocks
22 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to
Articles
23 2018 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
24 Appraisal management Mgmt For For For
Measures on
Implementation of
2018 Restricted Stock
Incentive
Plan
25 Authorization to Board Mgmt For For For
to Handle Matters
Regarding Restricted
Stock Incentive
Plan
26 The Company's Mgmt For For For
eligibility for
Corporate Bond
Issuance
27 Issuing Volume Mgmt For For For
28 Bond Type and Duration Mgmt For For For
29 Issuing Method Mgmt For For For
30 Interest Rate and Its Mgmt For For For
Determining
Method
31 Guarantee Arrangement Mgmt For For For
32 Redemption or Resale Mgmt For For For
Terms
33 Purpose of The Raised Mgmt For For For
Funds
34 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
35 Listing Arrangement Mgmt For For For
36 Repayment Guarantee Mgmt For For For
Measures
37 Valid Period of The Mgmt For For For
Resolution
38 Authorization to Board Mgmt For For For
to Handle Matters
Regarding Issuance of
Corporate
Bonds
39 PROVISION OF FINANCIAL Mgmt For For For
AID TO CONTROLLED
SUBSIDIARIES
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 04/23/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Management
Policy
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Introduction of Mgmt For For For
Strategic Investors
and Related Party
Transactions
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 01/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Companys Name Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 09/08/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Board Authorization to Mgmt For For For
Implement External
Investment
________________________________________________________________________________
Suning Commerce Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 12/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dispose of Financial Mgmt For For For
Asset
2 FINANCIAL AID QUOTA Mgmt For For For
FOR
SUBSIDIARIES
3 Expansion of Business Mgmt For For For
Scope
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning.com Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 ISIN CNE000001KF2 02/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Repurchase Method MGMT For For For
1.2 Price and Pricing MGMT For For For
Principles
1.3 Type, Number and MGMT For For For
Percentage of
Shares
1.4 Total Amount and MGMT For For For
Source of
Funds
1.5 Time Limit MGMT For For For
2 Board Authorization to MGMT For For For
Repurchase
Share
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
10 Investment in Wealth Mgmt For For For
Management
Products
11 Approval of Risk Mgmt For For For
Investment
12 Investment in Wealth Mgmt For For For
Management Products
Using Idle
Funds
13 Disposal of Equity Mgmt For For For
Stake
14 Amendments to Mgmt For For For
Management System for
Major Investment and
Finance
15 Directors' and Mgmt For For For
Supervisors'
Fees
16 Approval to Offer Loans Mgmt For For For
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Incentive
Plan
2 Employee Share Mgmt For For For
Purchase Plan Phase
3
3 Employee Share Mgmt For For For
Purchase Plan Phase 3
Management
Method
4 Board Authorization to Mgmt For For For
Implement Employee
Share Purchase
Plan
________________________________________________________________________________
Suofeiya Home Collection Company Limited
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 04/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Purchase of Wealth Mgmt For For For
Management Products
with Partial Idle
Raised
Funds
7 Purchase of Wealth Mgmt For For For
Management Products
with Proprietary
Funds
8 Appointment of Auditor Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
(2018-2020)
10 Industry Fund Mgmt For For For
Investment
________________________________________________________________________________
Suofeiya Home Collection Company Limited
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 08/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Mgmt For Abstain Against
Management System for
External Financial
Aids
3 Amendments to Mgmt For Abstain Against
Management System for
External
Guarantees
4 Approval to Adopt Mgmt For For For
Employee Stock
Purchase
Plan
5 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
6 Approval of Investment Mgmt For For For
Plan for a Production
Base
7 Approval of Mgmt For For For
Establishment of a
Subsidiary
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Authority to Give Mgmt For For For
Guarantees
8 Launching Bill Pool Mgmt For For For
Business
9 LAUNCHING FINANCIAL Mgmt For For For
ASSETS TRANSFER AND
REPURCHASE
BUSINESS
10 Investment in Wealth Mgmt For For For
Management
Products
11 Appointment of Auditor Mgmt For For For
12 Intra-company Mgmt For For For
Contracts/Control
Agreements
13 Expansion of Business Mgmt For For For
Scope
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 09/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Employees
2 Authority to Give Mgmt For Against Against
Guarantees for Credit
Application
3 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
4 Authority to Give Mgmt For Against Against
Guarantees for Loan
Application
5 Authority to Give Mgmt For Against Against
Guarantees for
General
Financing
6 By-election of Director Mgmt For For For
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 01/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objectives And Mgmt For For For
Principles
2 Management Institution Mgmt For For For
3 Basis For Determining Mgmt For For For
Plan Participants And
The
Scope
4 Source, Number And Mgmt For For For
Distribution Of The
Restricted
Stocks
5 Valid Period, Grant Mgmt For For For
Date, Waiting Period
Or Lock-Up Period,
Vesting Date Or
Unlocking Date And
Non-Tradable
Period
6 Exercise Price Or Mgmt For For For
Grant
Price
7 Granting And Mgmt For For For
Exercising The Stock
Options And For
Granting And
Unlocking The
Restricted
Stocks
8 Method And Procedure Mgmt For For For
For Adjustments to
Plan
9 Accounting Treatment Mgmt For For For
10 Principles For The Mgmt For For For
Repurchase And
Cancellation of
Restricted
Stocks
11 Procedure For Mgmt For For For
Implementing The
Plan
12 Rights And Obligations Mgmt For For For
Of The Company And
Plan
Participants
13 Treatment Under Mgmt For For For
Unusual
Situations
14 Management Measures on Mgmt For For For
Appraisal of 2018
Stock Option And
Restricted Stock
Incentive
Plan
15 Board Authorization to Mgmt For For For
Implement The 2018
Stock Option And
Restricted Stock
Incentive
Plan
16 Approval of Mgmt For For For
Comprehensive Credit
Line
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 04/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 05/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a Mgmt For For For
Construction
Project
2 Amendments to Mgmt For For For
Investment
Projects
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 09/04/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for Anhui
Victory Precision
Manufacturing
Technology Co.,
Ltd
2 Authority to Give Mgmt For Against Against
Guarantees for Hefei
Victory Electronic
Technology Co.,
Ltd
3 Authority to Give Mgmt For Against Against
Guarantees for
Nanjing Dele
Technology Co.,
Ltd
4 Authority to Give Mgmt For Against Against
Guarantees for
Qingdao Feituo
Electrical Appliance
Co.,
Ltd
5 Authority to Give Mgmt For Against Against
Guarantees for
Victory Precision
Technology (Poland)
Co.,
Ltd
6 Authority to Give Mgmt For Against Against
Guarantees for
Victory Technology
(Hong Kong) Co.,
Ltd
7 Authority to Give Mgmt For Against Against
Guarantees for Suzhou
Fuqiang Technology
Co.,
Ltd
8 Authority to Give Mgmt For Against Against
Guarantees for Suzhou
City Zhicheng Optical
Technology Co.,
Ltd
9 Authority to Give Mgmt For Against Against
Guarantees for
Kunshan Longfei
Photoelectric Co.,
Ltd
10 Authority to Give Mgmt For Against Against
Guarantees for Fuqing
Fu Jie Plastic Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees for Suzhou
Jie Li New Energy
Materials Co.,
Ltd
12 Authority to Give Mgmt For Against Against
Guarantees for Xing
Gao Sheng (Xiamen)
Electronic Technology
Co.,
Ltd
13 Authority to Receive Mgmt For Against Against
Guarantees from a
Wholly-owned
Subsidiary
________________________________________________________________________________
Suzhou Victory Precision Manufacture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002426 CINS Y83165103 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees for a
Wholly-Owned
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees for a
Joint Stock
Subsidiary
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 04/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Replenish Working Mgmt For For For
Capital with Idle
Funds
3 Issuance of Debt Mgmt For For For
Instruments
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 06/13/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report and Its Mgmt For For For
Summary
6 Report on the Use of Mgmt For For For
Previously Raised
Funds
7 Appointment of Auditor Mgmt For Against Against
8 2018 Estimation of Mgmt For For For
Related Party
Transactions
9 Authority to Give Mgmt For For For
Guarantees
10 Amendments to Mgmt For For For
Procedural
Rules
11 Authorization of Legal Mgmt For For For
Formalities
12 Issuing Scale Mgmt For For For
13 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
14 Par Value and Issue Mgmt For For For
Price
15 Conversion Period Mgmt For For For
16 Interest Rate Mgmt For For For
17 Purpose of The Raised Mgmt For For For
Funds
18 Issuing Method Mgmt For For For
19 Issuing Target Mgmt For For For
20 Guarantee Matters Mgmt For For For
21 The Valid Period Mgmt For For For
22 Listing Matters Mgmt For For For
23 Ratification of Board Mgmt For For For
Acts
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 09/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
3 Issuing Volume Mgmt For For For
4 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
5 Par Value And Issue Mgmt For For For
Price
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Issuing Method Mgmt For For For
10 Issuance Targets Mgmt For For For
11 Guarantee Method Mgmt For For For
12 Valid Period of Mgmt For For For
Resolution
13 Listing Mgmt For For For
14 Board Authorization to Mgmt For For For
Implement Public
Issuance of Corporate
Bonds
15 Eligibility for Mgmt For For For
Non-Public Issuance
of Corporate
Bonds
16 Issuing Volume Mgmt For For For
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Par Value And Issue Mgmt For For For
Price
19 Bond Duration Mgmt For For For
20 Interest Rate Mgmt For For For
21 Use of Proceeds Mgmt For For For
22 Issuing Method Mgmt For For For
23 Issuance Targets Mgmt For For For
24 Guarantee Method Mgmt For For For
25 Valid Period of Mgmt For For For
Resolution
26 Bond Listing Mgmt For For For
27 Board Authorization to Mgmt For For For
Implement Non-Public
Issuance of Corporate
Bonds
28 Related Party Mgmt For For For
Transactions
Regarding Provision
of
Loan
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 11/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Project Mgmt For For For
Investment
2 Investment in Mgmt For For For
Reconstruction
3 Shareholder Returns Mgmt For For For
Plan
4 Amendments to Articles Mgmt For For For
5 Authority to Give Mgmt For For For
Guarantees
6 Elect SHEN Haoping Mgmt For For For
7 Elect ZHANG Taijin Mgmt For For For
8 Elect ZHANG Xiongwei Mgmt For For For
9 Elect QIN Yumao Mgmt For For For
10 Elect AN Yanqing Mgmt For For For
11 Elect ZHANG Changxu Mgmt For For For
12 Elect GAO Shuliang Mgmt For For For
13 Elect ZHOU Hong Mgmt For For For
14 Elect BI Xiaofang Mgmt For For For
15 Elect ZHANG Bo Mgmt For For For
16 Elect CHEN Rongling Mgmt For For For
17 Elect SHENG Kefa Mgmt For Against Against
18 Elect ZHOU Tao Mgmt For For For
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 12/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Purchase via Mgmt For For For
Share Offering:
Transaction
Counterparts
2 Assets Purchase via Mgmt For For For
Share Offering:
Underlying
Assets
3 Assets Purchase via Mgmt For For For
Share Offering:
Transaction
Price
4 Assets Purchase via Mgmt For For For
Share Offering: Issue
Price
5 Assets Purchase via Mgmt For For For
Share Offering:
Issuing
Volume
6 Assets Purchase via Mgmt For For For
Share Offering:
Lock-Up
Period
7 Auxiliary Fund Mgmt For For For
Raising: Issuance
Targets and
Method
8 Auxiliary Fund Mgmt For For For
Raising: Issue
Price
9 Auxiliary Fund Mgmt For For For
Raising: Issuing
Volume
10 Auxiliary Fund Mgmt For For For
Raising: Issuance
Targets
11 Auxiliary Fund Mgmt For For For
Raising: Lock-Up
Period
12 Auxiliary Fund Mgmt For For For
Raising: Use of
Proceeds
13 Auxiliary Fund Mgmt For For For
Raising: Attribution
of Profits and
Losses
14 Auxiliary Fund Mgmt For For For
Raising: Accumulated
Retained
Profits
15 Auxiliary Fund Mgmt For For For
Raising: Listing
Market
16 Auxiliary Fund Mgmt For For For
Raising: Validity of
Resolution
17 Assets Purchase Mgmt For For For
Compliance with
Relevant
Regulations
18 Assets Purchase Mgmt For For For
Compliance with
Article 4 Provisions
on Issues Concerning
Assets
Restructuring
19 Assets Purchase Mgmt For For For
Compliance with
Article 43 Management
Measures
20 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
21 Statement on Pricing Mgmt For For For
Basis
22 Acknowledgment of Mgmt For For For
Transactions
Constitutes Related
Party
Transactions
23 Conditional Agreement Mgmt For For For
on Assets
Purchase
24 Share Subscription Mgmt For For For
Agreements
25 Report on Assets Mgmt For For For
Purchase
26 Statement on Mgmt For For For
Compliance and
Completeness of Legal
Procedure
27 Approval of Audit Mgmt For For For
Report, Appraisal
Report and Profit
Forecast
Report
28 Investments with Mgmt For For For
Auxiliary Fund
Raised
29 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
30 Price Fluctuation and Mgmt For For For
Standards
31 Board Authorization to Mgmt For For For
Implement Assets
Purchase
32 Capital Increase in Mgmt For For For
Subsidiary
33 INVESTMENT IN SETTING Mgmt For For For
UP A
COMPANY
34 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment on Foreign Mgmt For For For
Exchange Hedging
Transactions
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 04/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Against Against
Guarantees
7 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Issuance and Listing Mgmt For For For
of
H-shares
10 Stock type and par Mgmt For For For
value
11 Issuing date Mgmt For For For
12 Issuing method Mgmt For For For
13 Issuing scale Mgmt For For For
14 Pricing method Mgmt For For For
15 Issuing targets Mgmt For For For
16 Issuing principles Mgmt For For For
17 Company Conversion Mgmt For For For
18 Plan for Use of Funds Mgmt For For For
Raised from H-share
Offering
19 The Valid Period of Mgmt For For For
Resolution on H-share
Offering and
Listing
20 Board Authorization to Mgmt For For For
Handle Matters in
Relation to H-share
Offering and
Listing
21 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Before
H-share
Offering
22 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors, Senior
Management and
Prospectus
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 06/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Intra-company Mgmt For For For
Acquisition
Agreement
2 Eligibility for Major Mgmt For For For
Assets
Restructuring
3 Acquisition Method, Mgmt For For For
Counterparties, and
Target
4 Price Mgmt For For For
5 Pricing Basis Mgmt For For For
6 Source of the Funds Mgmt For For For
7 The Valid Period of Mgmt For For For
Resolution
8 Authority to the Board Mgmt For For For
9 REPORT (DRAFT) ON Mgmt For For For
MAJOR ASSETS PURCHASE
AND ITS
SUMMARY
10 Independence of Mgmt For For For
Appraiser
11 Compliance with Mgmt For For For
Article
11
12 Compliance with Mgmt For For For
Article
IV
13 Not Qualified for Mgmt For For For
Article
13
14 Transaction Does Not Mgmt For For For
Constitute as Related
Party
Transaction
15 Implementation of Mgmt For For For
Legal
Proceedings
16 Evaluation Report Mgmt For For For
17 Pro Forma Review Report Mgmt For For For
18 Verification Report on Mgmt For For For
Difference of
Standards
19 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Bonds and Authority
to Give
Guarantees
2 Board Authorization to Mgmt For Against Against
Implement Issuance of
Foreign
Bonds
________________________________________________________________________________
Transfar Zhilian Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 ANNUAL ACCOUNTS Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval for Line of Mgmt For For For
Credit
8 Appointment of Auditor Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
10 Amendments to Articles Mgmt For For For
11 Deposit and Use of Mgmt For For For
Raised
Funds
12 The Company's Mgmt For For For
eligibility for
Non-public Share
Offering
13 Stock Type and Par Mgmt For For For
Value
14 Issuing Method Mgmt For For For
15 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
16 Issuing Targets and Mgmt For For For
Subscription
Method
17 Issuing Volume Mgmt For For For
18 Lockup Period Mgmt For For For
19 Amount and Purpose of Mgmt For For For
The Raised
Funds
20 Arrangement for The Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
21 Listing Place Mgmt For For For
22 Valid Period of The Mgmt For For For
Resolution
23 PREPLAN FOR NON-PUBLIC Mgmt For For For
SHARE
OFFERING
24 Feasibility Study Mgmt For For For
Report on Use of
Funds Raised from
Non-public Share
Offering
25 Diluted Immediate Mgmt For For For
Returns After the
Non-public Share
Offering and Filling
Measures
26 Commitments of Mgmt For For For
Relevant Parties to
Ensure Implementation
of Filling Measures
for Diluted Immediate
Return
27 Authorization to Board Mgmt For For For
to Handle Matters
Regarding Proposal
13
________________________________________________________________________________
Transfar Zhilian Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 08/01/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Commercial
Paper
3 Authorization of Legal Mgmt For For For
Formalities
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Transfar Zhilian Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 09/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Participants Mgmt For For For
3 Underlying Shares Mgmt For For For
4 Periods Mgmt For For For
5 Exercise Price Mgmt For For For
6 Conditions for GRanting Mgmt For For For
7 Method and Adjustment Mgmt For For For
Procedures
8 Accounting Treatment Mgmt For For For
9 Procedures for Plan Mgmt For For For
Implementation
10 Rights and Obligations Mgmt For For For
for
Participants
11 Treatment Under Mgmt For For For
Unusual
Situations
12 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures for Stock
Option Incentive
Plan
13 Board Authorization to Mgmt For For For
Implement
Plan
14 Change of Raised Fund Mgmt For For For
Investment
________________________________________________________________________________
Unigroup Guoxin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 04/19/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Routine Meeting Item Mgmt For For For
3 Routine Meeting Item Mgmt For For For
4 Routine Meeting Item Mgmt For For For
5 Routine Meeting Item Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural
Rules
12 Amendments to Mgmt For For For
Procedural
Rules
13 Election of Directors Mgmt For For For
14 Election of Directors Mgmt For For For
________________________________________________________________________________
Unigroup Guoxin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 12/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Size Mgmt For For For
3 Duration Mgmt For For For
4 Par Value and Issuance Mgmt For For For
Price
5 Interest Rate Mgmt For For For
6 Method of Payment Mgmt For For For
7 Issuance Method Mgmt For For For
8 Issuance Targets Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Listing Arrangement Mgmt For For For
11 Purpose of Raised Funds Mgmt For For For
12 Guarantee Matters Mgmt For For For
13 Repayment Guarantee Mgmt For For For
Measures
14 Validity Period Mgmt For For For
15 Board Authorization Mgmt For For For
for Corporate Bond
Issuance
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 05/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Use of Mgmt For For For
Previously Raised
Funds
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2017 Report on Deposit Mgmt For For For
and Actual Use of
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Remuneration for Mgmt For For For
Directors
9 Remuneration for Mgmt For For For
Supervisors
10 INVESTMENT AND WEALTH Mgmt For For For
MANAGEMENT WITH IDLE
PROPRIETARY
FUNDS
11 Amendments to Raised Mgmt For For For
Funds Management
System
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 11/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Reorganization
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 12/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Preliminary Plan to Mgmt For For For
Issue Convertible
Corporate
Bonds
3 Type Mgmt For For For
4 Issuing Volume Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Time and Method of Mgmt For For For
Repaying Principal
and
Interest
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of
Conversion
Price
11 Downward Adjustment Mgmt For For For
Clauses on Conversion
Price
12 Determination Method Mgmt For For For
for Number of
Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends
16 Issuance Targets Mgmt For For For
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Bondholders Meetings Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Depository of Proceeds Mgmt For For For
21 Guarantee Matters Mgmt For For For
22 Validity Period Mgmt For For For
23 Report on Deposit and Mgmt For For For
Use of Raised
Funds
24 Feasibility Report on Mgmt For For For
Use of
Proceeds
25 Approval of Dilution Mgmt For For For
Measures for
Issuance
26 Establishment of Mgmt For For For
Procedural Rules for
Bondholders
Meetings
27 Shareholder Returns Mgmt For For For
Plan
28 Establishment of Mgmt For For For
Account for
Proceeds
29 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 06/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Related Party Mgmt For For For
Transactions
9 Investment Plan Mgmt For For For
10 Approval of a general Mgmt For For For
bank line of
credit
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 09/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trade Mgmt For For For
Suspension
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 01/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 05/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Approval of Repurchase Mgmt For For For
and Cancellation of
Stocks
8 Amendments to Articles Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Shareholders Return Mgmt For For For
Plan for the Next
Three Years
(2018-2020)
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 12/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Basis for Determining Mgmt For For For
Plan
Participants
2 Source, Number and Mgmt For For For
Distribution of
Underlying
Stocks
3 Exercise Price of Mgmt For For For
Stock Options, Grant
Price of Restricted
Stocks and Method of
Determining
Price
4 Validity, Grant Date, Mgmt For For For
Lock-Up Period,
Exercise Date,
Unlocking Date and
Restrictions
5 Conditions for Mgmt For For For
Granting and
Exercising Stock
Options and Unlocking
Restricted
Stocks
6 Method and Procedure Mgmt For For For
for
Adjustments
7 Accounting Treatments Mgmt For For For
8 Implementing Procedures Mgmt For For For
9 Rights and Obligations Mgmt For For For
of
Participants
10 Treatment Under Mgmt For For For
Unusual
Situations
11 Adoption of Appraisal Mgmt For For For
Management Measures
on Incentive
Plan
12 Board Authorization to Mgmt For For For
Implement Incentive
Plan
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 02/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Election of Directors Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A
Company
6 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and Another
Company
7 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Third
Company
8 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Fourth
Company
9 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Fifth
Company
10 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Sixth
Company
11 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Seventh
Company
12 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and An Eighth
Company
13 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A Ninth
Company
14 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 10th
Company
15 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and an 11th
Company
16 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 12th
Company
17 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 13th
Company
18 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 14th
Company
19 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 15th
Company
20 Connected Transactions Mgmt For For For
Between the Company
and Its Subsidiaries
and A 16th
Company
21 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/06/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Equity Transfer Mgmt For For For
3 Founding of Subsidiary Mgmt For For For
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2017 AUDIT REPORT Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Elect YANG Ling as Mgmt For For For
Non-independent
Director
8 Objective and Mgmt For For For
Principles of The
Incentive
Plan
9 Management Mgmt For For For
Organization of The
Incentive
Plan
10 Basis of Determining Mgmt For For For
Plan Participants and
The Scope
Thereof
11 Source, Number and Mgmt For For For
Distribution of
Stocks
12 Valid Period, Grant Mgmt For For For
Date, Waiting Period,
Vesting Date and
Non-Tradable Period
of The Incentive
Plan
13 Exercise Price of The Mgmt For For For
Stock Options and Its
Determining
Method
14 Conditions for Mgmt For For For
Granting and
Exercising the Stock
Options, And Exercise
Arrangement
15 Method and Procedure Mgmt For For For
for Adjusting the
Stock
Options
16 Procedure for Mgmt For For For
Implementation,
Alteration and
Termination of The
Incentive
Plan
17 Rights and Obligations Mgmt For For For
of The Company and
The Plan
Participants
18 Treatment Under Mgmt For For For
Unusual Situations of
The Company and Plan
Participants
19 Accounting Treatment Mgmt For For For
for The Incentive
Plan and Impact on
The Company's
Business
Performance
20 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR 2018
STOCK OPTION
INCENTIVE
PLAN
21 Authorization to Board Mgmt For For For
to Handle Matters
Regarding to The
Stock Option
Incentive
Plan
22 Management Measures Mgmt For For For
for Key Employees
Investment in
Innovative Business
(Draft)
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 07/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 TERMINATION OF THE Mgmt For For For
MAJOR ASSETS
RESTRUCTURING
2 Signing of Major Mgmt For For For
Assets Restructuring
Termination
Agreement
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 08/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 08/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Use of Mgmt For For For
Proceeds
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 09/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 02/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2017 Annual Report and Mgmt For For For
Its Summary in
Chinese and
English
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 REPURCHASE AND Mgmt For For For
CANCELLATION OF
COMPENSATION SHARES
FROM YANG
DONGMAI
7 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
Share
Repurchase
8 Decrease of Registered Mgmt For For For
Capital and Share
Capital
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002202 CINS Y97237104 06/12/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Rights Mgmt For For For
Issue
2 Type and Nominal Value Mgmt For For For
3 Method of Rights Issue Mgmt For For For
4 Basis, Proportion and Mgmt For For For
Number of
Shares
5 Subscription Price Mgmt For For For
6 Target subscribers Mgmt For For For
7 Distribution Plan Mgmt For For For
8 Issue Period Mgmt For For For
9 Underwriting Mgmt For For For
Arrangement
10 Use of Proceeds Mgmt For For For
11 Effective Period Mgmt For For For
12 Listing Mgmt For For For
13 Feasibility Analysis Mgmt For For For
Report
14 Report on Use of Mgmt For For For
Proceeds
15 Risk of Dilution Mgmt For For For
16 Board Authorization Mgmt For For For
for the Rights
Issue
17 Shareholders' Return Mgmt For For For
Plan for the Three
Years
2018-2020
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002202 CINS Y97237104 06/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Eligibility for Rights Mgmt For For For
Issue
3 Type and Nominal Value Mgmt For For For
4 Method of Rights Issue Mgmt For For For
5 Basis, Proportion and Mgmt For For For
Number of
Shares
6 Subscription Price Mgmt For For For
7 Target subscribers Mgmt For For For
8 Distribution Plan Mgmt For For For
9 Issue Period Mgmt For For For
10 Underwriting Mgmt For For For
Arrangement
11 Use of Proceeds Mgmt For For For
12 Effective Period Mgmt For For For
13 Listing Mgmt For For For
14 Feasibility Analysis Mgmt For For For
Report
15 Report on Use of Mgmt For For For
Proceeds
16 Risk of Dilution Mgmt For For For
17 Board Authorization Mgmt For For For
for the Rights
Issue
18 Overseas Perpetual Mgmt For For For
Bonds and Provision
of
Guarantee
19 Transactions with Mgmt For For For
Xinjiang Wind Power
Co.,
Ltd.
20 Transactions with Mgmt For For For
China Three Gorges
New Energy Co.,
Ltd.
21 Transactions with Mgmt For For For
Xinjiang New Energy
(Group) Co.,
Ltd.
22 Directors' Report Mgmt For For For
23 Supervisors' Report Mgmt For For For
24 Accounts and Reports Mgmt For For For
25 Allocation of Mgmt For For For
Profits/Dividends
26 Annual Report Mgmt For For For
27 Credit Facilities Mgmt For For For
28 Authority to Give Mgmt For Abstain Against
Guarantees
(Subsidiaries and
Certain
Associates)
29 Authority to Give Mgmt For Abstain Against
Guarantees
(Wholly-owned
Subsidiaries and
Controlling
Subsidiaries)
30 Operation of Foreign Mgmt For For For
Exchange Hedging
Business
31 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
32 Shareholders' Return Mgmt For For For
Plan for the Three
Years
2018-2020
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 01/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Xinjiang Zhongtai Mgmt For For For
(Group)
2 Xinjiang Tiantai Fiber Mgmt For For For
3 Xinjiang Shengxiong Mgmt For For For
Energy
4 Authority to Give Mgmt For Against Against
Guarantees for Credit
Lines
5 Authority to Give Mgmt For Against Against
Guarantees for
Commercial Acceptance
Bill
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 02/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Give Mgmt For Against Against
Guarantees
16 Authority to Give Mgmt For Against Against
Guarantees
17 Authority to Give Mgmt For Against Against
Guarantees
18 Authority to Give Mgmt For Against Against
Guarantees
19 Authority to Give Mgmt For Against Against
Guarantees
20 Authority to Give Mgmt For Against Against
Guarantees
21 Authority to Give Mgmt For Against Against
Guarantees
22 Authority to Give Mgmt For Against Against
Guarantees
23 Authority to Give Mgmt For Against Against
Guarantees
24 Authority to Give Mgmt For Against Against
Guarantees
25 Authority to Give Mgmt For Against Against
Guarantees
26 Authority to Give Mgmt For Against Against
Guarantees
27 Authority to Give Mgmt For Against Against
Guarantees
28 Authority to Give Mgmt For Against Against
Guarantees
29 Authority to Give Mgmt For Against Against
Guarantees
30 Authority to Give Mgmt For Against Against
Guarantees
31 Authority to Give Mgmt For Against Against
Guarantees
32 Authority to Give Mgmt For Against Against
Guarantees
33 Authority to Give Mgmt For Against Against
Guarantees
34 Authority to Give Mgmt For Against Against
Guarantees
35 Authority to Give Mgmt For Against Against
Guarantees
36 Authority to Give Mgmt For Against Against
Guarantees
37 Authority to Give Mgmt For Against Against
Guarantees
38 Authority to Give Mgmt For Against Against
Guarantees
39 Authority to Give Mgmt For Against Against
Guarantees
40 Authority to Give Mgmt For Against Against
Guarantees
41 Authority to Give Mgmt For Against Against
Guarantees
42 Authority to Give Mgmt For Against Against
Guarantees
43 Authority to Give Mgmt For Against Against
Guarantees
44 Authority to Give Mgmt For Against Against
Guarantees
45 Authority to Give Mgmt For Against Against
Guarantees
46 Authority to Give Mgmt For Against Against
Guarantees
47 Authority to Give Mgmt For Against Against
Guarantees
48 Authority to Give Mgmt For Against Against
Guarantees
49 Authority to Give Mgmt For Against Against
Guarantees
50 Authority to Give Mgmt For Against Against
Guarantees
51 Authority to Give Mgmt For Against Against
Guarantees
52 Authority to Give Mgmt For Against Against
Guarantees
53 Authority to Give Mgmt For Against Against
Guarantees
54 Authority to Give Mgmt For Against Against
Guarantees
55 Authority to Give Mgmt For Against Against
Guarantees
56 Authority to Give Mgmt For Against Against
Guarantees
57 Authority to Give Mgmt For Against Against
Guarantees
58 Authority to Give Mgmt For Against Against
Guarantees
59 Authority to Give Mgmt For Against Against
Guarantees
60 Authority to Give Mgmt For Against Against
Guarantees
61 Authority to Give Mgmt For Against Against
Guarantees
62 Authority to Give Mgmt For Against Against
Guarantees
63 Authority to Give Mgmt For Against Against
Guarantees
64 Authority to Give Mgmt For Against Against
Guarantees
65 Authority to Give Mgmt For Against Against
Guarantees
66 Authority to Give Mgmt For Against Against
Guarantees
67 Authority to Give Mgmt For Against Against
Guarantees
68 Authority to Give Mgmt For Against Against
Guarantees
69 Authority to Give Mgmt For Against Against
Guarantees
70 Authority to Give Mgmt For Against Against
Guarantees
71 Authority to Give Mgmt For Against Against
Guarantees
72 Authority to Give Mgmt For Against Against
Guarantees
73 Authority to Give Mgmt For Against Against
Guarantees
74 Related Party Mgmt For For For
Transactions
75 Related Party Mgmt For For For
Transactions
76 Related Party Mgmt For For For
Transactions
77 Related Party Mgmt For For For
Transactions
78 Related Party Mgmt For For For
Transactions
79 Related Party Mgmt For For For
Transactions
80 Related Party Mgmt For For For
Transactions
81 Related Party Mgmt For For For
Transactions
82 Related Party Mgmt For For For
Transactions
83 Related Party Mgmt For For For
Transactions
84 Related Party Mgmt For For For
Transactions
85 Related Party Mgmt For For For
Transactions
86 Related Party Mgmt For For For
Transactions
87 Related Party Mgmt For For For
Transactions
88 Related Party Mgmt For For For
Transactions
89 Related Party Mgmt For For For
Transactions
90 Related Party Mgmt For For For
Transactions
91 Related Party Mgmt For For For
Transactions
92 Related Party Mgmt For For For
Transactions
93 Related Party Mgmt For For For
Transactions
94 Related Party Mgmt For For For
Transactions
95 Related Party Mgmt For For For
Transactions
96 Related Party Mgmt For For For
Transactions
97 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 02/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period
2 Extension of Mgmt For For For
Authorization
Period
3 Approval of Borrowing Mgmt For For For
4 Approval of Borrowing Mgmt For For For
5 Approval of Borrowing Mgmt For For For
6 Approval of Borrowing Mgmt For For For
7 Approval of Borrowing Mgmt For For For
8 Approval of Borrowing Mgmt For For For
9 Approval of Borrowing Mgmt For For For
10 Approval of Borrowing Mgmt For For For
11 Approval of Borrowing Mgmt For For For
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 03/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Use of Raised Funds Mgmt For For For
Report
8 Authority to Give Mgmt For For For
Guarantees
9 Expansion of Business Mgmt For For For
Scope
10 Amendments to Articles Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 04/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Mgmt For For For
Commitments Relating
to Horizontal
Competition
2 Authority to Issue Mgmt For For For
Renewable Corporate
Bonds
3 Authority to Give Mgmt For For For
Guarantees
4 A company's Mgmt For For For
application for
issuance of
asset-backed property
trust products to the
registration and
transfer center of
bank credit
asset
5 A company's Mgmt For For For
application for
registration and
issuance of
asset-backed notes to
national association
of financial market
institutional
investors
6 Investment in Reverse Mgmt For For For
Repurchase of
Treasury Bonds with
Partial Raised
Funds
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 05/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Beijing
Zhongtai Qili
International Trade
Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to
Xinjiang Tianyu Coal
Chemical Group Co.,
Ltd.
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 06/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees to
Subsidiary
1
3 Authority to Give Mgmt For For For
Guarantees to
Subsidiary
2
4 Authority to Give Mgmt For For For
Guarantees to
Subsidiary
3
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 07/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
application for Line
of
Credit
2 Authority to Give Mgmt For Against Against
Guarantees for
Xinjiang Lantian
Petrochemical
Logistics for Line of
Credit
3 Authority to Give Mgmt For Against Against
Guarantees for
Xinjiang Zhongtai
Import and Export
Trading Co., Ltd for
Line of
Credit
4 Authority to Give Mgmt For Against Against
Guarantees for
Xinjiang Zhongtai
Chemical Tokkson
Chemical Co., Ltd
for Line of
Credit
5 Authority to Give Mgmt For Against Against
Guarantees for
Xinjiang Zhongtai
Finance Leasing Co.,
Ltd for Line of
Credit
6 Authority to Give Mgmt For Against Against
Guarantees for
Zhongtai
International
Development (Hong
Kong) Co., Ltd for
Line of
Credit
7 Application for Bills Mgmt For Against Against
Pool Business and
Authority to Give
Guarantees
8 Application for Mgmt For Against Against
Leasing and Mortgage
Business and
Authority to Give
Guarantees
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 08/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Financial Mgmt For For For
Aid
2 For Loan Application Mgmt For For For
with Xinjiang
Tianshan Rural
Commercial
Bank
3 For Loan Application Mgmt For For For
with Agricultural
Bank of
China
4 Between Zhongtai Mgmt For For For
International
Development And
Zhongtai New Silkroad
Textile
Industry
5 Between Xinjiang Mgmt For For For
Zhongtai Chemical
Fukang Energy And
Xinjiang Zhongtai
Xinxin Chemical
Technology
6 Between Xinjiang Mgmt For For For
Zhongtai Import and
Export And Zhongtai
New Silkroad Textile
Industry
7 Between the Company Mgmt For For For
and Subsidiaries And
Urumchi
Huanpeng
8 Between the Company Mgmt For For For
and Subsidiaries And
Xinjiang Zhongtai
Wuchan
9 Between the Company Mgmt For For For
and Subsidiaries And
Xinjiang Zhongtai
Group and Its
Subsidiaries
10 Between the Company Mgmt For For For
and Subsidiaries And
Tuokexun Xinye
Mining
11 Between Xinjiang Mgmt For For For
Zhongtai Financial
Leasing And Xinjiang
Taichang
Industrial
12 Between the Company Mgmt For For For
and Subsidiaries And
Xinjiang Tiantai
Fibers and Its
Subsidiaries
13 Between Alabu Fulida Mgmt For For For
Fibers And Zhejiang
Fulida
14 Between the Company Mgmt For For For
and Subsidiaries And
Xinjiang Shenhong
Group and Its
Subsidiaries
15 Between the Company Mgmt For For For
and Subsidiaries And
Xinjiang Zhongtai
International Supply
Chain
Management
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 10/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short Term
Financing
2 Authority to Issue Mgmt For For For
Medium Term
Notes
3 Preplan for Private Mgmt For For For
Placement
4 Subsidiary 1 Mgmt For For For
5 Subsidiary 2 Mgmt For For For
6 Subsidiary 3 Mgmt For For For
7 Subsidiary 4 Mgmt For For For
8 Subsidiary 5 Mgmt For For For
9 Subsidiary 6 Mgmt For For For
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 11/07/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 11/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
1
2 Authority to Give Mgmt For Against Against
Guarantees
2
3 Xinjiang Tiantai Mgmt For For For
Fibers Co.,
Ltd.
4 Xinjiang Taichang Mgmt For For For
Industrial Co.,
Ltd.
5 Urumchi Huanpeng Co., Mgmt For For For
Ltd.
6 Xinjiang Shengxiong Mgmt For For For
Energy Co.,
Ltd.
7 Xinjiang Heshun Mgmt For For For
Zhongtai
Mining
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 12/21/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Additional Transactions Mgmt For For For
2 Additional Transactions Mgmt For For For
3 Leasing of Assets by Mgmt For For For
Subordinate
Companies
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Yifan Pharmaceutical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002019 CINS Y98922100 06/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Yifan Pharmaceutical Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002019 CINS Y98922100 04/20/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 2017 Report on Deposit Mgmt For For For
and Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Amendments to Raised Mgmt For Abstain Against
Funds Management
Measures
9 2018 LAUNCHING FORWARD Mgmt For For For
FOREIGN EXCHANGE
TRANSACTIONS
10 Elect ZHANG Yingting Mgmt For For For
as Non-independent
Director
11 Elect XU Guohan as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 11/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Crystal-OpTech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 06/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Approval of Change of Mgmt For For For
Registered
Capital
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 03/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Management Rules of Mgmt For For For
Core Employee Venture
Business
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 04/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors and Mgmt For For For
Supervisors'
Fees
7 Reappointment of Mgmt For Against Against
Auditor
8 Foreign Exchange Mgmt For For For
Transactions
9 Approval of line of Mgmt For For For
credit
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
12 Shareholder Returns Mgmt For For For
Plan
13 AMENDMENTS TO THE Mgmt For Abstain Against
EXTERNAL GUARANTEE
MANAGEMENT
SYSTEM
14 Amendments to Related Mgmt For Abstain Against
Party Transactions
Management
System
15 Constitution of Mgmt For For For
Procedural Rules:
Risk Investment
Management
System
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 05/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Foreign Mgmt For For For
Exchange Hedging
Quota
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 08/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FU Liquan Mgmt For Against Against
2 Elect WU Jun Mgmt For For For
3 Elect ZHU Jiangming Mgmt For For For
4 Elect CHEN Ailing Mgmt For For For
5 Elect LI Ke Mgmt For For For
6 Elect HE Chao Mgmt For For For
7 Elect WANG Zexia Mgmt For For For
8 Elect HUANG Siying Mgmt For For For
9 Elect SONG Ke as Mgmt For Against Against
Supervisor
10 Independent Directors' Mgmt For For For
Fees
11 Amendments to Articles Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees
13 Adjustment to Credit Mgmt For Abstain Against
Quota and Quota of
Notes Pool Business
for
Banks
________________________________________________________________________________
Zhejiang Dian Diagnostics Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 07/17/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Phrase Employee Mgmt For Against Against
Stock Purchase
Plan
2 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Purchase
Plan
3 Elect CHEN Haibin Mgmt For For For
4 Elect XU Min Mgmt For For For
5 Elect CHEN Zuoxiu Mgmt For For For
6 Elect JIANG Tang Mgmt For For For
7 Elect CHEN Qiyu Mgmt For For For
8 Elect HUA Ping Mgmt For For For
9 Elect CAI Jiangnan Mgmt For For For
10 Elect CHEN Weiru Mgmt For For For
11 Elect DING Guoqi Mgmt For For For
12 Elect WANG Rongxing as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Zhejiang Dian Diagnostics Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 07/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Authority to Give Mgmt For For For
Guarantees
4 Independent Directors' Mgmt For For For
Allowance
________________________________________________________________________________
Zhejiang Dian Diagnostics Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 10/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Method and Date of Mgmt For For For
Issuance
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Principle
6 Issuance Volume Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Market Mgmt For For For
9 Attribution of Mgmt For For For
Accumulated Retained
Profits
10 Purpose of Raised Funds Mgmt For For For
11 Validity Period of Mgmt For For For
Resolution
12 Private Placement Mgmt For For For
Preplan
13 Report for Private Mgmt For For For
Placement
14 Feasibility Report for Mgmt For For For
Private
Placement
15 Report on Previously Mgmt For For For
Raised
Funds
16 Diluted Immediate Mgmt For For For
Returns after Private
Placement
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Related Party Mgmt For For For
Transactions
19 Report Regarding Mgmt For For For
Independence of
Evaluation
Institution
20 Shareholder Returns Mgmt For For For
Plan for
2018-2020
21 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Dian Diagnostics Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment 2017 Mgmt For For For
Non-Public Share
Offering
Plan
2 PREPLAN FOR 2017 Mgmt For For For
NON-PUBLIC SHARE
OFFERING
(REVISED)
3 Demonstration Analysis Mgmt For For For
Report On Non-Public
Share Offering Plan
(Revised)
4 Feasibility Analysis Mgmt For For For
Report on Use of
Funds
Raised
5 Adjustment to Diluted Mgmt For For For
Immediate Return for
2017 Non-Public Share
Offering
6 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 03/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Auditor's Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Approval of Line of Mgmt For For For
Credit
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 07/11/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Zhejiang Huace Film and TV Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300133 CINS Y988B8109 11/14/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
________________________________________________________________________________
Zhejiang NHU Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 01/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cash Management with Mgmt For For For
Idle
Funds
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 02/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Business Mgmt For For For
Scope and
Articles
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 03/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiaries Mgmt For For For
Investment in
Project
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 07/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU BAIFAN Mgmt For For For
2 Elect HU BAISHAN Mgmt For For For
3 Elect SHI GUANQUN Mgmt For For For
4 Elect WANG XUEWEN Mgmt For For For
5 Elect CUI XINRONG Mgmt For For For
6 Elect WANG ZHENGJIANG Mgmt For For For
7 Elect ZHOU GUIYANG Mgmt For For For
8 Elect HAN LINGLI Mgmt For For For
9 Elect HUANG CAN Mgmt For For For
10 Elect JIN ZANFANG Mgmt For For For
11 Elect ZHU JIANMIN Mgmt For For For
12 Elect YE YUEHENG Mgmt For Against Against
13 Elect LU Jinmei Mgmt For For For
14 Elect CHEN XUECAO Mgmt For Against Against
15 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Zhejiang NHU Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Absorption of a Mgmt For For For
Wholly-owned
Subsidiary
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval for Line of Mgmt For For For
Credit
7 LAUNCH OF BILL POOL Mgmt For For For
BUSINESS
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 01/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
2 Adoption of Management Mgmt For For For
Rules of Employee
Stock Ownership
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 05/02/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Approval of a General Mgmt For For For
Bank Line of
Credit
8 Approval of Conducting Mgmt For For For
Aluminum Hedging
Business
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 06/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Pricing Base Date, Mgmt For For For
Pricing Basis and
Issue
Price
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Purpose of The Raised Mgmt For For For
Funds
9 Attribution of Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
10 The Valid Period of Mgmt For For For
The
Resolution
11 Listing Place Mgmt For For For
12 PREPLAN (REVISION) FOR Mgmt For For For
2018 NON-PUBLIC SHARE
OFFERING
13 Feasibility Analysis Mgmt For For For
Report (Revision) On
the Use of
Funds
14 Audit Report and Mgmt For For For
Assets Evaluation
Report Regarding the
Assets Purchase with
Raised Funds from the
Non-Public Share
Offering
15 Diluted Immediate Mgmt For For For
Returns After the
Non-Public Share
Offering and Filling
Measures
(Revision)
16 Report on the Use of Mgmt For For For
Previously Raised
Funds
17 Commitments of Mgmt For For For
Relevant Parties on
Implementation of
Filling Measures for
Diluted Immediate
Returns After the
Non-Public Share
Offering
18 Shareholder Return Mgmt For For For
Plan for the Next
Three Year
(2018-2020)
19 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 11/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Fund Name : VanEck Vectors Coal ETF
________________________________________________________________________________
Arch Coal Inc.
Ticker Security ID: Meeting Date Meeting Status
ARCH CUSIP 039380407 04/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick J. Mgmt For For For
Bartels,
Jr.
2 Elect James N. Chapman Mgmt For For For
3 Elect John W. Eaves Mgmt For For For
4 Elect Sherman K. Mgmt For For For
Edmiston
5 Elect Patrick A Mgmt For For For
Krieghauser
6 Elect Richard A. Mgmt For For For
Navarre
7 Elect Scott D. Vogel Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aurizon Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AZJ CINS Q0695Q104 10/18/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John D. Cooper Mgmt For For For
3 Equity Grant (FY2017) Mgmt For For For
4 Equity Grant (FY2018 - Mgmt For For For
3
Years)
5 Equity Grant (FY2018 - Mgmt For For For
4
Years)
6 Approve Termination Mgmt For For For
Payments
7 REMUNERATION REPORT Mgmt For For For
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 06/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2018 Capital Mgmt For For For
Investment
Budget
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Merger/Acquisition Mgmt For Abstain Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 12/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Rules of Mgmt For For For
Procedures of
Board
4 Change of Use of Part Mgmt For For For
of Proceeds
from
A-Share issue in
Investment
Project
5 Elect NIU Jianhua Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 04/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Amendments to Existing Mgmt For For For
Non-Competition
Agreement
5 Joint Venture Agreement Mgmt For For For
6 Revised Annual Caps of Mgmt For For For
Existing Mutual Coal
Supply Agreement and
the Existing Mutual
Supplies and Services
Agreement
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect GAO Song Mgmt For For For
9 Elect MI Shuhua Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect PENG Suping Mgmt For For For
12 Elect HUANG Ming Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Reports Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Consol Energy Inc
Ticker Security ID: Meeting Date Meeting Status
CEIX CUSIP 20854L108 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James A. Brock Mgmt For For For
1.2 Elect Alvin R. Mgmt For For For
Carpenter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Delta Dunia Makmur Terbuka
Ticker Security ID: Meeting Date Meeting Status
DOID CINS Y2036T103 05/24/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Election of Directors Mgmt For Against Against
and/or
Commissioners(Slate)
7 Authority to Increase Mgmt For For For
Issued Shares
Resulting from the
Exercising of Shares
under the
MESOP
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/24/2018 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture of All Mgmt For For For
Remaining Tronox
Shares
2 Authorize Ratification Mgmt For For For
of Approved
Resolution
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/24/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Monhla W. Mgmt For For For
Hlahla
2 Elect Daphne Mgmt For For For
Mashile-Nkosi
3 Elect Likhapha Mbatha Mgmt For For For
4 Re-elect Vincent Z. Mgmt For For For
Mntambo
5 Re-elect Vuyisa Mgmt For For For
Nkonyeni
6 Elect Anuradha (Anu) Mgmt For For For
Singh
7 Re-elect Jeffrey van Mgmt For For For
Rooyen
8 Elect Audit Committee Mgmt For For For
Member (Ras
Myburgh)
9 Elect Audit Committee Mgmt For For For
Member (Vuyisa
Nkonyeni)
10 Elect Audit Committee Mgmt For For For
Member (Jeffrey van
Rooyen)
11 Elect Social and Mgmt For For For
Ethics Committee
Member (Likhapha
Mbatha)
12 Elect Social and Mgmt For For For
Ethics Committee
Member (Anu
Singh)
13 Elect Social and Mgmt For For For
Ethics Committee
Member (Peet
Snyders)
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 General Authority to Mgmt For For For
Issue Ordinary
Shares
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve NEDs' Fees Mgmt For For For
19 Amendments to Mgmt For For For
Memorandum
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve Remuneration Mgmt For For For
Policy
22 Approve Remuneration Mgmt For For For
Implementation
Report
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 11/20/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase
Shares
2 Revocation of Proposal Mgmt For For For
1
3 Authority to Issue Mgmt For For For
Shares for Cash
Pursuant to the
Replacement BEE
Transaction
4 Approve Financial Mgmt For For For
Assistance
5 Authorisation of Legal Mgmt For For For
Formalities
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 01/18/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Acquisition of Shares Mgmt For For For
in Jastrzebskie
Zaklady Remontowe Sp.
z
o.o.
8 Acquisition of Mgmt For For For
Investment
Certificates of JSW
Stabilisation
Close-End Mutual
Fund
9 Presentation of Report Mgmt For For For
on Procedure of
Election of
Supervisory Board
Members
10 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
11 Presentation of Report Mgmt For For For
on Procedure of
Election of
Management Board
Members
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 05/29/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports; Allocation
of
Profits)
8 Presentation of Mgmt For For For
Supervisory Board
Report (Consolidated
Accounts and
Reports)
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
10 Presentation of Mgmt For For For
Financial
Statements
11 Presentation of Mgmt For For For
Management Board
Report
12 Presentation of Report Mgmt For For For
on Public
Administration
Payments
13 Presentation of Mgmt For For For
Management Board
Motion on Allocation
of
Profits
14 Presentation of Mgmt For For For
Management Board
Report on Other
Comprehensive
Income
15 Financial Statements Mgmt For For For
16 Management Board Report Mgmt For For For
17 Report on Public Mgmt For For For
Administration
Payments
18 Allocation of Mgmt For For For
Profits/Dividends
19 Coverage of Loss in Mgmt For For For
Other Comprehensive
Income
Account
20 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
21 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
22 Financial Statements Mgmt For For For
(Consolidated)
23 Management Board Mgmt For For For
Report
(Consolidated)
24 Presentation of Report Mgmt For For For
on 2017
Expenditures
25 Ratification of Mgmt For For For
Management
Acts
26 Ratification of Mgmt For For For
Supervisory Board
Acts
27 Presentation on Mgmt For For For
Election of Employee
Representatives
28 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
29 Amendments to Articles Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704551100 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Malone Mgmt For For For
2 Elect Nicholas J. Mgmt For For For
Chirekos
3 Elect Stephen E. Gorman Mgmt For For For
4 Elect Glenn L. Kellow Mgmt For For For
5 Elect Joe W. Laymon Mgmt For For For
6 Elect Teresa Madden Mgmt For For For
7 Elect Kenneth W. Moore Mgmt For For For
8 Elect Michael W. Mgmt For For For
Sutherlin
9 Elect Shaun Usmar Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/23/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For For For
Commissioners;
Approval of Director
Resignation
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 04/11/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports MGMT For For For
2 Partnership and MGMT For For For
Community Development
Program
Report
3 Allocation of MGMT For For For
Profits/Dividends
4 Directors' and MGMT For Against Against
Commissioners'
Fees
5 Appointment of Auditor MGMT For Against Against
and Authority to Set
Fees
6 Amendments to Articles MGMT For Against Against
7 Election of Directors MGMT For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 03/27/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
of
Association
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 06/07/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Use of Proceeds from Mgmt For For For
Shares and Bonds
Issue
________________________________________________________________________________
Pt Indika Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
INDY CINS Y71247103 04/26/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 03/23/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
6 Use of Proceeds from Mgmt For For For
IPO
________________________________________________________________________________
Semirara Mining and Power Corporation
Ticker Security ID: Meeting Date Meeting Status
SCC CINS Y7628G112 05/07/2018 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call to Order and Mgmt For For For
Proof of
Notice
3 CERTIFICATION OF QUORUM Mgmt For For For
4 Meeting Minutes Mgmt For For For
5 Management Report Mgmt For For For
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Appointment of Auditor Mgmt For For For
8 Elect Isidro A. Mgmt For For For
Consunji
9 Elect Victor A. Mgmt For For For
Consunji
10 Elect Jorge A. Consunji Mgmt For For For
11 Elect Cesar A. Mgmt For Against Against
Buenaventura
12 Elect Herbert M. Mgmt For Against Against
Consunji
13 Elect Maria Cristina Mgmt For For For
C.
Gotianun
14 Elect Edwina C. Laperal Mgmt For For For
15 Elect Josefa Consuelo Mgmt For For For
C.
Reyes
16 Elect Luz Consuelo A. Mgmt For For For
Consunji
17 Elect Rogelio M. Murga Mgmt For Against Against
18 Elect Honorio Reyes-Lao Mgmt For For For
19 ADJOURNMENT Mgmt For For For
________________________________________________________________________________
Shougang Fushan Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
0639 CINS Y7760F104 05/18/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Shaofeng Mgmt For For For
6 Elect SO Kwok Hoo Mgmt For For For
7 Elect LIU Qingshan Mgmt For For For
8 Elect KEE Wah Sze Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Shougang Fushan Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
0639 CINS Y7760F104 12/21/2017 Voted
Meeting Type Country of Trade
Ordinary Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Second Master Agreement Mgmt For For For
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alvin Bledsoe Mgmt For For For
2 Elect Susan R. Landahl Mgmt For For For
3 Amendment to Long-Term Mgmt For For For
Performance
Enhancement
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tambang Batubara Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 11/29/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Stock Split Mgmt For Against Against
3 Election of Directors Mgmt For Against Against
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TECK.B CUSIP 878742204 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Quan Chong Mgmt For For For
1.3 Elect Laura L. Mgmt For For For
Dottori-Attanasio
1.4 Elect Edward C. Dowling Mgmt For For For
1.5 Elect Eiichi Fukuda Mgmt For For For
1.6 Elect Norman B. Keevil Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
III
1.8 Elect Takeshi Kubota Mgmt For For For
1.9 Elect Donald R. Lindsay Mgmt For For For
1.10 Elect Tracey L. McVicar Mgmt For For For
1.11 Elect Sheila A. Murray Mgmt For For For
1.12 Elect Kenneth W. Mgmt For For For
Pickering
1.13 Elect Una M. Power Mgmt For For For
1.14 Elect Warren S.R. Mgmt For For For
Seyffert
1.15 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/16/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Warrior Met Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 93627C101 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter J. Mgmt For For For
Scheller,
III
1.2 Elect Stephen D Mgmt For For For
Williams
1.3 Elect Michael Addeo Mgmt For For For
1.4 Elect J. Brett Harvey Mgmt For For For
1.5 Elect Keith Luh Mgmt For For For
1.6 Elect Blaine MacDougald Mgmt For For For
1.7 Elect Matthew R. Mgmt For For For
Michelini
1.8 Elect Alan H. Mgmt For For For
Schumacher
1.9 Elect Gareth N. Turner Mgmt For For For
2 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Washington H. Soul Pattinson & Company Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS Q85717108 12/08/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Tiffany L. Fuller Mgmt For For For
4 Re-elect Thomas C.D. Mgmt For For For
Millner
5 Re-elect Warwick M. Mgmt For For For
Negus
6 Re-elect Melinda Mgmt For Against Against
Roderick
7 Approve Rights Plan Mgmt For For For
8 Equity Grant (MD Todd Mgmt For For For
J.
Barlow)
9 Equity Grant (Finance Mgmt For For For
Director Melinda
Roderick)
________________________________________________________________________________
Westshore Terminals Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
WTE CINS 96145A200 06/19/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William W. Mgmt For For For
Stinson
3 Elect M. Dallas H. Ross Mgmt For Against Against
4 Elect Brian Canfield Mgmt For Against Against
5 Elect Glen Clark Mgmt For For For
6 Elect H. Clark Hollands Mgmt For For For
7 Elect Steve Akazawa Mgmt For Against Against
8 Elect Nick Desmarais Mgmt For For For
9 Elect Dianne Watts Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Whitehaven Coal Limited
Ticker Security ID: Meeting Date Meeting Status
WHC CINS Q97664108 10/25/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Paul
Flynn)
4 Re-elect Mark Vaile Mgmt For For For
5 Re-elect John C. Conde Mgmt For For For
6 Authority to Reduce Mgmt For For For
Share
Capital
7 Approve Amendment to Mgmt For For For
the Long Incentive
Plan
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 01/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Mutual Provision of Mgmt For For For
Labour and Services
Agreement
3 Insurance Fund Mgmt For For For
Administrative
Services
Agreement
4 Materials Supply Mgmt For For For
Agreement
5 Products, Materials Mgmt For For For
and Equipment Leasing
Agreement
6 Chemical Projects Mgmt For For For
Entrusted Management
Agreement
7 Bulk Commodities Sale Mgmt For For For
and Purchase
Agreement
8 Bulk Commodities Mgmt For For For
Mutual Supply
Agreement with
Century
Ruifeng
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
9 Authority to Give Mgmt For For For
Guarantees
10 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/25/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Compliance with the Mgmt For For For
Requirements of
Non-public Issuance
of
Shares
4 Feasibility Report on Mgmt For For For
Use of
Proceeds
5 Ratification of Board Mgmt For For For
Acts
6 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
7 Approval of Mgmt For For For
Commitments of
Controlling
Shareholders,
Directors, Management
for Dilution
Measures
8 Non-necessity for Mgmt For For For
Report of Previous
Fund-raising
9 Class and Nominal Value Mgmt For For For
10 Method and Time of Mgmt For For For
Issuance
11 Issue Price and Mgmt For For For
Pricing
Principle
12 Size of Issuance Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Lock-up Period Mgmt For For For
15 Arrangement relating Mgmt For For For
to Accumulated
Undistributed
Profits
16 Validity of Resolution Mgmt For For For
of the
Issuance
17 Place of Listing Mgmt For For For
18 Method of Subscription Mgmt For For For
19 Proposal of Non-public Mgmt For For For
Issuance of A shares
of the
Company
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/25/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Nominal Value Mgmt For For For
2 Method and Time of Mgmt For For For
Issuance
3 Issue Price and Mgmt For For For
Pricing
Principle
4 Size of Issuance Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Arrangement relating Mgmt For For For
to Accumulated
Undistributed
Profits
8 Validity of Resolution Mgmt For For For
of the
Issuance
9 Place of Listing Mgmt For For For
10 Method of Subscription Mgmt For For For
11 Proposal of Non-public Mgmt For For For
Issuance of A shares
of the
Company
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 11/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect CAI Chang Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Egypt Index ETF
________________________________________________________________________________
ADES International Holding Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADES CINS M0179B106 03/18/2018 Voted
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
2 Increase in Authorised Mgmt For For For
Capital
________________________________________________________________________________
ADES International Holding Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADES CINS M0179B106 05/27/2018 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ayman Mamdouh Mgmt For For For
Abbas
3 Elect Mohamed Farouk Mgmt For Against Against
4 Elect Yasser Hashem Mgmt For For For
5 Elect Nabil Kassem Mgmt For Against Against
6 Elect Ulf Henriksson Mgmt For For For
7 Elect Mohamed Walid Mgmt For For For
Cherif
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For Against Against
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Alexandria Mineral Oils Company
Ticker Security ID: Meeting Date Meeting Status
AMOC CINS M0726T105 09/23/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Alexandria Mineral Oils Company
Ticker Security ID: Meeting Date Meeting Status
AMOC CINS M0726T105 09/23/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
3 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
4 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Amer Group
Ticker Security ID: Meeting Date Meeting Status
AMER.CA CINS M0989W100 02/27/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Directors' Report Mgmt For TNA N/A
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Profits Mgmt For TNA N/A
7 Dividends Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
12 Transfer of Management Mgmt For TNA N/A
Rights
13 Netting Contracts Mgmt For TNA N/A
(Total F.
M.)
14 Related Party Mgmt For TNA N/A
Transactions (b/w
Delmar Touristic
Developments and
Porto
Pyramids)
15 Related Party Mgmt For TNA N/A
Transactions (b/w
Delmar Touristic
Developments and
Delmar Real-Estate
Developments)
16 Related Party Mgmt For TNA N/A
Transactions (b/w
Tropi 2 and Porto
Pyramids)
17 Related Party Mgmt For TNA N/A
Transactions (b/w
Tropi 2 and Delmar
Real-Estate
Developments)
________________________________________________________________________________
Arabian Food Industries Co
Ticker Security ID: Meeting Date Meeting Status
DOMT CINS M1376L103 04/19/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts; Election of
Directors
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY ISIN JE00B5TT1872 03/26/2018 Voted
Meeting Type Country of Trade
Annual JE
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3.1 Remuneration Report Mgmt For For For
(Advisory)
3.2 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
4 Increase in Directors' Mgmt For For For
Fee
Cap
5.1 Elect Josef El-Raghy Mgmt For For For
5.2 Elect Andrew Pardey Mgmt For For For
5.3 Elect Ross Jerrard Mgmt For For For
5.4 Elect Gordon E. Haslam Mgmt For For For
5.5 Elect Alison Baker Mgmt For For For
5.6 Elect Mark R. Arnesen Mgmt For For For
5.7 Elect Mark Bankes Mgmt For For For
6.1 Appointment of Auditor Mgmt For For For
6.2 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8.1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8.2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
9 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/04/2018 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Presentation of Mgmt For For For
Directors'
Report
3 Presentation of Mgmt For For For
Auditor's
Report
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For Abstain Against
Profits/Dividends;
Employee
Profit-Sharing
Plan
6 Authority to Increase Mgmt For For For
Capital for Bonus
Share
Issuance
7 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Charitable Donations Mgmt For For For
10 Presentation of Mgmt For For For
Information on
Committee Members'
Fees
11 Presentation on Mgmt For For For
Changes in Board
Composition
12 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 07/18/2017 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
2 Information on Board Mgmt For For For
Changes
________________________________________________________________________________
Eastern Company
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 10/01/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Employees' Bonus Mgmt For TNA N/A
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 03/25/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approval of 2018/19 Mgmt For TNA N/A
Budget
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 03/25/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Stock Split Mgmt For TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 05/29/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Amend Proposed Mgmt For TNA N/A
Allocation of
Profits
4 Dividends Mgmt For TNA N/A
5 Bonus Share Issuance Mgmt For TNA N/A
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 05/29/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
3 Amendments to Mgmt For TNA N/A
Memorandum of
Association
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 05/06/2018 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Bonus share Issuance Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Amendments to Articles Mgmt For TNA N/A
6 and
7
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Election of Directors Mgmt For TNA N/A
10 Directors' Fees Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
12 Charitable Donations Mgmt For TNA N/A
13 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS 268425402 05/06/2018 Voted
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Bonus share Issuance Mgmt For For For
5 Allocation of Mgmt For Abstain Against
Profits/Dividends
6 Amendments to Articles Mgmt For For For
6 and
7
7 Ratification of Board Mgmt For For For
Acts
8 Election of Directors Mgmt For Abstain Against
9 Directors' Fees Mgmt For Abstain Against
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
11 Charitable Donations Mgmt For Abstain Against
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/24/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Elsewedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 05/22/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Netting Contracts Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Resolutions
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Elsewedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 05/22/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amend PAR Value of Mgmt For TNA N/A
Shares
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Elsewedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 09/11/2017 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
(1H2017)
3 Auditor's Report Mgmt For TNA N/A
(1H2017)
4 Interim Financial Mgmt For TNA N/A
Statements
(1H2017)
5 Interim Dividend Mgmt For TNA N/A
(1H2017)
________________________________________________________________________________
Elsewedy Electric Company SAE
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 10/22/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Sign Agreement Contract Mgmt For TNA N/A
3 Amendments to Article Mgmt For TNA N/A
21
________________________________________________________________________________
Emaar Misr for Development
Ticker Security ID: Meeting Date Meeting Status
EMFD ISIN EGS673Y1C015 03/29/2018 Take No Action
Meeting Type Country of Trade
Ordinary EG
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Election of Directors Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 04/30/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Financial Statements Mgmt For TNA N/A
5 Use of Reserves Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Netting Contracts; Mgmt For TNA N/A
Authority to Give
Guarantees
10 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 04/30/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Give Mgmt For TNA N/A
Guarantees
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/28/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Financial Statements Mgmt For TNA N/A
5 Use of Reserves Mgmt For TNA N/A
6 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 08/23/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Give Mgmt For TNA N/A
Guarantees
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS M7526D107 04/17/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS M7526D107 05/30/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approval of Credit Mgmt For TNA N/A
Facility
Agreement
3 Board Changes Mgmt For TNA N/A
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 06/09/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approve 2018-19 Budget Mgmt For TNA N/A
3 Authority to Issue Mgmt For TNA N/A
Bonds or
Sukuk
4 Directors' Fees Mgmt For TNA N/A
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 10/29/2017 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Performance Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Employee Bonus Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Elect Hani Saad Mgmt For TNA N/A
Ibrahim
Al-Dib
10 Directors' Fees Mgmt For TNA N/A
11 Review Projects Under Mgmt For TNA N/A
Implementation
________________________________________________________________________________
Ibnsina Pharma
Ticker Security ID: Meeting Date Meeting Status
ISPH CINS M2R3P4101 04/02/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Integrated Diagnostics Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
IDHC CINS G4836Q107 05/14/2018 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Anthony Tudor Mgmt For For For
St.
John
3 Elect Hend El-Sherbini Mgmt For For For
4 Elect Richard Henry Mgmt For For For
Phillips
5 Elect James Patrick Mgmt For For For
Nolan
6 Elect Dan Johan Wilmar Mgmt For For For
Olsson
7 Elect Hussein Hassan Mgmt For For For
Choucri
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO ISIN EGS30901C010 03/08/2018 Take No Action
Meeting Type Country of Trade
Ordinary EG
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report N/A For TNA N/A
2 Auditors' Report N/A For TNA N/A
3 Financial Statements N/A For TNA N/A
4 Allocation of N/A For TNA N/A
Profits/Dividends
5 Ratification of Board N/A For TNA N/A
Acts
6 Election of Directors N/A For TNA N/A
7 Directors' Fees N/A For TNA N/A
8 Appointment of Auditor N/A For TNA N/A
and Authority to Set
Fees
9 Charitable Donations N/A For TNA N/A
________________________________________________________________________________
Medinet Nasr Housing
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 04/01/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
6 Charitable Donations Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Ratification of Mgmt For TNA N/A
Co-Option of Yasser
Mohamed K. Al
Mallah
________________________________________________________________________________
Medinet Nasr Housing
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 04/01/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
3 Amendments to Articles Mgmt For TNA N/A
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Orascom Telecom Media and Technology Holding SAE
Ticker Security ID: Meeting Date Meeting Status
OTMT CINS M7525Q109 06/05/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Board Changes Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Adopt Board Resolutions Mgmt For TNA N/A
10 Authority to Grant Mgmt For TNA N/A
Loans and Give
Guarantees; Netting
Contracts
11 Charitable Donations Mgmt For TNA N/A
12 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Orascom Telecom Media and Technology Holding SAE
Ticker Security ID: Meeting Date Meeting Status
OTMT CINS M7525Q109 06/05/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Article Mgmt For TNA N/A
2 (Company
Name)
3 Amendments to Article Mgmt For TNA N/A
4 (Company
Address)
________________________________________________________________________________
Oriental Weavers
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 05/03/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Increase in Authorised Mgmt For TNA N/A
Capital
3 Amendments to Article 6 Mgmt For TNA N/A
________________________________________________________________________________
Oriental Weavers Carpet Co.
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 03/28/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Board Changes Mgmt For TNA N/A
9 Election of Directors Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
11 Charitable Donations Mgmt For TNA N/A
12 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Oriental Weavers Carpet Co.
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 09/10/2017 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Cancellation of Mgmt For TNA N/A
Shares/Authority to
Reduce Share
Capital
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Development Company
Ticker Security ID: Meeting Date Meeting Status
PHDC ISIN EGS655L1C012 03/29/2018 Take No Action
Meeting Type Country of Trade
Ordinary EG
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
Acts; Board
Changes
5 Directors' Fees Mgmt For TNA N/A
6 Charitable Donations Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 05/13/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Renew Employee Mgmt For TNA N/A
Incentive
Scheme
________________________________________________________________________________
Pioneers Holding
Ticker Security ID: Meeting Date Meeting Status
CINS M7925C106 06/12/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Management Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
5 Authorisation of Legal Mgmt For TNA N/A
Formalities
6 Issuance Terms Mgmt For TNA N/A
7 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 04/14/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Charitable Donations Mgmt For TNA N/A
10 Board Transactions Mgmt For TNA N/A
________________________________________________________________________________
Sidi Kerir Petrochemicals Company
Ticker Security ID: Meeting Date Meeting Status
SKPC CINS M8411S100 03/31/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditors'
Report
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Six of October Development & Investment (SODIC)
Ticker Security ID: Meeting Date Meeting Status
SODIC ISIN EGS65851C015 03/29/2018 Take No Action
Meeting Type Country of Trade
Ordinary EG
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
5 Netting Contracts Mgmt For TNA N/A
6 Directors' Fees Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Talaat Moustafa Group (TMG)
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/24/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements; Mgmt For TNA N/A
Allocation of
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Board Changes Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL ISIN EGS48031C016 03/29/2018 Take No Action
Meeting Type Country of Trade
Special EG
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For TNA N/A
21
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL ISIN EGS48031C016 03/29/2018 Take No Action
Meeting Type Country of Trade
Ordinary EG
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
5 Board Changes Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Charitable Donations Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Netting Contracts Mgmt For TNA N/A
10 Allocation of Mgmt For TNA N/A
Profits/Dividends
11 Approve Establishment Mgmt For TNA N/A
of Charity
Entity
Fund Name : VanEck Vectors Emerging Markets High Yield Bond ETF
________________________________________________________________________________
Reliance Communications Limited
Ticker Security ID: Meeting Date Meeting Status
RCOM CINS Y7S31HAA1 03/20/2018 Take No Action
Meeting Type Country of Trade
Bond India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Holders Of The Usd Mgmt N/A TNA N/A
300,000,000 Senior
Secured 6.5 Per Cent.
Approves The
Modification Of
Condition 17 Of The
Notes Relating To The
Definition Of The
Term Unrestricted
Subsidiary, By
Deleting The
Definition Of
Unrestricted
Subsidiary In Its
Entirety And
Replacing It With The
Following: 1.1
Unrestricted
Subsidiary Means (I)
Each Of Reliance
Infocomm
Infrastructure
Limited, Independent
Tv Ltd (Formerly
Reliance Big Tv
Limited) And Global
Cloud Xchange Limited
And Its
Subsidiaries,
4 Holders of The Usd Mgmt N/A TNA N/A
300,000,000 Senior
Secured 6.5 Per Cent.
Approves,
Modification Of
Condition 5 And Any
Related Clauses,
Sections Or
Conditions Of The
Notes As Indicated
Below, By: 1.1 The
Insertion Of The
Following As The New
Condition 5(E): (E)
Mandatory Partial
Redemption: The
Issuer Shall Be
Entitled (I) To
Redeem Notes At Par,
Pro Rata, In An
Amount Equivalent To
The First Redemption
Payment.
Fund Name : VanEck Vectors Environmental Services ETF
________________________________________________________________________________
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Chavez Mgmt For For For
2 Elect J. Philip Mgmt For For For
Ferguson
3 Elect Art A. Garcia Mgmt For For For
4 Elect Scott Salmirs Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 2006 Equity Incentive Mgmt For For For
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Advanced Disposal Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSW CUSIP 00790X101 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Hoffman
1.2 Elect Ernest J. Mrozek Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Calgon Carbon Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUSIP 129603106 12/28/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cantel Medical Corp.
Ticker Security ID: Meeting Date Meeting Status
CMD CUSIP 138098108 01/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Diker Mgmt For For For
2 Elect Alan R. Batkin Mgmt For For For
3 Elect Ann E. Berman Mgmt For For For
4 Elect Mark N. Diker Mgmt For For For
5 Elect Anthony B. Evnin Mgmt For For For
6 Elect Laura L. Forese Mgmt For For For
7 Elect George L. Mgmt For For For
Fotiades
8 Elect Jorgen B. Hansen Mgmt For For For
9 Elect Ronnie Myers Mgmt For For For
10 Elect Peter J. Mgmt For For For
Pronovost
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Casella Waste Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWST CUSIP 147448104 06/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Casella Mgmt For For For
1.2 Elect William P. Mgmt For For For
Hulligan
1.3 Elect James E. O'Connor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ceco Environmental Corp.
Ticker Security ID: Meeting Date Meeting Status
CECE CUSIP 125141101 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason DeZwirek Mgmt For Withhold Against
1.2 Elect Eric Goldberg Mgmt For For For
1.3 Elect David B. Liner Mgmt For Withhold Against
1.4 Elect Claudio A. Mgmt For For For
Mannarino
1.5 Elect Munish Nanda Mgmt For For For
1.6 Elect Jonathan Pollack Mgmt For Withhold Against
1.7 Elect Valerie G. Sachs Mgmt For For For
1.8 Elect Dennis Sadlowski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan S. McKim Mgmt For For For
1.2 Elect Rod Marlin Mgmt For For For
1.3 Elect John T. Preston Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Danielle Pletka Mgmt For For For
1.8 Elect Michael W. Ranger Mgmt For For For
1.9 Elect Robert S. Mgmt For Withhold Against
Silberman
1.10 Elect Jean Smith Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect D. Eugene Ewing Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Cynthia Pharr Lee Mgmt For For For
8 Elect Charles Macaluso Mgmt For For For
9 Elect Gary W. Mize Mgmt For For For
10 Elect Michael Rescoe Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Donaldson Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tod E. Carpenter Mgmt For For For
1.2 Elect Pilar Cruz Mgmt For For For
1.3 Elect Ajita G. Rajendra Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred Fehsenfeld, Mgmt For For For
Jr.
1.2 Elect Jim Schumacher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Layne Christensen Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 06/13/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Best Mgmt For For For
1.2 Elect G. Stephen Finley Mgmt For For For
1.3 Elect Paul L. Howes Mgmt For For For
1.4 Elect Roderick A. Mgmt For For For
Larson
1.5 Elect John C. Minge Mgmt For For For
1.6 Elect Rose M. Robeson Mgmt For For For
1.7 Elect Gary L. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Manuel Kadre Mgmt For For For
2 Elect Tomago Collins Mgmt For For For
3 Elect Thomas W. Handley Mgmt For For For
4 Elect Jennifer M Kirk Mgmt For For For
5 Elect Michael Larson Mgmt For For For
6 Elect Kim S. Pegula Mgmt For For For
7 Elect Ramon A. Mgmt For For For
Rodriguez
8 Elect Donald W. Slager Mgmt For For For
9 Elect John M. Trani Mgmt For For For
10 Elect Sandra M Volpe Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhonda D. Hunter Mgmt For For For
1.2 Elect John D. Carter Mgmt For For For
1.3 Elect Michael W. Mgmt For For For
Sutherlin
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert S. Murley Mgmt For For For
2 Elect Charles A. Alutto Mgmt For For For
3 Elect Brian P. Anderson Mgmt For For For
4 Elect Lynn D. Bleil Mgmt For For For
5 Elect Thomas D. Brown Mgmt For For For
6 Elect Thomas F. Chen Mgmt For Against Against
7 Elect Mark C. Miller Mgmt For For For
8 Elect John Patience Mgmt For Against Against
9 Elect Mike S. Mgmt For For For
Zafirovski
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Steris Plc
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP G84720104 08/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Mgmt For For For
Breeden
2 Elect Cynthia Feldmann Mgmt For For For
3 Elect Jacqueline B. Mgmt For For For
Kosecoff
4 Elect David B. Lewis Mgmt For For For
5 Elect Sir Duncan K. Mgmt For For For
Nichol
6 Elect Walter M. Mgmt For For For
Rosebrough,
Jr.
7 Elect Mohsen M. Sohi Mgmt For For For
8 Elect Richard M. Mgmt For For For
Steeves
9 Elect John P. Wareham Mgmt For For For
10 Elect Loyal W. Wilson Mgmt For For For
11 Elect Michael B. Wood Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Appointment of Mgmt For For For
Statutory
Auditor
14 Authority to Set Mgmt For For For
Statutory Auditor's
Fees
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Remuneration Report Mgmt For For For
(Advisory)
________________________________________________________________________________
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Azita Arvani Mgmt For For For
1.2 Elect Steven A. Mgmt For For For
Sonnenberg
1.3 Elect David S. Wichmann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tenneco, Inc.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 880349105 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas C. Freyman Mgmt For For For
2 Elect Brian J. Kesseler Mgmt For For For
3 Elect Dennis J. Letham Mgmt For For For
4 Elect James S. Metcalf Mgmt For For For
5 Elect Roger B. Porter Mgmt For For For
6 Elect David B. Price, Mgmt For For For
Jr.
7 Elect Gregg M. Sherrill Mgmt For For For
8 Elect Paul T. Stecko Mgmt For For For
9 Elect Jane L. Warner Mgmt For For For
10 Elect Roger J. Wood Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 03/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan L. Batrack Mgmt For For For
1.2 Elect Hugh M. Grant Mgmt For For For
1.3 Elect Patrick C. Haden Mgmt For For For
1.4 Elect J. Christopher Mgmt For For For
Lewis
1.5 Elect Joanne M. Maguire Mgmt For For For
1.6 Elect Kimberly E. Mgmt For For For
Ritrievi
1.7 Elect Albert E. Smith Mgmt For For For
1.8 Elect J. Kenneth Mgmt For For For
Thompson
1.9 Elect Kirsten M. Volpi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2018 Equity incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
US Ecology Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joe F. Colvin Mgmt For For For
2 Elect Katina Dorton Mgmt For For For
3 Elect Glenn A. Mgmt For For For
Eisenberg
4 Elect Jeffrey R. Feeler Mgmt For For For
5 Elect Daniel Fox Mgmt For For For
6 Elect Ronald C. Keating Mgmt For For For
7 Elect Stephen A. Romano Mgmt For For For
8 Elect John T. Sahlberg Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Waste Connections Inc
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 94106B101 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald J. Mgmt For For For
Mittelstaedt
1.2 Elect Robert H. Davis Mgmt For For For
1.3 Elect Edward E. Gullet Mgmt For For For
1.4 Elect Michael W. Harlan Mgmt For For For
1.5 Elect Larry S. Hughes Mgmt For For For
1.6 Elect Susan Lee Mgmt For For For
1.7 Elect William J. Mgmt For For For
Razzouk
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradbury H. Mgmt For For For
Anderson
2 Elect Frank M. Clark, Mgmt For For For
Jr.
3 Elect James C Fish Mgmt For For For
4 Elect Andres R. Gluski Mgmt For For For
5 Elect Patrick W. Gross Mgmt For For For
6 Elect Victoria M. Holt Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
Mazzarella
8 Elect John C. Pope Mgmt For For For
9 Elect Thomas H. Mgmt For Against Against
Weidemeyer
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
Fund Name : VanEck Vectors Gaming ETF
________________________________________________________________________________
Aristocrat Leisure Limited
Ticker Security ID: Meeting Date Meeting Status
ALL CINS Q0521T108 02/22/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Neil G. Chatfield Mgmt For For For
3 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
4 Equity Grant (MD/CEO Mgmt For For For
Trevor
Croker)
5 Remuneration Report Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Betsson AB
Ticker Security ID: Meeting Date Meeting Status
BETSB CINS W1556U344 05/15/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size; Number of Mgmt For For For
Auditors
16 Directors and Mgmt For Against Against
Auditors'
Fees
17 Election of Directors; Mgmt For For For
Appointment of the
Auditor
18 Nomination Committee Mgmt For For For
19 Remuneration Guidelines Mgmt For For For
20 Transferable Option Mgmt For For For
Plan
21 Stock Option Plan Mgmt For For For
22 Share Redemption Plan Mgmt For For For
23 Authority to Mgmt For For For
Repurchase and
Transfer
Shares
24 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Betsson AB
Ticker Security ID: Meeting Date Meeting Status
BETSB CINS W1556U344 08/07/2017 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Board Size Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Elect Fredrik Carlsson Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Boyd Gaming Corp.
Ticker Security ID: Meeting Date Meeting Status
BYD ISIN US1033041013 04/12/2018 Voted
Meeting Type Country of Trade
Annual US
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt Non Voting For N/A
1.1 Elect John R. Bailey Mgmt For Withhold Against
1.2 Elect Robert L. Mgmt For Withhold Against
Boughner
1.3 Elect William R. Boyd Mgmt For For For
1.4 Elect William S. Boyd Mgmt For For For
1.5 Elect Richard E. Mgmt For For For
Flaherty
1.6 Elect Marianne Boyd Mgmt For For For
Johnson
1.7 Elect Keith E. Smith Mgmt For For For
1.8 Elect Christine J. Mgmt For For For
Spadafor
1.9 Elect Peter M. Thomas Mgmt For For For
1.10 Elect Paul W. Whetsell Mgmt For For For
1.11 Elect Veronica J. Mgmt For For For
Wilson
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caesars Entertainment Corp.
Ticker Security ID: Meeting Date Meeting Status
CZR CUSIP 127686103 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Frissora Mgmt For For For
1.2 Elect James S. Hunt Mgmt For For For
1.3 Elect John Dionne Mgmt For For For
1.4 Elect Richard P. Mgmt For For For
Schifter
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Churchill Downs Incorporated
Ticker Security ID: Meeting Date Meeting Status
CHDN CUSIP 171484108 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Mgmt For For For
Carstanjen
1.2 Elect Karole F. Lloyd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3015N108 10/26/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James D. Packer Mgmt For For For
3 Re-Elect Andrew Mgmt For For For
Demetriou
4 Re-Elect Harold C. Mgmt For For For
Mitchell
5 REMUNERATION REPORT Mgmt For Against Against
6 Approve Termination Mgmt For For For
Benefits (Former
MD/CEO Rowen
Craigie)
________________________________________________________________________________
Eldorado Resorts Inc
Ticker Security ID: Meeting Date Meeting Status
ERI CUSIP 28470R102 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary L. Carano Mgmt For For For
1.2 Elect Frank J. Mgmt For For For
Fahrenkopf,
Jr.
1.3 Elect James B. Hawkins Mgmt For Withhold Against
1.4 Elect Michael E. Pegram Mgmt For For For
1.5 Elect Thomas R. Reeg Mgmt For Withhold Against
1.6 Elect David P. Tomick Mgmt For For For
1.7 Elect Roger P. Wagner Mgmt For For For
1.8 Elect Bonnie Biumi Mgmt For For For
1.9 Elect Gregory J. Kozicz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 05/03/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Francis LUI Yiu Mgmt For Against Against
Tung
5 Elect Patrick WONG Mgmt For Against Against
Lung
Tak
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Handler Mgmt For For For
1.2 Elect Joseph W. Mgmt For For For
Marshall,
III
1.3 Elect James B. Perry Mgmt For For For
1.4 Elect Barry F. Schwartz Mgmt For For For
1.5 Elect Earl Shanks Mgmt For For For
1.6 Elect E. Scott Urdang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 06/05/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Directors' Mgmt For For For
benefits-in-kind
4 Elect LIM Kok Thay Mgmt For For For
5 Elect TEO Eng Siong Mgmt For For For
6 Elect Mohammed Hanif Mgmt For Against Against
bin
Omar
7 Elect Alwi Jantan Mgmt For Against Against
8 Elect Clifford Francis Mgmt For Against Against
Herbert
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/17/2018 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect TAN Hee Teck Mgmt For Against Against
3 Elect KOH Seow Chuan Mgmt For For For
4 Elect Jonathan Asherson Mgmt For For For
5 Elect TAN Wah Yeow Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Related Party Mgmt For For For
Transactions
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/17/2018 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Domicile of Mgmt For For For
the
Company
2 Change in Company Name Mgmt For For For
3 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 04/25/2018 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Bonus Mgmt For For For
4 Ratification of Board Mgmt For For For
and Auditor
Acts
5 Directors' Fees FY 2017 Mgmt For For For
6 Directors' Fees FY 2018 Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Board Transactions Mgmt For For For
9 Trademark License Mgmt For For For
Agreement
with Hellenic
Lotteries
S.A.
10 Lease Agreement with Mgmt For For For
KKCG UK
Limited.
11 Name and Trademark Mgmt For For For
License Agreement
with Tora Direct
S.A.
12 Name and Trademark Mgmt For For For
License Agreement
with Tora Wallet
S.A.
13 Corporate Guarantee Mgmt For For For
with Hellenic
Lotteries
S.A.
14 Subscription Agreement Mgmt For For For
with Tora Direct S.A
(Bond Loan
I)
15 Subscription Agreement Mgmt For For For
with Tora Direct S.A
(Bond Loan
II)
16 Subscription Agreement Mgmt For For For
with Horseraces S.A
(Bond
Loan)
17 Elect Kamil Ziegler Mgmt For For For
18 Elect Damian Cope Mgmt For For For
19 Elect Spyridon Fokas Mgmt For Against Against
20 Elect Pavel Saroch Mgmt For For For
21 Elect Michal Houst Mgmt For For For
22 Elect Pavel Horak Mgmt For Against Against
23 Elect Robert Chvatal Mgmt For For For
24 Elect Christos Mgmt For For For
Kopelouzos
25 Elect Marco Sala Mgmt For For For
26 Elect Igor Rusek Mgmt For For For
27 Elect Rudolf Jurcik Mgmt For For For
28 Elect Dimitrios Mgmt For For For
Potamitis
29 Elect Stylianos Mgmt For For For
Kostopoulos
30 Election of Audit Mgmt For For For
Committee
Members
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 12/06/2017 Take No Action
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Dividends from Mgmt For TNA N/A
Retained
Earnings
4 Employment Agreement Mgmt For TNA N/A
with Kamil Ziegler,
Chair and
CEO
5 Employment Agreement Mgmt For TNA N/A
with Michal Houst,
CFO
6 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC ISIN IM00B5VQMV65 03/08/2018 Voted
Meeting Type Country of Trade
Special IM
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition N/A For For For
2 Issuance of Shares for N/A For For For
Acquisition
3 Increase in Authorized N/A For For For
Share
Capital
4 Indemnity in CVR N/A For For For
Instrument
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 06/06/2018 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Jane Anscombe Mgmt For For For
6 Elect Paul Bowtell Mgmt For For For
7 Elect Kenneth J Mgmt For For For
Alexander
8 Elect Karl Diacono Mgmt For Against Against
9 Elect Lee Feldman Mgmt For For For
10 Elect Peter Isola Mgmt For Against Against
11 Elect Stephen Morana Mgmt For For For
12 Elect Will Whitehorn Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 12/14/2017 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Policy Mgmt For Against Against
(Binding)
2 Annual and Deferred Mgmt For Against Against
Bonus
Plan
3 Long Term Incentive Mgmt For For For
Plan
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Heiwa Corporation
Ticker Security ID: Meeting Date Meeting Status
6412 CINS J19194109 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Katsuya Minei Mgmt For Against Against
4 Elect Toshinobu Mgmt For For For
Moromizato
5 Elect Yutaka Ohta Mgmt For For For
6 Elect Mikio Miyara Mgmt For For For
7 Elect Toshio Yoshino Mgmt For For For
8 Elect Katsumasa Nakada Mgmt For For For
9 Elect Takashi Sagehashi Mgmt For For For
10 Elect Nobuki Katsumata Mgmt For For For
11 Elect Hisao Arai Mgmt For For For
12 Elect Tamiki Kaneshi Mgmt For Against Against
13 Elect Kohta Yamaguchi Mgmt For For For
14 Elect Yasuaki Ikemoto Mgmt For For For
15 Elect Akinori Endoh Mgmt For For For
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Marco Sala Mgmt For For For
5 Elect Paget Alves Mgmt For For For
6 Elect Alberto Dessy Mgmt For For For
7 Elect Marco Drago Mgmt For For For
8 Elect Patti Hart Mgmt For For For
9 Elect James McCann Mgmt For For For
10 Elect Heather McGregor Mgmt For For For
11 Elect Lorenzo Mgmt For For For
Pellicioli
12 Elect Vincent Sadusky Mgmt For For For
13 Elect Philip Satre Mgmt For For For
14 Elect Gianmario Mgmt For For For
Tondato Da
Ruos
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Adoption of New Mgmt For Abstain Against
Articles of
Association
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 03/29/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 12/21/2017 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect MOON Tae Gon Mgmt For Against Against
4 Elect YOO Tae Yeol Mgmt For N/A N/A
5 Elect LEE Seung Jin Mgmt For N/A N/A
6 Elect LEE Wook Mgmt For N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect KIM Sung Won Mgmt For Against Against
9 Elect Seok In Young Mgmt For Against Against
10 Elect SUNG Chul Kyung Mgmt For Against Against
11 Elect HAN Hyung Min Mgmt For Against Against
12 Elect KWON Soon Rok Mgmt For For For
13 Elect YANG Min Seok Mgmt For For For
14 Elect KIM Joo Il Mgmt For For For
15 Elect KIM Jin Kak Mgmt For For For
16 Elect LEE Yoon Jae Mgmt For For For
17 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Kindred Group plc
Ticker Security ID: Meeting Date Meeting Status
KINDSDB CINS X9415A119 05/15/2018 Voted
Meeting Type Country of Trade
Annual Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Accounts and Reports Mgmt For For For
10 Remuneration Report Mgmt For For For
11 Board Size Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Elect Kristofer Arwin Mgmt For For For
14 Elect Peter Boggs Mgmt For For For
15 Elect Peter Friis Mgmt For Against Against
16 Elect Stefan Lundborg Mgmt For For For
17 Elect Anders Strom Mgmt For Against Against
18 Elect Helene Barnekow Mgmt For For For
19 Elect Gunnel Duveblad Mgmt For For For
20 Elect Anders Strom as Mgmt For Against Against
Chair
21 Nomination Committee Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Remuneration Guidelines Mgmt For For For
24 Authority to Issue Mgmt For For For
Shares Pursuant to
LTIP
25 Authority to Mgmt For For For
Repurchase
Shares
26 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ladbrokes Coral Group Plc
Ticker Security ID: Meeting Date Meeting Status
LCL CINS G5337D107 03/08/2018 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
Ladbrokes Coral Group Plc
Ticker Security ID: Meeting Date Meeting Status
LCL CINS G5337D107 03/08/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Effect Scheme of Mgmt For For For
Arrangement
3 Amend Articles of Mgmt For For For
Association
4 Re-Register Company as Mgmt For For For
Private
Company
________________________________________________________________________________
Landing International Development Limited
Ticker Security ID: Meeting Date Meeting Status
582 CINS G5369T129 04/30/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHOU Xueyun Mgmt For For For
5 Elect BAO Jinqiao Mgmt For Against Against
6 Elect WONG Chun Hung Mgmt For For For
7 Authority to Appoint Mgmt For Against Against
Additional
Directors
8 Directors' Fees Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Refreshment of Share Mgmt For Against Against
Option
Scheme
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Sheldon G. Mgmt For For For
Adelson
3 Elect Irwin Chafetz Mgmt For For For
4 Elect Micheline Chau Mgmt For For For
5 Elect Patrick Dumont Mgmt For Abstain Against
6 Elect Charles D. Forman Mgmt For For For
7 Elect Steven L. Gerard Mgmt For Abstain Against
8 Elect Robert Glen Mgmt For For For
Goldstein
9 Elect George Jamieson Mgmt For For For
10 Elect Charles A. Mgmt For For For
Koppelman
11 Elect Lewis Kramer Mgmt For For For
12 Elect David F. Levi Mgmt For For For
13 Elect Micheline Chau Mgmt For For For
14 Elect Patrick Dumont Mgmt For Abstain Against
15 Elect David F. Levi Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Amendment to the Mgmt For Against Against
Executive Cash
Incentive
Plan
________________________________________________________________________________
Melco International Development Limited
Ticker Security ID: Meeting Date Meeting Status
0200 CINS Y59683188 06/07/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Clarence CHUNG Mgmt For For For
Yuk
Man
5 Elect Frank TSUI Che Mgmt For Against Against
Yin
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 05/24/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WONG Chen Yau Mgmt For For For
6 Elect William Joseph Mgmt For Against Against
Hornbuckle
7 Elect Daniel J. Mgmt For Against Against
D'Arrigo
8 Elect Russell Francis Mgmt For For For
Banham
9 Elect Kenneth Xiaofeng Mgmt For For For
Feng
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
MGM Resorts International
Ticker Security ID: Meeting Date Meeting Status
MGM CUSIP 552953101 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert H. Baldwin Mgmt For For For
2 Elect William A. Bible Mgmt For For For
3 Elect Mary Chris Gay Mgmt For For For
4 Elect William W. Mgmt For For For
Grounds
5 Elect Alexis M. Herman Mgmt For For For
6 Elect Roland Hernandez Mgmt For For For
7 Elect John B. Kilroy, Mgmt For For For
Jr.
8 Elect Rose Mgmt For For For
McKinney-James
9 Elect James J. Murren Mgmt For For For
10 Elect Gregory M. Mgmt For For For
Spierkel
11 Elect Jan Swartz Mgmt For For For
12 Elect Daniel J. Taylor Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nagacorp Limited
Ticker Security ID: Meeting Date Meeting Status
3918 CINS G6382M109 04/27/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Timothy P. Mgmt For For For
McNally
6 Elect Philip LEE Wai Mgmt For For For
Tuck
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
NetEnt publ AB
Ticker Security ID: Meeting Date Meeting Status
NET'B CINS W5938J307 04/25/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size Mgmt For For For
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Share Redemption Plan Mgmt For For For
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Issue Mgmt For For For
Treasury
Shares
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paddy Power Betfair Plc
Ticker Security ID: Meeting Date Meeting Status
PPB CINS G68673113 05/18/2018 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
Issuer)
5 Elect Jan Bolz Mgmt For For For
6 Elect Emer Timmons Mgmt For For For
7 Re-elect Zillah Mgmt For For For
Byng-Thorne
8 Re-elect Michael E. Mgmt For For For
Cawley
9 Re-elect Ian Dyson Mgmt For For For
10 Re-elect Alex Gersh Mgmt For For For
11 Re-elect Peter Jackson Mgmt For For For
12 Re-elect Gary McGann Mgmt For For For
13 Re-elect Peter Rigby Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to set price Mgmt For For For
range for reissuance
of treasury
shares
________________________________________________________________________________
Paradise Company Limited
Ticker Security ID: Meeting Date Meeting Status
034230 CINS Y6727J100 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect CHOI Young Il Mgmt For For For
3 Directors' Fees Mgmt For Against Against
4 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 03/29/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Handler Mgmt For For For
1.2 Elect John M. Jacquemin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2018 Long Term Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Playtech Plc
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/16/2018 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Paul Hewitt Mgmt For For For
6 Elect John E. Jackson Mgmt For For For
7 Elect Claire Milne Mgmt For For For
8 Elect Andrew Thomas Mgmt For For For
9 Elect Alan Jackson Mgmt For For For
10 Elect Andrew Smith Mgmt For For For
11 Elect Mor Weizer Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Playtech Plc
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/29/2018 Voted
Meeting Type Country of Trade
Ordinary ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/25/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Robert Glen Mgmt For For For
Goldstein
6 Elect Charles Daniel Mgmt For For For
Forman
7 Elect Steven Zygmunt Mgmt For For For
Strasser
8 Elect WANG Sing Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sankyo Co.
Ticker Security ID: Meeting Date Meeting Status
6417 CINS J67844100 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hideyuki Busujima Mgmt For For For
4 Elect Kimihisa Tsutsui Mgmt For For For
5 Elect Ichiroh Tomiyama Mgmt For For For
6 Elect Taroh Kitani Mgmt For For For
7 Elect Hiroyuki Yamasaki Mgmt For For For
________________________________________________________________________________
Scientific Games Corporation
Ticker Security ID: Meeting Date Meeting Status
SGMS CUSIP 80874P109 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald O. Mgmt For For For
Perelman
1.2 Elect Barry L. Cottle Mgmt For For For
1.3 Elect Peter A. Cohen Mgmt For For For
1.4 Elect Richard M. Mgmt For For For
Haddrill
1.5 Elect M. Gavin Isaacs Mgmt For For For
1.6 Elect Viet D. Dinh Mgmt For Withhold Against
1.7 Elect Gerald J. Ford Mgmt For For For
1.8 Elect David L. Kennedy Mgmt For Withhold Against
1.9 Elect Gabrielle K. Mgmt For For For
McDonald
1.10 Elect Paul M. Meister Mgmt For For For
1.11 Elect Michael J. Regan Mgmt For For For
1.12 Elect Barry F. Schwartz Mgmt For For For
1.13 Elect Kevin M. Sheehan Mgmt For For For
1.14 Elect Frances F. Mgmt For For For
Townsend
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Mgmt For For For
Shareholder Rights
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sega Sammy Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
6460 CINS J7028D104 06/22/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Hajime Satomi Mgmt For Against Against
4 Elect Haruki Satomi Mgmt For For For
5 Elect Naoya Tsurumi Mgmt For For For
6 Elect Kohichi Fukazawa Mgmt For For For
7 Elect Hideki Okamura Mgmt For For For
8 Elect Takeshi Natsuno Mgmt For Against Against
9 Elect Kohhei Katsukawa Mgmt For For For
10 Elect Hiroshi Ohnishi Mgmt For For For
________________________________________________________________________________
SJM Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
088 CINS Y8076V106 06/12/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect David SHUM Hong Mgmt For For For
Kuen
6 Elect Abraham SHEK Lai Mgmt For Against Against
Him
7 Elect Aloysius TSE Hau Mgmt For For For
Yin
8 Elect CHAN Un Chan Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Grant Mgmt For Against Against
Options under Share
Option
Scheme
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Skycity Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SKC CINS Q8513Z115 10/20/2017 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer Owen Mgmt For For For
2 Elect Murray P. Jordan Mgmt For For For
3 Elect Robert (Rob) J. Mgmt For For For
Campbell
4 Re-elect Sue H. Mgmt For For For
Suckling
5 Re-elect Brent Harman Mgmt For For For
6 Authorise Board to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Tabcorp Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TAH CINS Q8815D101 10/27/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
David
Attenborough)
4 Elect Bruce Akhurst Mgmt For For For
5 Elect Vickki McFadden Mgmt For For For
6 Re-elect Zygmunt Mgmt For Against Against
(Ziggy) E.
Switkowski
7 Approve Financial Mgmt For For For
Assistance (Intecq
Acquisition)
8 Approve Financial Mgmt For For For
Assistance (Tatts
Group)
________________________________________________________________________________
Tatts Group Limited
Ticker Security ID: Meeting Date Meeting Status
TTS CINS Q8852J102 12/12/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Kevin Seymour Mgmt For For For
4 Re-elect David Watson Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tatts Group Limited
Ticker Security ID: Meeting Date Meeting Status
TTS CINS Q8852J102 12/12/2017 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Star Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SGR CINS Q8719T103 10/26/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John O'Neill Mgmt For For For
3 Re-elect Katie Lahey Mgmt For For For
4 REMUNERATION REPORT Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Matt
Bekier)
6 Amendments to Mgmt For For For
Constitution
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
The Stars Group Inc
Ticker Security ID: Meeting Date Meeting Status
TSGI CUSIP 85570W100 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Divyesh Gadhia Mgmt For For For
1.2 Elect Rafael Ashkenazi Mgmt For For For
1.3 Elect Harlan W. Goodson Mgmt For For For
1.4 Elect Alfred F. Mgmt For For For
Hurley,
Jr.
1.5 Elect David A. Mgmt For For For
Lazzarato
1.6 Elect Mary Turner Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Tsogo Sun Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TSH CINS S32244113 09/14/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Share Issuance Mgmt For For For
Pursuant to
Acquisition
3 Cancellation of Shares Mgmt For For For
Pursuant to
Transaction
4 Authorization of Legal Mgmt For For For
Formalities Pursuant
to
Transaction
________________________________________________________________________________
Tsogo Sun Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TSH CINS S32244113 10/19/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Jacques Booysen Mgmt For For For
4 Re-elect Marcel Golding Mgmt For Against Against
5 Re-elect Elias Mphande Mgmt For Against Against
6 Re-elect Jabu Ngcobo Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member (Mac
Gani)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Busi
Mabuza)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Jabu
Ngcobo)
10 APPROVE REMUNERATION Mgmt For Against Against
POLICY
11 Approve Implementation Mgmt For Against Against
Report
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Approve Financial Mgmt For For For
Assistance (Section
41, 42, 44 and
45)
________________________________________________________________________________
William Hill plc
Ticker Security ID: Meeting Date Meeting Status
WMH CINS G9645P117 05/08/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Roger Devlin Mgmt For For For
5 Elect Ruth Prior Mgmt For For For
6 Elect Philip Bowcock Mgmt For For For
7 Elect Mark Brooker Mgmt For For For
8 Elect Sir Roy Gardner Mgmt For For For
9 Elect Georgina Harvey Mgmt For For For
10 Elect David S. Lowden Mgmt For For For
11 Elect John P O'Reilly Mgmt For For For
12 Elect Robin Terrell Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Wynn Macau Limited
Ticker Security ID: Meeting Date Meeting Status
1128 CINS G98149100 06/01/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Matthew O. Maddox Mgmt For For For
5 Elect Linda Chen Mgmt For For For
6 Elect Maurice L. Wooden Mgmt For For For
7 Elect Bruce P. Mgmt For For For
Rockowitz
8 Elect Jeffrey LAM Kin Mgmt For Against Against
Fung
9 Elect Nicholas R. Mgmt For For For
Sallnow-Smith
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Authority to Issue Mgmt For Against Against
Shares Under the
Employee Ownership
Scheme
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 05/16/2018 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Management ShrHoldr N/A TNA N/A
Nominee John J.
Hagenbuch
1.2 Elect Management ShrHoldr N/A TNA N/A
Nominee Betsy
Atkins
1.3 Elect Management ShrHoldr N/A TNA N/A
Nominee Patricia
Mulroy
2 Ratification of Auditor ShrHoldr N/A TNA N/A
3 Advisory Vote on ShrHoldr N/A TNA N/A
Executive
Compensation
4 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 05/16/2018 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Betsy Atkins Mgmt For For For
1.2 Elect John J. Hagenbuch Mgmt For Withhold Against
1.3 Elect Patricia Mulroy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Fund Name : VanEck Vectors Generic Drug ETF
________________________________________________________________________________
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Executive
Compensation
2 Elect M. Laurie Brlas Mgmt For For For
3 Elect William H. Mgmt For For For
Hernandez
4 Elect Luther C. Kissam Mgmt For For For
IV
5 Elect Douglas L. Maine Mgmt For For For
6 Elect J. Kent Masters Mgmt For For For
7 Elect James J. O'Brien Mgmt For For For
8 Elect Diarmuid B. Mgmt For For For
O'Connell
9 Elect Dean Seavers Mgmt For For For
10 Elect Gerald A. Steiner Mgmt For For For
11 Elect Harriett Tee Mgmt For For For
Taggart
12 Elect Alejandro D. Mgmt For For For
Wolff
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Floyd E. Bloom Mgmt For For For
2 Elect Nancy L. Mgmt For For For
Snyderman
3 Elect Nancy Wysenski Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Approval of the 2018 Mgmt For For For
Stock Option and
Incentive
Plan
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/07/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Social and Ethics Mgmt For For For
Committee
Report
3 Re-elect Roy C. Mgmt For For For
Andersen
4 Re-elect John F. Mgmt For For For
Buchanan
5 Re-elect Douglas Mgmt For For For
(Kuseni)
Dlamini
6 Re-elect Maureen Mgmt For For For
Manyama-Matome
7 Re-elect Christopher Mgmt For Against Against
(Chris) N.
Mortimer
8 Appointment of Auditor Mgmt For For For
9 Elect Audit and Risk Mgmt For For For
Committee Member (Roy
Andersen)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Buchanan)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Maureen
Manyama-Matome)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Babalwa
Ngonyama)
13 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Authorisation of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
(Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Member)
21 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chairman)
22 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination
Committee Member)
25 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
27 Approval of Financial Mgmt For For For
Assistance
28 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROPHARMA CINS Y04527142 08/31/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect P. Sarath Mgmt For For For
Chandra
Reddy
5 Elect M. Sivakumaran Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Reappointment P.V. Mgmt For For For
Ramaprasad Reddy as
Managing Director and
Executive Chairman of
a Subsidiary;
Approval of
Remuneration
8 Elect Rangaswamy R. Mgmt For For For
Iyer
9 Approve Revised Mgmt For For For
Remuneration of N.
Govindarajan
(Managing
Director)
________________________________________________________________________________
Biocon Limited
Ticker Security ID: Meeting Date Meeting Status
BIOCON CINS Y0905C102 07/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ravi R. Mazumdar Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Russell Walls Mgmt For For For
6 Elect Mary Harney Mgmt For For For
7 Elect Daniel M. Mgmt For For For
Bradbury
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Biocon Limited
Ticker Security ID: Meeting Date Meeting Status
BIOCON CINS Y0905C102 12/05/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Transfer Mgmt For For For
Agreement
________________________________________________________________________________
Cadila Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
CADILAHC CINS Y1R73U123 08/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Mukesh M. Patel Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Sharvil Mgmt For For For
P. Patel (Joint
Managing Director);
Approval of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Elect Ganesh Narayan Mgmt For For For
Nayak
11 Appointment of Ganesh Mgmt For For For
N. Nayak (COO and
Executive Director);
Approval of
Remuneration
12 Appointment of Mgmt For For For
Sharvil P. Patel
(Managing
Director)
________________________________________________________________________________
Celltrion, Inc.
Ticker Security ID: Meeting Date Meeting Status
068270 CINS Y1242A106 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect SEO Jeong Jin Mgmt For For For
3 Elect KIM Dong Il Mgmt For For For
4 Elect LEE Yo Sep Mgmt For For For
5 Elect LEE Chong Seok Mgmt For For For
6 Elect JEON Byung Hoon Mgmt For For For
7 Elect CHO Gyun Suk Mgmt For For For
8 Elect CHO Hong Hui Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Member: KIM
Dong
Il
10 Election of Audit Mgmt For For For
Committee Member: LEE
Yo
Sep
11 Election of Audit Mgmt For For For
Committee Member: LEE
Chong
Seok
12 Election of Audit Mgmt For For For
Committee Member: CHO
Gyun
Suk
13 Election of Audit Mgmt For For For
Committee Member: CHO
Hong
Hui
14 Directors' Fees Mgmt For Against Against
15 Share Option Grant Mgmt For Against Against
________________________________________________________________________________
Celltrion, Inc.
Ticker Security ID: Meeting Date Meeting Status
068270 CINS Y1242A106 09/29/2017 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Listing Mgmt For For For
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Stephen D. Chubb Mgmt For For For
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect Martin Mackay Mgmt For For For
6 Elect Jean-Paul Mgmt For For For
Mangeolle
7 Elect George E. Massaro Mgmt For For For
8 Elect George M. Milne, Mgmt For Against Against
Jr.
9 Elect C. Richard Reese Mgmt For For For
10 Elect Craig B. Thompson Mgmt For For For
11 Elect Richard F. Mgmt For For For
Wallman
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2018 Incentive Plan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chemical Works of Gedeon Richter Plc.
Ticker Security ID: Meeting Date Meeting Status
RICHTER CINS X3124S107 04/25/2018 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Voting Method Mgmt For For For
6 Recording Device for Mgmt For For For
Meeting
7 Election of Presiding Mgmt For For For
Chair, Individuals to
Keep
Minutes and Counting
Commission
8 Financial Statements Mgmt For For For
(Consolidated)
9 Directors' Report Mgmt For For For
10 Financial Statements Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Corporate Governance Mgmt For For For
Report
13 Amendments to Article 2 Mgmt For For For
14 Amendments to Articles Mgmt For For For
10.15 and
15.2-15.9
15 Amendments to Article Mgmt For For For
15.5
16 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
17 Directors' Report on Mgmt For For For
Acquired Treasury
Shares
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Elect Anett Pandurics Mgmt For For For
20 Elect Balint Szecsenyi Mgmt For For For
21 Elect Klara Csikos Mgmt For For For
Kovacsne
22 Elect Eva Kozsda Mgmt For For For
Kovacsne
23 Elect Attila Chikan Mgmt For For For
24 Elect Jonathan Robert Mgmt For For For
Bedros
25 Appoint Attila Chikan Mgmt For For For
and Jonathan Robert
Bedros to the Audit
Committee
26 Elect Zsolt Harmath Mgmt For For For
27 Appoint Zsolt Harmath Mgmt For For For
to the Audit
Committee
28 Directors' Fees Mgmt For For For
29 Supervisory Board Fees Mgmt For For For
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cipla Limited
Ticker Security ID: Meeting Date Meeting Status
CIPLA CINS Y1633P142 08/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Radhakrishnan Mgmt For Against Against
Sethuraman
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Ireena Vittal Mgmt For For For
7 Elect Peter A. Lankau Mgmt For For For
8 Revised Appointment Mgmt For For For
Terms of Samina
Vaziralli (Executive
Vice-Chair); Approval
of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
CSPC Pharmaceutical Group Limited
Ticker Security ID: Meeting Date Meeting Status
1093 CINS Y1837N109 05/25/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Huaiyu Mgmt For For For
6 Elect WANG Zhenguo Mgmt For For For
7 Elect LU Hua Mgmt For For For
8 Elect LI Chunlei Mgmt For For For
9 Elect Yuk Lam Lo Mgmt For For For
10 Elect YU Jinming Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Authority to Grant Mgmt For Against Against
Options Under Share
Option
Scheme
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CUSIP 256135203 01/20/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Mgmt For Against Against
Dr.Reddy's Employees
Stock Option Scheme
2002 and Dr. Reddy's
Employees ADR Stock
Option Scheme
2007
2 Extension of Amended Mgmt For Against Against
Dr. Reddy's Employee
Stock Option Scheme
2002 and Dr. Reddy's
ADR Stock Option
Scheme 2007 to the
Employee of
Subsidiary
Company
3 Holding of Office or Mgmt For For For
Place of Profit by
Akhil
Ravi
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CUSIP 256135203 07/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect G. V. Prasad Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of K. Mgmt For For For
Satish Reddy
(Whole-time Director
- Chairman); Approval
of
Remuneration
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P106 03/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Conformity of Mgmt For For For
Transaction with
Provisions of
Relevant
Laws
3 Resolution on Mgmt For For For
Transaction Not
Constituting a
Connected
Transaction
4 Resolution on Mgmt For For For
Conformity of
Transaction with Rule
4 of Regulations of
Major Assets
Restructuring
5 Implementation of Mgmt For For For
Legal Procedures,
Compliance, and
Validity of Legal
Documents
6 Independence of Mgmt For For For
Valuer,
Reasonableness of
Appraisal
Assumptions, Relevance
Between Appraisal
Method and
Purpose
7 Confirmation of Audit Mgmt For For For
Report and Valuation
Report
8 Resolution on Current Mgmt For For For
Earnings will Not be
Diluted
9 The Overall Plan Mgmt For For For
10 The Specific Plan: Mgmt For For For
Evaluation Base
Date
11 The Specific Plan: Mgmt For For For
Transaction Manner
and
Counterparties
12 The Specific Plan: Mgmt For For For
Value of Target
Assets
13 The Specific Plan: Mgmt For For For
Payment of
Consideration
14 The Specific Plan: Put Mgmt For For For
Options
15 The Specific Plan: Mgmt For For For
Arrangement of
Profits and
Losses
16 The Specific Plan: Mgmt For For For
Employees
17 The Specific Plan: Mgmt For For For
Compensation
Scheme
18 The Specific Plan: Mgmt For For For
Validity of
Resolution
19 Agreements Related to Mgmt For For For
Major Assets
Restructuring
20 Report on The Material Mgmt For For For
Acquisition of
Assets
21 Board Authority to Mgmt For For For
Implement Major
Assets
Restructuring
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P106 12/22/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Appointment of Mgmt For For For
Internal Control
Auditor
4 Use of Proceeds from Mgmt For For For
Placement
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P106 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Financial Budget Report Mgmt For For For
9 Fees for LI Chuyuan Mgmt For For For
10 Fees for CHEN Mao Mgmt For For For
11 Fees for LIU Juyan Mgmt For For For
12 Fees for CHENG Ning Mgmt For For For
13 Fees for NI Yidong Mgmt For For For
14 Fees for WU Changhai Mgmt For For For
15 Fees for CHU Xiaoping Mgmt For For For
16 Fees for JIANG Wenqi Mgmt For For For
17 Fees for WONG Hin Wing Mgmt For For For
18 Fees for WANG Weihong Mgmt For For For
19 Fees for XIAN Jiaxiong Mgmt For For For
20 Fees for LI Jinyun Mgmt For For For
21 Fees for GAO Yanzhu Mgmt For For For
22 Authority to Give Mgmt For For For
Guarantees
23 Application for Bank Mgmt For For For
Loans
24 Approval of Entrusted Mgmt For Abstain Against
Loans
25 Continuing Connected Mgmt For For For
Transactions for
2018
26 Shareholders' Return Mgmt For For For
Plan
2018-2020
27 Amendments to Use of Mgmt For For For
Proceeds
28 Utilization of Mgmt For For For
Proceeds from
Previous Fund
Raising
29 Utilization of Mgmt For For For
Proceeds from
Internal
Fund
30 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
31 Appointment of Mgmt For For For
Internal Auditor and
Authority to Set
Fees
32 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
33 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
34 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
35 Amendments to Articles Mgmt For For For
36 Elect LI Hong Mgmt For For For
37 Non-Voting Meeting Note N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hanmi Science
Ticker Security ID: Meeting Date Meeting Status
008930 ISIN KR7008930000 03/16/2018 Voted
Meeting Type Country of Trade
Annual Korea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Corporate MGMT For For For
Auditor
2 Directors' Fees MGMT For For For
3 Corporate Auditors' MGMT For For For
Fees
________________________________________________________________________________
Hikma Pharmaceuticals Plc
Ticker Security ID: Meeting Date Meeting Status
HIK CINS G4576K104 05/18/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Sigurdur Olafsson Mgmt For For For
6 Elect Said Darwazah Mgmt For For For
7 Elect Mazen Darwazah Mgmt For For For
8 Elect Robert Pickering Mgmt For For For
9 Elect Ali Al-Husry Mgmt For For For
10 Elect Pat Butler Mgmt For For For
11 Elect Jochen Gann Mgmt For For For
12 Elect John Castellani Mgmt For For For
13 Elect Pamela J. Kirby Mgmt For For For
14 Elect Mary Henderson Mgmt For For For
15 Remuneration Report Mgmt For For For
(Advisory)
16 Management Incentive Mgmt For For For
Plan
2018
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Hisamitsu Pharmaceutical
Ticker Security ID: Meeting Date Meeting Status
4530 CINS J20076121 05/24/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hirotaka Nakatomi Mgmt For Against Against
3 Elect Kazuhide Nakatomi Mgmt For For For
4 Elect Kohsuke Sugiyama Mgmt For For For
5 Elect Tetsuo Akiyama Mgmt For For For
6 Elect Naruhito Higo Mgmt For For For
7 Elect Toshiaki Tsuruda Mgmt For For For
8 Elect Shinichiroh Takao Mgmt For For For
9 Elect Kyu Saitoh Mgmt For For For
10 Elect Nobuo Tsutsumi Mgmt For Against Against
11 Elect Shinichi Murayama Mgmt For Against Against
12 Elect Isao Ichikawa Mgmt For For For
13 Elect Teijiroh Furukawa Mgmt For For For
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 07/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dermot Kelleher Mgmt For For For
2 Elect Dr. Hugh Brady Mgmt For For For
3 Elect Mary Pendergast Mgmt For For For
4 Elect Ronan Murphy Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
________________________________________________________________________________
IQVIA Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
IQV ISIN US74876Y1010 04/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1. Election of Directors MGMT N/A N/A N/A
1.1 Elect Ari Bousbib MGMT For For For
1.2 Elect Collen A. Goggins MGMT For For For
1.3 Elect John M. Leonard MGMT For Withhold Against
1.4 Elect Todd B. Sisitsky MGMT For For For
2. Ratification of Auditor MGMT For For For
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 06/05/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Against Against
Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Kyowa Hakko Kirin Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4151 ISIN JP3256000005 03/23/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of MGMT For For For
Profits/Dividends
2.1 Elect Nobuo Hanai MGMT For For For
2.2 Elect Masashi Miyamoto MGMT For For For
2.3 Elect Toshifumi MGMT For For For
Mikayama
2.4 Elect Yutaka Ohsawa MGMT For For For
2.5 Elect Noriya Yokota MGMT For For For
2.6 Elect Yoshiko Leibowitz MGMT For For For
2.7 Elect Kentaroh Uryu MGMT For For For
3.1 Elect Hiroshi Komatsu MGMT For Against Against
3.2 Elect Yuji Inoue MGMT For For For
4 Appointment of Auditor MGMT For For For
5 Stock Option Plan MGMT For For For
________________________________________________________________________________
Lonza Group AG
Ticker Security ID: Meeting Date Meeting Status
LONN CINS H50524133 05/04/2018 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Profits; Mgmt For TNA N/A
Dividends from
Reserves
6 Elect Patrick Aebischer Mgmt For TNA N/A
7 Elect Werner J. Bauer Mgmt For TNA N/A
8 Elect Albert M. Baehny Mgmt For TNA N/A
9 Elect Christoph Mader Mgmt For TNA N/A
10 Elect Barbara M. Mgmt For TNA N/A
Richmond
11 Elect M. A. Scheltema Mgmt For TNA N/A
12 Elect Jurgen B. Mgmt For TNA N/A
Steinemann
13 Elect Antonio Trius Mgmt For TNA N/A
14 Elect Angelica Kohlmann Mgmt For TNA N/A
15 Elect Olivier Mgmt For TNA N/A
Verscheure
16 Appoint Albert M. Mgmt For TNA N/A
Baehny as Board
Chair
17 Elect Christoph Mader Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
18 Elect Jurgen B. Mgmt For TNA N/A
Steinemann as
Nominating and
Compensation
Committee
Member
19 Elect Angelica Mgmt For TNA N/A
Kohlmann as
Nominating and
Compensation
Committee
Member
20 Appointment of Auditor Mgmt For TNA N/A
21 Appointment of Mgmt For TNA N/A
Independent
Proxy
22 Board Compensation Mgmt For TNA N/A
23 Executive Compensation Mgmt For TNA N/A
(Fixed)
24 Executive Compensation Mgmt For TNA N/A
(Short-Term
Variable)
25 Executive Compensation Mgmt For TNA N/A
(Long-Term
Variable)
26 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Lupin Limited
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 08/02/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kamal Kishore Mgmt For Against Against
Sharma
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Give Mgmt For For For
Guarantees, Grant
Loans and Make
Investments
________________________________________________________________________________
Lupin Limited
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 09/27/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reappoint Kamal K. Mgmt For For For
Sharma (Vice
Chairman); Approve
Remuneration
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David R. Carlucci Mgmt For For For
2 Elect J. Martin Carroll Mgmt For For For
3 Elect Paul R. Carter Mgmt For For For
4 Elect David Y. Norton Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Angus C. Russell Mgmt For For For
7 Elect Mark C. Trudeau Mgmt For For For
8 Elect Anne C. Whitaker Mgmt For For For
9 Elect Kneeland C. Mgmt For For For
Youngblood
10 Elect Joseph A. Mgmt For For For
Zaccagnino
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and
Incentive Plan
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Determine Mgmt For For For
Reissue Price for
Treasury
Shares
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Robert J. Mgmt For For For
Cindrich
3 Elect Robert J. Coury Mgmt For For For
4 Elect JoEllen Lyons Mgmt For For For
Dillon
5 Elect Neil F. Dimick Mgmt For For For
6 Elect Melina Higgins Mgmt For For For
7 Elect Harry A. Korman Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Mark Parrish Mgmt For For For
10 Elect Pauline van der Mgmt For For For
Meer
Mohr
11 Elect Randall L. Mgmt For For For
Vanderveen
12 Elect Sjoerd S. Mgmt For For For
Vollebregt
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Adoption of Dutch Mgmt For For For
Annual
Accounts
15 Ratification of Auditor Mgmt For For For
16 Appointment of Auditor Mgmt For For For
for the Dutch Annual
Accounts
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Opko Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPK CUSIP 68375N103 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip Frost Mgmt For For For
1.2 Elect Jane H. Hsiao Mgmt For For For
1.3 Elect Steven D. Rubin Mgmt For For For
1.4 Elect Robert S. Fishel Mgmt For For For
1.5 Elect Richard M. Krasno Mgmt For For For
1.6 Elect Richard Lerner Mgmt For For For
1.7 Elect John A. Paganelli Mgmt For Withhold Against
1.8 Elect Richard C. Mgmt For For For
Pfenniger,
Jr
1.9 Elect Alice Lin-Tsing Mgmt For For For
Yu
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orion Corporation
Ticker Security ID: Meeting Date Meeting Status
ORNBV CINS X6002Y112 03/20/2018 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Laurie Brlas Mgmt For For For
3 Elect Rolf A. Classon Mgmt For For For
4 Elect Gary M. Cohen Mgmt For For For
5 Elect Adriana Mgmt For For For
Karaboutis
6 Elect Jeffrey B. Mgmt For For For
Kindler
7 Elect Donal O'Connor Mgmt For For For
8 Elect Geoffrey M. Mgmt For For For
Parker
9 Elect Uwe F. Roehrhoff Mgmt For For For
10 Elect Theodore R. Mgmt For For For
Samuels
11 Elect Jeffrey C. Smith Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 07/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Laurie Brlas Mgmt For For For
3 Elect Rolf A. Classon Mgmt For For For
4 Elect Gary M. Cohen Mgmt For For For
5 Elect John T. Mgmt For For For
Hendrickson
6 Elect Adriana Mgmt For For For
Karaboutis
7 Elect Jeffrey B. Mgmt For Against Against
Kindler
8 Elect Donal O'Connor Mgmt For For For
9 Elect Geoffrey M. Mgmt For For For
Parker
10 Elect Theodore R. Mgmt For For For
Samuels
11 Elect Jeffrey C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Authority to Mgmt For For For
Repurchase
Shares
16 Price Range for Mgmt For For For
Reissuance of
Treasury
Shares
17 Proxy Access Mgmt For For For
________________________________________________________________________________
PRA Health Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAH CUSIP 69354M108 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Max C. Lin Mgmt For Withhold Against
1.2 Elect Matthew P. Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2018 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 06/27/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Estimates of Ongoing Mgmt For For For
Related Party
Transactions
9 Appraisal Results and Mgmt For For For
Directors'
Fees
10 Appraisal Program for Mgmt For For For
2018
11 Approval of Entrusted Mgmt For For For
Loans
12 Approval of Line of Mgmt For For For
Credit
13 Approval to Dispose of Mgmt For For For
Listed Shares and
Securities
14 Authority to Give Mgmt For For For
Guarantees
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect MU Haining Mgmt For For For
18 Elect ZHANG Xueqing Mgmt For For For
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Profit Distribution Mgmt For For For
Plan
2017
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Debt Financing
Products
12 Authority to Issue Mgmt For For For
Corporate
Bonds
13 Face Value of Bonds Mgmt For For For
and Scale of
Issuance
14 Price of Bonds and Mgmt For For For
Interest
Rate
15 Term of Bonds Mgmt For For For
16 Principal and Interest Mgmt For For For
Payment
17 Target of Issuance Mgmt For For For
18 Use of Proceeds Mgmt For For For
19 Placement to Mgmt For For For
Shareholders
20 Guarantees Mgmt For For For
21 Redemption and Put Mgmt For For For
Provision
22 Credit Standing Mgmt For For For
23 Underwriting Mgmt For For For
24 Listing Mgmt For For For
25 Validity Mgmt For For For
26 Authorisations Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sino Biopharmaceutical Limited
Ticker Security ID: Meeting Date Meeting Status
1177 CINS G8167W138 02/12/2018 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 The First Agreement Mgmt For For For
4 The Second Agreement Mgmt For For For
5 Issuance of Mgmt For For For
Consideration
Shares
6 Ratification of Board Mgmt For For For
Acts
7 Whitewash Waiver Mgmt For For For
________________________________________________________________________________
Sino Biopharmaceutical Ltd
Ticker Security ID: Meeting Date Meeting Status
1177 CINS G8167W138 05/29/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TSE Ping Mgmt For For For
6 Elect LI Mingqin Mgmt For For For
7 Elect LU Zhengfei Mgmt For For For
8 Elect LI Dakui Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 03/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect RONG Yan Mgmt For Against Against
4 Elect WU Yijian Mgmt For Against Against
5 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Amendments to Articles Mgmt For For For
14 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 09/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LI Zhiming Mgmt For Against Against
4 Elect CHEN Qiyu Mgmt For For For
5 Elect SHE Lulin Mgmt For For For
6 Elect WANG Qunbin Mgmt For For For
7 Elect MA Ping Mgmt For For For
8 Elect DENG Jindong Mgmt For Against Against
9 Elect LI Dongjiu Mgmt For Against Against
10 Elect LIAN Wanyong Mgmt For For For
11 Elect WEN Deyong Mgmt For For For
12 Elect LI Ling Mgmt For For For
13 Elect Hailson YU Tze Mgmt For For For
Shan
14 Elect TAN Wee Seng Mgmt For Against Against
15 Elect LIU Zhengdong Mgmt For For For
16 Elect ZHUO Fumin Mgmt For Against Against
17 Elect YAO Fang Mgmt For For For
18 Elect TAO Wuping Mgmt For For For
19 Elect LI Xiaojuan Mgmt For Against Against
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 12/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Procurement Framework Mgmt For For For
Agreement
5 Elect LIU Yong Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Stada Arzneimittel AG
Ticker Security ID: Meeting Date Meeting Status
SAZ CINS D76226113 02/02/2018 Take No Action
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Approval of Mgmt For TNA N/A
Intra-Company Control
Agreement with Nidda
Healthcare
GmbH
6 Additional or ShrHoldr N/A TNA N/A
Miscellaneous
Shareholder
Proposals
________________________________________________________________________________
Stada Arzneimittel AG
Ticker Security ID: Meeting Date Meeting Status
SAZ CINS D76226113 06/06/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Postpone Ratification Mgmt For For For
of Matthias
Wiedenfels
8 Postpone Ratification Mgmt For For For
of Helmut
Kraft
9 Ratify Engelbert Mgmt For For For
Coster Tjeenk
Willink
10 Ratify Bernhard Mgmt For For For
Duttmann
11 Ratify Claudio Albrecht Mgmt For For For
12 Ratify Mark Keatley Mgmt For For For
13 Ratify Barthold Piening Mgmt For For For
14 Ratify Carl Ferdinand Mgmt For For For
Oetker
15 Ratify Rolf Hoffmann Mgmt For For For
16 Ratify Birgit Kudlek Mgmt For For For
17 Ratify Tina Muller Mgmt For For For
18 Ratify Gunnar Riemann Mgmt For For For
19 Ratify Gunter von Au Mgmt For For For
20 Ratify Jens Steegers Mgmt For For For
21 Ratify Eric Cornut Mgmt For For For
22 Ratify Halil Duru Mgmt For For For
23 Ratify Jan-Nicolas Mgmt For For For
Garbe
24 Ratify Benjamin Mgmt For For For
Kunstler
25 Ratify Ute Pantke Mgmt For For For
26 Ratify Bruno Schick Mgmt For For For
27 Ratify Michael Siefke Mgmt For For For
28 Appointment of Auditor Mgmt For For For
29 Elect Gunter von Au Mgmt For For For
30 Elect Eric Cornut Mgmt For For For
31 Elect Jan-Nicolas Garbe Mgmt For For For
32 Elect Benjamin Kunstler Mgmt For For For
33 Elect Bruno Schick Mgmt For For For
34 Elect Michael Siefke Mgmt For Against Against
35 Increase in Authorised Mgmt For Against Against
Capital
36 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Stada Arzneimittel AG
Ticker Security ID: Meeting Date Meeting Status
SAZ CINS D76226113 08/30/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Remuneration Policy Mgmt For TNA N/A
11 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Sun Pharmaceuticals Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHARMA CINS Y8523Y158 06/01/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Sun Pharmaceuticals Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHARMA CINS Y8523Y158 09/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sailesh T. Desai Mgmt For Against Against
4 Elect Israel Makov Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Subramanian Mgmt For Against Against
Kalyanasundaram
8 Appointment of Mgmt For For For
Subramanian
Kalyanasundaram
(Whole Time
Director); Approval
of
Remuneration
9 Appointment of Dilip Mgmt For For For
S. Shanghvi (Managing
Director); Approval
of
Remuneration
10 Related Party Mgmt For Against Against
Transactions with
Aditya Medisales
Limited
________________________________________________________________________________
Syneos Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
SYNH CUSIP 87166B102 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Allen Mgmt For For For
2 Elect Linda S. Harty Mgmt For For For
3 Elect Alistair Mgmt For For For
Macdonald
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2018 Mgmt For For For
Equity Incentive
Plan
6 Amendment to the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Taisho Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
4581 CINS J79885109 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Taro Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 12/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dilip S. Shanghvi Mgmt For For For
2 Elect Abhay Gandhi Mgmt For For For
3 Elect Sudhir V. Valia Mgmt For For For
4 Elect Uday Baldota Mgmt For For For
5 Elect James Kedrowski Mgmt For For For
6 Elect Dov Pekelman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rosemary A. Crane Mgmt For For For
2 Elect Gerald M. Mgmt For For For
Lieberman
3 Elect Ronit Mgmt For For For
Satchi-Fainaro
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Appointment of Auditor Mgmt For For For
7 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 07/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sol J. Barer Mgmt For For For
2 Elect Jean-Michel Mgmt For For For
Halfon
3 Elect Murray A. Mgmt For For For
Goldberg
4 Elect Nechemia Peres Mgmt For For For
5 Elect Roberto A. Mgmt For For For
Mignone
6 Elect Perry Nisen Mgmt For For For
7 Compensation Terms of Mgmt For For For
Chair
8 Employment Terms of Mgmt For For For
Interim President and
CEO
9 Directors' Fees Mgmt For For For
10 Amendment to the 2015 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
11 2017 Executive Mgmt For For For
Incentive
Compensation
Plan
12 Reduction of Mgmt For For For
Authorized
Shares
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Torrent Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
TORNTPHARM CINS Y8896L148 02/27/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendment to Borrowing Mgmt For For For
Powers
4 Authority to Mortgage Mgmt For For For
Assets
5 Authority to Issue Mgmt For For For
Redeemable
Non-Convertible
Debentures
6 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Torrent Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
TORNTPHARM CINS Y8896L148 07/31/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Chaitanya M. Dutt Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Appointment of Mgmt For For For
Chaitanya Dutt
(Whole-time
Director); Approval
of
Remuneration
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures/Bonds
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
UCB SA
Ticker Security ID: Meeting Date Meeting Status
UCB CINS B93562120 04/26/2018 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
8 Remuneration Report Mgmt For Against Against
9 Ratification of Board Mgmt For For For
Acts
10 Ratification of Mgmt For For For
Auditor's
Acts
11 Elect Jean-Christophe Mgmt For For For
Tellier
12 Elect Kay Davies Mgmt For For For
13 Acknowledgement of Kay Mgmt For For For
Davies'
Independence
14 Elect Cedric Van Mgmt For For For
Rijckevorsel
15 Appointment of Auditor Mgmt For For For
16 Adoption of Restricted Mgmt For For For
Stock
Plan
17 Change of Control Mgmt For For For
Clause (EMTN
Program)
18 Change of Control Mgmt For For For
Clause (Amendment and
Restatement
Agreement)
19 Approval of Long-Term Mgmt For For For
Incentive
Plans
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Increase in Authorised Mgmt For For For
Capital
22 Authority to Mgmt For For For
Repurchase
Shares
Fund Name : VanEck Vectors Global Alternative Energy ETF
________________________________________________________________________________
AVX Corporation
Ticker Security ID: Meeting Date Meeting Status
AVX CUSIP 002444107 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hideo Tanimoto Mgmt For For For
1.2 Elect Donald B. Mgmt For For For
Christiansen
1.3 Elect Shohichi Aoki Mgmt For For For
1.4 Elect Hiroshi Fure Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Badger Meter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMI CUSIP 056525108 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd A. Adams Mgmt For Withhold Against
1.2 Elect Thomas J. Fischer Mgmt For For For
1.3 Elect Gale E. Klappa Mgmt For Withhold Against
1.4 Elect Gail A. Lione Mgmt For For For
1.5 Elect Richard A. Mgmt For For For
Meeusen
1.6 Elect James F. Stern Mgmt For For For
1.7 Elect Glen E. Tellock Mgmt For For For
1.8 Elect Todd J. Teske Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Qu Mgmt For For For
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Lars-Eric Mgmt For For For
Johansson
1.4 Elect Harry E. Ruda Mgmt For For For
1.5 Elect Andrew (Luen Mgmt For For For
Cheung)
Wong
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Final Financial Mgmt For For For
Accounts
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Financial Budget Mgmt For For For
7 Elect LIU Jinhuan as Mgmt For For For
Director
8 Elect CHEN Bin as Mgmt For Against Against
Supervisor
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Issuance of Debt Mgmt For For For
Financing
Instruments
12 Issuance of Debt Mgmt For For For
Financing Instruments
of Non-Financial
Enterprises
13 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 12/15/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of New Mgmt For For For
Guodian Master
Agreement
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendments to Articles Mgmt For For For
6 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Danielle Pletka Mgmt For For For
1.8 Elect Michael W. Ranger Mgmt For For For
1.9 Elect Robert S. Mgmt For Withhold Against
Silberman
1.10 Elect Jean Smith Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregg A. Lowe Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For For For
1.4 Elect Darren R. Jackson Mgmt For For For
1.5 Elect C. Howard Nye Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For Withhold Against
1.8 Elect Anne C. Whitaker Mgmt For For For
2 Amendment to the 2005 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Amendments to Articles Mgmt For For For
7 Board Size Mgmt For For For
8 Elect BAI Yong as Mgmt For Against Against
Supervisor
9 Elect FU Haibo as Mgmt For For For
Supervisor
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Elect ZOU Lei Mgmt For For For
13 Elect ZHANG Xiaolun Mgmt For Against Against
14 Elect HUANG Wei Mgmt For For For
15 Elect XU Peng Mgmt For For For
16 Elect ZHANG Jilie Mgmt For For For
17 Elect GU Dake Mgmt For For For
18 Elect XU Haihe Mgmt For For For
19 Elect LIU Dengqing Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For Against Against
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Richard H. Fearon Mgmt For Against Against
6 Elect Charles E. Golden Mgmt For For For
7 Elect Arthur E. Johnson Mgmt For For For
8 Elect Deborah L. McCoy Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sandra Pianalto Mgmt For For For
11 Elect Gerald B. Smith Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase Overseas
Market
Shares
________________________________________________________________________________
Energy Development Corporation
Ticker Security ID: Meeting Date Meeting Status
EDC CINS Y2292T102 05/08/2018 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CALL TO ORDER Mgmt For For For
2 Proof of Notice and Mgmt For For For
Determination of
Quorum
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Elect Federico R. Lopez Mgmt For Against Against
7 Elect Richard B. Mgmt For For For
Tantoco
8 Elect Francis Giles B. Mgmt For Against Against
Puno
9 Elect Jonathan C. Mgmt For Against Against
Russell
10 Elect Joaquin E. Mgmt For Against Against
Quintos
IV
11 Elect David Simon Mgmt For For For
Luboff
12 Elect David Andrew Mgmt For Against Against
Baldwin
13 Elect Christopher Eu Mgmt For For For
Sun
Low
14 Elect Manuel I. Ayala Mgmt For For For
15 Elect Edgar O. Chua Mgmt For For For
16 Elect Francisco Ed Lim Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Transaction of Other Mgmt For Against Against
Business
19 ADJOURNMENT Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 08/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Lehman Mgmt For For For
2 Elect Dennis S. Marlo Mgmt For For For
3 Elect Paul J. Tufano Mgmt For For For
4 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ESCO Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
ESE CUSIP 296315104 02/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary E. Muenster Mgmt For Withhold Against
1.2 Elect James M. Stolze Mgmt For For For
2 Allow Shareholders to Mgmt For For For
Amend the Company's
Bylaws
3 2018 Omnibus Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Molly Joseph Mgmt For For For
6 Elect Craig Kennedy Mgmt For For For
7 Elect William J. Post Mgmt For For For
8 Elect Paul H. Stebbins Mgmt For Against Against
9 Elect Michael T. Mgmt For For For
Sweeney
10 Elect Mark Widmar Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Conducting Business
in Conflict-Affected
Areas
________________________________________________________________________________
Franklin Electric Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
FELE CUSIP 353514102 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregg C. Mgmt For For For
Sengstack
2 Elect David M. Wathen Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GCL-Poly Energy Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 01/05/2018 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Wafer Products supply Mgmt For For For
framework
agreement
________________________________________________________________________________
GCL-Poly Energy Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/28/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect JIANG Wenwu Mgmt For Against Against
5 Elect Raymond HO Chung Mgmt For For For
Tai
6 Elect SHEN Wenzhong Mgmt For For For
7 Elect Francis WONG Man Mgmt For Against Against
Chung
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
GCL-Poly Energy Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 05/28/2018 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supplemental Mgmt For For For
Agreement: New
Yangzhou Steam Supply
Agreement
________________________________________________________________________________
GCL-Poly Energy Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 08/11/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New JZ Steam Supply Mgmt For For For
Agreement
4 New GCL Steam Supply Mgmt For For For
Agreement
5 New Yangzhou Steam Mgmt For For For
Supply
Agreement
6 Taicang Steam Supply Mgmt For For For
Agreement
7 JX Steam Supply Mgmt For For For
Agreement
8 New Desalted Water Mgmt For For For
Supply
Agreement
________________________________________________________________________________
Green Plains Inc.
Ticker Security ID: Meeting Date Meeting Status
GPRE CUSIP 393222104 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd Becker Mgmt For For For
1.2 Elect Thomas Manuel Mgmt For For For
1.3 Elect Brian Peterson Mgmt For For For
1.4 Elect Alain Treuer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Innergex Renewable Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
INE CINS 45790B104 05/15/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jean La Couture Mgmt For For For
3 Elect Ross J. Beaty Mgmt For For For
4 Elect Nathalie Mgmt For For For
Francisci
5 Elect Richard Gagnon Mgmt For For For
6 Elect Daniel L. Mgmt For For For
Lafrance
7 Elect Michel Letellier Mgmt For For For
8 Elect Dalton McGuinty Mgmt For For For
9 Elect Monique Mercier Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Reduction of Stated Mgmt For For For
Capital
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Philip C. Mezey Mgmt For For For
2 Elect Daniel S. Pelino Mgmt For For For
3 Elect Timothy Leyden Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
3 Elect Kohichi Iioka Mgmt For For For
4 Elect Michiya Kadota Mgmt For Against Against
5 Elect Kiyoshi Itoh Mgmt For For For
6 Elect Takahito Namura Mgmt For For For
7 Elect Toshitaka Kodama Mgmt For For For
8 Elect Yoshio Yamada Mgmt For For For
9 Elect Hirohiko Ejiri Mgmt For For For
10 Elect Toshimi Kobayashi Mgmt For For For
11 Elect Yasuo Suzuki Mgmt For For For
12 Elect Yukihiko Muto Mgmt For For For
13 Elect Tsuguto Moriwaki Mgmt For For For
14 Elect Ryohko Sugiyama Mgmt For For For
15 Elect Yoshihiro Tsuji Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Nibe Industrier AB
Ticker Security ID: Meeting Date Meeting Status
NIBEB CINS W57113149 05/16/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size Mgmt For For For
16 Number of Auditors Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For Against Against
19 Appointment of Auditor Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
21 Remuneration Guidelines Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ravit Barniv Mgmt For For For
2 Elect Dafna Sharir Mgmt For For For
3 Elect Stan Koyanagi Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2018 Mgmt For For For
Incentive
Compensation
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Power Integrations, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWI CUSIP 739276103 06/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wendy Arienzo Mgmt For For For
1.2 Elect Balu Balakrishnan Mgmt For For For
1.3 Elect Alan D. Bickell Mgmt For For For
1.4 Elect Nicholas E. Mgmt For For For
Brathwaite
1.5 Elect William L. George Mgmt For For For
1.6 Elect Balakrishnan S. Mgmt For For For
Iyer
1.7 Elect E. Floyd Kvamme Mgmt For For For
1.8 Elect Necip Sayiner Mgmt For For For
1.9 Elect Steven J. Sharp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Siemens Gamesa Renewable Energy SA
Ticker Security ID: Meeting Date Meeting Status
SGRE CINS E8T87A100 03/23/2018 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratify Co-Option and Mgmt For For For
Elect Alberto Alonso
Ureba
6 Appointment of Auditor Mgmt For For For
7 Long-Term Incentive Mgmt For For For
Plan
2018-2020
8 Authorisation of Legal Mgmt For For For
Formalities
9 Remuneration Report Mgmt For For For
(Advisory)
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Related
Party
Transactions
12 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Location of
Registered
Office
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francois Badoual Mgmt For For For
1.2 Elect Antoine Mgmt For For For
Larenaudie
1.3 Elect Pat Wood, III Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tesla, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 03/21/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For Against Against
Performance Stock
Option
Agreement
________________________________________________________________________________
Tesla, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Antonio J. Mgmt For Against Against
Gracias
2 Elect James Murdoch Mgmt For Against Against
3 Elect Kimbal Musk Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Veeco Instruments Inc.
Ticker Security ID: Meeting Date Meeting Status
VECO CUSIP 922417100 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Mgmt For For For
D'Amore
1.2 Elect Keith D. Jackson Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/23/2018 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Stefan
Szyszkowitz to the
Supervisory
Board
________________________________________________________________________________
Vestas Wind Systems AS
Ticker Security ID: Meeting Date Meeting Status
VWS ISIN DK0010268606 04/03/2018 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Accounts and Reports MGMT For For For
3 Allocation of MGMT For For For
Profits/Dividends
4 Board Size MGMT For For For
5 Elect Bert Nordberg MGMT For Against Against
6 Elect Carsten Bjerg MGMT For For For
7 Elect Eija Pitkanen MGMT For For For
8 Elect Henrik Andersen MGMT For Against Against
9 Elect Henry Stenson MGMT For For For
10 Elect Lars O. Josefsson MGMT For Against Against
11 Elect Lykke Friis MGMT For For For
12 Elect Torben MGMT For For For
Ballegaard
Sorensen
13 Elect Jens Hesselberg MGMT For For For
Lund
14 Directors' Fees for MGMT For For For
2017
15 Directors' Fees for MGMT For For For
2018
16 Appointment of Auditor MGMT For For For
17 Authority to Reduce MGMT For For For
Share
Capital
18 Authority to MGMT For For For
Repurchase
Shares
19 Authority to Issue MGMT For For For
Shares w/ or w/o
Preemptive
Rights
20 Authority to Carry Out MGMT For For For
Formalities
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002202 CINS Y97237112 06/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Eligibility for Rights Mgmt For For For
Issue
4 Type and Nominal Value Mgmt For For For
5 Method of Rights Issue Mgmt For For For
6 Basis, Proportion and Mgmt For For For
Number of
Shares
7 Subscription Price Mgmt For For For
8 Target subscribers Mgmt For For For
9 Distribution Plan Mgmt For For For
10 Issue Period Mgmt For For For
11 Underwriting Mgmt For For For
Arrangement
12 Use of Proceeds Mgmt For For For
13 Effective Period Mgmt For For For
14 Listing Mgmt For For For
15 Feasibility Analysis Mgmt For For For
Report
16 Report on Use of Mgmt For For For
Proceeds
17 Risk of Dilution Mgmt For For For
18 Board Authorization Mgmt For For For
for the Rights
Issue
19 Overseas Perpetual Mgmt For For For
Bonds and Provision
of
Guarantee
20 Transactions with Mgmt For For For
Xinjiang Wind Power
Co.,
Ltd.
21 Transactions with Mgmt For For For
China Three Gorges
New Energy Co.,
Ltd.
22 Transactions with Mgmt For For For
Xinjiang New Energy
(Group) Co.,
Ltd.
23 Directors' Report Mgmt For For For
24 Supervisors' Report Mgmt For For For
25 Accounts and Reports Mgmt For For For
26 Allocation of Mgmt For For For
Profits/Dividends
27 Annual Report Mgmt For For For
28 Credit Facilities Mgmt For For For
29 Authority to Give Mgmt For Abstain Against
Guarantees
(Subsidiaries and
Certain
Associates)
30 Authority to Give Mgmt For Abstain Against
Guarantees
(Wholly-owned
Subsidiaries and
Controlling
Subsidiaries)
31 Operation of Foreign Mgmt For For For
Exchange Hedging
Business
32 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
33 Shareholders' Return Mgmt For For For
Plan for the Three
Years
2018-2020
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002202 CINS Y97237112 06/12/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Rights Mgmt For For For
Issue
3 Type and Nominal Value Mgmt For For For
4 Method of Rights Issue Mgmt For For For
5 Basis, Proportion and Mgmt For For For
Number of
Shares
6 Subscription Price Mgmt For For For
7 Target subscribers Mgmt For For For
8 Distribution Plan Mgmt For For For
9 Issue Period Mgmt For For For
10 Underwriting Mgmt For For For
Arrangement
11 Use of Proceeds Mgmt For For For
12 Effective Period Mgmt For For For
13 Listing Mgmt For For For
14 Feasibility Analysis Mgmt For For For
Report
15 Report on Use of Mgmt For For For
Proceeds
16 Risk of Dilution Mgmt For For For
17 Board Authorization Mgmt For For For
for the Rights
Issue
18 Shareholders' Return Mgmt For For For
Plan for the Three
Years
2018-2020
Fund Name : VanEck Vectors Gold Miners ETF
________________________________________________________________________________
Agnico Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Stock Mgmt For For For
Option
Plan
4 Amendments to Articles Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Daniel Mgmt For For For
1.2 Elect Elaine Ellingham Mgmt For For For
1.3 Elect David Fleck Mgmt For For For
1.4 Elect David Gower Mgmt For For For
1.5 Elect Claire Kennedy Mgmt For For For
1.6 Elect John A. McCluskey Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011532108 05/07/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mark J. Daniel Mgmt For For For
3 Elect Elaine Ellingham Mgmt For For For
4 Elect David Fleck Mgmt For For For
5 Elect David Gower Mgmt For For For
6 Elect Claire Kennedy Mgmt For For For
7 Elect John A. McCluskey Mgmt For For For
8 Elect Paul J. Murphy Mgmt For For For
9 Elect Ronald E. Smith Mgmt For For For
10 Elect Kenneth G. Stowe Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 11/16/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011532108 11/16/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Issuance for Mgmt For For For
Merger
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Albert Garner Mgmt For For For
2 Re-elect Nozipho Mgmt For For For
January-Bardill
3 Re-elect Rhidwaan Mgmt For For For
Gasant
4 Re-elect Christine Mgmt For For For
Ramon
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney
Ruston)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
10 Appointment of Auditor Mgmt For For For
11 General Authority to Mgmt For For For
Issue
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Implementation Mgmt For For For
Report
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Financial Mgmt For For For
Assistance
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clive T. Johnson Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Jerry R. Korpan Mgmt For For For
2.5 Elect Bongani Mtshisi Mgmt For For For
2.6 Elect Kevin Bullock Mgmt For For For
2.7 Elect George Johnson Mgmt For For For
2.8 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the 2015 Mgmt For For For
Stock Option
Plan
5 Amendment to the 2015 Mgmt For For For
Restricted Stock Unit
Plan
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maria Ignacia Mgmt For For For
Benitez
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Graham G. Clow Mgmt For For For
1.4 Elect Kelvin P. M. Mgmt For For For
Dushnisky
1.5 Elect J. Michael Evans Mgmt For For For
1.6 Elect Brian L. Mgmt For For For
Greenspun
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Patricia A. Mgmt For For For
Hatter
1.9 Elect Nancy H.O. Mgmt For For For
Lockhart
1.10 Elect Pablo Marcet Mgmt For For For
1.11 Elect Anthony Munk Mgmt For For For
1.12 Elect J. Robert S. Mgmt For For For
Prichard
1.13 Elect Steven J. Shapiro Mgmt For For For
1.14 Elect John L. Thornton Mgmt For For For
1.15 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 03/26/2018 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Increase in Directors' Mgmt For For For
Fee
Cap
6 Elect Josef El-Raghy Mgmt For For For
7 Elect Andrew Pardey Mgmt For For For
8 Elect Ross Jerrard Mgmt For For For
9 Elect Gordon E. Haslam Mgmt For For For
10 Elect Alison Baker Mgmt For For For
11 Elect Mark R. Arnesen Mgmt For For For
12 Elect Mark Bankes Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/01/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Eduard Kubatov Mgmt For For For
4 Elect Askar Oskombaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Michael S. Mgmt For For For
Parrett
7 Elect Jacques Perron Mgmt For For For
8 Elect Scott G. Perry Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Bektur Sagynov Mgmt For For For
11 Elect Bruce V. Walter Mgmt For For For
12 Elect Susan Yurkovich Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph E. Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Eduardo Luna Mgmt For For For
7 Elect Jessica L. Mgmt For For For
McDonald
8 Elect Robert E. Mellor Mgmt For For For
9 Elect John H. Robinson Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Directors' Fees Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Abstain Against
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Lisa Colnett Mgmt For For For
3 Elect Edward C. Mgmt For For For
Dowling,
Jr.
4 Elect Robert E. Doyle Mgmt For For For
5 Elect Andre Falzon Mgmt For For For
6 Elect Ingrid J. Hibbard Mgmt For For For
7 Elect J. Michael Kenyon Mgmt For For For
8 Elect Paul Martin Mgmt For For For
9 Elect Alex G. Morrison Mgmt For For For
10 Elect Jonathan A. Mgmt For Against Against
Rubenstein
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eldorado Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Albino Mgmt For For For
1.2 Elect George Burns Mgmt For For For
1.3 Elect Teresa Conway Mgmt For For For
1.4 Elect Pamela M. Gibson Mgmt For For For
1.5 Elect Geoffrey A. Mgmt For For For
Handley
1.6 Elect Michael A. Price Mgmt For For For
1.7 Elect Steven P. Reid Mgmt For For For
1.8 Elect John Webster Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Share Consolidation Mgmt For For For
6 Amendment to the Stock Mgmt For For For
Option
plan
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 06/26/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Mgmt For For For
Beckett
3 Elect James E. Askew Mgmt For For For
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Olivier Colom Mgmt For For For
6 Elect Livia Mahler Mgmt For For For
7 Elect Wayne McManus Mgmt For For For
8 Elect Sebastien de Mgmt For For For
Montessus
9 Elect Naguib Sawiris Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Elect Andrea Hall Mgmt For For For
4 Re-elect James E. Askew Mgmt For For For
5 Re-elect Thomas McKeith Mgmt For For For
6 Equity Grant Mgmt For For For
(Executive Chairman
Jacob
Klein)
7 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
8 Approve Employee Share Mgmt For For For
Option and
Performance Rights
Plan
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Marjorie Co Mgmt For For For
2.3 Elect Robert McCallum Mgmt For For For
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect David Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CINS 349915108 06/14/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jorge Ganoza Mgmt For For For
Durant
4 Elect Simon Ridgway Mgmt For For For
5 Elect Mario Szotlender Mgmt For For For
6 Elect David Farrell Mgmt For For For
7 Elect David Laing Mgmt For For For
8 Elect Alfredo Sillau Mgmt For For For
9 Elect Kylie Dickson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the Mgmt For For For
Advanced Notice
Policy
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CINS 349915108 07/05/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jorge Ganoza Mgmt For For For
Durant
4 Elect Simon Ridgway Mgmt For For For
5 Elect Mario Szotlender Mgmt For For For
6 Elect Robert Gilmore Mgmt For For For
7 Elect David Farrell Mgmt For For For
8 Elect David Laing Mgmt For For For
9 Elect Alfredo Sillau Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Amendment to the 2015 Mgmt For For For
Share Unit
Plan
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pierre Lassonde Mgmt For For For
1.2 Elect David Harquail Mgmt For For For
1.3 Elect Tom Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Catherine Farrow Mgmt For For For
1.6 Elect Louis P. Gignac Mgmt For For For
1.7 Elect Randall Oliphant Mgmt For For For
1.8 Elect David R. Peterson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Cheryl A. Mgmt For For For
Carolus
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Steven P. Reid Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
6 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
7 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
8 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Amendment to Mgmt For For For
the 2012 Share
Plan
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beverley A. Mgmt For For For
Briscoe
1.2 Elect Matthew Coon Come Mgmt For For For
1.3 Elect Margot A. Mgmt For For For
Franssen
1.4 Elect David A. Garofalo Mgmt For For For
1.5 Elect Clement A. Mgmt For For For
Pelletier
1.6 Elect P. Randy Reifel Mgmt For For For
1.7 Elect Charlie R. Mgmt For For For
Sartain
1.8 Elect Ian W. Telfer Mgmt For For For
1.9 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Guyana Goldfields Inc.
Ticker Security ID: Meeting Date Meeting Status
GUY CINS 403530108 05/01/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect J. Patrick Mgmt For For For
Sheridan
3 Elect Scott Caldwell Mgmt For For For
4 Elect Alan Ferry Mgmt For For For
5 Elect Jean-Pierre Mgmt For For For
Chauvin
6 Elect Rene Marion Mgmt For For For
7 Elect Michael Richings Mgmt For For For
8 Elect David Beatty Mgmt For For For
9 Elect Wendy Kei Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the Stock Mgmt For For For
Option
Plan
12 Renewal of Shareholder Mgmt For For For
Rights
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 02/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 ESOP Trust Mgmt For For For
3 Authority to issue the Mgmt For For For
Harmony Community
Trust Subscription
Shares and Conversion
Shares
4 Waiver of Pre-emptive Mgmt For For For
Rights
5 Waiver of Mandatory Mgmt For Against Against
Offer
Provisions
6 General Authorization Mgmt For For For
7 Elimination of Par Mgmt For For For
Value
8 Authority to Create Mgmt For For For
Preferred
Shares
9 Amendment to Memorandum Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Issuance of Shares Mgmt For Against Against
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Peter Mgmt For For For
Steenkamp
2 Re-elect Mavuso Msimang Mgmt For For For
3 Re-elect John L. Wetton Mgmt For For For
4 Re-elect Kenneth (Ken) Mgmt For For For
V.
Dicks
5 Re-elect Simo Lushaba Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Members
(John
Wetton)
7 Elect Audit and Risk Mgmt For For For
Committee Members
(Fikile De
Buck)
8 Elect Audit and Risk Mgmt For For For
Committee Members
(Simo
Lushaba)
9 Elect Audit and Risk Mgmt For For For
Committee Members
(Modise
Motloba)
10 Elect Audit and Risk Mgmt For For For
Committee Members
(Karabo
Nondumo)
11 Appointment of Auditor Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Report
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Financial Mgmt For For For
Assistance
17 Approve NEDs' Fees Mgmt For For For
18 Approve NEDs' Fees Mgmt For For For
(Once-off
Remuneration)
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George R. Mgmt For For For
Nethercutt,
Jr.
2 Elect Stephen F. Mgmt For For For
Ralbovsky
3 Elect Catherine J. Mgmt For For For
Boggs
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect Richard J. Hall Mgmt For For For
1.4 Elect Stephen J.J. Mgmt For For For
Letwin
1.5 Elect Mahendra Naik Mgmt For For For
1.6 Elect Timothy R. Snider Mgmt For For For
1.7 Elect Sybil Veenman Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Independence Group NL
Ticker Security ID: Meeting Date Meeting Status
IGO CINS Q48886107 11/24/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Debra Bakker Mgmt For For For
3 Re-elect Neil Warburton Mgmt For For For
4 REMUNERATION REPORT Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Peter Bradford -
Service
Rights)
6 Equity Grant (MD/CEO Mgmt For For For
Peter Bradford -
Performance
Rights)
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect Kerry D. Dyte Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.6 Elect John E. Oliver Mgmt For For For
1.7 Elect Kelly J. Osborne Mgmt For For For
1.8 Elect Una M. Power Mgmt For For For
1.9 Elect J. Paul Rollinson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Ratification of Mgmt For For For
Shareholder Rights
Plan
4 Advisory Resolution On Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E100 05/02/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony Makuch Mgmt For For For
2 Elect Jonathan Gill Mgmt For For For
3 Elect Arnold Klassen Mgmt For For For
4 Elect Pamela Klessig Mgmt For For For
5 Elect Barry P. Olson Mgmt For For For
6 Elect Jeff Parr Mgmt For For For
7 Elect Eric Sprott Mgmt For For For
8 Elect Raymond Threlkeld Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Allen Ambrose Mgmt For For For
1.3 Elect Michele L. Ashby Mgmt For For For
1.4 Elect Leanne M. Baker Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Brissenden
1.6 Elect Gregory P. Mgmt For For For
Fauquier
1.7 Elect Donald R. M. Mgmt For For For
Quick
1.8 Elect Michael L. Stein Mgmt For For For
1.9 Elect Robin E. Dunbar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Gillian Davidson Mgmt For For For
2.2 Elect James M. Estey Mgmt For For For
2.3 Elect Margaret J. Mgmt For For For
Mulligan
2.4 Elect Ian W. Pearce Mgmt For For For
2.5 Elect Hannes Portmann Mgmt For For For
2.6 Elect Marilyn Mgmt For For For
Schonberner
2.7 Elect Raymond Threlkeld Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 11/14/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Xiaoling Liu Mgmt For For For
3 Re-elect Roger J. Mgmt For For For
Higgins
4 Re-elect Gerard M. Bond Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
6 Equity Grant (Finance Mgmt For For For
Director/CFO Gerard
Bond)
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provision
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Joseph A. Mgmt For For For
Carrabba
5 Elect Noreen Doyle Mgmt For For For
6 Elect Gary J. Goldberg Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Sheri Hickok Mgmt For For For
9 Elect Rene Medori Mgmt For For For
10 Elect Jane Nelson Mgmt For For For
11 Elect Julio M. Quintana Mgmt For For For
12 Elect Molly P. Zhang Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/16/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter O'Connor Mgmt For For For
4 Re-elect Christopher Mgmt For For For
Rowe
5 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 06/01/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James E. Askew Mgmt For For For
3 Elect Geoffrey W. Raby Mgmt For For For
4 Elect Michael F. Wilkes Mgmt For For For
5 Elect Paul B. Sweeney Mgmt For For For
6 Elect Nora L. Mgmt For For For
Scheinkestel
7 Elect Ian M. Reid Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendment to the Mgmt For For For
Performance Rights
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francoise Mgmt For For For
Bertrand
1.2 Elect John Burzynski Mgmt For For For
1.3 Elect Pierre Chenard Mgmt For For For
1.4 Elect Christopher C. Mgmt For For For
Curfman
1.5 Elect Joanne Ferstman Mgmt For For For
1.6 Elect Andre Gaumond Mgmt For For For
1.7 Elect Pierre Labbe Mgmt For For For
1.8 Elect Oskar Lewnowski Mgmt For For For
1.9 Elect Charles E. Page Mgmt For For For
1.10 Elect Sean Roosen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Employee Share
Purchase
Plan
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 07/31/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition (Orion Mgmt For For For
Mine Royalty
Portfolio) and
Concurrent Equity
Placement
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Michael Steinmann Mgmt For For For
1.3 Elect Michael L. Mgmt For For For
Carroll
1.4 Elect Neil de Gelder Mgmt For For For
1.5 Elect David C. Press Mgmt For For For
1.6 Elect Walter T. Mgmt For For For
Segsworth
1.7 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect Joseph J. Ovsenek Mgmt For For For
2.3 Elect George Paspalas Mgmt For For For
2.4 Elect Peter Birkey Mgmt For For For
2.5 Elect Nicole S. Mgmt For For For
Adshead-Bell
2.6 Elect David S. Smith Mgmt For For For
2.7 Elect Faheem Tejani Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP G73740113 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants (Non- Mgmt For For For
Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent
Director)
18 Share Grants (Chair) Mgmt For For For
19 2018 Long-Term Mgmt For For For
Incentive
Plan
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Regis Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Fiona Morgan Mgmt For For For
4 Re-elect Ross Kestel Mgmt For For For
5 Approve Share Option Mgmt For For For
Plan
6 Equity Grant Mgmt For For For
(Executive Chairman
Mark
Clark)
7 Equity Grant Mgmt For For For
(Executive
Director/COO Paul
Thomas)
8 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 11/28/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Yasmin Broughton Mgmt For For For
4 Elect Mark Potts Mgmt For For For
5 Re-elect Henry Price Mgmt For For For
6 Renew Performance Mgmt For For For
Rights
Plan
7 Performance Rights Mgmt For For For
Grant (MD/CEO John
Welborn)
8 Approve Termination Mgmt For For For
Benefits
9 Deeds of Indemnity, Mgmt For For For
Insurance and
Access
10 Adopt New Constitution Mgmt For For For
11 Section 195 Approval Mgmt For For For
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Kevin McArthur Mgmt For For For
2 Elect Christopher M.T. Mgmt For For For
Thompson
3 Elect Sybil E. Veenman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Sandstorm Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For For For
Swarthout
2.5 Elect John P.A. Mgmt For Withhold Against
Budreski
2.6 Elect Mary L. Little Mgmt For For For
2.7 Elect Vera Kobalia Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of Advance Mgmt For For For
Notice
Policy
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Roric Smith Mgmt For For For
3 Re-elect Samantha Tough Mgmt For For For
4 Remuneration Report Mgmt N/A For N/A
5 Approve Long Term Mgmt N/A For N/A
Incentive
Plan
6 Equity Grant (MD Mgmt For For For
Raleigh
Finlayson)
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/10/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Benoit Desormeaux Mgmt For For For
4 Elect Flore Konan Mgmt For For For
5 Elect John LeBoutillier Mgmt For For For
6 Elect Gilles Masson Mgmt For For For
7 Elect Lawrence I. Mgmt For For For
McBrearty
8 Elect Tertius Zongo Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Savannah Danson Mgmt For For For
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Keith A. Mgmt For For For
Rayner
5 Re-elect Jeremiah Mgmt For For For
(Jerry) S.
Vilakazi
6 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
7 Elect Audit Committee Mgmt For For For
Member (Savannah
Danson)
8 Elect Audit Committee Mgmt For For For
Member (Richard
Menell)
9 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
10 Elect Audit Committee Mgmt For For For
Member (Susan van der
Merwe)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Authority to Issue Mgmt For For For
Shares pursuant to
Share
Plan
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 12/04/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 12/04/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue
Shares
________________________________________________________________________________
SSR Mining Inc
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect A.E. Michael Mgmt For For For
Anglin
2.2 Elect Paul Benson Mgmt For For For
2.3 Elect Brian R. Booth Mgmt For For For
2.4 Elect Simon Fish Mgmt For For For
2.5 Elect Gustavo A. Mgmt For For For
Herrero
2.6 Elect Beverlee F. Park Mgmt For For For
2.7 Elect Richard D. Mgmt For For For
Paterson
2.8 Elect Steven P. Reid Mgmt For For For
2.9 Elect Elizabeth A. Mgmt For For For
Wademan
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to Mgmt For For For
Shareholder Rights
Plan
6 Advisory Vote on Mgmt For Against Against
Virtual-Only Annual
Meeting of
Shareholders
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 11/29/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Tim Netscher Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Robert
Vassie)
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Kevin McArthur Mgmt For For For
1.2 Elect Ronald W. Clayton Mgmt For For For
1.3 Elect Tanya M. Mgmt For For For
Jakusconek
1.4 Elect Charles A. Mgmt For For For
Jeannes
1.5 Elect Drago G. Kisic Mgmt For For For
1.6 Elect Alan C. Moon Mgmt For For For
1.7 Elect A. Dan Rovig Mgmt For For For
1.8 Elect Paul B. Sweeney Mgmt For For For
1.9 Elect James S. Voorhees Mgmt For For For
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Option and Incentive
Share
Plan
5 Performance Share Mgmt For For For
Award
Plan
6 Amendments to Articles Mgmt For For For
Regarding Shareholder
Meeting
Quorum
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054603 06/21/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A. Terrance Mgmt For For For
MacGibbon
2 Elect Andrew Adams Mgmt For For For
3 Elect James Crombie Mgmt For For For
4 Elect Frank L. Davis Mgmt For For For
5 Elect David Fennell Mgmt For For For
6 Elect Michael Murphy Mgmt For For For
7 Elect William M. Shaver Mgmt For For For
8 Elect Elizabeth A. Mgmt For For For
Wademan
9 Elect Fred Stanford Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wheaton Precious Metals Corporation
Ticker Security ID: Meeting Date Meeting Status
WPM CUSIP 962879102 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Charles A. Mgmt For For For
Jeannes
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Marilyn Mgmt For For For
Schonberner
1.9 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Andrea Bertone Mgmt For For For
1.4 Elect Alexander J. Mgmt For For For
Davidson
1.5 Elect Robert Gallagher Mgmt For For For
1.6 Elect Richard P. Graff Mgmt For For For
1.7 Elect Kimberly Keating Mgmt For For For
1.8 Elect Nigel Lees Mgmt For For For
1.9 Elect Peter J. Marrone Mgmt For For For
1.10 Elect Jane Sadowsky Mgmt For For For
1.11 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 04/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Corporate
Bonds
4 Authority to Issue Mgmt For For For
Medium Term
Note
5 Authority to Issue Mgmt For For For
Overseas
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Dong Xin Mgmt For For For
9 Elect WANG Ligang Mgmt For Against Against
10 Elect LIU Yongsheng Mgmt For For For
11 Elect YAO Ziping Mgmt For For For
12 Elect LI Xiuchen Mgmt For Against Against
13 Elect XIE Xueming Mgmt For For For
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
15 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Super Short-Term
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2017 Group Financial Mgmt For Against Against
Services
Agreement
4 2017 Parent Group Mgmt For Against Against
Financial Services
Agreement
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Authority to Issue Mgmt For For For
Debt
Instruments
5 Authority to Give Mgmt For For For
Guarantees (Overseas
Wholly-Owned
Subsidiaries)
6 Authority to Give Mgmt For For For
Guarantees (Makeng
Mining)
7 Authority to Give Mgmt For For For
Guarantees (Wengfu
Zijin)
8 Directors' Report Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 Supervisors' Report Mgmt For For For
11 Accounts and Reports Mgmt For For For
12 Annual Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Executive Directors' Mgmt For For For
and Supervisory
Committee Chair
Fees
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Change in Use of Mgmt For For For
Proceeds
Fund Name : VanEck Vectors High Income Infrastructure MLP ETF
________________________________________________________________________________
Buckeye Partners LP
Ticker Security ID: Meeting Date Meeting Status
BPL CUSIP 118230101 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pieter Bakker Mgmt For For For
1.2 Elect Barbara M. Bauman Mgmt For For For
1.3 Elect Mark C. McKinley Mgmt For For For
2 Remove Provisions Mgmt For Against Against
Regarding Partnership
Agreement
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Tallgrass Energy Partners LP
Ticker Security ID: Meeting Date Meeting Status
TEP CUSIP 874697105 06/26/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Western Gas Partners LP
Ticker Security ID: Meeting Date Meeting Status
WES CUSIP 958254104 10/17/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
2 Right to Adjourn Mgmt For For For
Meeting
Fund Name : VanEck Vectors High Income MLP ETF
________________________________________________________________________________
Archrock Partners L.P.
Ticker Security ID: Meeting Date Meeting Status
APLP CUSIP 03957U100 04/25/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Black Stone Minerals L.P.
Ticker Security ID: Meeting Date Meeting Status
BSM CUSIP 09225M101 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Bardel Mgmt For For For
1.2 Elect Carin M. Barth Mgmt For For For
1.3 Elect Thomas L. Mgmt For For For
Carter,
Jr.
1.4 Elect D. Mark DeWalch Mgmt For For For
1.5 Elect Ricky J. Mgmt For For For
Haeflinger
1.6 Elect Jerry V. Kyle, Mgmt For For For
Jr.
1.7 Elect Michael C. Linn Mgmt For For For
1.8 Elect John H. Longmaid Mgmt For For For
1.9 Elect William N. Mathis Mgmt For Withhold Against
1.10 Elect William E. Mgmt For For For
Randall
1.11 Elect Alexander D. Mgmt For For For
Stuart
1.12 Elect Allison K. Mgmt For For For
Thacker
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Dynagas LNG Partners LP
Ticker Security ID: Meeting Date Meeting Status
DLNG CUSIP Y2188B108 12/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Levon A. Dedegian Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Gaslog Partners LP
Ticker Security ID: Meeting Date Meeting Status
GLOP CUSIP Y2687W108 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel R. Mgmt For For For
Bradshaw
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Golar LNG Partners LP
Ticker Security ID: Meeting Date Meeting Status
GMLP CUSIP Y2745C102 09/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carl Erik Steen Mgmt For For For
________________________________________________________________________________
Hoegh LNG Partners Limited Partnership
Ticker Security ID: Meeting Date Meeting Status
HMLP CUSIP Y3262R100 09/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Spivak Mgmt For Against Against
________________________________________________________________________________
KNOT Offshore Partners LP
Ticker Security ID: Meeting Date Meeting Status
KNOP CUSIP Y48125101 08/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Petter Aas Mgmt For Against Against
2 Resident Status Mgmt N/A Against N/A
________________________________________________________________________________
Suburban Propane Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
SPH CUSIP 864482104 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold R. Logan, Mgmt For For For
Jr.
1.2 Elect John H. Stookey Mgmt For For For
1.3 Elect Jane M. Swift Mgmt For For For
1.4 Elect Lawrence C. Mgmt For For For
Caldwell
1.5 Elect Matthew J. Chanin Mgmt For For For
1.6 Elect Terrence J Mgmt For For For
Connors
1.7 Elect William M Landuyt Mgmt For For For
1.8 Elect Michael A. Mgmt For For For
Stivala
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2018 Mgmt For For For
Restricted Unit
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors India Small-Cap Index ETF
________________________________________________________________________________
8K Miles Software Services Limited
Ticker Security ID: Meeting Date Meeting Status
8KMILES CINS Y6782A127 09/30/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Lakshmanan Mgmt For For For
Kannappan
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Reappointment of Mgmt For Against Against
Venkatachari Suresh
(Managing
Director)
6 Elect Sujatha Mgmt For For For
Chandrasekaran
7 Related Party Mgmt For Against Against
Transactions with 8K
Miles Media Private
Limited
8 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
9 Adoption of 8K Miles Mgmt For Against Against
Employees Stock
Option
Plan
10 Extension of 8K Miles Mgmt For Against Against
Employees Stock
Option Plan to
Subsidiaries
11 Reappointment of Mgmt For Against Against
R.S.Ramani (Whole
Time
Director); Approval of
Remuneration
________________________________________________________________________________
Aban Offshore Ltd
Ticker Security ID: Meeting Date Meeting Status
ABAN CINS Y0001N135 09/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect C. P. Mgmt For Against Against
Gopalkrishnan
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Reji Mgmt For Against Against
Abraham(Managing
Director); Approval
of
Remuneration
5 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
6 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Secutrities w/o
Preemptive Rights to
Qualified
Institutional
Buyers
________________________________________________________________________________
Advanced Enzyme Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
ADVENZYMES CINS Y0R165120 09/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vasant Rathi Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Related Party Mgmt For For For
Transactions with
Advanced Bio-Agro
Tech
Limited
6 Related Party Mgmt For For For
Transactions with JC
Biotech Private
Limited
7 Elect Pramod Mgmt For For For
Badrinarayan
Kasat
8 Appointment of Mukund Mgmt For For For
Kabra (Whole-Time
Director); Approval
of
Remuneration
9 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 01/17/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Against Against
Purchase
Scheme
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 03/21/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 03/21/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Arvind Kumar Jain Mgmt For Abstain Against
5 Elect Sarath Sura Mgmt For Abstain Against
6 Elect Bijaya Kumar Mgmt For Abstain Against
Sahoo
7 Elect Parthapratim Pal Mgmt For N/A N/A
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 06/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Amtek Auto Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMTEKAUTO CINS Y0124E137 07/07/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion of Loans Mgmt For For For
into Equity
Shares
________________________________________________________________________________
Amtek Auto Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMTEKAUTO CINS Y0124E137 11/30/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Arvind Dham Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Related Party Mgmt For For For
Transactions
7 Appoint Guatam Mgmt For Against Against
Malhotra as
Whole-time Director;
Approval of
Remuneration
________________________________________________________________________________
Anant Raj Limited
Ticker Security ID: Meeting Date Meeting Status
ANANTRAJ CINS Y01272122 07/29/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture/Spin-off Mgmt For For For
________________________________________________________________________________
Anant Raj Limited
Ticker Security ID: Meeting Date Meeting Status
ANANTRAJ CINS Y01272122 09/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Amit Sarin Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Anil Mgmt For Against Against
Sarin (Managing
Director); Approval
of
Remuneration
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 03/12/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 07/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Astec Lifesciences Limited
Ticker Security ID: Meeting Date Meeting Status
ASTEC CINS Y0433F106 07/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nadir B. Godrej Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Astra Microwave Products Limited
Ticker Security ID: Meeting Date Meeting Status
ASTRAMICRO CINS Y4066G118 07/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Financial Mgmt For For For
Statements
3 Consolidated Financial Mgmt For For For
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect B. M. Reddy Mgmt For For For
6 Elect S. G. Reddy Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Atul Auto Limited
Ticker Security ID: Meeting Date Meeting Status
ATULAUTO CINS Y0450K145 09/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vijay K. Kedia Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Atul Limited
Ticker Security ID: Meeting Date Meeting Status
ATUL CINS Y0450Y111 07/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajendra A. Shah Mgmt For Against Against
4 Elect T.R. Gopi Kannan Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Samveg Mgmt For For For
A. Lalbhai (Managing
Director); Approval
of
Remuneration
7 Re-Classification in Mgmt For For For
Promoter
Group
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Azure Power Global Limited
Ticker Security ID: Meeting Date Meeting Status
AZRE CUSIP V0393H103 09/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Eric Yim On Ng Mgmt For For For
4 Elect Cyril Sebastien Mgmt For For For
Dominique
Cabanes
5 Elect Harkanwal Singh Mgmt For For For
Wadhwa
6 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Bajaj Electricals Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJELEC CINS Y05477164 08/03/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Madhur Bajaj Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Bajaj Hindusthan Sugar Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 09/15/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Ashok Kumar Gupta Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Shalu Bhandari Mgmt For For For
6 Elect Mukeshkumar S. Mgmt For Against Against
Dave
7 Appointment of Ashok Mgmt For For For
Kumar Gupta
(Whole-Time
Director); Approval
of
Remuneration
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Bajaj Hindusthan Sugar Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 12/02/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Conversion of Existing Mgmt For For For
Loans/Debt into
Optionally
Convertible
Debentures under an
S4A
Scheme
4 Authority to Issue Mgmt For For For
Optionally
Convertible
Debentures to Support
the S4A
Scheme
________________________________________________________________________________
Balrampur Chini Mills Limited
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 08/30/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Arvind Krishna Mgmt For Against Against
Saxena
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Vivek Mgmt For Against Against
Saraogi (Managing
Director); Approval
of
Remuneration
7 Appointment of Arvid Mgmt For For For
Krishna Saxena
(Whole-Time
Director); Approval
of
Remuneration
8 Elect Naresh Dayal Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
BEML Ltd
Ticker Security ID: Meeting Date Meeting Status
BEML CINS Y0881N114 09/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Aniruddh Kumar Mgmt For Against Against
5 Elect Sanjay Prasad Mgmt For Against Against
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
BF Utilities Limited
Ticker Security ID: Meeting Date Meeting Status
BFUTI CINS Y08804125 11/06/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Amit B. Kalyani Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
BGR Energy Systems Limited
Ticker Security ID: Meeting Date Meeting Status
BGRENERGY CINS Y08816103 09/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Swarnamugi Mgmt For Against Against
Karthik
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Arjun Govind Mgmt For Against Against
Raghupathy
5 Appointment of Arjun Mgmt For For For
Govind Raghupathy
(Deputy Managing
Director & COO);
Approval of
Remuneration
6 Appointment of V.R. Mgmt For For For
Mahadevan (Joint
Managing Director);
Approval of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Bliss GVS Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
BLISSGVS CINS Y0910L121 03/06/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For Against Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bliss GVS Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
BLISSGVS CINS Y0910L121 09/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Gautam Rasiklal Mgmt For Against Against
Ashara
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Adoption of New Mgmt For Abstain Against
Articles
________________________________________________________________________________
BLS International Services Limited
Ticker Security ID: Meeting Date Meeting Status
BLS CINS Y0R18P124 09/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Sarthak Behuria Mgmt For For For
6 Elect Surinder Singh Mgmt For For For
Kohli
7 Appointment of Karan Mgmt For For For
Aggarwal (Executive
Director); Approval
of
Remuneration
8 Amendments to Articles Mgmt For For For
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Bodal Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
BODALCHEM CINS Y0920D143 09/23/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Bhavin S. Patel Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Adoption of New Mgmt For Against Against
Articles
8 Elect Nalin Kumar Mgmt For For For
9 Elect Neha Huddar Mgmt For For For
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Related Party Mgmt For Against Against
Transactions
12 Adoption of the Bodal Mgmt For Against Against
Chemicals Ltd -
Employees Stock
Option Plan
2017
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Bombay Dyeing & Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 08/10/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ness N. Wadia Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Cost Mgmt For For For
Auditor and Authority
to Set
Fees
7 Elect Vinesh Kumar Mgmt For For For
Jairath
8 Elect Minnie Aarasp Mgmt For Against Against
Bodhanwala
9 Elect Keki Elavia Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capital First Limited
Ticker Security ID: Meeting Date Meeting Status
CAPF CINS Y2687H101 07/05/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vishal Mahadevia Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Naresh Chand Mgmt For For For
Singhal
7 Elect Sundara Rajan Mgmt For For For
8 Elect Hemang Raja Mgmt For For For
9 Amendment to Mgmt For For For
Remuneration of Apul
Nayyar (Executive
Director)
10 Amendment to Mgmt For For For
Remuneration of Nihal
Desai (Executive
Director)
11 CFL Employee Stock Mgmt For Against Against
Option Scheme -
2017
12 Extension of CFL Mgmt For Against Against
Employee Stock Option
Scheme -
2017
to Subsidiaries
13 Amendment to Borrowing Mgmt For For For
Powers
14 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
15 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
16 Relocation of the Mgmt For For For
Company's Registers
and Other
Records
________________________________________________________________________________
Capital First Limited
Ticker Security ID: Meeting Date Meeting Status
CAPF CINS Y2687H101 09/07/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Foreign Mgmt For For For
Investor
Restrictions
3 Elect Brinda Jagirdar Mgmt For For For
________________________________________________________________________________
CARE Ratings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CARERATING CINS Y1R7BV106 08/01/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajesh Mokashi Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Sadhana Dhamane Mgmt For For For
6 Elect Suryakanth B. Mgmt For For For
Mainak
7 Elect Milind S. Sarwate Mgmt For For For
________________________________________________________________________________
Ceat Limited
Ticker Security ID: Meeting Date Meeting Status
CEATLTD CINS Y1229V149 08/08/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Harsh Vardhan Mgmt For Against Against
Goenka
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Appoint Anant Vardhan Mgmt For For For
Goenka (Managing
Director); Approval
of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Century Plyboards India Limited
Ticker Security ID: Meeting Date Meeting Status
CENTURYPLY CINS Y1274H102 09/01/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hari Prasad Mgmt For Against Against
Agarwal
4 Elect Prem Kumar Mgmt For For For
Bhajanka
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Vijay Chibber Mgmt For For For
7 Elect Debanjan Mandal Mgmt For For For
8 Elect Sunil Mitra Mgmt For For For
9 Elect Nikita Bansal Mgmt For For For
10 Appointment of Nikita Mgmt For Against Against
Bansal (Executive
Director); Approval
of
Remuneration
11 Appointment of Hari Mgmt For For For
Prasad Agarwal
(Vice-Chair and
Executive Director);
Approval of
Remuneration
________________________________________________________________________________
CG Power & Industrial Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGPOWER CINS Y1788L144 05/29/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
CG Power & Industrial Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGPOWER CINS Y1788L144 09/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gautam Thapar Mgmt For Against Against
3 Elect Omkar M. Goswami Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Jitender Mgmt For For For
Balakrishnan
________________________________________________________________________________
Chambal Fertilisers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
CHAMBLFERT CINS Y12916139 09/15/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chandra Shekhar Mgmt For Against Against
Nopany
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Nimesh Nagindas Mgmt For For For
Kampani
8 Elect Marco Philippus Mgmt For Against Against
Ardeshir
Wadia
9 Elect Radha Singh Mgmt For For For
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Chennai Petroleum Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
CHENNPETRO CINS Y53733112 08/24/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends:
Preference
Shares
3 Allocation of Mgmt For For For
Profits/Dividends:
Ordinary
Shares
4 Elect S. Krishna Prasad Mgmt For Against Against
5 Elect Sanjiv Singh Mgmt For Against Against
6 Elect Mrutanjay Sahoo Mgmt For Against Against
7 Elect P. B. Lohiya Mgmt For For For
8 Elect S. M. Vaidya Mgmt For Against Against
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Cox & Kings India Limited
Ticker Security ID: Meeting Date Meeting Status
COX&KINGS CINS Y17730113 05/10/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Cox & Kings India Limited
Ticker Security ID: Meeting Date Meeting Status
COX&KINGS CINS Y17730113 09/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Peter Kerkar Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Mgmt For Abstain Against
Urrshila Kerkar
(Whole-time
Director); Approval
of
Remuneration
6 Authority to Issue Mgmt For Abstain Against
Non-Convertible
Debentures
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 03/29/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For Against Against
Transactions
Including Corporate
Guarantees to Marine
Drive Hospitality &
Realty Pvt.
Ltd.
3 Related Party Mgmt For Against Against
Transactions
Including Corporate
Guarantees to Bamboo
Hotel and Global
Centre (Delhi) Pvt.
Ltd.
4 Related Party Mgmt For Against Against
Transactions
Including Corporate
Guarantees to
Neelkamal Realtors
Tower Pvt.
Ltd.
5 Related Party Mgmt For Against Against
Transactions
Including Corporate
Guarantees to
Horizontal Realty &
Aviation Pvt.
Ltd.
6 Related Party Mgmt For Against Against
Transactions
Including Corporate
Guarantees to BD&P
Hotels (India) Pvt.
Ltd. & Neelkamal
Realtors Tower Pvt.
Ltd.
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 09/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Sunita Goenka Mgmt For For For
4 Elect Salim U. Balwa Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Sundaram Mgmt For For For
Rajagopal
7 Reappointment of Vinod Mgmt For Against Against
K. Goenka (Executive
Chair and Managing
Director); Approval
of
Remuneration
8 Reappointment of Mgmt For For For
Shahid Balwa
(Executive Vice Chair
and Managing
Director); Approval
of
Remuneration
9 Authority to Give Mgmt For For For
Guarantees for
Related
Parties
________________________________________________________________________________
DCB Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCBBANK CINS Y2051L134 06/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shaffiq Dharamshi Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Jamal Pradhan Mgmt For For For
6 Elect Iqbal Ishak Khan Mgmt For For For
7 Elect Ashok Kumar Barat Mgmt For For For
8 Elect Nasser Mukhtar Mgmt For Against Against
Munjee
9 Reappointment of Mgmt For For For
Murali M. Natrajan
(Managing Director &
CEO); Approval of
Remuneration
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
11 Amendment to Borrowing Mgmt For For For
Powers
12 Amendments to Mgmt For For For
Memorandum
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Deep Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
DEEPIND CINS Y2026S107 09/01/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Paras S. Savla Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Change of Location of Mgmt For For For
the Company's
Documents
6 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
7 Re-Classification in Mgmt For For For
Promoter
Group
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 09/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashish K. Kapadia Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Chetan Desai Mgmt For For For
6 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Den Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 09/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Elect Sameer Manchanda Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Krishna Kumar Mgmt For For For
Gangadharan
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Determination of Fees Mgmt For For For
for Servicing of
Documents
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 03/27/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Arvind Kumar Jain Mgmt For N/A N/A
5 Elect Yasho Verdhan Mgmt For N/A N/A
Verma
6 Elect Krishan Sethi Mgmt For N/A N/A
7 Elect Rakesh Kumar Mgmt For Abstain Against
8 Elect V. Chandrasekaran Mgmt For Abstain Against
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 03/27/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Dena Bank
Ticker Security ID: Meeting Date Meeting Status
DENABANK CINS Y2030B116 06/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Dhampur Sugar Mills Limited
Ticker Security ID: Meeting Date Meeting Status
DHAMPURSUG CINS Y2058S124 08/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vijay Kumar Goel Mgmt For Against Against
5 Elect Ashok Kumar Goel Mgmt For Against Against
6 Elect Gaurav Goel Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Approval to Accept Mgmt For For For
Deposits
10 Non-Executive Mgmt For For For
Directors'
Commission
11 Adoption of New Mgmt For Against Against
Articles
12 Appoint Vijay Kumar Mgmt For For For
Goel as Chairman and
Executive Director;
Approve
remuneration
13 Appoint Ashok Kumar Mgmt For For For
Goel as Vice-Chairman
and Executive
Director; Approve
remuneration
14 Appoint Gaurav Goel as Mgmt For For For
Managing Director;
Approve
remuneration
15 Appoint Gautam Goel as Mgmt For For For
Managing Director;
Approve
remuneration
16 Appoint Sandeep Sharma Mgmt For For For
as Whole-time
Director; Approve
remuneration
________________________________________________________________________________
Dishman Carbogen Amics Limited
Ticker Security ID: Meeting Date Meeting Status
DCAL CINS Y1R03Y104 09/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arpit J. Vyas Mgmt For For For
4 Appointment of Joint Mgmt For Against Against
Auditors and
Authority to Set
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dredging Corporation of India Ltd
Ticker Security ID: Meeting Date Meeting Status
DREDGECORP CINS Y2107Z111 08/31/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Rajesh Tripathi Mgmt For For For
3 Elect M. Sankara Rao Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
E.I.D. Parry (India) Limited
Ticker Security ID: Meeting Date Meeting Status
EIDPARRY CINS Y67828163 02/22/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture of Bio Mgmt For For For
Pesticides
Businesses
3 Divestiture of Parry Mgmt For For For
America
________________________________________________________________________________
E.I.D. Parry (India) Limited
Ticker Security ID: Meeting Date Meeting Status
EIDPARRY CINS Y67828163 08/04/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Venkatachalam Mgmt For For For
Ravichandran
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of S. Mgmt For For For
Suresh (Managing
Director); Approval
of
Remuneration
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Eros International Media Limited
Ticker Security ID: Meeting Date Meeting Status
EROSMEDIA CINS Y229A9107 09/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Kishore Lulla Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Kishore Mgmt For Against Against
Lulla (Executive
Director); Approval
of
Remuneration
6 Employee Stock Options Mgmt For Against Against
Scheme
7 Extension of Employee Mgmt For Against Against
Stock Options
Scheme
________________________________________________________________________________
Eros International Plc
Ticker Security ID: Meeting Date Meeting Status
EROS CUSIP G3788M114 12/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect David Maisel Mgmt For For For
3 Elect Kishore Lulla Mgmt For For For
4 Elect Shailendra Swarup Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Escorts Limited
Ticker Security ID: Meeting Date Meeting Status
ESCORTS CINS Y2296W127 09/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nitasha Nanda Mgmt For Against Against
4 Elect Girish Behari Mgmt For Against Against
Mathur
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Payment of Mgmt For Against Against
Professional Fees to
G.B.
Mathur
8 Appointment of Nikhil Mgmt For For For
Nanda(Managing
Director); Approval
of
Remuneration
9 Elect P. H. Ravikumar Mgmt For Against Against
10 Elect Vibha Paul Rishi Mgmt For For For
________________________________________________________________________________
Eveready Industries India Limited
Ticker Security ID: Meeting Date Meeting Status
EVEREADY CINS Y2361Z120 08/07/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Brij M. Khaitan Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Ajay Kaul Mgmt For For For
6 Appointment of Mgmt For For For
Amritanshu Khaitan
(Managing Director);
Approval of
Remuneration
7 Appointment of Suvamoy Mgmt For For For
Saha (Whole-Time
Director); Approval
of
Remuneration
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Change in Location of Mgmt For For For
Register of
Members
________________________________________________________________________________
Finolex Cables Limited
Ticker Security ID: Meeting Date Meeting Status
FINCABLES CINS Y24953146 09/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Mahesh Mgmt For Against Against
Viswanathan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Sumit N. Shah Mgmt For For For
7 Elect Shishir Lall Mgmt For For For
8 Elect Sumit N. Shah Mgmt For For For
(Five Year
Term)
9 Elect Shishir Lall Mgmt For For For
(Five Year
Term)
10 Appointment of D. K Mgmt For For For
Chhabria (Advisor);
Approval of
Fees
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Directors' Commission Mgmt For For For
13 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
14 Related Party Mgmt For For For
Transactions with
Corning Finolex
Optical
Fibre Private Limited
________________________________________________________________________________
Firstsource Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
FSL CINS Y25655104 08/08/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Pradip Kumar Mgmt For Against Against
Khaitan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Force Motors Limited
Ticker Security ID: Meeting Date Meeting Status
FORCEMOT CINS Y05481117 09/13/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Prashant V. Mgmt For For For
Inamdar
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Yeshwant M. Mgmt For For For
Deosthalee
6 Elect Pratap Pawar Mgmt For Against Against
7 Elect S. Padmanabhan Mgmt For Against Against
8 Elect Nitin Desai Mgmt For Against Against
9 Elect Indira J. Parikh Mgmt For For For
10 Elect Arun Sheth Mgmt For Against Against
11 Charitable Donations Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's Cost
Fees
13 Deposits from Members Mgmt For Against Against
and/or the
Public
________________________________________________________________________________
Future Consumer Limited
Ticker Security ID: Meeting Date Meeting Status
FCONSUMER CINS Y2677P113 03/23/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
3 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Future Consumer Limited
Ticker Security ID: Meeting Date Meeting Status
FCONSUMER CINS Y2677P113 08/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ashni Biyani Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Narendra Baheti Mgmt For For For
5 Appointment of Mgmt For For For
Narendra Baheti
(Executive Director);
Approval of
Remuneration
6 Appointment of Ashni Mgmt For For For
Biyani (Whole- Time
Director); Approval
of
Remuneration
________________________________________________________________________________
Future Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
FEL CINS Y6722V140 03/19/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Future Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
FEL CINS Y6722V140 06/28/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Future Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
FEL CINS Y6722V140 08/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vijay Biyani Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Revised Remuneration Mgmt For For For
of Vijay Biyani
(Managing
Director)
7 Appoint Vijay Biyani Mgmt For For For
as Managing Director;
Approve
Remuneration
8 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Future Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
FEL CINS Y6722V140 10/04/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Gateway Distriparks Limited
Ticker Security ID: Meeting Date Meeting Status
GDL CINS Y26839103 08/02/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Mamta Gupta Mgmt For For For
6 Appointment of Ishaan Mgmt For For For
Gupta (Joint Managing
Director); Approval
of
Remuneration
7 Appointment of Prem Mgmt For For For
Kishan Dass Gupta
(Executive Chairman
and Managing
Director); Approval
of
Remuneration
8 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Gati Limited
Ticker Security ID: Meeting Date Meeting Status
GATI CINS Y26835135 08/01/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports: Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports: Mgmt For For For
Consolidated
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Yasuhiro Kaneda Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
7 Holding of Office or Mgmt For For For
Place of Profit by
Dhruv
Agarwal
8 Holding of Office or Mgmt For For For
Place of Profit by
Manish
Agarwal
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ghcl Limited
Ticker Security ID: Meeting Date Meeting Status
GHCL CINS Y29443119 05/31/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sanjay Dalmia Mgmt For Against Against
4 Elect Anurag Dalmia Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Reappointment of Raman Mgmt For For For
Chopra (Whole Time
Director); Approval
of
Remuneration
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Mortgage Mgmt For For For
Assets
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 09/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kolli Basava Mgmt For Against Against
Sankar
Rao
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Uma Mgmt For For For
Devi Chigurupati
(Whole Time
Director); Approval
of
Remuneration
6 Elect V.V.N.K.V. Mgmt For Against Against
Prasada
Raju
7 V.V.N.K.V. Prasada Mgmt For For For
Raju (Whole Time
Director); Approval
of
Remuneration
8 Authority to Issue Mgmt For Against Against
Shares under the
Employee Stock Option
Scheme
2017
9 Extension of Employee Mgmt For Against Against
Stock Option Scheme
2017 to
Subsidiaries
10 Re-Classification in Mgmt For For For
Promoter
Group
11 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
GTPL Hathway Ltd.
Ticker Security ID: Meeting Date Meeting Status
GTPL CINS Y2R47D106 09/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect A.N. Jadeja Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect B.B. Chovatia Mgmt For For For
6 Elect Kunal Chandra Mgmt For For For
7 Elect P.P. Oza Mgmt For For For
8 Elect F.H. Shah Mgmt For For For
9 Elect Rajan Gupta Mgmt For For For
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gujarat Mineral Development Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
GMDCLTD CINS Y2946M131 09/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Charitable Donations Mgmt For For For
5 Authority to Cost Mgmt For For For
Auditor's
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gujarat Narmada Valley Fertilizers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
GNFC CINS Y29446120 09/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mamta Verma Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Anil G. Mukim Mgmt For For For
6 Elect Chandra Sekhar Mgmt For Against Against
Mani
7 Elect Arvind Sahay Mgmt For Against Against
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GVK Power & Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
GVKPIL CINS Y2962K118 09/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect G V Sanjay Reddy Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect P V Prasanna Mgmt For For For
Reddy
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HCL Infosystems Limited
Ticker Security ID: Meeting Date Meeting Status
HCL-INSYS CINS Y3119E138 09/02/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reclassification of Mgmt For For For
Promoter Group
Members
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HCL Infosystems Limited
Ticker Security ID: Meeting Date Meeting Status
HCL-INSYS CINS Y3119E138 09/14/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dilip Kumar Mgmt For For For
Srivastava
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
HCL Infosystems Ltd.
Ticker Security ID: Meeting Date Meeting Status
HCL-INSYS ISIN INE236A01020 03/24/2018 Voted
Meeting Type Country of Trade
Other IN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
________________________________________________________________________________
Himachal Futuristic Communications Ltd
Ticker Security ID: Meeting Date Meeting Status
HFCL CINS Y3196Q145 09/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Arvind Kharabanda Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Revised Remuneration Mgmt For For For
of Mahendra Nahat,
(Managing
Director)
8 Adoption of HFCL Mgmt For Against Against
Employees' Long Term
Incentive Plan -
2017
9 Extension of the Mgmt For Against Against
Employees' Long Term
Incentive Plan - 2017
to
Subsidiaries
10 Authority for Employee Mgmt For Against Against
Trust to Acquire
Shares to Implement
the HFCL Employees'
Long Term Incentive
Plan -
2017
11 Provision of Loans to Mgmt For Against Against
Employee
Trust
12 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
________________________________________________________________________________
Himatsingka Seide Limited
Ticker Security ID: Meeting Date Meeting Status
HIMATSEIDE CINS Y3196U138 09/23/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dinesh Kumar Mgmt For Against Against
Himatsingka
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
7 Re-Classification in Mgmt For For For
Promoter
Group
8 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hindustan Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
HCC CINS Y3213Q136 07/06/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Nateri Ramanuj Mgmt For Against Against
Acharyulu
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Ram P. Gandhi Mgmt For Against Against
6 Elect Sharad M. Mgmt For Against Against
Kulkarni
7 Revised remuneration Mgmt For For For
of Ajit Gulabchand
(Chair and Managing
director) for
financial year
2016-2017
8 Remuneration of Ajit Mgmt For For For
Gulabchand (Chair and
Managing director)
for financial year
2017-2018
9 Elect and Appoint Mgmt For For For
Arjun Dhawan (Group
CEO and Whole-Time
Director); Approve
Remuneration
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Conversion of Debt Mgmt For For For
into Equity Shares
and/or Optionally
Convertible
Debentures
12 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights
(S4A
Scheme)
13 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Housing Development and Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 09/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
3 Authority to Set Cost Mgmt For For For
Auditor's
Fees
4 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
5 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
6 Non-Executive Mgmt For For For
Directors'
Commission
7 Appointment of Rakesh Mgmt For For For
Wadhawan (Executive
Chairman); Approve
Remuneration
________________________________________________________________________________
Housing Development and Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 12/27/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
________________________________________________________________________________
IFCI Limited
Ticker Security ID: Meeting Date Meeting Status
IFCI CINS Y8743E123 03/07/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Preferential issuance Mgmt For For For
w/o Preemptive Rights
to the Government of
India
________________________________________________________________________________
IFCI Limited
Ticker Security ID: Meeting Date Meeting Status
IFCI CINS Y8743E123 10/30/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kiran Sahdev Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditors'
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures/Bonds
6 Amendments to Mgmt For For For
Articles:
Consolidation and
Re-issuance of Debt
Securities
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 01/30/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 03/28/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 11/29/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Sanjay Rungta Mgmt For Abstain Against
5 Elect Navin Prakash Mgmt For Abstain Against
Sinha
6 Elect Naresh Kumar Mgmt For N/A N/A
Drall
________________________________________________________________________________
Indo Count Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ICIL CINS Y39739167 08/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
(Interim)
5 Allocation of Mgmt For For For
Profits/Dividends
(Final)
6 Elect Kailash R. Mgmt For Against Against
Lalpuria
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Infibeam Incorporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS Y408DZ130 03/15/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
________________________________________________________________________________
Infibeam Incorporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS Y408DZ130 03/15/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
________________________________________________________________________________
Infibeam Incorporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS Y408DZ130 06/28/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Company Name Mgmt For For For
3 Amendments to Mgmt For For For
Memorandum - Object
Clause
4 Authority to Issue Mgmt For Against Against
Shares and
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Infibeam Incorporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS Y408DZ106 08/11/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Subdivision Mgmt For For For
2 Amendments to Mgmt For For For
Memorandum
3 Adoption of the Mgmt For Against Against
Infibeam Employee
Stock Appreciation
Rights Scheme
2017
4 Extension of the Mgmt For Against Against
Infibeam Employee
Stock Appreciation
Rights Scheme 2017 to
the Subsidiary
Companies
5 Approval for the Mgmt For Against Against
Employees Welfare
Trust to acquire
shares from the
Secondary
Market
6 Provision of Loan to Mgmt For Against Against
Employees Welfare
Trust to Acquire
Shares to Implement
the
Plan
7 Maintenance of Mgmt For For For
Location of Register
of
Members
________________________________________________________________________________
Infibeam Incorporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS Y408DZ130 09/18/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vishal Mehta Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of S R B C Mgmt For For For
& Co. LLP as Joint
Statutory
Auditors and Authority
to Set
Fees
________________________________________________________________________________
Infibeam Incorporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS Y408DZ106 09/25/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Increase Mgmt For Against Against
in Investment and/or
Corporate Guarantee
Limits
3 Authority to Mortgage Mgmt For For For
Assets
4 Change of Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
Inox Wind Limited
Ticker Security ID: Meeting Date Meeting Status
INOXWIND CINS Y408DE103 09/04/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revision of IPO Terms Mgmt For For For
________________________________________________________________________________
Inox Wind Limited
Ticker Security ID: Meeting Date Meeting Status
INOXWIND CINS Y408DE103 09/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Siddharth Jain Mgmt For Against Against
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Appointment of Devansh Mgmt For For For
Jain (Whole-time
Director); Approval
of
Remuneration
5 Appointment of Rajeev Mgmt For For For
Gupta (Whole-time
Director); Approval
of Remuneration
(Including Revision
for
2016-17)
6 Elect V. Mgmt For For For
Sankaranarayanan
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Inox Wind Limited
Ticker Security ID: Meeting Date Meeting Status
INOXWIND CINS Y408DE103 10/04/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
Intellect Design Arena Ltd
Ticker Security ID: Meeting Date Meeting Status
INTELLECT CINS Y4R932109 01/18/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
Intellect Design Arena Ltd
Ticker Security ID: Meeting Date Meeting Status
INTELLECT CINS Y4R932109 08/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Anil Kumar Verma Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect V. Balaraman Mgmt For For For
5 Elect Aruna Mgmt For Against Against
Krishnamurthy
Rao
6 Appointment of Arun Mgmt For For For
Jain (Managing
Director); Approval
of
Remuneration
7 Amendment to Borrowing Mgmt For For For
Powers
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
International Paper APPM Limited
Ticker Security ID: Meeting Date Meeting Status
IPAPPM CINS Y0128P146 07/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sheila Pallerna Mgmt For For For
Vinczeller
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect W. Michael Amick Mgmt For For For
Jr.
5 Appointment of Mgmt For For For
Rampraveen
Swaminathan (Chair
and Managing
Director); Approval
of Remuneration
(March 1 - April 27,
2017)
6 Elect and Appoint Mgmt For Against Against
Donald Paul Devlin
(Chair and Managing
Director); Approval
of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
J. B. Chemicals & Pharmaceuticals Ltd
Ticker Security ID: Meeting Date Meeting Status
JBCHEPHARM CINS Y4429Q142 09/19/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kamlesh L. Udani Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Manoj Ramniklal Mgmt For For For
Mashru
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Approve Revised Mgmt For For For
Remuneration of
Jyotindra B. Mody
(Managing
Director)
9 Approve Revised Mgmt For For For
Remuneration of
Dinesh B. Mody
(Whole-time Director
(Administration))
10 Approve Revised Mgmt For For For
Remuneration of
Shirish B. Mody
(Whole-time Director
(Marketing))
11 Approve Revised Mgmt For For For
Remuneration of
Bharat P. Mehta
(Whole-time Director
(Planning and
Development))
12 Approve Revised Mgmt For For For
Remuneration of
Pranabh Mody
(President and
Whole-time
(Operations))
13 Approve Revised Mgmt For For For
Remuneration of
Kamlesh L. Udani
(Executive Director
(Technical &
Production))
________________________________________________________________________________
JAI Corp Limited
Ticker Security ID: Meeting Date Meeting Status
JAICORPLTD CINS Y4252Z136 09/12/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Accounts Mgmt For For For
and
Reports
3 Consolidated Accounts Mgmt For Against Against
and
Reports
4 Dividend on Preference Mgmt For For For
Shares
5 Dividend on Equity Mgmt For For For
Shares
6 Elect Vasudeo Srinivas Mgmt For Against Against
Pandit
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Rollover of Preference Mgmt For For For
Shares
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JISLJALEQS CINS Y42531148 09/26/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Jain Irrigation Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
JISLJALEQS CINS Y42531148 09/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ajit B. Jain Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Independent Mgmt For For For
Non-Executive
Directors'
Commission
________________________________________________________________________________
Jaiprakash Associates Limited
Ticker Security ID: Meeting Date Meeting Status
JPASSOCIAT CINS Y42539117 01/20/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Jaiprakash Associates Limited
Ticker Security ID: Meeting Date Meeting Status
JPASSOCIAT CINS Y42539117 09/07/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Foreign Currency
Convertible Bonds and
Foreign Currency
Amortising
Bonds
3 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Jaiprakash Associates Limited
Ticker Security ID: Meeting Date Meeting Status
JPASSOCIAT CINS Y42539117 09/23/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ranvijay Singh Mgmt For For For
3 Elect Pankaj Gaur Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Raj Narain Mgmt For Against Against
Bhardwaj
7 Elect Homai A. Mgmt For For For
Daruwalla
8 Elect B.K. Goswami Mgmt For Against Against
9 Elect Kailash Nath Mgmt For For For
Bhandari
10 Elect Chandra Prakash Mgmt For For For
Jain
11 Elect Satish C.K. Patne Mgmt For For For
12 Elect Keshav Prasad Rau Mgmt For For For
13 Elect Tilak Raj Kakkar Mgmt For For For
14 Appointment of Mgmt For For For
Ranvijay Singh as
Whole-time Director;
Approval of
Remuneration
15 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAYS CINS Y4440B116 09/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Anita N. Goyal Mgmt For For For
3 Appointment of BSR & Mgmt For For For
Co. as Joint Auditor
and Authority to Set
Fees
4 Appointment of D T S & Mgmt For For For
Associates as Joint
Auditor and Authority
to Set
Fees
5 Appointment of Gaurang Mgmt For For For
Shetty (Whole Time
Director); Approval
of
Remuneration
________________________________________________________________________________
Jindal SAW Limited
Ticker Security ID: Meeting Date Meeting Status
JINDALSAW CINS Y4449A101 09/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Prithvi Raj Mgmt For Against Against
Jindal
5 Elect Shradha Jatia Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Hawa Mgmt For For For
Singh Chaudhary
(Executive Director);
Approval of
Remuneration
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures on a
Private Placement
Basis
10 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
11 Issuance of ADR, GDR & Mgmt For Against Against
FCCB in Foreign
Market
________________________________________________________________________________
JK Lakshmi Cement Limited
Ticker Security ID: Meeting Date Meeting Status
JKLAKSHMI CINS Y44451154 09/07/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vinita Singhania Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
JK Tyre & Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
JKTYRE CINS Y44455197 04/16/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
JK Tyre & Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
JKTYRE CINS Y44455197 08/04/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arun K. Bajoria Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Johnson Controls-Hitachi Air Conditioning India Ltd.
Ticker Security ID: Meeting Date Meeting Status
JCHAC CINS Y3227X119 08/08/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vinay Chauhan Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Indira J. Parikh Mgmt For For For
7 Appointment of Gurmeet Mgmt For Against Against
Singh (Managing
Director); Approval
of
Remuneration
8 Change in Location of Mgmt For For For
Register of
Members
________________________________________________________________________________
Just Dial Limited
Ticker Security ID: Meeting Date Meeting Status
JUSTDIAL CINS Y4S789102 09/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Anita Mani Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Pulak Chandan Mgmt For For For
Prasad
________________________________________________________________________________
Kalyani Steels Ltd.
Ticker Security ID: Meeting Date Meeting Status
KSL CINS Y4524V137 08/01/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
Rec Vote Cast For/Against
Mgmt
lyani Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Karnataka Bank Limited
Ticker Security ID: Meeting Date Meeting Status
KTKBANK CINS Y4590V128 07/17/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Appointment of Branch Mgmt For For For
and Authority to Set
Fees
5 Elect D. Surendra Kumar Mgmt For For For
6 Elect P. Jayarama Bhat Mgmt For For For
7 Approve Remuneration Mgmt For For For
of P. Jayarama Bhat
(Non-Executive
Chair)
8 Elect Mahabaleshwara Mgmt For Against Against
M.
S.
9 Appointment of Mgmt For Against Against
Mahabaleshwara M.
S.(Managing Director
& CEO); Approval of
Remuneration
10 Adoption of Employees Mgmt For Against Against
Stock Option Scheme
2017
________________________________________________________________________________
Kaveri Seed Company Limited
Ticker Security ID: Meeting Date Meeting Status
KSCL CINS Y458A4137 09/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect C. Vamsheedhar Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kaya Ltd.
Ticker Security ID: Meeting Date Meeting Status
KAYA CINS Y4S8B1103 08/02/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Rajen Mariwala Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
KEC International Limited
Ticker Security ID: Meeting Date Meeting Status
KEC CINS Y4605M113 07/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Harsh Vardhan Mgmt For Against Against
Goenka
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditors
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Kesoram Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KESORAMIND CINS Y4752B134 03/12/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Preferential Issue of Mgmt For For For
Shares w/o Preemptive
Rights
3 Preferential Issuance Mgmt For For For
of Warrants w/o
Preemptive
Rights
________________________________________________________________________________
Kitex Garments Limited
Ticker Security ID: Meeting Date Meeting Status
KITEX CINS Y4807P120 02/07/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
KPIT Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
KPIT CINS Y4984R147 04/05/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
KPIT Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
KPIT CINS Y4984R147 08/23/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect S.B. (Ravi) Mgmt For Against Against
Pandit
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Lila F. Mgmt For For For
Poonawalla
7 Elect Raghunath A. Mgmt For Against Against
Mashelkar
8 Elect Adi Engineer Mgmt For Against Against
9 Elect Alberto Mgmt For For For
Sangiovanni-Vincentell
i
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kushal Limited
Ticker Security ID: Meeting Date Meeting Status
KUSHAL CINS Y5058D120 12/30/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Memorandum of
Association
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kushal Tradelink Limited
Ticker Security ID: Meeting Date Meeting Status
KUSHAL CINS Y5058D120 09/22/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Company Name Mgmt For For For
3 Amendment to Borrowing Mgmt For For For
Powers
4 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Kushal Tradelink Limited
Ticker Security ID: Meeting Date Meeting Status
KUSHAL CINS Y5058D120 09/30/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Manoj Tulsiram Mgmt For For For
Agrawal
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Kushal M. Agrawal Mgmt For Against Against
6 Appointment of Kushal Mgmt For For For
Agrawal (Executive
Director); Approval
of
Remuneration
7 Appointment of Manoj Mgmt For For For
Agrawal (Executive
Director); Approval
of
Remuneration
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lakshmi Vilas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
LAKSHVILAS CINS Y5155G125 07/18/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect N. Mgmt For For For
Malayalaramamirtham
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Appoint N.S. Venkatesh Mgmt For Against Against
(CFO and Executive
Director); Approval
of
Remuneration
7 Appoint B.K. Manjunath Mgmt For For For
(Non-Executive
Part-Time Chair);
Approval of
Remuneration
8 Elect Anuradha Pradeep Mgmt For For For
9 Elect Y.N. Mgmt For For For
Lakshminarayana
Murthy
10 Elect Kusuma R. Mgmt For For For
Muniraju
11 Elect Hemant Kaul Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Equity Shares and/or
Convertible
Securities w/o
Preemptive
Rights
13 Authority to Issue Mgmt For For For
Non-Convertible Debt
Instruments
14 Adopt and Issue Shares Mgmt For Against Against
under LVB Employee
Stock Option Scheme
2017
________________________________________________________________________________
LEEL Electricals Ltd.
Ticker Security ID: Meeting Date Meeting Status
LEEL CINS Y5324Z129 09/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Mukat Behari Mgmt For Against Against
Sharma
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Bharat Mgmt For For For
Raj Punj (Deputy
Managing Director);
Approval of
Remuneration
7 Appointment of Mukat Mgmt For For For
Behari Sharma
(Whole-Time Director
and CFO); Approval of
Remuneration
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Determination of Fees Mgmt For For For
for Servicing of
Documents
________________________________________________________________________________
Mahanagar Telephone Nigam Limited
Ticker Security ID: Meeting Date Meeting Status
MTNL CINS Y5401F111 09/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Amit Yadav Mgmt For Against Against
3 Elect Sanjeev Kumar Mgmt For Against Against
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Authority to Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Majesco Ltd
Ticker Security ID: Meeting Date Meeting Status
MJCO CINS Y5400E107 01/11/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
4 Authority to Issue Mgmt For For For
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Majesco Ltd
Ticker Security ID: Meeting Date Meeting Status
MJCO CINS Y5400E107 08/04/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Radhakrishnan Mgmt For Against Against
Sundar
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Farid Mgmt For For For
Kazani (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Manpasand Beverages Ltd
Ticker Security ID: Meeting Date Meeting Status
MANPASAND CINS Y5786K107 08/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dhirendra Mgmt For Against Against
Hansraj
Singh
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Revision of Mgmt For For For
Remuneration for
Dhirendra Singh
(Chairman and
Managing
Director)
6 Revision of Mgmt For For For
Remuneration for
Abhishek Singh (Whole
Time
Director)
________________________________________________________________________________
Manpasand Beverages Ltd
Ticker Security ID: Meeting Date Meeting Status
MANPASAND CINS Y5786K107 09/19/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Share Issuance Mgmt For For For
3 Increased in Mgmt For For For
Authorized Capital;
Amendments to
Memorandum
________________________________________________________________________________
Manpasand Beverages Ltd
Ticker Security ID: Meeting Date Meeting Status
MANPASAND CINS Y5786K107 11/28/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
Marksans Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
MARKSANS CINS Y57686100 09/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sandra Saldanha Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Sandra Mgmt For For For
Saldanha (Whole-Time
Director); Approval
of
Remuneration
6 Waiver of Excess Mgmt For For For
Remuneration for
Vinay Gopal Nayak for
Fiscal Year
2016-17
7 Amendments to Mgmt For Against Against
Executive
Compensation of Vinay
Gopal (Whole-time
Director)
8 Employees Stock Option Mgmt For Against Against
Schemes
2017
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Max India Ltd
Ticker Security ID: Meeting Date Meeting Status
MAXINDIA CINS Y8551L102 09/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Rahul Khosla Mgmt For For For
3 Elect Tara Singh Mgmt For Against Against
Vachani
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Dinesh Kumar Mgmt For For For
Mittal
6 Revised Remuneration Mgmt For Against Against
of Mohit Talwar,
(Managing
Director)
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
McLeod Russel India Limited
Ticker Security ID: Meeting Date Meeting Status
MCLEODRUSS CINS Y5934T133 08/09/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajeev Takru Mgmt For Against Against
4 Elect Kamal Kishore Mgmt For Against Against
Baheti
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Aditya Mgmt For Against Against
Khaitan (Managing
Director); Approval
of
Remuneration
7 Approve Remuneration Mgmt For Against Against
of Aditya Khaitan
(Managing
Director)
8 Waiver of Excess Mgmt For For For
Remuneration for
Aditya Khaitan
(Managing
Director)
9 Appointment of Rajeev Mgmt For Against Against
Takru (Whole-time
Director); Approval
of
Remuneration
10 Appointment of Azam Mgmt For Against Against
Monem (Wholetime
Director); Approval
of
Remuneration
11 Appointment of Kamal Mgmt For Against Against
K. Baheti (Wholetime
Director); Approval
of
Remuneration
12 Adoption of New Mgmt For Abstain Against
Articles
13 Authority to Set Cost Mgmt For For For
Auditor's
Fees
14 Maintenance of Mgmt For For For
Location of Register
of
Members
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meghmani Organics Ltd
Ticker Security ID: Meeting Date Meeting Status
MEGH CINS Y5934S127 07/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Natwarlal Mgmt For Against Against
Meghjibhai
Patel
5 Elect Ramesh Mgmt For Against Against
Meghjibhai
Patel
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Reclassification of Mgmt For For For
Promoter
Group
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mercator Limited
Ticker Security ID: Meeting Date Meeting Status
MERCAT CINS Y60061127 06/04/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Mercator Limited
Ticker Security ID: Meeting Date Meeting Status
MERCAT CINS Y60061127 09/15/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Archana A. Mittal Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Desh Raj Dogra Mgmt For For For
7 Payment of Mgmt For For For
Remuneration of
Shalabh Mittal
(CEO)
8 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Mirza International Limited
Ticker Security ID: Meeting Date Meeting Status
MIRZAINT CINS Y6079Q132 01/30/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reclassification of Mgmt For For For
Promoters
________________________________________________________________________________
Mirza International Limited
Ticker Security ID: Meeting Date Meeting Status
MIRZAINT CINS Y6079Q132 09/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tauseef Ahmad Mgmt For Against Against
Mirza
5 Elect Shahid Ahmad Mgmt For Against Against
Mirza
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Irshad Mgmt For For For
Mirza (Executive
Chairman); Approval
of
Remuneration
8 Appointment of Rashid Mgmt For For For
Ahmed Mirza (Managing
Director); Approval
of
Remuneration
9 Appointment of Shahid Mgmt For For For
Ahmed Mirza
(Whole-time
Director); Approval
of
Remuneration
10 Appointment of Tauseef Mgmt For For For
Ahmed Mirza
(Whole-time
Director); Approval
of
Remuneration
11 Appointment of Tasneef Mgmt For For For
Ahmed Mirza
(Whole-time
Director); Approval
of
Remuneration
12 Appointment of Mgmt For For For
Narendra Prasad
Upadhyaya (Whole-time
Director); Approval
of
Remuneration
13 Appointment of Shuja Mgmt For For For
Mirza (Son of Rashid
Ahmed Mirza);
Approval of
Remuneration
14 Appointment of Faraz Mgmt For For For
Mirza (Son of Shahid
Ahmad Mirza);
Approval of
Remuneration
15 Related Party Mgmt For For For
Transactions
16 Authority to Set Cost Mgmt For For For
Auditor's
Fees
17 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
18 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
MMTC Ltd.
Ticker Security ID: Meeting Date Meeting Status
513377 CINS Y61323120 04/24/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
4 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
MOIL Limited
Ticker Security ID: Meeting Date Meeting Status
MOIL CINS Y6131H104 09/20/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Manohar Lal Dubey Mgmt For Against Against
5 Authority to Set Mgmt For Against Against
Auditor's
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Sunanda Prasad Mgmt For Against Against
8 Increase in Authorized Mgmt For For For
Capital
9 Amendments to Mgmt For For For
Memorandum (Capital
Clause)
10 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Monsanto India Limited
Ticker Security ID: Meeting Date Meeting Status
MONSANTO CINS Y6137L117 08/10/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Piyush Ramesh Mgmt For Against Against
Nagar
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Shilpa Mgmt For For For
Divekar (Managing
Director); Approval
of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Related Party Mgmt For For For
Transactions
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Multi Commodity Exchange of India Limited
Ticker Security ID: Meeting Date Meeting Status
MCX CINS Y5S057101 08/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Amit Goela Mgmt For For For
5 Elect Padma Raghunathan Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Music Broadcast Limited
Ticker Security ID: Meeting Date Meeting Status
RADIOCITY CINS Y6S45S105 09/14/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Sameer Gupta Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Madhukar Kamath Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
National Fertilizers Ltd.
Ticker Security ID: Meeting Date Meeting Status
NFL CINS Y6228U117 09/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Dharam Pal Mgmt For For For
6 Authority to Set Mgmt For For For
Auditors'
Fees
7 Elect Meenakshi Gupta Mgmt For For For
8 Elect Devinder Singh Mgmt For Against Against
Ahuja
9 Elect Anil Verma Mgmt For For For
10 Elect Ramesh Kumar Mgmt For Against Against
Agarwal
11 Elect Kalpana Saini Mgmt For For For
12 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Navkar Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
NAVKARCORP CINS Y6S11Y102 01/05/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Amalgamation Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Navkar Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
NAVKARCORP CINS Y6S11Y102 08/24/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Financial Mgmt For For For
Statements
2 Consolidated Financial Mgmt For For For
Statements
3 Elect Dinesh Gautama Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Ashok Kumar Mgmt For For For
Thakur
6 Appointment of Mgmt For Against Against
Shantilal Mehta
(Chair and Managing
Director); Approval
of
Remuneration
7 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
8 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
NCC Ltd
Ticker Security ID: Meeting Date Meeting Status
NCC CINS Y6198W135 01/08/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
NCC Ltd
Ticker Security ID: Meeting Date Meeting Status
NCC CINS Y6198W135 08/24/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect J V Ranga Raju Mgmt For Against Against
4 Elect N R Alluri Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appoint A.A.V. Ranga Mgmt For For For
Raju as Managing
Director; Approve
remuneration
7 Appoint A.G.K. Raju as Mgmt For For For
Executive Director;
Approve
remuneration
8 Appoint J.V. Ranga Mgmt For For For
Raju as Whole-time
Director; Approve
remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
NIIT Limited
Ticker Security ID: Meeting Date Meeting Status
NIITLTD CINS Y63532140 09/15/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
NIIT Limited
Ticker Security ID: Meeting Date Meeting Status
NIITLTD CINS Y63532140 09/16/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
NIIT Limited
Ticker Security ID: Meeting Date Meeting Status
NIITLTD CINS Y63532140 09/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Vijay K. Thadani Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Payment of Minimum Mgmt For For For
Remuneration for
Vijay K Thadani,
(Vice-Chairman and
Managing
Director)
7 Payment of Minimum Mgmt For For For
Remuneration for P
Rajendran, (Joint
Managing
Director)
8 Non-Executive Mgmt For For For
Directors'
Commission
9 Re-Classification in Mgmt For For For
Promoter
Group
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 09/15/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 09/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arvind Thakur Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Holly Jane Morris Mgmt For For For
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 10/28/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amalgamation Mgmt For For For
________________________________________________________________________________
Nilkamal Limited
Ticker Security ID: Meeting Date Meeting Status
NILKAMAL CINS Y6362S118 08/08/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Manish V. Parekh Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect K. Venkataramanan Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Appointment of Mihir Mgmt For For For
Parekh (Relative of
Hiten V. Parekh);
Approval of
Remuneration
________________________________________________________________________________
Nilkamal Ltd.
Ticker Security ID: Meeting Date Meeting Status
NILKAMAL CINS Y6362S118 06/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nayan S. Parekh Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Hiroo Mirchandani Mgmt For For For
7 Reclassification of Mgmt For For For
Promoters
________________________________________________________________________________
Nilkamal Ltd.
Ticker Security ID: Meeting Date Meeting Status
NILKAMAL ISIN INE310A01015 06/30/2018 Voted
Meeting Type Country of Trade
Annual IN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nayan S. Parekh Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Hiroo Mirchandani Mgmt For For For
7 Reclassification of Mgmt For For For
Promoters
________________________________________________________________________________
Nissei ASB Machine Company Limited
Ticker Security ID: Meeting Date Meeting Status
6284 CINS J5730N105 12/19/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Daiichi Aoki Mgmt For Against Against
3 Elect Junichi Miyasaka Mgmt For For For
4 Elect Shuichi Ogihara Mgmt For For For
5 Elect Masahiko Ooi Mgmt For For For
6 Elect Kohta Aoki Mgmt For For For
7 Elect Hideaki Fujiwara Mgmt For For For
8 Elect Karel Mgmt For For For
Keersmaekers-Michiels
9 Elect Kuniaki Hiromatsu Mgmt For For For
10 Elect Masayuki Sakai Mgmt For For For
11 Elect Keiji Himori Mgmt For For For
12 Elect Masahiro Mgmt For For For
Midorikawa
13 Elect Keiichi Fuse as Mgmt For Against Against
Statutory
Auditor
14 Bonus Mgmt For Against Against
15 Directors' Fees Mgmt For For For
________________________________________________________________________________
Nocil Limited
Ticker Security ID: Meeting Date Meeting Status
NOCIL CINS Y62428126 07/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vilas R. Gupte Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Priyavrata H. Mgmt For Against Against
Mafatlal
6 Appointment of S. R. Mgmt For For For
Deo (Managing
Director and CEO);
Approval of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Omaxe Limited
Ticker Security ID: Meeting Date Meeting Status
OMAXE CINS Y64225108 09/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends on
Preferred
Shares
5 Allocation of Mgmt For For For
Profits/Dividends on
Ordinary
Shares
6 Elect Sunil Goel Mgmt For Against Against
7 Elect Dissident ShrHoldr For Against Against
Nominee Seema Prasad
Avasarala
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect Shruti Dvivedi Mgmt For For For
Sodhi
10 Elect Srinivas Mgmt For For For
Kanakagiri
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Non-Convertible
Securities
13 Amendment to Borrowing Mgmt For For For
Powers
14 Related Party Mgmt For For For
Transactions
Including Corporate
Guarantees
________________________________________________________________________________
Onmobile Global Limited
Ticker Security ID: Meeting Date Meeting Status
ONMOBILE CINS Y6449B104 09/06/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Francois-Charles Mgmt For For For
Sirois
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Chris Arsenault Mgmt For For For
7 Elect Sanjay Kapoor Mgmt For For For
8 Elect Rajiv Khaitan Mgmt For For For
9 Elect Nancy Cruickshank Mgmt For Against Against
10 Appointment of Mgmt For Against Against
Francois-Charles
Sirois (Chairman and
CEO); Approval of
Remuneration
11 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 03/15/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 06/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 09/19/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Naresh Kumar Mgmt For Abstain Against
Drall
5 Elect Ashok Kumar Mgmt For Abstain Against
Sharma
6 Elect Subhash Chand Mgmt For Abstain Against
Bapna
7 Elect Madan Mohan Lal Mgmt For N/A N/A
Verma
8 Elect Desh Deepak Mgmt For N/A N/A
Khetrapal
9 Elect Dinesh Kumar Mgmt For N/A N/A
Agrawal
________________________________________________________________________________
Patel Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
PATELENG CINS Y6786T148 11/15/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Conversion of Existing Mgmt For For For
Loans/Debt into
Optionally
Convertible
Debentures under an
S4A
Scheme
3 Authority to Issue Mgmt For For For
Optionally
Convertible
Debentures to Support
the S4A
Scheme
________________________________________________________________________________
Patel Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
PATELENG CINS Y6786T148 12/30/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Resignation of Pravin Mgmt For For For
Patel
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Branch Mgmt For For For
Auditor
5 Elect Sunil Dhananjay Mgmt For For For
Sapre
6 Appointment of Sunil Mgmt For For For
Sapre (Whole-Time
Director); Approve
Remuneration
7 Elect Kavita Sanjiv Mgmt For For For
Shirvaikar
8 Appoint Kavita Mgmt For For For
Shrvaikar (Whole-Time
Director); Approval
of
Remuneration
9 Revision of Mgmt For For For
Remuneration of Rupen
Patel (Managing
Director)
10 Revision of Mgmt For For For
Remuneration of
Chittranjan Kumar
Singh (Whole-Time
Director)
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Holding Office or Mgmt For For For
Place of Profit by
Pravin
Patel
________________________________________________________________________________
Phillips Carbon Black Limited
Ticker Security ID: Meeting Date Meeting Status
PHILIPCA CINS Y6971C116 04/02/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Split Mgmt For For For
3 Amendments to Mgmt For For For
Memorandum (Capital
Clause)
4 Amendments to Article Mgmt For For For
(Capital
Clause)
5 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Phillips Carbon Black Limited
Ticker Security ID: Meeting Date Meeting Status
PHILIPCA CINS Y6971C116 07/05/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
Phillips Carbon Black Limited
Ticker Security ID: Meeting Date Meeting Status
PHILIPCA CINS Y6971C116 09/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shashwat Goenka Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to Mgmt For For For
Remuneration of
Kaushik Roy (Managing
Director)
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Polaris Consulting & Services Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 09/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Rama Sivaraman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Adoption of New Mgmt For Abstain Against
Articles
________________________________________________________________________________
Polaris Consulting & Services Limited
Ticker Security ID: Meeting Date Meeting Status
POLARIS CINS Y70587111 12/26/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Delisting Mgmt For For For
________________________________________________________________________________
Prabhat Dairy Limited
Ticker Security ID: Meeting Date Meeting Status
PRABHAT CINS Y7S52S129 08/10/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sarangdhar R. Mgmt For For For
Nirmal
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Haresh B. Shah Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Praj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
PRAJIND CINS Y70770139 08/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Daljit L. Mgmt For Against Against
Mirchandani
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Sachin Raole Mgmt For Against Against
8 Appointment of Sachin Mgmt For For For
Raole (Whole-time
Director); Approval
of
Remuneration
9 Appointment of Pramod Mgmt For Against Against
Chaudhari (Executive
Chairman); Approval
of
Remuneration
________________________________________________________________________________
PTC India Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
PFS CINS Y711AW103 09/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ashok Haldia Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Arun Kumar Mgmt For Against Against
7 Elect Kulamani Biswal Mgmt For Against Against
8 Elect Rajib Kumar Mgmt For For For
Mishra
9 Appointment of Pawan Mgmt For For For
Singh (Whole-time
Director); Approval
of
Remuneration
10 Amendment to Borrowing Mgmt For For For
Powers
11 Authority to Mortgage Mgmt For For For
Assets
12 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
________________________________________________________________________________
PTC India Limited
Ticker Security ID: Meeting Date Meeting Status
PTC CINS Y7043E106 09/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ajit Kumar Mgmt For For For
6 Elect Rajib Kumar Mgmt For For For
Mishra
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Chinmoy Mgmt For For For
Gangopadhyay
9 Elect Mahesh Kumar Mgmt For For For
Mittal
10 Elect Krishna S. Mgmt For For For
Nagnyal
11 Elect Arun Kumar Verma Mgmt For For For
12 Elect Rakesh Kacker Mgmt For For For
13 Elect Jayant Mgmt For For For
Purushottam
Gokhale
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Mathew Cyriac Mgmt For Against Against
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 07/24/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ajay Bijli Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Vishal Mahadevia Mgmt For For For
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Adoption of PVR Mgmt For Against Against
Employee Stock Option
Plan
2017
9 Adoption of Articles Mgmt For Against Against
________________________________________________________________________________
Quick Heal Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
QUICKHEAL CINS Y7S68X112 08/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kailash Katkar Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Amendment to the Quick Mgmt For For For
Heal Employee Stock
Option Scheme
2014
7 Extension of Amended Mgmt For Against Against
Employee Stock Option
Scheme to
Subsidiaries
________________________________________________________________________________
Radico Khaitan Limited
Ticker Security ID: Meeting Date Meeting Status
RADICO CINS Y7174A147 09/29/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Abhishek Khaitan Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Lalit Mgmt For Against Against
Khaitan (Chair and
Managing Director);
Approval of
Remuneration
7 Appointment of Mgmt For For For
Abhishek Khaitan
(Managing Director);
Approval of
Remuneration
8 Appointment of K.P. Mgmt For For For
Singh (Whole-Time
Director); Approval
of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Rashtriya Chemicals Fertilizers Limited
Ticker Security ID: Meeting Date Meeting Status
RCF CINS Y7197K114 09/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Suresh Warior Mgmt For For For
4 Elect S.K. Lohani Mgmt For Against Against
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Alka Tiwari Mgmt For Against Against
7 Elect Suryanarayana Mgmt For For For
Simhadri
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Non-Convertible Debt
Instruments
________________________________________________________________________________
Raymond Limited
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 06/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sunder H. Mgmt For Against Against
Subramanian
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
7 Approval of the Mgmt For For For
Remuneration Payable
to Gautam Hari
Singhania (Chairman
and Managing
Director)
________________________________________________________________________________
Redington (India) Ltd.
Ticker Security ID: Meeting Date Meeting Status
REDINGTON CINS Y72020111 07/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports - Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports - Mgmt For For For
Consolidated
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect B. Ramaratnam Mgmt For Against Against
5 Elect TU Shu-Chyuan Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Udai Dhawan Mgmt For For For
8 Appointment of Raj Mgmt For For For
Shanka (Managing
Director)
9 Appointment of Branch Mgmt For For For
Auditor
________________________________________________________________________________
Redington (India) Ltd.
Ticker Security ID: Meeting Date Meeting Status
REDINGTON CINS Y72020111 11/19/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of the Mgmt For For For
Reddington Stock
Appreciation Rights
Scheme
2017
3 Extension of the Mgmt For For For
Reddington Stock
Appreciation Rights
Scheme 2017 to the
Subsidiary
Companies
4 Reclassification of Mgmt For For For
Promoter
Group
________________________________________________________________________________
Reliance Communications Limited
Ticker Security ID: Meeting Date Meeting Status
RCOM CINS Y72317103 02/15/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sale of Assets Mgmt For For For
________________________________________________________________________________
Reliance Communications Limited
Ticker Security ID: Meeting Date Meeting Status
RCOM CINS Y72317103 09/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Manjari Kacker Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Issue Mgmt For Against Against
Debt
Instruments
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Increase in Authorized Mgmt For For For
Capital
8 Adoption of New Mgmt For Against Against
Articles
9 Conversion of Loans Mgmt For For For
into Equity
Shares
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Reliance Defence & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
RDEL CINS Y6934A108 08/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Nikhil P. Gandhi Mgmt For Against Against
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Elect Sateesh Seth Mgmt For For For
6 Elect and appoint Mgmt For Against Against
Kartik Subramaniam
(Executive Director
and CEO); Approve
remuneration
7 Change in Company Name Mgmt For For For
________________________________________________________________________________
Repco Home Finance Limited
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 09/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect L. Munishwar Mgmt For Against Against
Ganesan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect P. Umanath Mgmt For For For
7 Elect R.S. Isabella Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
and
Commercial Papers
________________________________________________________________________________
Rolta India Limited
Ticker Security ID: Meeting Date Meeting Status
ROLTA CINS Y7324A112 09/23/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Ramakrishna Mgmt For Against Against
Prabhu
5 Appointment of Kamal Mgmt For Against Against
K. Singh (Executive
Chairman & Managing
Director); Approval
of
Remuneration
6 Elect Kandarp R. Modi Mgmt For Against Against
________________________________________________________________________________
Rushil Decor Ltd.
Ticker Security ID: Meeting Date Meeting Status
RUSHIL CINS Y7366Z108 04/13/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
3 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rushil Decor Ltd.
Ticker Security ID: Meeting Date Meeting Status
RUSHIL CINS Y7366Z108 09/23/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kaushik J. Mgmt For Against Against
Thakkar
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Mgmt For Against Against
Krupeshbhai G.
Thakkar (Managing
Director); Approval
of
Remuneration
7 Appointment of Mgmt For For For
Ghanshyambhai A.
Thakkar (Whole-Time
Director); Approval
of
Remuneration
8 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
S Chand and Company Limited
Ticker Security ID: Meeting Date Meeting Status
SCHAND CINS Y7T3AS108 09/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Savita Gupta Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Revision to Mgmt For For For
Remuneration of
Himanshu Gupta
(Managing
Director)
7 Revision to Mgmt For For For
Remuneration of
Dinesh Kumar
Jhunjhnuwala
(Whole-Time
Director)
8 Amend and Ratify the Mgmt For Against Against
Employee Stock Option
Scheme
2012
9 Extension of Employee Mgmt For Against Against
Stock Option Scheme
2012 to
Subsidiaries
10 Amendments to Articles Mgmt For For For
11 Ratify Article 40 Mgmt For For For
Giving Right to
Appoint Director on
Board, Subsidiaries,
and Joint Ventures
Governance Committee
of
Company
12 Approval of Profit Mgmt For Against Against
Sharing Arrangement
between Management
Shareholders,
International Finance
Corporation, and
Everstone Capital
Partners II
LLC
________________________________________________________________________________
S H Kelkar and Company Limited
Ticker Security ID: Meeting Date Meeting Status
SHK CINS Y7T57W116 08/10/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Amit Dixit Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
S H Kelkar and Company Limited
Ticker Security ID: Meeting Date Meeting Status
SHK CINS Y7T57W116 11/01/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of SH Kelkar Mgmt For Against Against
Stock Appreciation
Rights Scheme 2017
(the
"Scheme")
3 Extension of the Mgmt For Against Against
Scheme to
Subsidiaries
4 Acquisition of the Mgmt For Against Against
Company's Shares on
the Secondary Market
to Implement the
Scheme
5 Provision of Loan to Mgmt For Against Against
Employee Benefits
Trust to Purchase
Shares to Implement
the
Scheme
________________________________________________________________________________
Shankara Building Products Limited
Ticker Security ID: Meeting Date Meeting Status
SHANKARA CINS Y768B7107 07/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Chowdappa Mgmt For For For
Ravikumar
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Revised Remuneration Mgmt For For For
of Sukumar Srinivas
(Managing
Director)
6 Revised Remuneration Mgmt For For For
of Chowdappa
Ravikumar (Whole-time
Director)
7 Revised Remuneration Mgmt For For For
of RSV. Siva Prasad
(Whole-time
Director)
________________________________________________________________________________
Shankara Building Products Ltd
Ticker Security ID: Meeting Date Meeting Status
SHANKARA CINS Y768B7107 06/12/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect RSV Siva Prasad Mgmt For Against Against
4 Re-appointment of RSV Mgmt For For For
Siva Prasad (Whole
Time Director);
Approval of
Remuneration
5 Re-appointment of Mgmt For Against Against
Sukumar Srinivas
(Managing Director);
Approval of
Remuneration
6 Re-Appointment of Mgmt For For For
Chowdappa Ravikumar
(Whole Time
Director); Approval
of
Remuneration
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Sharda Cropchem
Ticker Security ID: Meeting Date Meeting Status
SHARDACROP CINS Y7T01D107 09/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sharda R. Bubna Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 02/24/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Preferred Shares to
Wilmar Sugar Holdings
Pte
Ltd
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Lenders of
the
Company
4 Authority to Issue Mgmt For For For
Optionally
Convertible
Preference Shares to
Lenders of the
Company
5 Authority to Issue Mgmt For For For
Redeemable Preference
Shares to Lenders of
the
Company
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures to Lenders
of the
Company
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 08/24/2017 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Authority to Issue Mgmt For For For
Preferred Shares to
Wilmar Sugar Holdings
Pte
Ltd
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Lenders of
the
Company
4 Authority to Issue Mgmt For For For
Preferred Shares to
Lenders of the
Company
5 Authority to Issue Mgmt For For For
Optionally
Convertible Preferred
Shares to Lenders of
the
Company
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures to Lenders
of the
Company
7 Authority to Issue Mgmt For For For
Shares and/or
Depository Receipts
w/o Preemptive
Rights
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 12/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jean-Luc Bohbot Mgmt For Against Against
3 Elect Atul Chaturvedi Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect B. V. Mehta Mgmt For For For
6 Appointment of Vidya Mgmt For For For
Murkumbi as
Whole-time Director;
Approval of
Remuneration
7 Appoint Vijendra Singh Mgmt For For For
as President Sugar
Mills; Approve
remuneration
8 Appoint Narendra Mgmt For For For
Murkumbi as Vice
Chairman and Managing
Director; Approve
remuneration
9 Related Party Mgmt For Against Against
Transactions
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
12 Authority to Issue Mgmt For For For
Redeemable Preference
Shares
13 Authority to Issue Mgmt For For For
Optionally
Convertible Preferred
Shares
14 Authority to Issue Mgmt For For For
Non-Convertible Debt
Instruments
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 09/14/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Amit D. Patel Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Adoption of New Mgmt For Against Against
Articles
8 Elect Ramnikbhai Ambani Mgmt For Against Against
9 Elect Rajesh B. Parikh Mgmt For Against Against
10 Elect Lavkumar Mgmt For For For
Kantilal
Shah
11 Elect Narendra Kumar Mgmt For For For
Bansal
12 Elect Indira J. Parikh Mgmt For Against Against
________________________________________________________________________________
SML Isuzu Limited
Ticker Security ID: Meeting Date Meeting Status
SMLISUZU CINS Y8319Z112 09/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Masaki Nakajima Mgmt For Against Against
5 Elect Masahiro Narikiyo Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Kazuo Goda Mgmt For For For
8 Elect Takahiro Imai Mgmt For For For
9 Appointment of Mgmt For Against Against
Takahiro Imai
(Director - R&D for
Isuzu Products &
Projects); Approval
of
Remuneration
________________________________________________________________________________
Snowman Logistics Ltd
Ticker Security ID: Meeting Date Meeting Status
SNOWMAN CINS Y8075K101 08/02/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Mamta Gupta Mgmt For For For
4 Elect Tomoyuki Masuda Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Sunil Mgmt For For For
Prabhakaran
Nair
7 Appointment of Sunil Mgmt For For For
Prabhakaran Nair (CEO
and Whole-Time
Director); Approval
of
Remuneration
________________________________________________________________________________
Sobha Limited
Ticker Security ID: Meeting Date Meeting Status
SOBHA CINS Y806AJ100 08/04/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect J.C. Sharma Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
South Indian Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SOUTHBANK CINS Y8089N141 07/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Achal Kumar Gupta Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
7 Appointment of Salim Mgmt For For For
Gangadharan
(Non-Executive
Part-Time Chairman);
Approval of
Remuneration
8 Appoint V. G. Matthew Mgmt For For For
as CEO and Managing
Director; Approve
remuneration
9 Amendment to Borrowing Mgmt For For For
Powers
10 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Spicejet Limited
Ticker Security ID: Meeting Date Meeting Status
SPICEJET CINS Y81178108 11/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Shiwani Singh Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Adoption of the Mgmt For Against Against
SpiceJet Employee
Stock Option Scheme
2017
5 Extension of the Mgmt For Against Against
SpiceJet Employee
Stock Option Scheme
2017 to the
Subsidiary
Companies
________________________________________________________________________________
Srei Infrastructure Finance Limited
Ticker Security ID: Meeting Date Meeting Status
SREINFRA CINS Y8133H116 07/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sunil Kanoria Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Srei Infrastructure Finance Limited
Ticker Security ID: Meeting Date Meeting Status
SREINFRA CINS Y8133H116 12/10/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 07/04/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anil Agarwal Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
7 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sudarshan Chemical Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUDARSCHEM CINS Y81821145 08/10/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kishor L. Rathi Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Ajoy B. Rathi Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Suven Life Sciences Ltd.
Ticker Security ID: Meeting Date Meeting Status
SUVEN CINS Y8317Y133 08/14/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Seyed E. Hasnain Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Swan Energy Limited
Ticker Security ID: Meeting Date Meeting Status
SWANENERGY CINS Y831AK121 03/13/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Swan Energy Limited
Ticker Security ID: Meeting Date Meeting Status
SWANENERGY CINS Y831AK121 09/21/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Paresh Vasantlal Mgmt For For For
Merchant
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Syndicate Bank
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 06/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Syndicate Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 03/16/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
T.V. Today Network Limited
Ticker Security ID: Meeting Date Meeting Status
TVTODAY CINS Y9014T104 08/31/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Devajyoti Mgmt For Against Against
Bhattacharya
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Take Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
TAKE CINS Y8431N104 03/18/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Take Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
TAKE CINS Y8431N104 08/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ram Yeleswarapu Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Venkataraman Mgmt For For For
Murali
7 Elect and Appoint Mgmt For Against Against
Shobana N. S.
(Executive Director);
Approval of
Remuneration
8 Elect and Appoint Mgmt For Against Against
Subhasri Sriram
(CFO); Approval of
Remuneration
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
preemptive
rights
________________________________________________________________________________
Tata Elxsi Limited
Ticker Security ID: Meeting Date Meeting Status
TATAELXSI CINS Y8560N107 07/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect G. Katragadda Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Sudhakar Rama Rao Mgmt For For For
8 Appointment of Mgmt For For For
Madhukar Dev
(Managing Director
and CEO); Approval of
Remuneration
________________________________________________________________________________
Tata Elxsi Limited
Ticker Security ID: Meeting Date Meeting Status
TATAELXSI CINS Y8560N107 09/07/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
4 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Tata Metaliks Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMETALI CINS Y8547P118 07/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Samita Jigar Shah Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Amit Ghosh as an Mgmt For For For
Independent
Director
6 Elect Rupali Basu as Mgmt For For For
an Independent
Director
7 Elect Sandeep Kumar Mgmt For Against Against
8 Appointment of Sandeep Mgmt For Against Against
Kumar (Whole-time and
Managing Director);
Approval of
Remuneration
9 Related Party Mgmt For For For
Transaction with TS
Global Procurement
Company Pte.
Limited
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tata Metaliks Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMETALI CINS Y8547P118 12/15/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Tata Sponge Iron Limited
Ticker Security ID: Meeting Date Meeting Status
TATASPONGE CINS Y4175L115 08/04/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Meena Lall Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Related Party Mgmt For For For
Transactions
7 Appointment of Sanjay Mgmt For For For
Kumar Pattnaik
(Managing Director);
Approval of
Remuneration
________________________________________________________________________________
Tejas Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
TEJASNET CINS Y8T61P105 09/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Sanjay Nayak Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Shirish Saraf Mgmt For For For
6 RATIFICATION OF TEJAS Mgmt For Against Against
NETWORKS LIMITED
EMPLOYEE STOCK OPTION
PLAN -
2014
7 Ratification of Tejas Mgmt For Against Against
Networks Limited
Employee Stock Option
Plan - 2014 -
A
8 RATIFICATION OF TEJAS Mgmt For Against Against
NETWORKS LIMITED
EMPLOYEE STOCK OPTION
PLAN -
2016
9 Approval of Tejas Mgmt For For For
Restricted Stock Unit
Plan 2017 and Grant
of
RSUs
10 Extension of the Tejas Mgmt For For For
Restricted Stock Unit
Plan 2017 to
Employees of
Subsidiaries
11 Non-Executive Mgmt For For For
Directors'
Commission
12 Revised Remuneration Mgmt For For For
of Sanjay Nayak
(Managing Director &
CEO)
________________________________________________________________________________
Texmaco Rail & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
TEXRAIL CINS Y85848102 09/16/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect A.K. Vijay Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Mridula Mgmt For For For
Jhunjhunwala
8 Appointment of Ashok Mgmt For Against Against
Vijay Kumar
(Executive Director);
Approval of
Remuneration
9 Waiver of Excess Mgmt For For For
Remuneration for
Saroj Kumar Poddar
(Executive
Chair)
________________________________________________________________________________
The India Cements Limited
Ticker Security ID: Meeting Date Meeting Status
INDIACEM CINS Y39167153 09/04/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports: Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports: Mgmt For For For
Consolidated
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chitra Srinivasan Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect M.R. Kumar Mgmt For For For
7 Elect Krishnamurthy Mgmt For For For
Balakrishnan
8 Elect Vijayaragha Mgmt For For For
Vachari
Ranganathan
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
The Shipping Corporation of India Ltd.
Ticker Security ID: Meeting Date Meeting Status
SCI CINS Y7757H113 09/26/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect H.K. Joshi Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Thyrocare Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
THYROCARE CINS Y8T01E103 08/12/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports: Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports: Mgmt For For For
Consolidated
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sohil Chand Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Reappointment of A. Mgmt For Against Against
Velumani (Managing
Director, CEO, and
Chair); Approval of
Remuneration
7 Reappointment of A. Mgmt For For For
Sundararaju
(Executive Director
and CFO); Approval of
Remuneration
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Adoption of Employees Mgmt For Against Against
Stock Option Scheme
2017
________________________________________________________________________________
Titagarh Wagons Limited
Ticker Security ID: Meeting Date Meeting Status
TWL CINS Y8841L136 07/31/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sudipta Mukherjee Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of J. P. Mgmt For For For
Chowdhary (Executive
Chair); Approval of
Remuneration
6 Amendment to the Mgmt For For For
Minimum Remuneration
to Umesh Chowdhary
(Executive Vice Chair
-
CEO)
7 Approval of Payment of Mgmt For For For
Remuneration to Umesh
Chowdhary (Executive
Vice Chair - CEO)
from a
Subsidiary
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Titagarh Wagons Limited
Ticker Security ID: Meeting Date Meeting Status
TWL CINS Y8841L136 08/05/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For For For
Powers
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Titagarh Wagons Ltd
Ticker Security ID: Meeting Date Meeting Status
TWL ISIN INE615H01020 03/30/2018 Voted
Meeting Type Country of Trade
Other IN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Borrowing Mgmt For For For
Powers
2 Authority to Mortgage Mgmt For For For
Assets
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Trident Limited
Ticker Security ID: Meeting Date Meeting Status
TRIDENT CINS Y8973C102 09/23/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Final Dividend for Mgmt For For For
Equity
Shares
4 Interim Equity Share Mgmt For For For
Dividends and Final
Dividends for
Preference
Shares
5 Elect Rajinder Gupta Mgmt For Against Against
6 Elect Deepak Nanda Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Dinesh Kumar Mgmt For For For
Mittal
9 Independent Directors' Mgmt For For For
Commission
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
12 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Triveni Engineering & Industries Limited
Ticker Security ID: Meeting Date Meeting Status
TRIVENI CINS Y89767159 09/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Dhruv M. Sawhney Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRESTIG CINS Y89993110 08/11/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect T.T. Mukund Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
TV18 Broadcast Ltd
Ticker Security ID: Meeting Date Meeting Status
TV18BRDCST CINS Y2714T110 09/25/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Accounts Mgmt For For For
and
Reports
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect P. M. S. Prasad Mgmt For For For
6 Elect Kolumum Mgmt For Against Against
Ramachandran
Raja
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
TV18 Broadcast Ltd
Ticker Security ID: Meeting Date Meeting Status
TV18BRDCST CINS Y2714T110 10/01/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees, Grant
Loans and Make
Investments
________________________________________________________________________________
UCO Bank Limited
Ticker Security ID: Meeting Date Meeting Status
UCOBANK CINS Y9035A100 03/21/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
UCO Bank Limited
Ticker Security ID: Meeting Date Meeting Status
UCOBANK CINS Y9035A100 06/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Unitech Limited
Ticker Security ID: Meeting Date Meeting Status
UNITECH CINS Y9164M149 09/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Financial Mgmt For Against Against
Statements
2 Consolidated Financial Mgmt For Against Against
Statements
3 Elect Minoti Bahri Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VA Tech Wabag Limited
Ticker Security ID: Meeting Date Meeting Status
WABAG CINS Y9356W111 07/27/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect S Varadarajan Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Bhagwan Dass Mgmt For Against Against
Narang
6 Elect Sumit Chandwani Mgmt For Against Against
7 Elect Revathi Kasturi Mgmt For Against Against
8 Amendment to Borrowing Mgmt For For For
Powers
9 Authority to Mortgage Mgmt For For For
Assets
10 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
VIP Industries Limited
Ticker Security ID: Meeting Date Meeting Status
VIPIND CINS Y9377U136 07/28/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Interim Mgmt For For For
Dividend
3 Allocation of Final Mgmt For For For
Dividend
4 Elect Ashish K. Saha Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Dilip Mgmt For Against Against
G. Piramal (Chairman
& Managing Director);
Approval of
Remuneration
7 Appointment of Radhika Mgmt For For For
Piramal (Vice
Chairperson &
Executive Director);
Approval of
Remuneration
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VIP Industries Limited
Ticker Security ID: Meeting Date Meeting Status
VIPIND CINS Y9377U136 09/18/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
VRL Logistics
Ticker Security ID: Meeting Date Meeting Status
VRLLOG CINS Y9380Z106 01/30/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
VRL Logistics
Ticker Security ID: Meeting Date Meeting Status
VRLLOG CINS Y9380Z106 08/04/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ashok Mgmt For Against Against
Shivayogappa
Shettar
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Vijay Mgmt For Against Against
Sankeshwar (Chairman
and Managing
Director); Approval
of
Remuneration
7 Amendment to Mgmt For For For
Remuneration of Anand
Sankeshwar (Managing
Director)
8 Elect and Appoint K N Mgmt For Against Against
Umesh (Whole-time
Director); Approval
of
Remuneration
9 Elect and Appoint L R Mgmt For Against Against
Bhat (Whole-time
Director); Approval
of
Remuneration
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 09/20/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Balkrishan Goenka Mgmt For Against Against
5 Elect Utsav Baijal Mgmt For Against Against
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Desh Raj Dogra Mgmt For For For
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures on a
Private Placement
Basis
10 Directors' Commission Mgmt For For For
________________________________________________________________________________
Wonderla Holidays Limited
Ticker Security ID: Meeting Date Meeting Status
WONDERLA CINS Y73508106 08/09/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Priya Sarah Mgmt For For For
Cheeran
Joseph
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Gopal Srinivasan Mgmt For For For
7 Elect Ramakrishnan Mgmt For For For
Lakshminarayanan
8 Appoint Priya Sarah Mgmt For For For
Cheeran Joseph
(Whole-Time
Director); Approval
of
Remuneration
________________________________________________________________________________
Wonderla Holidays Limited
Ticker Security ID: Meeting Date Meeting Status
WONDERLA CINS Y73508106 12/20/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect M. Ramachandran Mgmt For For For
3 Appointment of George Mgmt For For For
Joseph as Executive
Director; Approval of
Remuneration
Fund Name : VanEck Vectors Indonesia Index ETF
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 04/25/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners and
Remuneration of
Directors and
Commissioners
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 11/28/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sri Indrastuti Mgmt For Against Against
Hadiputranto
________________________________________________________________________________
Bank Danamon
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 03/20/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Stake Mgmt For For For
by
MUFG
2 Amendments to Articles Mgmt For Against Against
3 Approval of Recovery Mgmt For For For
Plan
________________________________________________________________________________
Bank Danamon
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 03/20/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors', Mgmt For For For
Commissioners', and
Sharia Supervisors'
Fees
6 Election of Directors, Mgmt For For For
Commissioners and/or
Sharia Supervisors
(Slate)
________________________________________________________________________________
Bank Negara
Ticker Security ID: Meeting Date Meeting Status
BBNI ISIN ID1000096605 03/20/2018 Voted
Meeting Type Country of Trade
Annual ID
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Mgmt For Against Against
Undisclosed Auditor
and Authority to Set
Fees
5 Approval of the Mgmt For For For
Company's Recovery
Plan
6 Implementation of New Mgmt For For For
Regulation
7 Amendments to Articles Mgmt For Against Against
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Bank Pembangunan Daerah Jawa Barat Dan Banten Tbk
Ticker Security ID: Meeting Date Meeting Status
BJBR CINS Y71174109 02/28/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceed from Mgmt For For For
Public
Offer
6 Amendment to Board of Mgmt For For For
Directors'
Structure
7 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 05/23/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 06/27/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 06/04/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Resignation of Director Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Amendments to Articles Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 06/05/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Anthoni Salim Mgmt For For For
5 Elect Christopher H. Mgmt For For For
Young
6 Elect Philip FAN Yan Mgmt For For For
Hok
7 Elect Tedy Djuhar Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Authority to Appoint Mgmt For For For
Additional
Directors
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EB5 CINS Y2560F107 04/30/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LIM Ming Seong Mgmt For For For
4 Elect TENG Cheong Kwee Mgmt For For For
5 Elect FANG Zhixiang Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
First Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EB5 CINS Y2560F107 04/30/2018 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Mgmt For For For
Articles
2 Adoption of Interested Mgmt For For For
Persons Transactions
Mandate
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/23/2018 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Elect Muktar Widjaja Mgmt For Against Against
6 Elect FOO Meng Kee Mgmt For For For
7 Elect William CHUNG Mgmt For For For
Nien
Chin
8 Elect Kaneyalall Mgmt For For For
Hawabhay
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Gudang Garam Tbk
Ticker Security ID: Meeting Date Meeting Status
GGRM CINS Y7121F165 06/26/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 05/22/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For For For
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y71260106 05/31/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report; Use Mgmt For For For
of Proceed
Report
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Indofood Sukses Makmur Tbk PT
Ticker Security ID: Meeting Date Meeting Status
INDF CINS Y7128X128 05/31/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Jardine Cycle & Carriage Ltd.
Ticker Security ID: Meeting Date Meeting Status
C07 CINS Y43703100 04/26/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Elect LIM Hwee Hua Mgmt For For For
6 Elect David Alexander Mgmt For For For
Newbigging
7 Elect Anthony Mgmt For For For
Nightingale
8 Elect Michael KOK Pak Mgmt For For For
Kuan
9 Elect BOON Yoon Chiang Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
13 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 06/05/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Against Against
Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Lippo Karawaci Tbk
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 06/05/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Lippo Karawaci Tbk
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 12/15/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
3 Elect Wijaya Subekti Mgmt For For For
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5309Y113 04/18/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Units w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5309Y113 04/18/2018 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
2 Amendments to Trust Mgmt For For For
Deed
________________________________________________________________________________
Lippo Malls Indonesia Retail Trust
Ticker Security ID: Meeting Date Meeting Status
D5IU CINS Y5309Y113 12/20/2017 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Yogyakarta
Properties
2 Acquisition of Kediri Mgmt For For For
Properties
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mitra Keluarga Karyasehat
Ticker Security ID: Meeting Date Meeting Status
MIKA CINS Y603AT109 02/28/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Mitra Keluarga Karyasehat
Ticker Security ID: Meeting Date Meeting Status
MIKA CINS Y603AT109 06/27/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Use of Proceeds Mgmt For For For
4 Resignation of Mgmt For For For
Commissioner
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 06/27/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pakuwon Jati Terbuka
Ticker Security ID: Meeting Date Meeting Status
PWON CINS Y712CA107 06/26/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Perusahaan Gas Negara (PGN)
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 04/26/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report and Mgmt For For For
Partnership and
Community Development
Program
Report
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For Against Against
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Ratification of Board Mgmt For Against Against
Acts
8 Amendments to Articles Mgmt For Against Against
9 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/23/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For For For
Commissioners;
Approval of Director
Resignation
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA ISIN ID1000109507 04/05/2018 Voted
Meeting Type Country of Trade
Special ID
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA ISIN ID1000109507 04/05/2018 Voted
Meeting Type Country of Trade
Annual ID
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vera Eve Lim Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Allocation of Interim Mgmt For For For
Dividend for Fiscal
Year
2018
7 Approval of Recovery Mgmt For For For
Plan
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 03/21/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Approval of the Mgmt For For For
Company's Recovery
Plan
6 Implementation of New Mgmt For For For
Regulation
7 Amendments to Articles Mgmt For Against Against
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 08/21/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Split Mgmt For For For
2 Resignations of Mgmt For For For
Director and
Commissioner
________________________________________________________________________________
PT Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 11/02/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Against Against
Commissioners
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 03/22/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Approval of the Mgmt For For For
Company's Recovery
Plan
6 Implementation of New Mgmt For For For
Regulation
7 Amendments to Articles Mgmt For Against Against
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 10/18/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Split Mgmt For For For
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Tabungan Negara Persero
Ticker Security ID: Meeting Date Meeting Status
BBTN CINS Y71197100 03/23/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Approval of the Mgmt For For For
Company's Recovery
Plan
6 Amendments to Articles Mgmt For Against Against
of Pension
Fund
7 Implementation of New Mgmt For For For
Regulation
8 Amendments to Articles Mgmt For Against Against
9 Use of Proceeds from Mgmt For For For
2017 Bond
Issuance
10 Election of Sharia Mgmt For Against Against
Supervisory Board and
Approval of
Fees
11 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Tabungan Negara Persero
Ticker Security ID: Meeting Date Meeting Status
BBTN CINS Y71197100 12/28/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or
Commissioners
________________________________________________________________________________
PT Chandra Asri Petrochemical Tbk
Ticker Security ID: Meeting Date Meeting Status
TPIA CINS Y1292Y103 04/23/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Use of Proceeds from Mgmt For For For
LPO and Bond
Issuance
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/23/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 11/23/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 04/10/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Use of Proceeds from Mgmt For For For
IPO, LPO and Bond
Issuance
7 Implementation of New Mgmt For For For
Regulations
8 Amendments to Articles Mgmt For Against Against
9 Election of Directors Mgmt For Against Against
and/or
Commissioners
________________________________________________________________________________
PT Matahari Department Store Tbk
Ticker Security ID: Meeting Date Meeting Status
LPPF CINS Y7139L105 04/27/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate); Approval of
Fees
________________________________________________________________________________
PT Pembangunan Perumahan (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PTPP CINS Y7131Q102 04/26/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Partnership and Mgmt For For For
Community Development
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Implementation of New Mgmt For For For
Regulation
8 Use of Proceeds from Mgmt For For For
State Equity
Participation
9 Use of Proceeds from Mgmt For For For
IPO and Rights
Issue
10 Amendments to Articles Mgmt For Against Against
11 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Perusahaan Gas Negara (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 01/25/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Summarecon Agung Tbk
Ticker Security ID: Meeting Date Meeting Status
SMRA CINS Y8198G144 06/07/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For For For
(Slate)
6 Use of Proceeds from Mgmt For For For
Bonds
________________________________________________________________________________
PT Summarecon Agung Tbk
Ticker Security ID: Meeting Date Meeting Status
SMRA CINS Y8198G144 06/07/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CUSIP 715684106 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Reduce Mgmt For For For
Share
Capital
7 Amendments to Articles Mgmt For Against Against
8 Implementation of New Mgmt For For For
Regulations
9 Election of Directors Mgmt For Against Against
and/or
Commissioners
________________________________________________________________________________
PT Waskita Karya Persero Terbuka
Ticker Security ID: Meeting Date Meeting Status
WSKT CINS Y714AE107 04/06/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Management and Mgmt For For For
Employee Stock
Option
Program ("MESOP")
6 Authority to Give Mgmt For Against Against
Guarantees
7 Implementation of New Mgmt For For For
Regulations
8 Use of Proceeds from Mgmt For For For
Rights Issue and
Bond
9 Amendments to Articles Mgmt For Against Against
10 Election of Directors Mgmt For Against Against
and/or
Commissioners
________________________________________________________________________________
Sawit Sumbermas Terbuka
Ticker Security ID: Meeting Date Meeting Status
SSMS CINS Y71391109 07/17/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Bonds
2 Authority to Give Mgmt For Against Against
Guarantees
3 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Semen Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 04/30/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Partnership and Mgmt For For For
Community Development
Program
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Use of Proceeds from Mgmt For For For
Bonds
8 Amendments to Articles Mgmt For Against Against
9 Implementation of New Mgmt For For For
Regulations
10 Resignation of Djamari Mgmt For For For
Chaniago as
Commissioner
________________________________________________________________________________
Semen Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 09/15/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Implementation of New Mgmt For For For
Regulation
4 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Surya Citra Media Terbuka
Ticker Security ID: Meeting Date Meeting Status
SCMA CINS Y7148M110 02/20/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights; Amendments to
Articles
________________________________________________________________________________
Surya Citra Media Terbuka
Ticker Security ID: Meeting Date Meeting Status
SCMA CINS Y7148M110 06/25/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Adoption of Management Mgmt For For For
and Employee Stock
Ownership Program
("MESOP")
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 04/27/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners
Fees
5 Authority to Mgmt For For For
Repurchase
Shares
6 Authority to Give Mgmt For Against Against
Guarantees
7 Use of Proceeds from Mgmt For For For
Bond
Issuance
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 05/23/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate) and Approval
of Their
Fees
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 06/21/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture/Spin-off Mgmt For Abstain Against
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 10/18/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ira Noviarti Mgmt For For For
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/16/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 03/09/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Elect Julianto Sidarto Mgmt For For For
6 Implementation and Mgmt For For For
Issuance of Shares in
Relation to Long Term
Incentive Plan 2016 -
2020
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 08/15/2017 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
and Commissioners
(Slate)
Fund Name : VanEck Vectors International High-Yield Bond ETF
________________________________________________________________________________
Ethias SA
Ticker Security ID: Meeting Date Meeting Status
N/A CINS B3812BAA3 05/16/2018 Voted
Meeting Type Country of Trade
Bond Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Report Mgmt For Abstain Against
4 Board Report on Mgmt For Abstain Against
Accounts and
Reports
5 Auditor Report on Mgmt For Abstain Against
Accounts and
Reports
6 Accounts and Reports Mgmt For Abstain Against
7 Board Report on Mgmt For Abstain Against
Consolidated Accounts
and
Reports
8 Auditor Report on Mgmt For Abstain Against
Consolidated Accounts
and
Reports
9 Consolidated Accounts Mgmt For Abstain Against
and
Reports
10 Ratification of Board Mgmt For Abstain Against
Acts
11 Ratification of Mgmt For Abstain Against
Auditor's
Acts
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Isolux Corsan
Ticker Security ID: Meeting Date Meeting Status
N/A CINS E5752C131 07/03/2017 Take No Action
Meeting Type Country of Trade
Bond Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Individual Accounts Mgmt For TNA N/A
and
Reports
3 Ratification of Board Mgmt For TNA N/A
Acts
4 Consolidated Accounts Mgmt For TNA N/A
and
Reports
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Evaluation of Equity Mgmt For TNA N/A
Situation and
Adoption of
Measures
7 Amendments to Articles Mgmt For TNA N/A
8 Amendments to General Mgmt For TNA N/A
Meeting
Regulations
9 Approval of Management Mgmt For TNA N/A
Structure
10 Elect Jaime Fuster Mgmt For TNA N/A
Rufilanchas
11 Elect David Pastor Mgmt For TNA N/A
Garcia
12 Elect David Vilella Mgmt For TNA N/A
Silla
13 Directors' Fees Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Authorisation of Legal Mgmt For TNA N/A
Formalities
Fund Name : VanEck Vectors Israel ETF
________________________________________________________________________________
888 Holdings plc
Ticker Security ID: Meeting Date Meeting Status
888 CINS X19526106 05/09/2018 Voted
Meeting Type Country of Trade
Annual Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Brian Mattingley Mgmt For For For
4 Elect Itai Frieberger Mgmt For For For
5 Elect Aviad Kobrine Mgmt For For For
6 Elect Ron McMillan Mgmt For For For
7 Elect Zvika Zivlin Mgmt For For For
8 Elect Anne De Kerckhove Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Allocation of Mgmt For For For
Profits/Dividends
12 Special Dividend Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Aeronautics Defense Systems
Ticker Security ID: Meeting Date Meeting Status
ARCS CINS M0R84M115 06/26/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Board
Chair
3 Elect Yedidia Yaari Mgmt For For For
4 Elect Hedi Ben-Sira Mgmt For Against Against
5 Elect Imanuel Wasserman Mgmt For Against Against
6 Elect Shai Ayalon Mgmt For For For
7 Elect Dani Shirazi Mgmt For For For
8 Elect Jonathan B. Mgmt For For For
Kolber
9 Elect Itzhak Lempel Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Aevi Genomic Medicine Inc
Ticker Security ID: Meeting Date Meeting Status
GNMX CUSIP 00835P105 10/17/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock pursuant to the
Offering
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 04/17/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Services Mgmt For For For
Agreement with
Controlling
Shareholder
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 09/26/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Mgmt For For For
Management Services
Agreement
3 Related Party Mgmt For For For
Transaction
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 12/18/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Mgmt For For For
Novogrocki
4 Elect Avinadav Mgmt For For For
Grinshpon
5 Elect Ronit Mgmt For For For
Cohen-Nissan
6 Elect Michal Kamir Mgmt For For For
7 Appoint Somekh Chaikin Mgmt For Abstain Against
(KPMG) and Brightman
Almagor Zohar & Co.
(Deloitte) as the
Company's joint
independent
auditors
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Airport City Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARPT CINS M0367L106 12/06/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Haim Tsuff Mgmt For For For
5 Elect Eitan Voloch Mgmt For For For
6 Elect Itamar Volkov Mgmt For For For
7 D&O Liability Mgmt For For For
Insurance Group
Policy
(Non-Controlling
Shareholders)
8 D&O Liability Mgmt For For For
Insurance Group
Policy (Controlling
Shareholders)
9 D&O Liability Mgmt For For For
Insurance Group
Policy (Joint
CEOs)
10 D&O Indemnification Mgmt For For For
(Non-Controlling
Shareholders)
11 D&O Indemnification Mgmt For For For
(Controlling
Shareholders)
12 D&O Indemnification Mgmt For For For
(Joint
CEOs)
13 D&O Exemption Mgmt For Against Against
(Non-Controlling
Shareholders)
14 D&O Exemption Mgmt For Against Against
(Controlling
Shareholders)
15 D&O Exemption (Joint Mgmt For Against Against
CEOs)
16 Increase in Authorized Mgmt For For For
Capital
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alony Hetz Properties & Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 03/27/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of External Mgmt For For For
Directors
________________________________________________________________________________
Alony Hetz Properties & Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 06/12/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
Relating to
Preference
Shares
________________________________________________________________________________
Alony Hetz Properties & Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 10/03/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Aviram Wertheim Mgmt For For For
5 Elect Nathan Hetz Mgmt For For For
6 Elect Adva Sharvit Mgmt For For For
7 Elect Aaron Nahumi Mgmt For For For
8 Elect Gittit Guberman Mgmt For For For
9 Elect Amos Yadlin Mgmt For For For
10 Indemnification of Mgmt For For For
Directors/Officers
11 Increase to Authorized Mgmt For For For
Preferred
Shares
12 Amend Articles and Mgmt For Against Against
Provide Exemption to
Directors/Officers
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 01/02/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Wife of Controlling
Shareholder
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 09/17/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Alfred Akirov Mgmt For For For
4 Elect Joshua Rosensweig Mgmt For For For
5 Elect Eitan Raff Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect John T. McLennan Mgmt For For For
4 Elect Zohar Zisapel Mgmt For For For
5 Elect Julian A. Brodsky Mgmt For For For
6 Elect Eli Gelman Mgmt For For For
7 Elect James S. Kahan Mgmt For For For
8 Elect Richard T.C. Mgmt For For For
LeFave
9 Elect Giora Yaron Mgmt For For For
10 Elect Baroness Ariane Mgmt For For For
de
Rothschild
11 Elect Rafael de la Vega Mgmt For For For
12 Increase Quarterly Mgmt For For For
Dividend
13 Accounts and Reports Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Amot Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 05/02/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance Mgmt For For For
Coverage of
Directors/Officers
3 Indemnification Mgmt For For For
Coverage of
Directors/Officers
4 Amendments to Articles Mgmt For For For
Regarding D&O
Insurance and
Indemnification
5 Exemption of Mgmt For For For
Directors/Officers
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Amot Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 09/13/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For Against Against
5 Elect Nathan Hetz Mgmt For For For
6 Elect Aviram Wertheim Mgmt For For For
7 Elect Moti Barzilay Mgmt For For For
8 Elect Amir Amar Mgmt For For For
9 Elect Eyal Gabbai Mgmt For Against Against
10 Elect Yechiel Gutman Mgmt For For For
11 Elect Benjamin Gantz Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Arotech Corporation
Ticker Security ID: Meeting Date Meeting Status
ARTX CUSIP 042682203 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jon B. Kutler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ashtrom Properties Ltd
Ticker Security ID: Meeting Date Meeting Status
ASPR CINS M1504E104 01/28/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 ELECT ELLA FELDER AS Mgmt For For For
EXTERNAL
DIRECTOR
3 Indemnification of Mgmt For For For
External
Director
4 Exemption of External Mgmt For Against Against
Director
________________________________________________________________________________
Attunity Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATTU CUSIP M15332121 12/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shimon Alon Mgmt For Withhold Against
1.2 Elect Dov Biran Mgmt For Withhold Against
1.3 Elect Dan Falk Mgmt For Withhold Against
2 Elect Tali Alush-Aben Mgmt For Against Against
3 Declaration of Mgmt N/A For N/A
Material
Interest
4 Amend the Executive Mgmt For Against Against
Compensation
Policy
5 Declaration of Mgmt N/A For N/A
Material
Interest
6 Authorization of Chair Mgmt For Against Against
to Serve as CEO for
Three Year
Period
7 Declaration of Mgmt N/A For N/A
Material
Interest
8 Equity Grants to Mgmt For For For
Directors
9 Declaration of Mgmt N/A For N/A
Material
Interest
10 Approval of Chair and Mgmt For For For
CEO's Bonus
Terms
11 Declaration of Mgmt N/A For N/A
Material
Interest
12 Approval of RSU and Mgmt For Against Against
Option Grant to Chair
and
CEO
13 Declaration of Mgmt N/A For N/A
Material
Interest
14 Approval of Mgmt For For For
Performance Based RSU
Grant to Chair and
CEO
15 Declaration of Mgmt N/A For N/A
Material
Interest
16 Indemnification of Mgmt For For For
Directors/Officers
17 Declaration of Mgmt N/A For N/A
Material
Interest
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
AudioCodes Ltd.
Ticker Security ID: Meeting Date Meeting Status
AUDC CUSIP M15342104 09/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eyal Kishon Mgmt For For For
2 Elect Joseph Tenne Mgmt For For For
3 Approve Annual RSU Mgmt For For For
Grant to Non-Employee
Directors
4 Employment Agreement Mgmt For For For
with
CEO
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Avgol Industries 1953 Ltd
Ticker Security ID: Meeting Date Meeting Status
AVGL CINS M15565100 04/24/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Adam H. Teeger Mgmt For For For
3 Elect Mark R. Jacobson Mgmt For For For
4 Elect Mano Stoffer Mgmt For For For
5 Elect Jan Moulign Mgmt For For For
6 Elect Marc Slendebroek Mgmt For For For
7 Elect Saar Avnery Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Avgol Industries 1953 Ltd
Ticker Security ID: Meeting Date Meeting Status
AVGL CINS M15565100 12/19/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Directors/Officers
(Controlling
Shareholders)
________________________________________________________________________________
Bank Hapoalim
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 02/05/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Ronit Abramson Mgmt For For For
as External
Director
________________________________________________________________________________
Bank Hapoalim B.M.
Ticker Security ID: Meeting Date Meeting Status
POLI ISIN IL0006625771 04/12/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item MGMT For For For
2 Appointment of Auditor MGMT For For For
3 Bundled Amendments to MGMT For For For
Articles
4 ELECT DALIA LEV AS MGMT For For For
EXTERNAL
DIRECTOR
________________________________________________________________________________
Bank Leumi le-Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 10/03/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Samer Haj Yehia Mgmt For For For
7 Elect David Mgmt For N/A N/A
Zvilichovsky
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Haim Levy Mgmt For Abstain Against
10 Elect Zipora Samet Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 04/30/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of CEO Mgmt For For For
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 05/21/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Bernie Moskowitz Mgmt For Abstain Against
as External
Director
4 Elect Ziv Ironi Mgmt N/A For N/A
5 Reelect Joseph Shattah Mgmt For For For
as External
Director
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 05/24/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Bernie Moskowitz Mgmt For For For
as External
Director
3 Reelect Joseph Shattah Mgmt For For For
as External
Director
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 06/05/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transaction
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 08/03/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Alejandro Mgmt For For For
Gustavo
Elsztain
5 Elect Segi Eitan Mgmt For For For
6 Elect Arnon Rabinovitz Mgmt For For For
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 04/26/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Board Composition Mgmt For For For
Alternative A- Up to
13
Directors
7 Board Composition ShrHoldr Against N/A N/A
Alternative B- Up to
15 Directors
(Proposal Deriving
from Shareholder
Demand)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Shlomo Rodav Mgmt For For For
10 Elect Doron Turgeman Mgmt For Against Against
11 Elect Ami Barlev Mgmt For Against Against
12 Elect Ilan Biran Mgmt For For For
13 Elect Orly Guy Mgmt For For For
14 Elect Avital Bar-Dayan Mgmt For For For
15 Elect Rami Nomkin Mgmt For For For
(Employee
Representative) as
Director
16 Elect David Granot Mgmt For For For
17 Elect Dov Kotler Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect Doron Birger Mgmt N/A Abstain N/A
20 Elect Edith Lusky Mgmt N/A For N/A
21 Elect Amnon Dick Mgmt N/A Abstain N/A
22 Elect David Avner Mgmt N/A For N/A
23 Elect Yaacov Goldman Mgmt N/A Against N/A
24 Elect Shlomo Zohar Mgmt N/A Abstain N/A
25 Elect Naomi Sandhaus Mgmt N/A For N/A
26 Elect Yigal Bar-Yossef Mgmt N/A Abstain N/A
27 Dividend for Second Mgmt For For For
Half of
2017
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 SHP Regarding ShrHoldr N/A For N/A
Expression of No
Confidence in
Directors Keret and
Simon
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 05/21/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Mgmt For For For
Compensation Policy
Regarding D&O
Liability
Insurance
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 08/15/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Haggai Herman as Mgmt For N/A N/A
External
Director
5 Elect Shalom Hochman Mgmt For N/A N/A
as External
Director
6 Elect Zeev Vurembrand Mgmt For For For
as External
Director
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 09/18/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
________________________________________________________________________________
Big Shopping Centers Limited
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 04/11/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noga Knaz Mgmt For For For
________________________________________________________________________________
Big Shopping Centers Limited
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 10/09/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Yehuda Naftali Mgmt For For For
5 Elect Eitan Bar Zeev Mgmt For For For
6 Elect Barak Ben Eliezer Mgmt For For For
7 Elect Israel Yaaqovi Mgmt For For For
8 Elect Daniel Naftali Mgmt For For For
9 Amendment to Mgmt For For For
Compensation
Policy
10 ELECT VERED YITZHAKI Mgmt For For For
AS EXTERNAL
DIRECTOR
________________________________________________________________________________
BiolineRx Ltd.
Ticker Security ID: Meeting Date Meeting Status
BLRX CUSIP 09071M106 04/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aharon Schwartz Mgmt For For For
2 Elect Michael J. Anghel Mgmt For For For
3 Elect B.J. Bormann Mgmt For For For
4 Elect Raphael Hofstein Mgmt For For For
5 Elect Sandra Panem Mgmt For For For
6 Approval of Equity Mgmt For For For
Compensation of
Philip Serlin,
CEO
7 Declaration of Mgmt N/A Against N/A
Material
Interest
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 04/24/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 09/05/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Discovery Period Mgmt For For For
Insurance of
Directors/Officers
3 Extend Liability Mgmt For For For
Insurance of
Directors/Officers
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 11/02/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
with Board
Chair
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Caesarstone Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 09/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ariel Halperin Mgmt For For For
2 Elect Dori Brown Mgmt For For For
3 Elect Roger Abravanel Mgmt For For For
4 Elect Eric D. Mgmt For For For
Herschmann
5 Elect Ronald Kaplan Mgmt For For For
6 Elect Ofer Tsimchi Mgmt For For For
7 Elect Amit Ben Zvi Mgmt For For For
8 Elect Ofer Borovsky as Mgmt For Against Against
External
Director
9 Elect Irit Ben-Dov as Mgmt For For For
External
Director
10 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
11 Amend Bonus Mechanism Mgmt For For For
of
CEO
12 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
13 Compensation Terms of Mgmt For For For
Chair
14 Declaration of Mgmt N/A Against N/A
Material
Interest
15 Option Grants of Mgmt For For For
Directors
16 Declaration of Mgmt N/A Against N/A
Material
Interest
17 Amend Registration Mgmt For For For
Rights
Agreement
18 Declaration of Mgmt N/A Against N/A
Material
Interest
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Camtek Limited
Ticker Security ID: Meeting Date Meeting Status
CAMT CUSIP M20791105 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rafi Amit Mgmt For For For
2 Elect Yotam Stern Mgmt For For For
3 Elect Eran Bendoly Mgmt For For For
4 Elect Moty Ben-Arie Mgmt For For For
5 Elect Gabriela Heller Mgmt For For For
6 Elect Raphael Koriat Mgmt For For For
7 Declaration of Mgmt N/A Against N/A
Material
Interest
8 Indemnification & Mgmt For For For
Exemption of
Directors/Officers
9 Declaration of Mgmt N/A Against N/A
Material
Interest
10 Indemnification & Mgmt For For For
Exemption of Yotam
Stern
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 Amend Compensation Mgmt For For For
Policy
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Special Equity Awards Mgmt For For For
of NEOs (Excluding
CEO)
15 Declaration of Mgmt N/A Against N/A
Material
Interest
16 Compensation Terms of Mgmt For For For
CEO
17 Declaration of Mgmt N/A Against N/A
Material
Interest
18 Amendment to Articles Mgmt For For For
Regarding Chairman of
General
Meetings
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
20 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 11/29/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Mauricio Elias Mgmt For For For
Wior
4 Elect Shlomo Waxe Mgmt For Against Against
5 Elect Ephraim Kunda Mgmt For For For
6 Compensation Policy Mgmt For For For
7 CEO Annual Cash Bonus Mgmt For For For
8 CEO Special Cash Bonus Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Ceragon Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
CRNT CUSIP M22013102 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zohar Zisapel Mgmt For For For
2 Elect Yael Langer Mgmt For For For
3 Elect Shlomo Liran Mgmt For For For
4 Elect Ira Palti Mgmt For For For
5 Elect Avi Eizenman Mgmt For For For
6 Elect Avraham Berger Mgmt For For For
7 Declaration of Mgmt For Against Against
Material
Interest
8 Confirmation of Mgmt For Against Against
Controlling
Shareholder
9 Elect Meir Sperling Mgmt For For For
10 Declaration of Mgmt For Against Against
Material
Interest
11 Confirmation of Mgmt For Against Against
Controlling
Shareholder
12 Compensation Policy Mgmt For For For
13 Declaration of Mgmt For Against Against
Material
Interest
14 Confirmation of Mgmt For Against Against
Controlling
Shareholder
15 Cash Bonus Plan & Mgmt For For For
Equity Compensation
of
CEO
16 Declaration of Mgmt For Against Against
Material
Interest
17 Confirmation of Mgmt For Against Against
Controlling
Shareholder
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Ceragon Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
CRNT CUSIP M22013102 09/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Variable Compensation Mgmt For For For
of CEO for
2017
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CEVA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEVA CUSIP 157210105 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eliyahu Ayalon Mgmt For For For
1.2 Elect Zvi Limon Mgmt For For For
1.3 Elect Bruce A. Mann Mgmt For For For
1.4 Elect Maria Marced Mgmt For For For
1.5 Elect Peter McManamon Mgmt For For For
1.6 Elect Sven-Christer Mgmt For For For
Nilsson
1.7 Elect Louis Silver Mgmt For For For
1.8 Elect Gideon Wertheizer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 01/03/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Dani Naveh Mgmt For For For
5 Elect Avraham Knobel Mgmt For For For
6 Elect Varda Alshech Mgmt For For For
7 Elect Hana Mazal Mgmt For For For
Margaliot
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 05/06/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REELECT JOSEPH YAGIL Mgmt For For For
AS EXTERNAL
DIRECTOR
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2447P107 10/23/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of CEO Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Compugen Limited
Ticker Security ID: Meeting Date Meeting Status
CGEN CUSIP M25722105 07/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruth Arnon Mgmt For For For
2 Elect Anat Cohen-Dayag Mgmt For For For
3 Elect Martin S. Gerstel Mgmt For For For
4 Elect Dov Hershberg Mgmt For For For
5 Elect Michal Preminger Mgmt For For For
and Approve
Compensation
6 Amendments to Articles Mgmt For Against Against
7 CEO Cash Bonus Mgmt For For For
8 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
9 Chair Cash Bonus Mgmt For For For
10 Equity Grant for CEO Mgmt For For For
11 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
12 Equity Grant for Chair Mgmt For For For
13 Acceleration of Mgmt For Against Against
Vesting of Equity
Awards for
Chair
14 Appointment of Auditor Mgmt For For For
15 Election of Jeffrey Mgmt Against Against For
Grossman
16 Election of Samuel Mgmt Against Against For
Solomon
________________________________________________________________________________
Compugen Limited
Ticker Security ID: Meeting Date Meeting Status
CGEN CUSIP M25722105 10/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For For For
2 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
3 Annual Fee and Option Mgmt For For For
Grant of
Chair
4 Acceleration of Mgmt For Against Against
Vesting of Equity
Awards for
Chair
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 Separation Terms of Mgmt For For For
Outgoing
Chair
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
CyberArk Software Ltd
Ticker Security ID: Meeting Date Meeting Status
CYBR CUSIP M2682V108 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ehud Mokady Mgmt For For For
2 Elect David Schaeffer Mgmt For For For
3 Equity Awards of CEO Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Delek Automotive Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
DLEA ISIN IL0008290103 03/13/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Irit Shadar MGMT For Against Against
Tobias as External
Director
________________________________________________________________________________
Delek Automotive Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 06/24/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Compensation Policy Mgmt For Against Against
5 Amendment to Mgmt For For For
Employment Agreement
of Board
Chair
________________________________________________________________________________
Delek Energy Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
DLEN CINS M2775P109 08/15/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yuval Rachlevsky Mgmt For For For
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 03/06/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Arie Zief as Mgmt For For For
External
Director
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 07/24/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Increase in Authorized Mgmt For For For
Capital and Creation
of Preferred
Shares
________________________________________________________________________________
Delek Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
DLEKG ISIN IL0010841281 02/28/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extend Mechanism for MGMT For For For
Reimbursement of
Expenses of
Controlling
Shareholder
________________________________________________________________________________
Delek Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 06/19/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Yehudit Tytelman Mgmt For For For
________________________________________________________________________________
Delek US Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
DK CUSIP 24665A103 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ezra Uzi Yemin Mgmt For For For
1.2 Elect William J. Mgmt For For For
Finnerty
1.3 Elect Carlos E. Jorda Mgmt For For For
1.4 Elect Gary M. Sullivan Mgmt For For For
Jr.
1.5 Elect David Wiessman Mgmt For For For
1.6 Elect Shlomo Zohar Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Delta Galil Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 12/27/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noam Lautman Mgmt For For For
3 Elect Isaac Dabah Mgmt For For For
4 Elect Gideon Chitayat Mgmt For For For
5 Elect Izhak Weinstock Mgmt For For For
6 Elect Tzipora Carmon Mgmt For For For
7 Elect Israel Baum Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Direct Insurance Financial Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
DIFI CINS M2807E106 09/11/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Moshe Schneidman Mgmt For For For
3 Elect Joseph Kucik Mgmt For For For
4 Elect Doron Schneidman Mgmt For For For
5 Elect Haim Ramon Mgmt For For For
6 Elect Gilead Sher Mgmt For For For
7 Indemnification and Mgmt For For For
Exemption of Gilead
Sher
8 ELECT AVI ZAMIR AS Mgmt For For For
EXTERNAL
DIRECTOR
9 Indemnification and Mgmt For For For
Exemption of Avi
Zamir
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Discount Investment Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 07/06/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Eduardo Sergio Mgmt For For For
Elsztain
4 Elect Alejandro Mgmt For Against Against
Gustavo
Elsztain
5 Elect Saul Zang Mgmt For For For
6 Elect Saul Lapidus Mgmt For For For
7 Elect Joseph Singer Mgmt For For For
8 Elect Lily Ayalon Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Compensation Policy Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DSP Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSPG CUSIP 23332B106 05/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Elect Yair Seroussi Mgmt For For For
6 Elect Norman Taffe Mgmt For For For
7 Elect Patrick Tanguy Mgmt For For For
8 Elect Kenneth H. Traub Mgmt For For For
9 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 02/06/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eyal Haimovsky Mgmt For For For
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 03/06/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
New
CEO
3 Employment Agreement Mgmt For For For
of Dalit Mozes
(Relative of
Controlling
Shareholder)
4 Bonus of Dalit Mozes Mgmt For For For
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 10/29/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yael Andorn Mgmt For For For
Karni as External
Director
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 11/29/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eli Defes Mgmt For For For
5 Elect Tamar Mozes Mgmt For For For
Borovitz
6 Elect Yehuda Levy Mgmt For For For
7 Elect Amikam Cohen Mgmt For For For
8 Elect Shlomo Hanael Mgmt For For For
9 Elect Sofia Kimerling Mgmt For For For
10 Elect Pinchas Ginsburg Mgmt For Against Against
11 Elect Ruth Dahan Mgmt For For For
12 Liability Insurance Mgmt For For For
Framework Agreement
with Controlling
Shareholder
13 Amendments to Articles Mgmt For For For
Regarding
Indemnification
14 Indemnification of Mgmt For For For
Directors/Officers
(Controlling
Shareholders)
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 04/11/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Options Grant of CEO Mgmt For For For
4 Options Grant to CEO Mgmt For For For
of
Subsidiary
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 11/30/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Federmann Mgmt For For For
3 Elect Rina Baum Mgmt For For For
4 Elect Yoram Ben-Zeev Mgmt For For For
5 Elect David Federmann Mgmt For For For
6 Elect Dov Ninveh Mgmt For For For
7 Elect Ehood Nisan Mgmt For For For
8 Elect Yuli Tamir Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Liability Insurance of Mgmt For For For
Directors/Officers
11 Indemnification of Mgmt For For For
Directors
(Controlling
Shareholders)
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Elco Limited
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 03/13/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Compensation Terms of Mgmt For Against Against
the Joint
CEOs
4 Indemnification of Mgmt For For For
Directors/Officers
5 Bundled Amendments to Mgmt For Against Against
Articles
6 Revised Employment Mgmt For For For
Terms of
Chair
________________________________________________________________________________
Elco Limited
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 10/02/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Mordechai Mgmt For For For
Friedman
5 Elect Daniel Salkind Mgmt For For For
6 Elect Michael Salkind Mgmt For For For
7 Elect Gabriela Heller Mgmt For For For
8 Amend Compensation Mgmt For For For
Policy
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Elco Ltd
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 06/12/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shimon Hybloom Mgmt For For For
3 Elect Sophie Caspi Mgmt For For For
4 Elect Ariel Ben Dayan Mgmt For For For
________________________________________________________________________________
Electra Consumer Products Ltd
Ticker Security ID: Meeting Date Meeting Status
ECP CINS M3798N105 05/15/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Management Services Mgmt For Against Against
Agreement with
Controlling
Shareholder
4 Indemnification of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Electra Consumer Products Ltd
Ticker Security ID: Meeting Date Meeting Status
ECP CINS M3798N105 10/01/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Daniel Salkind Mgmt For For For
5 Elect Michael Salkind Mgmt For For For
6 Elect Avraham Avishay Mgmt For For For
Israeli
7 Elect Orly Ben-Yosef Mgmt For For For
8 Amend Compensation Mgmt For For For
Policy
________________________________________________________________________________
Electra Consumer Products Ltd
Ticker Security ID: Meeting Date Meeting Status
ECP CINS M3798N105 12/24/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bundled Amendments to Mgmt For Against Against
Articles
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 02/01/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bundled Amendments to Mgmt For Against Against
Articles
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 05/02/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reelect Ariel Even as Mgmt For For For
External
Director
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 05/15/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewal of Management Mgmt For Against Against
Services Agreement
with Controlling
Shareholder
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 11/30/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Michael Salkind Mgmt For For For
5 Elect Daniel Salkind Mgmt For For For
6 Elect Irit Stern Mgmt For For For
7 Elect Ehud Rassabi as Mgmt For For For
External
Director
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Emefcy Group Limited
Ticker Security ID: Meeting Date Meeting Status
EMC CINS Q3464Z115 07/12/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Mgmt For For For
Consideration
Shares
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Issuance of Placement Mgmt For For For
Shares
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Rengarajan Ramesh Mgmt For For For
8 Equity Grant (NED Mgmt For Against Against
Rengarajan
Ramesh)
9 Approve Amendment to Mgmt For For For
the Employee Share
Option
Plan
10 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
11 Equity Grant Mgmt For For For
(Executive Chairman
Richard
Irving)
12 Equity Grant (NED Ross Mgmt For Against Against
Haghighat)
13 Equity Grant (NED Mgmt For Against Against
Peter
Marks)
14 Equity Grant (NED Mgmt For Against Against
Robert
Wale)
15 Equity Grant (Current Mgmt For For For
MD/CEO Eytan
Levy)
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Acquisition of Mgmt For For For
Relevant Interest by
the
Company
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Approve Potential Mgmt For For For
Termination Benefits
(Henry
Charrabe)
20 Approve Potential Mgmt For For For
Termination Benefits
(Philippe
Laval)
21 Ratify Placement of Mgmt For For For
Securities
22 Change in Company Name Mgmt For For For
________________________________________________________________________________
Energix Renewable Energies Limited
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS M4047G115 05/02/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Nathan Hetz Mgmt For For For
5 Elect Aviram Wertheim Mgmt For For For
6 Elect Oren Frenkel Mgmt For For For
7 Elect Myriam Guez Mgmt For Against Against
8 Liability Insurance Mgmt For For For
Framework Policy of
Directors/Officers
9 Indemnification of Mgmt For For For
Directors/Officers
10 Amendments to Articles Mgmt For For For
Regarding Liability
Insurance
11 Employment Agreement Mgmt For For For
with Related
Party
________________________________________________________________________________
Enlight Renewable Energy Ltd
Ticker Security ID: Meeting Date Meeting Status
ENLT CINS M4056D110 03/11/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CEO Variable Mgmt For For For
Compensation Targets
for 2018 and
Ratification of the
CEO's Full
Discretionary
Component for
2017
3 VP, Marketing, Sales & Mgmt For For For
Business Development
Variable Compensation
Targets for 2018 and
Ratification of the
VP's Full
Discretionary
Component for
2017
4 VP, Engingeering & Mgmt For For For
Operations Variable
Compensation Targets
for 2018 and
Ratification of the
VP's Full
Discretionary
Component for
2017
5 Revision to Base Mgmt For For For
Salary of
CEO
6 Revision to Base Mgmt For For For
Salary of VP,
Marketing, Sales and
Business
Development
7 Revision to Base Mgmt For For For
Salary of VP,
Engineering &
Operations
________________________________________________________________________________
Enlight Renewable Energy Ltd
Ticker Security ID: Meeting Date Meeting Status
ENLT CINS M4056D110 05/10/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reelect Alla Felder as Mgmt For For For
External
Director
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enzymotec Ltd
Ticker Security ID: Meeting Date Meeting Status
ENZY CUSIP M4059L101 12/11/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
3 Elect Holger Liepmann Mgmt For For For
4 Elect Amos Anatot Mgmt For For For
5 Elect Alon Granot Mgmt For For For
6 Elect Ari Rosenthal Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 06/10/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ilan Ayash Mgmt For For For
3 Elect Menachem Inbar Mgmt For For For
4 Elect Hanoch Dov Mgmt For For For
Goldfriend
5 Elect Ronen Harel Mgmt For For For
________________________________________________________________________________
First International Bank Of Israel
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 10/30/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Daniel Furman as Mgmt For For For
External
Director
8 Elect Joseph Horowitz Mgmt For For For
as External
Director
9 Employment of Related Mgmt For For For
Party
10 Amendments to Articles Mgmt For For For
Regarding D&O
Indemnification
11 Indemnification of Mgmt For For For
Directors/Officers
12 Indemnification of Mgmt For For For
Directors Who Are
Controlling
Shareholders
13 Exemption of Directors Mgmt For Against Against
________________________________________________________________________________
Fluence Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
FLC CINS Q3918T103 05/24/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Peter A. Marks Mgmt For For For
4 Elect Arnon Goldfarb Mgmt For For For
5 Equity Grant (NED Mgmt For Against Against
Arnon
Goldfarb)
6 Ratify Placement of Mgmt For For For
Securities (Argentina
Consideration
Shares)
7 Ratify Placement of Mgmt For For For
Securities
(Placement)
8 Approve Issue of Mgmt For For For
Securities (10%
Placement
Facility)
________________________________________________________________________________
FMS Enterprises Migun Ltd.
Ticker Security ID: Meeting Date Meeting Status
FBRT CINS M42619102 12/25/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Daniel Blum Mgmt For For For
5 Elect Avi Blum Mgmt For For For
6 Elect Dvora Frankenthal Mgmt For For For
7 Elect Yacov Yechiely Mgmt For For For
8 Elect Gershon Mgmt For For For
Ben-Baruch
________________________________________________________________________________
Foamix Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
FOMX CUSIP M46135105 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Auditor Mgmt For For For
2 Elect David Domzalski Mgmt For Against Against
3 Approve the Annual Mgmt For For For
Equity Incentive
Awards to the
Company's
Non-Executive
Directors
4 Approve the Equity Mgmt For For For
Incentive Grants to
Mr. Domzalski for
2017
5 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
6 CEO Cash Bonus and Mgmt For For For
Equity Compensation
for
2018
7 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
8 Equity Conversion Mgmt For For For
Bonus of Former
CEO
9 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
10 Cash Bonus of Former Mgmt For For For
CEO
11 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
12 Compensation Policy Mgmt For Against Against
13 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
________________________________________________________________________________
Foamix Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
FOMX CUSIP M46135105 07/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Dalia Megiddo Mgmt For Against Against
3 Approval of Mgmt For For For
Compensation for
Chair
4 Equity Compensation of Mgmt For For For
Non Executive
Directors
5 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Foamix Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
FOMX CUSIP M46135105 11/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Cash Mgmt For For For
Compensation Terms
for
CEO
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Approval of Equity Mgmt For For For
Compensation Grants
for
CEO
4 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
ForeScout Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
FSCT CUSIP 34553D101 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yehezkel "Hezy" Mgmt For For For
Yeshurun
2 Elect Enrique T. Salem Mgmt For For For
3 Elect Theresia Gouw Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Formula Systems (1985) Ltd.
Ticker Security ID: Meeting Date Meeting Status
FORTY CINS M46518102 05/21/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Marek Panek Mgmt For For For
3 Elect Rafal Kozlowski Mgmt For For For
4 Elect Dafna Cohen Mgmt For For For
5 Indemnification of Mgmt For For For
Directors/Officers
6 Appointment of Auditor Mgmt For Against Against
for 2017 and Approval
of
Fees
7 Appointment of Auditor Mgmt For Against Against
for 2018 and
Authority to Set
Fees
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 09/07/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Zeldman Mgmt For For For
4 Elect Harel Wiesel Mgmt For For For
5 Elect Abraham Fuchs Mgmt For For For
6 Elect Osnat Ronen Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Alon Cohen Mgmt For For For
________________________________________________________________________________
Frutarom Industries Limited
Ticker Security ID: Meeting Date Meeting Status
FRUT CINS M4692H103 08/08/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect John J. Farber Mgmt For For For
5 Elect Maya Farber Mgmt For Against Against
6 Elect Sandra Farber Mgmt For For For
7 Elect Hans Abderhalden Mgmt For For For
8 Elect Gil Leidner Mgmt For Against Against
________________________________________________________________________________
Gazit Globe Ltd.
Ticker Security ID: Meeting Date Meeting Status
GZT CINS M4793C102 10/17/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Chaim Katzman Mgmt For For For
5 Elect Dori J. Segal Mgmt For For For
6 Elect Haim Ben-Dor Mgmt For For For
7 Elect Douglas Sesler Mgmt For For For
8 Elect Zehavit Cohen Mgmt For For For
9 Approve Compensation Mgmt For For For
of Director for
Service at
Subsidiary
10 Amendments to Articles Mgmt For For For
Regarding
Indemnification
11 Indemnification of Mgmt For For For
Directors/Officers
12 Indemnification of Mgmt For For For
Directors/Officers
that are Controlling
Shareholders
13 Management Agreement Mgmt For For For
with Controlling
Shareholder
14 Employment Terms of Mgmt For Against Against
Vice
President
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gazit-Globe Ltd
Ticker Security ID: Meeting Date Meeting Status
GZT CINS M4793C102 06/10/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Terms of Mgmt For For For
CEO
3 Compensation Terms of Mgmt For For For
Chair
4 Exemption of CEO Mgmt For Against Against
5 Exemption of Dor Segal Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gilat Satellite Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
GILT CINS M51474118 01/04/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dafna Cohen Mgmt For For For
3 Indemnification of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Gilat Satellite Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
GILT CINS M51474118 05/24/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dov Baharav Mgmt For For For
3 Elect Amiram Boehm Mgmt For For For
4 Elect Ishay Davidi Mgmt For For For
5 Elect Amir Ofek Mgmt For Against Against
6 Elect Aylon Rafaeli Mgmt For For For
7 Elect Meir Shamir Mgmt For For For
8 Elect Dafna Sharir Mgmt For For For
9 Options Grant of CEO Mgmt For For For
10 Amend and Extend the Mgmt For For For
Term of the Chairman
Services
Agreement
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 05/02/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yair Hamburger Mgmt For For For
5 Elect Ben Hamburger Mgmt For For For
6 Elect Gideon Hamburger Mgmt For For For
7 Elect Joav Manor Mgmt For For For
8 Elect Doron Cohen Mgmt For For For
9 Elect Joseph Mgmt For For For
Ciechanover
10 Elect Eli Defes Mgmt For For For
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 11/30/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Israel Gilead as Mgmt For For For
External
Director
3 Elect Miri Lent-Sharir Mgmt For For For
as an External
Director
4 Amendment to Mgmt For For For
Compensation
Policy
5 Employment Terms of Mgmt For For For
Chair (Controlling
Shareholder)
6 Employment Terms of Mgmt For For For
President
(Controlling
Shareholder)
7 Employment Terms of Mgmt For For For
Director and Chair of
Subsidiary
(Controlling
Shareholder)
________________________________________________________________________________
Hilan Limited
Ticker Security ID: Meeting Date Meeting Status
HLAN CINS M5299H123 12/27/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Baum Mgmt For For For
4 Elect Rami Entin Mgmt For For For
5 Elect Miron Oren Mgmt For Against Against
6 Elect Hadas Gelander Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 01/10/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 ELECT RUTH RALBAG AS Mgmt For For For
EXTERNAL
DIRECTOR
3 Elect Johanan Locker Mgmt For For For
4 Elect Avisar Paz Mgmt For For For
5 Elect Aviad Kaufman Mgmt For For For
6 Elect Sagi Kabla Mgmt For For For
7 Elect Ovadia Eli Mgmt For For For
8 Elect Geoffery E. Mgmt For For For
Merszei
9 Elect Reem Aminoach Mgmt For For For
10 Elect Lior Reitblatt Mgmt For For For
11 Equity Grants of Mgmt For Against Against
Non-Executive
Directors
12 Equity Grants of Mgmt For Against Against
Affiliated
Directors
13 Assignment of Equity Mgmt For For For
Compensation to
Controlling
Shareholder
14 Management Services Mgmt For Against Against
Agreement with
Controlling
Shareholder
15 Approval of Agreement Mgmt For For For
to Purchase Natural
Gas
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 02/22/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Agreement Mgmt For For For
to Purchase Natural
Gas
3 Management Services Mgmt For Against Against
Agreement with
Controlling
Shareholder
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 04/24/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Terms Mgmt For For For
3 Annual Equity Grant Mgmt For Against Against
4 Special Bonus of Mgmt For For For
Executive
Chair
5 Management Services Mgmt For For For
Agreement with
Controlling
Shareholder
________________________________________________________________________________
IDI Insurance Company Ltd
Ticker Security ID: Meeting Date Meeting Status
IDIN CINS M5343H103 05/02/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Doron Schneidman Mgmt For For For
3 Elect Moshe Schneidman Mgmt For For For
4 Elect Joseph Kucik Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Compensation Policy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IDI Insurance Company Ltd
Ticker Security ID: Meeting Date Meeting Status
IDIN CINS M5343H103 08/23/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Purchase of a Consumer Mgmt For For For
Loan Portfolio from a
Sister
Company
________________________________________________________________________________
Imperva, Inc.
Ticker Security ID: Meeting Date Meeting Status
IMPV CUSIP 45321L100 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger J. Sippl Mgmt For Withhold Against
1.2 Elect Allan R. Tessler Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 04/23/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Bracha Litvak as Mgmt For For For
External
Director
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 07/19/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 12/28/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Ron Beery Mgmt For For For
4 Elect Tal Fuhrer Mgmt For For For
5 Elect Menashe Arnon Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Exemption of Mgmt For Against Against
Directors/Officers
(Unaffiliated with
Controlling
Shareholder)
8 Exemption of CEO Mgmt For Against Against
9 Exemption of Mgmt For Against Against
Directors/Officers
(Affiliated with
Controlling
Shareholder)
________________________________________________________________________________
Inrom Construction Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
INRM CINS M5615A109 04/23/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Inrom Construction Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
INRM CINS M5615A109 08/17/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hila Amsterdam Mgmt For For For
as External
Director
3 Elect Israel Tauber as Mgmt For For For
External
Director
________________________________________________________________________________
Inrom Construction Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
INRM CINS M5615A109 12/21/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ishay Davidi Mgmt For For For
5 Elect Eldad Ben Moshe Mgmt For For For
6 Elect Gillon Beck Mgmt For For For
7 Elect Ron Ben-Haim Mgmt For Against Against
8 Elect Rami Armon Mgmt For For For
________________________________________________________________________________
Intec Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
NTEC CINS M53644106 06/28/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Roger J. Mgmt For Against Against
Pomerantz
4 Elect William B. Hayes Mgmt For For For
5 Elect John W. Kozarich Mgmt For For For
6 Elect Jeffrey Meckler Mgmt For For For
7 Elect Anthony J. Mgmt For For For
Maddaluna
8 Elect Hila Karah Mgmt For For For
9 Bundled Article Mgmt For For For
Amendments Including
Increase of
Authorized Common
Stock
10 Amendment to the 2015 Mgmt For Against Against
Incentive
Compensation
Plan
11 Amendment to Mgmt For For For
Compensation
Policy
12 Directors' Fees Mgmt For For For
13 Option Grant of CEO Mgmt For For For
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 08/02/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Equity Grant of Mgmt For For For
Executive
Chair
________________________________________________________________________________
Israel Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 09/14/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Israel Corp
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 02/06/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Aviad Kaufman Mgmt For For For
5 Elect Amnon Lion Mgmt For For For
6 Elect Zehavit Cohen Mgmt For For For
7 Elect Dan Suesskind Mgmt For For For
8 Technical Amendments Mgmt For For For
to Articles Regarding
Notice of
Meeting
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 12/27/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance Mgmt For For For
For
Directors/Officers
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 06/07/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Dividend of Preference Mgmt For For For
Shareholders
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Reuven Adler Mgmt For For For
7 Elect Yarom Ariav Mgmt For N/A N/A
8 Elect Yodfat Harel Mgmt For For For
Buchris
9 Elect Ben-Zion Mgmt For For For
Zilberfarb
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Shalom Hochman Mgmt N/A For N/A
12 Elect Haggai Heller Mgmt N/A Abstain N/A
13 Compensation Policy Mgmt For For For
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 08/08/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Dividend of Preference Mgmt For For For
Shareholders
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Iris Avner Mgmt For N/A N/A
8 Elect Arie Orlev Mgmt For For For
9 Elect Yaacov Lifshitz Mgmt For For For
10 Elect Shaul Kobrinsky Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Aharon Abramovich Mgmt N/A For N/A
13 Elect Baruch Lederman Mgmt N/A For N/A
14 Elect Yehuda Levy Mgmt N/A For N/A
15 Elect Dan Efrony Mgmt N/A Abstain N/A
16 Increase in Authorized Mgmt For For For
Capital
17 Amendments to Articles Mgmt For Against Against
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CUSIP M6158M104 11/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Nir Sheratzky Mgmt For For For
3 Elect Yigal Shani Mgmt For Against Against
4 Elect Yehuda Kahane Mgmt For Against Against
5 Employment Agreements Mgmt For For For
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CUSIP M6158M104 12/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Israel Baron Mgmt For For For
2 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
J.O.E.L. Jerusalem Oil Exploration Ltd.
Ticker Security ID: Meeting Date Meeting Status
JOEL CINS M6189Z108 10/02/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Haim Tsuff Mgmt For For For
6 Elect Boaz Simons Mgmt For Against Against
7 Elect Yechezkel Hugi Mgmt For For For
and Approve
Compensation
8 Liability Insurance Mgmt For For For
Policy (Group) of
Directors/Officers
9 Authorize Liability Mgmt For For For
Insurance Policy
Renewal and
Extension
10 Indemnification of Mgmt For For For
Board
Chair
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 10/25/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Ron Beery Mgmt N/A For N/A
5 Elect Tal Fuhrer Mgmt N/A For N/A
6 Elect Zohar Levy Mgmt N/A For N/A
7 Elect Amir Burger Mgmt N/A Against N/A
8 Elect Alon Cohen Mgmt N/A For N/A
9 Elect Yaron Zaltsman Mgmt N/A For N/A
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to Articles Mgmt For For For
Regarding Board
Size
12 Exemption of Officers Mgmt For Against Against
13 Elect Ronen Nakar Mgmt N/A For N/A
14 Elect Alan Gelman Mgmt N/A For N/A
________________________________________________________________________________
Kamada Limited
Ticker Security ID: Meeting Date Meeting Status
KMDA CINS M6240T109 11/30/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Leon Recanati Mgmt For For For
4 Elect Michael Mgmt For For For
Berelowitz
5 Elect Jonathan Hahn Mgmt For For For
6 Elect Abraham Havron Mgmt For For For
7 Elect Asaf Frumerman Mgmt For For For
8 Elect Itzhak Krinsky Mgmt For For For
9 Elect Gwen A. Melincoff Mgmt For For For
10 Elect Shmuel Mgmt For For For
Rubinstein
11 Elect David Tsur Mgmt For For For
12 Indemnification of New Mgmt For For For
Directors
13 Options Grant for Mgmt For For For
Directors
14 Equity Grant of CEO Mgmt For For For
15 Amend Compensation Mgmt For For For
Policy
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Kenon Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
KEN CINS Y46717107 12/19/2017 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture Mgmt For For For
3 Potential Special Mgmt For For For
Dividend
________________________________________________________________________________
Kenon Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
KEN CINS Y46717107 06/14/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cyril Ducau Mgmt For For For
2 Elect Antoine Bonnier Mgmt For For For
3 Elect Laurence N. Mgmt For For For
Charney
4 Elect Nathan Scott Fine Mgmt For Against Against
5 Elect Bill Foo Mgmt For For For
6 Elect Aviad Kaufman Mgmt For For For
7 Elect Arunava Sen Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Grant Mgmt For For For
Awards and Issue
Shares under
Equity
Incentive Plans
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kornit Digital
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 08/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ofer Ben-Zur Mgmt For Against Against
2 Elect Gabi Seligsohn Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 CEO Employment Mgmt For Against Against
Agreement
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 CEO Cash Bonus Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
Kornit Digital Ltd
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuval Cohen Mgmt For For For
2 Elect Eli Blatt Mgmt For Against Against
3 Elect Marc Lesnick Mgmt For Against Against
4 Elect Lauri A. Hanover Mgmt For For For
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 Elect Yehoshua Nir Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Equity Grants of Mgmt For For For
Directors
________________________________________________________________________________
LivePerson, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPSN CUSIP 538146101 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin C. Lavan Mgmt For For For
1.2 Elect Robert P. Mgmt For For For
LoCascio
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Magal Security Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
MAGS CUSIP M6786D104 06/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gillon Beck Mgmt For For For
2 Elect Ron Ben-Haim Mgmt For For For
3 Elect Jacob Berman Mgmt For For For
4 Elect Avraham Bigger Mgmt For For For
5 Employment Terms of CEO Mgmt For For For
6 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Magal Security Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
MAGS CUSIP M6786D104 10/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gillon Beck Mgmt For For For
2 Elect Ron Ben-Haim Mgmt For For For
3 Elect Jacob Berman Mgmt For For For
4 Elect Avraham Bigger Mgmt For For For
5 Elect Moshe Tsabari Mgmt For For For
6 Declaration of Mgmt N/A Against N/A
Material
Interest
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Magic Software Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
MGIC CUSIP 559166103 02/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Bernstein Mgmt For For For
2 Elect Naamit Salomon Mgmt For For For
3 Elect Avi Zakay Mgmt For For For
4 Elect Ron Ettlinger as Mgmt For For For
an External
Director
5 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
6 Compensation Policy Mgmt For For For
7 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
8 Indemnification and Mgmt For For For
Exemption of
Directors/Officers
9 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
10 D&O Liability Mgmt For For For
Insurance
Policy
11 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
12 Agreement with Related Mgmt For Against Against
Party For Provision
of CEO
Services
13 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M6859E153 12/13/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Guy Bernstein Mgmt For For For
5 Elect Eliezer Oren Mgmt For For For
6 Elect Pinhas Mgmt For For For
Greenfield
7 ELECT ITIEL EFRAT AS Mgmt For For For
EXTERNAL
DIRECTOR
8 Employment Agreement Mgmt For For For
with
CEO
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Maytronics Limited
Ticker Security ID: Meeting Date Meeting Status
MTRN CINS M68728100 03/20/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Compensation
Policy
3 Option Grant of CEO Mgmt For For For
4 Amendment to Articles Mgmt For For For
Regarding Notice of
Meeting
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Mazor Robotics Limited
Ticker Security ID: Meeting Date Meeting Status
MZOR CINS M6872U101 12/27/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Elect Jonathan Adereth Mgmt For For For
4 Elect Ori Hadomi Mgmt For For For
5 Elect Michael Berman Mgmt For For For
6 Elect Sarit Soccary Mgmt For For For
Ben-Yochanan
7 Elect Gil Bianco Mgmt For For For
8 Salary Increase of CEO Mgmt For For For
9 Options Grant to CEO Mgmt For Against Against
10 Compensation Policy Mgmt For For For
________________________________________________________________________________
Mediterranean Towers Ltd.
Ticker Security ID: Meeting Date Meeting Status
MDTR CINS M68818109 05/01/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Terms of Service of Mgmt For For For
Board
Chair
3 Terms of Service of Mgmt For For For
Director &
Controlling
Shareholder
4 Option Grant of CEO Mgmt For For For
________________________________________________________________________________
Meitav Dash Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
MTDS CINS M2841R105 07/19/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Meitav Dash Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
MTDS CINS M2841R105 12/28/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eli Barkat Mgmt For For For
5 Elect Zvi Stepak Mgmt For For For
6 Elect Avner Stepak Mgmt For For For
7 Elect Avraham Basher Mgmt For Against Against
8 Elect Arie Nachmias Mgmt For For For
9 Elect David Baruch Mgmt For For For
10 Elect Asher Schlein Mgmt For For For
11 Elect Jonathan Assia Mgmt For For For
12 Option Grants of Mgmt For Against Against
Directors
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 05/24/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Bonus of Chair Mgmt For For For
4 Bonus of CEO Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 12/20/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Liora Ofer Mgmt For For For
5 Elect Ron Avidan Mgmt For For For
6 Elect Oded Shamir Mgmt For For For
7 Renew Employment Terms Mgmt For For For
of Board
Chair
________________________________________________________________________________
Mellanox Technologies, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MLNX CUSIP M51363113 05/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amend Articles to Mgmt For For For
Provide for Plurality
Voting in Contested
Elections
2 Amend Articles to Mgmt For For For
Require a Universal
Proxy Card in
Contested
Elections
________________________________________________________________________________
Menora Mivtachim Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMHD CINS M69333108 10/17/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eran Griffel Mgmt For For For
5 Elect Gedalya Doron Mgmt For For For
6 Elect Shlomo Milo Mgmt For For For
7 Elect Orly Yarkoni Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect Haim Aron as Mgmt For For For
External
Director
10 Extend Employment Mgmt For For For
Terms of
Chair
________________________________________________________________________________
Migdal Insurance & Financial Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 06/18/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Shlomo Eliahu Mgmt For For For
5 Elect Gavriel Picker Mgmt For For For
6 Elect Azriel Moskovich Mgmt For For For
7 Appointment of Shlomo Mgmt For For For
Eliyahu as Board
Chair
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 09/25/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Avraham Bigger Mgmt For For For
as External
Director
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Yohanan Danino Mgmt For For For
6 Elect Yohanan Danino Mgmt For For For
as
Chair
7 Elect Shlomo Eliahu Mgmt For For For
8 Elect Israel Eliahu Mgmt For For For
9 Elect Gavriel Picker Mgmt For Against Against
________________________________________________________________________________
Migdal Insurance and Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 12/12/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 12/24/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Moshe Vidman Mgmt For For For
4 Elect Zvi Ephrat Mgmt For For For
5 Elect Ron Gazit Mgmt For For For
6 Elect Liora Ofer Mgmt For For For
7 Elect Mordechai Meir Mgmt For For For
8 Elect Jonathan Kaplan Mgmt For For For
9 Elect Joav-Asher Mgmt For For For
Nachshon
10 Elect Avraham Zeldman Mgmt For For For
11 Elect Sabina Biran as Mgmt For For For
External
Director
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Neto M.E. Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTO CINS M7362G107 06/10/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Exemption of Mgmt For Against Against
Directors/Officers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
5 Elect David Ezra Mgmt For For For
6 Elect Amihud Goldin Mgmt For For For
7 Elect David Mgmt For For For
Zarnehansqui
8 Elect Arie Feldman Mgmt For For For
9 Bonus of CEO Mgmt For For For
10 Salary Increase of CEO Mgmt For For For
11 Elect Ariel Bentancor Mgmt For For For
12 Indemnification of Mgmt For For For
External
Director
13 Exemption of External Mgmt For Against Against
Director
14 Exemption of CEO Mgmt For Against Against
15 Inclusion of External Mgmt For For For
Director in Liability
Insurance
Policy
________________________________________________________________________________
Neto M.E. Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTO CINS M7362G107 08/24/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Adi Ezra Mgmt For For For
5 Elect David Ezra Mgmt For For For
6 Elect Amihud Goldin Mgmt For For For
7 Elect David Mgmt For Against Against
Zarnehansqui
8 Elect Arie Feldman Mgmt For For For
________________________________________________________________________________
Neuroderm Limited
Ticker Security ID: Meeting Date Meeting Status
NDRM CUSIP M74231107 09/12/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 THE UNDERSIGNED Mgmt N/A For N/A
CONFIRMS THAT HE, SHE
OR IT IS NOT MTPC,
MERGER SUB, ANY
PERSON HOLDING AT
LEAST 25% OF THE
MEANS OF CONTROL. IF
YOU DO NOT VOTE ON
THIS ITEM OR VOTE
AGAINST THIS ITEM,
YOUR VOTE WILL NOT BE
COUNTED FOR PROPOSAL
1. FOR = I CERTIFY
THAT I HAVE NO
PERSONAL INTEREST FOR
THIS PROPOSAL.
AGAINST = I CERTIFY
THAT I DO HAVE A
PERSONAL INTEREST FOR
THIS
PROPOSAL.
________________________________________________________________________________
NICE Ltd
Ticker Security ID: Meeting Date Meeting Status
NICE CINS M7494X101 05/14/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Kostman Mgmt For Against Against
3 Elect Rimon Ben-Shaoul Mgmt For For For
4 Elect Yehoshua Ehrlich Mgmt For For For
5 Elect Leo Apotheker Mgmt For For For
6 Elect Joseph L. Cowan Mgmt For For For
7 Reelect Zehava Simon Mgmt For For For
as External
Director
8 Compensation Policy Mgmt For For For
9 Directors' Mgmt For Against Against
Equity-Based
Compensation
Framework
10 Renewal of CEO's Mgmt For For For
Employment
Agreement
11 Appointment of Auditor Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CINS M7516K103 04/26/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Brunstein Mgmt For For For
3 Elect Avi Cohen Mgmt For For For
4 Elect Raanan Cohen Mgmt For For For
5 Elect Eli Fruchter Mgmt For For For
6 Elect Miron Kenneth Mgmt For For For
7 Elect Dafna Gruber Mgmt For For For
8 Revised Employment Mgmt For For For
Agreement with
CEO
9 Amendments to Articles Mgmt For For For
of
Association
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NovoCure Limited
Ticker Security ID: Meeting Date Meeting Status
NVCR CUSIP G6674U108 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Asaf Danziger Mgmt For For For
2 Elect William F. Doyle Mgmt For For For
3 Elect David T. Hung Mgmt For For For
4 Elect Sherilyn D. McCoy Mgmt For For For
5 Elect Charles G Mgmt For For For
Philips
III
6 Elect William A. Vernon Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 01/14/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Purchase Mgmt For For For
of Natural
Gas
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 01/14/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ovadia Eli Mgmt For For For
5 Elect David Federman Mgmt For For For
6 Elect Maya Alchech Mgmt For For For
Kaplan
7 Elect Jacob Gottenstein Mgmt For For For
8 Elect Sagi Kabla Mgmt For Against Against
9 Elect Arie Ovadia Mgmt For Against Against
10 Elect Avisar Paz Mgmt For For For
11 Elect Alexander Passal Mgmt For Against Against
12 Elect Guy Eldar Mgmt For Against Against
13 Interim Dividend Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 04/25/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mordehai Lipshitz Mgmt For For For
3 Compensation Policy Mgmt For For For
4 Compensation Terms of Mgmt For For For
Incoming
CEO
5 Annual Bonus of Chair Mgmt For For For
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 05/15/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Terms of Mgmt For For For
Incoming
CEO
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Opko Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPK CUSIP 68375N103 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip Frost Mgmt For For For
1.2 Elect Jane H. Hsiao Mgmt For For For
1.3 Elect Steven D. Rubin Mgmt For For For
1.4 Elect Robert S. Fishel Mgmt For For For
1.5 Elect Richard M. Krasno Mgmt For For For
1.6 Elect Richard Lerner Mgmt For For For
1.7 Elect John A. Paganelli Mgmt For Withhold Against
1.8 Elect Richard C. Mgmt For For For
Pfenniger,
Jr
1.9 Elect Alice Lin-Tsing Mgmt For For For
Yu
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orbotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORBK CUSIP M75253100 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yochai Richter Mgmt For For For
2 Elect Yehudit Bronicki Mgmt For For For
3 Elect Dan Falk Mgmt For Against Against
4 Elect Miron Kenneth Mgmt For For For
5 Elect Jacob Richter Mgmt For Against Against
6 Elect Eliezer Tokman Mgmt For For For
7 Elect Shimon Ullman Mgmt For For For
8 Elect Arie Weisberg Mgmt For For For
9 Elect Avner Hermoni Mgmt For For For
and Approve
Compensation
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Appointment of Auditor Mgmt For For For
12 Potential Cash and Mgmt For For For
Equity-Based
Retention Incentives
to
CEO
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Potential Cash and Mgmt For For For
Equity-Based
Retention Incentives
to President and
COO
15 Declaration of Mgmt N/A Against N/A
Material
Interest
16 Accelerated Vesting of Mgmt For For For
Equity Awards Granted
to the Company's
Directors
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ravit Barniv Mgmt For For For
2 Elect Dafna Sharir Mgmt For For For
3 Elect Stan Koyanagi Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2018 Mgmt For For For
Incentive
Compensation
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Partner Communications Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CINS M78465107 05/06/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Jonathan Kolodny Mgmt For For For
as External Director
and Approve
Remuneration
________________________________________________________________________________
Partner Communications Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CINS M78465107 10/24/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Directors Mgmt For Against Against
(Slate)
6 Directors' Fees Mgmt For For For
7 Directors' Fees for Mgmt For For For
Ms. Ronen and Mr.
Steinberg
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 02/15/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Meira Git Mgmt For Abstain Against
3 Elect Naomi Sandhaus Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 11/02/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Amikam Shafran Mgmt For N/A N/A
5 Elect Roy Saar Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Yitzhak Ezer Mgmt N/A For N/A
8 Elect Peretz Guza Mgmt N/A Abstain N/A
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Perion Network Ltd.
Ticker Security ID: Meeting Date Meeting Status
PERI CUSIP M78673106 02/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Vorhaus Mgmt For For For
2 Amend Compensation Mgmt For For For
Policy
3 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
4 Repricing of CEO Mgmt For Against Against
Options
5 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Laurie Brlas Mgmt For For For
3 Elect Rolf A. Classon Mgmt For For For
4 Elect Gary M. Cohen Mgmt For For For
5 Elect Adriana Mgmt For For For
Karaboutis
6 Elect Jeffrey B. Mgmt For For For
Kindler
7 Elect Donal O'Connor Mgmt For For For
8 Elect Geoffrey M. Mgmt For For For
Parker
9 Elect Uwe F. Roehrhoff Mgmt For For For
10 Elect Theodore R. Mgmt For For For
Samuels
11 Elect Jeffrey C. Smith Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 07/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Laurie Brlas Mgmt For For For
3 Elect Rolf A. Classon Mgmt For For For
4 Elect Gary M. Cohen Mgmt For For For
5 Elect John T. Mgmt For For For
Hendrickson
6 Elect Adriana Mgmt For For For
Karaboutis
7 Elect Jeffrey B. Mgmt For Against Against
Kindler
8 Elect Donal O'Connor Mgmt For For For
9 Elect Geoffrey M. Mgmt For For For
Parker
10 Elect Theodore R. Mgmt For For For
Samuels
11 Elect Jeffrey C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Authority to Mgmt For For For
Repurchase
Shares
16 Price Range for Mgmt For For For
Reissuance of
Treasury
Shares
17 Proxy Access Mgmt For For For
________________________________________________________________________________
Plasson Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
PLSN CINS M7933B108 03/07/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Doron Stanitzky Mgmt For Against Against
3 Elect Shifi Schloss Mgmt For For For
________________________________________________________________________________
Plasson Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
PLSN CINS M7933B108 04/25/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Shaul Ashkenazy Mgmt For For For
4 Elect Ami Schlesinger Mgmt For For For
5 Elect Nir Bracha Mgmt For For For
6 Elect Gershon Peleg Mgmt For For For
7 Elect Robyn Alma Ram Mgmt For For For
Ogen
8 Elect Ahinoam Aloni Mgmt For For For
9 Elect Sol Ben Shimol Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pluristem Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSTI CUSIP 72940R102 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zami Aberman Mgmt For For For
2 Elect Israel Ben-Yoram Mgmt For For For
3 Elect Isaac Braun Mgmt For For For
4 Elect Mark Germain Mgmt For For For
5 Elect Moria Kwiat Mgmt For Against Against
6 Elect Hava Meretzki Mgmt For For For
7 Elect Nachum Rosman Mgmt For For For
8 Elect Doron Shorrer Mgmt For For For
9 Elect Yaky Yanay Mgmt For For For
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 01/16/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus and Equity-Based Mgmt For Against Against
Grants of
CEO
2 Bonus and Equity-Based Mgmt For Against Against
Grants of
CFO
3 Remuneration Policy Mgmt For Against Against
under Israeli
Companies Law
(Binding)
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS ISIN IL0011284465 04/10/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles MGMT For For For
(Shareholder
Register)
________________________________________________________________________________
Pointer Telocation Ltd
Ticker Security ID: Meeting Date Meeting Status
PNTR CUSIP M7946T104 06/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yossi Ben Shalom Mgmt For Against Against
2 Elect Barak Dotan Mgmt For For For
3 Elect Nir Cohen Mgmt For For For
4 Elect Yehudit Rozenberg Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Indemnification of Mgmt For For For
Directors/Officers
7 Compensation Policy Mgmt For Against Against
8 Declaration of Mgmt For Against Against
Material
Interest
9 RSU Grant of CEO Mgmt For Against Against
10 Declaration of Mgmt For Against Against
Material
Interest
________________________________________________________________________________
Property And Building Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL ISIN IL0006990175 03/20/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mishael Vaknin MGMT For For For
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 07/06/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eduardo Sergio Mgmt For Against Against
Elsztain
5 Elect Alejandro Mgmt For For For
Gustavo
Elsztain
6 Elect Tamar Goldenberg Mgmt For For For
________________________________________________________________________________
Protalix BioTherapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLX CUSIP 74365A101 05/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shlomo Yanai Mgmt For For For
1.2 Elect Moshe Manor Mgmt For For For
1.3 Elect Amos Bar-Shalev Mgmt For For For
1.4 Elect Zeev Bronfeld Mgmt For For For
1.5 Elect Aharon Schwartz Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Protalix BioTherapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLX CUSIP 74365A101 10/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock
2 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Radcom Ltd.
Ticker Security ID: Meeting Date Meeting Status
RDCM CUSIP M81865111 07/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zohar Zisapel Mgmt For Against Against
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Radware
Ticker Security ID: Meeting Date Meeting Status
RDWR CUSIP M81873107 09/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yael Langer Mgmt For For For
2 Approval of Yehuda Mgmt For Against Against
Zisapel to Serve as
Chair of the
Board
3 Confirmation of Mgmt N/A For N/A
Non-Personal Interest
Holder
4 Option Grant of CEO Mgmt For Against Against
5 Confirmation of Mgmt N/A For N/A
Non-Personal Interest
Holder
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rami Levi Chain Stores Hashikma Marketing 2006 Ltd
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 12/19/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Daughter of
Controlling
Shareholder
3 Employment Terms of Mgmt For For For
Other Relatives of
Controlling
Shareholder
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Redhill Biopharma Limited
Ticker Security ID: Meeting Date Meeting Status
RDHL CUSIP 757468103 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Increase in Authorized Mgmt For For For
Capital
3 Elect Ofer Tsimchi Mgmt For For For
4 Elect Kenneth Reed Mgmt For For For
5 Elect Eric Swenden Mgmt For For For
6 Amendment to Amended Mgmt For Against Against
and Restated Award
Plan
(2010)
7 Option Grant of CEO Mgmt For For For
8 Confirmation of Mgmt For Against Against
Controlling
Shareholder
9 Extend Exercise Period Mgmt For For For
& Amend Terms of CEO
Options
Grant
10 Confirmation of Mgmt For Against Against
Controlling
Shareholder
11 Extend Exercise Period Mgmt For For For
& Amend Terms of
Director Tsmichi's
Options
Grant
________________________________________________________________________________
SafeCharge International Group Limited
Ticker Security ID: Meeting Date Meeting Status
SCH CINS G7740U106 05/14/2018 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Roger D Withers Mgmt For For For
4 Elect David Avgi Mgmt For For For
5 Elect Yuval Ziv Mgmt For For For
6 Elect John Le Poidevin Mgmt For For For
7 Elect Jeremy Nicholds Mgmt For For For
8 Elect Robert Caplehorn Mgmt For For For
9 Elect Tsach Einav Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Equity Grant Mgmt For For For
16 Remuneration Policy Mgmt For For For
(Advisory- Overseas
AIM
Issuer)
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sapiens International Corporation N.V.
Ticker Security ID: Meeting Date Meeting Status
SPNS CUSIP N7716A151 11/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Bernstein Mgmt For For For
2 Elect Eyal Ben-Chlouche Mgmt For For For
3 Elect Roni Al Dor Mgmt For For For
4 Elect Yacov Elinav Mgmt For For For
5 Elect Uzi Netanel Mgmt For For For
6 Elect Naamit Salomon Mgmt For Against Against
7 Approval of Annual Mgmt For For For
Report of
Management
8 Approval of 2016 Mgmt For For For
Annual Financial
Statements
9 Discharge of Board of Mgmt For For For
Directors
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Dividend Distribution Mgmt For For For
12 Reincorporation from Mgmt For For For
Curacao to Cayman
Islands
13 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Shapir Engineering and Industry Ltd
Ticker Security ID: Meeting Date Meeting Status
SPEN CINS M8T68J105 01/21/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Yehuda Segev Mgmt For For For
4 Elect Harel Shapira Mgmt For For For
5 Elect Israel Shapira Mgmt For For For
6 Elect Gil Shapira Mgmt For For For
7 Elect Chen Shapira Mgmt For For For
8 Elect Eynat Tsafrir Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shapir Engineering and Industry Ltd
Ticker Security ID: Meeting Date Meeting Status
SPEN CINS M8T68J105 03/04/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jacob Ben Moshe Mgmt For For For
3 Elect Meir Bar-El Mgmt For For For
4 Revised Compensation Mgmt For For For
Terms of
Chair
________________________________________________________________________________
Shikun & Binui Ltd
Ticker Security ID: Meeting Date Meeting Status
SKBN ISIN IL0010819428 03/29/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Itzhak Harel MGMT For For For
as External
Director
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 11/30/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Moshe Lahmani Mgmt For For For
4 Elect Efrat Peled Mgmt For For For
5 Elect Nir Zichlinskey Mgmt For For For
6 Elect Ido Stern Mgmt For For For
7 Elect Tal Atsmon Mgmt For For For
8 Elect Shalom Simhon Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Employment Terms of Mgmt For For For
Incoming
CEO
________________________________________________________________________________
Shufersal Ltd
Ticker Security ID: Meeting Date Meeting Status
SAE ISIN IL0007770378 02/20/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employment Terms of MGMT For For For
Chair
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 06/05/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 09/04/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gideon Schurr Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Silicom Ltd.
Ticker Security ID: Meeting Date Meeting Status
SILC CUSIP M84116108 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eli Doron Mgmt For For For
2 Options Grant of Chair Mgmt For Against Against
3 Options Grant of CEO Mgmt For Against Against
4 Declaration of Mgmt For Against Against
Material
Interest
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sisram Medical Ltd
Ticker Security ID: Meeting Date Meeting Status
1696 CINS M8469U106 06/12/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect HUA Jianping Mgmt For For For
4 Elect WU Yifang Mgmt For For For
5 Elect YANG Yang Mgmt For For For
6 Elect Kenneth LIU Kai Mgmt For For For
Yu
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sky and Space Global Limited
Ticker Security ID: Meeting Date Meeting Status
SAS CINS Q8514E103 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Ratify Placement of Mgmt For For For
Securities
4 Re-elect Yonatan Shrama Mgmt For For For
5 Re-elect Maya Mgmt For For For
Glickman-Pariente
6 Approve Issue of Mgmt For For For
Securities (10%
Placement
Facility)
________________________________________________________________________________
Sodastream International Ltd.
Ticker Security ID: Meeting Date Meeting Status
SODA CUSIP M9068E105 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eytan Glazer Mgmt For For For
2 Elect Lauri A. Hanover Mgmt For For For
3 Elect Stanley Stern Mgmt For For For
4 Equity Awards of CEO Mgmt For For For
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Amendment to 2010 Mgmt For Against Against
Employee Share Option
Plan
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sodastream International Ltd.
Ticker Security ID: Meeting Date Meeting Status
SODA CUSIP M9068E105 11/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Birnbaum Mgmt For For For
2 Elect Jonathan Kolodny Mgmt For For For
3 Elect Torsten Koster Mgmt For For For
4 Directors' Mgmt For For For
Equity-Based
Compensation
Framework
5 Equity Grants of Mgmt For For For
Directors
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
SolarEdge Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Sella Mgmt For For For
2 Elect Avery More Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Space Communication
Ticker Security ID: Meeting Date Meeting Status
SCC CINS M8693P105 07/04/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Tamar Kfir Mgmt For For For
5 Elect Ligad Rotlevy Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Indemnification of Mgmt For Against Against
Directors/Officers
Deemed Controlling
Shareholders
________________________________________________________________________________
Space Communication
Ticker Security ID: Meeting Date Meeting Status
SCC CINS M8693P105 09/28/2017 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
Space-Communication Ltd
Ticker Security ID: Meeting Date Meeting Status
SCC ISIN IL0010923451 02/22/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Option Grant of CEO MGMT For For For
2 Option Grant of Deputy MGMT For For For
CEO
________________________________________________________________________________
Stratasys, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSYS CUSIP M85548101 07/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elchanan Jaglom Mgmt For Against Against
2 Elect S. Scott Crump Mgmt For For For
3 Elect Edward J. Fierko Mgmt For For For
4 Elect Victor Leventhal Mgmt For For For
5 Elect Ilan Levin Mgmt For For For
6 Elect John J. McEleney Mgmt For For For
7 Elect Dov Ofer Mgmt For For For
8 Elect Ziva Patir Mgmt For For For
9 Elect David Reis Mgmt For For For
10 Elect Yair Seroussi Mgmt For For For
11 Compensation of Dov Mgmt For For For
Ofer
12 Compensation of Yair Mgmt For For For
Seroussi
13 Compensation Terms of Mgmt For For For
CEO
14 Declaration of Mgmt N/A For N/A
Material
Interest
15 Compensation Terms of Mgmt For For For
Executive Vice
Chair
16 Stock Options of Chief Mgmt For For For
Innovation
Officer
17 Indemnification of Mgmt For For For
Directors/Officers
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 11/08/2017 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ofra Strauss Mgmt For For For
5 Elect Arie Ovadia Mgmt For For For
6 Elect David Mosevics Mgmt For For For
7 Amendments to Articles Mgmt For For For
Regarding Notice of
Meeting
8 Amendments to Articles Mgmt For For For
Regarding D&O
Indemnification
9 Indemnification of Mgmt For For For
Directors/Officers
10 Indemnification of Mgmt For For For
Directors/Officers
Including Controlling
Shareholders
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Taptica International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TAP CINS M6S03P104 12/04/2017 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy Grainger Mgmt For For For
Weller
2 Elect Hagai Tal Mgmt For For For
3 Elect Yaniv Carmi Mgmt For For For
4 Elect Ronni Zehavi Mgmt For For For
5 Elect Neil Jones as Mgmt For For For
External
Director
6 Elect Joanna Parnell Mgmt For For For
as External
Director
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Increase Board Chair's Mgmt For Abstain Against
Fees
9 Increase Neil Jones' Mgmt For Abstain Against
Fees
10 Increase Joanne Mgmt For Abstain Against
Parnell
Fees
11 Increase Ronni Zehavi Mgmt For Abstain Against
Fees
12 Compensation Terms of Mgmt For Abstain Against
CEO
13 Compensation Terms of Mgmt For Abstain Against
CFO
14 2017 Equity Incentive Mgmt For Abstain Against
Plan
15 Compensation Terms of Mgmt For Abstain Against
Ofer
Druker
16 Amendments to Articles Mgmt For For For
(Electronic
Communications)
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Taro Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 12/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dilip S. Shanghvi Mgmt For For For
2 Elect Abhay Gandhi Mgmt For For For
3 Elect Sudhir V. Valia Mgmt For For For
4 Elect Uday Baldota Mgmt For For For
5 Elect James Kedrowski Mgmt For For For
6 Elect Dov Pekelman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Telit Communications Plc
Ticker Security ID: Meeting Date Meeting Status
TCM CINS G87535103 06/25/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Yarif Dafna Mgmt For For For
6 Elect Simon Duffy Mgmt For For For
7 Elect Miriam Greenwood Mgmt For For For
8 Elect Richard Kilsby Mgmt For For For
9 Elect Shlomo Liran Mgmt For For For
10 Elect Yosi Fait Mgmt For For For
11 Elect Lars Reger Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Scrip Dividend Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 06/05/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rosemary A. Crane Mgmt For For For
3 Elect Gerald M. Mgmt For For For
Lieberman
4 Elect Ronit Mgmt For For For
Satchi-Fainaro
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 TO RECOMMEND, ON A Mgmt For For For
NON-BINDING ADVISORY
BASIS, TO HOLD A
NON-BINDING ADVISORY
VOTE TO APPROVE THE
COMPENSATION FOR TEVA
S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE
ON THIS RESOLUTION TO
APPROVE 1
YEAR
8 TO RECOMMEND, ON A Mgmt For N/A N/A
NON-BINDING ADVISORY
BASIS, TO HOLD A
NON-BINDING ADVISORY
VOTE TO APPROVE THE
COMPENSATION FOR TEVA
S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE
ON THIS RESOLUTION TO
APPROVE 2
YEARS
9 TO RECOMMEND, ON A Mgmt For N/A N/A
NON-BINDING ADVISORY
BASIS, TO HOLD A
NON-BINDING ADVISORY
VOTE TO APPROVE THE
COMPENSATION FOR TEVA
S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE
ON THIS RESOLUTION TO
APPROVE 3
YEARS
10 TO RECOMMEND, ON A Mgmt For N/A N/A
NON-BINDING ADVISORY
BASIS, TO HOLD A
NON-BINDING ADVISORY
VOTE TO APPROVE THE
COMPENSATION FOR TEVA
S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE
ON THIS RESOLUTION TO
APPROVE
ABSTAIN
11 Appointment of Auditor Mgmt For For For
12 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 07/13/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sol J. Barer Mgmt For For For
3 Elect Jean-Michel Mgmt For For For
Halfon
4 Elect Murray A. Mgmt For For For
Goldberg
5 Elect Nechemia Peres Mgmt For For For
6 Elect Roberto A. Mgmt For For For
Mignone
7 Elect Perry Nisen Mgmt For For For
8 Compensation Terms of Mgmt For For For
Chair
9 Employment Terms of Mgmt For For For
Interim President and
CEO
10 Directors' Fees Mgmt For For For
11 Amendment to the 2015 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
12 2017 Executive Mgmt For For For
Incentive
Compensation
Plan
13 Reduction of Mgmt For For For
Authorized
Shares
14 Appointment of Auditor Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
The Azrieli Group
Ticker Security ID: Meeting Date Meeting Status
AZRG CINS M1571Q105 04/30/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
New
CEO
3 Elect Danna Azrieli Mgmt For For For
4 Elect Sharon Azrieli Mgmt For Against Against
5 Elect Naomi Azrieli Mgmt For For For
6 Elect Menachem Einan Mgmt For Against Against
7 Elect Joseph Mgmt For For For
Ciechanover
8 Elect Tzipora Carmon Mgmt For For For
9 Elect Oran Dror Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
11 Discussion of Mgmt For For For
Financial
Statements
________________________________________________________________________________
Union Bank of Israel
Ticker Security ID: Meeting Date Meeting Status
UNON CINS M90947108 04/10/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revised Employment Mgmt For For For
Agreement of
CEO
________________________________________________________________________________
Union Bank of Israel
Ticker Security ID: Meeting Date Meeting Status
UNON CINS M90947108 05/10/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Meir Dayan Mgmt For For For
3 Indemnification of Mgmt For For For
Directors/Officers
Including Controlling
Shareholders
4 Increase Coverage Mgmt For For For
under Liability
Insurance Policy of
Directors/Officers
5 Purchase Run Off Mgmt For For For
Insurance Policy for
Directors/Officers
6 Revision of Advance Mgmt For For For
Notice Terms of Board
Chair
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Union Bank of Israel
Ticker Security ID: Meeting Date Meeting Status
UNON CINS M90947108 06/03/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Maayan Cohen Mgmt For For For
Mualem as External
Director
________________________________________________________________________________
UroGen Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
URGN CUSIP M9608810 02/14/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For For For
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Options Grant of Arie Mgmt For Against Against
Belldegrun
4 Declaration of Mgmt N/A Against N/A
Material
Interest
5 Options Grant of Mgmt For For For
Stuart
Holden
6 Declaration of Mgmt N/A Against N/A
Material
Interest
7 Options Grant of Pini Mgmt For For For
Orbach
8 Declaration of Mgmt N/A Against N/A
Material
Interest
9 Options Grant of Ran Mgmt For For For
Nussbaum
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Options Grant of Mgmt For Against Against
Kathryn
Falberg
12 Declaration of Mgmt N/A Against N/A
Material
Interest
13 Options Grant of Fred Mgmt For Against Against
Cohen
14 Declaration of Mgmt N/A Against N/A
Material
Interest
15 Options Grant of Mgmt For Against Against
Cynthia
Butitta
16 Declaration of Mgmt N/A Against N/A
Material
Interest
17 Employment Terms and Mgmt For For For
Options of
CEO
18 Declaration of Mgmt N/A Against N/A
Material
Interest
19 Employment Terms and Mgmt For For For
Options of President
of Israel
Operation
20 Declaration of Mgmt N/A Against N/A
Material
Interest
21 Employment Terms and Mgmt For For For
Options of
CFO
22 Declaration of Mgmt N/A Against N/A
Material
Interest
23 Employment Terms and Mgmt For For For
Equity Grants of
Chief Medical
Officer
24 Declaration of Mgmt N/A Against N/A
Material
Interest
25 Approve 2017 Annual Mgmt For Against Against
Goals and Objectives
for
CEO
26 Declaration of Mgmt N/A Against N/A
Material
Interest
27 Approve 2017 Annual Mgmt For Against Against
Goals and Objectives
for President of
Israel
Operation
28 Declaration of Mgmt N/A Against N/A
Material
Interest
29 Approve 2017 Annual Mgmt For Against Against
Goals and Objectives
for
CFO
30 Declaration of Mgmt N/A Against N/A
Material
Interest
31 Indemnification and Mgmt For For For
Exemption of
Directors/Officers
32 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
UroGen Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
URGN CUSIP M96088105 06/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arie S. Mgmt For For For
Belldegrun
2 Elect Ron Bentsur Mgmt For For For
3 Elect Cynthia M. Mgmt For For For
Butitta
4 Elect Fred Cohen Mgmt For Against Against
5 Elect Kathryn E. Mgmt For For For
Falberg
6 Elect Stuart Holden Mgmt For For For
7 Elect Ran Nussbaum Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Approval of Equity Mgmt For Against Against
Awards Grants to
Non-Employee
Directors
________________________________________________________________________________
Varonis Systems Inc
Ticker Security ID: Meeting Date Meeting Status
VRNS CUSIP 922280102 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gili Iohan Mgmt For For For
1.2 Elect Ofer Segev Mgmt For For For
1.3 Elect Rona Segev-Gal Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Verint Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VRNT CUSIP 92343X100 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan Bodner Mgmt For For For
1.2 Elect John Egan Mgmt For For For
1.3 Elect Penelope Herscher Mgmt For For For
1.4 Elect William Kurtz Mgmt For For For
1.5 Elect Richard Mgmt For For For
Nottenburg
1.6 Elect Howard Safir Mgmt For For For
1.7 Elect Earl Shanks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
XLMedia Plc
Ticker Security ID: Meeting Date Meeting Status
XLM CINS G9828U107 05/23/2018 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Yehuda Dahan Mgmt For For For
3 Elect Jonas Martensson Mgmt For For For
4 Elect Amit Ben-Yehuda Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Amendment to the Mgmt For For For
Global Share
Incentive
Plan
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
Fund Name : VanEck Vectors Junior Gold Miners ETF
________________________________________________________________________________
Acacia Mining Plc
Ticker Security ID: Meeting Date Meeting Status
ACA CINS G0067D104 04/19/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Kelvin Dushnisky Mgmt For For For
4 Elect Peter Geleta Mgmt For For For
5 Elect Rachel English Mgmt For For For
6 Elect Andre Falzon Mgmt For For For
7 Elect Michael P. Kenyon Mgmt For For For
8 Elect Stephen Lucas Mgmt For For For
9 Elect Stephen Galbraith Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Alacer Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ASR CINS 010679108 06/07/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney P. Antal Mgmt For For For
3 Elect Thomas R. Bates, Mgmt For For For
Jr.
4 Elect Edward C. Dowling Mgmt For For For
5 Elect Richard P. Graff Mgmt For For For
6 Elect Anna Kolonchina Mgmt For For For
7 Elect Alan P. Krusi Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Daniel Mgmt For For For
1.2 Elect Elaine Ellingham Mgmt For For For
1.3 Elect David Fleck Mgmt For For For
1.4 Elect David Gower Mgmt For For For
1.5 Elect Claire Kennedy Mgmt For For For
1.6 Elect John A. McCluskey Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011532108 05/07/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mark J. Daniel Mgmt For For For
3 Elect Elaine Ellingham Mgmt For For For
4 Elect David Fleck Mgmt For For For
5 Elect David Gower Mgmt For For For
6 Elect Claire Kennedy Mgmt For For For
7 Elect John A. McCluskey Mgmt For For For
8 Elect Paul J. Murphy Mgmt For For For
9 Elect Ronald E. Smith Mgmt For For For
10 Elect Kenneth G. Stowe Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 11/16/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
________________________________________________________________________________
Argonaut Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 05/01/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter C. Mgmt For For For
Dougherty
3 Elect James E. Kofman Mgmt For For For
4 Elect Christopher R. Mgmt For For For
Lattanzi
5 Elect Peter Mordaunt Mgmt For For For
6 Elect Dale C. Peniuk Mgmt For For For
7 Elect Audra Walsh Mgmt For For For
8 Elect Ian Atkinson Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendment to the Share Mgmt For For For
Incentive
Plan
11 Shareholder Rights Mgmt For For For
Plan
Renewal
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Asanko Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AKG CUSIP 04341Y105 06/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Colin G. Steyn Mgmt For For For
2.2 Elect Peter Breese Mgmt For For For
2.3 Elect Shawn K. Wallace Mgmt For For For
2.4 Elect Gordon J. Mgmt For For For
Fretwell
2.5 Elect Marcel de Groot Mgmt For For For
2.6 Elect Michael Price Mgmt For For For
2.7 Elect William Smart Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clive T. Johnson Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Jerry R. Korpan Mgmt For For For
2.5 Elect Bongani Mtshisi Mgmt For For For
2.6 Elect Kevin Bullock Mgmt For For For
2.7 Elect George Johnson Mgmt For For For
2.8 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the 2015 Mgmt For For For
Stock Option
Plan
5 Amendment to the 2015 Mgmt For For For
Restricted Stock Unit
Plan
________________________________________________________________________________
Beadell Resources Limited
Ticker Security ID: Meeting Date Meeting Status
BDR CINS Q1398U103 05/24/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Timo Jauristo Mgmt For Against Against
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY ISIN JE00B5TT1872 03/26/2018 Voted
Meeting Type Country of Trade
Annual JE
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3.1 Remuneration Report Mgmt For For For
(Advisory)
3.2 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
4 Increase in Directors' Mgmt For For For
Fee
Cap
5.1 Elect Josef El-Raghy Mgmt For For For
5.2 Elect Andrew Pardey Mgmt For For For
5.3 Elect Ross Jerrard Mgmt For For For
5.4 Elect Gordon E. Haslam Mgmt For For For
5.5 Elect Alison Baker Mgmt For For For
5.6 Elect Mark R. Arnesen Mgmt For For For
5.7 Elect Mark Bankes Mgmt For For For
6.1 Appointment of Auditor Mgmt For For For
6.2 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8.1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8.2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
9 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/01/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Eduard Kubatov Mgmt For For For
4 Elect Askar Oskombaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Michael S. Mgmt For For For
Parrett
7 Elect Jacques Perron Mgmt For For For
8 Elect Scott G. Perry Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Bektur Sagynov Mgmt For For For
11 Elect Bruce V. Walter Mgmt For For For
12 Elect Susan Yurkovich Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
China Gold International Resources Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGG CINS 16890P103 06/27/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Xin Song Mgmt For For For
4 Elect Bing Liu Mgmt For For For
5 Elect Lianzhong Sun Mgmt For Against Against
6 Elect Liangyou Jiang Mgmt For For For
7 Elect Ian He Mgmt For For For
8 Elect Yunfei Chen Mgmt For For For
9 Elect Gregory Hall Mgmt For For For
10 Elect John King Burns Mgmt For For For
11 Elect Xiangdong Jiang Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Transaction of Other Mgmt For Against Against
Business
17 Authority for Mgmt For Against Against
Proxyholders to Vote
on Amended
Proposals
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph E. Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Eduardo Luna Mgmt For For For
7 Elect Jessica L. Mgmt For For For
McDonald
8 Elect Robert E. Mellor Mgmt For For For
9 Elect John H. Robinson Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Continental Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS 21146A108 06/07/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Leon Teicher Mgmt For For For
3 Elect Ari B. Sussman Mgmt For For For
4 Elect Martin Carrizosa Mgmt For For For
5 Elect James G. Mgmt For For For
Gallagher
6 Elect Stephen Mgmt For For For
Gottesfeld
7 Elect Claudia Jimenez Mgmt For For For
8 Elect Paul J. Murphy Mgmt For For For
9 Elect Christopher Mgmt For For For
Sattler
10 Elect Kenneth G. Thomas Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the Mgmt For For For
Incentive Stock
Option
Plan
13 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
14 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
15 Blanket Change of Mgmt For For For
Control Disinterested
Shareholder
Approval
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Lisa Colnett Mgmt For For For
3 Elect Edward C. Mgmt For For For
Dowling,
Jr.
4 Elect Robert E. Doyle Mgmt For For For
5 Elect Andre Falzon Mgmt For For For
6 Elect Ingrid J. Hibbard Mgmt For For For
7 Elect J. Michael Kenyon Mgmt For For For
8 Elect Paul Martin Mgmt For For For
9 Elect Alex G. Morrison Mgmt For For For
10 Elect Jonathan A. Mgmt For Against Against
Rubenstein
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DRDGold Limited
Ticker Security ID: Meeting Date Meeting Status
DRD CUSIP 26152H301 11/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Toko Mnyango Mgmt For For For
3 Re-elect Riaan Davel Mgmt For For For
4 Re-elect Geoffrey Mgmt For For For
Campbell
5 Re-elect Edmund Jeneker Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Election of Audi Mgmt For For For
Committee Member
(Johan
Holtzhausen)
8 Election of Audit Mgmt For For For
Committee Member
(Edmund
Jeneker)
9 Election of Audit Mgmt For For For
Committee Member
(James
Turk)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Authorization of Legal Mgmt For For For
Formalities
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance
15 Approve NEDs' Fees Mgmt For For For
16 Approve for NEDs' Fees Mgmt For For For
to be Tax
Exclusive
________________________________________________________________________________
DRDGold Ltd.
Ticker Security ID: Meeting Date Meeting Status
DROOY ISIN ZAE000058723 03/28/2018 Voted
Meeting Type Country of Trade
Special US
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Increase in Authorized Mgmt For For For
Capital
5 Amendments to Articles Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CINS 265269209 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R. Peter Gillin Mgmt For For For
3 Elect Jonathan C. Mgmt For For For
Goodman
4 Elect Richard Howes Mgmt For For For
5 Elect Jeremy Kinsman Mgmt For For For
6 Elect Juanita Montalvo Mgmt For For For
7 Elect Peter Nixon Mgmt For For For
8 Elect Marie-Anne Tawil Mgmt For For For
9 Elect Anthony P. Walsh Mgmt For For For
10 Elect Donald Young Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eldorado Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902103 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Albino Mgmt For For For
1.2 Elect George Burns Mgmt For For For
1.3 Elect Teresa Conway Mgmt For For For
1.4 Elect Pamela M. Gibson Mgmt For For For
1.5 Elect Geoffrey A. Mgmt For For For
Handley
1.6 Elect Michael A. Price Mgmt For For For
1.7 Elect Steven P. Reid Mgmt For For For
1.8 Elect John Webster Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Share Consolidation Mgmt For For For
6 Amendment to the Stock Mgmt For For For
Option
plan
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 06/26/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Mgmt For For For
Beckett
3 Elect James E. Askew Mgmt For For For
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Olivier Colom Mgmt For For For
6 Elect Livia Mahler Mgmt For For For
7 Elect Wayne McManus Mgmt For For For
8 Elect Sebastien de Mgmt For For For
Montessus
9 Elect Naguib Sawiris Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ricardo M. Campoy Mgmt For For For
1.2 Elect Bradford J. Cooke Mgmt For For For
1.3 Elect Geoffrey A. Mgmt For For For
Handley
1.4 Elect Rex J. McLennan Mgmt For For For
1.5 Elect Kenneth Pickering Mgmt For For For
1.6 Elect Mario Szotlender Mgmt For For For
1.7 Elect Godfrey J. Walton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Elect Andrea Hall Mgmt For For For
4 Re-elect James E. Askew Mgmt For For For
5 Re-elect Thomas McKeith Mgmt For For For
6 Equity Grant Mgmt For For For
(Executive Chairman
Jacob
Klein)
7 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
8 Approve Employee Share Mgmt For For For
Option and
Performance Rights
Plan
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Marjorie Co Mgmt For For For
2.3 Elect Robert McCallum Mgmt For For For
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect David Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Mining Gold Corp
Ticker Security ID: Meeting Date Meeting Status
FF CINS 320890106 06/12/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Keith Neumeyer Mgmt For For For
4 Elect Michel Bouchard Mgmt For For For
5 Elect Christopher Mgmt For For For
Osterman
6 Elect Raymond Polman Mgmt For For For
7 Elect David Shaw Mgmt For Against Against
8 Elect Jeff Swinoga Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approve Amended and Mgmt For For For
Restated Stock Option
Plan
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CUSIP 349915108 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Jorge Ganoza Mgmt For For For
Durant
2.2 Elect Simon Ridgway Mgmt For For For
2.3 Elect Mario Szotlender Mgmt For For For
2.4 Elect David Farrell Mgmt For For For
2.5 Elect David Laing Mgmt For For For
2.6 Elect Alfredo Sillau Mgmt For For For
2.7 Elect Kylie Dickson Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the Mgmt For For For
Advanced Notice
Policy
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CUSIP 349915108 07/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Jorge Ganoza Mgmt For For For
Durant
2.2 Elect Simon Ridgway Mgmt For For For
2.3 Elect Mario Szotlender Mgmt For For For
2.4 Elect Robert Gilmore Mgmt For For For
2.5 Elect David Farrell Mgmt For For For
2.6 Elect David Laing Mgmt For For For
2.7 Elect Alfredo Sillau Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Amendment to the 2015 Mgmt For For For
Share Unit
Plan
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Cheryl A. Mgmt For For For
Carolus
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Steven P. Reid Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
6 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
7 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
8 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Amendment to Mgmt For For For
the 2012 Share
Plan
________________________________________________________________________________
Gold Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
GORO CUSIP 38068T105 06/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill M. Conrad Mgmt For For For
1.2 Elect Jason D. Reid Mgmt For For For
1.3 Elect Gary C. Huber Mgmt For For For
1.4 Elect Alex G. Morrison Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gold Standard Ventures Corp.
Ticker Security ID: Meeting Date Meeting Status
GSV CUSIP 380738104 06/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Jonathan T. Awde Mgmt For For For
2.2 Elect D. Bruce McLeod Mgmt For For For
2.3 Elect Robert J. McLeod Mgmt For For For
2.4 Elect Jamie D. Strauss Mgmt For For For
2.5 Elect William E. Mgmt For For For
Threlkeld
2.6 Elect Alex G. Morrison Mgmt For For For
2.7 Elect Zara Boldt Mgmt For For For
2.8 Elect Ronald W. Clayton Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Adoption of Advance Mgmt For For For
Notice
Provisions
5 Amendments to the Mgmt For For For
Articles
________________________________________________________________________________
Gold Standard Ventures Corp.
Ticker Security ID: Meeting Date Meeting Status
GSV CUSIP 380738104 09/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Jonathan T. Awde Mgmt For For For
2.2 Elect D. Bruce McLeod Mgmt For For For
2.3 Elect Robert J. McLeod Mgmt For For For
2.4 Elect Jamie D. Strauss Mgmt For For For
2.5 Elect William E. Mgmt For For For
Threlkeld
2.6 Elect Richard S. Silas Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Renewal of Shareholder Mgmt For For For
Rights
Plan
5 Adoption of Restricted Mgmt For For For
Stock
Plan
6 Stock Option Plan Mgmt For For For
Amendments
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T104 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Baker Mgmt For For For
1.2 Elect Gilmour Clausen Mgmt For For For
1.3 Elect Samuel T. Coetzer Mgmt For For For
1.4 Elect Anu Dhir Mgmt For For For
1.5 Elect Robert E. Doyle Mgmt For For For
1.6 Elect Daniel Owiredu Mgmt For For For
1.7 Elect Craig J. Nelsen Mgmt For For For
1.8 Elect Mona Quartey Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Great Panther Silver Limited
Ticker Security ID: Meeting Date Meeting Status
GPR CUSIP 39115V101 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert W. Garnett Mgmt For For For
2.2 Elect Robert A. Archer Mgmt For For For
2.3 Elect John Jennings Mgmt For For For
2.4 Elect W. J. Mullin Mgmt For For For
2.5 Elect Elise Rees Mgmt For For For
2.6 Elect James Bannantine Mgmt For For For
2.7 Elect Jeffrey R. Mason Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Guyana Goldfields Inc.
Ticker Security ID: Meeting Date Meeting Status
GUY CINS 403530108 05/01/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect J. Patrick Mgmt For For For
Sheridan
3 Elect Scott Caldwell Mgmt For For For
4 Elect Alan Ferry Mgmt For For For
5 Elect Jean-Pierre Mgmt For For For
Chauvin
6 Elect Rene Marion Mgmt For For For
7 Elect Michael Richings Mgmt For For For
8 Elect David Beatty Mgmt For For For
9 Elect Wendy Kei Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the Stock Mgmt For For For
Option
Plan
12 Renewal of Shareholder Mgmt For For For
Rights
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 02/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 ESOP Trust Mgmt For For For
3 Authority to issue the Mgmt For For For
Harmony Community
Trust Subscription
Shares and Conversion
Shares
4 Waiver of Pre-emptive Mgmt For For For
Rights
5 Waiver of Mandatory Mgmt For Against Against
Offer
Provisions
6 General Authorization Mgmt For For For
7 Elimination of Par Mgmt For For For
Value
8 Authority to Create Mgmt For For For
Preferred
Shares
9 Amendment to Memorandum Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Issuance of Shares Mgmt For Against Against
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Peter Mgmt For For For
Steenkamp
2 Re-elect Mavuso Msimang Mgmt For For For
3 Re-elect John L. Wetton Mgmt For For For
4 Re-elect Kenneth (Ken) Mgmt For For For
V.
Dicks
5 Re-elect Simo Lushaba Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Members
(John
Wetton)
7 Elect Audit and Risk Mgmt For For For
Committee Members
(Fikile De
Buck)
8 Elect Audit and Risk Mgmt For For For
Committee Members
(Simo
Lushaba)
9 Elect Audit and Risk Mgmt For For For
Committee Members
(Modise
Motloba)
10 Elect Audit and Risk Mgmt For For For
Committee Members
(Karabo
Nondumo)
11 Appointment of Auditor Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Report
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Financial Mgmt For For For
Assistance
17 Approve NEDs' Fees Mgmt For For For
18 Approve NEDs' Fees Mgmt For For For
(Once-off
Remuneration)
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George R. Mgmt For For For
Nethercutt,
Jr.
2 Elect Stephen F. Mgmt For For For
Ralbovsky
3 Elect Catherine J. Mgmt For For For
Boggs
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Hengxing Gold Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
02303 CINS G4404P101 06/28/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect KE Xiping Mgmt For Against Against
6 Elect YANG Yifang Mgmt For For For
(Lydia
YANG)
7 Elect KE Jiaqi Mgmt For For For
8 Elect Albert Fook Lau Mgmt For For For
HO
9 Elect WONG Yan Ki, Mgmt For Against Against
Angel
10 Elect PAN Guocheng Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/24/2018 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Dividend Policy Mgmt For For For
3 Elect Olga Pokrovskaya Mgmt For Against Against
4 Elect Terry Robinson Mgmt For For For
5 Elect Colin Belshaw Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Scrip Dividend Mgmt For For For
9 Scrip Dividend Mgmt For Abstain Against
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/24/2018 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 05/25/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Graham Birch Mgmt For For For
6 Elect Jorge Born Mgmt For For For
7 Elect Ignacio Mgmt For For For
Bustamante
8 Elect Eduardo Mgmt For For For
Hochschild
9 Elect Eileen A. Mgmt For For For
Kamerick
10 Elect Dionisio Romero Mgmt For Against Against
Paoletti
11 Elect Michael Rawlinson Mgmt For For For
12 Elect Sanjay Sarma Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 2018 Long-term Mgmt For For For
Incentive
Plan
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect Richard J. Hall Mgmt For For For
1.4 Elect Stephen J.J. Mgmt For For For
Letwin
1.5 Elect Mahendra Naik Mgmt For For For
1.6 Elect Timothy R. Snider Mgmt For For For
1.7 Elect Sybil Veenman Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CUSIP 49741E100 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony Makuch Mgmt For For For
1.2 Elect Jonathan Gill Mgmt For For For
1.3 Elect Arnold Klassen Mgmt For For For
1.4 Elect Pamela Klessig Mgmt For For For
1.5 Elect Barry P. Olson Mgmt For For For
1.6 Elect Jeff Parr Mgmt For For For
1.7 Elect Eric Sprott Mgmt For For For
1.8 Elect Raymond Threlkeld Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 55903Q104 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter D. Barnes Mgmt For For For
1.2 Elect Richard P. Clark Mgmt For For For
1.3 Elect Richard Mgmt For For For
Colterjohn
1.4 Elect Jill D. Leversage Mgmt For For For
1.5 Elect Daniel T. Mgmt For For For
MacInnis
1.6 Elect George Paspalas Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Rubenstein
1.8 Elect Derek C. White Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advance Notice Policy Mgmt For For For
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Allen Ambrose Mgmt For For For
1.3 Elect Michele L. Ashby Mgmt For For For
1.4 Elect Leanne M. Baker Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Brissenden
1.6 Elect Gregory P. Mgmt For For For
Fauquier
1.7 Elect Donald R. M. Mgmt For For For
Quick
1.8 Elect Michael L. Stein Mgmt For For For
1.9 Elect Robin E. Dunbar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Munsun Capital Group Limited
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G63356102 01/31/2018 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Second Supplemental Mgmt For For For
Trust
Deed
4 Specific Mandate Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Munsun Capital Group Limited
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G63356102 05/25/2018 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Share Consolidation Mgmt For For For
________________________________________________________________________________
Munsun Capital Group Limited
Ticker Security ID: Meeting Date Meeting Status
1194 CINS G63356102 11/27/2017 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Domicile; Mgmt For Against Against
Adoption of
Memorandum of
Continuance and
Bye-laws; and Board
Size
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Reduction in Share Mgmt For Against Against
Premium
Account
6 Capital Reorganization Mgmt For Against Against
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Gillian Davidson Mgmt For For For
2.2 Elect James M. Estey Mgmt For For For
2.3 Elect Margaret J. Mgmt For For For
Mulligan
2.4 Elect Ian W. Pearce Mgmt For For For
2.5 Elect Hannes Portmann Mgmt For For For
2.6 Elect Marilyn Mgmt For For For
Schonberner
2.7 Elect Raymond Threlkeld Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/16/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter O'Connor Mgmt For For For
4 Re-elect Christopher Mgmt For For For
Rowe
5 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
Novagold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NG CUSIP 66987E206 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect Sharon E. Dowdall Mgmt For For For
3 Elect Diane R. Garrett Mgmt For For For
4 Elect Thomas Kaplan Mgmt For For For
5 Elect Gregory Lang Mgmt For For For
6 Elect Gillyeard Mgmt For For For
Leathley
7 Elect Igor Levental Mgmt For For For
8 Elect Kalidas V. Mgmt For For For
Madhavpeddi
9 Elect Clynton Nauman Mgmt For For For
10 Elect Rick Van Mgmt For Abstain Against
Nieuwenhuyse
11 Elect Anthony P. Walsh Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 06/01/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James E. Askew Mgmt For For For
3 Elect Geoffrey W. Raby Mgmt For For For
4 Elect Michael F. Wilkes Mgmt For For For
5 Elect Paul B. Sweeney Mgmt For For For
6 Elect Nora L. Mgmt For For For
Scheinkestel
7 Elect Ian M. Reid Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendment to the Mgmt For For For
Performance Rights
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francoise Mgmt For For For
Bertrand
1.2 Elect John Burzynski Mgmt For For For
1.3 Elect Pierre Chenard Mgmt For For For
1.4 Elect Christopher C. Mgmt For For For
Curfman
1.5 Elect Joanne Ferstman Mgmt For For For
1.6 Elect Andre Gaumond Mgmt For For For
1.7 Elect Pierre Labbe Mgmt For For For
1.8 Elect Oskar Lewnowski Mgmt For For For
1.9 Elect Charles E. Page Mgmt For For For
1.10 Elect Sean Roosen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Employee Share
Purchase
Plan
4 Amendment to the Stock Mgmt For For For
Option
Plan
5 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 07/31/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition (Orion Mgmt For For For
Mine Royalty
Portfolio) and
Concurrent Equity
Placement
________________________________________________________________________________
Osisko Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
OSK CINS 688281104 06/29/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John Burzynski Mgmt For For For
3 Elect Jose Vizquerra Mgmt For For For
4 Elect Sean Roosen Mgmt For For For
5 Elect Robert Wares Mgmt For For For
6 Elect Patrick F.N. Mgmt For For For
Anderson
7 Elect Keith D. McKay Mgmt For For For
8 Elect Amy Satov Mgmt For For For
9 Elect W. Murray John Mgmt For For For
10 Elect David Christie Mgmt For Against Against
11 Elect Bernardo Alvarez Mgmt For For For
Calderon
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Adoption of Advance Mgmt For For For
Notice
Provision
14 Renewal of the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Michael Steinmann Mgmt For For For
1.3 Elect Michael L. Mgmt For For For
Carroll
1.4 Elect Neil de Gelder Mgmt For For For
1.5 Elect David C. Press Mgmt For For For
1.6 Elect Walter T. Mgmt For For For
Segsworth
1.7 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 05/09/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Christopher Van Mgmt For For For
Tienhoven
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Amendments to Articles Mgmt For For For
(Share
Reorganisation)
7 Share Sub-division Mgmt For For For
8 Share Consolidation Mgmt For For For
9 Authority to Mgmt For For For
Repurchase Deferred
Shares
10 Amendment to the Share Mgmt For For For
Option
Plan
________________________________________________________________________________
Patagonia Gold plc
Ticker Security ID: Meeting Date Meeting Status
PGD CINS G6938H109 12/07/2017 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Mandatory Mgmt For Against Against
Takeover
Requirement
2 Subscription and Open Mgmt For For For
Offer
3 Disapplication of Mgmt For For For
Preemption Rights
(Subscription and
General
Authority)
________________________________________________________________________________
Perseus Mining Limited
Ticker Security ID: Meeting Date Meeting Status
PRU CINS Q74174105 11/24/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Terence S. Mgmt For Against Against
Harvey
4 Re-elect Michael A. Mgmt For For For
Bohm
5 Elect Sally-Anne Layman Mgmt For For For
6 Approve Amendments to Mgmt For For For
Performance Rights
Plan
7 Equity Grant Mgmt For For For
(Executive Director
Jeffrey
Quartermaine)
8 Equity Grant Mgmt For For For
(Executive Director
Colin
Carson)
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Premier Gold Mines Limited
Ticker Security ID: Meeting Date Meeting Status
PG CINS 74051D104 06/27/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John A. Begeman Mgmt For For For
3 Elect Ewan S. Downie Mgmt For For For
4 Elect Claude Lemasson Mgmt For For For
5 Elect Ronald Little Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect John Seaman Mgmt For For For
8 Elect Michael Vitton Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect Joseph J. Ovsenek Mgmt For For For
2.3 Elect George Paspalas Mgmt For For For
2.4 Elect Peter Birkey Mgmt For For For
2.5 Elect Nicole S. Mgmt For For For
Adshead-Bell
2.6 Elect David S. Smith Mgmt For For For
2.7 Elect Faheem Tejani Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Ramelius Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RMS CINS Q7982E108 11/30/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Michael A. Mgmt For For For
Bohm
4 Elect Stephen Matthews Mgmt Against Against For
________________________________________________________________________________
Regis Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Fiona Morgan Mgmt For For For
4 Re-elect Ross Kestel Mgmt For For For
5 Approve Share Option Mgmt For For For
Plan
6 Equity Grant Mgmt For For For
(Executive Chairman
Mark
Clark)
7 Equity Grant Mgmt For For For
(Executive
Director/COO Paul
Thomas)
8 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 11/28/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Yasmin Broughton Mgmt For For For
4 Elect Mark Potts Mgmt For For For
5 Re-elect Henry Price Mgmt For For For
6 Renew Performance Mgmt For For For
Rights
Plan
7 Performance Rights Mgmt For For For
Grant (MD/CEO John
Welborn)
8 Approve Termination Mgmt For For For
Benefits
9 Deeds of Indemnity, Mgmt For For For
Insurance and
Access
10 Adopt New Constitution Mgmt For For For
11 Section 195 Approval Mgmt For For For
________________________________________________________________________________
Richmont Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
RIC CUSIP 76547T106 11/16/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Sandstorm Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For For For
Swarthout
2.5 Elect John P.A. Mgmt For Withhold Against
Budreski
2.6 Elect Mary L. Little Mgmt For For For
2.7 Elect Vera Kobalia Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of Advance Mgmt For For For
Notice
Policy
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Roric Smith Mgmt For For For
3 Re-elect Samantha Tough Mgmt For For For
4 Remuneration Report Mgmt N/A For N/A
5 Approve Long Term Mgmt N/A For N/A
Incentive
Plan
6 Equity Grant (MD Mgmt For For For
Raleigh
Finlayson)
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect A. Frederick Mgmt For Withhold Against
Banfield
2.2 Elect Rudi P. Fronk Mgmt For For For
2.3 Elect Eliseo Mgmt For For For
Gonzalez-Urien
2.4 Elect Richard C. Kraus Mgmt For For For
2.5 Elect Jay Layman Mgmt For For For
2.6 Elect Clem Pelletier Mgmt For For For
2.7 Elect John Sabine Mgmt For For For
2.8 Elect Gary Sugar Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Amendment of Stock Mgmt For For For
Option Plan and RSU
Plan
6 Approval of Directors Mgmt For For For
Stock
Options
7 Approval of Option Mgmt For For For
Grant to New
Director
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/10/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Benoit Desormeaux Mgmt For For For
4 Elect Flore Konan Mgmt For For For
5 Elect John LeBoutillier Mgmt For For For
6 Elect Gilles Masson Mgmt For For For
7 Elect Lawrence I. Mgmt For For For
McBrearty
8 Elect Tertius Zongo Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Savannah Danson Mgmt For For For
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Keith A. Mgmt For For For
Rayner
5 Re-elect Jeremiah Mgmt For For For
(Jerry) S.
Vilakazi
6 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
7 Elect Audit Committee Mgmt For For For
Member (Savannah
Danson)
8 Elect Audit Committee Mgmt For For For
Member (Richard
Menell)
9 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
10 Elect Audit Committee Mgmt For For For
Member (Susan van der
Merwe)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Authority to Issue Mgmt For For For
Shares pursuant to
Share
Plan
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 12/04/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 12/04/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue
Shares
________________________________________________________________________________
Silver Lake Resources Limited
Ticker Security ID: Meeting Date Meeting Status
SLR CINS Q85014100 11/17/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Brian Kennedy Mgmt For For For
________________________________________________________________________________
Silvercorp Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SVM CINS 82835P103 09/29/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For Against Against
3 Elect Rui Feng Mgmt For For For
4 Elect S. Paul Simpson Mgmt For For For
5 Elect David Kong Mgmt For For For
6 Elect Yikang Liu Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
SSR Mining Inc
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect A.E. Michael Mgmt For For For
Anglin
2.2 Elect Paul Benson Mgmt For For For
2.3 Elect Brian R. Booth Mgmt For For For
2.4 Elect Simon Fish Mgmt For For For
2.5 Elect Gustavo A. Mgmt For For For
Herrero
2.6 Elect Beverlee F. Park Mgmt For For For
2.7 Elect Richard D. Mgmt For For For
Paterson
2.8 Elect Steven P. Reid Mgmt For For For
2.9 Elect Elizabeth A. Mgmt For For For
Wademan
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to Mgmt For For For
Shareholder Rights
Plan
6 Advisory Vote on Mgmt For Against Against
Virtual-Only Annual
Meeting of
Shareholders
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 11/29/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Tim Netscher Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Robert
Vassie)
________________________________________________________________________________
Sulliden Mining Capital Inc
Ticker Security ID: Meeting Date Meeting Status
SMC CINS 865125108 01/17/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Justin Reid Mgmt For For For
3 Elect Stan Bharti Mgmt For For For
4 Elect Peter Tagliamonte Mgmt For For For
5 Elect Pierre Pettigrew Mgmt For For For
6 Elect Diane Lai Mgmt For For For
7 Elect Bruce Humphrey Mgmt For For For
8 Elect William Clarke Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Kevin McArthur Mgmt For For For
1.2 Elect Ronald W. Clayton Mgmt For For For
1.3 Elect Tanya M. Mgmt For For For
Jakusconek
1.4 Elect Charles A. Mgmt For For For
Jeannes
1.5 Elect Drago G. Kisic Mgmt For For For
1.6 Elect Alan C. Moon Mgmt For For For
1.7 Elect A. Dan Rovig Mgmt For For For
1.8 Elect Paul B. Sweeney Mgmt For For For
1.9 Elect James S. Voorhees Mgmt For For For
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Option and Incentive
Share
Plan
5 Performance Share Mgmt For For For
Award
Plan
6 Amendments to Articles Mgmt For For For
Regarding Shareholder
Meeting
Quorum
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CINS 873868103 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect C. Kevin McArthur Mgmt For For For
3 Elect Ronald W. Clayton Mgmt For For For
4 Elect Tanya M. Mgmt For For For
Jakusconek
5 Elect Charles A. Mgmt For For For
Jeannes
6 Elect Drago G. Kisic Mgmt For For For
7 Elect Alan C. Moon Mgmt For For For
8 Elect A. Dan Rovig Mgmt For For For
9 Elect Paul B. Sweeney Mgmt For For For
10 Elect James S. Voorhees Mgmt For For For
11 Elect Kenneth F. Mgmt For For For
Williamson
12 Appointment of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Share Mgmt For For For
Option and Incentive
Share
Plan
15 Performance Share Mgmt For For For
Award
Plan
16 Amendments to Articles Mgmt For For For
Regarding Shareholder
Meeting
Quorum
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Teranga Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
TGZ CINS 880797204 05/08/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alan R. Hill Mgmt For For For
3 Elect Richard S. Young Mgmt For For For
4 Elect Christopher R. Mgmt For For For
Lattanzi
5 Elect Jendayi E. Frazer Mgmt For For For
6 Elect Edward Goldenberg Mgmt For For For
7 Elect David J. Mimran Mgmt For For For
8 Elect Alan R. Thomas Mgmt For For For
9 Elect Frank D. Wheatley Mgmt For For For
10 Elect William J. Biggar Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054603 06/21/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A. Terrance Mgmt For For For
MacGibbon
2 Elect Andrew Adams Mgmt For For For
3 Elect James Crombie Mgmt For For For
4 Elect Frank L. Davis Mgmt For For For
5 Elect David Fennell Mgmt For For For
6 Elect Michael Murphy Mgmt For For For
7 Elect William M. Shaver Mgmt For For For
8 Elect Elizabeth A. Mgmt For For For
Wademan
9 Elect Fred Stanford Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wesdome Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
WDO CINS 95083R100 06/11/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Duncan Middlemiss Mgmt For For For
3 Elect Nadine Miller Mgmt For For For
4 Elect Charles Main Mgmt For For For
5 Elect Charles Page Mgmt For For For
6 Elect Warwick Mgmt For For For
Morley-Jepson
7 Elect Rolly Uloth Mgmt For For For
8 Elect Bill Washington Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Westgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
WGX CINS Q97159232 11/22/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Elect Fiona Van Maanen Mgmt For For For
4 Elect Johannes Mgmt For Against Against
Norregaard
5 Elect Peter Schwann Mgmt For For For
6 Approve Employee Share Mgmt For For For
Option
Plan
7 Equity Grant (MD Peter Mgmt For For For
Cook)
8 Equity Grant Mgmt For For For
(Executive Director
Johannes
Norregaard)
9 Ratify Placement of Mgmt For For For
Securities (June
2017)
10 Ratify Placement of Mgmt For For For
Securities (July
2017)
11 Ratify Placement of Mgmt For For For
Securities (August
2017)
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Andrea Bertone Mgmt For For For
1.4 Elect Alexander J. Mgmt For For For
Davidson
1.5 Elect Robert Gallagher Mgmt For For For
1.6 Elect Richard P. Graff Mgmt For For For
1.7 Elect Kimberly Keating Mgmt For For For
1.8 Elect Nigel Lees Mgmt For For For
1.9 Elect Peter J. Marrone Mgmt For For For
1.10 Elect Jane Sadowsky Mgmt For For For
1.11 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 04/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Corporate
Bonds
4 Authority to Issue Mgmt For For For
Medium Term
Note
5 Authority to Issue Mgmt For For For
Overseas
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Dong Xin Mgmt For For For
9 Elect WANG Ligang Mgmt For Against Against
10 Elect LIU Yongsheng Mgmt For For For
11 Elect YAO Ziping Mgmt For For For
12 Elect LI Xiuchen Mgmt For Against Against
13 Elect XIE Xueming Mgmt For For For
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
15 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Super Short-Term
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2017 Group Financial Mgmt For Against Against
Services
Agreement
4 2017 Parent Group Mgmt For Against Against
Financial Services
Agreement
Fund Name : VanEck Vectors Morningstar International Moat ETF
________________________________________________________________________________
Airbus Group NV
Ticker Security ID: Meeting Date Meeting Status
AIR CINS N0280G100 04/11/2018 Voted
Meeting Type Country of Trade
Ordinary Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
4 Ratification of Mgmt For For For
Executive Directors'
Acts
5 Appointment of Auditor Mgmt For For For
6 Elect Amparo Moraleda Mgmt For For For
to the Board of
Directors
7 Elect Victor Chu to Mgmt For For For
the Board of
Directors
8 Elect Jean-Pierre Mgmt For For For
Clamadieu to the
Board of
Directors
9 Elect Rene Obermann to Mgmt For For For
the Board of
Directors
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights
(Equity
Plans)
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Cancellation of Shares Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
America Movil SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AMX CINS P0280A101 04/16/2018 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Series L Mgmt For Abstain Against
Directors
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Ansell Limited
Ticker Security ID: Meeting Date Meeting Status
ANN CINS Q04020105 10/20/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Constitution
3 Re-elect Glenn L. Mgmt For For For
Barnes
4 Elect Christina Mgmt For For For
Stercken
5 Elect William G Reilly Mgmt For For For
6 Approve Share Buy-back Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Magnus
Nicolin)
8 REMUNERATION REPORT Mgmt For For For
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2018 Investment Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect ZHANG Qingsong Mgmt For For For
10 Elect LI Jucai Mgmt For Against Against
11 Elect CHEN Yuhua as Mgmt For For For
Supervisor
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
14 Capital Management Mgmt For For For
Plan
2017-2020
15 Charitable Donations Mgmt For For For
16 Authority to Issue Mgmt For For For
Bonds
17 Authority to Issue Mgmt For For For
Qualified Write-down
Tier-2 Capital
Instruments
18 Authority to Issue Mgmt For For For
Write-down Undated
Capital
Bonds
19 Elect LIAO Qiang Mgmt For For For
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAYN CINS D0712D163 05/25/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Norbert Mgmt For For For
Winkeljohann as
Supervisory Board
Member
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bayerische Motoren Werke AG (BMW)
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/17/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For Abstain Against
Management Board
Acts
7 Ratification of Mgmt For Abstain Against
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Kurt Bock Mgmt For For For
10 Elect Reinhard Huttl Mgmt For For For
11 Elect Karl-Ludwig Kley Mgmt For For For
12 Elect Renate Kocher Mgmt For For For
13 Amendments to Mgmt For Against Against
Remuneration
Policy
________________________________________________________________________________
Beijing Capital International Airport
Ticker Security ID: Meeting Date Meeting Status
0694 CINS Y07717104 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Beijing Enterprises Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0371 CINS Y07702122 06/12/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HOU Zibo Mgmt For Against Against
6 Elect ZHAO Xiaodong Mgmt For For For
7 Elect TAM Chun Fai Mgmt For For For
8 Elect WU Jiesi Mgmt For For For
9 Elect SZE Chi Ching Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CINS 13321L108 05/16/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian D. Bruce Mgmt For For For
3 Elect Daniel Camus Mgmt For For For
4 Elect John H. Clappison Mgmt For For For
5 Elect Donald H.F. Mgmt For For For
Deranger
6 Elect Catherine A. Mgmt For For For
Gignac
7 Elect Timothy S. Gitzel Mgmt For For For
8 Elect James K. Gowans Mgmt For For For
9 Elect Kathryn J. Mgmt For For For
Jackson
10 Elect Donald B. Kayne Mgmt For For For
11 Elect A. Anne McLellan Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Canadian Resident Mgmt N/A Abstain N/A
Status
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Canadian Imperial Bank Of Commerce
Ticker Security ID: Meeting Date Meeting Status
CM CINS 136069101 04/05/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Brent S. Belzberg Mgmt For For For
3 Elect Nanci E. Caldwell Mgmt For For For
4 Elect Michelle L. Mgmt For For For
Collins
5 Elect Patrick D. Daniel Mgmt For For For
6 Elect Luc Desjardins Mgmt For For For
7 Elect Victor G. Dodig Mgmt For For For
8 Elect Linda S. Mgmt For For For
Hasenfratz
9 Elect Kevin J. Kelly Mgmt For For For
10 Elect Christine E. Mgmt For For For
Larsen
11 Elect Nicholas D. Le Mgmt For For For
Pan
12 Elect John P. Manley Mgmt For For For
13 Elect Jane L. Peverett Mgmt For For For
14 Elect Katharine B. Mgmt For For For
Stevenson
15 Elect Martine Turcotte Mgmt For For For
16 Elect Ronald W. Tysoe Mgmt For For For
17 Elect Barry L. Zubrow Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Canadian Pacific Railway Limited
Ticker Security ID: Meeting Date Meeting Status
CP CINS 13645T100 05/10/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elect John Baird Mgmt For For For
5 Elect Isabelle Mgmt For For For
Courville
6 Elect Keith E. Creel Mgmt For For For
7 Elect Gillian H. Denham Mgmt For For For
8 Elect Rebecca MacDonald Mgmt For For For
9 Elect Matthew H. Paull Mgmt For For For
10 Elect Jane L. Peverett Mgmt For For For
11 Elect Andrew F. Reardon Mgmt For For For
12 Elect Gordon T. Mgmt For For For
Trafton
II
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capitaland Limited
Ticker Security ID: Meeting Date Meeting Status
C31 CINS Y10923103 04/30/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Amirsham A Aziz Mgmt For For For
5 Elect KEE Teck Koon Mgmt For For For
6 Elect Gabriel LIM Meng Mgmt For For For
Liang
7 Elect Anthony LIM Weng Mgmt For For For
Kin
8 Elect GOH Swee Chen Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Grant Mgmt For For For
Awards and Issue
Shares under
Equity
Incentive Plans
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
CapitaLand Mall Trust
Ticker Security ID: Meeting Date Meeting Status
C38U CINS Y1100L160 04/17/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Units w/ or w/o
Preemptive
Rights
4 Authority to Mgmt For For For
Repurchase and
Reissue
Units
5 Amendments to Trust Mgmt For For For
Deed
________________________________________________________________________________
Cheung Kong Property Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2103F101 08/24/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Sale and Purchase Mgmt For For For
Agreement
5 Change in Company Name Mgmt For For For
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 10/09/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect TIAN Guoli as Mgmt For For For
Director
________________________________________________________________________________
China Resources Gas Group Limited
Ticker Security ID: Meeting Date Meeting Status
1193 CINS G2113B108 05/23/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DU Wenmin Mgmt For Against Against
6 Elect CHEN Ying Mgmt For Against Against
7 Elect WANG Yan Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Telecom Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
0728 CINS Y1505D102 01/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Telecom Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
0728 CINS Y1505D102 11/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LIU Aili Mgmt For Against Against
________________________________________________________________________________
CK Asset Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2177B101 05/10/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Edmond IP Tak Mgmt For For For
Chuen
6 Elect Justin CHIU Kwok Mgmt For For For
Hung
7 Elect JP CHOW Wai Kam Mgmt For For For
8 Elect Albert CHOW Nin Mgmt For For For
Mow
9 Elect Katherine HUNG Mgmt For For For
Siu
Lin
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For For For
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CK Asset Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS ADPV39812 10/11/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Joint Venture Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commonwealth Bank of Australia
Ticker Security ID: Meeting Date Meeting Status
CBA CINS Q26915100 11/16/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect David Higgins Mgmt For For For
3 Re-elect Andrew M. Mohl Mgmt For Against Against
4 Re-elect Wendy Stops Mgmt For For For
5 Elect Robert Whitfield Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Board Spill Resolution Mgmt Against Against For
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Oversight of Climate
Change
Objectives
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3015N108 10/26/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James D. Packer Mgmt For For For
3 Re-Elect Andrew Mgmt For For For
Demetriou
4 Re-Elect Harold C. Mgmt For For For
Mitchell
5 REMUNERATION REPORT Mgmt For Against Against
6 Approve Termination Mgmt For For For
Benefits (Former
MD/CEO Rowen
Craigie)
________________________________________________________________________________
CSL Limited
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/18/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John Shine Mgmt For For For
3 Re-elect Bruce Brook Mgmt For For For
4 Re-elect Christine Mgmt For For For
O'Reilly
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Paul
Perreault)
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Danske Bank A/S
Ticker Security ID: Meeting Date Meeting Status
DANSKE CINS K22272114 03/15/2018 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Ole Andersen Mgmt For For For
8 Elect Jorn P. Jensen Mgmt For For For
9 Elect Carol Sergeant Mgmt For For For
10 Elect Lars-Erik Brenoe Mgmt For For For
11 Elect Rolv E. Ryssdal Mgmt For For For
12 Elect Hilde Merete Mgmt For For For
Tonne
13 Elect Jens Due Olsen Mgmt For For For
14 Elect Ingrid Bonde Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Cancellation of Shares Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Amendments to Articles Mgmt For For For
Regarding Mandatory
Retirement
Age
20 Amendments to Articles Mgmt For For For
Regarding Executive
Board
21 Authority to Mgmt For For For
Repurchase
Shares
22 Directors' Fees Mgmt For For For
23 Remuneration Guidelines Mgmt For Against Against
________________________________________________________________________________
East Japan Railway Company Limited
Ticker Security ID: Meeting Date Meeting Status
9020 CINS J1257M109 06/22/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tetsuroh Tomita Mgmt For Against Against
4 Elect Masaki Ogata Mgmt For For For
5 Elect Yuji Fukasawa Mgmt For For For
6 Elect Osamu Kawanobe Mgmt For For For
7 Elect Masahiko Nakai Mgmt For For For
8 Elect Tadao Maekawa Mgmt For For For
9 Elect Tomomichi Ohta Mgmt For For For
10 Elect Kenichiroh Arai Mgmt For For For
11 Elect Shigeru Matsuki Mgmt For For For
12 Elect Ryohji Akaishi Mgmt For For For
13 Elect Yohichi Kise Mgmt For For For
14 Elect Fumihisa Nishino Mgmt For For For
15 Elect Tomokazu Mgmt For For For
Hamaguchi
16 Elect Motoshige Itoh Mgmt For Against Against
17 Elect Reiko Amano Mgmt For For For
________________________________________________________________________________
Elekta AB
Ticker Security ID: Meeting Date Meeting Status
EKTAB CINS W2479G107 08/23/2017 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Performance Share Plan Mgmt For For For
2017
22 Share Transfer Mgmt For For For
Pursuant to
Performance Share
Plan
2017
23 Share Transfer Mgmt For For For
Pursuant to
Performance Share
Plan 2015 and
2016
24 Authority to Mgmt For For For
Repurchase
Shares
25 Issuance of Treasury Mgmt For For For
Shares
26 Nomination Committee Mgmt For Against Against
27 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
28 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents Working
Group
29 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Occupational
Accidents
Report
30 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Equality
31 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Implementation of
Equality
32 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Equality
Report
33 Shareholder Proposal ShrHoldr N/A Against N/A
Shareholders'
Association
Committee
Instructions
34 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
35 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Nomination
Committee
Instructions
36 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Directors'
Fees
Petition
37 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Unequal
Voting
Rights
38 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Unequal
Voting Rights
Petition
39 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Recruitment
of
Politicians
40 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Cool-Off
Period for
Politicians
41 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-Sized
Shareholders
42 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-Sized
Shareholders
Petition
43 Non-Voting Agenda Item N/A N/A N/A N/A
44 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CINS 29250N105 05/09/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Pamela L. Carter Mgmt For For For
3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
4 Elect Marcel R. Coutu Mgmt For For For
5 Elect Gregory L. Ebel Mgmt For For For
6 Elect J. Herb England Mgmt For For For
7 Elect Charles W. Mgmt For For For
Fischer
8 Elect V. Maureen Mgmt For For For
Kempston
Darkes
9 Elect Michael McShane Mgmt For For For
10 Elect Al Monaco Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Elect Dan C. Tutcher Mgmt For Against Against
13 Elect Catherine L. Mgmt For For For
Williams
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Frequency of Advisory Mgmt For For For
Vote on Executive
Compensation: Please
Vote on this
Resolution to Approve
1
Year
18 Frequency of Advisory Mgmt For N/A N/A
Vote on Executive
Compensation: Please
Vote on this
Resolution to Approve
2
Years
19 Frequency of Advisory Mgmt For N/A N/A
Vote on Executive
Compensation: Please
Vote on this
Resolution to Approve
3
Years
20 Frequency of Advisory Mgmt For N/A N/A
Vote on Executive
Compensation: Please
Vote on this
Resolution to Approve
Abstain
________________________________________________________________________________
Fanuc Corporation
Ticker Security ID: Meeting Date Meeting Status
6954 CINS J13440102 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshiharu Inaba Mgmt For For For
4 Elect Kenji Yamaguchi Mgmt For For For
5 Elect Hiroyuki Uchida Mgmt For For For
6 Elect Yoshihiro Gonda Mgmt For For For
7 Elect Kiyonori Inaba Mgmt For For For
8 Elect Hiroshi Noda Mgmt For For For
9 Elect Katsuo Kohari Mgmt For For For
10 Elect Shunsuke Mgmt For For For
Matsubara
11 Elect Toshiya Okada Mgmt For For For
12 Elect Richard E. Mgmt For For For
Schneider
13 Elect Kazuo Tsukuda Mgmt For For For
14 Elect Yasuo Imai Mgmt For For For
15 Elect Masato Ono Mgmt For For For
16 Elect Masaharu Mgmt For For For
Sumikawa as Statutory
Auditor
________________________________________________________________________________
Gas Natural SDG S.A.
Ticker Security ID: Meeting Date Meeting Status
GAS CINS E5499B123 06/27/2018 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Individual Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Transfer of Reserves Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Amendments to Articles Mgmt For Abstain Against
(Company
Name)
7 Amendments to Articles Mgmt For For For
2 (Corporate Purpose)
and 3 (Company
Domicile)
8 Amendments to Articles Mgmt For For For
4 (Share Capital,
Shares and
Shareholders) and 5
(Pre-emptive
Subscription
Rights)
9 Amendments to Article Mgmt For For For
6 (General
Shareholders'
Meeting)
10 Amendments to Articles Mgmt For Against Against
7 (Board of
Directors) and 8
(Delegation of
Powers. Board
Committees)
11 Amendments to Article Mgmt For For For
9 (Remuneration of
Board
Members)
12 Amendments to Articles Mgmt For For For
10 (Financial Year),
11 (Statutory
Reserve), 12
(Distribution of
Dividends) and 13
(Other
Provisions)
13 Consolidation of Mgmt For For For
Articles
14 Approval of New Mgmt For For For
General Meeting
Regulations
15 Board Size Mgmt For For For
16 Ratify Co-Option and Mgmt For For For
Elect Francisco
Reynes
Massanet
17 Ratify Co-Option and Mgmt For For For
Elect Rioja Bidco
Shareholdings, S.L.U
(Francisco Javier de
Jaime
Guijarro)
18 Ratify Co-Option and Mgmt For For For
Elect Theatre
Directorship Services
Beta S.a.r.l. (Jose
Antonio Torre de
Silva Lopez de
Letona)
19 Elect Ramon Adell Ramon Mgmt For For For
20 Elect Francisco Belil Mgmt For For For
Creixell
21 Elect Pedro Sainz de Mgmt For For For
Baranda
Riva
22 Elect Claudio Santiago Mgmt For For For
Ponsa
23 Amendments to Mgmt For Against Against
Remuneration
Policy
24 Ratification of Mgmt For For For
Remuneration
Policy
25 Remuneration Report Mgmt For Against Against
(Advisory)
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Authorisation of Legal Mgmt For For For
Formalities
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
G1A cins D28304109 04/19/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Additional Shareholder ShrHoldr N/A Against N/A
Proposals
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/17/2018 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect TAN Hee Teck Mgmt For Against Against
3 Elect KOH Seow Chuan Mgmt For For For
4 Elect Jonathan Asherson Mgmt For For For
5 Elect TAN Wah Yeow Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Related Party Mgmt For For For
Transactions
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Genting Singapore PLC
Ticker Security ID: Meeting Date Meeting Status
G13 CINS G3825Q102 04/17/2018 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Domicile of Mgmt For For For
the
Company
2 Change in Company Name Mgmt For For For
3 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Grifols SA
Ticker Security ID: Meeting Date Meeting Status
GRF CINS E5706X215 05/24/2018 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Individual Accounts Mgmt For For For
and Reports;
Allocation of
Profits/Dividends
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For For For
(Individual
Accounts)
6 Appointment of Auditor Mgmt For For For
(Consolidated
Accounts)
7 Elect Belen Villalonga Mgmt For For For
Morenes
8 Elect Marla E Salmon Mgmt For For For
9 Remuneration Report Mgmt For For For
10 Authorisation of Legal Mgmt For For For
Formalities
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Aeroportuario Del Centro Norte
Ticker Security ID: Meeting Date Meeting Status
OMA CINS P49530101 04/23/2018 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For For For
Directors
2 Report of the CEO and Mgmt For For For
Independent
Auditor
3 Presentation of Mgmt For For For
Statutory
Reports
4 Accounts and Reports Mgmt For Abstain Against
5 Allocation of Profits Mgmt For Abstain Against
and Dividends;
Authority to
Repurchase
Shares
6 Election of Directors; Mgmt For Abstain Against
Election of Committee
Members;
Fees
7 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario Del Pacifico S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GAP CINS P4959P100 04/25/2018 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO and Mgmt For For For
Auditor
2 Opinion of the Board Mgmt For For For
of Directors on the
CEO's
Report
3 Report of the Board of Mgmt For For For
Directors Regarding
Accounting
Standards
4 Report of the Board Mgmt For For For
Activities and
Operations
5 Report of Audit and Mgmt For For For
Corporate Governance
Committee's
Activities
6 Report on Tax Mgmt For For For
Compliance
7 Ratification of Board Mgmt For For For
Acts; Release of
Responsibility
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits Mgmt For For For
10 Allocation of Dividends Mgmt For For For
11 Authority to Mgmt For For For
Repurchase
Shares
12 Election of Directors Mgmt For For For
Series
BB
13 Election of Directors Mgmt For For For
Series B Minority
Shareholders
14 Election of Directors Mgmt For For For
Series
B
15 Elect Laura Renee Diez Mgmt For For For
Barroso Azcarraga de
Laviada as Board
Chair
16 Directors' Fees Mgmt For For For
17 Election of Nominating Mgmt For For For
and Remuneration
Committee Members
Series
B
18 Elect Carlos Cardenas Mgmt For For For
Guzman as Audit and
Corporate Governance
Committee
Chair
19 Report on Related Mgmt For For For
Party
Transactions
20 Election of Meeting Mgmt For For For
Delegates
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Aeroportuario Del Pacifico S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GAP CINS P4959P100 04/25/2018 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Reduce Mgmt For For For
Share Capital for
Special
Dividend
2 Authorization of Legal Mgmt For For For
Formalities
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HeidelbergCement AG
Ticker Security ID: Meeting Date Meeting Status
HEI CINS D31709104 05/09/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Bernd Scheifele Mgmt For For For
7 Ratify Dominik von Mgmt For For For
Achten
8 Ratify Kevin Gluskie Mgmt For For For
9 Ratify Hakan Gurdal Mgmt For For For
10 Ratify Jon Morrish Mgmt For For For
11 Ratify Lorenz Nager Mgmt For For For
12 Ratify Albert Scheuer Mgmt For For For
13 Ratify Fritz-Jurgen Mgmt For For For
Heckmann
14 Ratify Heinz Schmitt Mgmt For For For
15 Ratify Josef Heumann Mgmt For For For
16 Ratify Gabriele Kailing Mgmt For For For
17 Ratify Ludwig Merckle Mgmt For For For
18 Ratify Tobias Merckle Mgmt For For For
19 Ratify Alan Murray Mgmt For For For
20 Ratify Jurgen M. Mgmt For For For
Schneider
21 Ratify Werner Schraeder Mgmt For For For
22 Ratify Frank-Dirk Mgmt For For For
Steininger
23 Ratify Margret Suckale Mgmt For For For
24 Ratify Stephan Wehning Mgmt For For For
25 Ratify Marion Mgmt For For For
Weissenberger-Eibl
26 Appointment of Auditor Mgmt For For For
27 Elect Margret Suckale Mgmt For For For
to the Supervisory
Board
28 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
In Conditional
Capital
________________________________________________________________________________
Hongkong Land Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
HKLD CINS G4587L109 05/09/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect Mark S. Greenberg Mgmt For Against Against
3 Elect Charles D. Powell Mgmt For Against Against
4 Elect James A. Watkins Mgmt For Against Against
5 Elect Percy Weatherall Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Hoshizaki Corp.
Ticker Security ID: Meeting Date Meeting Status
6465 CINS J23254105 03/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Seishi Sakamoto Mgmt For Against Against
2 Elect Yasuhiro Mgmt For For For
Kobayashi
3 Elect Masami Hongoh Mgmt For For For
4 Elect Hideki Kawai Mgmt For For For
5 Elect Satoru Maruyama Mgmt For For For
6 Elect Daizoh Ogura Mgmt For For For
7 Elect Tsukasa Ozaki Mgmt For For For
8 Elect Shinichi Ochiai Mgmt For For For
9 Elect Yoshio Furukawa Mgmt For For For
10 Elect Yoshihiko Seko Mgmt For Against Against
11 Elect Hiromitsu Mgmt For Against Against
Kitagaito
12 Elect Shigeru Motomatsu Mgmt For For For
13 Elect Takeshi Suzuki Mgmt For Against Against
14 Elect Tachio Suzuki Mgmt For For For
15 Retirement Allowances Mgmt For Against Against
for
Director
16 Special Allowances for Mgmt For Against Against
Directors
17 Restricted Share Plan Mgmt For For For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 11/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2016 Payment Plan of Mgmt For For For
Remuneration to
Directors and
Supervisors
3 Elect Anthony Francis Mgmt For For For
Neoh
4 Amendments to Articles Mgmt For For For
and Rules of
Procedure for
Shareholders' General
Meetings
5 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
of
Directors
6 Amendments to Articles Mgmt For For For
and Rules of
Procedure for Board
Supervisors
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
2017
6 2018 Fixed Asset Mgmt For For For
Investment
Plan
7 2018-2020 Capital Mgmt For For For
Planning of
ICBC
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect CHENG Fengchao Mgmt For Against Against
10 Amendments to Articles Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Infosys Limited
Ticker Security ID: Meeting Date Meeting Status
INFY CINS Y4082C133 02/20/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect and Appoint Mgmt For For For
Salil S. Parekh as
CEO and Managing
Director; Approval of
Remuneration
3 Re-designation of Mgmt For For For
Director
________________________________________________________________________________
Infosys Ltd
Ticker Security ID: Meeting Date Meeting Status
INFY CINS Y4082C133 06/23/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect U. B. Pravin Rao Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
4452 CINS J30642169 03/23/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michitaka Sawada Mgmt For For For
4 Elect Katsuhiko Yoshida Mgmt For For For
5 Elect Toshiaki Takeuchi Mgmt For For For
6 Elect Yoshihiro Hasebe Mgmt For For For
7 Elect Sohnosuke Mgmt For For For
Kadonaga
8 Elect Masayuki Oku Mgmt For Against Against
9 Elect Osamu Shinobe Mgmt For For For
10 Elect Nobuhiro Oka as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
KBC Groupe SA
Ticker Security ID: Meeting Date Meeting Status
KBC CINS B5337G162 05/03/2018 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Remuneration Report Mgmt For Against Against
11 Ratification of Board Mgmt For For For
Acts
12 Ratification of Mgmt For For For
Auditor's
Acts
13 Elect Marc Wittemans Mgmt For Against Against
to the Board of
Directors
14 Elect Christine Van Mgmt For Against Against
Rijsseghem to the
Board of
Directors
15 Elect Julia Kiraly to Mgmt For For For
the Board of
Directors
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Presentation of Mgmt For For For
Special Board
Report
18 Amendments to Articles Mgmt For For For
Regarding Bearer
Shares (Article
5)
19 Amendments to Articles Mgmt For For For
Regarding Portfolio
Protection
Agreement
20 Increase in Authorised Mgmt For Against Against
Capital
21 Amendments to Articles Mgmt For For For
Regarding Capital
Authority
22 Amendments to Articles Mgmt For For For
Regarding Share
Premiums
23 Amendments to Articles Mgmt For For For
Regarding Disclosure
Thresholds
24 Authority to Mgmt For For For
Repurchase
Shares
25 Amendments to Articles Mgmt For For For
Regarding Bearer
Shares (Article
11bis)
26 Amendments to Articles Mgmt For For For
Regarding Audit
Committee
27 Amendment to Articles Mgmt For For For
Regarding
Postponement of
General
Meeting
28 Amendments to Articles Mgmt For For For
Regarding
Profit-Sharing
Certificates (Article
37)
29 Amendments to Articles Mgmt For For For
Regarding Interim
Dividends
30 Amendments to Articles Mgmt For For For
Regarding
Profit-Sharing
Certificates
31 Amendments to Articles Mgmt For Against Against
Regarding
Transitional
Provisions
32 Amendments to Articles Mgmt For For For
Regarding
Profit-Sharing
Certificates (Annex
A)
33 Authority to Mgmt For For For
Coordinate
Articles
34 Authorisation of Legal Mgmt For For For
Formalities
35 Authorisation of Legal Mgmt For For For
Formalities
(Crossroads Bank for
Enterprises)
________________________________________________________________________________
KDDI Corp.
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/20/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Takashi Tanaka Mgmt For Against Against
5 Elect Hirofumi Morozumi Mgmt For For For
6 Elect Makoto Takahashi Mgmt For For For
7 Elect Yuzoh Ishikawa Mgmt For For For
8 Elect Yoshiaki Uchida Mgmt For For For
9 Elect Takashi Shohji Mgmt For For For
10 Elect Shinichi Muramoto Mgmt For For For
11 Elect Keiichi Mori Mgmt For For For
12 Elect Kei Morita Mgmt For For For
13 Elect Goroh Yamaguchi Mgmt For For For
14 Elect Tatsuro Ueda Mgmt For For For
15 Elect Kuniko Tanabe Mgmt For For For
16 Elect Yoshiaki Nemoto Mgmt For For For
17 Elect Shigeo Ohyagi Mgmt For For For
18 Elect Yasuhide Mgmt For For For
Yamamoto as Statutory
Auditor
19 Trust-Type Equity Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Kion Group AG
Ticker Security ID: Meeting Date Meeting Status
KGX CINS D4S14D103 05/09/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Change of Company Mgmt For For For
Headquarters
10 Approval of Mgmt For For For
Intra-Company Control
Agreement with KION
IoT Systems
GmbH
________________________________________________________________________________
Koninklijke KPN N.V.
Ticker Security ID: Meeting Date Meeting Status
KPN CINS N4297B146 04/18/2018 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect C.J.G. Mgmt For For For
Zuiderwijk to the
Supervisory
Board
15 Elect D.W. Sickinghe Mgmt For For For
to the Supervisory
Board
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Mgmt For For For
Repurchase
Shares
18 Cancellation of Shares Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Suppress Mgmt For For For
Preemptive
Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Koninklijke Philips N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N7637U112 05/03/2018 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management
Acts
9 Ratification of Mgmt For Against Against
Supervisory Board
Acts
10 Elect Orit Gadiesh to Mgmt For For For
the Supervisory
Board
11 Elect Paul Stoffels to Mgmt For For For
the Supervisory
Board
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Suppress Mgmt For For For
Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Cancellation of Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Koninklijke Philips N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N7637U112 10/20/2017 Take No Action
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marnix van Mgmt For TNA N/A
Ginneken to the
Management
Board
2 Amendments to Articles Mgmt For TNA N/A
Regarding Management
Board
Size
________________________________________________________________________________
LafargeHolcim Limited
Ticker Security ID: Meeting Date Meeting Status
LHN CINS H4768E105 05/08/2018 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Profits Mgmt For TNA N/A
6 Dividends from Reserves Mgmt For TNA N/A
7 Elect Beat Hess as Mgmt For TNA N/A
Board
Chair
8 Elect Paul Desmarais, Mgmt For TNA N/A
Jr.
9 Elect Oscar Fanjul Mgmt For TNA N/A
10 Elect Patrick Kron Mgmt For TNA N/A
11 Elect Gerard Lamarche Mgmt For TNA N/A
12 Elect Adrian Loader Mgmt For TNA N/A
13 Elect Jurg Oleas Mgmt For TNA N/A
14 Elect Nassef Sawiris Mgmt For TNA N/A
15 Elect Hanne Birgitte Mgmt For TNA N/A
Breinbjerg
Sorensen
16 Elect Dieter Spalti Mgmt For TNA N/A
17 Elect Paul Desmarais, Mgmt For TNA N/A
Jr. as Nominating,
Compensation and
Governance Committee
Member
18 Elect Oscar Fanjul as Mgmt For TNA N/A
Nominating,
Compensation and
Governance Committee
Member
19 Elect Adrian Loader as Mgmt For TNA N/A
Nominating,
Compensation and
Governance Committee
Member
20 Elect Nassef Sawiris Mgmt For TNA N/A
as Nominating,
Compensation and
Governance Committee
Member
21 Elect Hanne Birgitte Mgmt For TNA N/A
Breinbjerg Sorensen
as Nominating,
Compensation and
Governance Committee
Member
22 Appointment of Auditor Mgmt For TNA N/A
23 Appointment of Mgmt For TNA N/A
Independent
Proxy
24 Board Compensation Mgmt For TNA N/A
25 Executive Compensation Mgmt For TNA N/A
26 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Lloyds Banking Group plc
Ticker Security ID: Meeting Date Meeting Status
LLOY CINS G5533W248 05/24/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect James R.C. Lupton Mgmt For For For
3 Elect Lord Norman Mgmt For For For
Blackwell
4 Elect Juan Colombas Mgmt For For For
5 Elect George Culmer Mgmt For For For
6 Elect Alan Dickinson Mgmt For For For
7 Elect Anita Frew Mgmt For For For
8 Elect Simon P. Henry Mgmt For For For
9 Elect Antonio Mgmt For For For
Horta-Osorio
10 Elect Deborah D. Mgmt For For For
McWhinney
11 Elect Nick Prettejohn Mgmt For For For
12 Elect Stuart Sinclair Mgmt For For For
13 Elect Sara Weller Mgmt For For For
14 Remuneration Report Mgmt For For For
(Advisory)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Regulatory Capital
Convertible
Instruments w/
Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Issue Mgmt For For For
Regulatory Capital
Convertible
Instruments w/o
Preemptive
Rights
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Mgmt For For For
Repurchase Preference
Shares
26 Amendments to Articles Mgmt For For For
27 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Magellan Financial Group Limited
Ticker Security ID: Meeting Date Meeting Status
MFG CINS Q5713S107 10/12/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Robert D. Mgmt For For For
Fraser
4 Re-elect Karen Phin Mgmt For For For
5 Elect John Eales Mgmt For For For
6 Equity Grant (NED John Mgmt For For For
Eales)
7 Approve Financial Mgmt For For For
Assistance (NED John
Eales)
8 Approve Related Party Mgmt For For For
Benefits (NED John
Eales)
9 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Meggitt plc
Ticker Security ID: Meeting Date Meeting Status
MGGT CINS G59640105 04/26/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sir Nigel R. Rudd Mgmt For For For
5 Elect Antony Wood Mgmt For For For
6 Elect Guy Berruyer Mgmt For For For
7 Elect Colin Day Mgmt For For For
8 Elect Nancy L. Gioia Mgmt For For For
9 Elect Alison Goligher Mgmt For For For
10 Elect Philip E. Green Mgmt For For For
11 Elect Paul Heiden Mgmt For For For
12 Elect Doug Webb Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Sharesave Plan Mgmt For For For
23 Sharesave Plan Mgmt For For For
(Overseas
Employees)
________________________________________________________________________________
Millicom International Cellular SA
Ticker Security ID: Meeting Date Meeting Status
MICSDB CINS L6388F128 05/04/2018 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits Mgmt For For For
8 Allocation of Dividends Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Board Size Mgmt For For For
11 Elect Thomas A. Mgmt For For For
Boardman
12 Elect Odilon Almeida Mgmt For For For
13 Elect Janet G. Davidson Mgmt For For For
14 Elect Tomas Eliasson Mgmt For For For
15 Elect Anders Jensen Mgmt For For For
16 Elect Jose Antonio Mgmt For For For
Rios
Garcia
17 Elect Roger Sole Rafols Mgmt For For For
18 Elect Lars-Ake Norling Mgmt For For For
19 Elect Thomas A. Mgmt For For For
Boardman as
Chair
20 Directors' Fees Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Nomination Committee Mgmt For For For
23 Authority to Mgmt For For For
Repurchase
Shares
24 Remuneration Guidelines Mgmt For For For
25 Share-Based Incentive Mgmt For For For
Plans
2018
________________________________________________________________________________
Millicom International Cellular SA
Ticker Security ID: Meeting Date Meeting Status
MICSDB CINS L6388F128 05/04/2018 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Amendments to Articles Mgmt For For For
Regarding Share
Issuance
3 Amendments to Articles Mgmt For For For
Regarding Share
Capital
4 Amendments to Articles Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CINS X5430T109 06/28/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Announcement of Mgmt For For For
Meeting
Results
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Artem I. Zasursky Mgmt For Abstain Against
7 Elect Ron Sommer Mgmt For Abstain Against
8 Elect Aleksey B. Katkov Mgmt For Abstain Against
9 Elect Alexey V. Kornya Mgmt For Abstain Against
10 Elect Stanley Miller Mgmt For Abstain Against
11 Elect Vsevolod V. Mgmt For Abstain Against
Rozanov
12 Elect Regina von Mgmt For For For
Flemming
13 Elect Thomas Holtrop Mgmt For For For
14 Elect Wolfgang Schussel Mgmt For For For
15 Elect Irina R. Mgmt For For For
Borisenkova
16 Elect Maxim A. Mamonov Mgmt For For For
17 Elect Anatoliy G. Mgmt For For For
Panarin
18 Appointment of Auditor Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Amendments to Board Mgmt For For For
Regulations
21 Amendments to Board Mgmt For Against Against
Remuneration
Regulations
22 Merger with Mgmt For For For
Subsidiaries
23 Amendments to Articles Mgmt For For For
(Merger with
Subsidiaries)
24 Authority to Reduce Mgmt For For For
Share
Capital
25 Amendments to Articles Mgmt For For For
(Capital
Reduction)
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CINS X5430T109 09/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Interim Dividends Mgmt For For For
(1H2017)
4 Amendments to Articles Mgmt For For For
in Accordance with
Annex
1
5 Amendments to Articles Mgmt For For For
in Accordance with
Annex
2
6 Amendments to Articles Mgmt For Against Against
in Accordance with
Annex
3
7 Membership in Mgmt For For For
Non-Commercial
Organisations
________________________________________________________________________________
National Bank Of Canada
Ticker Security ID: Meeting Date Meeting Status
NA CINS 633067103 04/20/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Raymond Bachand Mgmt For For For
3 Elect Maryse Bertrand Mgmt For For For
4 Elect Pierre J. Blouin Mgmt For For For
5 Elect Pierre Boivin Mgmt For For For
6 Elect Gillian H. Denham Mgmt For For For
7 Elect Richard Fortin Mgmt For For For
8 Elect Jean Houde Mgmt For For For
9 Elect Karen A. Kinsley Mgmt For For For
10 Elect Rebecca Mgmt For For For
McKillican
11 Elect Robert Pare Mgmt For For For
12 Elect Lino A. Saputo, Mgmt For For For
Jr.
13 Elect Andree Savoie Mgmt For For For
14 Elect Pierre Thabet Mgmt For For For
15 Elect Louis Vachon Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Nidec Corporation
Ticker Security ID: Meeting Date Meeting Status
6594 CINS J52968104 06/20/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Shigenobu Mgmt For For For
Nagamori
4 Elect Hiroshi Kobe Mgmt For For For
5 Elect Mikio Katayama Mgmt For For For
6 Elect Hiroyuki Mgmt For For For
Yoshimoto
7 Elect Akira Satoh Mgmt For For For
8 Elect Toshihiko Miyabe Mgmt For For For
9 Elect Tetsuo Ohnishi Mgmt For For For
10 Elect Teiichi Sato Mgmt For For For
11 Elect Osamu Shimizu Mgmt For For For
12 Elect Hiroyuki Ochiai Mgmt For For For
as Statutory
Auditor
13 Trust-Type Mgmt For For For
Performance-Linked
Equity Compensation
Plan
________________________________________________________________________________
Nordea Bank AB
Ticker Security ID: Meeting Date Meeting Status
NDA ISIN SE0000427361 03/15/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports MGMT For For For
8 Allocation of MGMT For For For
Profits/Dividends
9 Ratification of Board MGMT For For For
and CEO
Acts
10 Board Size MGMT For For For
11 Number of Auditors MGMT For For For
12 Directors' Fees MGMT For For For
13 Election of Directors MGMT For For For
14 Appointment of Auditor MGMT For For For
15 Nomination Committe MGMT For For For
16 Authority to Issue MGMT For For For
Contingent
Convertible
Securities w/ or w/o
Preemptive
Rights
17 Authority to Trade in MGMT For For For
Company
Stock
18 Remuneration Guidelines MGMT For Against Against
19 Cross-Border Merger MGMT For For For
20.1 Shareholder Proposal ShrHoldr Against Against For
Regarding Nordea's
Code of
Conduct
20.2 Shareholder Proposal ShrHoldr Against Against For
regarding Bank's
local
security
________________________________________________________________________________
Orange SA
Ticker Security ID: Meeting Date Meeting Status
ORA CINS F6866T100 05/04/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Allocation of Mgmt For For For
Profits/Dividends
9 Approve Special Mgmt For For For
Auditors Report on
Regulated
Agreements
10 Elect Stephane Richard Mgmt For For For
11 Ratification the Mgmt For For For
Cooption of Christel
Heydemann
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Luc Marino as Mgmt N/A For N/A
Employee
Representative
14 Elect Babacar Sarr as Mgmt N/A Against N/A
Employee
Representative
15 Elect Marie Russo as Mgmt N/A Against N/A
Employee
Representative
16 Remuneration of Mgmt For For For
Stephane Richard,
Chair and
CEO
17 Remuneration of Ramon Mgmt For For For
Fernandez, Deputy
CEO
18 Remuneration of Pierre Mgmt For For For
Louette, Deputy
CEO
19 Remuneration of Mgmt For For For
Gervais Pellissier,
Deputy
CEO
20 Remuneration Policy Mgmt For For For
for Chair and
CEO
21 Remuneration Policy Mgmt For For For
for Deputy
CEOs
22 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
23 Authority to Issue Mgmt For For For
Performance
Shares
24 Employee Stock Mgmt For For For
Purchase
Plan
25 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
26 Shareholder Proposal ShrHoldr For For For
Amendments to
Articles Regarding
Employee Shareholder
Representatives
27 Authorisation of Legal Mgmt For For For
Formalities
28 Shareholder Proposal A ShrHoldr Against Against For
to Amend the
Company's
Allocation/Dividend
Policy
29 Shareholder Proposal B ShrHoldr Against Against For
Regarding Increase in
Dividend/Redistributio
n of
Profits
30 Shareholder Proposal C ShrHoldr Against Against For
Regarding Increase in
Dividend/Redistributio
n of
Profits
31 Shareholder Proposal D ShrHoldr Against Against For
Regarding Limit on
Board
Memberships
________________________________________________________________________________
Oversea-Chinese Banking Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 04/30/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect OOI Sang Kuang Mgmt For For For
3 Elect LAI Teck-Poh Mgmt For For For
4 Elect Pramukti Mgmt For For For
Surjaudaja
5 Elect CHUA Kim Chiu Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees in Cash Mgmt For For For
8 Authority to Issue Mgmt For For For
Ordinary Shares to
Non-Executive
Directors
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Grant Mgmt For For For
Awards and Issue
Shares under
the
OCBC Share Option
Scheme 2001 and OCBC
Employee
Share Purchase Plan
12 Authority to Issue Mgmt For For For
Shares Under The OCBC
Scrip
Dividend Scheme
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/03/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Nicholas Luff Mgmt For For For
4 Elect Beverly K. Goulet Mgmt For For For
5 Elect Ian E.L. Davis Mgmt For For For
6 Elect Warren A. East Mgmt For For For
7 Elect Lewis W.K. Booth Mgmt For For For
8 Elect Ruth Cairnie Mgmt For For For
9 Elect Frank Chapman Mgmt For For For
10 Elect Stephen Daintith Mgmt For For For
11 Elect Irene Mitchell Mgmt For For For
Dorner
12 Elect LEE Hsien Yang Mgmt For For For
13 Elect Bradley E. Singer Mgmt For For For
14 Elect Sir Kevin Smith Mgmt For For For
15 Elect Jasmin Staiblin Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Redeemable Dividends Mgmt For For For
(C-Shares)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase
Shares
23 Increase in Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Samsonite International SA
Ticker Security ID: Meeting Date Meeting Status
1910 CINS L80308106 06/07/2018 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Results Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Ramesh D. Mgmt For Against Against
Tainwala
7 Elect Jerome S. Mgmt For Against Against
Griffith
8 Elect Keith Hamill Mgmt For For For
9 Appointment of Mgmt For For For
Approved Statutory
Auditor
10 Appointment of Mgmt For For For
External
Auditor
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Grant Mgmt For Against Against
RSUs under the Share
Award
Scheme
14 Amendments to Share Mgmt For Against Against
Award
Scheme
15 Grant RSUs to Ramesh Mgmt For Against Against
D.
Tainwala
16 Grant RSUs to Kyle F. Mgmt For Against Against
Gendreau
17 Grant RSUs to Other Mgmt For Against Against
Connected
Participants
18 Grant of Discharge for Mgmt For For For
Directors and
Auditors for Exercise
of Their
Mandates
19 Directors' Fees Mgmt For For For
20 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Samsonite International SA
Ticker Security ID: Meeting Date Meeting Status
1910 CINS L80308106 06/07/2018 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Share Mgmt For For For
Capital
Authorization
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/02/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Olivier Mgmt For For For
Brandicourt
9 Elect Patrick Kron Mgmt For For For
10 Elect Christian Mulliez Mgmt For For For
11 Elect Emmanuel Babeau Mgmt For For For
12 Remuneration Policy Mgmt For For For
(Chair)
13 Remuneration Policy Mgmt For For For
(CEO)
14 Remuneration of Serge Mgmt For For For
Weinberg,
Chair
15 Remuneration of Mgmt For For For
Olivier Brandicourt,
CEO
16 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Amendment to Articles Mgmt For Against Against
Regarding Age
Limits
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/31/2018 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Elect Werner Brandt Mgmt For TNA N/A
11 Elect Michael Diekmann Mgmt For TNA N/A
12 Elect Benoit Potier Mgmt For TNA N/A
13 Elect Norbert Reithofer Mgmt For TNA N/A
14 Elect Nemat Shafik Mgmt For TNA N/A
15 Elect Nathalie von Mgmt For TNA N/A
Siemens
16 Elect Matthias Zachert Mgmt For TNA N/A
17 Amendment to Corporate Mgmt For TNA N/A
Purpose
18 Amendments to Articles Mgmt For TNA N/A
19 Approval of Mgmt For TNA N/A
Intra-Company Control
Agreement with
Flender
GmbH
20 Approval of Mgmt For TNA N/A
Intra-Company Control
Agreement with Kyros
53
GmbH
21 Approval of Mgmt For TNA N/A
Intra-Company Control
Agreement with Kyros
54
GmbH
________________________________________________________________________________
SINA Corporation
Ticker Security ID: Meeting Date Meeting Status
SINA CUSIP G81477104 11/03/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Management Mgmt N/A TNA N/A
Nominee Yichen
Zhang
2 Appointment of Auditor Mgmt N/A TNA N/A
3 Elect Dissident Mgmt N/A TNA N/A
Nominee Brett H.
Krause
4 Elect Dissident Mgmt N/A TNA N/A
Nominee Thomas J.
Manning
________________________________________________________________________________
SINA Corporation
Ticker Security ID: Meeting Date Meeting Status
SINA CUSIP G81477104 11/03/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Management Mgmt For For For
Nominee Yichen
Zhang
2 Appointment of Auditor Mgmt For For For
3 Shareholder Proposal Mgmt Against For Against
to Elect Dissident
Nominee Brett H.
Krause
4 Shareholder Proposal Mgmt Against For Against
to Elect Dissident
Nominee Thomas J.
Manning
________________________________________________________________________________
Singapore Exchange Limited
Ticker Security ID: Meeting Date Meeting Status
S68 CINS Y79946102 09/21/2017 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect KWA Chong Seng Mgmt For For For
5 Elect LIEW Mun Leong Mgmt For For For
6 Elect Thaddeus T. Mgmt For For For
Beczak
7 Chairman's Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Elect LIM Chin Hu Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
SoftBank Group Corp.
Ticker Security ID: Meeting Date Meeting Status
9984 CINS J75963108 06/20/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayoshi Son Mgmt For For For
4 Elect Ronald D. Fisher Mgmt For For For
5 Elect Marcelo Claure Mgmt For For For
6 Elect Rajeev Misra Mgmt For For For
7 Elect Ken Miyauchi Mgmt For For For
8 Elect Simon Segars Mgmt For For For
9 Elect Yun MA Mgmt For For For
10 Elect Yasir bin Othman Mgmt For For For
Al-Rumayyan
11 Elect Katsunori Sago Mgmt For For For
12 Elect Tadashi Yanai Mgmt For For For
13 Elect Mark Schwartz Mgmt For For For
14 Elect Masami Iijima Mgmt For For For
15 Directors Remuneration Mgmt For For For
16 Group Employee's Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Sonic Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
SHL CINS Q8563C107 11/22/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Mark Compton Mgmt For For For
3 Re-elect Christopher Mgmt For For For
Wilks
4 Re-elect Lou I. Mgmt For For For
Panaccio
5 Elect Neville Mitchell Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
8 Approve Employee Mgmt For For For
Option
Plan
9 Approve Performance Mgmt For For For
Rights
Plan
10 Equity Grant (MD/CEO Mgmt For For For
Colin
Goldschmidt)
11 Equity Grant (Finance Mgmt For For For
director and CFO
Chris
Wilks)
________________________________________________________________________________
Sun Hung Kai Properties Limited
Ticker Security ID: Meeting Date Meeting Status
0016 CINS Y82594121 11/09/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Victor LUI Ting Mgmt For For For
6 Elect Eric LI Ka Cheung Mgmt For Against Against
7 Elect Margaret LEUNG Mgmt For Against Against
Ko May
Yee
8 Elect WOO Po Shing Mgmt For Against Against
9 Elect Eric TUNG Chi-Ho Mgmt For For For
10 Elect Allen FUNG Mgmt For For For
Yuk-Lun
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Swedbank AB
Ticker Security ID: Meeting Date Meeting Status
SWEDA CINS W94232100 03/22/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Goran Mgmt For For For
Hedman
Acts
16 Ratification of Pia Mgmt For For For
Rudengren
Acts
17 Ratification of Mgmt For For For
Karl-Henrik Sundstrom
Acts
18 Ratification of Lars Mgmt For For For
Idermark
Acts
19 Ratification of Bodil Mgmt For For For
Eriksson
Acts
20 Ratification of Ulrika Mgmt For For For
Francke
Acts
21 Ratification of Peter Mgmt For For For
Norman
Acts
22 Ratification of Siv Mgmt For For For
Svensson
Acts
23 Ratification of Mats Mgmt For For For
Granryd
Acts
24 Ratification of Bo Mgmt For For For
Johansson
Acts
25 Ratification of Annika Mgmt For For For
Poutiainen
Acts
26 Ratification of Magnus Mgmt For For For
Uggla
Acts
27 Ratification of Mgmt For For For
Birgitte Bonnesen
Acts
28 Ratification of Mgmt For For For
Camilla Linder
Acts
29 Ratification of Roger Mgmt For For For
Ljunger
Acts
30 Ratification of Ingrid Mgmt For For For
Friberg
Acts
31 Ratification of Henrik Mgmt For For For
Joelsson
Acts
32 Amendments to Articles Mgmt For For For
Regarding Tenure of
Auditor
33 Board Size Mgmt For For For
34 Directors and Mgmt For For For
Auditors'
Fees
35 Elect Anna Mossberg Mgmt For For For
36 Elect Bodil Eriksson Mgmt For For For
37 Elect Ulrika Francke Mgmt For For For
38 Elect Mats Granryd Mgmt For For For
39 Elect Lars Idermark Mgmt For For For
40 Elect Bo Johansson Mgmt For For For
41 Elect Peter Norman Mgmt For For For
42 Elect Annika Poutiainen Mgmt For For For
43 Elect Siv Svensson Mgmt For For For
44 Elect Magnus Uggla Mgmt For For For
45 Elect Lars Idermark as Mgmt For For For
Board
Chair
46 Appointment of Auditor Mgmt For For For
47 Nomination Committee Mgmt For For For
48 Remuneration Guidelines Mgmt For For For
49 Authority to Trade in Mgmt For For For
Company
Stock
50 Authority to Mgmt For For For
Repurchase
Shares
51 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
52 Eken 2018 Mgmt For For For
53 Individual Program 2018 Mgmt For For For
54 Authority to Issue Mgmt For For For
Treasury Shares for
Equity Compensation
Plans
55 Non-Voting Agenda Item N/A N/A N/A N/A
56 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Lean
Concept
57 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Reintroduction of
Bank
Books
58 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Revision of
Dividend
Policy
59 Non-Voting Agenda Item N/A N/A N/A N/A
60 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Symrise AG
Ticker Security ID: Meeting Date Meeting Status
SY1 CINS D827A1108 05/16/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Bernd Hirsch as Mgmt For For For
Supervisory Board
Member
10 Supervisory Board Mgmt For For For
Member's
Fees
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 08/22/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Ralf Speth Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Natarajan Mgmt For For For
Chandrasekaran
6 Elect Om Prakash Bhatt Mgmt For For For
7 Appointment of Satish Mgmt For For For
Borwankar (Executive
Director & COO);
Approval of
Remuneration
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authority to Issue Non Mgmt For For For
Convertible
Debentures
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 11/15/2017 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Merger and Mgmt For For For
Arrangement
________________________________________________________________________________
Telecom Italia S.p.A.
Ticker Security ID: Meeting Date Meeting Status
TIT CINS T92778108 04/24/2018 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Revocation of Certain
Directors
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Dissident
Candidates
6 Elect Amos Genish Mgmt For For For
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
8 Remuneration Policy Mgmt For Against Against
9 2018-2020 Share Mgmt For Against Against
Performance Plan
(CEO's
tranche)
10 2018-2020 Share Mgmt For For For
Performance Plan
(Management's
tranche)
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 List Presented by Mgmt For For For
Vivendi
15 List Presented by Mgmt For N/A N/A
Group of
Institutional
Investors
Representing 1.5% of
Share
Capital
16 Election of Chair of Mgmt For For For
Board of Statutory
Auditors
17 Statutory Auditors' Mgmt For Abstain Against
Fees
________________________________________________________________________________
Telecom Italia S.p.A.
Ticker Security ID: Meeting Date Meeting Status
TIT CINS T92778108 05/04/2018 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For Abstain Against
3 Board Term Length Mgmt For Abstain Against
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 List Presented by Mgmt For N/A N/A
Vivendi
S.A.
7 List Presented by Mgmt For For For
Elliott
8 Directors' Fees Mgmt For Abstain Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Telefonica SA
Ticker Security ID: Meeting Date Meeting Status
TEF CINS 879382109 06/07/2018 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Luiz Fernando Mgmt For For For
Furlan
5 Elect Francisco Javier Mgmt For For For
de Paz
Mancho
6 Elect Jose Maria Abril Mgmt For For For
Perez
7 Ratify Co-Option and Mgmt For For For
Elect Angel Vila
Boix
8 Ratify Co-Option and Mgmt For For For
Elect Jordi Gual
Sole
9 Ratify Co-Option and Mgmt For For For
Elect Maria Luisa
Garcia
Blanco
10 Special Dividend Mgmt For For For
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Remuneration Policy Mgmt For For For
(Binding)
13 Long-Term Incentive Mgmt For For For
Plan
2018-2020
14 Global Employee Share Mgmt For For For
Purchase
Plan
15 Authorisation of Legal Mgmt For For For
Formalities
16 Remuneration Report Mgmt For For For
(Advisory)
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/16/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Dong Sheng Mgmt For For For
6 Elect Iain Ferguson Mgmt For For For
Bruce
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CINS 89353D107 04/27/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kevin E. Benson Mgmt For For For
3 Elect Stephan Cretier Mgmt For For For
4 Elect Russell K. Mgmt For For For
Girling
5 Elect S. Barry Jackson Mgmt For For For
6 Elect John E. Lowe Mgmt For For For
7 Elect Paula Rosput Mgmt For For For
Reynolds
8 Elect Mary Pat Salomone Mgmt For For For
9 Elect Indira V. Mgmt For For For
Samarasekera
10 Elect D. Michael G. Mgmt For For For
Stewart
11 Elect Siim A. Vanaselja Mgmt For For For
12 Elect Thierry Vandal Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/02/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Nils Andersen Mgmt For For For
5 Elect Laura M.L. Cha Mgmt For For For
6 Elect Vittorio Colao Mgmt For For For
7 Elect Marijn E. Dekkers Mgmt For For For
8 Elect Judith Hartmann Mgmt For For For
9 Elect Mary MA Xuezheng Mgmt For For For
10 Elect Strive T. Mgmt For For For
Masiyiwa
11 Elect Youngme E. Moon Mgmt For For For
12 Elect Graeme D. Mgmt For For For
Pitkethly
13 Elect Paul Polman Mgmt For For For
14 Elect John Rishton Mgmt For For For
15 Elect Feike Sijbesma Mgmt For For For
16 Elect Andrea Jung Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Westpac Banking Corporation
Ticker Security ID: Meeting Date Meeting Status
WBC CINS Q97417101 12/08/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Brian
Hartzer)
4 Approve Share Buy-Back Mgmt For For For
(First
Scheme)
5 Approve Share Buy-Back Mgmt For For For
(Second
Scheme)
6 Re-elect Lindsay Mgmt For For For
Maxsted
7 Re-elect Peter Hawkins Mgmt For For For
8 Re-elect Alison Deans Mgmt For For For
9 Elect Nerida Caesar Mgmt For For For
________________________________________________________________________________
Wipro Ltd
Ticker Security ID: Meeting Date Meeting Status
WIPRO CINS Y96659142 07/19/2017 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Abidali Z. Mgmt For For For
Neemuchwala
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect and Appoint Azim Mgmt For Against Against
H. Premji (Executive
Chairman and Managing
Director); Approval
of
Remuneration
7 Elect William A. Owens Mgmt For For For
________________________________________________________________________________
Wipro Ltd
Ticker Security ID: Meeting Date Meeting Status
WIPRO CINS Y96659142 08/28/2017 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
Fund Name : VanEck Vectors Morningstar Wide Moat ETF
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect Joseph H. Boccuzi Mgmt For For For
4 Elect Christopher W. Mgmt For For For
Bodine
5 Elect Adriane M. Brown Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Coughlin
7 Elect Carol Anthony Mgmt For For For
Davidson
8 Elect Catherine M. Mgmt For For For
Klema
9 Elect Peter J. Mgmt For For For
McDonnell
10 Elect Patrick J. Mgmt For For For
O'Sullivan
11 Elect Brenton L. Mgmt For For For
Saunders
12 Elect Fred G. Weiss Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Jonathan J. Mgmt For For For
Rubinstein
7 Elect Thomas O. Ryder Mgmt For Against Against
8 Elect Patricia Q. Mgmt For For For
Stonesifer
9 Elect Wendell P. Weeks Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Board
Diversity
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect John J. Brennan Mgmt For For For
3 Elect Peter Chernin Mgmt For For For
4 Elect Ralph de la Vega Mgmt For For For
5 Elect Anne M. A. Mgmt For For For
Lauvergeon
6 Elect Micheal O. Mgmt For For For
Leavitt
7 Elect Theodore Leonsis Mgmt For For For
8 Elect Richard C. Levin Mgmt For For For
9 Elect Samuel J. Mgmt For For For
Palmisano
10 Elect Stephen J. Squeri Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Ronald A. Mgmt For For For
Williams
13 Elect Christopher Young Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act By Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For Against Against
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2011 Mgmt For For For
Employee Stock
Purchase
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Response to Opioid
Epidemic
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Brian J. Druker Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Rebecca M. Mgmt For For For
Henderson
8 Elect Frank C. Mgmt For For For
Herringer
9 Elect Charles M. Mgmt For For For
Holley,
Jr.
10 Elect Tyler Jacks Mgmt For For For
11 Elect Ellen J. Kullman Mgmt For For For
12 Elect Ronald D. Sugar Mgmt For For For
13 Elect R. Sanders Mgmt For For For
Williams
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Bank of New York Mellon Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven D. Black Mgmt For For For
2 Elect Linda Z. Cook Mgmt For For For
3 Elect Joseph J. Mgmt For For For
Echevarria
4 Elect Edward P. Garden Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Goldstein
6 Elect John M. Hinshaw Mgmt For For For
7 Elect Edmund F. Kelly Mgmt For For For
8 Elect Jennifer B. Mgmt For For For
Morgan
9 Elect Mark A. Mgmt For For For
Nordenberg
10 Elect Elizabeth E. Mgmt For For For
Robinson
11 Elect Charles W. Scharf Mgmt For For For
12 Elect Samuel C. Scott Mgmt For For For
III
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Voting
Practices
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect Nancy L. Leaming Mgmt For For For
4 Elect Richard C. Mgmt For For For
Mulligan
5 Elect Robert W. Pangia Mgmt For For For
6 Elect Stelios Mgmt For For For
Papadopoulos
7 Elect Brian S. Posner Mgmt For For For
8 Elect Eric K. Rowinsky Mgmt For For For
9 Elect Lynn Schenk Mgmt For For For
10 Elect Stephen A. Mgmt For For For
Sherwin
11 Elect Michel Vounatsos Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Jose Baselga Mgmt For For For
3 Elect Robert J. Mgmt For For For
Bertolini
4 Elect Giovanni Caforio Mgmt For For For
5 Elect Matthew W. Emmens Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Alan J. Lacy Mgmt For For For
8 Elect Dinesh C. Paliwal Mgmt For For For
9 Elect Theodore R. Mgmt For For For
Samuels
10 Elect Gerald Storch Mgmt For For For
11 Elect Vicki L. Sato Mgmt For For For
12 Elect Karen H. Vousden Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Charles Schwab Corp.
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter W. Mgmt For For For
Bettinger
II
2 Elect Joan T. Dea Mgmt For For For
3 Elect Christopher V. Mgmt For For For
Dodds
4 Elect Mark A. Goldfarb Mgmt For For For
5 Elect Charles A. Ruffel Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
9 Adoption of Proxy Mgmt For For For
Access
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Diversity
Report
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect David I. Foley Mgmt For For For
6 Elect David B. Mgmt For For For
Kilpatrick
7 Elect Andrew Langham Mgmt For For For
8 Elect Courtney Mather Mgmt For For For
9 Elect Donald F. Mgmt For For For
Robillard,
Jr.
10 Elect Neal A. Shear Mgmt For For For
11 Elect Heather R. Zichal Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For Withhold Against
1.3 Elect Sheldon M. Mgmt For For For
Bonovitz
1.4 Elect Edward D. Breen Mgmt For Withhold Against
1.5 Elect Gerald L. Hassell Mgmt For Withhold Against
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For Withhold Against
1.10 Elect Brian L. Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory vote on Mgmt For Against Against
executive
compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. D'Antoni Mgmt For For For
2 Elect Allan R. Rothwell Mgmt For For For
3 Elect Lori A. Walker Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CVS Health Corp
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 03/13/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Stock for MGMT For For For
Merger
2 Right to Adjourn MGMT For For For
Meeting
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 06/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Mary L. Schapiro Mgmt For For For
10 Elect Richard J. Swift Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Elect Tony L. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Reduce Threshold for Mgmt For For For
Shareholders' Right
to Call a Special
Meeting
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur F. Golden Mgmt For For For
1.2 Elect Candace Kendle Mgmt For For For
1.3 Elect James S. Turley Mgmt For For For
1.4 Elect Gloria A. Flach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Allow Shareholders to Mgmt For For For
Amend
Bylaws
5 Ratify Exclusive Forum Mgmt For Against Against
Provision
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Electioneering
Expenditures and
Payments to Advocacy
Organizations
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maura C. Breen Mgmt For For For
2 Elect William J. Mgmt For For For
DeLaney
3 Elect Elder Granger Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
LaHowchic
5 Elect Thomas P. Mac Mgmt For Against Against
Mahon
6 Elect Kathleen M. Mgmt For For For
Mazzarella
7 Elect Frank Mgmt For For For
Mergenthaler
8 Elect Woodrow A. Mgmt For For For
Myers,
Jr.
9 Elect Roderick A. Mgmt For For For
Palmore
10 Elect George Paz Mgmt For For For
11 Elect William L. Roper Mgmt For For For
12 Elect Seymour Sternberg Mgmt For For For
13 Elect Timothy Wentworth Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Cyber Risk
Report
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sebastien Bazin Mgmt For For For
2 Elect W. Geoffrey Mgmt For For For
Beattie
3 Elect John J. Brennan Mgmt For For For
4 Elect H. Lawrence Culp Mgmt For For For
5 Elect Francisco D'Souza Mgmt For For For
6 Elect John L. Mgmt For For For
Flannery,
Jr.
7 Elect Edward P. Garden Mgmt For For For
8 Elect Thomas W. Horton Mgmt For For For
9 Elect Risa Mgmt For For For
Lavizzo-Mourey
10 Elect James J. Mulva Mgmt For For For
11 Elect Leslie F. Seidman Mgmt For For For
12 Elect James S. Tisch Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
International
Employee Stock
Purchase
Plan
15 Ratification of Auditor Mgmt For Against Against
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Excluding
Share Repurchases in
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding a Stock
Buyback
Report
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Cogan Mgmt For For For
2 Elect Jacqueline K. Mgmt For For For
Barton
3 Elect Kelly A. Kramer Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect John C. Martin Mgmt For For For
6 Elect John F. Milligan Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Guidewire Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWRE CUSIP 40171V100 12/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew William Mgmt For For For
Fraser
Brown
1.2 Elect Clifton T. Mgmt For For For
Weatherford
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
John Wiley & Sons, Inc.
Ticker Security ID: Meeting Date Meeting Status
JWA CUSIP 968223206 09/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Bell Mgmt For For For
1.2 Elect Laurie A. Leshin Mgmt For For For
1.3 Elect William Pence Mgmt For For For
1.4 Elect Kalpana Raina Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Gordon Gee Mgmt For For For
2 Elect Stephen D. Mgmt For Against Against
Steinour
3 Elect Allan R. Tessler Mgmt For For For
4 Elect Abigail S. Wexner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lilly (Eli) & Co
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katherine Baicker Mgmt For For For
2 Elect J. Erik Fyrwald Mgmt For For For
3 Elect Jamere Jackson Mgmt For For For
4 Elect Ellen R. Marram Mgmt For For For
5 Elect Jackson P. Tai Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Mgmt For For For
Board
9 Elimination of Mgmt For For For
Supermajority
Requirement
10 Amendment to the 2002 Mgmt For For For
Stock
Plan
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Cannabis
Policy
Advocacy
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David H. Mgmt For For For
Batchelder
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Sandra B. Cochran Mgmt For Withhold Against
1.5 Elect Laurie Z. Douglas Mgmt For For For
1.6 Elect Richard W. Mgmt For For For
Dreiling
1.7 Elect Marshall O. Mgmt For For For
Larsen
1.8 Elect James H. Morgan Mgmt For For For
1.9 Elect Robert A. Niblock Mgmt For For For
1.10 Elect Brian C. Rogers Mgmt For For For
1.11 Elect Bertram L. Scott Mgmt For For For
1.12 Elect Lisa W. Wardell Mgmt For For For
1.13 Elect Eric C. Wiseman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Easterbrook
3 Elect Robert A. Eckert Mgmt For For For
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Jeanne P. Jackson Mgmt For For For
7 Elect Richard H. Lenny Mgmt For For For
8 Elect John Mulligan Mgmt For For For
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Miles D. White Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act By Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Plastic
Straws
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Report
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For Against Against
2 Elect N. Anthony Coles Mgmt For For For
3 Elect John H. Mgmt For For For
Hammergren
4 Elect M. Christine Mgmt For For For
Jacobs
5 Elect Donald R. Knauss Mgmt For For For
6 Elect Marie L. Knowles Mgmt For For For
7 Elect Edward A. Mueller Mgmt For For For
8 Elect Susan R. Salka Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Medtronic Plc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Randall J. Hogan Mgmt For For For
III
5 Elect Omar Ishrak Mgmt For For For
6 Elect Shirley Ann Mgmt For For For
Jackson
7 Elect Michael O. Mgmt For For For
Leavitt
8 Elect James T. Lenehan Mgmt For For For
9 Elect Elizabeth G. Mgmt For For For
Nabel
10 Elect Denise M. O'Leary Mgmt For For For
11 Elect Kendall J. Powell Mgmt For Against Against
12 Elect Robert C. Pozen Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2013 Mgmt For For For
Stock Award and
Incentive
Plan
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect Rochelle B. Mgmt For For For
Lazarus
7 Elect John H. Mgmt For For For
Noseworthy
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Craig B. Thompson Mgmt For For For
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Wendell P. Weeks Mgmt For Against Against
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Reid G. Hoffman Mgmt For For For
3 Elect Hugh F. Johnston Mgmt For For For
4 Elect Teri L. Mgmt For For For
List-Stoll
5 Elect Satya Nadella Mgmt For For For
6 Elect Charles H. Noski Mgmt For For For
7 Elect Helmut G. W. Mgmt For For For
Panke
8 Elect Sandra E. Mgmt For For For
Peterson
9 Elect Penny S. Pritzker Mgmt For For For
10 Elect Charles W. Scharf Mgmt For For For
11 Elect Arne M. Sorenson Mgmt For For For
12 Elect John W. Stanton Mgmt For For For
13 Elect John W. Thompson Mgmt For For For
14 Elect Padmasree Warrior Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Approval of Material Mgmt For For For
Terms of Performance
Goals Under Executive
Incentive
Plan
19 Approval of the 2017 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Mondelez International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Debra A. Crew Mgmt For For For
4 Elect Lois D. Juliber Mgmt For For For
5 Elect Mark D. Ketchum Mgmt For For For
6 Elect Peter W. May Mgmt For For For
7 Elect Jorge S. Mesquita Mgmt For For For
8 Elect Joseph Neubauer Mgmt For For For
9 Elect Fredric G. Mgmt For For For
Reynolds
10 Elect Christiana Shi Mgmt For For For
11 Elect Patrick T. Mgmt For For For
Siewert
12 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
13 Elect Dirk Van de Put Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on the Use of
Non-recyclable
Packaging
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Plant
Closings
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight M. Barns Mgmt For For For
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect David L. Chicoine Mgmt For For For
4 Elect Janice L. Fields Mgmt For For For
5 Elect Hugh Grant Mgmt For For For
6 Elect Laura K. Ipsen Mgmt For For For
7 Elect Marcos Marinho Mgmt For For For
Lutz
8 Elect C. Steven Mgmt For For For
McMillan
9 Elect Jon R. Moeller Mgmt For For For
10 Elect George H. Poste Mgmt For For For
11 Elect Robert J. Stevens Mgmt For For For
12 Elect Patricia Verduin Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Human Rights
Committee
________________________________________________________________________________
Patterson Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Buck Mgmt For For For
2 Elect Alex N. Blanco Mgmt For For For
3 Elect Jody H. Feragen Mgmt For For For
4 Elect Sarena S. Lin Mgmt For For For
5 Elect Ellen A. Rudnick Mgmt For For For
6 Elect Neil A. Mgmt For For For
Schrimsher
7 Elect Les C. Vinney Mgmt For For For
8 Elect James W. Wiltz Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect Albert Bourla Mgmt For For For
4 Elect W. Don Cornwell Mgmt For For For
5 Elect Joseph J. Mgmt For For For
Echevarria
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Dan R. Littman Mgmt For For For
9 Elect Shantanu Narayen Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ian C. Read Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the French Mgmt For For For
Sub-Plan under the
2014 Stock
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Polaris Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George W. Bilicic Mgmt For For For
2 Elect Annette K. Mgmt For For For
Clayton
3 Elect Kevin M. Farr Mgmt For For For
4 Elect John P. Wiehoff Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Keith G. Block Mgmt For For For
3 Elect Craig A. Conway Mgmt For For For
4 Elect Alan G. Mgmt For For For
Hassenfeld
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Mgmt For For For
Robertson
8 Elect John V. Roos Mgmt For For For
9 Elect Bernard Tyson Mgmt For For For
10 Elect Robin L. Mgmt For For For
Washington
11 Elect Maynard G. Webb Mgmt For For For
12 Elect Susan D. Wojcicki Mgmt For For For
13 Adoption of Right to Mgmt For For For
Call a Special
Meeting
14 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For Against Against
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect Rosalind G. Mgmt For For For
Brewer
3 Elect Mary N. Dillon Mgmt For For For
4 Elect Mellody Hobson Mgmt For For For
5 Elect Kevin R. Johnson Mgmt For For For
6 Elect Jorgen Vig Mgmt For For For
Knudstorp
7 Elect Satya Nadella Mgmt For For For
8 Elect Joshua Cooper Mgmt For For For
Ramo
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman, Mgmt For For For
III
12 Elect Craig E. Mgmt For For For
Weatherup
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Proxy Access
Bylaw
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sustainable
Packaging
17 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Paid Family
Leave
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Diversity
Report
________________________________________________________________________________
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert S. Murley Mgmt For For For
2 Elect Charles A. Alutto Mgmt For For For
3 Elect Brian P. Anderson Mgmt For For For
4 Elect Lynn D. Bleil Mgmt For For For
5 Elect Thomas D. Brown Mgmt For For For
6 Elect Thomas F. Chen Mgmt For Against Against
7 Elect Mark C. Miller Mgmt For For For
8 Elect John Patience Mgmt For Against Against
9 Elect Mike S. Mgmt For For For
Zafirovski
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect Mary T. Barra Mgmt For For For
3 Elect Safra A. Catz Mgmt For For For
4 Elect John S. Chen Mgmt For Against Against
5 Elect Francis deSouza Mgmt For For For
6 Elect Robert A. Iger Mgmt For For For
7 Elect Maria Elena Mgmt For For For
Lagomasino
8 Elect Fred H. Mgmt For For For
Langhammer
9 Elect Aylwin B. Lewis Mgmt For For For
10 Elect Mark G. Parker Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2002 Mgmt For For For
Executive Performance
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
The Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin I. Cole Mgmt For For For
2 Elect Hikmet Ersek Mgmt For For For
3 Elect Richard A. Mgmt For For For
Goodman
4 Elect Betsy D. Holden Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Roberto G. Mgmt For For For
Mendoza
7 Elect Michael A. Mgmt For For For
Miles,
Jr.
8 Elect Robert W. Mgmt For For For
Selander
9 Elect Frances F. Mgmt For For For
Townsend
10 Elect Solomon D. Mgmt For For For
Trujillo
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Reduction of Ownership Mgmt For For For
Requirement to Call a
Special
Meeting
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Transdigm Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 03/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Barr Mgmt For For For
1.2 Elect William Dries Mgmt For For For
1.3 Elect Mervin Dunn Mgmt For Withhold Against
1.4 Elect Michael Graff Mgmt For For For
1.5 Elect Sean P. Hennessy Mgmt For For For
1.6 Elect W. Nicholas Mgmt For For For
Howley
1.7 Elect Raymond Mgmt For For For
Laubenthal
1.8 Elect Gary E. Mgmt For For For
McCullough
1.9 Elect Douglas W. Mgmt For For For
Peacock
1.10 Elect Robert J. Small Mgmt For For For
1.11 Elect John St?r Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd J Austin Mgmt For For For
2 Elect Diane M. Bryant Mgmt For For For
3 Elect John V. Faraci Mgmt For For For
4 Elect Jean-Pierre Mgmt For For For
Garnier
5 Elect Gregory J. Hayes Mgmt For For For
6 Elect Ellen J. Kullman Mgmt For For For
7 Elect Marshall O. Mgmt For For For
Larsen
8 Elect Harold W. McGraw Mgmt For For For
III
9 Elect Margaret L. Mgmt For For For
O'Sullivan
10 Elect Fredric G. Mgmt For For For
Reynolds
11 Elect Brian C. Rogers Mgmt For For For
12 Elect Christine Todd Mgmt For For For
Whitman
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
V.F. Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard T. Mgmt For For For
Carucci
1.2 Elect Juliana L. Chugg Mgmt For For For
1.3 Elect Benno Dorer Mgmt For For For
1.4 Elect Mark S. Mgmt For For For
Hoplamazian
1.5 Elect Laura W. Lang Mgmt For For For
1.6 Elect W. Alan Mgmt For For For
McCollough
1.7 Elect W. Rodney Mgmt For Withhold Against
McMullen
1.8 Elect Clarence Otis, Mgmt For For For
Jr.
1.9 Elect Steven E. Rendle Mgmt For For For
1.10 Elect Carol L. Roberts Mgmt For For For
1.11 Elect Matthew J. Mgmt For For For
Shattock
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Veeva Systems Inc
Ticker Security ID: Meeting Date Meeting Status
VEEV CUSIP 922475108 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy C. Barabe Mgmt For For For
1.2 Elect Gordon Ritter Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For For For
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Gary A. Hoffman Mgmt For For For
5 Elect Alfred F. Kelly, Mgmt For For For
Jr.
6 Elect John F. Lundgren Mgmt For For For
7 Elect Robert W. Mgmt For For For
Matschullat
8 Elect Suzanne Nora Mgmt For For For
Johnson
9 Elect John A.C. Mgmt For For For
Swainson
10 Elect Maynard G. Webb, Mgmt For For For
Jr.
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For Against Against
2 Elect Celeste A. Clark Mgmt For For For
3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
4 Elect Elizabeth A. Duke Mgmt For For For
5 Elect Donald M. James Mgmt For For For
6 Elect Maria R. Morris Mgmt For For For
7 Elect Karen B. Peetz Mgmt For For For
8 Elect Juan A. Pujadas Mgmt For For For
9 Elect James H. Quigley Mgmt For For For
10 Elect Ronald L. Sargent Mgmt For For For
11 Elect Timothy J. Sloan Mgmt For For For
12 Elect Suzanne M. Mgmt For For For
Vautrinot
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For Against Against
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Social
Responsibility
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Incentive
Compensation
Report
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect Michael J. Mgmt For For For
Farrell
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Robert A. Mgmt For For For
Hagemann
7 Elect Bryan C Hanson Mgmt For For For
8 Elect Arthur J. Higgins Mgmt For Against Against
9 Elect Michael W. Mgmt For For For
Michelson
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Mortgage REIT Income ETF
________________________________________________________________________________
AG Mortgage Investment Trust Inc
Ticker Security ID: Meeting Date Meeting Status
MITT CUSIP 001228105 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur S. Mgmt For For For
Ainsberg
1.2 Elect Andrew L. Berger Mgmt For For For
1.3 Elect T.J. Durkin Mgmt For For For
1.4 Elect Debra A. Hess Mgmt For For For
1.5 Elect Joseph LaManna Mgmt For For For
1.6 Elect Peter Linneman Mgmt For For For
1.7 Elect David Roberts Mgmt For For For
1.8 Elect Brian C. Sigman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
AGNC Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
AGNC CUSIP 00123Q104 04/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary D. Kain Mgmt For For For
2 Elect Morris A. Davis Mgmt For For For
3 Elect Larry K. Harvey Mgmt For For For
4 Elect Prue B. Larocca Mgmt For For For
5 Elect Paul E. Mullings Mgmt For For For
6 Increase of Authorized Mgmt For For For
Common
Stock
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wellington J. Mgmt For For For
Denahan-Norris
2 Elect Michael Haylon Mgmt For For For
3 Elect Donnell A. Mgmt For For For
Segalas
4 Elect Katie B. Fallon Mgmt For For For
5 Elect Vicki Williams Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd McAdams Mgmt For For For
2 Elect Lee A. Ault, III Mgmt For For For
3 Elect Joe E. Davis Mgmt For For For
4 Elect Robert C. Davis Mgmt For For For
5 Elect Mark S. Maron Mgmt For For For
6 Elect Joseph E. McAdams Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Commercial Real Estate Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARI CUSIP 03762U105 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffery M. Gault Mgmt For For For
1.2 Elect Mark C. Biderman Mgmt For For For
1.3 Elect Robert A. Kasdin Mgmt For For For
1.4 Elect Eric L. Press Mgmt For For For
1.5 Elect Scott S. Prince Mgmt For For For
1.6 Elect Stuart A. Mgmt For For For
Rothstein
1.7 Elect Michael E. Mgmt For For For
Salvati
1.8 Elect Cindy Z. Michel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Armour Residential REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARR CUSIP 042315507 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Ulm Mgmt For For For
1.2 Elect Jeffrey J. Zimmer Mgmt For For For
1.3 Elect Daniel C. Staton Mgmt For For For
1.4 Elect Marc H. Bell Mgmt For Withhold Against
1.5 Elect Carolyn Downey Mgmt For For For
1.6 Elect Thomas K. Guba Mgmt For For For
1.7 Elect Robert C. Hain Mgmt For For For
1.8 Elect John P. Hollihan Mgmt For For For
III
1.9 Elect Stewart J. Mgmt For For For
Paperin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Blackstone Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXMT CUSIP 09257W100 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael B. Nash Mgmt For For For
1.2 Elect Stephen D. Plavin Mgmt For For For
1.3 Elect Leonard W. Cotton Mgmt For For For
1.4 Elect Thomas E. Mgmt For For For
Dobrowski
1.5 Elect Martin L. Edelman Mgmt For For For
1.6 Elect Henry N. Nassau Mgmt For Withhold Against
1.7 Elect Jonathan L. Mgmt For Withhold Against
Pollack
1.8 Elect Lynne B. Sagalyn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2018 Mgmt For Against Against
Stock Incentive
Plan
5 Approval of the 2018 Mgmt For Against Against
Manager Incentive
Plan
________________________________________________________________________________
Capstead Mortgage Corporation
Ticker Security ID: Meeting Date Meeting Status
CMO CUSIP 14067E506 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack Bernard Mgmt For For For
2 Elect Jack Biegler Mgmt For For For
3 Elect Michelle P. Mgmt For For For
Goolsby
4 Elect Gary Keiser Mgmt For For For
5 Elect Christopher W. Mgmt For Against Against
Mahowald
6 Elect Michael G. O'Neil Mgmt For For For
7 Elect Phillip A. Mgmt For For For
Reinsch
8 Elect Mark S. Whiting Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chimera Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
CIM CUSIP 16934Q208 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Teresa Bryce Mgmt For For For
Bazemore
2 Elect Dennis M. Mahoney Mgmt For For For
3 Elect Debra W. Still Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CYS Investments, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYS CUSIP 12673A108 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Grant Mgmt For For For
1.2 Elect Tanya S. Beder Mgmt For Withhold Against
1.3 Elect Karen Hammond Mgmt For For For
1.4 Elect Raymond A. Mgmt For For For
Redlingshafer,
Jr.
1.5 Elect Dale Anne Reiss Mgmt For Withhold Against
1.6 Elect James A. Stern Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynex Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
DX CUSIP 26817Q506 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Byron L. Boston Mgmt For For For
2 Elect Michael R. Hughes Mgmt For For For
3 Elect Barry Igdaloff Mgmt For For For
4 Elect Valerie A. Mosley Mgmt For For For
5 Elect Robert A. Mgmt For For For
Salcetti
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Approval of the 2018 Mgmt For For For
Stock Incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HASI CUSIP 41068X100 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Eckel Mgmt For For For
1.2 Elect Rebecca B. Mgmt For For For
Blalock
1.3 Elect Teresa M. Brenner Mgmt For For For
1.4 Elect Mark J. Cirilli Mgmt For For For
1.5 Elect Charles M. O'Neil Mgmt For For For
1.6 Elect Richard J. Mgmt For For For
Osborne
1.7 Elect Steve G. Osgood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John S. Day Mgmt For For For
2 Elect Carolyn B. Mgmt For For For
Handlon
3 Elect Edward J. Hardin Mgmt For For For
4 Elect James R. Lientz, Mgmt For For For
Jr.
5 Elect Dennis P. Mgmt For For For
Lockhart
6 Elect Gregory G. Mgmt For For For
McGreevey
7 Elect Colin D. Meadows Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
iStar Inc.
Ticker Security ID: Meeting Date Meeting Status
STAR CUSIP 45031U101 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay Sugarman Mgmt For For For
1.2 Elect Clifford De Souza Mgmt For For For
1.3 Elect Robert W. Mgmt For For For
Holman,
Jr.
1.4 Elect Robin Josephs Mgmt For For For
1.5 Elect Dale Anne Reiss Mgmt For For For
1.6 Elect Barry W. Ridings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Ladder Capital Corp
Ticker Security ID: Meeting Date Meeting Status
LADR CUSIP 505743104 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Durst Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robin Josephs Mgmt For For For
2 Elect George H. Krauss Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MTGE Investment Corp
Ticker Security ID: Meeting Date Meeting Status
MTGE CUSIP 55378A105 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary D. Kain Mgmt For For For
2 Elect Julia L. Coronado Mgmt For For For
3 Elect Robert M. Couch Mgmt For For For
4 Elect Randy E. Dobbs Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Residential Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T201 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Mgmt For For For
Nierenberg
2 Elect Kevin J. Finnerty Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New York Mortgage Trust Inc
Ticker Security ID: Meeting Date Meeting Status
NYMT CUSIP 649604501 06/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Bock Mgmt For For For
1.2 Elect Michael B. Mgmt For For For
Clement
1.3 Elect Alan L. Hainey Mgmt For For For
1.4 Elect Steven R. Mumma Mgmt For For For
1.5 Elect Steven G. Norcutt Mgmt For For For
1.6 Elect Lisa A. Mgmt For For For
Pendergast
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orchid Island Capital Inc
Ticker Security ID: Meeting Date Meeting Status
ORC CUSIP 68571X103 06/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert E. Cauley Mgmt For For For
2 Elect G. Hunter Haas Mgmt For Abstain Against
3 Elect W Coleman Bitting Mgmt For For For
4 Elect Frank P. Filipps Mgmt For For For
5 Elect Paula Morabito Mgmt For For For
6 Elect Ava L. Parker Mgmt For For For
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanford L. Mgmt For For For
Kurland
2 Elect David A. Spector Mgmt For For For
3 Elect Randall D. Hadley Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Redwood Trust Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Baum Mgmt For For For
2 Elect Douglas B. Hansen Mgmt For For For
3 Elect Christopher J. Mgmt For For For
Abate
4 Elect Mariann Mgmt For For For
Byerwalter
5 Elect Debora D. Horvath Mgmt For For For
6 Elect Greg H. Kubicek Mgmt For For For
7 Elect Karen R. Pallota Mgmt For For For
8 Elect Jeffrey T. Pero Mgmt For For For
9 Elect Georganne C. Mgmt For For For
Proctor
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2014 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Starwood Property Trust Inc
Ticker Security ID: Meeting Date Meeting Status
STWD CUSIP 85571B105 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Mgmt For For For
Bronson
1.2 Elect Jeffrey G. Mgmt For For For
Dishner
1.3 Elect Camille J. Mgmt For For For
Douglas
1.4 Elect Solomon J. Kumin Mgmt For For For
1.5 Elect Barry S. Mgmt For For For
Sternlicht
1.6 Elect Strauss Zelnick Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B408 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Spencer Mgmt For For For
Abraham
2 Elect James J. Bender Mgmt For For For
3 Elect Stephen G. Kasnet Mgmt For For For
4 Elect Lisa A. Pollina Mgmt For For For
5 Elect William Roth Mgmt For For For
6 Elect W. Reid Sanders Mgmt For For For
7 Elect Thomas Siering Mgmt For For For
8 Elect Brian C. Taylor Mgmt For For For
9 Elect Hope B. Woodhouse Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Asset Mortgage Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
WMC CUSIP 95790D105 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward D. Fox Mgmt For For For
1.2 Elect James W. Mgmt For For For
Hirschmann
1.3 Elect Ranjit M. Mgmt For For For
Kripalani
1.4 Elect M. Christian Mgmt For For For
Mitchell
1.5 Elect Jennifer W. Mgmt For For For
Murphy
1.6 Elect Richard W. Roll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Natural Resources ETF
________________________________________________________________________________
Acerinox, S.A.
Ticker Security ID: Meeting Date Meeting Status
ACX CINS E00460233 05/09/2018 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Special Dividend Mgmt For For For
5 Amendments to Article Mgmt For For For
25 (Director
Remuneration)
6 Remuneration Policy Mgmt For For For
(Binding)
7 Elect Rafael Miranda Mgmt For For For
Robredo
8 Elect Bernardo Mgmt For For For
Velazquez
Herreros
9 Elect Santos Mgmt For For For
Martinez-Conde
Gutierrez-Barquin
10 Elect Mvuleni Geoffrey Mgmt For For For
Qhena
11 Elect Katsuhisa Mgmt For For For
Miyakusu
12 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
13 Long Term Incentive Mgmt For For For
Plan
14 Authorisation of Legal Mgmt For For For
Formalities
15 Remuneration Report Mgmt For For For
(Advisory)
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Minutes Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2017 Mgmt For For For
Accounts
3 Allocation of 2017 Mgmt For For For
Results
4 Discharge of Members Mgmt For For For
from Liability in
Connection With the
Management of the
Company's Affairs in
2017
5 Approval of 2017 Mgmt For For For
Directors
Fees
6 Approval of 2018 Mgmt For For For
Directors
Fees
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Ivo Sarjanovic Mgmt For For For
9 Elect Guillaume van Mgmt For For For
der
Linden
10 Elect Mark Schachter Mgmt For For For
11 Elect Marcelo Vieira Mgmt For For For
12 Elect Walter M. Sanchez Mgmt For For For
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Suzanne P. Clark Mgmt For For For
5 Elect Wolfgang Deml Mgmt For For For
6 Elect George E. Minnich Mgmt For For For
7 Elect Martin H. Mgmt For For For
Richenhagen
8 Elect Gerald L. Shaheen Mgmt For For For
9 Elect Mallika Mgmt For For For
Srinivasan
10 Elect Hendrikus Visser Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agnico Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Stock Mgmt For For For
Option
Plan
4 Amendments to Articles Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aguas Andinas S.A.
Ticker Security ID: Meeting Date Meeting Status
AGUASA CINS P4171M125 04/24/2018 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Appointment of Risk Mgmt For For For
Rating
Agency
5 Directors' Fees Mgmt For For For
6 Report on Board of Mgmt For For For
Directors'
Expenses
7 Directors' Committee Mgmt For For For
Fees and
Budget
8 Report of the Mgmt For For For
Directors' Committee
Acts and
Expenditure
9 Related Party Mgmt For For For
Transactions
10 Publication of Company Mgmt For For For
Notices
11 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011532108 05/07/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mark J. Daniel Mgmt For For For
3 Elect Elaine Ellingham Mgmt For For For
4 Elect David Fleck Mgmt For For For
5 Elect David Gower Mgmt For For For
6 Elect Claire Kennedy Mgmt For For For
7 Elect John A. McCluskey Mgmt For For For
8 Elect Paul J. Murphy Mgmt For For For
9 Elect Ronald E. Smith Mgmt For For For
10 Elect Kenneth G. Stowe Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011532108 11/16/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Issuance for Mgmt For For For
Merger
________________________________________________________________________________
Alcoa Corporation
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013872106 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Morris Mgmt For For For
2 Elect Mary Anne Citrino Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Kathryn S. Fuller Mgmt For For For
5 Elect Roy C. Harvey Mgmt For For For
6 Elect James A. Hughes Mgmt For For For
7 Elect James E. Nevels Mgmt For For For
8 Elect James W. Owens Mgmt For For For
9 Elect Carol L. Roberts Mgmt For For For
10 Elect Suzanne Mgmt For For For
Sitherwood
11 Elect Steven W. Mgmt For For For
Williams
12 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2016 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Alumina Limited
Ticker Security ID: Meeting Date Meeting Status
AWC CINS Q0269M109 05/24/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Emma R. Stein Mgmt For For For
4 Elect Deborah O'Toole Mgmt For For For
5 Elect John A. Bevan Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Mike
Ferraro)
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 06/26/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Loss Recovery Proposals Mgmt For For For
5 Authority to Give Mgmt For For For
Guarantees by the
Company to Chalco
Hong
Kong
6 Authority to Give Mgmt For For For
Guarantees by the
Company to Shanxi New
Materials
7 Authority to Give Mgmt For For For
Guarantees by
Shandong Huayu to
Yixing
Carbon
8 Authority to Give Mgmt For For For
Guarantees by the
Company and Chalco
Shandong to Xinghua
Technology
9 Authority to Give Mgmt For For For
Guarantees (Ningxia
Energy and
Subsidiaries)
10 Directors' and Mgmt For Against Against
Supervisors'
Remuneration
Standards
11 Renewal of Liability Mgmt For Against Against
Insurance
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Joint Development of Mgmt For For For
Boffa Project and
Additional Equity
Participation
14 Authority to Issue Mgmt For For For
Debt
Instruments
15 Authority to Issue Mgmt For For For
Overseas
Bonds
16 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 10/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Continuation of Mgmt For Against Against
Suspension of Trading
in A
Shares
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 12/20/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Contribution Mgmt For For For
to Certain
Subsidiaries
3 New Financial Services Mgmt For Against Against
Agreement
________________________________________________________________________________
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Anderson Mgmt For For For
1.2 Elect Sarah J. Anderson Mgmt For For For
1.3 Elect Anne M. Holloway Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect David E. Mgmt For For For
Constable
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Claire S. Farley Mgmt For For For
5 Elect Peter J. Fluor Mgmt For For For
6 Elect Joseph W. Gorder Mgmt For For For
7 Elect John R. Gordon Mgmt For For For
8 Elect Sean Gourley Mgmt For For For
9 Elect Mark C. McKinley Mgmt For For For
10 Elect Eric D. Mullins Mgmt For For For
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Two Degree
Scenario Analysis
Report
________________________________________________________________________________
Andeavor
Ticker Security ID: Meeting Date Meeting Status
ANDV CUSIP 03349M105 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Paul L. Foster Mgmt For Against Against
3 Elect Edward G. Galante Mgmt For For For
4 Elect Gregory J. Goff Mgmt For For For
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect William H. Mgmt For For For
Schumann,
III
9 Elect Jeff A. Stevens Mgmt For For For
10 Elect Susan Tomasky Mgmt For For For
11 Elect Michael E. Wiley Mgmt For For For
12 Elect Patrick Y. Yang Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 03/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Resignation of LI Mgmt For For For
Zhongwu
3 Resignation of ZHANG Mgmt For For For
Jingfan
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect LI Zhen Mgmt For For For
6 Elect MA Lianyong Mgmt For For For
7 Elect XIE Junyong Mgmt For For For
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 06/05/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Amendments to Articles Mgmt For For For
8 Authority to Issue H Mgmt For Against Against
Shares or Other
Transferable Rights
w/o Preemptive
Rights
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Resignation of LUO Mgmt For For For
Yucheng
11 Elect FENG Changli Mgmt For For For
12 Authority to Issue Mgmt For For For
Short-Term Debt
Instruments
13 Authority to Issue Mgmt For For For
Ultra Short-Term Debt
Instruments
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/12/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Chris Griffith Mgmt For For For
2 Re-elect Richard Dunne Mgmt For For For
3 Re-elect John Vice Mgmt For For For
4 Re-elect Peter Mageza Mgmt For For For
5 Re-elect Valli Moosa Mgmt For For For
6 Elect Stephen Pearce Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Richard
Dunne)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Peter
Mageza)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Vice)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Daisy
Naidoo)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 05/08/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Stuart Chambers Mgmt For For For
4 Elect Ian R. Ashby Mgmt For For For
5 Elect Mark Cutifani Mgmt For For For
6 Elect Nolitha Fakude Mgmt For For For
7 Elect Byron Grote Mgmt For For For
8 Elect Sir Philip Mgmt For For For
Hampton
9 Elect Tony O'Neill Mgmt For For For
10 Elect Stephen T. Pearce Mgmt For For For
11 Elect Mphu Ramatlapeng Mgmt For For For
12 Elect Jim Rutherford Mgmt For For For
13 Elect Anne Stevens Mgmt For For For
14 Elect Jack R. Thompson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Report Mgmt For For For
(Advisory)
18 Approve Sharesave Plan Mgmt For For For
19 Approve Share Mgmt For For For
Incentive
Plan
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase Ordinary
Shares
23 Authority to Mgmt For For For
Repurchase Unlisted
Preference
Shares
24 Amendments to Articles Mgmt For For For
(Technical)
25 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Albert Garner Mgmt For For For
2 Re-elect Nozipho Mgmt For For For
January-Bardill
3 Re-elect Rhidwaan Mgmt For For For
Gasant
4 Re-elect Christine Mgmt For For For
Ramon
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Michael
Kirkwood)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney
Ruston)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
10 Appointment of Auditor Mgmt For For For
11 General Authority to Mgmt For For For
Issue
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Implementation Mgmt For For For
Report
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Financial Mgmt For For For
Assistance
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Antofagasta plc
Ticker Security ID: Meeting Date Meeting Status
ANTO CINS G0398N128 05/23/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jean-Paul Luksic Mgmt For For For
Fontbona
5 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
6 Elect Gonzalo Menendez Mgmt For For For
Duque
7 Elect Ramon F. Jara Mgmt For For For
8 Elect Juan Claro Mgmt For For For
Gonzalez
9 Elect William M. Hayes Mgmt For For For
10 Elect Timothy C. Baker Mgmt For For For
11 Elect Andronico Luksic Mgmt For For For
12 Elect Vivianne Blanlot Mgmt For For For
13 Elect Jorge Bande Bruck Mgmt For For For
14 Elect Francisca Castro Mgmt For For For
Fones
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell R. Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
IV
3 Elect Chansoo Joung Mgmt For For For
4 Elect Rene R. Joyce Mgmt For For For
5 Elect George D. Mgmt For For For
Lawrence
6 Elect John E. Lowe Mgmt For For For
7 Elect William C. Mgmt For For For
Montgomery
8 Elect Amy H. Nelson Mgmt For For For
9 Elect Daniel W. Rabun Mgmt For For For
10 Elect Peter A. Ragauss Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carolyn J. Burke Mgmt For For For
1.2 Elect Nicholas Mgmt For For For
DeBenedictis
1.3 Elect Christopher H. Mgmt For For For
Franklin
1.4 Elect William P. Mgmt For Withhold Against
Hankowsky
1.5 Elect Daniel J. Mgmt For For For
Hilferty
1.6 Elect Wendell F. Mgmt For For For
Holland
1.7 Elect Ellen T. Ruff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D210 05/09/2018 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Karyn Ovelmen Mgmt For For For
7 Elect Tye Burt Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Performance Share Unit Mgmt For Against Against
Plan
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D210 05/16/2018 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Amend Mgmt For For For
Currency of the Share
Capital
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Michael S. Burke Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Suzan F. Harrison Mgmt For For For
7 Elect Juan R. Luciano Mgmt For For For
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Daniel Shih Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Arconic Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNC CUSIP 03965L100 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect Amy E. Alving Mgmt For For For
3 Elect Christopher L Mgmt For For For
Ayers
4 Elect Charles Mgmt For For For
Blankenship
5 Elect Arthur D. Mgmt For For For
Collins,
Jr.
6 Elect Elmer L. Doty Mgmt For For For
7 Elect Rajiv L. Gupta Mgmt For For For
8 Elect David P. Hess Mgmt For For For
9 Elect Sean O. Mahoney Mgmt For For For
10 Elect David J. Miller Mgmt For For For
11 Elect E. Stanley O'Neal Mgmt For For For
12 Elect John C. Plant Mgmt For For For
13 Elect Ulrich R. Schmidt Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Arconic Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNC CUSIP 03965L100 11/30/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reincorporation Mgmt For For For
2 Elimination of Mgmt For For For
Supermajority
Requirement
3 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/24/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Delight Aitken Mgmt For For For
2 Re-elect Ed Southey Mgmt For Against Against
3 Re-elect Bill Urmson Mgmt For For For
4 Elect Audit and Risk Mgmt For Against Against
Committee Member (Ed
Southey)
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Bill
Urmson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Sydney
Mhlarhi)
7 Approve Remuneration Mgmt For Against Against
Policy
8 Approve Implementation Mgmt For Against Against
Report
9 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/10/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For For For
Commissioners and
Approval of
Directors' and
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceeds Mgmt For For For
________________________________________________________________________________
Astral Foods Limited
Ticker Security ID: Meeting Date Meeting Status
ARL CINS S0752H102 02/08/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Tshepo M. Mgmt For For For
Shabangu
3 Re-elect Takalani P. Mgmt For For For
Maumela
4 Elect Audit and Risk Mgmt For For For
Management Committee
Member (Diederik J.
Fouche)
5 Elect Audit and Risk Mgmt For Abstain Against
Management Committee
Member (Marthinus T.
Lategan)
6 Elect Audit and Risk Mgmt For For For
Management Committee
Member (Tshepo M.
Shabangu)
7 Elect Social and Mgmt For For For
Ethics Committee
Member (Gary D.
Arnold)
8 Elect Social and Mgmt For For For
Ethics Committee
Member (Theunis
Eloff)
9 Elect Social and Mgmt For For For
Ethics Committee
Member (LW
Hansen)
10 Elect Social and Mgmt For For For
Ethics Committee
Member (Takalani P.
Maumela)
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve Forfeitable Mgmt For For For
Share
Plan
17 Approve Chairman's Fees Mgmt For For For
18 Approve NEDs' Fees Mgmt For For For
19 Approve Lead Mgmt For For For
Independent
Director's
Fees
20 Approve NEDs' Fees Mgmt For For For
(Reimbursement of
Value Added
Tax)
21 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
Companies)
22 Approve Financial Mgmt For For For
Assistance (Section
44)
23 Approve Financial Mgmt For For For
Assistance (Section
45)
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Astral Foods Limited
Ticker Security ID: Meeting Date Meeting Status
ARL CINS S0752H102 04/19/2018 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve NEDs' Fees Mgmt For For For
(Chairman)
________________________________________________________________________________
Astral Foods Limited
Ticker Security ID: Meeting Date Meeting Status
ARL CINS S0752H102 06/14/2018 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve NEDs' Fees Mgmt For For For
(Chair)
________________________________________________________________________________
Aurubis AG
Ticker Security ID: Meeting Date Meeting Status
NDA CINS D10004105 03/01/2018 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Heinz Jorg Mgmt For TNA N/A
Fuhrmann
10 Elect Karl Friedrich Mgmt For TNA N/A
Jakob
11 Elect Stephan Krummer Mgmt For TNA N/A
12 Elect Sandra Reich Mgmt For TNA N/A
13 Elect Edna Schone Mgmt For TNA N/A
14 Elect Fritz Vahrenholt Mgmt For TNA N/A
15 Amendments to Mgmt For TNA N/A
Remuneration
Policy
16 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 06/08/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect Clive T. Johnson Mgmt For For For
3 Elect Robert Cross Mgmt For For For
4 Elect Robert Gayton Mgmt For For For
5 Elect Jerry R. Korpan Mgmt For For For
6 Elect Bongani Mtshisi Mgmt For For For
7 Elect Kevin Bullock Mgmt For For For
8 Elect George Johnson Mgmt For For For
9 Elect Robin Weisman Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment to the 2015 Mgmt For For For
Stock Option
Plan
12 Amendment to the 2015 Mgmt For For For
Restricted Stock Unit
Plan
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Baker Hughes, a GE Company
Ticker Security ID: Meeting Date Meeting Status
BHGE CUSIP 05722G100 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect Gregory D. Mgmt For For For
Brenneman
3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
4 Elect Martin S. Mgmt For For For
Craighead
5 Elect Lynn L. Elsenhans Mgmt For For For
6 Elect Jamie Miller Mgmt For For For
7 Elect James J. Mulva Mgmt For For For
8 Elect John G. Rice Mgmt For For For
9 Elect Lorenzo Simonelli Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Employee Stock Mgmt For For For
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maria Ignacia Mgmt For For For
Benitez
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Graham G. Clow Mgmt For For For
1.4 Elect Kelvin P. M. Mgmt For For For
Dushnisky
1.5 Elect J. Michael Evans Mgmt For For For
1.6 Elect Brian L. Mgmt For For For
Greenspun
1.7 Elect J. Brett Harvey Mgmt For For For
1.8 Elect Patricia A. Mgmt For For For
Hatter
1.9 Elect Nancy H.O. Mgmt For For For
Lockhart
1.10 Elect Pablo Marcet Mgmt For For For
1.11 Elect Anthony Munk Mgmt For For For
1.12 Elect J. Robert S. Mgmt For For For
Prichard
1.13 Elect Steven J. Shapiro Mgmt For For For
1.14 Elect John L. Thornton Mgmt For For For
1.15 Elect Ernie L. Thrasher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bega Cheese Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS Q14034104 01/05/2018 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
Bega Cheese Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS Q14034104 10/24/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Richard Mgmt For Against Against
Parbery
4 Re-elect Peter M. Mgmt For For For
Margin
5 Elect Terrence O'Brien Mgmt For For For
________________________________________________________________________________
BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/16/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase
Shares
8 Remuneration Policy Mgmt For For For
(Binding -
UK)
9 Remuneration Report Mgmt For For For
(Advisory--
UK)
10 Remuneration Report Mgmt For For For
(Advisory--
AUS)
11 Approve Termination Mgmt For For For
Benefits
12 Equity Grant (CEO Mgmt For For For
Andrew
Mackenzie)
13 Elect Terry Bowen Mgmt For For For
14 Elect John Mogford Mgmt For For For
15 Re-elect Malcolm W. Mgmt For For For
Broomhead
16 Re-elect Anita Frew Mgmt For For For
17 Re-elect Carolyn Hewson Mgmt For For For
18 Re-elect Andrew Mgmt For For For
Mackenzie
19 Re-elect Lindsay P. Mgmt For For For
Maxsted
20 Re-elect Wayne M. Murdy Mgmt For For For
21 Re-elect Shriti Vadera Mgmt For For For
22 Re-elect Ken N. Mgmt For For For
MacKenzie
23 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change and Energy
Advocacy
Report
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BillerudKorsnas AB
Ticker Security ID: Meeting Date Meeting Status
BILL CINS W16021102 05/15/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Directors and Mgmt For For For
Auditors'
Fees
19 Elect Andrea Gisle Mgmt For For For
Joosen
20 Elect Bengt Hammar Mgmt For For For
21 Elect Lennart Holm Mgmt For For For
22 Elect Michael Kaufmann Mgmt For For For
23 Elect Kristina Schauman Mgmt For For For
24 Elect Victoria Van Camp Mgmt For For For
25 Elect Tobias Auchli Mgmt For For For
26 Elect Jan Astrom Mgmt For For For
27 Election of Chair and Mgmt For For For
Vice
Chair
28 Appointment of Auditor Mgmt For For For
29 Remuneration Guidelines Mgmt For For For
30 Long Term Incentive Mgmt For For For
Plan
31 Authority to Mgmt For For For
Repurchase Shares
Pursuant to
LTIP
32 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to
LTIP
33 Amendments to Articles Mgmt For Against Against
of
Association
34 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BlueScope Steel Limited
Ticker Security ID: Meeting Date Meeting Status
BSL CINS Q1415L177 10/11/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John Bevan Mgmt For For For
4 Re-elect Penny Mgmt For For For
Bingham-Hall
5 Re-elect Rebecca Mgmt For For For
Dee-Bradbury
6 Elect Jennifer Lambert Mgmt For For For
7 Renew Proportional Mgmt For For For
Takeover
Provisions
8 Equity Grant (Incoming Mgmt For For For
MD/CEO Mark Vassella
-
STIP)
9 Equity Grant (Incoming Mgmt For For For
MD/CEO Mark Vassella
-
LTIP)
________________________________________________________________________________
Boliden AB
Ticker Security ID: Meeting Date Meeting Status
BOL CINS W17218103 04/27/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
and CEO
Acts
17 Board Size; Number of Mgmt For For For
Auditors
18 Directors' Fees Mgmt For For For
19 Elect Marie Berglund Mgmt For For For
20 Elect Tom Erixon Mgmt For For For
21 Elect Michael G:son Low Mgmt For For For
22 Elect Elisabeth Nilsson Mgmt For For For
23 Elect Pia Rudengren Mgmt For For For
24 Elect Anders Ullberg Mgmt For For For
25 Elect Pekka Vauramo Mgmt For Against Against
26 Elect Anders Ullberg Mgmt For For For
as
Chair
27 Authority to Set Mgmt For For For
Auditor's
Fees
28 Appointment of Auditor Mgmt For For For
29 Remuneration Guidelines Mgmt For Against Against
30 Nomination Committee Mgmt For For For
31 Approve Share Mgmt For For For
Redemption
Plan
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 05/21/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Brian Gilvary Mgmt For For For
5 Elect Nils Andersen Mgmt For For For
6 Elect Alan L. Boeckmann Mgmt For For For
7 Elect Frank L. Bowman Mgmt For For For
8 Elect Alison J. Mgmt For For For
Carnwath
9 Elect Ian E.L. Davis Mgmt For For For
10 Elect Ann Dowling Mgmt For For For
11 Elect Melody B. Meyer Mgmt For For For
12 Elect Brendan R. Nelson Mgmt For For For
13 Elect Paula Rosput Mgmt For For For
Reynolds
14 Elect John Sawers Mgmt For For For
15 Elect Carl-Henric Mgmt For For For
Svanberg
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Articles Mgmt For For For
23 Scrip Dividend Mgmt For For For
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ernest G. Mgmt For For For
Bachrach
2 Elect Vinitia Bali Mgmt For For For
3 Elect Enrique H. Mgmt For For For
Boilini
4 Elect Carol M. Browner Mgmt For For For
5 Elect Paul Cornet de Mgmt For For For
Ways-Ruart
6 Elect Andrew A. Ferrier Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect L. Patrick Lupo Mgmt For For For
9 Elect John E. McGlade Mgmt For For For
10 Elect Soren Schroder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For For For
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Dan O. Dinges Mgmt For For For
1.6 Elect Robert Kelley Mgmt For For For
1.7 Elect W. Matt Ralls Mgmt For For For
1.8 Elect Marcus A. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Calbee Inc
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/20/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuji Itoh Mgmt For For For
4 Elect Yuzaburoh Mogi Mgmt For For For
5 Elect Takahisa Takahara Mgmt For For For
6 Elect Atsuko Fukushima Mgmt For For For
7 Elect Yoshihiko Mgmt For For For
Miyauchi
8 Elect YAO Weiwei Mgmt For For For
9 Elect Tadashi Ishida Mgmt For For For
10 Elect Taizoh Demura Mgmt For For For
11 Election of Yoshio Mgmt For For For
Mataichi as Alternate
Statutory
Auditor
12 Bonus Mgmt For For For
13 Retirement Allowance Mgmt For Against Against
for
Director
14 Retirement Allowance Mgmt For Against Against
for Statutory
Auditor
________________________________________________________________________________
California Water Service Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory E. Aliff Mgmt For For For
2 Elect Terry P. Bayer Mgmt For For For
3 Elect Edwin A. Guiles Mgmt For For For
4 Elect Martin A. Mgmt For For For
Kropelnicki
5 Elect Thomas M. Krummel Mgmt For For For
6 Elect Richard P. Mgmt For For For
Magnuson
7 Elect Peter C. Nelson Mgmt For For For
8 Elect Carol M. Mgmt For For For
Pottenger
9 Elect Lester A. Snow Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Caltex Australia Limited
Ticker Security ID: Meeting Date Meeting Status
CTX CINS Q19884107 05/10/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Barbara K. Mgmt For For For
Ward
3 Re-elect Trevor Bourne Mgmt For For For
4 Elect Mark P. Chellew Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Julian
Segal)
________________________________________________________________________________
Canadian Natural Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine M. Best Mgmt For For For
1.2 Elect N. Murray Edwards Mgmt For For For
1.3 Elect Timothy W. Mgmt For For For
Faithfull
1.4 Elect Christopher L. Mgmt For For For
Fong
1.5 Elect Gordon D. Giffin Mgmt For For For
1.6 Elect Wilfred A. Gobert Mgmt For For For
1.7 Elect Steve W. Laut Mgmt For For For
1.8 Elect Tim S. McKay Mgmt For For For
1.9 Elect Frank J. McKenna Mgmt For For For
1.10 Elect David A. Tuer Mgmt For For For
1.11 Elect Annette Mgmt For For For
Verschuren
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canfor Corporation
Ticker Security ID: Meeting Date Meeting Status
CFP CINS 137576104 04/25/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Peter J.G. Mgmt For For For
Bentley
4 Elect Conrad A. Pinette Mgmt For For For
5 Elect Glen Clark Mgmt For For For
6 Elect Ross S. Smith Mgmt For Against Against
7 Elect Donald B. Kayne Mgmt For For For
8 Elect William W. Mgmt For Against Against
Stinson
9 Elect James McNeill Mgmt For For For
Singleton
10 Elect John R. Baird Mgmt For For For
11 Elect Ryan Mgmt For Against Against
Barrington-Foote
12 Elect M. Dallas H. Ross Mgmt For For For
13 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. Karol Mgmt For For For
1.2 Elect Robert R. Mgmt For For For
McMaster
1.3 Elect Gregory A. Pratt Mgmt For For For
1.4 Elect Tony R. Thene Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/01/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Eduard Kubatov Mgmt For For For
4 Elect Askar Oskombaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Michael S. Mgmt For For For
Parrett
7 Elect Jacques Perron Mgmt For For For
8 Elect Scott G. Perry Mgmt For For For
9 Elect Sheryl K. Mgmt For For For
Pressler
10 Elect Bektur Sagynov Mgmt For For For
11 Elect Bruce V. Walter Mgmt For For For
12 Elect Susan Yurkovich Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Centrica plc
Ticker Security ID: Meeting Date Meeting Status
CNA CINS G2018Z143 05/14/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Richard Mgmt For For For
Haythornthwaite
6 Elect Iain C. Conn Mgmt For For For
7 Elect Jeff Bell Mgmt For For For
8 Elect Margherita Della Mgmt For For For
Valle
9 Elect Joan Gillman Mgmt For For For
10 Elect Mark Hanafin Mgmt For For For
11 Elect Mark Hodges Mgmt For For For
12 Elect Stephen Hester Mgmt For For For
13 Elect Carlos Pascual Mgmt For For For
14 Elect Steve Pusey Mgmt For For For
15 Elect Scott Wheway Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Scrip Dividend Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Mgmt For Against Against
Arzbaecher
2 Elect William Davisson Mgmt For For For
3 Elect John W. Eaves Mgmt For For For
4 Elect Stephen A. Mgmt For For For
Furbacher
5 Elect Stephen J. Hagge Mgmt For For For
6 Elect John D. Johnson Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Michael J. Toelle Mgmt For For For
9 Elect Theresa E Wagler Mgmt For For For
10 Elect W. Anthony Will Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Mgmt For Against Against
Special Meeting
Provisions
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect David I. Foley Mgmt For For For
6 Elect David B. Mgmt For For For
Kilpatrick
7 Elect Andrew Langham Mgmt For For For
8 Elect Courtney Mather Mgmt For For For
9 Elect Donald F. Mgmt For For For
Robillard,
Jr.
10 Elect Neal A. Shear Mgmt For For For
11 Elect Heather R. Zichal Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect John B. Frank Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect Charles W. Mgmt For For For
Moorman,
IV
6 Elect Dambisa F. Moyo Mgmt For For For
7 Elect Ronald D. Sugar Mgmt For For For
8 Elect Inge G. Thulin Mgmt For For For
9 Elect D. James Umpleby Mgmt For For For
10 Elect Michael K. Wirth Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report On
Doing Business With
Governments Complicit
in
Genocide
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Transition to Low
Carbon
Economy
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 06/01/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DONG Wei Mgmt For Against Against
6 Elect WANG Qingrong Mgmt For For For
7 Elect JIA Peng Mgmt For Against Against
8 Elect Patrick V. Mgmt For For For
Vizzone
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 07/07/2017 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 12/15/2017 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Divestiture Mgmt For For For
4 Amendments to the Mgmt For For For
Non-competition
Deed
5 2017 COFCO Mutual Mgmt For For For
Supply
Agreement
6 Elect MENG Qingguo Mgmt For For For
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 06/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2018 Capital Mgmt For For For
Investment
Budget
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Merger/Acquisition Mgmt For Abstain Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 12/19/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Rules of Mgmt For For For
Procedures of
Board
4 Change of Use of Part Mgmt For For For
of Proceeds
from
A-Share issue in
Investment
Project
5 Elect NIU Jianhua Mgmt For For For
________________________________________________________________________________
China Gas Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0384 CINS G2109G103 08/10/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIU Ming Hui Mgmt For Against Against
6 Elect ZHU Weiwei Mgmt For For For
7 Elect MA Jinlong Mgmt For For For
8 Elect Arun Kumar Mgmt For Against Against
Manchanda
9 Elect JIANG Xinhao Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Service Contract for Mgmt For For For
LIU Ming
Hui
16 Service Contract for Mgmt For For For
HUANG
Yong
17 Service Contract for Mgmt For For For
ZHU Weiwei
18 Service Contract for Mgmt For For For
MA
Jinlong
________________________________________________________________________________
China Hongqiao Group Limited
Ticker Security ID: Meeting Date Meeting Status
1378 CINS G21150100 05/16/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHENG Shuliang Mgmt For For For
5 Elect ZHANG Ruilian Mgmt For For For
6 Elect YANG Congsen Mgmt For For For
7 Elect ZHANG Jinglei Mgmt For For For
8 Elect XING Jian Mgmt For For For
9 Elect HAN Benwen Mgmt For For For
10 Elect DONG Xinyi Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Allocation of Mgmt For For For
Profits/Dividends
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2018 Budget Report Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Forfeiture of Mgmt For For For
Unclaimed Final
Dividends of FY2010
11 Authority to Deal with Mgmt For For For
Interim and Quarterly
Dividends
12 Amendments to Measures Mgmt For Abstain Against
on External
Investment
Management
13 Use of Idle Fund for Mgmt For For For
Subscriptions of
Principal-Protected
Structured
Deposit
14 Use of Idle Fund for Mgmt For For For
Wealth or Entrusted
Wealth
Management
15 Amendments to Articles Mgmt For For For
16 Authority to Issue Mgmt For For For
Debt Financing
Instruments
17 Authority to Give Mgmt For Abstain Against
Guarantees
18 Authority to Issue A Mgmt For Against Against
and H Shares w/o
Preemptive
Rights
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/30/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Rules of Mgmt For For For
Procedure of the
Board of
Directors
8 Authority to Give Mgmt For For For
Guarantees
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect CAO Shujie Mgmt For For For
11 Elect ZHANG Wukui Mgmt For For For
12 Elect Mark FONG Chung Mgmt For For For
(FANG
Zhong)
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect CHENG Xinsheng Mgmt For For For
15 Elect WU Hanming Mgmt For For For
16 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
18 Amendments to Articles Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/30/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 12/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LIU Yifeng Mgmt For For For
3 Elect MENG Jun Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 05/15/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Declare Mgmt For For For
Interim
Dividends
8 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
9 Service Contracts of Mgmt For For For
Directors and
Supervisors
10 Amendments to Articles Mgmt For For For
11 Amendments to Rules Mgmt For For For
and Procedures for
Board
Meetings
12 Establishment of Mgmt For For For
Nomination
Committee
13 Authority to Issue Mgmt For Against Against
Debt
Instruments
14 Authority to Issue Mgmt For Against Against
Domestic and/or
Foreign Shares w/o
Preemptive
Rights
15 Elect DAI Houliang Mgmt For Against Against
16 Elect LI Yunpeng Mgmt For For For
17 Elect JIAO Fangzheng Mgmt For For For
18 Elect MA Yongsheng Mgmt For For For
19 Elect LING Yiqun Mgmt For For For
20 Elect LIU Zhongyun Mgmt For For For
21 Elect LI Yong Mgmt For For For
22 Elect TANG Min Mgmt For For For
23 Elect FAN Gang Mgmt For For For
24 Elect CAI Hongbin Mgmt For For For
25 Elect Johnny NG Kar Mgmt For For For
Ling
26 Elect ZHAO Dong as Mgmt For For For
Supervisor
27 Elect JIANG Zhenying Mgmt For Against Against
as
Supervisor
28 Elect YANG Changjiang Mgmt For Against Against
as
Supervisor
29 Elect ZHANG Baolong as Mgmt For Against Against
Supervisor
30 Elect ZOU Huiping as Mgmt For For For
Supervisor
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
33 Non-Voting Meeting Note N/A N/A N/A N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 04/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Amendments to Existing Mgmt For For For
Non-Competition
Agreement
5 Joint Venture Agreement Mgmt For For For
6 Revised Annual Caps of Mgmt For For For
Existing Mutual Coal
Supply Agreement and
the Existing Mutual
Supplies and Services
Agreement
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect GAO Song Mgmt For For For
9 Elect MI Shuhua Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect PENG Suping Mgmt For For For
12 Elect HUANG Ming Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/22/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Reports Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Steel Corp.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS Y15041109 06/21/2018 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5 Non-compete Mgmt For For For
Restrictions for
Director WONG
Chao-Tung
6 Non-compete Mgmt For For For
Restrictions for
Director LIN
Horng-Nan
7 Non-compete Mgmt For For For
Restrictions for
Director WANG
Shyi-Chin
8 Non-compete Mgmt For For For
Restrictions for
Director LIN
Yi-Lang
________________________________________________________________________________
Cia De Saneamento Basico De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Mgmt For Against Against
Supervisory
Council
6 Remuneration Policy Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Consolidation of Mgmt For For For
Articles
9 Dividend Policy Mgmt For For For
________________________________________________________________________________
Cia De Saneamento Basico De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 08/21/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect Lucas Navarro Mgmt For For For
Prado
3 Ratify Updated Global Mgmt For Against Against
Remuneration
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph R. Albi Mgmt For For For
2 Elect Lisa A. Stewart Mgmt For For For
3 Elect Michael J. Mgmt For For For
Sullivan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CIMIC Group Limited
Ticker Security ID: Meeting Date Meeting Status
CIM CINS Q2424E105 04/13/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REMUNERATION REPORT Mgmt For Against Against
2 Elect Kathryn D. Spargo Mgmt For For For
3 Re-elect Russell L. Mgmt For For For
Chenu
4 Re-elect Trevor Gerber Mgmt For For For
5 Re-elect Peter-Wilhelm Mgmt For Against Against
Sassenfeld
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Sergio Marchionne Mgmt For For For
5 Elect Richard J. Tobin Mgmt For For For
6 Elect Mina Gerowin Mgmt For For For
7 Elect Suzanne Heywood Mgmt For For For
8 Elect Leo W. Houle Mgmt For For For
9 Elect Peter Kalantzis Mgmt For For For
10 Elect John B. Lanaway Mgmt For For For
11 Elect Silke C. Scheiber Mgmt For For For
12 Elect Guido Tabellini Mgmt For For For
13 Elect Jacqueline A. Mgmt For For For
Tammenoms
Bakker
14 Elect Jacques Mgmt For For For
Theurillat
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
18 Authority to Issue Mgmt For Against Against
Special Voting
Shares
19 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/31/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect YUAN Guangyu Mgmt For For For
7 Elect YANG Hua Mgmt For Against Against
8 Elect Wang Dongjin Mgmt For For For
9 Elect Aloysius TSE Hau Mgmt For For For
Yin
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Kevin S. Mgmt For For For
Crutchfield
3 Elect Sebastian Edwards Mgmt For For For
4 Elect Randolph E. Gress Mgmt For For For
5 Elect Mitchell J. Krebs Mgmt For For For
6 Elect Eduardo Luna Mgmt For For For
7 Elect Jessica L. Mgmt For For For
McDonald
8 Elect Robert E. Mellor Mgmt For For For
9 Elect John H. Robinson Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rick J. Mills Mgmt For For For
2 Elect Barbara R. Smith Mgmt For For For
3 Elect Joseph C. Mgmt For For For
Winkler
III
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Amendment to the 2013 Mgmt For For For
Cash Incentive
Plan
8 Amendment to the 2013 Mgmt For For For
Long-Term Equity
Incentive
Plan
________________________________________________________________________________
Companhia Siderurgica Nacional
Ticker Security ID: Meeting Date Meeting Status
CSNA3 CUSIP 20440W105 06/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For Against Against
3 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
4 Elect Guillermo Oscar Mgmt For For For
Braunbeck as
Supervisory Council
Member Presented by
Minority
Shareholders
5 Elect Susana Hanna Mgmt For For For
Stiphan Jabra as
Supervisory Council
Member Presented by
Minority
Shareholders
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Directors' Fees Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Abstain Against
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven L. Beal Mgmt For For For
2 Elect Tucker S. Mgmt For For For
Bridwell
3 Elect Mark Puckett Mgmt For For For
4 Elect Joseph Wright Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Bunch Mgmt For For For
2 Elect Caroline Maury Mgmt For For For
Devine
3 Elect John V. Faraci Mgmt For For For
4 Elect Jody L Freeman Mgmt For For For
5 Elect Gay Huey Evans Mgmt For For For
6 Elect Ryan M. Lance Mgmt For For For
7 Elect Sharmila Mulligan Mgmt For For For
8 Elect Arjun N. Murti Mgmt For For For
9 Elect Robert A. Niblock Mgmt For For For
10 Elect Harald J. Norvik Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of GAAP
Metrics in Executive
Compensation
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ellis L. McCain Mgmt For For For
1.2 Elect Mark E. Monroe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Coway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Share Option Grant Mgmt For Against Against
3 Amendments to Articles Mgmt For Against Against
4 Elect LEE Joong Seek Mgmt For For For
5 Elect LEE Joon Ho Mgmt For For For
6 Elect CHOI In Beom Mgmt For For For
7 Elect YOO Gi Seok Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Member: LEE
Joong
Seek
9 Election of Audit Mgmt For For For
Committee Member: LEE
Joon
Ho
10 Election of Audit Mgmt For For For
Committee Member: YOO
Gi
Seok
11 Directors' Fees Mgmt For Against Against
12 Corporate Auditors' Mgmt For Against Against
Fees
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregg A. Lowe Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Robert A. Ingram Mgmt For For For
1.4 Elect Darren R. Jackson Mgmt For For For
1.5 Elect C. Howard Nye Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For Withhold Against
1.8 Elect Anne C. Whitaker Mgmt For For For
2 Amendment to the 2005 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 10/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge
of Meeting
Minutes
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Ratification of Mgmt For For For
Supervisory Council
Acts
6 Directors' Fees Mgmt For For For
7 Supervisory Council Mgmt For For For
Fees
8 Election of Directors Mgmt For For For
9 Election of Mgmt For For For
Supervisory
Council
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor
Fees
12 Income Tax on Personal Mgmt For For For
Assets of
Shareholders
13 Authority to Extend Mgmt For For For
Global Net
Program
14 Authorisation of Legal Mgmt For For For
Formalities Regarding
Debt
Issuance
15 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Daido Steel Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
5471 CINS J08778110 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Tadashi Shimao Mgmt For Against Against
3 Elect Takeshi Ishiguro Mgmt For For For
4 Elect Tsukasa Nishimura Mgmt For For For
5 Elect Kazuto Tachibana Mgmt For For For
6 Elect Satoshi Yoshida Mgmt For For For
7 Elect Susumu Shimura Mgmt For For For
8 Elect Takeshi Mutoh Mgmt For Against Against
9 Elect Hajime Amano Mgmt For Against Against
10 Elect Tadashi Imai Mgmt For Against Against
11 Elect Hitoshi Tanemura Mgmt For For For
12 Elect Yutaka Hattori Mgmt For For For
as Alternate
Statutory
Auditor
13 Bonus Mgmt For Against Against
14 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Daio Paper Corp.
Ticker Security ID: Meeting Date Meeting Status
3880 CINS J79518114 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect D. Eugene Ewing Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Cynthia Pharr Lee Mgmt For For For
8 Elect Charles Macaluso Mgmt For For For
9 Elect Gary W. Mize Mgmt For For For
10 Elect Michael Rescoe Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Vance D. Coffman Mgmt For For For
3 Elect Alan C. Heuberger Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Michael O. Mgmt For For For
Johanns
7 Elect Clayton M. Jones Mgmt For For For
8 Elect Brian M. Krzanich Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sherry M. Smith Mgmt For For For
11 Elect Dmitri L. Mgmt For For For
Stockton
12 Elect Sheila G. Talton Mgmt For For For
13 Advisory vote on Mgmt For For For
executive
compensation
14 Amendment to the Mgmt For For For
Long-Term Incentive
Cash
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Lisa Colnett Mgmt For For For
3 Elect Edward C. Mgmt For For For
Dowling,
Jr.
4 Elect Robert E. Doyle Mgmt For For For
5 Elect Andre Falzon Mgmt For For For
6 Elect Ingrid J. Hibbard Mgmt For For For
7 Elect J. Michael Kenyon Mgmt For For For
8 Elect Paul Martin Mgmt For For For
9 Elect Alex G. Morrison Mgmt For For For
10 Elect Jonathan A. Mgmt For Against Against
Rubenstein
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect John Krenicki, Mgmt For For For
Jr.
1.7 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.8 Elect Duane C. Radtke Mgmt For For For
1.9 Elect Mary P. Mgmt For For For
Ricciardello
1.10 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. West Mgmt For For For
2 Elect Travis D. Stice Mgmt For For For
3 Elect Michael L. Hollis Mgmt For For For
4 Elect Michael P. Cross Mgmt For For For
5 Elect David L. Houston Mgmt For For For
6 Elect Mark L. Plaumann Mgmt For For For
7 Elect Melanie M. Trent Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E. Apple Mgmt For For For
3 Elect David J. Mgmt For For For
Illingworth
4 Elect Brian M. Levitt Mgmt For For For
5 Elect David G. Maffucci Mgmt For For For
6 Elect Pamela B. Strobel Mgmt For For For
7 Elect Denis A. Turcotte Mgmt For For For
8 Elect John D. Williams Mgmt For For For
9 Elect Mary A. Winston Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 06/29/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Amendments to Articles Mgmt For For For
7 Board Size Mgmt For For For
8 Elect BAI Yong as Mgmt For Against Against
Supervisor
9 Elect FU Haibo as Mgmt For For For
Supervisor
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Elect ZOU Lei Mgmt For For For
13 Elect ZHANG Xiaolun Mgmt For Against Against
14 Elect HUANG Wei Mgmt For For For
15 Elect XU Peng Mgmt For For For
16 Elect ZHANG Jilie Mgmt For For For
17 Elect GU Dake Mgmt For For For
18 Elect XU Haihe Mgmt For For For
19 Elect LIU Dengqing Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 11/23/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Transaction Mgmt For For For
Counterparties
3 Target Assets Mgmt For For For
4 Pricing Principles and Mgmt For For For
Consideration
5 Mode of Payment Mgmt For For For
6 Transfer of Ownership Mgmt For For For
of the Target Assets
and Liability for
Breach of
Contract
7 Arrangement for Profit Mgmt For For For
or Loss during
Transitional
Period
8 Type and Nominal Value Mgmt For For For
9 Mode Issuance and Mgmt For For For
Subscription
10 Price and Mgmt For For For
Determination
Methods
11 Issue Price Adjustment Mgmt For For For
Plan
12 Number of Shares Mgmt For For For
13 Lock-up Period Mgmt For For For
Arrangement
14 Place of Listing Mgmt For For For
15 Accumulated Mgmt For For For
Undistributed Profit
Arrangement
16 Profit Compensation Mgmt For For For
Arrangement
17 Effective Period for Mgmt For For For
the
Resolution
18 Report on Mgmt For For For
Acquisition of Assets
by
Issuance
of Shares and Related
Party Transactions
(Preliminary
Plan)
19 Assets Transfer Mgmt For For For
Agreement
20 Supplemental Assets Mgmt For For For
Transfer
Agreement
21 Compensation Agreement Mgmt For For For
22 Supplemental Mgmt For For For
Compensation
Agreement
23 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
24 Ratification of Board Mgmt For For For
Acts
25 Board Authorization to Mgmt For For For
Implement Whitewash
Waiver
26 Eligibility for Mgmt For For For
Acquisition
27 Acquisition Constitute Mgmt For For For
Related Party
Transaction
28 Compliance with Rule 4 Mgmt For For For
of Rules on Certain
Issues Relating
to
Regulation on
Significant Asset
Restructuring of
Listed
Companies
29 Non-Constitution of Mgmt For For For
Material Asset
Re-organization as
Prescribed by Rule
13
30 Audited Report, Pro Mgmt For For For
Forma Review Report
and Asset Valuation
Report
31 Independence of Valuer Mgmt For For For
32 Fairness of the Mgmt For For For
Consideration
33 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 11/23/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Transaction Mgmt For For For
Counterparties
3 Target Assets Mgmt For For For
4 Pricing Principles and Mgmt For For For
Consideration
5 Mode of Payment Mgmt For For For
6 Transfer of Ownership Mgmt For For For
of the Target Assets
and Liability for
Breach of
Contract
7 Arrangement for Profit Mgmt For For For
or Loss during
Transitional
Period
8 Type and Nominal Value Mgmt For For For
9 Mode Issuance and Mgmt For For For
Subscription
10 Price and Mgmt For For For
Determination
Methods
11 Issue Price Adjustment Mgmt For For For
Plan
12 Number of Shares Mgmt For For For
13 Lock-up Period Mgmt For For For
Arrangement
14 Place of Listing Mgmt For For For
15 Accumulated Mgmt For For For
Undistributed Profit
Arrangement
16 Profit Compensation Mgmt For For For
Arrangement
17 Effective Period for Mgmt For For For
the
Resolution
18 Report on Mgmt For For For
Acquisition of Assets
by
Issuance
of Shares and Related
Party Transactions
(Preliminary
Plan)
19 Assets Transfer Mgmt For For For
Agreement
20 Supplemental Assets Mgmt For For For
Transfer
Agreement
21 Compensation Agreement Mgmt For For For
22 Supplemental Mgmt For For For
Compensation
Agreement
23 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 12/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2018 Purchase and Mgmt For For For
Production Services
Framework
Agreement
4 2018 Financial Mgmt For Against Against
Services Framework
Agreement
5 Consent to Accept Mgmt For For For
SASTIND Investment
Project Funds and
Convert into
Increased State-owned
Capital
6 Elect FU Haibo as Mgmt For Against Against
Supervisor
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect XU Peng Mgmt For For For
________________________________________________________________________________
DS Smith plc
Ticker Security ID: Meeting Date Meeting Status
SMDS CINS G2848Q123 07/25/2017 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Interstate Resources
Inc.
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DS Smith plc
Ticker Security ID: Meeting Date Meeting Status
SMDS CINS G2848Q123 09/05/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
(Binding)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Elect Gareth Davis Mgmt For For For
6 Elect Miles W. Roberts Mgmt For For For
7 Elect Adrian Marsh Mgmt For For For
8 Elect Chris Britton Mgmt For For For
9 Elect Ian W. Griffiths Mgmt For For For
10 Elect Jonathan Nicholls Mgmt For For For
11 Elect Kathleen Mgmt For For For
O'Donovan
12 Elect Louise Smalley Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Directors' Fees Mgmt For For For
16 Performance Share Plan Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Amendment to Borrowing Mgmt For For For
Powers
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 04/27/2018 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Presentation of Report Mgmt For For For
on Related Party
Transactions
4 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agencies
5 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
6 Dividend Policy Mgmt For For For
7 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela L. Carter Mgmt For For For
1.2 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.3 Elect Marcel R. Coutu Mgmt For For For
1.4 Elect Gregory L. Ebel Mgmt For For For
1.5 Elect J. Herb England Mgmt For For For
1.6 Elect Charles W. Mgmt For For For
Fischer
1.7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.8 Elect Michael McShane Mgmt For For For
1.9 Elect Al Monaco Mgmt For For For
1.10 Elect Michael E.J. Mgmt For For For
Phelps
1.11 Elect Dan C. Tutcher Mgmt For Withhold Against
1.12 Elect Catherine L. Mgmt For For For
Williams
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Fred J. Fowler Mgmt For For For
1.3 Elect Howard J. Mayson Mgmt For For For
1.4 Elect Lee A. McIntire Mgmt For For For
1.5 Elect Margaret A. Mgmt For For For
McKenzie
1.6 Elect Suzanne P. Mgmt For For For
Nimocks
1.7 Elect Brian G. Shaw Mgmt For For For
1.8 Elect Douglas J. Mgmt For For For
Suttles
1.9 Elect Bruce G. Waterman Mgmt For For For
1.10 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 05/10/2018 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
4 Appointment of Mgmt For For For
PricewaterhouseCooper
s as
Auditor
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Donald F. Textor Mgmt For For For
7 Elect William R. Thomas Mgmt For For For
8 Elect Frank G. Wisner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Kenneth M. Burke Mgmt For For For
4 Elect A. Bray Cary, Jr. Mgmt For For For
5 Elect Margaret K. Mgmt For For For
Dorman
6 Elect Thomas F. Karam Mgmt For For For
7 Elect David L. Porges Mgmt For For For
8 Elect Daniel J. Rice IV Mgmt For For For
9 Elect James E. Rohr Mgmt For For For
10 Elect Norman J. Mgmt For For For
Szydlowski
11 Elect Stephen A. Mgmt For For For
Thorington
12 Elect Lee T. Todd, Jr. Mgmt For For For
13 Elect Christine J. Mgmt For For For
Toretti
14 Elect Robert F. Vagt Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 11/09/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Issuance ShrHoldr N/A TNA N/A
2 Amendment to Charter ShrHoldr N/A TNA N/A
Regarding Board
Size
3 Right to Adjourn ShrHoldr N/A TNA N/A
Meeting
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 11/09/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Issuance Mgmt For For For
2 Amendment to Charter Mgmt For For For
Regarding Board
Size
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Equinor ASA
Ticker Security ID: Meeting Date Meeting Status
EQNR CINS R8413J103 05/15/2018 Take No Action
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Election of Presiding MGMT For TNA N/A
Chair
7 Agenda MGMT For TNA N/A
8 Minutes MGMT For TNA N/A
9 Accounts and Reports; MGMT For TNA N/A
Allocation of
Profits/Dividends
10 Authority to MGMT For TNA N/A
Distribute Interim
Dividend
11 Amendments to Articles MGMT For TNA N/A
Regarding Name
Change
12 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Move from
Fossil Fuels to
Renewable
Energy
13 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Exploration
Drilling in the
Barents
Sea
14 Corporate Governance MGMT For TNA N/A
Report
15 Remuneration MGMT For TNA N/A
Guidelines
(Advisory)
16 Share-Based Incentive MGMT For TNA N/A
Guidelines
(Binding)
17 Authority to Set MGMT For TNA N/A
Auditor's
Fees
18 Elect Tone Lunde Bakker MGMT For TNA N/A
19 Elect Nils Bastiansen MGMT For TNA N/A
20 Elect Greger Mannsverk MGMT For TNA N/A
21 Elect Ingvald Strommen MGMT For TNA N/A
22 Elect Rune Bjerke MGMT For TNA N/A
23 Elect Siri Kalvig MGMT For TNA N/A
24 Elect Terje Venold MGMT For TNA N/A
25 Elect Kjersti Kleven MGMT For TNA N/A
26 Elect Birgitte MGMT For TNA N/A
Ringstad
Vartdal
27 Elect Jarle Roth MGMT For TNA N/A
28 Elect Finn Kinserdal MGMT For TNA N/A
29 Elect Kari Skeidsvoll MGMT For TNA N/A
Moe
30 Elect Kjerstin MGMT For TNA N/A
Fyllingen as Deputy
Member
31 Elect Nina Kivijervi MGMT For TNA N/A
as Deputy
Member
32 Elect Marit Hansen as MGMT For TNA N/A
Deputy
Member
33 Elect Martin Wien MGMT For TNA N/A
Fjell as Deputy
Member
34 Corporate Assembly Fees MGMT For TNA N/A
35 Elect Tone Lunde Bakker MGMT For TNA N/A
36 Elect Elisabeth Berge MGMT For TNA N/A
and Bjorn Stale
Haavik
as
Personal Deputy Member
37 Elect Jarle Roth MGMT For TNA N/A
38 Elect Berit L. MGMT For TNA N/A
Henriksen
39 Nomination Committee MGMT For TNA N/A
Fees
40 Authority to MGMT For TNA N/A
Repurchase Shares
Pursuant to Employee
Share Savings
Plan
41 Authority to MGMT For TNA N/A
Repurchase Shares for
Cancellation
42 Adjustment of MGMT For TNA N/A
Marketing
Instructions
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/24/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Approve Special Mgmt For For For
Auditors
Report
8 Severance and Life Mgmt For Against Against
Insurance Agreements
with Christel Bories,
Chair and
CEO
9 Allocation of Mgmt For For For
Profits/Dividends
10 Remuneration Policy Mgmt For For For
(Chair and
CEO)
11 Remuneration of Mgmt For For For
Christel Bories
(Chair and
CEO)
12 Remuneration of Mgmt For For For
Patrick Buffet
(former Chair and
CEO)
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Relocation of Mgmt For For For
Headquarters
15 Authority to Issue Mgmt For For For
Performance
Shares
16 Amendment to Article 4 Mgmt For For For
17 Amendment to Article 10 Mgmt For For For
18 Amendment to Article 15 Mgmt For For For
19 Amendment to Article 16 Mgmt For For For
20 Amendments to Article Mgmt For For For
19
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Eregli Demir Celik Fabrikalari A.S.
Ticker Security ID: Meeting Date Meeting Status
EREGL ISIN TRAEREGL91G3 03/30/2018 Voted
Meeting Type Country of Trade
Annual TR
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Opening; Election of Mgmt For For For
Presiding
Chair
2 Minutes Mgmt For For For
3 Presentation of Mgmt For For For
Directors'
Report
4 Presentation of Mgmt For For For
Auditor's
Report
5 Financial Statements Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Election of Directors; Mgmt For For For
Bord Size; Board Term
Length
9 Directors' Fees Mgmt For For For
10 Authority to Carry Out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
11 Appointment of Auditor Mgmt For Against Against
12 Presentation of Report Mgmt For For For
on
Guarantees
13 Charitable Donations Mgmt For For For
14 CLOSING Mgmt For For For
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Elect Andrea Hall Mgmt For For For
4 Re-elect James E. Askew Mgmt For For For
5 Re-elect Thomas McKeith Mgmt For For For
6 Equity Grant Mgmt For For For
(Executive Chairman
Jacob
Klein)
7 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
8 Approve Employee Share Mgmt For For For
Option and
Performance Rights
Plan
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/19/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Proposed Mgmt For For For
Guarantee
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/19/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Alexander G. Mgmt For For For
Abramov
4 Elect Alexander Frolov Mgmt For For For
5 Elect Eugene Shvidler Mgmt For For For
6 Elect Eugene Tenenbaum Mgmt For For For
7 Elect James Karl Gruber Mgmt For For For
8 Elect Deborah Gudgeon Mgmt For For For
9 Elect Alexander Mgmt For Against Against
Izosimov
10 Elect Sir Michael Peat Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 Reduction in Share Mgmt For For For
Capital
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan K. Avery Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Ursula M. Burns Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Steven A. Mgmt For For For
Kandarian
6 Elect Douglas R. Mgmt For For For
Oberhelman
7 Elect Samuel J. Mgmt For For For
Palmisano
8 Elect Steven S Mgmt For For For
Reinemund
9 Elect William C. Weldon Mgmt For For For
10 Elect Darren W. Woods Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Director Skills
Matrix
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Fibria Celulose SA
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 04/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
7 Supervisory Council Mgmt For For For
Size
8 Election of Mgmt For Abstain Against
Supervisory
Council
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Domenica Mgmt N/A For N/A
Eisenstein Noronha as
Supervisory Council
Member Presented by
Minority
Shareholders
12 Elect Marcos Tadeu De Mgmt N/A Abstain N/A
Siqueira as
Supervisory Council
Member Presented by
Minority Shareholders
13 Remuneration Policy Mgmt For Against Against
14 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fibria Celulose SA
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 12/18/2017 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of the Mgmt For For For
Appointment of the
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(Fibria-MS Celulose
Sul Mato-Grossense
Ltda.)
7 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Kathleen Hogenson Mgmt For For For
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew Adams Mgmt For For For
8 Elect Paul Brunner Mgmt For For For
9 Elect Robert Harding Mgmt For For For
10 Elect Simon Scott Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Molly Joseph Mgmt For For For
6 Elect Craig Kennedy Mgmt For For For
7 Elect William J. Post Mgmt For For For
8 Elect Paul H. Stebbins Mgmt For Against Against
9 Elect Michael T. Mgmt For For For
Sweeney
10 Elect Mark Widmar Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Conducting Business
in Conflict-Affected
Areas
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/14/2018 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
5 Elect CHEN Bao-Lang Mgmt For For For
6 Elect WONG Wen-Yuan Mgmt For For For
7 Elect Susan WANG Mgmt For Against Against
Ruey-Hwa
8 Elect Wilfred WANG Mgmt For For For
Wen-Chao
9 Elect Walter WANG Mgmt For Against Against
Wen-Hsiang
10 Elect TSAO Mihn Mgmt For For For
11 Elect LIN Keh-Yen Mgmt For For For
12 Elect CHEN Jui-Shih Mgmt For For For
13 Elect MA Ling-Sheng Mgmt For For For
14 Elect XU De-Xiong Mgmt For For For
15 Elect CAI Song-Yue Mgmt For For For
16 Elect ZHENG Wen-Qiu Mgmt For For For
17 Elect ZHANG Chang-Bang Mgmt For For For
18 Elect CHENG Yu Mgmt For For For
19 Elect LI Shu-De Mgmt For For For
20 Non-compete Mgmt For Against Against
Restrictions for
Directors
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 11/08/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Andrew Forrest Mgmt For For For
4 Re-elect Mark Barnaba Mgmt For For For
5 Elect Penelope (Penny) Mgmt For For For
Bingham-Hall
6 Elect Jennifer Morris Mgmt For For For
7 Equity Grant Mgmt For For For
(Executive director
and CFO Elizabeth
Gaines)
8 Approve Increase in Mgmt N/A Against N/A
NEDs' Fee
Cap
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Renew Proportional Mgmt For For For
Takeover
Provisions
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 02/23/2018 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Share Mgmt For Against Against
Option Scheme of
Fosun Tourism and
Culture Group
(Cayman) Company
Limited
4 Grant of Options to Mgmt For Against Against
QIAN
Jiannong
5 Ratification of Board Mgmt For Against Against
Acts
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 06/06/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Qunbin Mgmt For Against Against
6 Elect CHEN Qiyu Mgmt For For For
7 Elect XU Xiaoliang Mgmt For For For
8 Elect QIN Xuetang Mgmt For For For
9 Elect ZHANG Shengman Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Authority to Grant Mgmt For Against Against
Options and Shares
under the Share
Option
Scheme
16 Grant Shares under Mgmt For Against Against
Share Award
Scheme
17 Grant Shares to CHEN Mgmt For Against Against
Qiyu
18 Grant Shares to XU Mgmt For Against Against
Xiaoliang
19 Grant Shares to QIN Mgmt For Against Against
Xuetang
20 Grant Shares to WANG Mgmt For Against Against
Can
21 Grant Shares to KANG Mgmt For Against Against
Lan
22 Grant Shares to GONG Mgmt For Against Against
Ping
23 Grant Shares to ZHANG Mgmt For Against Against
Shengman
24 Grant Shares to ZHANG Mgmt For Against Against
Huaqiao
25 Grant Shares to David Mgmt For Against Against
T.
Zhang
26 Grant Shares to YANG Mgmt For Against Against
Chao
27 Grant Shares to LEE Mgmt For Against Against
Kai-Fu
28 Grant Shares to ZHANG Mgmt For Against Against
Houlin
29 Grant Shares to LI Tao Mgmt For Against Against
30 Grant Shares to QIAN Mgmt For Against Against
Jiannong
31 Grant Shares to WANG Mgmt For Against Against
Jiping
32 Grant Shares to LI Jun Mgmt For Against Against
33 Grant Shares to YU Mgmt For Against Against
Xiaodong
34 Grant Shares to WU Mgmt For Against Against
Xiaoyong
35 Grant Shares to CHI Mgmt For Against Against
Xiaolei
36 Grant Shares to XU Mgmt For Against Against
Lingjiang
37 Grant Shares to PEI Yu Mgmt For Against Against
38 Grant Shares to Other Mgmt For Against Against
Persons
39 Ratification of Board Mgmt For Against Against
Acts
________________________________________________________________________________
Freeport-McMoRan Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Mgmt For For For
Adkerson
2 Elect Gerald J. Ford Mgmt For For For
3 Elect Lydia H. Kennard Mgmt For For For
4 Elect Jon C. Madonna Mgmt For For For
5 Elect Courtney R. Mgmt For For For
Mather
6 Elect Dustan E. McCoy Mgmt For For For
7 Elect Frances F. Mgmt For For For
Townsend
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 05/15/2018 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
Acts
5 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Supervisory Council
Acts
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Statutory Auditor
Acts
7 Remuneration Policy Mgmt For For For
8 Authority to Mgmt For For For
Repurchase and
Reissue Shares and
Bonds
________________________________________________________________________________
Genting Plantations Berhad
Ticker Security ID: Meeting Date Meeting Status
GENP CINS Y26930100 06/04/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2017
3 Directors' Benefits Mgmt For For For
for Fiscal Year
2018-19
4 Elect QUAH Chek Tin Mgmt For Against Against
5 Elect LIM Keong Hui Mgmt For Against Against
6 Elect Abdul Ghani bin Mgmt For Against Against
Abdullah
7 Elect Yong Chee Kong Mgmt For Against Against
8 Elect Zaleha binti Mgmt For For For
Zahari
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Glencore plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 05/02/2018 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Reduction in Share Mgmt For For For
Premium
Account
3 Elect Anthony B. Mgmt For For For
Hayward
4 Elect Ivan Glasenberg Mgmt For For For
5 Elect Peter R. Coates Mgmt For For For
6 Elect Leonhard Fischer Mgmt For For For
7 Elect Martin J Gilbert Mgmt For For For
8 Elect John J. Mack Mgmt For For For
9 Elect Gill Marcus Mgmt For For For
10 Elect Patrice Merrin Mgmt For For For
11 Remuneration Report Mgmt For For For
(Advisory)
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights(Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Cheryl A. Mgmt For For For
Carolus
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Steven P. Reid Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
6 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
7 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
8 Elect Audit Committee Mgmt For For For
Member (Richard P.
Menell)
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Amendment to Mgmt For For For
the 2012 Share
Plan
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beverley A. Mgmt For For For
Briscoe
1.2 Elect Matthew Coon Come Mgmt For For For
1.3 Elect Margot A. Mgmt For For For
Franssen
1.4 Elect David A. Garofalo Mgmt For For For
1.5 Elect Clement A. Mgmt For For For
Pelletier
1.6 Elect P. Randy Reifel Mgmt For For For
1.7 Elect Charlie R. Mgmt For For For
Sartain
1.8 Elect Ian W. Telfer Mgmt For For For
1.9 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/23/2018 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Elect Muktar Widjaja Mgmt For Against Against
6 Elect FOO Meng Kee Mgmt For For For
7 Elect William CHUNG Mgmt For For For
Nien
Chin
8 Elect Kaneyalall Mgmt For For For
Hawabhay
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Graincorp Limited
Ticker Security ID: Meeting Date Meeting Status
GNC CINS Q42655102 02/15/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Graham J. Bradley Mgmt For For For
4 Re-elect Rebecca P. Mgmt For For For
Dee-Bradbury
5 Re-elect Barbara J. Mgmt For For For
Gibson
6 Re-elect Daniel J. Mgmt For For For
Mangelsdorf
7 Equity Grant (MD/CEO Mgmt For For For
Mark
Palmquist)
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul D. Carrico Mgmt For For For
1.2 Elect Philip R. Martens Mgmt For For For
1.3 Elect Lynn A. Wentworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA CINS P4948K121 04/27/2018 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Mgmt For Abstain Against
Repurchase
Shares
5 Election of Directors; Mgmt For Abstain Against
Fees
6 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committees'
Chairs
7 Election of Meeting Mgmt For For For
Delegates
8 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Mexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GMEXICO CINS P49538112 04/27/2018 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For Abstain Against
Report of the
CEO
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Mgmt For Abstain Against
Repurchase Shares;
Report on Share
Repurchase
Program
5 Ratification of Board, Mgmt For Abstain Against
CEO and Board
Committees
Acts
6 Election of Directors; Mgmt For Abstain Against
Election of Board
Committee Chairs and
Members
7 Revocation of Powers Mgmt For Abstain Against
8 Directors' and Mgmt For Abstain Against
Committee Members'
Fees
9 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Al Mgmt For For For
Khayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect Alan M. Bennett Mgmt For For For
4 Elect James R. Boyd Mgmt For For For
5 Elect Milton Carroll Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Jose Carlos Mgmt For For For
Grubisich
9 Elect David J. Lesar Mgmt For For For
10 Elect Robert A. Malone Mgmt For For For
11 Elect Jeffrey A. Miller Mgmt For For For
12 Elect Debra L. Reed Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Health and Happiness (H&H) International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1112 CINS G4387E107 05/11/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Laetitia M. E. Mgmt For For For
J.
Albertini
5 Elect WANG Yidong Mgmt For For For
6 Elect ZHANG Wenhui Mgmt For For For
7 Elect LUO Yun Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George R. Mgmt For For For
Nethercutt,
Jr.
2 Elect Stephen F. Mgmt For For For
Ralbovsky
3 Elect Catherine J. Mgmt For For For
Boggs
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin Cramton Mgmt For For For
2 Elect Randy A. Foutch Mgmt For For For
3 Elect Hans Helmerich Mgmt For For For
4 Elect John W. Lindsay Mgmt For For For
5 Elect Paula Marshall Mgmt For For For
6 Elect Jose R. Mas Mgmt For For For
7 Elect Thomas A. Petrie Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect John D. Zeglis Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Terrence J. Mgmt For For For
Checki
3 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
4 Elect John B. Hess Mgmt For For For
5 Elect Edith E. Holiday Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Marc S. Mgmt For For For
Lipschultz
8 Elect David McManus Mgmt For For For
9 Elect Kevin O. Meyers Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect Fredric G. Mgmt For For For
Reynolds
12 Elect William G. Mgmt For For For
Schrader
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hitachi Metals Limited
Ticker Security ID: Meeting Date Meeting Status
5486 CINS J20538112 06/19/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Toshikazu Nishino Mgmt For Against Against
3 Elect Masaru Igarashi Mgmt For For For
4 Elect Toshiko Oka Mgmt For For For
5 Elect Takashi Shimada Mgmt For For For
6 Elect Katsuroh Sasaka Mgmt For For For
7 Elect Toyoaki Nakamura Mgmt For For For
8 Elect Toshitake Mgmt For Against Against
Hasunuma
9 Elect Akitoshi Hiraki Mgmt For Against Against
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 05/25/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Graham Birch Mgmt For For For
6 Elect Jorge Born Mgmt For For For
7 Elect Ignacio Mgmt For For For
Bustamante
8 Elect Eduardo Mgmt For For For
Hochschild
9 Elect Eileen A. Mgmt For For For
Kamerick
10 Elect Dionisio Romero Mgmt For Against Against
Paoletti
11 Elect Michael Rawlinson Mgmt For For For
12 Elect Sanjay Sarma Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 2018 Long-term Mgmt For For For
Incentive
Plan
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Douglas Y. Bech Mgmt For For For
3 Elect Anna C. Catalano Mgmt For For For
4 Elect George Damiris Mgmt For For For
5 Elect Leldon E. Echols Mgmt For For For
6 Elect R. Kevin Hardage Mgmt For Abstain Against
7 Elect Michael C. Mgmt For For For
Jennings
8 Elect Robert J. Mgmt For For For
Kostelnik
9 Elect James H. Lee Mgmt For For For
10 Elect Franklin Myers Mgmt For For For
11 Elect Michael E. Rose Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Holmen AB
Ticker Security ID: Meeting Date Meeting Status
HOLMB CINS W4200N112 04/10/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size; Number of Mgmt For For For
Auditors
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
19 Share Split Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Authority to Mgmt For For For
Repurchase and
Transfer
Shares
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 01/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Continuing Connected Mgmt For For For
Transactions
4 Acceptance of Mgmt For For For
Guaranteed
Loans
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 05/03/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Domestic and/or
Overseas Debt
Instruments
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Extension of Validity Mgmt For For For
Period of Resolutions
on A Shares
Issuance
12 Shareholders' Return Mgmt For For For
Plan
2018-2020
13 Amendments to Articles Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 04/26/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor T.K Li Mgmt For Against Against
3 Elect Canning Fok Kin Mgmt For Against Against
Ning
4 Elect Stephen E. Mgmt For For For
Bradley
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva L. Kwok Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Robert J. Peabody Mgmt For For For
14 Elect Colin S. Russel Mgmt For Against Against
15 Elect Wayne E. Shaw Mgmt For For For
16 Elect William Shurniak Mgmt For For For
17 Elect Frank J. Sixt Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hyundai Steel Company
Ticker Security ID: Meeting Date Meeting Status
004020 cins Y38383108 03/16/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CINS 450913108 05/08/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John E. Caldwell Mgmt For For For
3 Elect Donald K. Charter Mgmt For For For
4 Elect Richard J. Hall Mgmt For For For
5 Elect Stephen J.J. Mgmt For For For
Letwin
6 Elect Mahendra Naik Mgmt For For For
7 Elect Timothy R. Snider Mgmt For For For
8 Elect Sybil Veenman Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 04/24/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Robert Cole Mgmt For For For
3 Re-elect James (Hutch) Mgmt For For For
H.
Ranck
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Tom
O'Leary)
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 07/24/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Conversion of Mgmt For For For
Par Value
Shares
2 Authority to Increase Mgmt For For For
Authorised
Capital
3 Amendments to Mgmt For For For
Memorandum
4 Authority to Issue Mgmt For For For
Shares Pursuant to
Conversion of
Bonds
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/18/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Peter Davey Mgmt For For For
3 Re-elect Mandla Gantsho Mgmt For For For
4 Elect Udo Lucht Mgmt For For For
5 Re-elect Sydney Mgmt For Against Against
Mufamadi
6 Elect Audit Committee Mgmt For For For
Member (Hugh
Cameron)
7 Elect Audit Committee Mgmt For For For
Member (Peter
Davey)
8 Elect Audit Committee Mgmt For For For
Member (Babalwa
Ngonyama)
9 Elect Audit Committee Mgmt For For For
Member (Mpho
Nkeli)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Implementation Mgmt For For For
Report
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Imperial Oil Limited
Ticker Security ID: Meeting Date Meeting Status
IMO CUSIP 453038408 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect David W. Cornhill Mgmt For For For
2.2 Elect Krystyna T. Hoeg Mgmt For For For
2.3 Elect Richard M. Kruger Mgmt For For For
2.4 Elect Jack M. Mintz Mgmt For For For
2.5 Elect David S. Mgmt For For For
Sutherland
2.6 Elect D.G. Wascom Mgmt For For For
2.7 Elect Sheelagh D. Mgmt For For For
Whittaker
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Assessment
of the Company's
Water-Related
Risks
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/11/2018 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Authority to Mgmt For Abstain Against
Repurchase
Shares
4 Election of Directors; Mgmt For Abstain Against
Director's
Fees
5 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committee
Chair
6 Election of Meeting Mgmt For For For
Delegates
7 Minutes Mgmt For For For
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Ilene S. Gordon Mgmt For For For
4 Elect Paul Hanrahan Mgmt For For For
5 Elect Rhonda L. Jordan Mgmt For For For
6 Elect Gregory B. Kenny Mgmt For For For
7 Elect Barbara A. Klein Mgmt For For For
8 Elect Victoria J. Reich Mgmt For For For
9 Elect Jorge A. Uribe Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Elect James Zallie Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inpex Corporation
Ticker Security ID: Meeting Date Meeting Status
1605 CINS J2467E101 06/26/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiaki Mgmt For Against Against
Kitamura
4 Elect Takayuki Ueda Mgmt For For For
5 Elect Masahiro Murayama Mgmt For For For
6 Elect Seiya Itoh Mgmt For For For
7 Elect Shunichiroh Mgmt For For For
Sugaya
8 Elect Takahiko Ikeda Mgmt For For For
9 Elect Yoshikazu Mgmt For For For
Kurasawa
10 Elect Kimihisa Kittaka Mgmt For For For
11 Elect Nobuharu Sase Mgmt For For For
12 Elect Yasuhiko Okada Mgmt For For For
13 Elect Hiroshi Satoh Mgmt For For For
14 Elect Isao Matsushita Mgmt For For For
15 Elect Jun Yanai Mgmt For For For
16 Elect Norinao Iio Mgmt For For For
17 Elect Atsuko Nishimura Mgmt For For For
18 Bonus Mgmt For For For
19 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect William J. Burns Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Ahmet Cemal Mgmt For For For
Dorduncu
5 Elect Ilene S. Gordon Mgmt For For For
6 Elect Jacqueline C. Mgmt For For For
Hinman
7 Elect Jay L. Johnson Mgmt For For For
8 Elect Clinton A. Mgmt For For For
Lewis,
Jr.
9 Elect Kathryn D. Mgmt For For For
Sullivan
10 Elect Mark S. Sutton Mgmt For For For
11 Elect J. Steven Whisler Mgmt For For For
12 Elect Ray G. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Inversiones Aguas Metropolitanas
Ticker Security ID: Meeting Date Meeting Status
IAM CINS P58595102 04/25/2018 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Related Party Mgmt For For For
Transactions
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agencies
7 Directors' Fees Mgmt For For For
8 Election of Directors Mgmt For Abstain Against
9 Report on Board of Mgmt For For For
Directors'
Expenses
10 Directors' Committee Mgmt For For For
Fees and
Budget
11 Publication of Company Mgmt For For For
Notices
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/30/2017 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Cheng Leang Mgmt For For For
2 Elect LEE Yeow Seng Mgmt For Against Against
3 Elect Rahamat Bivi Mgmt For For For
Binti
Yusoff
4 Elect LEE Shin Cheng Mgmt For For For
5 Elect Peter CHIN Fah Mgmt For Against Against
Kui
6 Directors' Fees Mgmt For For For
7 Directors' Benefits Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Mandate for Recurrent Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 12/04/2017 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
________________________________________________________________________________
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Philip C. Mezey Mgmt For For For
2 Elect Daniel S. Pelino Mgmt For For For
3 Elect Timothy Leyden Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 01/18/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Acquisition of Shares Mgmt For For For
in Jastrzebskie
Zaklady Remontowe Sp.
z
o.o.
8 Acquisition of Mgmt For For For
Investment
Certificates of JSW
Stabilisation
Close-End Mutual
Fund
9 Presentation of Report Mgmt For For For
on Procedure of
Election of
Supervisory Board
Members
10 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
11 Presentation of Report Mgmt For For For
on Procedure of
Election of
Management Board
Members
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 05/29/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports; Allocation
of
Profits)
8 Presentation of Mgmt For For For
Supervisory Board
Report (Consolidated
Accounts and
Reports)
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
10 Presentation of Mgmt For For For
Financial
Statements
11 Presentation of Mgmt For For For
Management Board
Report
12 Presentation of Report Mgmt For For For
on Public
Administration
Payments
13 Presentation of Mgmt For For For
Management Board
Motion on Allocation
of
Profits
14 Presentation of Mgmt For For For
Management Board
Report on Other
Comprehensive
Income
15 Financial Statements Mgmt For For For
16 Management Board Report Mgmt For For For
17 Report on Public Mgmt For For For
Administration
Payments
18 Allocation of Mgmt For For For
Profits/Dividends
19 Coverage of Loss in Mgmt For For For
Other Comprehensive
Income
Account
20 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
21 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
22 Financial Statements Mgmt For For For
(Consolidated)
23 Management Board Mgmt For For For
Report
(Consolidated)
24 Presentation of Report Mgmt For For For
on 2017
Expenditures
25 Ratification of Mgmt For For For
Management
Acts
26 Ratification of Mgmt For For For
Supervisory Board
Acts
27 Presentation on Mgmt For For For
Election of Employee
Representatives
28 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
29 Amendments to Articles Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JFE Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5411 CINS J2817M100 06/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
3 Elect Eiji Hayashida Mgmt For For For
4 Elect Kohji Kakigi Mgmt For For For
5 Elect Shinichi Okada Mgmt For For For
6 Elect Naosuke Oda Mgmt For For For
7 Elect Hajime Ohshita Mgmt For For For
8 Elect Masao Yoshida Mgmt For For For
9 Elect Masami Yamamoto Mgmt For For For
10 Elect Nobumasa Kemori Mgmt For For For
11 Elect Shigeo Ohyagi Mgmt For For For
12 Elect Tsuyoshi Numagami Mgmt For For For
13 Bonus Mgmt For For For
14 Directors' and Mgmt For For For
Statutory Auditor's
Fees
15 Trust-Type Equity Mgmt For For For
Compensation
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Dismissal
of Kohji
Kakigi
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600362 CINS Y4446C100 06/12/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect LONG Ziping Mgmt For Against Against
9 Elect WU Yuneng Mgmt For For For
10 Elect WANG Bo Mgmt For For For
11 Elect WU Jinxing Mgmt For For For
12 Elect GAO Jianmin Mgmt For For For
13 Elect LIANG Qing Mgmt For For For
14 Elect DONG Jiahui Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect TU Shutian Mgmt For For For
17 Elect LIU Erh Fei Mgmt For For For
18 Elect ZHOU Donghua Mgmt For For For
19 Elect LIU Xike Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect HU Qingwen Mgmt For For For
22 Elect ZHANG Jianhua Mgmt For Against Against
23 Elect LIAO Shengsen Mgmt For Against Against
24 Directors' and Mgmt For For For
Supervisors'
Fees
25 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
26 Authority to Give Mgmt For For For
Guarantees
27 Authority to Issue Mgmt For For For
USD-denominated
bonds
________________________________________________________________________________
Jiangxi Copper Company Limited
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 12/28/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Consolidated Supply Mgmt For For For
and Services
Agreement
I
3 Consolidated Supply Mgmt For For For
and Services
Agreement
II
4 Land Leasing Agreement Mgmt For For For
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
JXTG Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yukio Uchida Mgmt For For For
5 Elect Tsutomu Sugimori Mgmt For For For
6 Elect Jun Mutoh Mgmt For For For
7 Elect Junichi Kawada Mgmt For For For
8 Elect Yasushi Onoda Mgmt For For For
9 Elect Hiroji Adachi Mgmt For For For
10 Elect Satoshi Taguchi Mgmt For For For
11 Elect Katsuyuki Ohta Mgmt For For For
12 Elect Shigeru Ohi Mgmt For For For
13 Elect Hiroshi Hosoi Mgmt For For For
14 Elect Hiroko Ohta Mgmt For For For
15 Elect Mutsutake Ootsuka Mgmt For For For
16 Elect Yoshiiku Miyata Mgmt For For For
17 Elect Yuji Nakajima Mgmt For For For
18 Elect Hitoshi Katoh Mgmt For For For
19 Elect Seiichi Kondoh Mgmt For For For
20 Elect Nobuko Takahashi Mgmt For For For
21 Elect Seiichiroh Mgmt For For For
Nishioka
22 Non-Audit Committee Mgmt For For For
Directors'
Fees
23 Audit Committee Mgmt For For For
Directors'
Fees
24 Trust-Type Equity Mgmt For For For
Compensation
Plan
________________________________________________________________________________
KAZ Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 05/03/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Alison Baker Mgmt For For For
4 Elect Oleg Novachuk Mgmt For For For
5 Elect Andrew Southam Mgmt For For For
6 Elect Lynda Armstrong Mgmt For For For
7 Elect Vladimir Kim Mgmt For For For
8 Elect Michael Mgmt For For For
Lynch-Bell
9 Elect John MacKenzie Mgmt For For For
10 Elect Charles Watson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Proposal)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 03/15/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Supervisory
Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz S.A.
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 04/13/2018 Voted
Meeting Type Country of Trade
Special PL
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal Mgmt N/A Abstain N/A
Regarding Supervisory
Board
Composition
2 CLOSE MEETING Mgmt Non Voting N/A N/A
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Kinder Mgmt For For For
2 Elect Steven J. Kean Mgmt For For For
3 Elect Kimberly A. Dang Mgmt For Against Against
4 Elect Ted A. Gardner Mgmt For Against Against
5 Elect Anthony W. Hall, Mgmt For For For
Jr.
6 Elect Gary L. Hultquist Mgmt For For For
7 Elect Ronald L. Kuehn, Mgmt For For For
Jr.
8 Elect Deborah A. Mgmt For For For
Macdonald
9 Elect Michael C. Morgan Mgmt For For For
10 Elect Arthur C. Mgmt For For For
Reichstetter
11 Elect Fayez S. Sarofim Mgmt For For For
12 Elect C. Park Shaper Mgmt For For For
13 Elect William A. Smith Mgmt For For For
14 Elect Joel V. Staff Mgmt For For For
15 Elect Robert F. Vagt Mgmt For For For
16 Elect Perry M. Waughtal Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
21 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Two Degree
Scenario Analysis
Report
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect Kerry D. Dyte Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.6 Elect John E. Oliver Mgmt For For For
1.7 Elect Kelly J. Osborne Mgmt For For For
1.8 Elect Una M. Power Mgmt For For For
1.9 Elect J. Paul Rollinson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Ratification of Mgmt For For For
Shareholder Rights
Plan
4 Advisory Resolution On Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E100 05/02/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony Makuch Mgmt For For For
2 Elect Jonathan Gill Mgmt For For For
3 Elect Arnold Klassen Mgmt For For For
4 Elect Pamela Klessig Mgmt For For For
5 Elect Barry P. Olson Mgmt For For For
6 Elect Jeff Parr Mgmt For For For
7 Elect Eric Sprott Mgmt For For For
8 Elect Raymond Threlkeld Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kobe Steel Ltd.
Ticker Security ID: Meeting Date Meeting Status
5406 CINS J34555250 06/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Mitsugu Yamaguchi Mgmt For Against Against
4 Elect Yoshinori Onoe Mgmt For For For
5 Elect Fusaki Koshiishi Mgmt For For For
6 Elect Shohei Manabe Mgmt For For For
7 Elect Takao Kitabata Mgmt For For For
8 Elect Hiroyuki Bamba Mgmt For For For
9 Elect Takao Ohhama Mgmt For For For
10 Elect Kohichiro Shibata Mgmt For For For
11 Elect Jiroh Kitagawa Mgmt For For For
12 Elect Yoshihiko Mgmt For For For
Katsukawa
13 Elect Takashi Okimoto Mgmt For For For
14 Elect Yoshiiku Miyata Mgmt For Against Against
15 Elect Hideroh Chimori Mgmt For For For
16 Elect Hiroshi Ishikawa Mgmt For For For
17 Elect Yasushi Tsushima Mgmt For For For
18 Elect Kunio Miura as Mgmt For For For
Alternate Audit
Committee
Director
________________________________________________________________________________
Korea Zinc
Ticker Security ID: Meeting Date Meeting Status
010130 CINS Y4960Y108 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/13/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect LEE Oi Hian Mgmt For For For
3 Elect Azlan Zainol Mgmt For For For
4 Elect Anne Rodrigues Mgmt For For For
5 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
6 Directors' Fees Mgmt For For For
7 Directors' Benefits Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
11 Dividend Reinvestment Mgmt For For For
Plan
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For For For
Shares under the
Dividend Reinvestment
Plan
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 05/11/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Dolly Mokgatle Mgmt For For For
3 Elect Sango S. Ntsaluba Mgmt For For For
4 Elect Mandla S.V. Mgmt For For For
Gantsho
5 Elect Nomalizo Mgmt For For For
(Ntombi) B.
Langa-Royds
6 Elect Mary S. Bomela Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Dolly
Mokgatle)
8 Elect Audit Committee Mgmt For For For
Member (Terence
Goodlace)
9 Elect Audit Committee Mgmt For For For
Member (Sango
Ntsaluba)
10 Elect Audit Committee Mgmt For For For
Member (Mary
Bomela)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Implementation Mgmt For For For
of Remuneration
Policy
13 Approve Amendments to Mgmt For For For
Long-Term Incentive
Plan
14 General Authority to Mgmt For For For
Issue
Shares
15 Authorisation of Legal Mgmt For For For
Formalities
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve NEDs' Fees Mgmt For For For
(NEDs)
18 Approve NEDs' Fees Mgmt For For For
(Chairman)
19 Approve Financial Mgmt For For For
Assistance
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Kunlun Energy Company Ltd
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 05/24/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ling Xiao Mgmt For Against Against
4 Elect Zhou Yuanhong Mgmt For For For
5 Elect Miao Yong Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kunlun Energy Company Ltd
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 12/19/2017 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New Master Agreement Mgmt For For For
4 Continuing Connected Mgmt For For For
Transactions under
Categories (a), (b),
(c) and
(d)
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
3 Elect Kohichi Iioka Mgmt For For For
4 Elect Michiya Kadota Mgmt For Against Against
5 Elect Kiyoshi Itoh Mgmt For For For
6 Elect Takahito Namura Mgmt For For For
7 Elect Toshitaka Kodama Mgmt For For For
8 Elect Yoshio Yamada Mgmt For For For
9 Elect Hirohiko Ejiri Mgmt For For For
10 Elect Toshimi Kobayashi Mgmt For For For
11 Elect Yasuo Suzuki Mgmt For For For
12 Elect Yukihiko Muto Mgmt For For For
13 Elect Tsuguto Moriwaki Mgmt For For For
14 Elect Ryohko Sugiyama Mgmt For For For
15 Elect Yoshihiro Tsuji Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
KWS Saat SE
Ticker Security ID: Meeting Date Meeting Status
KWS CINS D39062100 12/14/2017 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Andreas J. Mgmt For TNA N/A
Buchting
10 Elect Victor Balli Mgmt For TNA N/A
11 Elect Cathrina Mgmt For TNA N/A
Claas-Muhlhauser
12 Elect Marie Theres Mgmt For TNA N/A
Schnell
13 Supervisory Board Mgmt For TNA N/A
Members'
Fees
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 05/09/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ross LI King Wai Mgmt For For For
6 Elect Tony WONG Kai Mgmt For For For
Tung
7 Elect POON Chung Kwong Mgmt For For For
8 Elect Peter A. Davies Mgmt For For For
9 Elect David CHAU Shing Mgmt For Against Against
Yim
10 Directors' Fees for Mgmt For Against Against
2017
11 Directors' Fees for Mgmt For Against Against
2018
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Brunner Mgmt For For For
1.2 Elect Timothy L. Mgmt For For For
Hassinger
1.3 Elect Michael D. Walter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ozey K. Horton, Mgmt For For For
Jr.
2 Elect W. Bradley Mgmt For For For
Southern
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lundin Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LUN CINS 550372106 05/11/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Donald K. Charter Mgmt For For For
3 Elect Paul K. Conibear Mgmt For For For
4 Elect John H. Craig Mgmt For Abstain Against
5 Elect Peter C. Jones Mgmt For For For
6 Elect Lukas H. Lundin Mgmt For Abstain Against
7 Elect Dale C. Peniuk Mgmt For For For
8 Elect William A. Rand Mgmt For For For
9 Elect Catherine J.G. Mgmt For For For
Stefan
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 05/03/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Elect Peggy Bruzelius Mgmt For For For
18 Elect Ashley Mgmt For Against Against
Heppenstall
19 Elect Ian H. Lundin Mgmt For Against Against
20 Elect Lukas H. Lundin Mgmt For Against Against
21 Elect Grace Reksten Mgmt For For For
Skaugen
22 Elect Alex Schneiter Mgmt For For For
23 Elect Cecilia Vieweg Mgmt For For For
24 Elect Jakob Thomasen Mgmt For For For
25 Elect Torstein Sanness Mgmt For For For
26 Elect Ian H. Lundin as Mgmt For Against Against
Chair
27 Directors' Fees Mgmt For For For
28 Appointment of Auditor Mgmt For For For
29 Authority to Set Mgmt For For For
Auditor's
Fees
30 Remuneration Guidelines Mgmt For Against Against
31 Long-Term Mgmt For For For
Performance-Based
Incentive
Plan
32 Authority to Issue Mgmt For For For
Shares and
Convertible
Securities w/ or w/o
Preemptive
Rights
33 Authority to Mgmt For For For
Repurchase Shares and
Issue Treasury
Shares
34 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 06/28/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Amendments to Articles Mgmt For For For
9 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 11/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Supervisors' Fees Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect DING Yi Mgmt For For For
8 Elect QIAN Haifan Mgmt For For For
9 Elect REN Tianbao Mgmt For For For
10 Elect ZHANG Wenyang Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect ZHANG Chunxia Mgmt For For For
13 Elect ZHU Shaofang Mgmt For For For
14 Elect WANG Xianzhu Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect ZHANG Qianchun Mgmt For For For
17 Elect YANG Yada Mgmt For For For
18 Elect QIN Tongzhou Mgmt For For For
________________________________________________________________________________
Malayan Banking Berhad
Ticker Security ID: Meeting Date Meeting Status
MAYBANK CINS Y54671105 04/12/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mohaiyani binti Mgmt For For For
Shamsudin
4 Elect Edwin Gerungan Mgmt For Against Against
5 Elect Zakiah binti Din Mgmt For For For
6 Directors' Fees for FY Mgmt For For For
2018
7 Directors' Benefits Mgmt For For For
for FY
2018
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares Under Dividend
Reinvestment
Plan
11 Equity Grant to Datuk Mgmt For Against Against
Abdul Farid bin
Alias
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Malayan Banking Bhd
Ticker Security ID: Meeting Date Meeting Status
MAYBANK ISIN MYL1155OO000 04/12/2018 Voted
Meeting Type Country of Trade
Special MY
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROPOSED SUBSCRIPTION Mgmt For For For
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Chadwick C. Mgmt For For For
Deaton
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Douglas L. Foshee Mgmt For For For
5 Elect M. Elise Hyland Mgmt For For For
6 Elect Michael E.J. Mgmt For Abstain Against
Phelps
7 Elect Dennis H. Reilley Mgmt For For For
8 Elect Lee M. Tillman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 01/15/2018 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair
5 Minutes Mgmt For TNA N/A
6 Agenda Mgmt For TNA N/A
7 Elect Kristian Melhuus Mgmt For TNA N/A
8 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 05/30/2018 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Remuneration Report Mgmt For TNA N/A
(Advisory)
10 Remuneration Mgmt For TNA N/A
Guidelines
(Binding)
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
14 Elect Cecilie Mgmt For TNA N/A
Fredriksen
15 Elect Birgitte Mgmt For TNA N/A
Ringstad
Vartdal
16 Elect Paul Mulligan Mgmt For TNA N/A
17 Elect Jean-Pierre Mgmt For TNA N/A
Bienfait
18 Authority to Mgmt For TNA N/A
Distribute
Dividends
19 Authority to Mgmt For TNA N/A
Repurchase
Shares
20 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
21 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
22 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 06/28/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
9 Elect Andrey E. Bougrov Mgmt For Abstain Against
10 Elect Artem O. Volynets Mgmt For For For
11 Elect Marianna A. Mgmt For Abstain Against
Zakharova
12 Elect Andrey N. Mgmt For Abstain Against
Likhachev
13 Elect Roger Munnings Mgmt For For For
14 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
15 Elect Gareth Penny Mgmt For For For
16 Elect Maxim M. Sokov Mgmt For Abstain Against
17 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
18 Elect Robert W. Edwards Mgmt For For For
19 Elect Artur G. Mgmt For For For
Arustamov
20 Elect Anna V. Masalova Mgmt For For For
21 Elect Georgiy E. Mgmt For For For
Svanidze
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Elect Elena A. Yanevich Mgmt For For For
24 Appointment of Auditor Mgmt For For For
(RAS)
25 Appointment of Auditor Mgmt For For For
(IFRS)
26 Directors' Fees Mgmt For Against Against
27 Audit Commission Fees Mgmt For For For
28 Indemnification of Mgmt For For For
Directors/Officers
29 D&O Insurance Mgmt For For For
30 Membership in Mgmt For For For
Organisation
(Krasnoyarsk
Constructors
Self-Regulatory
Association)
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 09/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(1H2017)
________________________________________________________________________________
Mitsubishi Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
5711 CINS J44024107 06/22/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akira Takeuchi Mgmt For Against Against
3 Elect Osamu Iida Mgmt For For For
4 Elect Naoki Ono Mgmt For For For
5 Elect Yasunobu Suzuki Mgmt For For For
6 Elect Kazuhiro Kishi Mgmt For For For
7 Elect Makoto Shibata Mgmt For For For
8 Elect Mariko Tokunoh Mgmt For For For
9 Elect Hiroshi Watanabe Mgmt For For For
10 Elect Hikaru Sugi Mgmt For For For
11 Elect Naoto Kasai Mgmt For For For
12 Elect Tatsuo Mgmt For Against Against
Wakabayashi
________________________________________________________________________________
MMG Limited
Ticker Security ID: Meeting Date Meeting Status
01208 ISIN HK1208013172 03/08/2018 Voted
Meeting Type Country of Trade
Special HK
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Grant Mgmt For For For
Shares under the Long
Term Incentive Equity
Plan
2 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
MMG Ltd.
Ticker Security ID: Meeting Date Meeting Status
1208 CINS Y6133Q102 05/24/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LEUNG Cheuk Yan Mgmt For For For
5 Elect Jennifer Anne Mgmt For For For
Seabrook
6 Elect PEI Ker Wei Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
MOL Hungarian Oil And Gas Plc
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5S32S129 04/12/2018 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Voting Method Mgmt For For For
6 Election of Meeting Mgmt For For For
Bodies
7 Financial Statements Mgmt For For For
8 Allocation of Mgmt For For For
Profit/Dividends
9 Corporate Governance Mgmt For For For
Declaration
10 Ratification of Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Presentation of Mgmt For For For
Information on Share
Repurchase
13 Authority to Mgmt For Against Against
Repurchase and
Reissue
Shares
14 Elect Zsolt Hernadi to Mgmt For For For
the Board of
Directors
15 Elect Zoltan Aldott Mgmt For For For
16 Elect Andras Lanczi Mgmt For For For
17 Elect Csaba Szabo Mgmt For For For
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS G6258S107 05/16/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Young Mgmt For For For
2 Elect Tanya Fratto Mgmt For For For
3 Elect Stephen C. Harris Mgmt For For For
4 Elect Andrew King Mgmt For For For
5 Elect Peter Oswald Mgmt For For For
6 Elect Fred Phaswana Mgmt For For For
7 Elect Dominique Mgmt For For For
Reiniche
8 Elect David Williams Mgmt For For For
9 Elect Audit Committee Mgmt For For For
Member (Tanya
Fratto)
10 Elect Audit Committee Mgmt For For For
Member (Stephen C.
Harris)
11 Elect Audit Committee Mgmt For For For
Member (Stephen
Young)
12 Accounts and Reports Mgmt For For For
(Mondi
Ltd)
13 Remuneration Policy Mgmt For For For
(Mondi
Ltd)
14 Remuneration Report Mgmt For For For
(Mondi
Ltd)
15 Approve NEDs' Fees Mgmt For For For
(Mondi
Ltd)
16 Approve NEDs' Fee Mgmt For For For
Structure (Mondi
Ltd)
17 Final Dividend Mgmt For For For
18 Special Dividend Mgmt For For For
19 Appointment of Auditor Mgmt For For For
(Mondi
Ltd)
20 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Ltd)
21 Approve Financial Mgmt For For For
Assistance (Mondi
Ltd)
22 General Authority to Mgmt For For For
Issue Ordinary Shares
(Mondi
Ltd)
23 General Authority to Mgmt For For For
Issue Special
Converting Shares
(Mondi
Ltd)
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Ltd)
25 Authority to Mgmt For For For
Repurchase Shares
(Mondi
Ltd)
26 Accounts and Reports Mgmt For For For
(Mondi
plc)
27 Remuneration Report Mgmt For For For
(Mondi plc-
Advisory)
28 Final Dividend (Mondi Mgmt For For For
plc)
29 Special Dividend Mgmt For For For
(Mondi
plc)
30 Appointment of Auditor Mgmt For For For
(Mondi
plc)
31 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
32 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Mondi
plc)
33 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
plc)
34 Authority to Mgmt For For For
Repurchase Shares
(Mondi
plc)
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight M. Barns Mgmt For For For
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect David L. Chicoine Mgmt For For For
4 Elect Janice L. Fields Mgmt For For For
5 Elect Hugh Grant Mgmt For For For
6 Elect Laura K. Ipsen Mgmt For For For
7 Elect Marcos Marinho Mgmt For For For
Lutz
8 Elect C. Steven Mgmt For For For
McMillan
9 Elect Jon R. Moeller Mgmt For For For
10 Elect George H. Poste Mgmt For For For
11 Elect Robert J. Stevens Mgmt For For For
12 Elect Patricia Verduin Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Human Rights
Committee
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Oscar Bernardes Mgmt For For For
2 Elect Nancy E. Cooper Mgmt For For For
3 Elect Gregory L. Ebel Mgmt For For For
4 Elect Timothy S. Gitzel Mgmt For For For
5 Elect Denise C. Johnson Mgmt For For For
6 Elect Emery N. Koenig Mgmt For For For
7 Elect Robert L. Mgmt For For For
Lumpkins
8 Elect William T. Mgmt For For For
Monahan
9 Elect James C. O'Rourke Mgmt For For For
10 Elect David T. Seaton Mgmt For For For
11 Elect Steven M. Seibert Mgmt For For For
12 Elect Luciano Siani Mgmt For For For
Pires
13 Elect Kelvin R. Mgmt For For For
Westbrook
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For Against Against
6 Elect David D. Harrison Mgmt For For For
7 Elect Eric L. Mattson Mgmt For For For
8 Elect Melody B. Meyer Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Navigator Company S.A.
Ticker Security ID: Meeting Date Meeting Status
NVG CINS X67182109 05/23/2018 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shareholder Proposal Mgmt For For For
Regarding Special
Dividend
6 Transfer of Reserves Mgmt For For For
7 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
and Supervisory
Bodies
Acts
8 Remuneration Policy Mgmt For Against Against
9 Authority to Mgmt For For For
Repurchase and
Reissue Shares and
Bonds
10 Shareholder Proposal Mgmt For For For
Regarding Election of
Supervisory Council
Chair and
Member
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Neste Corporation
Ticker Security ID: Meeting Date Meeting Status
NESTE ISIN FI0009013296 04/05/2018 Voted
Meeting Type Country of Trade
Annual FI
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 OPENING OF THE MEETING Mgmt Non Voting Non Voting N/A
2 CALLING THE MEETING TO Mgmt Non Voting Non Voting N/A
ORDER
3 ELECTION OF THE Mgmt Non Voting Non Voting N/A
EXAMINERS OF THE
MINUTES AND THE
SUPERVISORS FOR
COUNTING OF
VOTES
4 ESTABLISHING THE Mgmt Non Voting Non Voting N/A
LEGALITY OF THE
MEETING
5 RECORDING THE Mgmt Non Voting Non Voting N/A
ATTENDANCE AT THE
MEETING AND THE
VOTING
LIST
6 PRESENTATION OF THE Mgmt Non Voting Non Voting N/A
FINANCIAL STATEMENTS
FOR 2017, INCLUDING
ALSO THE CONSOLIDATED
FINANCIAL STATEMENTS,
THE REVIEW BY THE
BOARD OF DIRECTORS,
AND THE AUDITOR S
REPORT: REVIEW BY THE
PRESIDENT &
CEO
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Board Mgmt For For For
and CEO
Acts
10 Directors' Fees Mgmt For For For
11 Board Size Mgmt For For For
12 Election of Directors Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Treasury
Shares
16 CLOSING OF THE MEETING Mgmt Non Voting Non Voting N/A
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 11/14/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Xiaoling Liu Mgmt For For For
3 Re-elect Roger J. Mgmt For For For
Higgins
4 Re-elect Gerard M. Bond Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
6 Equity Grant (Finance Mgmt For For For
Director/CFO Gerard
Bond)
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provision
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect Edgar R. Mgmt For For For
Giesinger
4 Elect Steven Nance Mgmt For For For
5 Elect Roger B. Plank Mgmt For For For
6 Elect Thomas G. Ricks Mgmt For For For
7 Elect Juanita F. Romans Mgmt For For For
8 Elect John W. Schanck Mgmt For For For
9 Elect J. Terry Strange Mgmt For For For
10 Elect J. Kent Wells Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Joseph A. Mgmt For For For
Carrabba
5 Elect Noreen Doyle Mgmt For For For
6 Elect Gary J. Goldberg Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Sheri Hickok Mgmt For For For
9 Elect Rene Medori Mgmt For For For
10 Elect Jane Nelson Mgmt For For For
11 Elect Julio M. Quintana Mgmt For For For
12 Elect Molly P. Zhang Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 12/18/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Cheng Fei Mgmt For Against Against
6 Elect LAU Chun Shun Mgmt For For For
7 Elect ZHANG Lianpeng Mgmt For Against Against
8 Elect Maria TAM Wai Chu Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
Nippon Paper Industries Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
3863 CINS J28583169 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshio Haga Mgmt For Against Against
4 Elect Fumio Manoshiro Mgmt For For For
5 Elect Kazufumi Mgmt For For For
Yamasaki
6 Elect Akihiro Utsumi Mgmt For For For
7 Elect Tohru Nozawa Mgmt For For For
8 Elect Takeo Konno Mgmt For For For
9 Elect Shohji Ueda Mgmt For For For
10 Elect Yoshimitsu Aoyama Mgmt For For For
11 Elect Makoto Fujioka Mgmt For For For
12 Elect Hirofumi Fujimori Mgmt For Against Against
13 Elect Mitsuo Nagoshi Mgmt For For For
14 Elect Akio Ohtsuka as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Nippon Steel & Sumitomo Metal Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55678106 06/26/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Shohji Muneoka Mgmt For Against Against
5 Elect Kohsei Shindoh Mgmt For For For
6 Elect Eiji Hashimoto Mgmt For For For
7 Elect Toshiharu Sakae Mgmt For For For
8 Elect Shinji Tanimoto Mgmt For For For
9 Elect Shinichi Nakamura Mgmt For For For
10 Elect Akihiko Inoue Mgmt For For For
11 Elect Katsuhiro Mgmt For For For
Miyamoto
12 Elect Shin Nishiura Mgmt For For For
13 Elect Atsushi Iijima Mgmt For For For
14 Elect Yutaka Andoh Mgmt For For For
15 Elect Mutsutake Ohtsuka Mgmt For For For
16 Elect Ichiroh Fujisaki Mgmt For For For
17 Elect Noriko Iki Mgmt For For For
18 Elect Hiroshi Ohbayashi Mgmt For For For
19 Elect Jiroh Makino Mgmt For For For
________________________________________________________________________________
Nippon Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Norio Hosomi Mgmt For Against Against
3 Elect Akiyo Matono Mgmt For For For
4 Elect Yohichi Sekiguchi Mgmt For For For
5 Elect Shinya Yamamoto Mgmt For For For
6 Elect Shingo Hamada Mgmt For For For
7 Elect Seiji Takahashi Mgmt For For For
8 Elect Kazuo Ohki Mgmt For For For
9 Elect Keisuke Yokoo Mgmt For For For
10 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Nisshin Seifun Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
2002 CINS J57633109 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nobuki Kemmoku Mgmt For Against Against
4 Elect Masao Nakagawa Mgmt For For For
5 Elect Michinori Mgmt For For For
Takizawa
6 Elect Takashi Harada Mgmt For For For
7 Elect Akira Mohri Mgmt For For For
8 Elect Satoshi Odaka Mgmt For For For
9 Elect Masashi Koike Mgmt For For For
10 Elect Naoto Masujima Mgmt For For For
11 Elect Masashi Nakagawa Mgmt For For For
12 Elect Takao Yamada Mgmt For For For
13 Elect Kiyoshi Satoh Mgmt For For For
14 Elect Yuji Koike Mgmt For For For
15 Elect Kenji Takihara Mgmt For Against Against
16 Elect Akio Mimura Mgmt For For For
17 Elect Kazuhiko Fushiya Mgmt For For For
18 Elect Satoshi Itoh Mgmt For For For
19 Elect Shoh Ohuchi Mgmt For For For
20 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect James E. Craddock Mgmt For Against Against
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Holli C. Ladhani Mgmt For Against Against
7 Elect David L. Stover Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy Risk
Report
________________________________________________________________________________
Norsk Hydro ASA
Ticker Security ID: Meeting Date Meeting Status
NHY CINS R61115102 05/07/2018 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Agenda Mgmt For TNA N/A
5 Minutes Mgmt For TNA N/A
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/
Dividends
7 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Remuneration Guidelines Mgmt For TNA N/A
10 Election of Corporate Mgmt For TNA N/A
Assembly
11 Election of Corporate Mgmt For TNA N/A
Assembly
12 Election of Corporate Mgmt For TNA N/A
Assembly
13 Election of Corporate Mgmt For TNA N/A
Assembly
14 Election of Corporate Mgmt For TNA N/A
Assembly
15 Election of Corporate Mgmt For TNA N/A
Assembly
16 Election of Corporate Mgmt For TNA N/A
Assembly
17 Election of Corporate Mgmt For TNA N/A
Assembly
18 Election of Corporate Mgmt For TNA N/A
Assembly
19 Election of Corporate Mgmt For TNA N/A
Assembly
20 Election of Corporate Mgmt For TNA N/A
Assembly
21 Election of Corporate Mgmt For TNA N/A
Assembly
22 Election of Corporate Mgmt For TNA N/A
Assembly
23 Election of Corporate Mgmt For TNA N/A
Assembly
24 Election of Corporate Mgmt For TNA N/A
Assembly
25 Election of Corporate Mgmt For TNA N/A
Assembly
26 Nomination Committee Mgmt For TNA N/A
27 Nomination Committee Mgmt For TNA N/A
28 Nomination Committee Mgmt For TNA N/A
29 Nomination Committee Mgmt For TNA N/A
30 Nomination Committee Mgmt For TNA N/A
31 Corporate Assembly Fees Mgmt For TNA N/A
32 Nomination Committee Mgmt For TNA N/A
Fees
33 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/07/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Ralph Mgmt For For For
Havenstein
3 Re-elect Emily Kgosi Mgmt For For For
4 Re-elect Khomotso Mgmt For For For
Mosehla
5 Re-elect John Smithies Mgmt For For For
6 Elect David Brown Mgmt For Against Against
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Hester
Hickey)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Ralph
Havenstein)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Emily
Kgosi)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Implementation Mgmt For For For
Report
13 Amendment to Memorandum Mgmt For For For
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance (Related
or
Inter-related
Companies)
16 Approve Financial Mgmt For For For
Assistance (Executive
Directors and/or
Prescribed
Officers)
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Norway Royal Salmon ASA
Ticker Security ID: Meeting Date Meeting Status
NRS CINS R6333E105 05/31/2018 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
7 Remuneration Guidelines Mgmt For TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Amendments to Articles Mgmt For TNA N/A
10 Elect Helge Gaso Mgmt For TNA N/A
11 Elect Lars Masoval Mgmt For TNA N/A
12 Elect Trude Olafsen Mgmt For TNA N/A
13 Elect Helge Gaso as Mgmt For TNA N/A
Chair
14 Elect Martin Sivertsen Mgmt For TNA N/A
(Deputy
Member)
15 Directors' Fees Mgmt For TNA N/A
16 Elect Endre Glastad Mgmt For TNA N/A
17 Elect Endre Glastad as Mgmt For TNA N/A
Chair
18 Nomination Committee Mgmt For TNA N/A
Fees
19 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
20 Authority to Mgmt For TNA N/A
Repurchase
Shares
21 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
22 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/20/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits
3 Dividends Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Michael Borrell Mgmt For Abstain Against
8 Elect Burckhard Mgmt For Abstain Against
Bergmann
9 Elect Robert Castaigne Mgmt For For For
10 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
11 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
12 Elect Viktor P. Orlov Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Andrey V. Mgmt For Abstain Against
Sharonov
15 Elect Olga V. Belyaeva Mgmt For For For
16 Elect Anna V. Mgmt For For For
Merzlyakova
17 Elect Igor A. Ryaskov Mgmt For For For
18 Elect Nikolay K. Mgmt For For For
Shulikin
19 Appointment of Auditor Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Audit Commission Fees Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2017)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/08/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statement Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Interim Dividend 1Q2018 Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Oleg V. Bagrin Mgmt For Abstain Against
8 Elect Thomas Veraszto Mgmt For For For
9 Elect Helmut Wieser Mgmt For Abstain Against
10 Elect Nikolai A. Mgmt For Abstain Against
Gagarin
11 Elect Vladimir S. Lisin Mgmt For Abstain Against
12 Elect Marjan Oudeman Mgmt For For For
13 Elect Karen R. Sarkisov Mgmt For Abstain Against
14 Elect Stanislav V. Mgmt For For For
Shekshnya
15 Elect Benedict Mgmt For For For
Sciortino
16 Appointment of CEO and Mgmt For For For
Management Board
Chair
17 Elect Elena V. Zvyagina Mgmt For For For
18 Elect Yulia V. Mgmt For For For
Kunikhina
19 Elect Michael Yu. Mgmt For For For
Makeev
20 Elect Elena V. Mgmt For For For
Skladchikova
21 Elect Sergey V. Ushkov Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Appointment of Auditor Mgmt For For For
(RAS)
24 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2017)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/22/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2017)
2 Amendments to Articles Mgmt For For For
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd J Austin Mgmt For For For
III
1.2 Elect Patrick J. Mgmt For For For
Dempsey
1.3 Elect John J. Ferriola Mgmt For For For
1.4 Elect Victoria F. Mgmt For For For
Haynes
1.5 Elect Christopher J. Mgmt For For For
Kearney
1.6 Elect Laurette T. Mgmt For For For
Koellner
1.7 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Mgmt For For For
Batchelder
4 Elect John E. Feick Mgmt For For For
5 Elect Margaret M. Foran Mgmt For For For
6 Elect Carlos M. Mgmt For For For
Gutierrez
7 Elect Vicki A. Hollub Mgmt For For For
8 Elect William R. Klesse Mgmt For For For
9 Elect Jack B. Moore Mgmt For For For
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Elisse B. Walter Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil Search Limited
Ticker Security ID: Meeting Date Meeting Status
OSH CINS Y64695110 05/11/2018 Voted
Meeting Type Country of Trade
Annual Papua New Guinea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Richard J. Lee Mgmt For For For
3 Re-elect Eileen J. Mgmt For For For
Doyle
4 Elect Susan M. Mgmt For For For
Cunningham
5 Elect Bakheet S. Al Mgmt For For For
Katheeri
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Equity Grant (MD Peter Mgmt For For For
Botten - Performance
Rights)
8 Equity Grant (MD Peter Mgmt For For For
Botten - Restricted
Shares)
9 Equity Grant (MD Peter Mgmt For For For
Botten - Share
Rights)
________________________________________________________________________________
Oji Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3861 CINS J6031N109 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyotaka Shindoh Mgmt For Against Against
3 Elect Susumu Yajima Mgmt For For For
4 Elect Ryohji Watari Mgmt For For For
5 Elect Kazuo Fuchigami Mgmt For For For
6 Elect Hidehiko Aoyama Mgmt For For For
7 Elect Yoshiaki Takeda Mgmt For For For
8 Elect Shohji Fujiwara Mgmt For For For
9 Elect Yoshiki Koseki Mgmt For For For
10 Elect Masatoshi Kaku Mgmt For For For
11 Elect Ryuichi Kisaka Mgmt For For For
12 Elect Kazuhiko Kamada Mgmt For For For
13 Elect Hiroyuki Isono Mgmt For For For
14 Elect Kohichi Ishida Mgmt For Against Against
15 Elect Michihiro Nara Mgmt For For For
16 Elect Nobuaki Terasaka Mgmt For For For
17 Elect Mikinao Kitada Mgmt For For For
18 Elect Norio Henmi Mgmt For For For
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/22/2018 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Appointment of Auditor Mgmt For For For
8 Long-Term Incentive Mgmt For For For
Plan
2018
9 Share Part of Annual Mgmt For For For
Bonus
2018
10 Elect Alyazia Al Mgmt For For For
Kuwaiti
11 Elect Mansour Mohamed Mgmt For For For
Al
Mulla
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Derksen Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect Randall J. Larson Mgmt For For For
5 Elect Steven J. Malcolm Mgmt For For For
6 Elect Jim W. Mogg Mgmt For For For
7 Elect Pattye L. Moore Mgmt For For For
8 Elect Gary D. Parker Mgmt For For For
9 Elect Eduardo A. Mgmt For For For
Rodriguez
10 Elect Terry K. Spencer Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Approval of the Equity Mgmt For For For
Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Origin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ORG CINS Q71610101 10/18/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Teresa L. Mgmt For For For
Engelhard
3 Re-elect Maxine N. Mgmt For For For
Brenner
4 REMUNERATION REPORT Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Frank
Calabria)
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
8 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change
Reporting
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Transition to
Low-Carbon
Technologies
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions
Reporting
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ravit Barniv Mgmt For For For
2 Elect Dafna Sharir Mgmt For For For
3 Elect Stan Koyanagi Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2018 Mgmt For For For
Incentive
Compensation
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CINS 68827L101 05/03/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Francoise Mgmt For For For
Bertrand
3 Elect John Burzynski Mgmt For For For
4 Elect Pierre Chenard Mgmt For For For
5 Elect Christopher C. Mgmt For For For
Curfman
6 Elect Joanne Ferstman Mgmt For For For
7 Elect Andre Gaumond Mgmt For For For
8 Elect Pierre Labbe Mgmt For For For
9 Elect Oskar Lewnowski Mgmt For For For
10 Elect Charles E. Page Mgmt For For For
11 Elect Sean Roosen Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Amendment to the Mgmt For For For
Employee Share
Purchase
Plan
14 Amendment to the Stock Mgmt For For For
Option
Plan
15 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Outokumpu Oyj
Ticker Security ID: Meeting Date Meeting Status
OUT1V CINS X61161109 03/22/2018 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Remuneration Guidelines Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares w or w/o
Preemptive Rights;
Authority to Issue
Treasury
Shares
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 06/27/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Duane C. Mgmt For For For
Farrington
3 Elect Hasan Jameel Mgmt For For For
4 Elect Mark W. Kowlzan Mgmt For For For
5 Elect Robert C. Lyons Mgmt For For For
6 Elect Thomas P. Maurer Mgmt For For For
7 Elect Samuel Mencoff Mgmt For For For
8 Elect Roger B. Porter Mgmt For For For
9 Elect Thomas S. Mgmt For For For
Souleles
10 Elect Paul T. Stecko Mgmt For For For
11 Elect James D. Woodrum Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Michael Steinmann Mgmt For For For
1.3 Elect Michael L. Mgmt For For For
Carroll
1.4 Elect Neil de Gelder Mgmt For For For
1.5 Elect David C. Press Mgmt For For For
1.6 Elect Walter T. Mgmt For For For
Segsworth
1.7 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/08/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Alexey A. Mgmt For Abstain Against
Mordashov
4 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
5 Elect Vladimir A. Lukin Mgmt For Abstain Against
6 Elect Andrey A. Mitukov Mgmt For Abstain Against
7 Elect Alexander A. Mgmt For Abstain Against
Shevelev
8 Elect Philip J. Dayer Mgmt For For For
9 Elect Alun D. Bowen Mgmt For For For
10 Elect Sakari V. Mgmt For For For
Tamminen
11 Elect Vladimir A. Mau Mgmt For For For
12 Elect Alexander A. Mgmt For For For
Auzan
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 1Q2018 Interim Dividend Mgmt For For For
16 Elect Nikolay V. Lavrov Mgmt For For For
17 Elect Roman I. Antonov Mgmt For For For
18 Elect Svetlana V. Mgmt For For For
Guseva
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/15/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends (1H Mgmt For For For
2017)
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 11/24/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2017)
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 07/06/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect Sir John Parker Mgmt For For For
6 Elect Martin D. Angle Mgmt For For For
7 Elect Neil Cooper Mgmt For For For
8 Elect Susan J. Davy Mgmt For For For
9 Elect Christopher Mgmt For For For
Loughlin
10 Elect Gill Rider Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Approve Long-Term Mgmt For For For
Incentive
Plan
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
PetroChina Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q104 06/05/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q104 10/26/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 New Comprehensive Mgmt For For For
Agreement and Annual
Caps
3 Elect WANG Liang as Mgmt For Against Against
Supervisor
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Consolidation of Mgmt For For For
Articles
3 Accounts and Reports Mgmt For For For
4 Board Size Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
6 Recasting of Votes for Mgmt For Against Against
Amended
Slate
7 Proportional Mgmt For Abstain Against
Allocation of
Cumulative
Votes
8 Elect Marcelo Mesquita Mgmt N/A For N/A
de Siqueira Filho as
Board Member
Presented by Minority
Shareholders
9 Elect Marcelo Mgmt N/A Abstain N/A
Gasparino da Silva as
Board Member
Presented by Minority
Shareholders
10 Election of Chair of Mgmt For For For
the Board of
Directors
11 Election of Mgmt For Abstain Against
Supervisory
Council
12 Elect Reginaldo Mgmt N/A For N/A
Ferreira Alexandre as
Supervisory Council
Member Presented by
Minority
Shareholders
13 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 11/07/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
(Downstream)
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 12/15/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Petronas Dagangan Berhad
Ticker Security ID: Meeting Date Meeting Status
PETD CINS Y6885A107 04/25/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Md. Arif Mahmood Mgmt For For For
2 Elect Nuraini Ismail Mgmt For Against Against
3 Elect Syed Zainal Mgmt For For For
Abidin Syed Mohamed
Tahir
4 Elect Shafie Shamsuddin Mgmt For For For
5 Elect Alvin Micheal Mgmt For For For
Hew Thai
Kheam
6 Directors' Fees for Mgmt For For For
Board Chair and
Non-Independent
Non-Executive
Directors
7 Directors' Fees and Mgmt For For For
Allowances
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Brian Ferguson Mgmt For For For
2 Elect Harold W. McGraw Mgmt For For For
III
3 Elect Victoria J. Mgmt For For For
Tschinkel
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/05/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Undistributed
Profit/Dividends
2 Board Size Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/02/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
4 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
5 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
6 Elect Yury N. Krugovygh Mgmt N/A Abstain N/A
7 Elect Sven Ombudstvedt Mgmt N/A For N/A
8 Elect Roman V. Osipov Mgmt N/A Abstain N/A
9 Elect Nataliya Mgmt N/A For N/A
Pashkevich
10 Elect James B. Rogers Mgmt N/A For N/A
11 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
12 Elect Marcus J. Rhodes Mgmt N/A For N/A
13 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
14 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
15 Elect Andrey V. Mgmt N/A For N/A
Sharonov
16 Directors' Fees Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to General Mgmt For For For
Meeting
Regulations
19 Allocation of Retained Mgmt For For For
Earnings/Dividends
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 02/26/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Irina G. Bokova Mgmt N/A For N/A
5 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
6 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
7 Elect Yury N. Krugovygh Mgmt N/A Abstain N/A
8 Elect Sven Ombudstvedt Mgmt N/A For N/A
9 Elect Roman V. Osipov Mgmt N/A Abstain N/A
10 Elect Nataliya Mgmt N/A For N/A
Pashkevich
11 Elect James B. Rogers Mgmt N/A For N/A
12 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
13 Elect Marcus J. Rhodes Mgmt N/A For N/A
14 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
15 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaika
16 Elect Andrey V. Mgmt N/A For N/A
Sharonov
17 Directors' Fees Mgmt For For For
18 Dividends Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/30/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Irina G. Bokova Mgmt N/A For N/A
6 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
7 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
8 Elect Sven Ombudstvedt Mgmt N/A Abstain N/A
9 Elect Roman V. Osipov Mgmt N/A Abstain N/A
10 Elect Nataliya V. Mgmt N/A For N/A
Pashkevich
11 Elect Sergey A. Pronin Mgmt N/A Abstain N/A
12 Elect James B. Rogers, Mgmt N/A For N/A
Jr.
13 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
14 Elect Xavier Rolet Mgmt N/A For N/A
15 Elect Marcus J. Rhodes Mgmt N/A Abstain N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
18 Elect Andrey V. Mgmt N/A For N/A
Sharonov
19 Directors' Fees Mgmt For For For
20 Elect Ekaterina V. Mgmt For For For
Viktorova
21 Elect Elena Yu. Mgmt For For For
Kryuchkova
22 Elect Olga Yu. Lizunova Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For Withhold Against
1.2 Elect Denilson Molina Mgmt For For For
1.3 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.4 Elect William W. Mgmt For For For
Lovette
1.5 Elect Andre Noguiera Mgmt For For For
de
Souza
1.6 Elect David E. Bell Mgmt For For For
1.7 Elect Michael L. Cooper Mgmt For For For
1.8 Elect Charles Macaluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Water
Stewardship
Policy
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Timothy L. Dove Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect Mona K. Sutphen Mgmt For For For
11 Elect J. Kenneth Mgmt For For For
Thompson
12 Elect Phoebe A. Wood Mgmt For For For
13 Elect Michael D. Mgmt For For For
Wortley
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PJSC Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/29/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Retained Mgmt For For For
Earnings
6 Dividends Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Audit Commission Fees Mgmt For For For
11 Amendments to General Mgmt For For For
Meeting
Regulations
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Viktor A. Zubkov Mgmt For Abstain Against
16 Elect Timur A. Kulibaev Mgmt For Abstain Against
17 Elect Denis V. Manturov Mgmt For Abstain Against
18 Elect Vitaly A. Mgmt For Abstain Against
Markelov
19 Elect Viktor G Martynov Mgmt For For For
20 Elect Vladimir A. Mau Mgmt For Abstain Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Elect Alexander V. Mgmt For Abstain Against
Novak
23 Elect Dmitry N. Mgmt For Abstain Against
Patrushev
24 Elect Mikhail L. Sereda Mgmt For Abstain Against
25 Elect Vadim K. Bikulov Mgmt For For For
26 Elect Alexander A. Mgmt For For For
Gladkov
27 Elect Margarita I. Mgmt For For For
Mironova
28 Elect Yuri S. Nosov Mgmt For For For
29 Elect Karen I. Oganyan Mgmt For For For
30 Elect Alexandra A. Mgmt For For For
Petrova
31 Elect Sergey R. Mgmt For For For
Platonov
32 Elect Oksana V. Mgmt For For For
Tarasenko
33 Elect Tatyana V. Mgmt For For For
Fisenko
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/21/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
4 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
5 Elect Toby T. Gati Mgmt N/A For N/A
6 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
7 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
8 Elect Aleksandr V. Mgmt N/A Abstain N/A
Leyfrid
9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
10 Elect Roger Munnings Mgmt N/A For N/A
11 Elect Richard H. Matzke Mgmt N/A Abstain N/A
12 Elect Ivan Pictet Mgmt N/A For N/A
13 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
14 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
15 Elect Ivan N. Mgmt For For For
Vrublevsky
16 Elect Pavel A. Suloev Mgmt For For For
17 Elect Aleksandr V. Mgmt For For For
Surkov
18 Directors' Fees Mgmt For For For
(FY2017)
19 Directors' Fees Mgmt For For For
(FY2018)
20 Audit Commission Mgmt For For For
Members' Fees
(FY2017)
21 Audit Commission Mgmt For For For
Members' Fees
(FY2018)
22 Appointment of Auditor Mgmt For For For
23 Amendments to Articles Mgmt For For For
24 D&O Insurance Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/04/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2017)
3 Directors' Fees Mgmt For For For
4 Approval of the Mgmt For For For
Company's
Participation in the
All-Russian
Association of
Employers the Russian
Union of
Industrialists and
Entrepreneurs
5 Related Party Mgmt For For For
Transactions
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/22/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
6 Elect Laszlo Gerecs Mgmt For For For
7 Elect Nail G. Ibragimov Mgmt For Abstain Against
8 Elect Yuri L. Levin Mgmt For Abstain Against
9 Elect Nail U. Maganov Mgmt For Abstain Against
10 Elect Renat H. Muslimov Mgmt For Abstain Against
11 Elect Rafael S. Mgmt For Abstain Against
Nurmukhametov
12 Elect Rinat K. Sabirov Mgmt For Abstain Against
13 Elect Valery Y. Sorokin Mgmt For Abstain Against
14 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
15 Elect Rustam K. Mgmt For Abstain Against
Khalimov
16 Elect Azat K. Khamaev Mgmt For Abstain Against
17 Elect Rais S. Khisamov Mgmt For Abstain Against
18 Elect Rene F. Steiner Mgmt For For For
19 Elect Ksenia G. Mgmt For For For
Borzunova
20 Elect Ranilya R. Mgmt For For For
Gizatova
21 Elect Guzel R. Mgmt For For For
Gilfanova
22 Elect Salavat G. Mgmt For For For
Zalyaev
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Liliya R. Mgmt For For For
Rakhimzyanova
25 Elect Nazilya R. Mgmt For For For
Farkhutdinova
26 Elect Ravil A. Mgmt For For For
Sharifullin
27 Appointment of Auditor Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 02/21/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Sale of Rights to Real Mgmt For For For
Estate
8 Authority to Seek Mgmt For For For
Redress from
Management Board
Members for Damages
Caused to the
Company
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 05/16/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Acquisition of Shares Mgmt For For For
in Polska Spolka
Gazownictwa sp. z
o.o.
8 Acquisition of Shares Mgmt For For For
in PGNiG Obrot
Detaliczny sp. z
o.o.
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 09/13/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Authority to Seek Mgmt For For For
Redress from
Management Board
Members for Damages
Caused to the
Company
9 Property Purchase (3D Mgmt For For For
Seismic
Data)
10 Property Purchase Mgmt For For For
(Drilling
Rig)
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 10/21/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 02/02/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Amending
the Resolution on
Determination of
Remuneration of
Management Board
Members
8 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Changes to
the Supervisory Board
Composition
9 Amendments to Mgmt For For For
Corporate Purpose;
Uniform Text of
Articles
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 04/25/2018 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bobby Godsell Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Konstantin Mgmt For For For
Yanakov
7 Elect Marina Gronberg Mgmt For For For
8 Elect Jean-Pascal Mgmt For For For
Duvieusart
9 Elect Jonathan Best Mgmt For For For
10 Elect Christine Mgmt For For For
Coignard
11 Elect Tracey Kerr Mgmt For For For
12 Elect Giacomo Baizini Mgmt For For For
13 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 03/09/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Article 2 Mgmt For For For
4 Amendments to Article Mgmt For For For
27
5 Amendments to Articles Mgmt For For For
29-2, 30 and
45
6 Elect OH In Hwan Mgmt For For For
7 Elect JANG In Hwa Mgmt For For For
8 Elect YOU Seong Mgmt For For For
9 Elect JEON Joong Sun Mgmt For For For
10 Elect KIM Seong Jin Mgmt For For For
11 Elect KIM Joo Hyun Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect PARK Kyung Suh Mgmt For For For
(Shareholder
Proposal)
14 Elect BAHK Byong Won Mgmt For For For
15 Election of Audit Mgmt For For For
Committee Member:
BAHK Byong
Won
16 Directors' Fees Mgmt For For For
________________________________________________________________________________
Press Metal Aluminium Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
PMETAL CINS Y7079E103 06/19/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees and Mgmt For For For
Benefits for FY
2018
2 Elect Abdul bin Rahman Mgmt For Against Against
Ahmad
3 Elect KOON Poh Ming Mgmt For For For
4 Elect KOON Poh Keong Mgmt For For For
5 Elect KOON Poh Tat Mgmt For For For
6 Elect KOON Poh Weng Mgmt For For For
7 Elect KOON Poh Kong Mgmt For Against Against
8 Elect TAN Heng Kui Mgmt For Against Against
9 Elect LOO Lean Hock Mgmt For Against Against
10 Elect Alina Binti Mgmt For For For
Mohamad
Faiz
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Retention of Abdul bin Mgmt For For For
Rahman Ahmad as
Independent
Director
14 Retention of TAN Heng Mgmt For Against Against
Kui as Independent
Director
15 Retention of LOO Lean Mgmt For Against Against
Hock as Independent
Director
16 Related Party Mgmt For For For
Transactions
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CINS 74139C102 05/10/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert Mgmt For For For
Quartermain
4 Elect Joseph J. Ovsenek Mgmt For For For
5 Elect George Paspalas Mgmt For For For
6 Elect Peter Birkey Mgmt For For For
7 Elect Nicole S. Mgmt For For For
Adshead-Bell
8 Elect David S. Smith Mgmt For For For
9 Elect Faheem Tejani Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/30/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NISQY ISIN US67011E2046 03/12/2018 Voted
Meeting Type Country of Trade
Special RU
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
CEO
Powers
2 Appointment of CEO Mgmt For For For
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP G73740113 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory -- Non-UK
Issuer)
5 Elect Safiatou F. Mgmt For For For
Ba-N'Daw
6 Elect Mark Bristow Mgmt For For For
7 Elect Christopher Mgmt For For For
Coleman
8 Elect Jamil Kassum Mgmt For For For
9 Elect Olivia F. Kirtley Mgmt For For For
10 Elect Jeanine Mabunda Mgmt For For For
Lioko
11 Elect Andrew Quinn Mgmt For For For
12 Elect Graham Mgmt For For For
Shuttleworth
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Share Grants (Non- Mgmt For For For
Executive
Directors)
17 Share Grants (Senior Mgmt For For For
Independent
Director)
18 Share Grants (Chair) Mgmt For For For
19 2018 Long-Term Mgmt For For For
Incentive
Plan
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Karen W. Colonias Mgmt For For For
3 Elect John G. Figueroa Mgmt For For For
4 Elect Thomas W. Gimbel Mgmt For For For
5 Elect David H. Hannah Mgmt For For For
6 Elect Douglas M. Hayes Mgmt For For For
7 Elect Mark V. Kaminski Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Gregg J. Mollins Mgmt For For For
10 Elect Andrew G. Mgmt For For For
Sharkey
III
11 Elect Douglas W. Mgmt For For For
Stotlar
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Proxy Access
Bylaw
________________________________________________________________________________
Rengo Company Limited
Ticker Security ID: Meeting Date Meeting Status
3941 CINS J64382104 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyoshi Ohtsubo Mgmt For Against Against
3 Elect Moriaki Maeda Mgmt For For For
4 Elect Ichiroh Hasegawa Mgmt For For For
5 Elect Yasuhiro Baba Mgmt For For For
6 Elect Hiromi Sambe Mgmt For For For
7 Elect Shigechika Ishida Mgmt For For For
8 Elect Hiroshi Ebihara Mgmt For For For
9 Elect Yohsuke Kawamoto Mgmt For For For
10 Elect Kohichi Hirano Mgmt For For For
11 Elect Mitsumasa Yokota Mgmt For For For
12 Elect Hirofumi Hori Mgmt For For For
13 Elect Sadatoshi Inoue Mgmt For For For
14 Elect Tohru Ohsako Mgmt For For For
15 Elect Takeshi Hosokawa Mgmt For Against Against
16 Elect Yukio Okano Mgmt For Against Against
17 Elect Kenjiroh Nakano Mgmt For For For
18 Elect Yoshio Sato Mgmt For Against Against
19 Elect Kenji Tsujimoto Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Repsol, S.A.
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 05/10/2018 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 First Scrip Dividend Mgmt For For For
6 Second Scrip Dividend Mgmt For For For
7 Authority to Cancel Mgmt For For For
Treasury Shares and
Reduce Share
Capital
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Ratify Co-Option and Mgmt For For For
Elect Jordi Gual
Sole
11 Elect Maria del Carmen Mgmt For For For
Ganyet i
Cirera
12 Elect Ignacio Martin Mgmt For For For
San
Vicente
13 Remuneration Report Mgmt For For For
14 Share Acquisition Plan Mgmt For For For
2019-2021
15 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO ISIN GB0007188757 04/11/2018 Voted
Meeting Type Country of Trade
Annual GB
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(UK
advisory)
4 Remuneration Report Mgmt For Against Against
(AUS
advisory)
5 2018 Equity Incentive Mgmt For For For
Plan
6 Approval of Mgmt For For For
Termination
Payments
7 Elect Megan E. Clark Mgmt For For For
8 Elect David W. Mgmt For For For
Constable
9 Elect Ann F. Godbehere Mgmt For Against Against
10 Elect Simon P. Henry Mgmt For For For
11 Elect Jean-Sebastien Mgmt For For For
D.F.
Jacques
12 Elect Sam H. Laidlaw Mgmt For For For
13 Elect Michael G. Mgmt For For For
L'Estrange
14 Elect Christopher Mgmt For For For
(Chris) J.
Lynch
15 Elect Simon R. Thompson Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 PLEASE NOTE THAT ShrHldr N/A N/A N/A
RESOLUTIONS 18 TO 21
WILL BE VOTED ON BY
RIO TINTO PLC
SHAREHOLDERS ONLY.
THANK
YOU
20 Authority to Issue ShrHldr For For For
Shares w/ Preemptive
Rights
21 Authority to Issue ShrHldr For For For
Shares w/o Preemptive
Rights
22 Authority to ShrHldr For For For
Repurchase
Shares
23 Authority to Set ShrHldr For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 09/14/2017 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairman
2 Interim Dividend Mgmt For For For
(1H2016)
3 Ratification of Board Mgmt For Abstain Against
Acts
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 09/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Early Termination of Mgmt For For For
Board
Powers
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Interim Dividends Mgmt For For For
(1H2017)
________________________________________________________________________________
Rosneft Oil Co.
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/21/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Olga A. Mgmt For For For
Andrianova
9 Elect Alexander E. Mgmt For For For
Bogashov
10 Elect Sergey I. Poma Mgmt For For For
11 Elect Zakhar B. Mgmt For For For
Sabantsev
12 Elect Pavel G. Shumov Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/22/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Ann F. Godbehere Mgmt For For For
4 Elect Ben Van Beurden Mgmt For For For
5 Elect Euleen GOH Yiu Mgmt For For For
Kiang
6 Elect Charles O. Mgmt For For For
Holliday,
Jr.
7 Elect Catherine J. Mgmt For For For
Hughes
8 Elect Gerard Mgmt For For For
Kleisterlee
9 Elect Roberto Egydio Mgmt For For For
Setubal
10 Elect Sir Nigel Mgmt For For For
Sheinwald
11 Elect Linda G. Stuntz Mgmt For For For
12 Elect Jessica Uhl Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Kevin McArthur Mgmt For For For
2 Elect Christopher M.T. Mgmt For For For
Thompson
3 Elect Sybil E. Veenman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For Against Against
4 Elect Othman Al-Ghamdi Mgmt For For For
5 Elect A.M. Al-Judaimi Mgmt For For For
6 Elect S.A. Al-Hadrami Mgmt For Against Against
7 Elect S.M. Al-Hereagi Mgmt For For For
8 Elect I.Q. Al-Buainain Mgmt For For For
9 Elect KIM Cheol Soo Mgmt For For For
10 Elect LEE Seung Won Mgmt For Against Against
11 Elect HONG Seok Woo Mgmt For Against Against
12 Elect HWANG In Tae Mgmt For For For
13 Elect SHIN Mi Nam Mgmt For For For
14 Elect Y.A. Al-Zaid Mgmt For For For
15 Election of Audit Mgmt For For For
Committee Member:
Y.A.
Al-Zaid
16 Election of Audit Mgmt For Against Against
Committee Member:
HONG Seok
Woo
17 Election of Audit Mgmt For For For
Committee Member:
HWANG In
Tae
18 Election of Audit Mgmt For For For
Committee Member:
SHIN Mi
Nam
19 Directors' Fees Mgmt For Against Against
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Salzgitter AG
Ticker Security ID: Meeting Date Meeting Status
SZG CINS D80900109 05/24/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Elect Ulrike Brouzi Mgmt For For For
11 Elect Bernd Drouven Mgmt For For For
12 Elect Roland Flach Mgmt For For For
13 Elect Reinhold Hilbers Mgmt For Against Against
14 Elect Susanne Knorre Mgmt For For For
15 Elect Dieter Koster Mgmt For For For
16 Elect Heinz Kreuzer Mgmt For For For
17 Elect Joachim Schindler Mgmt For For For
18 Elect Birgit Mgmt For For For
Spanner-Ulmer
19 Elect Heinz-Gerhard Mgmt For For For
Wente
20 Elect Werner Tegtmeier Mgmt For For For
________________________________________________________________________________
Samyang Corporation
Ticker Security ID: Meeting Date Meeting Status
145990 CINS Y7490S111 03/21/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect KIM Won Mgmt For For For
5 Elect KIM Ryang Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 05/03/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Yasmin Allen Mgmt For For For
3 Elect Eugene Shi Mgmt For For For
4 Elect Vanessa Guthrie Mgmt For For For
5 Elect Keith Spence Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Kevin
Gallagher)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
10 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding
Facilitating
Nonbinding
Proposals
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Reporting
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/07/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bonakele (Boni) Mgmt For For For
Mehlomakulu
3 Re-elect Sir Nigel R. Mgmt For Against Against
Rudd
4 Re-elect Nkateko Mgmt For For For
(Peter)
Mageza
5 Re-elect Mohammed Mgmt For Against Against
(Valli)
Moosa
6 Elect Audit Committee Mgmt For Abstain Against
Member (Deenadayalen
Konar)
7 Elect Audit Committee Mgmt For For For
Member (Michael
Fallon)
8 Elect Audit Committee Mgmt For For For
Member (Nkateko
Mageza)
9 Elect Audit Committee Mgmt For For For
Member (Karen
Osar)
10 Elect Audit Committee Mgmt For For For
Member (Robertus
Renders)
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares Pursuant to
Incentive
Plan
13 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Implementation Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 11/17/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Mandla S.V. Mgmt For For For
Gantsho
2 Re-elect Nomgando N.A. Mgmt For For For
Matyumza
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Re-elect Zamani Mgmt For For For
(Moses)
Mkhize
5 Re-elect Stephen Mgmt For For For
Westwell
6 Elect Gesina (Trix) Mgmt For For For
M.B.
Kennealy
7 Elect Mpho E.K. Nkeli Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect Audit Committee Mgmt For For For
Member (Colin
Beggs)
10 Elect Audit Committee Mgmt For For For
Member (Trix
Kennealy)
11 Elect Audit Committee Mgmt For For For
Member (Nomgando
Matyumza)
12 Elect Audit Committee Mgmt For For For
Member (JJ
Njeke)
13 Elect Audit Committee Mgmt For For For
Member (Stephen
Westwell)
14 Approve Remuneration Mgmt For For For
Policy
(Policy)
15 Approve Remuneration Mgmt For For For
Policy
(Implementation)
16 Approve NEDs' Fees Mgmt For For For
17 Specific Authority to Mgmt For For For
Repurchase Shares
("Sasol Investment
Company")
18 General Authority to Mgmt For For For
Repurchase
Shares
19 Specific Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 11/17/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase
Shares
2 Amendment to Mgmt For For For
Memorandum
(Redesignation
Date)
3 Amendment to Mgmt For For For
Memorandum (Clause
39.4.3.2)
4 Amendment to Mgmt For For For
Memorandum (Share
Terms and Related
Contracts)
5 Increase in Authorised Mgmt For For For
Capital
6 Amendment to Mgmt For For For
Memorandum (Clause
9.1)
7 Approve Employee Share Mgmt For For For
Ownership
Plan
8 Authority to Issue Mgmt For For For
Bonus Shares (SOLBE1
- Bonus
Award)
9 Authority to Issue Mgmt For For For
Shares (SOLBE1 -
Sasol Khanyisa
Invitation)
10 Authority to Issue Mgmt For For For
Shares (SOLBE1 -
Trustees of Sasol
Khanyisa ESOP
Trust)
11 Authority to Issue Mgmt For For For
Shares (SOLBE1 -
Additional
Issuance)
12 Authority to Issue Mgmt For For For
Shares (SOBLE1 -
Automatic Share
Exchange)
13 Authority to Issue Mgmt For For For
Shares (SOL -
Trustees of Sasol
Khanyisa ESOP
Trust)
14 Authority to Issue Mgmt For For For
Shares (SOL -
Additional
Issuance)
15 Approve Financial Mgmt For For For
Assistance (Sasol
Khanyisa ESOP Trust -
SOLBE1
Shares)
16 Approve Financial Mgmt For For For
Assistance (Ordinary
Shares - Sasol
Khanyisa ESOP
Trust)
17 Approve Financial Mgmt For For For
Assistance (Sasol
Khanyisa
Shares)
18 Approve Financial Mgmt For For For
Assistance (SOLBE1
Shares)
19 Approve Financial Mgmt For For For
Assistance (SSA
Khanyisa
Shares)
20 Approve Financial Mgmt For For For
Assistance (SSA
Ordinary
Shares)
21 Authority to Issue Mgmt For For For
Shares (Sasol
Khanyisa ESOP
Trust)
22 Authority to Issue Mgmt For For For
Shares
(FundCo)
23 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Schlumberger Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLB ISIN BRSLBGBDR003 04/04/2018 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter L.S. Currie MGMT For For For
1.2 Elect Miguel M. MGMT For For For
Galuccio
1.3 Elect V. Maureen MGMT For For For
Kempston
Darkes
1.4 Elect Paal Kibsgaard MGMT For For For
1.5 Elect Nikolay MGMT For For For
Kudryavtsev
1.6 Elect Helge Lund MGMT For For For
1.7 Elect Michael E. Marks MGMT For For For
1.8 Elect Indra K. Nooyi MGMT For For For
1.9 Elect Lubna S. Olayan MGMT For For For
1.10 Elect Leo Rafael Reif MGMT For For For
1.11 Elect Henri Seydoux MGMT For For For
2. Advisory Vote on MGMT For For For
Executive
Compensation
3. Approval of Financial MGMT For For For
Statements/Dividends
4. Ratification of Auditor MGMT For For For
5. Approval of the 2018 MGMT For For For
French Sub
Plan
________________________________________________________________________________
Seaboard Corporation
Ticker Security ID: Meeting Date Meeting Status
SEB CUSIP 811543107 04/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Bresky Mgmt For For For
1.2 Elect David A. Adamsen Mgmt For For For
1.3 Elect Douglas W. Baena Mgmt For For For
1.4 Elect Edward I. Mgmt For Withhold Against
Shifman,
Jr.
1.5 Elect Paul M. Squires Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Severn Trent plc
Ticker Security ID: Meeting Date Meeting Status
SVT CINS G8056D159 07/19/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kevin S. Beeston Mgmt For For For
5 Elect James Bowling Mgmt For For For
6 Elect John Coghlan Mgmt For For For
7 Elect Andrew J. Duff Mgmt For For For
8 Elect Emma FitzGerald Mgmt For For For
9 Elect Olivia Garfield Mgmt For For For
10 Elect Dominique Mgmt For For For
Reiniche
11 Elect Philip Remnant Mgmt For For For
12 Elect Angela Strank Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 02/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuer Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Terms of Issue Mgmt For For For
5 Coupon Rate Mgmt For For For
6 Coupon Rate Mgmt For For For
7 Place of Listing Mgmt For For For
8 Term of Validity of Mgmt For For For
the
Resolution
9 Authorization for Bond Mgmt For For For
Issuance
10 Authority to Give Mgmt For Against Against
Guarantees
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules:
Article
4
13 Amendments to Mgmt For For For
Procedural Rules:
Article
41
14 Construction of Mgmt For For For
Production
Facilities
15 Co-generation Project Mgmt For For For
for Chemical
Industrial
Park
16 Merger/Acquisition Mgmt For For For
17 Founding Beijing Mgmt For For For
Financial Leasing
Subsidiary
18 Founding Wuhuan Mgmt For For For
Financial Leasing
Subsidiary
19 Authority to Give Mgmt For Against Against
Guarantees for
Credit
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 06/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Resolutions
on A Shares
Issuance
2 Extension of Validity Mgmt For For For
Period of the
Authorization Granted
on A Shares
Issuance
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 06/01/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Resolutions
on A Shares
Issuance
2 Extension of Validity Mgmt For For For
Period of the
Authorization Granted
on A Shares
Issuance
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 06/13/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Line of Credit Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Give Mgmt For Abstain Against
Guarantees
12 Size Mgmt For For For
13 Term Mgmt For For For
14 Coupon Rate Mgmt For For For
15 Issue Target Mgmt For For For
16 Use of Proceeds Mgmt For For For
17 Validity Mgmt For For For
18 Authorization Mgmt For For For
19 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
20 Elect HU Changqing Mgmt For For For
21 Elect CHEN Gang Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Rules of Procedures of Mgmt For For For
the Board of
Directors
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 06/13/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 07/24/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revision of Private Mgmt For For For
Placement
Plan
2 Revision of Measures Mgmt For For For
for Dilution of
Current Returns and
Remedial
Measures
3 Adjust the Pricing Mgmt For For For
Base Date for Private
Placement
4 Subscription Mgmt For For For
Agreements Relating
to Private Placement
Agreement
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 07/24/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revision of Private Mgmt For For For
Placement
Plan
2 Revision of Measures Mgmt For For For
for Dilution of
Current Returns and
Remedial
Measures
3 Adjust the Pricing Mgmt For For For
Base Date for Private
Placement
4 Subscription Mgmt For For For
Agreements Relating
to Private Placement
Agreement
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 09/12/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Size Mgmt For For For
3 Term Mgmt For For For
4 Coupon Rate Mgmt For For For
5 Issue Target Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Terms of Validity Mgmt For For For
8 Board Authorization Mgmt For For For
9 Size Mgmt For For For
10 Term Mgmt For For For
11 Issue Method Mgmt For For For
12 Interest Rate Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Terms of Validity Mgmt For For For
15 Issue Target Mgmt For For For
16 Measures to Ensure Mgmt For For For
Payment
17 Authority to Give Mgmt For For For
Guarantees
18 Authority to Give Mgmt For For For
Guarantees - Nanchang
Chenming
Arboriculture Co.,
Ltd.
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 11/30/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Size Mgmt For For For
3 Term Mgmt For For For
4 Coupon Rate Mgmt For For For
5 Issue Target Mgmt For For For
6 Use of Proceeds Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Board Authorization Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 05/30/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Savannah Danson Mgmt For For For
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Keith A. Mgmt For For For
Rayner
5 Re-elect Jeremiah Mgmt For For For
(Jerry) S.
Vilakazi
6 Elect Audit Committee Mgmt For For For
Member (Keith
Rayner)
7 Elect Audit Committee Mgmt For For For
Member (Savannah
Danson)
8 Elect Audit Committee Mgmt For For For
Member (Richard
Menell)
9 Elect Audit Committee Mgmt For For For
Member (Nkosemntu
Nika)
10 Elect Audit Committee Mgmt For For For
Member (Susan van der
Merwe)
11 General Authority to Mgmt For For For
Issue
Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authority to Issue Mgmt For For For
Shares pursuant to
Share
Plan
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For For For
Report
17 Approve NEDs' Fees Mgmt For For For
18 Approve Financial Mgmt For For For
Assistance
19 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 12/04/2017 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue
Shares
________________________________________________________________________________
Siemens Gamesa Renewable Energy SA
Ticker Security ID: Meeting Date Meeting Status
SGRE CINS E8T87A100 03/23/2018 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratify Co-Option and Mgmt For For For
Elect Alberto Alonso
Ureba
6 Appointment of Auditor Mgmt For For For
7 Long-Term Incentive Mgmt For For For
Plan
2018-2020
8 Authorisation of Legal Mgmt For For For
Formalities
9 Remuneration Report Mgmt For For For
(Advisory)
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Related
Party
Transactions
12 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Location of
Registered
Office
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sk Holdings Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
034730 ISIN KR7034730002 03/26/2018 Voted
Meeting Type Country of Trade
Annual KR
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect JO Dae Sik Mgmt For For For
3 Elect HA Geum Yeol Mgmt For For For
4 Elect LEE Chan Keun Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member: LEE
Chan
Keun
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/20/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Jeong Gwan Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member:
CHOI Woo
Seok
4 Share Option Grant Mgmt For For For
5 Amendments to Mgmt For Against Against
Executive Officer
Retirement Allowance
Policy
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/25/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 05/04/2018 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Non-UK Issuer -
Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Carol Fairweather Mgmt For For For
6 Elect Liam O'Mahony Mgmt For For For
7 Elect Anthony Smurfit Mgmt For For For
8 Elect Ken Bowles Mgmt For For For
9 Elect Godefridus Mgmt For For For
(Frits) P.F.
Beurskens
10 Elect Christel Bories Mgmt For Against Against
11 Elect Irial Finan Mgmt For For For
12 Elect James A. Lawrence Mgmt For For For
13 Elect John Moloney Mgmt For For For
14 Elect Roberto Newell Mgmt For For For
15 Elect Jorgen Buhl Mgmt For For For
Rasmussen
16 Elect Gonzalo Restrepo Mgmt For For For
Lopez
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
24 Performance Share Plan Mgmt For For For
25 Deferred Bonus Plan Mgmt For For For
________________________________________________________________________________
South32 Limited
Ticker Security ID: Meeting Date Meeting Status
S32 CINS Q86668102 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Frank Cooper Mgmt For For For
3 Re-elect Ntombifuthi Mgmt For For For
(Futhi)
Mtoba
4 Elect Xiaoling Liu Mgmt For For For
5 Elect Karen Wood Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Graham
Kerr)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For Withhold Against
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Vicente Mgmt For For For
Artiztegui
Andreve
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Enrique Castillo Mgmt For Withhold Against
Sanchez
Mejorada
1.6 Elect Xavier Garcia de Mgmt For For For
Quevedo
Topete
1.7 Elect Rafael Mac Mgmt For For For
Gregor
Anciola
1.8 Elect Daniel Muniz Mgmt For For For
Quintanilla
1.9 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.10 Elect Gilberto Mgmt For Withhold Against
Perezalonso
Cifuentes
1.11 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Amendment to the Mgmt For For For
Directors' Stock
Award
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SSAB Corporation
Ticker Security ID: Meeting Date Meeting Status
SSAB-A ISIN SE0000120669 04/10/2018 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7.1 Accounts and Reports MGMT For For For
7.2 Allocation of MGMT For For For
Profits/Dividends
7.3 Ratification of Board MGMT For For For
and Management
Acts
8 Board Size MGMT For For For
9 Directors and MGMT For For For
Auditors'
Fees
10 Election of Directors MGMT For For For
11 Elect Bengt Kjell as MGMT For For For
Chair
12 Number of Auditors, MGMT For For For
Appointment of
Auditor
13 Nomination Committee MGMT For For For
14 Remuneration Guidelines MGMT For For For
15 Non-Voting Agenda Item N/A For For For
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Keith E. Busse Mgmt For For For
1.3 Elect Frank D. Byrne Mgmt For For For
1.4 Elect Kenneth W. Cornew Mgmt For For For
1.5 Elect Traci M. Dolan Mgmt For For For
1.6 Elect Jurgen Kolb Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Richard P. Mgmt For For For
Teets,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Allow Shareholders to Mgmt For For For
Amend the Company's
Bylaws
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 2018 Executive Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X8T9CM113 03/28/2018 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Suez
Ticker Security ID: Meeting Date Meeting Status
SEV CINS F6327G101 05/17/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Allocation of Mgmt For For For
Profits/Dividends
9 Elect Francesco Mgmt For For For
Gaetano
Caltagirone
10 Elect Judith Hartmann Mgmt For For For
11 Elect Pierre Mongin Mgmt For For For
12 Elect Guillaume Pepy Mgmt For Against Against
13 Elect Brigitte Mgmt For For For
Taittinger-Jouyet
14 Elect Franck Bruel Mgmt For For For
15 Appointment of Ernst & Mgmt For For For
Young
16 Approve Auditors Mgmt For For For
Report on Regulated
Agreements
17 Remuneration Policy Mgmt For For For
for
Chair
18 Remuneration of Gerard Mgmt For For For
Mestrallet,
Chair
19 Remuneration Policy Mgmt For For For
for
CEO
20 Remuneration of Mgmt For For For
Jean-Louis Chaussade,
CEO
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/
Preemptive
Rights
24 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive Rights
Through Private
Placement
26 Greenshoe Mgmt For For For
27 Authority to Increase Mgmt For For For
Capital in
Considerations for
Contributions in
Kind
28 Authority Increase Mgmt For For For
Capital in Case of
Exchange
Offer
29 Employee Stock Mgmt For For For
Purchase
Plan
30 Overseas Employee Mgmt For For For
Stock Purchase
Plan
31 Authority to Issue Mgmt For For For
Restricted Shares
Through Employee
Savings
Plan
32 Authority to Issue Mgmt For For For
Performance
Shares
33 Global Ceiling on Mgmt For For For
Capital
Increases
34 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sumitomo Forestry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1911 CINS J77454122 06/22/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ryu Yano Mgmt For For For
4 Elect Akira Ichikawa Mgmt For For For
5 Elect Shigeru Sasabe Mgmt For For For
6 Elect Tatsuru Satoh Mgmt For For For
7 Elect Ken Wada Mgmt For For For
8 Elect Toshiroh Mgmt For For For
Mitsuyoshi
9 Elect Akihisa Fukuda Mgmt For For For
10 Elect Tatsumi Kawata Mgmt For For For
11 Elect Junko Hirakawa Mgmt For For For
12 Elect Izumi Yamashita Mgmt For For For
13 Elect Hitoshi Hayano Mgmt For For For
as Statutory
Auditor
14 Elect Yoshimasa Tetsu Mgmt For For For
as Statutory
Auditor
15 Elect Makoto Matsuo as Mgmt For For For
Statutory
Auditor
16 Bonus Mgmt For For For
17 Restricted Share Plan Mgmt For For For
________________________________________________________________________________
Sumitomo Metal Mining Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
5713 CINS J77712180 06/26/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshiaki Nakazato Mgmt For For For
4 Elect Akira Nozaki Mgmt For For For
5 Elect Harumasa Kurokawa Mgmt For For For
6 Elect Hiroshi Asahi Mgmt For For For
7 Elect Hiroyuki Asai Mgmt For For For
8 Elect Hitoshi Taimatsu Mgmt For For For
9 Elect Kazuhisa Nakano Mgmt For For For
10 Elect Taeko Ishii Mgmt For For For
11 Elect Kazuhiro Mishina Mgmt For For For
as Alternate
Statutory
Auditor
12 Bonus Mgmt For For For
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia M. Mgmt For For For
Bedient
1.2 Elect Mel E. Benson Mgmt For For For
1.3 Elect Jacynthe Cote Mgmt For For For
1.4 Elect Dominic Mgmt For For For
D'Alessandro
1.5 Elect John D. Gass Mgmt For For For
1.6 Elect Dennis M. Houston Mgmt For For For
1.7 Elect Maureen McCaw Mgmt For For For
1.8 Elect Eira Thomas Mgmt For For For
1.9 Elect Steven W. Mgmt For For For
Williams
1.10 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/29/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Audit Commisssion Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
11 Elect Ivan K. Mgmt N/A Abstain N/A
Dinichenko
12 Elect Valery N. Egorov Mgmt N/A Abstain N/A
13 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
14 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheev
15 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveev
16 Elect Georgy R. Mgmt N/A Abstain N/A
Mukhamadeev
17 Elect Vladimir I. Mgmt N/A Abstain N/A
Raritsky
18 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
19 Elect Vladimir A. Mgmt N/A Abstain N/A
Shashkov
20 Elect Valentina V. Mgmt For Against Against
Musikhina
21 Elect Tamara F. Oleynik Mgmt For Against Against
22 Elect Lyudmila A. Mgmt For Abstain Against
Prishchepova
23 Appointment of Auditor Mgmt For For For
24 D&O Insurance Mgmt For For For
25 Amendments to Articles Mgmt For Abstain Against
26 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Svenska Cellulosa Aktiebolaget SCA
Ticker Security ID: Meeting Date Meeting Status
SCAB CINS W90152120 03/23/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Board Size Mgmt For For For
15 Number of Auditors Mgmt For For For
16 Directors and Mgmt For For For
Auditors'
Fees
17 Elect Charlotte Mgmt For For For
Bengtsson
18 Elect Par Boman Mgmt For For For
19 Elect Lennart Evrell Mgmt For For For
20 Elect Annemarie Mgmt For For For
Gardshol
21 Elect Ulf Larsson Mgmt For For For
22 Elect Martin Lindqvist Mgmt For For For
23 Elect Lotta Lyra Mgmt For For For
24 Elect Bert Nordberg Mgmt For Against Against
25 Elect Barbara Milian Mgmt For For For
Thoralfsson
26 Elect Anders Sundstrom Mgmt For For For
27 Elect Par Boman as Mgmt For For For
Chair
28 Appointment of Auditor Mgmt For For For
29 Remuneration Guidelines Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Kevin McArthur Mgmt For For For
1.2 Elect Ronald W. Clayton Mgmt For For For
1.3 Elect Tanya M. Mgmt For For For
Jakusconek
1.4 Elect Charles A. Mgmt For For For
Jeannes
1.5 Elect Drago G. Kisic Mgmt For For For
1.6 Elect Alan C. Moon Mgmt For For For
1.7 Elect A. Dan Rovig Mgmt For For For
1.8 Elect Paul B. Sweeney Mgmt For For For
1.9 Elect James S. Voorhees Mgmt For For For
1.10 Elect Kenneth F. Mgmt For For For
Williamson
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Option and Incentive
Share
Plan
5 Performance Share Mgmt For For For
Award
Plan
6 Amendments to Articles Mgmt For For For
Regarding Shareholder
Meeting
Quorum
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Targa Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
TRGP CUSIP 87612G101 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Evans Mgmt For For For
2 Elect Joe Bob Perkins Mgmt For For For
3 Elect Ershel C. Redd, Mgmt For For For
Jr.
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 12/12/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Dividends (3Q2017) Mgmt For For For
________________________________________________________________________________
TechnipFMC plc
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Ratification of U.S. Mgmt For For For
Auditor
6 Appointment of U.K. Mgmt For For For
Auditor
7 Authority to Set U.K. Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TECK.B CUSIP 878742204 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Quan Chong Mgmt For For For
1.3 Elect Laura L. Mgmt For For For
Dottori-Attanasio
1.4 Elect Edward C. Dowling Mgmt For For For
1.5 Elect Eiichi Fukuda Mgmt For For For
1.6 Elect Norman B. Keevil Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
III
1.8 Elect Takeshi Kubota Mgmt For For For
1.9 Elect Donald R. Lindsay Mgmt For For For
1.10 Elect Tracey L. McVicar Mgmt For For For
1.11 Elect Sheila A. Murray Mgmt For For For
1.12 Elect Kenneth W. Mgmt For For For
Pickering
1.13 Elect Una M. Power Mgmt For For For
1.14 Elect Warren S.R. Mgmt For For For
Seyffert
1.15 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board and Auditor Mgmt For For For
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
10 Amendments to Article Mgmt For For For
11
11 Amendments to Article Mgmt For For For
15
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2017 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Attorney-in-Fact
9 Amendments to Article Mgmt For For For
11
10 Amendments to Article Mgmt For For For
15
11 Amendments to Article Mgmt For For For
16
12 Amendments to Article Mgmt For For For
19
13 Amendments to Article Mgmt For For For
20
14 Amendments to Article Mgmt For For For
22
15 Amendments to Article Mgmt For For For
24
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Bowe Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson
1.3 Elect Gerard M Anderson Mgmt For For For
1.4 Elect Catherine M. Mgmt For For For
Kilbane
1.5 Elect Robert J. King, Mgmt For For For
Jr.
1.6 Elect Ross W. Manire Mgmt For For For
1.7 Elect Patrick S. Mullin Mgmt For For For
1.8 Elect John T. Stout, Mgmt For For For
Jr.
1.9 Elect Jacqueline F. Mgmt For For For
Woods
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Chefs' Warehouse, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHEF CUSIP 163086101 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christina Carroll Mgmt For For For
1.2 Elect Dominick Cerbone Mgmt For For For
1.3 Elect John A. Couri Mgmt For For For
1.4 Elect Joseph M. Cugine Mgmt For For For
1.5 Elect Steven F. Mgmt For For For
Goldstone
1.6 Elect Alan C. Guarino Mgmt For For For
1.7 Elect Stephen Hanson Mgmt For For For
1.8 Elect Katherine Oliver Mgmt For For For
1.9 Elect Christopher Mgmt For For For
Pappas
1.10 Elect John Pappas Mgmt For For For
1.11 Elect David E. Mgmt For For For
Schreibman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
The Navigator Company S.A.
Ticker Security ID: Meeting Date Meeting Status
PTI CINS X67182109 09/22/2017 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of KPMG & Mgmt For For For
Associados as
Auditor
4 Shareholder Proposal Mgmt For For For
Regarding Elimination
of Par
Value
5 Shareholder Proposal Mgmt For For For
Regarding Reduction
in Share
Capital
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juanita Powell Mgmt For For For
Baranco
2 Elect Jon A. Boscia Mgmt For For For
3 Elect Henry A. Clark Mgmt For For For
III
4 Elect Thomas A. Fanning Mgmt For For For
5 Elect David J. Grain Mgmt For For For
6 Elect Veronica M. Hagen Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Donald M. James Mgmt For For For
9 Elect John D. Johns Mgmt For For For
10 Elect Dale E. Klein Mgmt For For For
11 Elect Ernest J. Moniz Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect Steven R. Specker Mgmt For For For
14 Elect Larry D. Thompson Mgmt For For For
15 Elect E. Jenner Wood Mgmt For For For
III
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Stephen I. Chazen Mgmt For For For
4 Elect Charles I. Cogut Mgmt For For For
5 Elect Kathleen B. Mgmt For For For
Cooper
6 Elect Michael A. Creel Mgmt For For For
7 Elect Peter A. Ragauss Mgmt For For For
8 Elect Scott D. Mgmt For For For
Sheffield
9 Elect Murray D. Smith Mgmt For For For
10 Elect William H. Spence Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
thyssenkrupp AG
Ticker Security ID: Meeting Date Meeting Status
TKA CINS D8398Q119 01/19/2018 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
Tianjin Capital Environmental Protection Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1065 CINS Y88228112 05/14/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Directors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
and 2018 Financial
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Supervisors' Report Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Elect YU Zhongpeng Mgmt For For For
11 Elect HAN Wei Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Extension of the Mgmt For For For
Validity Period of
the Issuance of
Corporate
Bonds
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 06/01/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Allocation of Mgmt For For For
Profits/Dividends;
Scrip Dividend
Option
9 Scrip Dividend Option Mgmt For For For
for Interim
Dividend
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Elect Patrick Pouyanne Mgmt For For For
12 Elect Patrick Artus Mgmt For For For
13 Elect Anne-Marie Idrac Mgmt For For For
14 Related Party Mgmt For For For
Transactions
15 Post-Employment Mgmt For For For
Benefits of Patrick
Pouyanne, Chair and
CEO
16 Remuneration of Mgmt For For For
Patrick Pouyanne,
Chair and
CEO
17 Remuneration Policy Mgmt For For For
(Chair and
CEO)
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/
Preemptive Rights;
Authority to Increase
Capital Through
Capitalisations
19 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares and
Convertible
Securities
Through Private
Placement
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital in
Consideration
for
Contributions in Kind
23 Employee Stock Mgmt For For For
Purchase
Plan
24 Authority to Issue Mgmt For Against Against
Performance
Shares
25 Shareholder Proposal ShrHoldr Against Against For
(A) Regarding the
Election Procedure of
Directors
Representing Employee
Shareholders
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Peter D. Bewley Mgmt For For For
1.3 Elect Denise L. Jackson Mgmt For For For
1.4 Elect Thomas A. Mgmt For For For
Kingsbury
1.5 Elect Ramkumar Krishnan Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Mark J. Weikel Mgmt For For For
1.9 Elect Gregory A. Mgmt For For For
Sandfort
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2018 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin E. Benson Mgmt For For For
1.2 Elect Stephan Cretier Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect S. Barry Jackson Mgmt For For For
1.5 Elect John E. Lowe Mgmt For For For
1.6 Elect Paula Rosput Mgmt For For For
Reynolds
1.7 Elect Mary Pat Salomone Mgmt For For For
1.8 Elect Indira V. Mgmt For For For
Samarasekera
1.9 Elect D. Michael G. Mgmt For For For
Stewart
1.10 Elect Siim A. Vanaselja Mgmt For For For
1.11 Elect Thierry Vandal Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
________________________________________________________________________________
Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 03/21/2018 Take No Action
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening; Election of Mgmt For TNA N/A
Presiding
Chair
5 Directors' Report Mgmt For TNA N/A
6 Presentation of Mgmt For TNA N/A
Auditors'
Report
7 Financial Statements Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Election of Directors; Mgmt For TNA N/A
Board Size; Board
Term
Length
11 Compensation Policy Mgmt For TNA N/A
12 Directors' Fees Mgmt For TNA N/A
13 Appointment of Auditor Mgmt For TNA N/A
14 Charitable Donations Mgmt For TNA N/A
15 Presentation of Report Mgmt For TNA N/A
on
Guarantees
16 Authority to Carry out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
17 Wishes Mgmt For TNA N/A
________________________________________________________________________________
Turquoise Hill Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TRQ CINS 900435108 05/08/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James W. Gill Mgmt For For For
3 Elect R. Peter Gillin Mgmt For For For
4 Elect Stephen Jones Mgmt For For For
5 Elect Ulf Quellmann Mgmt For For For
6 Elect Russel C. Mgmt For For For
Robertson
7 Elect Maryse Mgmt For For For
Saint-Laurent
8 Elect Jeffery D. Mgmt For For For
Tygesen
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Dean Banks Mgmt For For For
4 Elect Mike D. Beebe Mgmt For Against Against
5 Elect Mikel A. Durham Mgmt For Against Against
6 Elect Tom Hayes Mgmt For For For
7 Elect Kevin M. McNamara Mgmt For For For
8 Elect Cheryl S. Miller Mgmt For For For
9 Elect Jeffrey K. Mgmt For For For
Schomburger
10 Elect Robert Thurber Mgmt For Against Against
11 Elect Barbara A. Tyson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Stewardship
Policy
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David B. Burritt Mgmt For For For
2 Elect Patricia Diaz Mgmt For For For
Dennis
3 Elect Dan O. Dinges Mgmt For For For
4 Elect John J. Engel Mgmt For For For
5 Elect Murry S. Gerber Mgmt For For For
6 Elect Stephen J. Girsky Mgmt For For For
7 Elect Paul A. Mgmt For For For
Mascarenas
8 Elect Eugene B. Mgmt For For For
Sperling
9 Elect David S. Mgmt For For For
Sutherland
10 Elect Patricia A. Mgmt For For For
Tracey
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Utilities Group PLC
Ticker Security ID: Meeting Date Meeting Status
UU CINS G92755100 07/28/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect John McAdam Mgmt For For For
6 Elect Steven L. Mogford Mgmt For For For
7 Elect Stephen A. Carter Mgmt For For For
8 Elect Mark S. Clare Mgmt For For For
9 Elect Russ Houlden Mgmt For For For
10 Elect Brian M. May Mgmt For For For
11 Elect Sara Weller Mgmt For For For
12 Elect Alison Goligher Mgmt For For For
13 Elect Paulette Rowe Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Amendments to Articles Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Amendment to the Share Mgmt For For For
Incentive
Plan
23 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 04/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
3 Ratify Co-Option and Mgmt For Against Against
Elect Ney Roberto
Ottoni de
Brito
4 Election of Mgmt For For For
Supervisory
Council
5 Approve Recasting of Mgmt For Against Against
Votes for Amended
Supervisory Council
Slate
6 Remuneration Policy Mgmt For Against Against
7 Ratify Updated Global Mgmt For For For
Remuneration
Amount
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 10/18/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Conversion of Mgmt For For For
Preferred
Shares
3 Elect Isabella Saboya Mgmt N/A Abstain N/A
4 Elect Ricardo Reisen Mgmt N/A Abstain N/A
de
Pinho
5 Elect Sandra Guerra as Mgmt N/A For N/A
Representative of
Minority
Shareholders
6 Elect Marcelo Mgmt N/A Abstain N/A
Gasparino da Silva as
Representative of
Minority
Shareholders
7 Elect Sandra Guerra as Mgmt N/A For N/A
Representative of
Preferred
Shareholders
8 Elect Marcelo Mgmt N/A Abstain N/A
Gasparino da Silva as
Representative of
Preferred
Shareholders
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 12/21/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Migration to Novo Mgmt For For For
Mercado Listing
Segment
2 Amendments to Articles Mgmt For For For
3 Merger Agreement Mgmt For For For
(Balderton Trading
Corp)
4 Merger Agreement Mgmt For For For
(Fortlee Investments
Ltd)
5 Spin-off and Merger Mgmt For For For
Agreement
(Empreendimentos
Brasileiros de
Mineracao
S.A.)
6 Ratification of the Mgmt For For For
Appointment of the
Appraiser (Premium
Bravo Auditores
Independentes)
7 Valuation Report Mgmt For For For
(Balderton Trading
Corp)
8 Valuation Report Mgmt For For For
(Fortlee Investments
Ltd)
9 Valuation Report Mgmt For For For
(Empreendimentos
Brasileiros de
Mineracao
S.A.)
10 Merger by Absorption Mgmt For For For
(Balderton Trading
Corp)
11 Merger by Absorption Mgmt For For For
(Fortlee Investments
Ltd)
12 Merger of Spun-Off Mgmt For For For
Portion
(Empreendimentos
Brasileiros de
Mineracao
S.A.)
13 Elect Toshiya Asahi Mgmt For Against Against
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Philip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Mgmt For For For
Profusek
8 Elect Stephen M. Waters Mgmt For For For
9 Elect Randall J. Mgmt For For For
Weisenburger
10 Elect Rayford Wilkins Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 Approval of Mgmt For For For
Shareholder Written
Consent
Right
________________________________________________________________________________
Vedanta Resources Plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 05/18/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vedanta Resources Plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 08/14/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Edward T. Story Mgmt For For For
6 Elect Anil Agarwal Mgmt For For For
7 Elect Navin Agarwal Mgmt For For For
8 Elect Tom Albanese Mgmt For For For
9 Elect Ekaterina Zotova Mgmt For For For
10 Elect Deepak S. Parekh Mgmt For Against Against
11 Elect Geoffrey Green Mgmt For Against Against
12 Elect Ravi Rajagopal Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 04/19/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Non-Tax Deductible Mgmt For For For
Expenses
8 Allocation of Mgmt For For For
Profits/Dividends
9 Approve Special Mgmt For For For
Auditors
Report
10 Supplementary Mgmt For For For
Retirement Benefits
(Antoine Frerot,
Chair and
CEO)
11 Severance Agreement Mgmt For For For
(Antoine Frerot,
Chair and
CEO)
12 Elect Antoine Frerot Mgmt For For For
13 Remuneration of Mgmt For For For
Antoine Frerot (Chair
and
CEO)
14 Remuneration Policy Mgmt For For For
(Chair and
CEO)
15 Director Fees Mgmt For For For
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares and
Convertible
Securities Through
Private
Placement
20 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital through
Capitalisations
23 Employee Stock Mgmt For For For
Purchase
Plan
24 Employee Stock Mgmt For For For
Purchase Plan
(Identified
Beneficiaries)
25 Authority to Issue Mgmt For For For
Performance
Shares
26 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
27 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/23/2018 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Stefan
Szyszkowitz to the
Supervisory
Board
________________________________________________________________________________
Vestas Wind Systems AS
Ticker Security ID: Meeting Date Meeting Status
VWS ISIN DK0010268606 04/03/2018 Voted
Meeting Type Country of Trade
Annual DK
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 THE BOARD OF DIRECTORS Mgmt Non Voting N/A N/A
REPORT
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Elect Bert Nordberg Mgmt For For For
6 Elect Carsten Bjerg Mgmt For For For
7 Elect Eija Pitkanen Mgmt For For For
8 Elect Henrik Andersen Mgmt For For For
9 Elect Henry Stenson Mgmt For For For
10 Elect Lars O. Josefsson Mgmt For For For
11 Elect Lykke Friis Mgmt For For For
12 Elect Torben Mgmt For For For
Ballegaard
Sorensen
13 Elect Jens Hesselberg Mgmt For For For
Lund
14 Directors' Fees for Mgmt For For For
2017
15 Directors' Fees for Mgmt For For For
2018
16 Appointment of Auditor Mgmt For For For
17 Authority to Reduce Mgmt For For For
Share
Capital
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/05/2017 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
West Fraser Timber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS 952845105 04/19/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hank Ketcham Mgmt For For For
3 Elect Reid Carter Mgmt For For For
4 Elect John Floren Mgmt For For For
5 Elect Brian G. Kenning Mgmt For For For
6 Elect John K. Ketcham Mgmt For Against Against
7 Elect Gerald J. Miller Mgmt For For For
8 Elect Robert L. Mgmt For For For
Phillips
9 Elect Janice Rennie Mgmt For For For
10 Elect Ted Seraphim Mgmt For For For
11 Elect Gillian D. Mgmt For For For
Winckler
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
WestRock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 02/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy J. Mgmt For For For
Bernlohr
2 Elect J. Powell Brown Mgmt For For For
3 Elect Michael E. Mgmt For For For
Campbell
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Russell M. Currey Mgmt For For For
6 Elect John A. Luke, Jr. Mgmt For For For
7 Elect Gracia C. Martore Mgmt For For For
8 Elect James E. Nevels Mgmt For For For
9 Elect Timothy H. Powers Mgmt For For For
10 Elect Steven C. Mgmt For For For
Voorhees
11 Elect Bettina M. Whyte Mgmt For For For
12 Elect Alan D. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of Material Mgmt For For For
Terms of Performance
Goals Under Annual
Executive Bonus
Plan
15 Amendment to the 2016 Mgmt For For For
Incentive Stock
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Emmert Mgmt For For For
2 Elect Rick R. Holley Mgmt For For For
3 Elect Sara Mgmt For For For
Grootwassink
Lewis
4 Elect John F. Morgan, Mgmt For For For
Sr.
5 Elect Nicole W. Mgmt For For For
Piasecki
6 Elect Marc F. Racicot Mgmt For For For
7 Elect Lawrence A. Mgmt For For For
Selzer
8 Elect Doyle R. Simons Mgmt For For For
9 Elect D. Michael Mgmt For For For
Steuert
10 Elect Kim Williams Mgmt For For For
11 Elect Charles R. Mgmt For For For
Williamson
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wheaton Precious Metals Corporation
Ticker Security ID: Meeting Date Meeting Status
WPM CUSIP 962879102 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Charles A. Mgmt For For For
Jeannes
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Marilyn Mgmt For For For
Schonberner
1.9 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/25/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Elect Martua Sitorus Mgmt For For For
6 Elect KUOK Khoon Ean Mgmt For For For
7 Elect Juan R. Luciano Mgmt For Against Against
8 Elect LIM Siong Guan Mgmt For For For
9 Elect SHAN Weijian Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For Against Against
Options and Issue and
Allot
Shares
Under Wilmar
Executives Share
Option Scheme
2009
13 Related Party Mgmt For Against Against
Transactions
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Woodside Petroleum Limited
Ticker Security ID: Meeting Date Meeting Status
WPL CINS 980228100 04/19/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Melinda Mgmt For For For
Cilento
3 Re-elect Christopher Mgmt For For For
M.
Haynes
4 Re-elect Gene T. Mgmt For For For
Tilbrook
5 Elect Richard J. Goyder Mgmt For For For
6 REMUNERATION REPORT Mgmt For For For
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Endres Mgmt For For For
1.2 Elect Ozey K. Horton, Mgmt For For For
Jr.
1.3 Elect Peter Karmanos, Mgmt For For For
Jr.
1.4 Elect Carl A. Nelson, Mgmt For For For
Jr.
2 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Andrea Bertone Mgmt For For For
1.4 Elect Alexander J. Mgmt For For For
Davidson
1.5 Elect Robert Gallagher Mgmt For For For
1.6 Elect Richard P. Graff Mgmt For For For
1.7 Elect Kimberly Keating Mgmt For For For
1.8 Elect Nigel Lees Mgmt For For For
1.9 Elect Peter J. Marrone Mgmt For For For
1.10 Elect Jane Sadowsky Mgmt For For For
1.11 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 01/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Mutual Provision of Mgmt For For For
Labour and Services
Agreement
3 Insurance Fund Mgmt For For For
Administrative
Services
Agreement
4 Materials Supply Mgmt For For For
Agreement
5 Products, Materials Mgmt For For For
and Equipment Leasing
Agreement
6 Chemical Projects Mgmt For For For
Entrusted Management
Agreement
7 Bulk Commodities Sale Mgmt For For For
and Purchase
Agreement
8 Bulk Commodities Mgmt For For For
Mutual Supply
Agreement with
Century
Ruifeng
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
9 Authority to Give Mgmt For For For
Guarantees
10 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/25/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/25/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Compliance with the Mgmt For For For
Requirements of
Non-public Issuance
of
Shares
4 Feasibility Report on Mgmt For For For
Use of
Proceeds
5 Ratification of Board Mgmt For For For
Acts
6 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
7 Approval of Mgmt For For For
Commitments of
Controlling
Shareholders,
Directors, Management
for Dilution
Measures
8 Non-necessity for Mgmt For For For
Report of Previous
Fund-raising
9 Class and Nominal Value Mgmt For For For
10 Method and Time of Mgmt For For For
Issuance
11 Issue Price and Mgmt For For For
Pricing
Principle
12 Size of Issuance Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Lock-up Period Mgmt For For For
15 Arrangement relating Mgmt For For For
to Accumulated
Undistributed
Profits
16 Validity of Resolution Mgmt For For For
of the
Issuance
17 Place of Listing Mgmt For For For
18 Method of Subscription Mgmt For For For
19 Proposal of Non-public Mgmt For For For
Issuance of A shares
of the
Company
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/25/2017 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class and Nominal Value Mgmt For For For
2 Method and Time of Mgmt For For For
Issuance
3 Issue Price and Mgmt For For For
Pricing
Principle
4 Size of Issuance Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Lock-up Period Mgmt For For For
7 Arrangement relating Mgmt For For For
to Accumulated
Undistributed
Profits
8 Validity of Resolution Mgmt For For For
of the
Issuance
9 Place of Listing Mgmt For For For
10 Method of Subscription Mgmt For For For
11 Proposal of Non-public Mgmt For For For
Issuance of A shares
of the
Company
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 11/27/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect CAI Chang Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/08/2018 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening of Meeting; Mgmt For TNA N/A
Agenda
5 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of Profit
and
Dividend
7 Remuneration Guidelines Mgmt For TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
10 Directors' Fees Mgmt For TNA N/A
11 Election of Directors Mgmt For TNA N/A
12 Election of Nomination Mgmt For TNA N/A
Committee
13 Nomination Committee Mgmt For TNA N/A
Fees
14 Nomination Committee Mgmt For TNA N/A
Procedure
15 Amendments to Articles Mgmt For TNA N/A
of
Association
16 Authority to Mgmt For TNA N/A
Repurchase
Shares
17 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
YPF S.A.
Ticker Security ID: Meeting Date Meeting Status
YPFD CUSIP 984245100 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates
2 Authority to Waive Mgmt For For For
Preemptive Rights in
Relation to Long-Term
Incentive
Plan
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Appointment of Mgmt For For For
Auditor;
Fees
7 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
8 Ratification of Mgmt For For For
Directors'
Fees
9 Ratification of Mgmt For For For
Supervisory Council
Fees
10 Supervisory Council Mgmt For Abstain Against
Size
11 Election of Mgmt For Abstain Against
Supervisory Council
Members and
Alternates (Class
D)
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
(Class
D)
14 Directors' Fees; Mgmt For For For
Supervisory Council's
Fees
15 Authority to Extend Mgmt For For For
the Terms of the
Global
Notes
Program
16 Ratify Adjustments for Mgmt For For For
Funds Endowment (YPF
Foundation)
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 04/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Corporate
Bonds
4 Authority to Issue Mgmt For For For
Medium Term
Note
5 Authority to Issue Mgmt For For For
Overseas
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Dong Xin Mgmt For For For
9 Elect WANG Ligang Mgmt For Against Against
10 Elect LIU Yongsheng Mgmt For For For
11 Elect YAO Ziping Mgmt For For For
12 Elect LI Xiuchen Mgmt For Against Against
13 Elect XIE Xueming Mgmt For For For
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
15 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/08/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/18/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Super Short-Term
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 12/29/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2017 Group Financial Mgmt For Against Against
Services
Agreement
4 2017 Parent Group Mgmt For Against Against
Financial Services
Agreement
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/17/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Authority to Issue Mgmt For For For
Debt
Instruments
5 Authority to Give Mgmt For For For
Guarantees (Overseas
Wholly-Owned
Subsidiaries)
6 Authority to Give Mgmt For For For
Guarantees (Makeng
Mining)
7 Authority to Give Mgmt For For For
Guarantees (Wengfu
Zijin)
8 Directors' Report Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 Supervisors' Report Mgmt For For For
11 Accounts and Reports Mgmt For For For
12 Annual Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Executive Directors' Mgmt For For For
and Supervisory
Committee Chair
Fees
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Change in Use of Mgmt For For For
Proceeds
Fund Name : VanEck Vectors Oil Refiners ETF
________________________________________________________________________________
Andeavor
Ticker Security ID: Meeting Date Meeting Status
ANDV CUSIP 03349M105 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Paul L. Foster Mgmt For Against Against
3 Elect Edward G. Galante Mgmt For For For
4 Elect Gregory J. Goff Mgmt For For For
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect William H. Mgmt For For For
Schumann,
III
9 Elect Jeff A. Stevens Mgmt For For For
10 Elect Susan Tomasky Mgmt For For For
11 Elect Michael E. Wiley Mgmt For For For
12 Elect Patrick Y. Yang Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Caltex Australia Limited
Ticker Security ID: Meeting Date Meeting Status
CTX CINS Q19884107 05/10/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Barbara K. Mgmt For For For
Ward
3 Re-elect Trevor Bourne Mgmt For For For
4 Elect Mark P. Chellew Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Julian
Segal)
________________________________________________________________________________
Cosmo Energy Holdings Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
5021 CINS J08906109 06/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Keizoh Morikawa Mgmt For Against Against
4 Elect Hiroshi Kiriyama Mgmt For For For
5 Elect Masayoshi Noji Mgmt For For For
6 Elect Yasuhiro Suzuki Mgmt For For For
7 Elect Takayuki Uematsu Mgmt For For For
8 Elect Musabbeh Al Kaabi Mgmt For For For
9 Elect Khalifa Al Mgmt For Against Against
Suwaidi
10 Election of Kenichi Mgmt For For For
Taki as Audit
Committee
Director
11 Election of Hiroshi Mgmt For For For
Matsushita as
Alternate Audit
Committee
Director
12 Non-Audit Committee Mgmt For For For
Directors'
Fees
13 Performance-Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/14/2018 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
5 Elect CHEN Bao-Lang Mgmt For For For
6 Elect WONG Wen-Yuan Mgmt For For For
7 Elect Susan WANG Mgmt For Against Against
Ruey-Hwa
8 Elect Wilfred WANG Mgmt For For For
Wen-Chao
9 Elect Walter WANG Mgmt For Against Against
Wen-Hsiang
10 Elect TSAO Mihn Mgmt For For For
11 Elect LIN Keh-Yen Mgmt For For For
12 Elect CHEN Jui-Shih Mgmt For For For
13 Elect MA Ling-Sheng Mgmt For For For
14 Elect XU De-Xiong Mgmt For For For
15 Elect CAI Song-Yue Mgmt For For For
16 Elect ZHENG Wen-Qiu Mgmt For For For
17 Elect ZHANG Chang-Bang Mgmt For For For
18 Elect CHENG Yu Mgmt For For For
19 Elect LI Shu-De Mgmt For For For
20 Non-compete Mgmt For Against Against
Restrictions for
Directors
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 05/15/2018 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
Acts
5 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Supervisory Council
Acts
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Statutory Auditor
Acts
7 Remuneration Policy Mgmt For For For
8 Authority to Mgmt For For For
Repurchase and
Reissue Shares and
Bonds
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Douglas Y. Bech Mgmt For For For
3 Elect Anna C. Catalano Mgmt For For For
4 Elect George Damiris Mgmt For For For
5 Elect Leldon E. Echols Mgmt For For For
6 Elect R. Kevin Hardage Mgmt For Abstain Against
7 Elect Michael C. Mgmt For For For
Jennings
8 Elect Robert J. Mgmt For For For
Kostelnik
9 Elect James H. Lee Mgmt For For For
10 Elect Franklin Myers Mgmt For For For
11 Elect Michael E. Rose Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Idemitsu Kosan Company Limited
Ticker Security ID: Meeting Date Meeting Status
5019 CINS J2388K103 06/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Tsukioka Mgmt For For For
3 Elect Shunichi Kitoh Mgmt For For For
4 Elect Takashi Mgmt For For For
Matsushita
5 Elect Susumu Nibuya Mgmt For For For
6 Elect Kazuo Maruyama Mgmt For For For
7 Elect Toshiaki Mgmt For For For
Sagishima
8 Elect Kiyoshi Homma Mgmt For For For
9 Elect Eri Yokota Mgmt For For For
10 Elect Ryohsuke Itoh Mgmt For For For
11 Elect Takeo Kikkawa Mgmt For For For
12 Elect Mackenzie D. Mgmt For For For
Clugston
13 Elect Toshiyuki Tanida Mgmt For Against Against
14 Elect Shohichiroh Mgmt For For For
Niwayama
15 Elect Junko Kai as Mgmt For For For
Alternate Statutory
Auditor
16 Trust-Type Mgmt For For For
Performance-Linked
Equity Compensation
Plan
________________________________________________________________________________
JXTG Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yukio Uchida Mgmt For For For
5 Elect Tsutomu Sugimori Mgmt For For For
6 Elect Jun Mutoh Mgmt For For For
7 Elect Junichi Kawada Mgmt For For For
8 Elect Yasushi Onoda Mgmt For For For
9 Elect Hiroji Adachi Mgmt For For For
10 Elect Satoshi Taguchi Mgmt For For For
11 Elect Katsuyuki Ohta Mgmt For For For
12 Elect Shigeru Ohi Mgmt For For For
13 Elect Hiroshi Hosoi Mgmt For For For
14 Elect Hiroko Ohta Mgmt For For For
15 Elect Mutsutake Ootsuka Mgmt For For For
16 Elect Yoshiiku Miyata Mgmt For For For
17 Elect Yuji Nakajima Mgmt For For For
18 Elect Hitoshi Katoh Mgmt For For For
19 Elect Seiichi Kondoh Mgmt For For For
20 Elect Nobuko Takahashi Mgmt For For For
21 Elect Seiichiroh Mgmt For For For
Nishioka
22 Non-Audit Committee Mgmt For For For
Directors'
Fees
23 Audit Committee Mgmt For For For
Directors'
Fees
24 Trust-Type Equity Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect Donna A. James Mgmt For For For
3 Elect James E. Rohr Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Elimination of Mgmt For For For
Supermajority
Requirement for Bylaw
Amendments
8 Elimination of Mgmt For For For
Supermajority
Requirement for
Certificate
Amendments and
Director
Removal
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Neste Corporation
Ticker Security ID: Meeting Date Meeting Status
NESTE ISIN FI0009013296 04/05/2018 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports MGMT For For For
8 Allocation of MGMT For For For
Profits/Dividends
9 Ratification of Board MGMT For For For
and CEO
Acts
10 Directors' Fees MGMT For For For
11 Board Size MGMT For For For
12 Election of Directors MGMT For For For
13 Authority to Set MGMT For For For
Auditor's
Fees
14 Appointment of Auditor MGMT For For For
15 Authority to Issue MGMT For For For
Treasury
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/22/2018 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Appointment of Auditor Mgmt For For For
8 Long-Term Incentive Mgmt For For For
Plan
2018
9 Share Part of Annual Mgmt For For For
Bonus
2018
10 Elect Alyazia Al Mgmt For For For
Kuwaiti
11 Elect Mansour Mohamed Mgmt For For For
Al
Mulla
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 02/15/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Meira Git Mgmt For Abstain Against
3 Elect Naomi Sandhaus Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 11/02/2017 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Amikam Shafran Mgmt For N/A N/A
5 Elect Roy Saar Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Yitzhak Ezer Mgmt N/A For N/A
8 Elect Peretz Guza Mgmt N/A Abstain N/A
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Nimbley Mgmt For For For
2 Elect Spencer Abraham Mgmt For For For
3 Elect Wayne A. Budd Mgmt For For For
4 Elect S. Eugene Edwards Mgmt For For For
5 Elect William E. Hantke Mgmt For For For
6 Elect Edward F. Kosnik Mgmt For For For
7 Elect Robert J. Lavinia Mgmt For For For
8 Elect Kimberly S. Lubel Mgmt For For For
9 Elect George E. Ogden Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Brian Ferguson Mgmt For For For
2 Elect Harold W. McGraw Mgmt For For For
III
3 Elect Victoria J. Mgmt For For For
Tschinkel
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 02/02/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Amending
the Resolution on
Determination of
Remuneration of
Management Board
Members
8 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Changes to
the Supervisory Board
Composition
9 Amendments to Mgmt For For For
Corporate Purpose;
Uniform Text of
Articles
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For Against Against
4 Elect Othman Al-Ghamdi Mgmt For For For
5 Elect A.M. Al-Judaimi Mgmt For For For
6 Elect S.A. Al-Hadrami Mgmt For Against Against
7 Elect S.M. Al-Hereagi Mgmt For For For
8 Elect I.Q. Al-Buainain Mgmt For For For
9 Elect KIM Cheol Soo Mgmt For For For
10 Elect LEE Seung Won Mgmt For Against Against
11 Elect HONG Seok Woo Mgmt For Against Against
12 Elect HWANG In Tae Mgmt For For For
13 Elect SHIN Mi Nam Mgmt For For For
14 Elect Y.A. Al-Zaid Mgmt For For For
15 Election of Audit Mgmt For For For
Committee Member:
Y.A.
Al-Zaid
16 Election of Audit Mgmt For Against Against
Committee Member:
HONG Seok
Woo
17 Election of Audit Mgmt For For For
Committee Member:
HWANG In
Tae
18 Election of Audit Mgmt For For For
Committee Member:
SHIN Mi
Nam
19 Directors' Fees Mgmt For Against Against
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Showa Shell Sekiyu Kabushiki Kaisha
Ticker Security ID: Meeting Date Meeting Status
5002 CINS J75390104 03/28/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
3 Amendments to Articles Mgmt For Against Against
4 Elect Tsuyoshi Kameoka Mgmt For For For
5 Elect Tomonori Okada Mgmt For For For
6 Elect Norio Ohtsuka Mgmt For For For
7 Elect Yuko Yasuda Mgmt For For For
8 Elect Anwar Hejazi Mgmt For Against Against
9 Elect Omar Al Amudi Mgmt For Against Against
10 Elect Daisuke Seki Mgmt For For For
11 Elect Katsumi Saitoh Mgmt For For For
12 Elect Midori Miyazaki Mgmt For For For
as Statutory
Auditor
13 Elect Kazuo Mura as Mgmt For For For
Alternate Statutory
Auditor
14 Bonus Mgmt For Against Against
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CUSIP Y80373106 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2018 Financial Budget Mgmt For For For
Report
6 Appointment of Mgmt For For For
International and
Domestic Auditors and
Authority to Set
Fees
7 Elect JIN Wenmin Mgmt For For For
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373106 08/02/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
5 Elect LI Yuanqin Mgmt For For For
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/20/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Jeong Gwan Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member:
CHOI Woo
Seok
4 Share Option Grant Mgmt For For For
5 Amendments to Mgmt For Against Against
Executive Officer
Retirement Allowance
Policy
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 03/21/2018 Take No Action
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening; Election of Mgmt For TNA N/A
Presiding
Chair
5 Directors' Report Mgmt For TNA N/A
6 Presentation of Mgmt For TNA N/A
Auditors'
Report
7 Financial Statements Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Election of Directors; Mgmt For TNA N/A
Board Size; Board
Term
Length
11 Compensation Policy Mgmt For TNA N/A
12 Directors' Fees Mgmt For TNA N/A
13 Appointment of Auditor Mgmt For TNA N/A
14 Charitable Donations Mgmt For TNA N/A
15 Presentation of Report Mgmt For TNA N/A
on
Guarantees
16 Authority to Carry out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
17 Wishes Mgmt For TNA N/A
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Philip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Mgmt For For For
Profusek
8 Elect Stephen M. Waters Mgmt For For For
9 Elect Randall J. Mgmt For For For
Weisenburger
10 Elect Rayford Wilkins Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Elimination of Mgmt For For For
Supermajority
Requirement
14 Approval of Mgmt For For For
Shareholder Written
Consent
Right
Fund Name : VanEck Vectors Oil Services ETF
________________________________________________________________________________
Baker Hughes, a GE Company
Ticker Security ID: Meeting Date Meeting Status
BHGE CUSIP 05722G100 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect Gregory D. Mgmt For For For
Brenneman
3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
4 Elect Martin S. Mgmt For For For
Craighead
5 Elect Lynn L. Elsenhans Mgmt For For For
6 Elect Jamie Miller Mgmt For For For
7 Elect James J. Mulva Mgmt For For For
8 Elect John G. Rice Mgmt For For For
9 Elect Lorenzo Simonelli Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Employee Stock Mgmt For For For
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
C&J Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
CJ CUSIP 12674R100 05/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stuart M. Mgmt For For For
Brightman
1.2 Elect Michael Zawadzki Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carbo Ceramics Inc.
Ticker Security ID: Meeting Date Meeting Status
CRR CUSIP 140781105 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sigmund L. Mgmt For For For
Cornelius
1.2 Elect Chad C. Deaton Mgmt For For For
1.3 Elect Gary A. Kolstad Mgmt For For For
1.4 Elect Henry E. Lentz Mgmt For For For
1.5 Elect Randy L. Mgmt For For For
Limbacher
1.6 Elect William C. Morris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret A. van Mgmt For For For
Kempen
2 Elect Lawrence Bruno Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Cancellation of Mgmt For For For
Repurchased
Shares
6 Extension and Renewal Mgmt For For For
of Exisiting
Authority to
Repurchase
Shares
7 Extension of Authority Mgmt For For For
to Issue Shares w/
Preemptive
Rights
8 Extension of Authority Mgmt For For For
to Issue Shares w/o
Preemptive
Rights
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For For For
2 Elect Marc Edwards Mgmt For For For
3 Elect Charles Fabrikant Mgmt For For For
4 Elect Paul G. Gaffney Mgmt For For For
II
5 Elect Edward Grebow Mgmt For For For
6 Elect Kenneth I. Siegel Mgmt For For For
7 Elect Clifford M. Sobel Mgmt For For For
8 Elect Andrew H. Tisch Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven L. Newman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Roderick Mgmt For For For
Clark
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary E. Francis Mgmt For For For
4 Elect C. Christopher Mgmt For For For
Gaut
5 Elect Jack E. Golden Mgmt For For For
6 Elect Gerald W. Haddock Mgmt For For For
7 Elect Francis S. Kalman Mgmt For For For
8 Elect Keith O. Rattie Mgmt For For For
9 Elect Paul E. Rowsey Mgmt For For For
III
10 Elect Carl G. Trowell Mgmt For For For
11 Elect Phil D. Wedemeyer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set U.K. Mgmt For For For
Auditor's
Fees
15 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
16 Approve the Directors' Mgmt For For For
Remuneration
Report
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Accounts and Reports Mgmt For For For
19 Approve the Terms of Mgmt For For For
the Proposed Purchase
Agreement
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 10/05/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Fairmount Santrol Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
FMSA CUSIP 30555Q108 05/25/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Al Mgmt For For For
Khayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect Alan M. Bennett Mgmt For For For
4 Elect James R. Boyd Mgmt For For For
5 Elect Milton Carroll Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Jose Carlos Mgmt For For For
Grubisich
9 Elect David J. Lesar Mgmt For For For
10 Elect Robert A. Malone Mgmt For For For
11 Elect Jeffrey A. Miller Mgmt For For For
12 Elect Debra L. Reed Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin Cramton Mgmt For For For
2 Elect Randy A. Foutch Mgmt For For For
3 Elect Hans Helmerich Mgmt For For For
4 Elect John W. Lindsay Mgmt For For For
5 Elect Paula Marshall Mgmt For For For
6 Elect Jose R. Mas Mgmt For For For
7 Elect Thomas A. Petrie Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect John D. Zeglis Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
McDermott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDR CUSIP 580037109 05/02/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Merger/Acquisition Mgmt For For For
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tanya S. Beder Mgmt For For For
1.2 Elect James R. Crane Mgmt For Withhold Against
1.3 Elect John P. Kotts Mgmt For Withhold Against
1.4 Elect Michael C. Linn Mgmt For Withhold Against
1.5 Elect Anthony G. Mgmt For For For
Petrello
1.6 Elect Dag Skattum Mgmt For For For
1.7 Elect John Yearwood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Stock
Plan
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For Against Against
6 Elect David D. Harrison Mgmt For For For
7 Elect Eric L. Mattson Mgmt For For For
8 Elect Melody B. Meyer Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65431101 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ashley Almanza Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect Gordon T. Hall Mgmt For For For
4 Elect Scott D. Josey Mgmt For For For
5 Elect Jon A. Marshall Mgmt For For For
6 Elect Mary P. Mgmt For For For
Ricciardello
7 Elect Julie J. Mgmt For For For
Robertson
8 Ratification of Auditor Mgmt For For For
9 Appointment of UK Mgmt For For For
Statutory
Auditor
10 Authority to Set UK Mgmt For For For
Statutory Auditor's
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of Directors' Mgmt For For For
Remuneration
Report
13 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deanna Goodwin Mgmt For For For
1.2 Elect John R. Huff Mgmt For For For
1.3 Elect Steven Webster Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect S. James Nelson, Mgmt For For For
Jr.
1.2 Elect William T. Van Mgmt For For For
Kleef
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2018 Mgmt For For For
Equity Participation
Plan
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Siegel Mgmt For For For
1.2 Elect Charles O. Mgmt For For For
Buckner
1.3 Elect Tiffany J. Thom Mgmt For For For
Cepak
1.4 Elect Michael W. Conlon Mgmt For For For
1.5 Elect William A Mgmt For For For
Hendricks,
Jr.
1.6 Elect Curtis W. Huff Mgmt For For For
1.7 Elect Terry H. Hunt Mgmt For For For
1.8 Elect Janeen S. Judah Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Rowan Companies plc
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 05/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Albrecht
2 Elect Thomas P. Burke Mgmt For For For
3 Elect Thomas R. Hix Mgmt For For For
4 Elect Jack B. Moore Mgmt For For For
5 Elect Thierry Pilenko Mgmt For For For
6 Elect Suzanne P. Mgmt For For For
Nimocks
7 Elect John J. Quicke Mgmt For For For
8 Elect Tore I. Sandvold Mgmt For For For
9 Elect Charles L. Szews Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Remuneration Report Mgmt For For For
(UK -
Advisory)
12 Accounts and Reports Mgmt For For For
(UK)
13 Ratification of Auditor Mgmt For For For
14 Reappoint U.K. Mgmt For For For
Statutory
Auditor
15 Authority to Set U.K. Mgmt For For For
Statutory Auditor's
Fees
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
RPC, Inc.
Ticker Security ID: Meeting Date Meeting Status
RES CUSIP 749660106 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary W. Rollins Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Hubbell
1.3 Elect Larry L. Prince Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schlumberger Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLB ISIN BRSLBGBDR003 04/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie MGMT For For For
2 Elect Miguel M. MGMT For For For
Galuccio
3 Elect V. Maureen MGMT For For For
Kempston
Darkes
4 Elect Paal Kibsgaard MGMT For For For
5 Elect Nikolay MGMT For For For
Kudryavtsev
6 Elect Helge Lund MGMT For For For
7 Elect Michael E. Marks MGMT For For For
8 Elect Indra K. Nooyi MGMT For For For
9 Elect Lubna S. Olayan MGMT For For For
10 Elect Leo Rafael Reif MGMT For For For
11 Elect Henri Seydoux MGMT For For For
12 Advisory Vote on MGMT For For For
Executive
Compensation
13 Approval of Financial MGMT For For For
Statements/Dividends
14 Ratification of Auditor MGMT For For For
15 Approval of the 2018 MGMT For For For
French Sub
Plan
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold J. Mgmt For For For
Bouillion
1.2 Elect David D. Dunlap Mgmt For For For
1.3 Elect James M. Funk Mgmt For For For
1.4 Elect Terence E. Hall Mgmt For For For
1.5 Elect Peter D. Kinnear Mgmt For For For
1.6 Elect Janiece M. Mgmt For For For
Longoria
1.7 Elect Michael M. Mgmt For For For
McShane
1.8 Elect W. Matt Ralls Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TechnipFMC plc
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Ratification of U.S. Mgmt For For For
Auditor
6 Appointment of U.K. Mgmt For For For
Auditor
7 Authority to Set U.K. Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board and Auditor Mgmt For For For
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
10 Amendments to Article Mgmt For For For
11
11 Amendments to Article Mgmt For For For
15
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 01/19/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Amendments to Articles Mgmt For For For
Regarding Additional
Authorized Share
Capital
3 Elect Frederik W. Mohn Mgmt For For For
4 Issuance of Shares Mgmt For For For
Pursuant to
Merger
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Losses Mgmt For For For
4 Renewal of Authorized Mgmt For For For
Capital
5 Elect Glyn A. Barker Mgmt For For For
6 Elect Vanessa C.L. Mgmt For For For
Chang
7 Elect Frederico F. Mgmt For For For
Curado
8 Elect Chadwick C. Mgmt For For For
Deaton
9 Elect Vincent J. Mgmt For For For
Intrieri
10 Elect Samuel J. Mgmt For For For
Merksamer
11 Elect Merrill A. Mgmt For For For
"Pete" Miller,
Jr.
12 Elect Frederik W. Mohn Mgmt For For For
13 Elect Edward R. Muller Mgmt For For For
14 Elect Tan Ek Kia Mgmt For For For
15 Elect Jeremy D. Thigpen Mgmt For For For
16 Elect Merrill A. Mgmt For For For
"Pete" Miller, Jr. as
Board
Chair
17 Elect Frederico F. Mgmt For For For
Curado as
Compensation
Committee
Member
18 Elect Vincent J. Mgmt For For For
Intrieri as
Compensation
Committee
Member
19 Elect Tan Ek Kia as Mgmt For For For
Compensation
Committee
Member
20 Appointment of Mgmt For For For
Independent
Proxy
21 Appointment of Auditor Mgmt For For For
22 Advisory Vote on Mgmt For For For
Executive
Compensation
23 Maximum Aggregate Mgmt For For For
Board Compensation
(Binding)
24 Maximum Aggregate Mgmt For For For
Executive
Compensation
(Binding)
25 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Losses Mgmt For For For
4 Renewal of Authorized Mgmt For For For
Capital
5 Elect Glyn A. Barker Mgmt For For For
6 Elect Vanessa C.L. Mgmt For For For
Chang
7 Elect Frederico F. Mgmt For For For
Curado
8 Elect Chadwick C. Mgmt For For For
Deaton
9 Elect Vincent J. Mgmt For For For
Intrieri
10 Elect Samuel J. Mgmt For For For
Merksamer
11 Elect Merrill A. Mgmt For For For
"Pete" Miller,
Jr.
12 Elect Frederik W. Mohn Mgmt For For For
13 Elect Edward R. Muller Mgmt For For For
14 Elect Tan Ek Kia Mgmt For For For
15 Elect Jeremy D. Thigpen Mgmt For For For
16 Elect Merrill A. Mgmt For For For
"Pete" Miller, Jr. as
Board
Chair
17 Elect Frederico F. Mgmt For For For
Curado as
Compensation
Committee
Member
18 Elect Vincent J. Mgmt For For For
Intrieri as
Compensation
Committee
Member
19 Elect Tan Ek Kia as Mgmt For For For
Compensation
Committee
Member
20 Appointment of Mgmt For For For
Independent
Proxy
21 Appointment of Auditor Mgmt For For For
22 Advisory Vote on Mgmt For For For
Executive
Compensation
23 Maximum Aggregate Mgmt For For For
Board Compensation
(Binding)
24 Maximum Aggregate Mgmt For For For
Executive
Compensation
(Binding)
25 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
U.S. Silica Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SLCA CUSIP 90346E103 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Bernard Mgmt For For For
2 Elect Diane K. Duren Mgmt For For For
3 Elect William J. Kacal Mgmt For For For
4 Elect Charles W. Shaver Mgmt For For For
5 Elect Bryan A. Shinn Mgmt For For For
6 Elect J. Michael Stice Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Weatherford International plc
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP G48833100 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohamed A. Awad Mgmt For For For
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect John D. Gass Mgmt For For For
4 Elect Emyr Jones Parry Mgmt For For For
5 Elect Francis S. Kalman Mgmt For For For
6 Elect David S. King Mgmt For For For
7 Elect William E. Mgmt For For For
Macaulay
8 Elect Mark A. McCollum Mgmt For For For
9 Elect Angela A. Minas Mgmt For For For
10 Elect Guillermo Ortiz Mgmt For For For
Martinez
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Pharmaceutical ETF
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roxanne S. Austin Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Gonzalez
1.3 Elect Rebecca B. Mgmt For For For
Roberts
1.4 Elect Glenn F. Tilton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 07/19/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For Against Against
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2011 Mgmt For For For
Employee Stock
Purchase
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Response to Opioid
Epidemic
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Marc Dunoyer Mgmt For For For
8 Elect Genevieve B. Mgmt For For For
Berger
9 Elect Philip Broadley Mgmt For For For
10 Elect Graham Chipchase Mgmt For For For
11 Elect Deborah DiSanzo Mgmt For For For
12 Elect Rudy H.P. Markham Mgmt For For For
13 Elect Sheri McCoy Mgmt For For For
14 Elect Nazneen Rahman Mgmt For For For
15 Elect Shriti Vadera Mgmt For For For
16 Elect Marcus Wallenberg Mgmt For Against Against
17 Remuneration Report Mgmt For For For
(Advisory)
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Jose Baselga Mgmt For For For
3 Elect Robert J. Mgmt For For For
Bertolini
4 Elect Giovanni Caforio Mgmt For For For
5 Elect Matthew W. Emmens Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Alan J. Lacy Mgmt For For For
8 Elect Dinesh C. Paliwal Mgmt For For For
9 Elect Theodore R. Mgmt For For For
Samuels
10 Elect Gerald Storch Mgmt For For For
11 Elect Vicki L. Sato Mgmt For For For
12 Elect Karen H. Vousden Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Endo International plc
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP G30401106 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger H. Kimmel Mgmt For For For
2 Elect Paul V. Mgmt For For For
Campanelli
3 Elect Shane M. Cooke Mgmt For For For
4 Elect Nancy J. Hutson Mgmt For For For
5 Elect Michael Hyatt Mgmt For For For
6 Elect Sharad Mansukani Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Elect Todd B. Sisitsky Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
12 Authority to Issue Mgmt For For For
Shares w/Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Hal V. Barron Mgmt For For For
4 Elect Laurie H. Mgmt For For For
Glimcher
5 Elect Sir Philip Mgmt For For For
Hampton
6 Elect Emma Walmsley Mgmt For For For
7 Elect Manvinder S. Mgmt For For For
Banga
8 Elect Vivienne Cox Mgmt For For For
9 Elect Simon Dingemans Mgmt For For For
10 Elect Lynn L. Elsenhans Mgmt For For For
11 Elect Jesse Goodman Mgmt For For For
12 Elect Judy C. Lewent Mgmt For For For
13 Elect Urs Rohner Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve exemption from Mgmt For For For
statement of the
senior statutory
auditor's name in
published auditors'
reports
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/03/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Novartis Stake in
Joint
Venture
________________________________________________________________________________
GW Pharmaceuticals
Ticker Security ID: Meeting Date Meeting Status
GWPH ISIN US36197T1372 03/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports MGMT For For For
2 Remuneration Report MGMT For For For
(Advisory)
3 Remuneration Policy MGMT For Against Against
(Binding)
4 Elect Justin Gover MGMT For For For
5 Elect Catherine J. MGMT For For For
Mackey
6 Elect Alicia Secor MGMT For For For
7 Elect William MGMT For For For
Waldegrave
8 Appointment of Auditor MGMT For For For
9 Authority to Set MGMT For For For
Auditor's
Fees
10 Authority to Issue MGMT For For For
Shares w/ Preemptive
Rights
11 Authority to Issue MGMT For For For
Shares w/o Preemptive
Rights
12 Amendments to Articles MGMT For For For
________________________________________________________________________________
Jazz Pharmaceuticals Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce C. Cozadd Mgmt For For For
2 Elect Heather Ann Mgmt For For For
McSharry
3 Elect Rick E. Mgmt For For For
Winningham
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Mark B. McClellan Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For For For
8 Elect William D. Perez Mgmt For For For
9 Elect Charles Prince Mgmt For For For
10 Elect A. Eugene Mgmt For For For
Washington
11 Elect Ronald A. Mgmt For For For
Williams
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Lilly (Eli) & Co
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katherine Baicker Mgmt For For For
2 Elect J. Erik Fyrwald Mgmt For For For
3 Elect Jamere Jackson Mgmt For For For
4 Elect Ellen R. Marram Mgmt For For For
5 Elect Jackson P. Tai Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Mgmt For For For
Board
9 Elimination of Mgmt For For For
Supermajority
Requirement
10 Amendment to the 2002 Mgmt For For For
Stock
Plan
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Cannabis
Policy
Advocacy
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David R. Carlucci Mgmt For For For
2 Elect J. Martin Carroll Mgmt For For For
3 Elect Paul R. Carter Mgmt For For For
4 Elect David Y. Norton Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Angus C. Russell Mgmt For For For
7 Elect Mark C. Trudeau Mgmt For For For
8 Elect Anne C. Whitaker Mgmt For For For
9 Elect Kneeland C. Mgmt For For For
Youngblood
10 Elect Joseph A. Mgmt For For For
Zaccagnino
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and
Incentive Plan
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Determine Mgmt For For For
Reissue Price for
Treasury
Shares
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For Against Against
2 Elect N. Anthony Coles Mgmt For For For
3 Elect John H. Mgmt For For For
Hammergren
4 Elect M. Christine Mgmt For For For
Jacobs
5 Elect Donald R. Knauss Mgmt For For For
6 Elect Marie L. Knowles Mgmt For For For
7 Elect Edward A. Mueller Mgmt For For For
8 Elect Susan R. Salka Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect Rochelle B. Mgmt For For For
Lazarus
7 Elect John H. Mgmt For For For
Noseworthy
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Craig B. Thompson Mgmt For For For
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Wendell P. Weeks Mgmt For Against Against
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Robert J. Mgmt For For For
Cindrich
3 Elect Robert J. Coury Mgmt For For For
4 Elect JoEllen Lyons Mgmt For For For
Dillon
5 Elect Neil F. Dimick Mgmt For For For
6 Elect Melina Higgins Mgmt For For For
7 Elect Harry A. Korman Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Mark Parrish Mgmt For For For
10 Elect Pauline van der Mgmt For For For
Meer
Mohr
11 Elect Randall L. Mgmt For For For
Vanderveen
12 Elect Sjoerd S. Mgmt For For For
Vollebregt
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Adoption of Dutch Mgmt For For For
Annual
Accounts
15 Ratification of Auditor Mgmt For For For
16 Appointment of Auditor Mgmt For For For
for the Dutch Annual
Accounts
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 03/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
5 Board Compensation Mgmt For For For
6 Executive Compensation Mgmt For For For
7 Compensation Report Mgmt For For For
8 Elect Jorg Reinhardt Mgmt For For For
as Board
Chair
9 Elect Nancy C. Andrews Mgmt For For For
10 Elect Dimitri Azar Mgmt For For For
11 Elect Ton Buchner Mgmt For For For
12 Elect Srikant M. Datar Mgmt For For For
13 Elect Elizabeth Doherty Mgmt For For For
14 Elect Ann M. Fudge Mgmt For For For
15 Elect Frans van Houten Mgmt For For For
16 Elect Andreas von Mgmt For For For
Planta
17 Elect Charles L. Mgmt For For For
Sawyers
18 Elect Enrico Vanni Mgmt For For For
19 Elect William T. Mgmt For For For
Winters
20 Elect Srikant M. Datar Mgmt For For For
as Compensation
Committee
Member
21 Elect Ann M. Fudge as Mgmt For For For
Compensation
Committee
Member
22 Elect Enrico Vanni as Mgmt For For For
Compensation
Committee
Member
23 Elect William T. Mgmt For For For
Winters as
Compensation
Committee
Member
24 Appointment of Auditor Mgmt For For For
25 Appointment of Mgmt For For For
Independent
Proxy
26 Additional or ShrHoldr N/A Against N/A
Miscellaneous
Proposals
________________________________________________________________________________
Patterson Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Buck Mgmt For For For
2 Elect Alex N. Blanco Mgmt For For For
3 Elect Jody H. Feragen Mgmt For For For
4 Elect Sarena S. Lin Mgmt For For For
5 Elect Ellen A. Rudnick Mgmt For For For
6 Elect Neil A. Mgmt For For For
Schrimsher
7 Elect Les C. Vinney Mgmt For For For
8 Elect James W. Wiltz Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Laurie Brlas Mgmt For For For
3 Elect Rolf A. Classon Mgmt For For For
4 Elect Gary M. Cohen Mgmt For For For
5 Elect Adriana Mgmt For For For
Karaboutis
6 Elect Jeffrey B. Mgmt For For For
Kindler
7 Elect Donal O'Connor Mgmt For For For
8 Elect Geoffrey M. Mgmt For For For
Parker
9 Elect Uwe F. Roehrhoff Mgmt For For For
10 Elect Theodore R. Mgmt For For For
Samuels
11 Elect Jeffrey C. Smith Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 07/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Laurie Brlas Mgmt For For For
3 Elect Rolf A. Classon Mgmt For For For
4 Elect Gary M. Cohen Mgmt For For For
5 Elect John T. Mgmt For For For
Hendrickson
6 Elect Adriana Mgmt For For For
Karaboutis
7 Elect Jeffrey B. Mgmt For Against Against
Kindler
8 Elect Donal O'Connor Mgmt For For For
9 Elect Geoffrey M. Mgmt For For For
Parker
10 Elect Theodore R. Mgmt For For For
Samuels
11 Elect Jeffrey C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Authority to Mgmt For For For
Repurchase
Shares
16 Price Range for Mgmt For For For
Reissuance of
Treasury
Shares
17 Proxy Access Mgmt For For For
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect Albert Bourla Mgmt For For For
4 Elect W. Don Cornwell Mgmt For For For
5 Elect Joseph J. Mgmt For For For
Echevarria
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect James M. Kilts Mgmt For For For
8 Elect Dan R. Littman Mgmt For For For
9 Elect Shantanu Narayen Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ian C. Read Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the French Mgmt For For For
Sub-Plan under the
2014 Stock
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 80105N105 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Olivier Mgmt For For For
Brandicourt
5 Elect Patrick Kron Mgmt For For For
6 Elect Christian Mulliez Mgmt For For For
7 Elect Emmanuel Babeau Mgmt For For For
8 Remuneration Policy Mgmt For For For
(Chair)
9 Remuneration Policy Mgmt For For For
(CEO)
10 Remuneration of Serge Mgmt For For For
Weinberg,
Chair
11 Remuneration of Mgmt For For For
Olivier Brandicourt,
CEO
12 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Amendment to Articles Mgmt For Against Against
Regarding Age
Limits
15 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rosemary A. Crane Mgmt For For For
2 Elect Gerald M. Mgmt For For For
Lieberman
3 Elect Ronit Mgmt For For For
Satchi-Fainaro
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Appointment of Auditor Mgmt For For For
7 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 07/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sol J. Barer Mgmt For For For
2 Elect Jean-Michel Mgmt For For For
Halfon
3 Elect Murray A. Mgmt For For For
Goldberg
4 Elect Nechemia Peres Mgmt For For For
5 Elect Roberto A. Mgmt For For For
Mignone
6 Elect Perry Nisen Mgmt For For For
7 Compensation Terms of Mgmt For For For
Chair
8 Employment Terms of Mgmt For For For
Interim President and
CEO
9 Directors' Fees Mgmt For For For
10 Amendment to the 2015 Mgmt For For For
Long-Term
Equity-Based
Incentive
Plan
11 2017 Executive Mgmt For For For
Incentive
Compensation
Plan
12 Reduction of Mgmt For For For
Authorized
Shares
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Valeant Pharmaceuticals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUSIP 91911K102 04/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard U. Mgmt For For For
DeSchutter
2 Elect D. Robert Hale Mgmt For For For
3 Elect Argeris N. Mgmt For For For
Karabelas
4 Elect Sarah B. Kavanagh Mgmt For For For
5 Elect Joseph C. Papa Mgmt For For For
6 Elect John A. Paulson Mgmt For For For
7 Elect Robert N. Power Mgmt For For For
8 Elect Russel C. Mgmt For For For
Robertson
9 Elect Thomas W. Ross, Mgmt For For For
Sr.
10 Elect Amy B. Wechsler Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sanjay Khosla Mgmt For For For
2 Elect Willie M. Reed Mgmt For For For
3 Elect Linda Rhodes Mgmt For For For
4 Elect William C. Mgmt For For For
Steere,
Jr.
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Poland ETF
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 06/22/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
10 Supervisory Board Mgmt For For For
Report
11 Financial Statements Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Management Board Report Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 10/31/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
7 Coverage of Meeting Mgmt For For For
Costs
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alior Bank SA
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 12/05/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Coverage of
Meeting
Costs
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Asseco Poland SA
Ticker Security ID: Meeting Date Meeting Status
ACP CINS X02540130 04/25/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chair
3 Compliance with Rules Mgmt For For For
of Convocation;
Election of Scrutiny
Commission
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Management Board
Report
6 Presentation of Mgmt For For For
Financial
Statements
7 Presentation of Mgmt For For For
Auditor's
Report
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Accounts and Reports Mgmt For For For
10 Presentation of Mgmt For For For
Accounts and Reports
(Group)
11 Presentation of Mgmt For For For
Auditor's Report
(Group)
12 Accounts and Reports Mgmt For For For
(Group)
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Allocation of Mgmt For For For
Profits/Dividends
16 Property Purchase Mgmt For For For
17 Property Sale Mgmt For For For
18 Supervisory Board Fees Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Handlowy w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
BHW CINS X05318104 06/08/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Financial Statements Mgmt For For For
7 Financial Statements Mgmt For For For
(Consolidated)
8 Management Board Report Mgmt For For For
9 Ratification of Mgmt For For For
Management Board
Acts
10 Supervisory Board Mgmt For For For
Report
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Allocation of Mgmt For For For
Profits/Dividends
13 Amendments to Articles Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Handlowy w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
BHW CINS X05318104 12/06/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
7 Approval of Changes to Mgmt For For For
Assessment Policy for
Supervisory Board
Members
8 Amendments to Articles Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Millennium SA
Ticker Security ID: Meeting Date Meeting Status
MIL CINS X05407105 03/26/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Voting Method Mgmt For For For
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Committee
7 Accounts and Reports Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Supervisory Board Mgmt For For For
Report
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
12 Amendments to Articles Mgmt For For For
13 Board Size Mgmt For For For
14 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Pekao S.A.
Ticker Security ID: Meeting Date Meeting Status
PEO CINS X0R77T117 06/21/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial
Statements
10 Presentation of Mgmt For For For
Management Board
Report
(Group)
11 Presentation of Mgmt For For For
Financial Statements
(Group)
12 Presentation of Profit Mgmt For For For
Allocation
Proposal
13 Presentation of Mgmt For For For
Supervisory Board
Report
14 Management Board Report Mgmt For For For
15 Financial Statements Mgmt For For For
16 Management Board Mgmt For For For
Report
(Group)
17 Financial Statements Mgmt For For For
(Group)
18 Allocation of Mgmt For For For
Profits/Dividends
19 Supervisory Board Mgmt For For For
Report
20 Ratification of Mgmt For For For
Supervisory Board
Acts
21 Ratification of Mgmt For For For
Management
Acts
22 Appointment of Auditor Mgmt For For For
23 Remuneration Policy Mgmt For For For
24 Presentation of Report Mgmt For For For
on Compliance with
Principles of
Corporate Governance
for Supervised
Institutions
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
for Supervisory Board
Members
27 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
for Management Board
Members
28 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Amendments
to
Articles
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Zachodni WBK
Ticker Security ID: Meeting Date Meeting Status
BZW CINS X0646L107 05/29/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Reports on
Demerger
7 Demerger Mgmt For For For
8 Unified Text of Mgmt For For For
Articles
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Zachodni WBK SA
Ticker Security ID: Meeting Date Meeting Status
BZW CINS X0646L107 05/16/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Financial Statements Mgmt For For For
7 Financial Statements Mgmt For For For
(Consolidated)
8 Management Board Report Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Mgmt For For For
Management
Acts
11 Supervisory Board Mgmt For For For
Report; Remuneration
Policy
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Amendments to Articles Mgmt For For For
14 Amendments to Articles Mgmt For For For
(Change of Company's
Name and Registered
Office)
15 Supervisory Board Fees Mgmt For Against Against
16 Amendments to General Mgmt For For For
Meeting
Regulations
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CCC S.A.
Ticker Security ID: Meeting Date Meeting Status
CCC CINS X5818P109 06/19/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Reports
7 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
8 Presentation of Mgmt For For For
Supervisory Board
Report
(Financial
Statements)
9 Financial Statements Mgmt For For For
10 Financial Statements Mgmt For For For
(Consolidated)
11 Allocation of Spare Mgmt For For For
Capital/Dividends
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Mgmt For For For
Management Board
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Supervisory Board Fees Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Amendments to Mgmt For For For
Supervisory Board
Regulations
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X0957E106 05/08/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Presiding Mgmt For For For
Chair
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Accounts and
Reports
6 Financial Statements Mgmt For For For
7 Financial Statements Mgmt For For For
(Consolidated)
8 Management Board Report Mgmt For For For
9 Allocation of Mgmt For Against Against
Profits/Dividends
10 Allocation of Mgmt For For For
Undistributed
Profit
11 Ratify Adam Kicinski Mgmt For For For
12 Ratify Marcin Iwinski Mgmt For For For
13 Ratify Piotr Mgmt For For For
Nielubowicz
14 Ratify Adam Badowski Mgmt For For For
15 Ratify Michal Mgmt For For For
Nowakowski
16 Ratify Piotr Karwowski Mgmt For For For
17 Ratify Oleg Klapovskiy Mgmt For For For
18 Ratify Katarzyna Szwarc Mgmt For For For
19 Ratify Piotr Pagowski Mgmt For For For
20 Ratify Michal Bien Mgmt For For For
21 Ratify Krzysztof Kilian Mgmt For For For
22 Ratify Maciej Mgmt For For For
Nielubowicz
23 Ratify Maciej Majewski Mgmt For For For
24 Audit Committee Fees Mgmt For For For
25 Authority to Mgmt For For For
Repurchase
Shares
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X0957E106 10/11/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
8 Transaction of Other Mgmt For Against Against
Business
9 Closing of Meeting Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 01/09/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Merger by Absorption Mgmt For For For
of Eileme 1AB
(Publ)
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 06/28/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
9 Presentation of Mgmt For For For
Financial Statements
(Metelem
Holding Company Ltd.)
10 Presentation of Mgmt For For For
Financial Statements
(Eileme 1
AB)
11 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts
and
Reports; Profit
Allocation)
12 Presentation of the Mgmt For For For
Supervisory Board
Report (Company's
Standing)
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Management Board Mgmt For For For
Report
(Consolidated)
16 Financial Statements Mgmt For For For
(Consolidated)
17 Financial Statements Mgmt For For For
(Metelem Holding
Company
Ltd.)
18 Financial Statements Mgmt For For For
(Eileme 1
AB)
19 Supervisory Board Mgmt For For For
Report
20 Ratification of Mgmt For For For
Management Board
Acts
21 Ratification of Mgmt For For For
Supervisory Board
Acts
22 Ratification of Mgmt For For For
Management Board Acts
(Metelem Holding
Company
Ltd.)
23 Ratification of Mgmt For For For
Management Board Acts
(Eileme 1
AB)
24 Allocation of Mgmt For For For
Profits/Dividends
25 Coverage of Loss Mgmt For For For
(Metelem Holding
Company
Ltd.)
26 Coverage of Loss Mgmt For For For
(Eileme 1
AB)
27 Supervisory Board Mgmt For Abstain Against
Size; Changes to the
Supervisory Board
Composition
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Dino Polska SA
Ticker Security ID: Meeting Date Meeting Status
DNP CINS X188AF102 05/21/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Allocation of Profits
Proposal
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Activity)
10 Presentation of Mgmt For For For
Supervisory Board
Report (Company's
Activity)
11 Presentation of Mgmt For For For
Supervisory Board
Report (Consolidated
Financial
Statements)
12 Presentation of Mgmt For For For
Supervisory Board
Report (Management
Board
Report)
13 Presentation of Motion Mgmt For For For
to Approve Accounts
and
Reports
14 Presentation of Motion Mgmt For For For
to Approve Accounts
and Reports
(Consolidated)
15 Presentation of Motion Mgmt For For For
to Approve Allocation
of
Profits
16 Presentation of Motion Mgmt For For For
to Ratify Management
Board
Acts
17 Management Board Report Mgmt For For For
18 Financial Statements Mgmt For For For
19 Allocation of Mgmt For For For
Profits/Dividends
20 Management Board Mgmt For For For
Report
(Consolidated)
21 Financial Statements Mgmt For For For
(Consolidated)
22 Ratification of Mgmt For For For
Management Board
Acts
23 Ratification of Mgmt For For For
Supervisory Board
Acts
24 Election of Mgmt For Abstain Against
Supervisory
Board
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
ING Bank Slaski SA
Ticker Security ID: Meeting Date Meeting Status
ING CINS X0645S103 04/05/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Supervisory Board
Reports
8 Financial Statements Mgmt For For For
9 Management Board Report Mgmt For For For
10 Financial Statements Mgmt For For For
(Group)
11 Supervisory Board Mgmt For For For
Reports; Remuneration
Policy
12 Ratification of Mgmt For For For
Management
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Assessment of the Mgmt For For For
Supervisory Board
Members
Sutaibility
15 Allocation of Profits Mgmt For For For
16 Dividend Payout Mgmt For For For
Procedure
17 Dividend Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Elect Michal Szczurek Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 01/18/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
6 Agenda Mgmt For For For
7 Acquisition of Shares Mgmt For For For
in Jastrzebskie
Zaklady Remontowe Sp.
z
o.o.
8 Acquisition of Mgmt For For For
Investment
Certificates of JSW
Stabilisation
Close-End Mutual
Fund
9 Presentation of Report Mgmt For For For
on Procedure of
Election of
Supervisory Board
Members
10 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
11 Presentation of Report Mgmt For For For
on Procedure of
Election of
Management Board
Members
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 05/29/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports; Allocation
of
Profits)
8 Presentation of Mgmt For For For
Supervisory Board
Report (Consolidated
Accounts and
Reports)
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
10 Presentation of Mgmt For For For
Financial
Statements
11 Presentation of Mgmt For For For
Management Board
Report
12 Presentation of Report Mgmt For For For
on Public
Administration
Payments
13 Presentation of Mgmt For For For
Management Board
Motion on Allocation
of
Profits
14 Presentation of Mgmt For For For
Management Board
Report on Other
Comprehensive
Income
15 Financial Statements Mgmt For For For
16 Management Board Report Mgmt For For For
17 Report on Public Mgmt For For For
Administration
Payments
18 Allocation of Mgmt For For For
Profits/Dividends
19 Coverage of Loss in Mgmt For For For
Other Comprehensive
Income
Account
20 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
21 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
22 Financial Statements Mgmt For For For
(Consolidated)
23 Management Board Mgmt For For For
Report
(Consolidated)
24 Presentation of Report Mgmt For For For
on 2017
Expenditures
25 Ratification of Mgmt For For For
Management
Acts
26 Ratification of Mgmt For For For
Supervisory Board
Acts
27 Presentation on Mgmt For For For
Election of Employee
Representatives
28 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
29 Amendments to Articles Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jeronimo Martins, SGPS S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 04/12/2018 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Corporate Bodies'
Acts
6 Remuneration Policy Mgmt For For For
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 03/15/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Supervisory
Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 03/27/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Supervisory
Board
Composition
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kruk SA
Ticker Security ID: Meeting Date Meeting Status
KRU CINS X4598E103 04/18/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Supervisory Board
Report
8 Management Board Report Mgmt For For For
9 Financial Statements Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Management Board Mgmt For For For
Report
(Consolidated)
12 Finacial Statements Mgmt For For For
(Consolidated)
13 Ratification of Mgmt For For For
Management
Acts
14 Ratification of Mgmt For For For
Supervisory Board
Acts
15 Authority to Mgmt For For For
Repurchase
Shares
16 Allocation of Funds Mgmt For For For
for Share Repurchase
Program
17 Amendments to Article Mgmt For For For
13.4
18 Uniform Text of Mgmt For For For
Articles
19 Amendments to Mgmt For For For
Supervisory Board
Regulations
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
LPP S.A.
Ticker Security ID: Meeting Date Meeting Status
LPP CINS X5053G103 05/25/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Compliance with Rules Mgmt For For For
of Convocation;
Attendance
List
4 Election of Scrutiny Mgmt For For For
Commission
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Supervisory Board
Report on
Agenda
Items
7 Presentation of Mgmt For For For
Supervisory Board
Report
on
Management Board Report
8 Presentation of Mgmt For For For
Supervisory Board
Report on
Financial
Statements
9 Presentation of Mgmt For For For
Supervisory Board
Report on
Financial
Statements
(Consolidated)
10 Presentation of Mgmt For For For
Allocation of
Profits
11 Presentation of Mgmt For For For
Supervisory Board
Report
on
Allocation of Profits
12 Presentation of Mgmt For For For
Supervisory Board
Report on Company's
Standings (Financial
Reporting)
13 Presentation of Mgmt For For For
Supervisory Board
Report on Company's
Standings (Control,
Audit and
Risk)
14 Presentation of Mgmt For For For
Supervisory Board
Report on Company's
Standings (Finacial
Audit)
15 Presentation of Mgmt For For For
Supervisory Board
Report on Company's
Standings (Auditor's
Independence)
16 Presentation of Mgmt For For For
Supervisory Board
Report on
its
Activities
17 Presentation of Mgmt For For For
Supervisory Board
Report on
Audit
Committee
18 Presentation of Mgmt For For For
Supervisory Board
Report
on
Corporate Governance
19 Presentation of Mgmt For For For
Supervisory Board
Report
on
Company's Policy on
Charity and
Sponsorship
20 Management Board Report Mgmt For For For
21 Supervisory Board Mgmt For Abstain Against
Report
22 Financial Statements Mgmt For For For
23 Financial Statements Mgmt For For For
(Consolidated)
24 Ratification of Mgmt For For For
Management
Acts
25 Ratification of Mgmt For For For
Supervisory Board
Acts
26 Allocation of Mgmt For For For
Profits/Dividends
27 Sale of Organised Part Mgmt For For For
of the
Company
28 Amendments to Articles Mgmt For For For
29 2018-2019 Performance Mgmt For For For
Share
Plan
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
LPP S.A.
Ticker Security ID: Meeting Date Meeting Status
LPP CINS X5053G103 10/20/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chair
3 Compliance with Rules Mgmt For For For
of Convocation;
Attendance
List
4 ELECTION OF SCRUTINY Mgmt For For For
COMMISSION
5 Agenda Mgmt For For For
6 Removal of Supervisory Mgmt For Abstain Against
Board
Members
7 Election of Mgmt For Abstain Against
Supervisory Board
Members
8 Supervisory Board Fees Mgmt For Abstain Against
9 Amendments to Articles Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
MBank S.A
Ticker Security ID: Meeting Date Meeting Status
MBK ISIN PLBRE0000012 05/09/2018 Voted
Meeting Type Country of Trade
Annual PL
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 OPENING OF THE MEETING Mgmt Non Voting Non Voting N/A
2 Election of Presiding Mgmt For For For
Chair
3 Election of Vote Mgmt For For For
Counting
Commission
4 Presentation of Mgmt For For For
Management Board
Reports
5 Presentation of Mgmt For For For
Supervisory Board
Report
6 Presentation of Mgmt For For For
Management Board
Report
(Group)
7 Presentation of Mgmt For For For
Financial Statements
(Group)
8 Management Board Report Mgmt For For For
9 Financial Statements Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Allocation of Retained Mgmt For For For
Earnings
12 Ratify Cezary Mgmt For For For
Stypulkowski
13 Ratify Lidia Mgmt For For For
Jablonowska-Luba
14 Ratify Przemyslaw Mgmt For For For
Gdanski
15 Ratify Hans Dieter Mgmt For For For
Kemler
16 Ratify Jaroslaw Mgmt For For For
Mastalerz
17 Ratify Cezary Kocik Mgmt For For For
18 Ratify Christoph Heins Mgmt For For For
19 Ratify Adam Pers Mgmt For For For
20 Ratify Krzysztof Mgmt For For For
Dabrowski
21 Ratify Frank Bock Mgmt For For For
22 Ratify Andreas Boger Mgmt For For For
23 Ratify Maciej Lesny Mgmt For For For
24 Ratify Andre Carls Mgmt For For For
25 Ratify Thorsten Kanzler Mgmt For For For
26 Ratify Teresa Mokrysz Mgmt For For For
27 Ratify Stephan Engels Mgmt For For For
28 Ratify Agnieszka Mgmt For For For
Slomka-Golebiowska
29 Ratify Marcus Chromik Mgmt For For For
30 Ratify Ralph Michael Mgmt For For For
Mandel
31 Ratify Jorg Mgmt For For For
Hessenmuller
32 Ratify Wieslaw Thor Mgmt For For For
33 Ratify Waldemar Stawski Mgmt For For For
34 Ratify Marek Mgmt For For For
Wierzbowski
35 Ratify Tomasz Bieske Mgmt For For For
36 Ratify Miroslaw Mgmt For For For
Godlewski
37 Ratify Janusz Fiszer Mgmt For For For
38 Financial Statements Mgmt For For For
(Consolidated)
39 Amendments to Articles Mgmt For For For
40 Amendments to General Mgmt For For For
Meeting
Regulations
41 Incentive Plan Mgmt For For For
42 Authority to Issue Mgmt For For For
Subscription
Warrants; Increase in
Conditional
Capital
43 Remuneration Policy Mgmt For For For
44 Appointment of Auditor Mgmt For For For
45 CLOSING THE MEETING Mgmt Non Voting Non Voting N/A
________________________________________________________________________________
Orange Polska SA
Ticker Security ID: Meeting Date Meeting Status
TPS CINS X5984X100 04/20/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Presentation of Mgmt For For For
Financial
Statements
6 Presentation on Mgmt For For For
Coverage of
Losses
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Financial Statements Mgmt For For For
10 Coverage of Losses Mgmt For For For
11 Management Board Report Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Ratify Jean-Francois Mgmt For For For
Fallacher
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Amendments to Articles Mgmt For Against Against
17 Uniform Text of Mgmt For Against Against
Articles
18 Elect Henryka Bochniarz Mgmt For For For
19 Elect Thierry Bonhomme Mgmt For For For
20 Elect Ramon Fernandez Mgmt For Against Against
21 Elect Maria Mgmt For For For
Paslo-Wisniewska
22 Elect Wieslaw Rozlucki Mgmt For For For
23 Elect Jean-Marc Mgmt For For For
Vignolles
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 02/21/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Sale of Rights to Real Mgmt For For For
Estate
8 Authority to Seek Mgmt For For For
Redress from
Management Board
Members for Damages
Caused to the
Company
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 05/16/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Acquisition of Shares Mgmt For For For
in Polska Spolka
Gazownictwa sp. z
o.o.
8 Acquisition of Shares Mgmt For For For
in PGNiG Obrot
Detaliczny sp. z
o.o.
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 09/13/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Authority to Seek Mgmt For For For
Redress from
Management Board
Members for Damages
Caused to the
Company
9 Property Purchase (3D Mgmt For For For
Seismic
Data)
10 Property Purchase Mgmt For For For
(Drilling
Rig)
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 10/21/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy ORLEN S.A
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 02/02/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Amending
the Resolution on
Determination of
Remuneration of
Management Board
Members
8 Shareholder Proposal ShrHoldr For Abstain Against
Regarding Changes to
the Supervisory Board
Composition
9 Amendments to Mgmt For For For
Corporate Purpose;
Uniform Text of
Articles
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Powszechna Kasa Oszczednosci Bank Polski SA
Ticker Security ID: Meeting Date Meeting Status
PKO CINS X6919X108 05/18/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and Reports
and
Profit
Distribution Proposal
7 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
8 Presentation of Mgmt For For For
Supervisory Board
Reports
9 Financial Statements Mgmt For For For
10 Management Board Report Mgmt For For For
11 Financial Statements Mgmt For For For
(Consolidated)
12 Management Board Mgmt For For For
Report
(Non-financial)
13 Supervisory Board Mgmt For For For
Report
14 Allocation of Profits Mgmt For For For
15 Dividends Mgmt For For For
16 Ratify Zbigniew Mgmt For For For
Jagiello
17 Ratify Rafal Antczak Mgmt For For For
18 Ratify Maks Kraczkowski Mgmt For For For
19 Ratify Mieczyslaw Krol Mgmt For For For
20 Ratify Adam Marciniak Mgmt For For For
21 Ratify Piotr Mazur Mgmt For For For
22 Ratify Jakub Papierski Mgmt For For For
23 Ratify Jan Rosciszewski Mgmt For For For
24 Ratify Bartosz Mgmt For For For
Drabikowski
25 Ratify Janusz Derda Mgmt For For For
26 Ratify Piotr Sadownik Mgmt For For For
27 Ratify Grazyna Mgmt For For For
Ciurzynska
28 Ratify Zbigniew Hajlasz Mgmt For For For
29 Ratify Mariusz Mgmt For For For
Andrzejewski
30 Ratify Miroslaw Barszcz Mgmt For For For
31 Ratify Adam Budnikowski Mgmt For For For
32 Ratify Wojciech Mgmt For For For
Jasinski
33 Ratify Andrzej Mgmt For For For
Kisielewicz
34 Ratify Elzbieta Mgmt For For For
Maczynska-Ziemacka
35 Ratify Janusz Mgmt For For For
Ostaszewski
36 Ratify Jerzy Paluchniak Mgmt For For For
37 Amendments to Articles Mgmt For For For
38 Presentation of Mgmt For For For
Supervisory Board
Report (Remuneration
Policy; Corporate
Governance)
39 Removal of Supervisory Mgmt For Abstain Against
Board
Member
40 Election of Mgmt For Abstain Against
Supervisory Board
Member
41 Non-Voting Agenda Item N/A N/A N/A N/A
42 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Powszechna Kasa Oszczednosci Bank Polski SA
Ticker Security ID: Meeting Date Meeting Status
PKO ISIN PLPKO0000016 07/20/2017 Voted
Meeting Type Country of Trade
Annual PL
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 OPENING THE ANNUAL Mgmt N/A N/A N/A
GENERAL
MEETING
2 Election of Presiding Mgmt For For For
Chair
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Accounts and Reports
and
Profit
Distribution Proposal
6 Presentation of Mgmt For For For
Accounts and Reports
(Consolidated)
7 Presentation of Mgmt For For For
Supervisory Board
Reports
8 Management Board Report Mgmt For For For
9 Financial Statements Mgmt For For For
10 Management Board Mgmt For For For
Report
(Consolidated)
11 Financial Statements Mgmt For For For
(Consolidated)
12 Supervisory Board Mgmt For For For
Report
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratify Zbigniew Mgmt For For For
Jagiello
15 Ratify Janusz Derda Mgmt For For For
16 Ratify Bartosz Mgmt For For For
Drabikowski
17 Ratify Maks Kraczkowski Mgmt For For For
18 Ratify Mieczyslaw Krol Mgmt For For For
19 Ratify Piotr Mazur Mgmt For For For
20 Ratify Jakub Papierski Mgmt For For For
21 Ratify Jan Rosciszewski Mgmt For For For
22 Ratify Piotr Alicki Mgmt For For For
23 Ratify Jaroslaw Myjak Mgmt For For For
24 Ratify Jacek Oblekowski Mgmt For For For
25 Ratify Piotr Sadownik Mgmt For For For
26 Ratify Grazyna Mgmt For For For
Ciurzynska
27 Ratify Zbigniew Hajlasz Mgmt For For For
28 Ratify Miroslaw Barszcz Mgmt For For For
29 Ratify Adam Budnikowski Mgmt For For For
30 Ratify Wojciech Mgmt For For For
Jasinski
31 Ratify Andrzej Mgmt For For For
Kisielewicz
32 Ratify Elzbieta Mgmt For For For
Maczynska-Ziemacka
33 Ratify Janusz Mgmt For For For
Ostaszewski
34 Ratify Jerzy Gora Mgmt For For For
35 Ratify Miroslaw Czekaj Mgmt For For For
36 Ratify Piotr Marczak Mgmt For For For
37 Ratify Marek Mgmt For For For
Mroczkowski
38 Ratify Krzysztof Kilian Mgmt For For For
39 Ratify Zofia Dzik Mgmt For For For
40 Ratify Malgorzata Mgmt For For For
Dec-Kruczkowska
41 Ratify Agnieszka Mgmt For For For
Winnik-Kalemba
42 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
43 Presentation of Mgmt For For For
Supervisory Board
Report (Remuneration
Policy; Corporate
Governance)
44 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
45 Amendments to Articles Mgmt For For For
46 CLOSING THE MEETING Mgmt Non Voting Non Voting N/A
________________________________________________________________________________
Powszechny Zaklad Ubezpieczen SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 06/28/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Presiding Mgmt For For For
Chair
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Financial
Statements
6 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
7 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
8 Presentation of Mgmt For For For
Supervisory Board
Report (Accounts and
Reports)
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
10 Presentation of Mgmt For For For
Management Board
Report
(Expenses)
11 Financial Statements Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Management Board Mgmt For For For
Reports
14 Management Board Mgmt For For For
Report
(Expenses)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Adoption of New Mgmt For For For
General Meeting
Regulations
19 Amendments to Articles Mgmt For For For
20 Acquisition of Mgmt For For For
Securities
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rockcastle Global Real Estate Company Limited
Ticker Security ID: Meeting Date Meeting Status
ROCK CINS V7688C103 07/03/2017 Voted
Meeting Type Country of Trade
Ordinary Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Approval of Rockcastle Mgmt For For For
Disposal
3 Distribution as a Mgmt For For For
Dividend
4 Distribution as a Mgmt For For For
Return of
Capital
5 Authority to Issue Mgmt For For For
Shares Pursuant to
the
Merger
6 REDUCTION OF STATED Mgmt For For For
CAPITAL
7 Delisting Pursuant to Mgmt For For For
the
Merger
8 WINDING UP Mgmt For For For
9 Authorisation of Legal Mgmt For For For
Formalities
(Merger)
10 Authorisation of Legal Mgmt For For For
Formalities
(Resolutions)
________________________________________________________________________________
Tauron Polska Energia SA
Ticker Security ID: Meeting Date Meeting Status
TPE CINS X893AL104 04/16/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Voting Method Mgmt For For For
8 Election of Scrutiny Mgmt For For For
Committee
9 Presentation of Mgmt For For For
Financial
Statements
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
11 Presentation of Mgmt For For For
Supervisory Board
Report (Consolidated
Financial
Statements)
12 Presentation of Mgmt For For For
Supervisory Board
Report (Financial
Statements)
13 Presentation of Report Mgmt For For For
on Procurement of
Services
14 Financial Statements Mgmt For For For
(Consolidated)
15 Management Board Mgmt For For For
Report
(Consolidated)
16 Financial Statements Mgmt For For For
17 Management Board Report Mgmt For For For
18 Allocation of Profits Mgmt For For For
19 Ratification of Mgmt For For For
Management
Acts
20 Ratification of Mgmt For For For
Supervisory Board
Acts
21 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to Article
17.4.5
22 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Supervisory
Board
Size
23 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
24 Non-Voting Agenda Item N/A N/A N/A N/A
Fund Name : VanEck Vectors Preferred Securities ex Financials ETF
________________________________________________________________________________
Arconic Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNC CUSIP 03965L100 11/30/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reincorporation Mgmt For For For
2 Elimination of Mgmt For For For
Supermajority
Requirement
3 Repeal of Classified Mgmt For For For
Board
Fund Name : VanEck Vectors Rare Earth/Strategic Metals ETF
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/24/2017 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Delight Aitken Mgmt For For For
2 Re-elect Ed Southey Mgmt For Against Against
3 Re-elect Bill Urmson Mgmt For For For
4 Elect Audit and Risk Mgmt For Against Against
Committee Member (Ed
Southey)
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Bill
Urmson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Sydney
Mhlarhi)
7 Approve Remuneration Mgmt For Against Against
Policy
8 Approve Implementation Mgmt For Against Against
Report
9 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 05/25/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Financial Report Mgmt For For For
4 2018 Budget Report Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Forfeiture of Mgmt For For For
Unclaimed Final
Dividends of FY2010
11 Authority to Deal with Mgmt For For For
Interim and Quarterly
Dividends
12 Amendments to Measures Mgmt For Abstain Against
on External
Investment
Management
13 Authority to Issue Mgmt For For For
Debt Financing
Instruments
14 Authority to Give Mgmt For Abstain Against
Guarantees
15 Use of Idle Fund for Mgmt For For For
Subscriptions of
Principal-Protected
Structured
Deposit
16 Use of Idle Fund for Mgmt For For For
Wealth or Entrusted
Wealth
Management
17 Authority to Issue A Mgmt For Against Against
and H Shares w/o
Preemptive
Rights
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 02/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 03/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Directors Mgmt For For For
3 Election of Directors Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Directors Mgmt For For For
7 Election of Directors Mgmt For For For
8 Election of Directors Mgmt For For For
9 Election of Directors Mgmt For For For
10 Election of Mgmt For For For
Independent
Directors
11 Election of Mgmt For For For
Independent
Directors
12 Election of Mgmt For For For
Independent
Directors
13 Election of Mgmt For For For
Independent
Directors
14 Election of Mgmt For For For
Independent
Directors
15 Election of Mgmt For Against Against
Supervisory
Board
16 Election of Mgmt For Against Against
Supervisory
Board
17 Election of Mgmt For For For
Supervisory
Board
18 Election of Mgmt For For For
Supervisory
Board
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/10/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For Against Against
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Investment in Mgmt For For For
Structured
Deposit
12 Elect ZHAO Degui as Mgmt For For For
Director
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 11/13/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal to Resign Mgmt For For For
Contract
________________________________________________________________________________
Daiichi Kigenso Kagaku-Kogyo Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
4082 CINS J1119E105 06/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Kimio Ohuchi Mgmt For For For
4 Elect Tadashi Terada Mgmt For Against Against
5 Elect Tetsuo Horiuchi Mgmt For Against Against
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/24/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Approve Special Mgmt For For For
Auditors
Report
8 Severance and Life Mgmt For Against Against
Insurance Agreements
with Christel Bories,
Chair and
CEO
9 Allocation of Mgmt For For For
Profits/Dividends
10 Remuneration Policy Mgmt For For For
(Chair and
CEO)
11 Remuneration of Mgmt For For For
Christel Bories
(Chair and
CEO)
12 Remuneration of Mgmt For For For
Patrick Buffet
(former Chair and
CEO)
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Relocation of Mgmt For For For
Headquarters
15 Authority to Issue Mgmt For For For
Performance
Shares
16 Amendment to Article 4 Mgmt For For For
17 Amendment to Article 10 Mgmt For For For
18 Amendment to Article 15 Mgmt For For For
19 Amendment to Article 16 Mgmt For For For
20 Amendments to Article Mgmt For For For
19
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Galaxy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GXY CINS Q39596194 05/15/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect George ZHANG Mgmt For For For
Jian-Nan
4 Elect Florencia Heredia Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Equity Grants (NED Mgmt For Against Against
Florencia
Heredia)
7 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 04/24/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Robert Cole Mgmt For For For
3 Re-elect James (Hutch) Mgmt For For For
H.
Ranck
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Tom
O'Leary)
________________________________________________________________________________
Lithium Americas Corp.
Ticker Security ID: Meeting Date Meeting Status
LAC CINS 53680Q207 06/21/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect Gary M. Cohn Mgmt For For For
3 Elect Jonathan Evans Mgmt For For For
4 Elect Jean M. Fraser Mgmt For For For
5 Elect W. Thomas Hodgson Mgmt For For For
6 Elect George Ireland Mgmt For For For
7 Elect John A. Mgmt For For For
Kanellitsas
8 Elect Chaiwat Mgmt For For For
Kovavisarach
9 Elect Franco Mignacco Mgmt For For For
10 Elect Gabriel Rubacha Mgmt For Against Against
11 Elect WANG Xiaoshen Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lithium Americas Corp.
Ticker Security ID: Meeting Date Meeting Status
LAC CINS 53680Q108 08/14/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect W. Thomas Hodgson Mgmt For For For
4 Elect George Ireland Mgmt For For For
5 Elect John A. Mgmt For For For
Kanellitsas
6 Elect Franco Mignacco Mgmt For For For
7 Elect Gabriel Rubacha Mgmt For Against Against
8 Elect WANG Xiaoshen Mgmt For For For
9 Elect Jonathan Evans Mgmt For For For
10 Elect Gary M. Cohn Mgmt For For For
11 Elect Chaiwat Mgmt For For For
Kovavisarach
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Lynas Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
LYC CINS Q5683J103 11/28/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect John S. Humphrey Mgmt For For For
4 Elect Grant B. Murdoch Mgmt For For For
5 Renew Performance Mgmt For For For
Rights
Plan
6 Approve Share Mgmt For For For
Consolidation
7 Equity Grant (MD/CEO Mgmt For For For
Amanda
Lacaze)
________________________________________________________________________________
Nemaska Lithium Inc.
Ticker Security ID: Meeting Date Meeting Status
NMX CINS 64045C106 02/16/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michel Baril Mgmt For Against Against
3 Elect Francois Biron Mgmt For For For
4 Elect Guy Bourassa Mgmt For For For
5 Elect Paul-Henri Mgmt For For For
Couture
6 Elect Rene Lessard Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Adoption of New Bylaws Mgmt For For For
________________________________________________________________________________
North Mining Shares Company Limited
Ticker Security ID: Meeting Date Meeting Status
0433 CINS G6661B121 05/30/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect QIAN Yi Dong Mgmt For Against Against
5 Elect XU Zi Jing Mgmt For For For
6 Elect William Fong Mgmt For Against Against
7 Elect Leung Kar Fai Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Orocobre Limited
Ticker Security ID: Meeting Date Meeting Status
ORE CINS Q7142R106 02/26/2018 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities
3 Approve Issue of Mgmt For For For
Securities
________________________________________________________________________________
Orocobre Limited
Ticker Security ID: Meeting Date Meeting Status
ORE CINS Q7142R106 11/24/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John W. Mgmt For For For
Gibson,
Jr.
4 Re-elect Courtney Pratt Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Richard
Seville)
6 Approve Termination Mgmt For For For
Payments (MD/CEO
Richard
Seville)
7 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Osaka Titanium technologies Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
5726 CINS J6281H109 06/22/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yasuaki Sugizaki Mgmt For Against Against
3 Elect Takahisa Miyake Mgmt For For For
4 Elect Mitsuo Takamura Mgmt For For For
5 Elect Satoru Takahashi Mgmt For For For
6 Elect Akira Takamatsu Mgmt For For For
7 Elect Nae Iijima Mgmt For For For
8 Elect Hiroshi Itoh as Mgmt For Against Against
Statutory
Auditor
9 Elect Kazuhiko Kimoto Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
Pilbara Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
PLS CINS Q7539C100 07/26/2017 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Placement of Mgmt For For For
Securities (Tranche
1)
4 Approve Issue of Mgmt For For For
Securities (Tranche
2)
5 Approve Issue of Mgmt For For For
Securities (Share
Purchase
Plan)
6 Approve Issue of Mgmt For For For
Securities (Chairman
Anthony
Kiernan)
7 Approve Issue of Mgmt For For For
Securities (NED Steve
Scudamore)
8 Approve Issue of Mgmt For For For
Securities (NED
Nicholas
Cernotta)
________________________________________________________________________________
Pilbara Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
PLS CINS Q7539C100 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 REMUNERATION REPORT Mgmt For For For
3 Elect Nicholas Cernotta Mgmt For For For
4 Re-elect Anthony W. Mgmt For For For
Kiernan
5 Equity Grant Mgmt For Against Against
(Performance Rights -
MD/CEO Ken
Brinsden)
6 Equity Grant Mgmt For Against Against
(Incentive Options -
NED Nicholas
Cernotta)
________________________________________________________________________________
Toho Titanium Company Limited
Ticker Security ID: Meeting Date Meeting Status
5727 CINS J85366102 06/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yorhihiro Mgmt For For For
Nishiyama
3 Elect Hideo Takatori Mgmt For For For
4 Elect Hiroshi Matsubara Mgmt For For For
5 Elect Toshiji Matsuo Mgmt For For For
6 Elect Hideki Fujii Mgmt For For For
7 Elect Noriaki Matsuki Mgmt For For For
8 Elect Seiichi Murayama Mgmt For For For
9 Elect Yoshihisa Mgmt For For For
Murasawa
10 Elect Yasuhiko Ikubo Mgmt For For For
________________________________________________________________________________
Tronox Ltd.
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP Q9235V101 05/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffry N. Quinn Mgmt For For For
2 Elect Ilan Kaufthal Mgmt For For For
3 Elect Peter Johnston Mgmt For For For
4 Elect Wayne A. Hinman Mgmt For For For
5 Elect Andrew P. Hines Mgmt For For For
6 Elect Sipho A. Nkosi Mgmt For For For
7 Elect Ginger M. Jones Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Tronox Ltd.
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP Q9235V101 10/05/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 04/24/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Return Plan Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees:
Controlled
Subsidiaries
8 Authority to Give Mgmt For For For
Guarantees:
Wholly-Owned
Subsidiary
9 Entrusted Wealth Mgmt For For For
Management
10 Appointment of Auditor Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules:
Annual
Remuneration
13 Independent Directors' Mgmt For For For
Fees
14 Related Party Mgmt For For For
Transactions
15 Long-Term Purchase Mgmt For For For
Agreement
16 Long-Term Design Mgmt For For For
Agreement
17 Entrusted Management Mgmt For For For
of a Branch
Company
18 Long-Term Purchase Mgmt For For For
Agreement with a
Branch
Company
19 Elect Huang Changgeng Mgmt For For For
20 Elect Shangen Yingxiong Mgmt For For For
21 Elect Hou Xiaoliang Mgmt For For For
22 Elect Zhou Min Mgmt For For For
23 Elect Deng Yingjie Mgmt For For For
24 Elect Wu Gaochao Mgmt For For For
25 Elect Hong Maochun Mgmt For For For
26 Elect Shen Weitao Mgmt For For For
27 Elect Ni Longteng Mgmt For For For
28 Elect Xu Jisong Mgmt For Against Against
29 Elect Qi Shen Mgmt For Against Against
30 Elect Shengu Fangzhu Mgmt For Against Against
31 Elect Chen Guanghong Mgmt For For For
32 Elect Zhang Zhen Mgmt For For For
33 Elect Zhong Bingxian Mgmt For For For
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 06/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Agreement on Mgmt For For For
Procurement with
China Tungsten &
Hightech
2 Agreement on Sales Mgmt For For For
with China Tungsten &
Hightech
3 Supply Agreement Mgmt For For For
Renewal with China
Tungsten &
Hightech
________________________________________________________________________________
Xiamen Tungsten Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 10/16/2017 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation in Mgmt For For For
Setting Up a Limited
Partnership and
Acquisition of
Equity
2 Termination of Equity Mgmt For For For
Trusteeship
Agreement
3 Termination of another Mgmt For For For
Equity Trusteeship
Agreement
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 03/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Investment in Mgmt For For For
Construction of
Production
Base
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 04/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Joint Mgmt For For For
Ventures
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 05/16/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 2017 Related Party Mgmt For For For
Transactions
6 2018 Estimation of Mgmt For For For
Related Party
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Shareholder Return Mgmt For For For
Plan for the Next
Three
Year(2018-2020)
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Approval of Line of Mgmt For For For
Credit
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Issue Mgmt For Abstain Against
Debt
Instrument
14 Foreign Forward Mgmt For For For
Exchange
Transactions
15 Independent Directors' Mgmt For For For
Report
16 Related Party Mgmt For For For
Transactions:
Financial
Aid
Fund Name : VanEck Vectors Retail ETF
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Jonathan J. Mgmt For For For
Rubinstein
7 Elect Thomas O. Ryder Mgmt For Against Against
8 Elect Patricia Q. Mgmt For For For
Stonesifer
9 Elect Wendell P. Weeks Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Board
Diversity
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For Against Against
2 Elect Steven H. Collis Mgmt For For For
3 Elect Douglas R. Conant Mgmt For For For
4 Elect D. Mark Durcan Mgmt For For For
5 Elect Richard W. Mgmt For For For
Gochnauer
6 Elect Lon R. Greenberg Mgmt For For For
7 Elect Jane E. Henney Mgmt For For For
8 Elect Kathleen Hyle Mgmt For For For
9 Elect Michael J. Long Mgmt For For For
10 Elect Henry W. McGee Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2011 Mgmt For For For
Employee Stock
Purchase
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Response to Opioid
Epidemic
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Earl G. Graves, Mgmt For For For
Jr.
4 Elect Enderson Mgmt For For For
Guimaraes
5 Elect J.R. Hyde, III Mgmt For For For
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect W. Andrew McKenna Mgmt For For For
8 Elect George R. Mgmt For For For
Mrkonic,
Jr.
9 Elect Luis P. Nieto Mgmt For For For
10 Elect William C. Mgmt For For For
Rhodes,
III
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lisa M. Caputo Mgmt For For For
2 Elect J. Patrick Doyle Mgmt For For For
3 Elect Russell P. Fradin Mgmt For For For
4 Elect Kathy J. Higgins Mgmt For For For
Victor
5 Elect Hubert Joly Mgmt For For For
6 Elect David W. Kenny Mgmt For For For
7 Elect Karen A. Mgmt For For For
McLoughlin
8 Elect Thomas L. Millner Mgmt For For For
9 Elect Claudia F. Munce Mgmt For For For
10 Elect Richelle P. Mgmt For For For
Parham
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Anderson Mgmt For For For
2 Elect Colleen F. Arnold Mgmt For For For
3 Elect George S. Barrett Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce L. Downey Mgmt For For For
7 Elect Patricia Mgmt For For For
Hemingway
Hall
8 Elect Clayton M. Jones Mgmt For For For
9 Elect Gregory B. Kenny Mgmt For For For
10 Elect Nancy Killefer Mgmt For For For
11 Elect David P. King Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth D. Denman Mgmt For For For
1.2 Elect W. Craig Jelinek Mgmt For For For
1.3 Elect Jeffrey S. Raikes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Prison
Labor
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 03/13/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Stock for Mgmt For For For
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 06/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Bracken
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Anne M. Finucane Mgmt For For For
7 Elect Larry J. Merlo Mgmt For For For
8 Elect Jean-Pierre Mgmt For For For
Millon
9 Elect Mary L. Schapiro Mgmt For For For
10 Elect Richard J. Swift Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Elect Tony L. White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Reduce Threshold for Mgmt For For For
Shareholders' Right
to Call a Special
Meeting
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Sandra B. Cochran Mgmt For Against Against
4 Elect Patricia Mgmt For For For
Fili-Krushel
5 Elect Timothy I. Mgmt For For For
McGuire
6 Elect Paula A. Price Mgmt For Abstain Against
7 Elect William C. Mgmt For For For
Rhodes,
III
8 Elect Ralph E. Santana Mgmt For For For
9 Elect Todd J. Vasos Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold S. Barron Mgmt For For For
2 Elect Gregory M. Mgmt For For For
Bridgeford
3 Elect Mary Anne Citrino Mgmt For For For
4 Elect Conrad M. Hall Mgmt For For For
5 Elect Lemuel E. Lewis Mgmt For For For
6 Elect Jeffrey G. Naylor Mgmt For For For
7 Elect Gary M. Philbin Mgmt For For For
8 Elect Bob Sasser Mgmt For For For
9 Elect Thomas A. Mgmt For For For
Saunders
III
10 Elect Stephanie Stahl Mgmt For For For
11 Elect Thomas E. Whiddon Mgmt For For For
12 Elect Carl P. Zeithaml Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gap Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Fisher Mgmt For Against Against
2 Elect William S. Fisher Mgmt For For For
3 Elect Tracy Gardner Mgmt For For For
4 Elect Brian D. Goldner Mgmt For For For
5 Elect Isabella D. Goren Mgmt For For For
6 Elect Bob L. Martin Mgmt For For For
7 Elect Jorge P. Montoya Mgmt For For For
8 Elect Chris O'Neill Mgmt For For For
9 Elect Arthur Peck Mgmt For For For
10 Elect Mayo A. Shattuck Mgmt For For For
III
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven A. Burd Mgmt For For For
3 Elect H. Charles Floyd Mgmt For For For
4 Elect Michelle D. Gass Mgmt For For For
5 Elect Jonas Prising Mgmt For For For
6 Elect John E. Schlifske Mgmt For For For
7 Elect Adrianne Shapira Mgmt For For For
8 Elect Frank V. Sica Mgmt For For For
9 Elect Stephanie A. Mgmt For For For
Streeter
10 Elect Nina G. Vaca Mgmt For For For
11 Elect Stephen E. Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Gordon Gee Mgmt For For For
2 Elect Stephen D. Mgmt For Against Against
Steinour
3 Elect Allan R. Tessler Mgmt For For For
4 Elect Abigail S. Wexner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David H. Mgmt For For For
Batchelder
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Sandra B. Cochran Mgmt For Withhold Against
1.5 Elect Laurie Z. Douglas Mgmt For For For
1.6 Elect Richard W. Mgmt For For For
Dreiling
1.7 Elect Marshall O. Mgmt For For For
Larsen
1.8 Elect James H. Morgan Mgmt For For For
1.9 Elect Robert A. Niblock Mgmt For For For
1.10 Elect Brian C. Rogers Mgmt For For For
1.11 Elect Bertram L. Scott Mgmt For For For
1.12 Elect Lisa W. Wardell Mgmt For For For
1.13 Elect Eric C. Wiseman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect John A. Bryant Mgmt For For For
3 Elect Deirdre P. Mgmt For For For
Connelly
4 Elect Jeff Gennette Mgmt For For For
5 Elect Leslie D. Hale Mgmt For For For
6 Elect William H. Mgmt For For For
Lenehan
7 Elect Sara L. Levinson Mgmt For For For
8 Elect Joyce M. Roche Mgmt For For For
9 Elect Paul C. Varga Mgmt For For For
10 Elect Marna C. Mgmt For For For
Whittington
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of 2018 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy D. Bryant Mgmt For Against Against
2 Elect N. Anthony Coles Mgmt For For For
3 Elect John H. Mgmt For For For
Hammergren
4 Elect M. Christine Mgmt For For For
Jacobs
5 Elect Donald R. Knauss Mgmt For For For
6 Elect Marie L. Knowles Mgmt For For For
7 Elect Edward A. Mueller Mgmt For For For
8 Elect Susan R. Salka Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
O'Reilly Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 67103H107 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. O'Reilly Mgmt For For For
2 Elect Larry P. O'Reilly Mgmt For Against Against
3 Elect Rosalie Mgmt For Against Against
O'Reilly-Wooten
4 Elect Greg Henslee Mgmt For For For
5 Elect Jay D. Burchfield Mgmt For For For
6 Elect Thomas T. Mgmt For For For
Hendrickson
7 Elect John Murphy Mgmt For For For
8 Elect Dana M. Perlman Mgmt For For For
9 Elect Ronald Rashkow Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Balmuth Mgmt For For For
2 Elect K. Gunnar Mgmt For For For
Bjorklund
3 Elect Michael J. Bush Mgmt For For For
4 Elect Norman A. Ferber Mgmt For Against Against
5 Elect Sharon D. Garrett Mgmt For For For
6 Elect Stephen D. Mgmt For For For
Milligan
7 Elect George P. Orban Mgmt For For For
8 Elect Michael Mgmt For For For
O'Sullivan
9 Elect Lawrence S. Mgmt For For For
Peiros
10 Elect Gregory L. Mgmt For For For
Quesnel
11 Elect Barbara Rentler Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel J. Brutto Mgmt For For For
2 Elect John M. Cassaday Mgmt For For For
3 Elect William J. Mgmt For For For
DeLaney
4 Elect Joshua D. Frank Mgmt For For For
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Bradley M. Mgmt For For For
Halverson
7 Elect Hans-Joachim Mgmt For For For
Koerber
8 Elect Nancy S. Newcomb Mgmt For For For
9 Elect Nelson Peltz Mgmt For For For
10 Elect Edward D. Shirley Mgmt For For For
11 Elect Sheila G. Talton Mgmt For For For
12 Elect Richard G. Mgmt For For For
Tilghman
13 Elect Jackie M. Ward Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne S. Austin Mgmt For For For
2 Elect Douglas M. Mgmt For For For
Baker,
Jr.
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Calvin Darden Mgmt For For For
5 Elect Henrique De Mgmt For For For
Castro
6 Elect Robert L. Edwards Mgmt For For For
7 Elect Melanie L. Healey Mgmt For For For
8 Elect Don Knauss Mgmt For For For
9 Elect Monica C. Lozano Mgmt For For For
10 Elect Mary E. Minnick Mgmt For For For
11 Elect Kenneth L. Mgmt For For For
Salazar
12 Elect Dmitri L. Mgmt For For For
Stockton
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando Codina Mgmt For For For
8 Elect Helena B. Foulkes Mgmt For For For
9 Elect Linda R. Gooden Mgmt For For For
10 Elect Wayne M. Hewett Mgmt For For For
11 Elect Stephanie C. Mgmt For For For
Linnartz
12 Elect Craig A. Menear Mgmt For For For
13 Elect Mark Vadon Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Employment
Diversity
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Amendment
to Clawback
Policy
________________________________________________________________________________
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nora. A. Mgmt For For For
Aufreiter
2 Elect Robert D. Beyer Mgmt For For For
3 Elect Anne Gates Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect W. Rodney Mgmt For For For
McMullen
6 Elect Jorge P. Montoya Mgmt For For For
7 Elect Clyde R. Moore Mgmt For For For
8 Elect James A. Runde Mgmt For For For
9 Elect Ronald L. Sargent Mgmt For For For
10 Elect Bobby S. Mgmt For For For
Shackouls
11 Elect Mark S. Sutton Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Adoption of Proxy Mgmt For For For
Access
14 Amend Regulations to Mgmt For For For
Permit the Board to
Amend the
Regulations
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Renewable Energy
Sourcing
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Alan M. Bennett Mgmt For For For
3 Elect David T. Ching Mgmt For For For
4 Elect Ernie Herrman Mgmt For For For
5 Elect Michael F. Hines Mgmt For For For
6 Elect Amy B. Lane Mgmt For For For
7 Elect Carol Meyrowitz Mgmt For For For
8 Elect Jackwyn L. Mgmt For For For
Nemerov
9 Elect John F. O'Brien Mgmt For For For
10 Elect Willow B. Shire Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender and
Ethnicity Pay Equity
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Amendment
to Clawback
Policy
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Prison
Labor
Report
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBA CUSIP 931427108 01/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose E. Almeida Mgmt For For For
2 Elect Janice M. Babiak Mgmt For For For
3 Elect David J. Brailer Mgmt For For For
4 Elect William C. Foote Mgmt For For For
5 Elect Ginger L. Graham Mgmt For For For
6 Elect John A. Lederer Mgmt For For For
7 Elect Dominic P. Murphy Mgmt For For For
8 Elect Stefano Pessina Mgmt For For For
9 Elect Leonard D. Mgmt For For For
Schaeffer
10 Elect Nancy M. Mgmt For For For
Schlichting
11 Elect James A. Skinner Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Amendment to the 2013 Mgmt For For For
Omnibus Incentive
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Proxy Access
Bylaw
________________________________________________________________________________
Walmart Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen J. Mgmt For For For
Easterbrook
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Sarah J. Friar Mgmt For For For
4 Elect Carla A. Harris Mgmt For For For
5 Elect Thomas W. Horton Mgmt For For For
6 Elect Marissa A. Mayer Mgmt For For For
7 Elect C. Douglas Mgmt For For For
McMillon
8 Elect Gregory B. Penner Mgmt For For For
9 Elect Steven S Mgmt For For For
Reinemund
10 Elect S. Robson Walton Mgmt For For For
11 Elect Steuart L. Walton Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial and
Ethnic Pay Equity
Report
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 08/23/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Decrease of Authorized Mgmt For For For
Common
Stock
4 Right to Adjourn Mgmt For For For
Meeting
Fund Name : VanEck Vectors Russia ETF
________________________________________________________________________________
Alrosa Zao
Ticker Security ID: Meeting Date Meeting Status
ALRS CINS X0085A109 06/26/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Allocation of Retained Mgmt For For For
Earnings
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Nikolay P. Mgmt N/A Abstain N/A
Aleksandrov
10 Elect Petr V. Alekseev Mgmt N/A Abstain N/A
11 Elect Egor A. Borisov Mgmt N/A Abstain N/A
12 Elect Maria V. Gordon Mgmt N/A For N/A
13 Elect Evgeniya V. Mgmt N/A Abstain N/A
Grigoryeva
14 Elect Kirill A. Mgmt N/A Abstain N/A
Dmitriev
15 Elect Ilya E. Elizarov Mgmt N/A Abstain N/A
16 Elect Sergey S. Ivanov Mgmt N/A Abstain N/A
17 Elect Dmitry V. Konov Mgmt N/A Abstain N/A
18 Elect Valentina I. Mgmt N/A Abstain N/A
Lemesheva
19 Elect Galina M. Mgmt N/A Abstain N/A
Makarova
20 Elect Sergei V. Mgmt N/A Abstain N/A
Mestnikov
21 Elect Aleksey V. Mgmt N/A Abstain N/A
Moiseyev
22 Elect Leonid G. Mgmt N/A Abstain N/A
Petukhov
23 Elect Anton G. Siluanov Mgmt N/A Abstain N/A
24 Elect Oleg R. Fyodorov Mgmt N/A For N/A
25 Elect Evgeny A. Chekin Mgmt N/A Abstain N/A
26 Elect Aleksey O. Mgmt N/A Abstain N/A
Chekunkov
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Elect Anna I. Vasilyeva Mgmt For For For
29 Elect Aleksandr S. Mgmt For For For
Vasilchenko
30 Elect Dmitry G. Mgmt For For For
Vladimirov
31 Elect Konstantin K. Mgmt For For For
Pozdnyakov
32 Elect Viktor N. Pushmin Mgmt For For For
33 Elect Aleksandr A. Mgmt For N/A N/A
Pshenichnikov
34 Appointment of Auditor Mgmt For For For
35 Amendments to Articles Mgmt For For For
36 Amendments to Board Mgmt For For For
Regulations
37 Amendments to Mgmt For For For
Management Board
Regulations
38 Amendments to Audit Mgmt For For For
Commission
Regulations
39 Amendments to Board Mgmt For For For
Remuneration
Regulations
40 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/19/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Proposed Mgmt For For For
Guarantee
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/19/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Alexander G. Mgmt For For For
Abramov
4 Elect Alexander Frolov Mgmt For For For
5 Elect Eugene Shvidler Mgmt For For For
6 Elect Eugene Tenenbaum Mgmt For For For
7 Elect James Karl Gruber Mgmt For For For
8 Elect Deborah Gudgeon Mgmt For For For
9 Elect Alexander Mgmt For Against Against
Izosimov
10 Elect Sir Michael Peat Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 Reduction in Share Mgmt For For For
Capital
________________________________________________________________________________
Federal Hydrogenerating Company - RusHydro
Ticker Security ID: Meeting Date Meeting Status
HYDR CINS 782183404 06/27/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Artem D. Mgmt N/A Abstain N/A
Avetisyan
9 Elect Maxim S. Bystrov Mgmt N/A Abstain N/A
10 Elect Mikhail V. Mgmt N/A Abstain N/A
Voyevodin
11 Elect Pavel S. Grachev Mgmt N/A For N/A
12 Elect Sergey N. Ivanov Mgmt N/A For N/A
13 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Kravchenko
14 Elect Pavel A. Mgmt N/A Abstain N/A
Livinskiy
15 Elect Vyacheslav V. Mgmt N/A For N/A
Pivovarov
16 Elect Mikhail A. Mgmt N/A Abstain N/A
Rasstrigin
17 Elect Nikolay D. Mgmt N/A Abstain N/A
Rogalev
18 Elect Yuri P. Trutnev Mgmt N/A Abstain N/A
19 Elect Alexey O. Mgmt N/A Abstain N/A
Chekunkov
20 Elect Sergey V. Shishin Mgmt N/A Abstain N/A
21 Elect Andrey N. Mgmt N/A Abstain N/A
Shishkin
22 Elect Nikolay Shulginov Mgmt N/A Abstain N/A
23 Elect Natalia N. Mgmt For For For
Annikova
24 Elect Tatyana V. Mgmt For For For
Zobkova
25 Elect Igor N. Repin Mgmt For For For
26 Elect Marina A. Kostina Mgmt For For For
27 Elect Dmitry I. Mgmt For For For
Simochkin
28 Appointment of Auditor Mgmt For For For
29 Membership in National Mgmt For For For
Network of the Global
Compact
Association
30 Membership in Mgmt For For For
Self-Regulating
Corporation of
Builders of the
Krasnoyarsk
Territory
31 Membership in Mgmt For For For
ENERGOPROEKT
Association
32 Membership in Mgmt For For For
Engineering Surveys
in Construction
Association
33 Membership in Mgmt For For For
Russian-Chinese
Business
Council
34 Amendments to Articles Mgmt For For For
35 Amendments to General Mgmt For For For
Meeting
Regulations
36 Amendments to Board Mgmt For For For
Meeting
Regulations
37 Amendments to Mgmt For For For
Management Board
Regulations
38 Non-Voting Meeting Note N/A N/A N/A N/A
39 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 05/21/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Audit Commission's Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Boris I. Ayuyev Mgmt N/A Abstain N/A
9 Elect Andrey E. Bugrov Mgmt N/A For N/A
10 Elect Anatoly A. Mgmt N/A Abstain N/A
Gavrilenko
11 Elect Boris Y. Mgmt N/A Abstain N/A
Kovalchuk
12 Elect Evgeny I. Mgmt N/A Abstain N/A
Logovinsky
13 Elect Alexander Lokshin Mgmt N/A Abstain N/A
14 Elect Andrey E. Murov Mgmt N/A Abstain N/A
15 Elect Alexey V. Nuzhdov Mgmt N/A Abstain N/A
16 Elect Ronald Pollett Mgmt N/A For N/A
17 Elect Elena Mgmt N/A For N/A
Sapozhnikova
18 Elect Igor Sechin Mgmt N/A Abstain N/A
19 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
20 Elect Dmitry E. Mgmt N/A Abstain N/A
Shugayev
21 Elect Gennady Bukayev Mgmt For For For
22 Elect Tatiana B. Mgmt For For For
Zaltsman
23 Elect Svetlana N. Mgmt For For For
Kovaleva
24 Elect Igor V. Mgmt For For For
Feoktistov
25 Elect Tatiana V. Mgmt For For For
Fisenko
26 Appointment of Auditor Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Irkutsk Electronetwork Company OJSC
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 06/07/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Andrey V. Mgmt N/A Abstain N/A
Borisychev
7 Elect Alexander K. Mgmt N/A Abstain N/A
Zakharov
8 Elect Vladimir V. Mgmt N/A Abstain N/A
Kolmogorov
9 Elect Efim S. Kuimov Mgmt N/A Abstain N/A
10 Elect Aleksandr M. Mgmt N/A Abstain N/A
Lobanov
11 Elect Andrey V. Lymarev Mgmt N/A Abstain N/A
12 Elect Anna A. Mgmt N/A Abstain N/A
Malevinskya
13 Elect Anna N. Makhotina Mgmt N/A Abstain N/A
14 Elect Vadim V. Nedotko Mgmt N/A Abstain N/A
15 Elect Mikhail Y. Mgmt N/A Abstain N/A
Khardikov
16 Elect Dmitry S. Mgmt N/A Abstain N/A
Shumeyev
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect Marina P. Boyko Mgmt For For For
19 Elect Aleksandr M. Mgmt For N/A N/A
Lobanov
20 Elect Aleksandr I. Mgmt For N/A N/A
Novozhilov
21 Elect Julia V. Rafeyeva Mgmt For For For
22 Elect Elena G. Mgmt For For For
Talalykina
23 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
JSC Moscow Exchange MICEX-RTS
Ticker Security ID: Meeting Date Meeting Status
MOEX CINS X5504J102 04/26/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Anatoly Braverman Mgmt For Abstain Against
7 Elect Mikhail V. Mgmt For For For
Bratanov
8 Elect Oleg V. Viyugin Mgmt For For For
9 Elect Andrei F. Golikov Mgmt For Abstain Against
10 Elect Maria V. Gordon Mgmt For For For
11 Elect Valery P. Mgmt For Abstain Against
Goreglyad
12 Elect Yuriy O. Denisov Mgmt For Abstain Against
13 Elect Bella I. Zlatkis Mgmt For Abstain Against
14 Elect Alexander Mgmt For For For
Izosimov
15 Elect Anatoly M. Mgmt For For For
Karachinskiy
16 Elect Duncan Paterson Mgmt For For For
17 Elect Rainer Riess Mgmt For For For
18 Elect Vladislav V. Mgmt For For For
Zimin
19 Elect Mikhail S. Kireev Mgmt For For For
20 Elect Olga I. Mgmt For For For
Romantsova
21 Appointment of Auditor Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Audit Commission Fees Mgmt For For For
24 Related Party Mgmt For For For
Transactions
(Currency
Conversion)
25 Related Party Mgmt For For For
Transactions
(Bonds)
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 05/23/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Dividends Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Audit Commission Fees Mgmt For For For
10 Board Size Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Matthias Warnig Mgmt N/A Abstain N/A
13 Elect Sergey N. Mgmt N/A Abstain N/A
Galitsky
14 Elect Yves-Thibault de Mgmt N/A For N/A
Silguy
15 Elect Sergey K. Dubinin Mgmt N/A Abstain N/A
16 Elect Mikhail M. Mgmt N/A Abstain N/A
Zadornov
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect Shahmar Movsumov Mgmt N/A For N/A
20 Elect Igor N. Repin Mgmt N/A For N/A
21 Elect Anton G. Siluanov Mgmt N/A Abstain N/A
22 Elect Alexander K. Mgmt N/A Abstain N/A
Sokolov
23 Elect Azer Mutalim Mgmt N/A Abstain N/A
oglu
Talybov
24 Elect Vladimir V. Mgmt N/A Abstain N/A
Chistyukhin
25 Elect Mukhadin A. Mgmt N/A Abstain N/A
Eskindarov
26 Audit Commission Size Mgmt For For For
27 Election of Audit Mgmt For For For
Commission
28 Appointment of Auditor Mgmt For For For
29 Amendments to General Mgmt For For For
Meeting
Regulations
30 Withdrawal from Mgmt For For For
Association of
Russian
Banks
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS X0494D108 05/23/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For Abstain Against
7 Audit Commission Fees Mgmt For For For
8 Board Size Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Matthias Warnig Mgmt N/A Abstain N/A
11 Elect Sergey N. Mgmt N/A Abstain N/A
Galitsky
12 Elect Yves-Thibault de Mgmt N/A For N/A
Silguy
13 Elect Sergey K. Dubinin Mgmt N/A Abstain N/A
14 Elect Mikhail M. Mgmt N/A Abstain N/A
Zadornov
15 Elect Andrey L. Kostin Mgmt N/A Abstain N/A
16 Elect Shahmar Movsumov Mgmt N/A For N/A
17 Elect Igor N. Repin Mgmt N/A For N/A
18 Elect Anton G. Siluanov Mgmt N/A Abstain N/A
19 Elect Alexander K. Mgmt N/A Abstain N/A
Sokolov
20 Elect Azer Mutalim Mgmt N/A Abstain N/A
oglu
Talybov
21 Elect Vladimir V. Mgmt N/A Abstain N/A
Chistyukhin
22 Elect Mukhadin A. Mgmt N/A Abstain N/A
Eskindarov
23 Audit Commission Size Mgmt For For For
24 Elect Evgeny Sh. Mgmt For For For
Gontmakher
25 Elect Mikhail P. Mgmt For For For
Krasnov
26 Elect Anastasiya S. Mgmt For For For
Olshanova
27 Elect Sergey R. Mgmt For For For
Platonov
28 Elect Zakhar B. Mgmt For For For
Sabantsev
29 Elect Vadim V. Soskov Mgmt For For For
30 Appointment of Auditor Mgmt For For For
31 Amendments to General Mgmt For For For
Meeting
Regulations
32 Withdrawal from Mgmt For For For
Association of
Russian
Banks
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS X0494D108 11/09/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Management Board
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 11/09/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Management Board
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lenta
Ticker Security ID: Meeting Date Meeting Status
LNTA CINS 52634T200 06/22/2018 Voted
Meeting Type Country of Trade
Annual Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen R. Mgmt For For For
Johnson
2 Elect Michael Mgmt For For For
Lynch-Bell
3 Elect John E. Oliver Mgmt For Against Against
4 Elect Dmitry V. Shvets Mgmt For For For
5 Elect Steven Hellman Mgmt For For For
6 Elect Martin Elling Mgmt For For For
7 Elect Julia Solovieva Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 04/19/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Gregor Wiliam Mgmt N/A Abstain N/A
Mowat
4 Elect Timothy Demchenko Mgmt N/A Abstain N/A
5 Elect James Pat Simmons Mgmt N/A Abstain N/A
6 Elect Alexey P. Makhnev Mgmt N/A Abstain N/A
7 Elect Paul Michael Mgmt N/A Abstain N/A
Foley
8 Elect Khachatur E. Mgmt N/A Abstain N/A
Pombykhchan
9 Elect Ilya K. Sattarov Mgmt N/A Abstain N/A
10 Elect Charles Emmitt Mgmt N/A Abstain N/A
Ryan
11 Elect Oleg V. Mgmt N/A For N/A
Zherebtsov
12 Elect Evgeny V. Mgmt N/A For N/A
Kuznetsov
13 Elect Alexander M. Mgmt N/A For N/A
Prisyazhnyuk
14 Elect Alexander V. Mgmt N/A For N/A
Shevchuk
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PAO
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 08/31/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2017)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PJSC
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 06/21/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For Against Against
5 Audit Commission's Fees Mgmt For Against Against
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Gregor Wiliam Mgmt For For For
Mowat
8 Elect Timothy Demchenko Mgmt For Abstain Against
9 Elect James Pat Simmons Mgmt For For For
10 Elect Alexey P. Makhnev Mgmt For Abstain Against
11 Elect Paul Michael Mgmt For For For
Foley
12 Elect Alexander M. Mgmt For For For
Prisyazhnyuk
13 Elect Charles Emmitt Mgmt For For For
Ryan
14 Elect Roman G. Mgmt For For For
Yefimenko
15 Elect Irina G. Mgmt For For For
Tsiplenkova
16 Elect Alexey G. Neronov Mgmt For For For
17 Appointment of Auditor Mgmt For For For
(RAS)
18 Appointment of Auditor Mgmt For For For
(IFRS)
19 Amendments to Articles Mgmt For For For
20 Amendments to General Mgmt For For For
Meeting
Regulations
21 Amendments to Board Mgmt For Against Against
Regulations
22 Amendments to Mgmt For For For
Management Board
Regulations
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon PJSC
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 01/19/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Maxim N. Anipkin Mgmt For Abstain Against
5 Elect Alexey V. Mgmt For Abstain Against
Antonyuk
6 Elect Evgeny A. Mgmt For Abstain Against
Bystrykh
7 Elect Jarkko A. Mgmt For For For
Veijalainen
8 Elect Aleksandr Y. Mgmt For Abstain Against
Esikov
9 Elect Pavel S. Kaplun Mgmt For Abstain Against
10 Elect Harri E. Koponen Mgmt For For For
11 Elect Alexander A. Mgmt For Abstain Against
Ushkov
12 Elect Natalia V. Mgmt For Abstain Against
Chumachenko
________________________________________________________________________________
Megafon PJSC
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 03/12/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Audit Mgmt For For For
Commission
3 Election of Management Mgmt For For For
Board; Management
Board
Size
4 Directors' Fees Mgmt For Against Against
5 Approval of the Mgmt For For For
Company's
Participation in the
National Association
of Industrial
Internet Market
Participants
________________________________________________________________________________
Megafon PJSC
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 07/03/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Megafon PJSC
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 08/07/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Robert W Mgmt N/A Abstain N/A
Andersson
4 Elect Henriette Ohland Mgmt N/A Abstain N/A
Wendt
5 Elect Aleksandr V. Mgmt N/A For N/A
Galitsky
6 Elect Boris O. Mgmt N/A Abstain N/A
Dobrodeev
7 Elect Aleksandr Y. Mgmt N/A Abstain N/A
Esikov
8 Elect Nikolay B. Krylov Mgmt N/A Abstain N/A
9 Elect Lord Paul Myners Mgmt N/A For N/A
10 Elect Douglas Gordon Mgmt N/A Abstain N/A
Lubbe
11 Elect Hannu-Matti Mgmt N/A Abstain N/A
Makinen
12 Elect Pavel A. Mgmt N/A Abstain N/A
Mitrofanov
13 Elect Ardavan Moshiri Mgmt N/A Abstain N/A
14 Elect Per Emil Nilsson Mgmt N/A Abstain N/A
15 Elect Jan Erik Rudberg Mgmt N/A For N/A
16 Elect Vladimir Y. Mgmt N/A Abstain N/A
Streshinsky
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Megafon PJSC
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 11/30/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Mgmt For For For
Executive
Director
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CUSIP 55315J102 06/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Sergey V. Mgmt For Abstain Against
Barbashev
6 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
7 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
8 Elect Andrey E. Bougrov Mgmt For Abstain Against
9 Elect Artem O. Volynets Mgmt For For For
10 Elect Marianna A. Mgmt For Abstain Against
Zakharova
11 Elect Andrey N. Mgmt For Abstain Against
Likhachev
12 Elect Roger Munnings Mgmt For For For
13 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
14 Elect Gareth Penny Mgmt For For For
15 Elect Maxim M. Sokov Mgmt For Abstain Against
16 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
17 Elect Robert W. Edwards Mgmt For For For
18 Elect Artur G. Mgmt For For For
Arustamov
19 Elect Anna V. Masalova Mgmt For For For
20 Elect Georgiy E. Mgmt For For For
Svanidze
21 Elect Vladimir N. Mgmt For For For
Shilkov
22 Elect Elena A. Yanevich Mgmt For For For
23 Appointment of Auditor Mgmt For For For
(RAS)
24 Appointment of Auditor Mgmt For For For
(IFRS)
25 Directors' Fees Mgmt For Against Against
26 Audit Commission Fees Mgmt For For For
27 Indemnification of Mgmt For For For
Directors/Officers
28 D&O Insurance Mgmt For For For
29 Membership in Mgmt For For For
Organisation
(Krasnoyarsk
Constructors
Self-Regulatory
Association)
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 06/28/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
9 Elect Andrey E. Bougrov Mgmt For Abstain Against
10 Elect Artem O. Volynets Mgmt For For For
11 Elect Marianna A. Mgmt For Abstain Against
Zakharova
12 Elect Andrey N. Mgmt For Abstain Against
Likhachev
13 Elect Roger Munnings Mgmt For For For
14 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
15 Elect Gareth Penny Mgmt For For For
16 Elect Maxim M. Sokov Mgmt For Abstain Against
17 Elect Vladislav A. Mgmt For Abstain Against
Soloviev
18 Elect Robert W. Edwards Mgmt For For For
19 Elect Artur G. Mgmt For For For
Arustamov
20 Elect Anna V. Masalova Mgmt For For For
21 Elect Georgiy E. Mgmt For For For
Svanidze
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Elect Elena A. Yanevich Mgmt For For For
24 Appointment of Auditor Mgmt For For For
(RAS)
25 Appointment of Auditor Mgmt For For For
(IFRS)
26 Directors' Fees Mgmt For Against Against
27 Audit Commission Fees Mgmt For For For
28 Indemnification of Mgmt For For For
Directors/Officers
29 D&O Insurance Mgmt For For For
30 Membership in Mgmt For For For
Organisation
(Krasnoyarsk
Constructors
Self-Regulatory
Association)
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 09/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(1H2017)
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Announcement of Mgmt For For For
Meeting
Results
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5.1 Elect Artem I. Zasursky Mgmt For Withhold Against
5.2 Elect Ron Sommer Mgmt For Withhold Against
5.3 Elect Aleksey B. Katkov Mgmt For Withhold Against
5.4 Elect Alexey V. Kornya Mgmt For Withhold Against
5.5 Elect Stanley Miller Mgmt For Withhold Against
5.6 Elect Vsevolod V. Mgmt For Withhold Against
Rozanov
5.7 Elect Regina von Mgmt For For For
Flemming
5.8 Elect Thomas Holtrop Mgmt For For For
5.9 Elect Wolfgang Schussel Mgmt For For For
6 Elect Irina R. Mgmt For For For
Borisenkova
7 Elect Maxim A. Mamonov Mgmt For For For
8 Elect Anatoliy G. Mgmt For For For
Panarin
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Board Mgmt For For For
Regulations
12 Amendments to Board Mgmt For Against Against
Remuneration
Regulations
13 Merger with Mgmt For For For
Subsidiaries
14 Amendments to Articles Mgmt For For For
(Merger with
Subsidiaries)
15 Authority to Reduce Mgmt For For For
Share
Capital
16 Amendments to Articles Mgmt For For For
(Capital
Reduction)
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/29/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividends Mgmt For For For
(1H2017)
3 Amendments to Articles Mgmt For For For
in Accordance with
Annex
1
4 Amendments to Articles Mgmt For For For
in Accordance with
Annex
2
5 Amendments to Articles Mgmt For Against Against
in Accordance with
Annex
3
6 Membership in Mgmt For For For
Non-Commercial
Organisations
________________________________________________________________________________
Moscow Exchange Micex OJSC
Ticker Security ID: Meeting Date Meeting Status
MOEX CINS X5504J102 09/14/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Retained Mgmt For For For
Earnings/Dividends
2 Interim Dividend Mgmt For For For
(1H2017)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/20/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits
3 Dividends Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Michael Borrell Mgmt For Abstain Against
8 Elect Burckhard Mgmt For Abstain Against
Bergmann
9 Elect Robert Castaigne Mgmt For For For
10 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
11 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
12 Elect Viktor P. Orlov Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Andrey V. Mgmt For Abstain Against
Sharonov
15 Elect Olga V. Belyaeva Mgmt For For For
16 Elect Anna V. Mgmt For For For
Merzlyakova
17 Elect Igor A. Ryaskov Mgmt For For For
18 Elect Nikolay K. Mgmt For For For
Shulikin
19 Appointment of Auditor Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Audit Commission Fees Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2017)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/08/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statement Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Interim Dividend 1Q2018 Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Oleg V. Bagrin Mgmt For Abstain Against
8 Elect Thomas Veraszto Mgmt For For For
9 Elect Helmut Wieser Mgmt For Abstain Against
10 Elect Nikolai A. Mgmt For Abstain Against
Gagarin
11 Elect Vladimir S. Lisin Mgmt For Abstain Against
12 Elect Marjan Oudeman Mgmt For For For
13 Elect Karen R. Sarkisov Mgmt For Abstain Against
14 Elect Stanislav V. Mgmt For For For
Shekshnya
15 Elect Benedict Mgmt For For For
Sciortino
16 Appointment of CEO and Mgmt For For For
Management Board
Chair
17 Elect Elena V. Zvyagina Mgmt For For For
18 Elect Yulia V. Mgmt For For For
Kunikhina
19 Elect Michael Yu. Mgmt For For For
Makeev
20 Elect Elena V. Mgmt For For For
Skladchikova
21 Elect Sergey V. Ushkov Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Appointment of Auditor Mgmt For For For
(RAS)
24 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2017)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novolipetsk Steel OJSC
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/22/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2017)
2 Amendments to Articles Mgmt For For For
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/08/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Alexey A. Mgmt For Abstain Against
Mordashov
4 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
5 Elect Vladimir A. Lukin Mgmt For Abstain Against
6 Elect Andrey A. Mitukov Mgmt For Abstain Against
7 Elect Alexander A. Mgmt For Abstain Against
Shevelev
8 Elect Philip J. Dayer Mgmt For For For
9 Elect Alun D. Bowen Mgmt For For For
10 Elect Sakari V. Mgmt For For For
Tamminen
11 Elect Vladimir A. Mau Mgmt For For For
12 Elect Alexander A. Mgmt For For For
Auzan
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 1Q2018 Interim Dividend Mgmt For For For
16 Elect Nikolay V. Lavrov Mgmt For For For
17 Elect Roman I. Antonov Mgmt For For For
18 Elect Svetlana V. Mgmt For For For
Guseva
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/15/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends (1H Mgmt For For For
2017)
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 11/24/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2017)
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/05/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Undistributed
Profit/Dividends
2 Board Size Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phosagro OJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/02/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Igor D. Antoshin Mgmt N/A Abstain N/A
4 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
5 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
6 Elect Yury N. Krugovygh Mgmt N/A Abstain N/A
7 Elect Sven Ombudstvedt Mgmt N/A For N/A
8 Elect Roman V. Osipov Mgmt N/A Abstain N/A
9 Elect Nataliya Mgmt N/A For N/A
Pashkevich
10 Elect James B. Rogers Mgmt N/A For N/A
11 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
12 Elect Marcus J. Rhodes Mgmt N/A For N/A
13 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
14 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
15 Elect Andrey V. Mgmt N/A For N/A
Sharonov
16 Directors' Fees Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to General Mgmt For For For
Meeting
Regulations
19 Allocation of Retained Mgmt For For For
Earnings/Dividends
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR ISIN US71922G2093 02/26/2018 Voted
Meeting Type Country of Trade
Special RU
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 PLEASE NOTE CUMULATIVE Mgmt Non Voting Non Voting N/A
VOTING APPLIES TO
THIS RESOLUTION
REGARDING THE
ELECTION OF
DIRECTORS. OUT OF THE
13 DIRECTORS
PRESENTED FOR
ELECTION, A MAXIMUM
OF 10 DIRECTORS ARE
TO BE ELECTED. THE
LOCAL AGENT IN THE
MARKET WILL APPLY
CUMULATIVE VOTING
EVENLY AMONG ONLY
DIRECTORS FOR WHOM
YOU VOTE FOR .
CUMULATIVE VOTES
CANNOT BE APPLIED
UNEVENLY AMONG
DIRECTORS VIA
PROXYEDGE. HOWEVER IF
YOU WISH TO DO SO,
PLEASE CONTACT YOUR
CLIENT SERVICE
REPRESENTATIVE.
STANDING INSTRUCTIONS
HAVE BEEN REMOVED FOR
THIS MEETING. IF YOU
HAVE FURTHER
QUESTIONS PLEASE
CONTACT YOUR CLIENT
SERVICE
REPRESENTATIVE
3 Elect Irina G. Bokova Mgmt N/A For N/A
4 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
5 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
6 Elect Yury N. Krugovygh Mgmt N/A Abstain N/A
7 Elect Sven Ombudstvedt Mgmt N/A For N/A
8 Elect Roman V. Osipov Mgmt N/A Abstain N/A
9 Elect Nataliya Mgmt N/A For N/A
Pashkevich
10 Elect James B. Rogers Mgmt N/A For N/A
11 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
12 Elect Marcus J. Rhodes Mgmt N/A For N/A
13 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
14 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaika
15 Elect Andrey V. Mgmt For For For
Sharonov
16 Directors' Fees Mgmt For For For
17 Dividends Mgmt For For For
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/30/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Irina G. Bokova Mgmt N/A For N/A
6 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
7 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
8 Elect Sven Ombudstvedt Mgmt N/A Abstain N/A
9 Elect Roman V. Osipov Mgmt N/A Abstain N/A
10 Elect Nataliya V. Mgmt N/A For N/A
Pashkevich
11 Elect Sergey A. Pronin Mgmt N/A Abstain N/A
12 Elect James B. Rogers, Mgmt N/A For N/A
Jr.
13 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
14 Elect Xavier Rolet Mgmt N/A For N/A
15 Elect Marcus J. Rhodes Mgmt N/A Abstain N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
18 Elect Andrey V. Mgmt N/A For N/A
Sharonov
19 Directors' Fees Mgmt For For For
20 Elect Ekaterina V. Mgmt For For For
Viktorova
21 Elect Elena Yu. Mgmt For For For
Kryuchkova
22 Elect Olga Yu. Lizunova Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Alrosa
Ticker Security ID: Meeting Date Meeting Status
ALRS CINS X0085A109 01/11/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
3 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
4 Amendments to Mgmt For Abstain Against
Executive Committee
Regulations
5 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
6 Amendments to Board of Mgmt For Abstain Against
Directors
Remuneration
Regulations
7 Amendments to Audit Mgmt For Abstain Against
Commission
Remuneration
Regulations
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/29/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Retained Mgmt For For For
Earnings
6 Dividends Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Audit Commission Fees Mgmt For For For
11 Amendments to General Mgmt For For For
Meeting
Regulations
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Viktor A. Zubkov Mgmt For Abstain Against
16 Elect Timur A. Kulibaev Mgmt For Abstain Against
17 Elect Denis V. Manturov Mgmt For Abstain Against
18 Elect Vitaly A. Mgmt For Abstain Against
Markelov
19 Elect Viktor G Martynov Mgmt For For For
20 Elect Vladimir A. Mau Mgmt For Abstain Against
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Elect Alexander V. Mgmt For Abstain Against
Novak
23 Elect Dmitry N. Mgmt For Abstain Against
Patrushev
24 Elect Mikhail L. Sereda Mgmt For Abstain Against
25 Elect Vadim K. Bikulov Mgmt For For For
26 Elect Alexander A. Mgmt For For For
Gladkov
27 Elect Margarita I. Mgmt For For For
Mironova
28 Elect Yuri S. Nosov Mgmt For For For
29 Elect Karen I. Oganyan Mgmt For For For
30 Elect Alexandra A. Mgmt For For For
Petrova
31 Elect Sergey R. Mgmt For For For
Platonov
32 Elect Oksana V. Mgmt For For For
Tarasenko
33 Elect Tatyana V. Mgmt For For For
Fisenko
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/21/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
4 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
5 Elect Toby T. Gati Mgmt N/A For N/A
6 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
7 Elect Igor S. Ivanov Mgmt N/A Abstain N/A
8 Elect Aleksandr V. Mgmt N/A Abstain N/A
Leyfrid
9 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
10 Elect Roger Munnings Mgmt N/A For N/A
11 Elect Richard H. Matzke Mgmt N/A Abstain N/A
12 Elect Ivan Pictet Mgmt N/A For N/A
13 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
14 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
15 Elect Ivan N. Mgmt For For For
Vrublevsky
16 Elect Pavel A. Suloev Mgmt For For For
17 Elect Aleksandr V. Mgmt For For For
Surkov
18 Directors' Fees Mgmt For For For
(FY2017)
19 Directors' Fees Mgmt For For For
(FY2018)
20 Audit Commission Mgmt For For For
Members' Fees
(FY2017)
21 Audit Commission Mgmt For For For
Members' Fees
(FY2018)
22 Appointment of Auditor Mgmt For For For
23 Amendments to Articles Mgmt For For For
24 D&O Insurance Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/04/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2017)
3 Directors' Fees Mgmt For For For
4 Approval of the Mgmt For For For
Company's
Participation in the
All-Russian
Association of
Employers the Russian
Union of
Industrialists and
Entrepreneurs
5 Related Party Mgmt For For For
Transactions
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/22/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
6 Elect Laszlo Gerecs Mgmt For For For
7 Elect Nail G. Ibragimov Mgmt For Abstain Against
8 Elect Yuri L. Levin Mgmt For Abstain Against
9 Elect Nail U. Maganov Mgmt For Abstain Against
10 Elect Renat H. Muslimov Mgmt For Abstain Against
11 Elect Rafael S. Mgmt For Abstain Against
Nurmukhametov
12 Elect Rinat K. Sabirov Mgmt For Abstain Against
13 Elect Valery Y. Sorokin Mgmt For Abstain Against
14 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
15 Elect Rustam K. Mgmt For Abstain Against
Khalimov
16 Elect Azat K. Khamaev Mgmt For Abstain Against
17 Elect Rais S. Khisamov Mgmt For Abstain Against
18 Elect Rene F. Steiner Mgmt For For For
19 Elect Ksenia G. Mgmt For For For
Borzunova
20 Elect Ranilya R. Mgmt For For For
Gizatova
21 Elect Guzel R. Mgmt For For For
Gilfanova
22 Elect Salavat G. Mgmt For For For
Zalyaev
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Liliya R. Mgmt For For For
Rakhimzyanova
25 Elect Nazilya R. Mgmt For For For
Farkhutdinova
26 Elect Ravil A. Mgmt For For For
Sharifullin
27 Appointment of Auditor Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 04/25/2018 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bobby Godsell Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Konstantin Mgmt For For For
Yanakov
7 Elect Marina Gronberg Mgmt For For For
8 Elect Jean-Pascal Mgmt For For For
Duvieusart
9 Elect Jonathan Best Mgmt For For For
10 Elect Christine Mgmt For For For
Coignard
11 Elect Tracey Kerr Mgmt For For For
12 Elect Giacomo Baizini Mgmt For For For
13 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company MegaFon
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 06/29/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Maxim N. Anipkin Mgmt For Abstain Against
8 Elect Alexey V. Mgmt For Abstain Against
Antonyuk
9 Elect Evgeny A. Mgmt For Abstain Against
Bystrykh
10 Elect Jarkko A. Mgmt For For For
Veijalainen
11 Elect Aleksandr Y. Mgmt For Abstain Against
Esikov
12 Elect Pavel S. Kaplun Mgmt For Abstain Against
13 Elect Harri E. Koponen Mgmt For For For
14 Elect Alexander A. Mgmt For Abstain Against
Ushkov
15 Elect Natalia V. Mgmt For Abstain Against
Chumachenko
16 Election of Management Mgmt For For For
Board; Management
Board
Size
17 Appointment of Auditor Mgmt For For For
18 Election of Audit Mgmt For For For
Commission
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NISQY ISIN US67011E2046 03/12/2018 Voted
Meeting Type Country of Trade
Special RU
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
CEO
Powers
2 Appointment of CEO Mgmt For For For
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 09/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Early Termination of Mgmt For For For
Board
Powers
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Interim Dividends Mgmt For For For
(1H2017)
________________________________________________________________________________
Rosneft Oil Co.
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/21/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Olga A. Mgmt For For For
Andrianova
9 Elect Alexander E. Mgmt For For For
Bogashov
10 Elect Sergey I. Poma Mgmt For For For
11 Elect Zakhar B. Mgmt For For For
Sabantsev
12 Elect Pavel G. Shumov Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sberbank
Ticker Security ID: Meeting Date Meeting Status
SBER CINS 80585Y308 06/08/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Esko Tapani Aho Mgmt For For For
7 Elect Leonid B. Mgmt For For For
Boguslavskiy
8 Elect Valery P. Mgmt For Abstain Against
Goreglyad
9 Elect Herman O. Gref Mgmt For Abstain Against
10 Elect Bella I. Zlatkis Mgmt For Abstain Against
11 Elect Nadezhda Y. Mgmt For Abstain Against
Ivanova
12 Elect Sergey M. Mgmt For Abstain Against
Ignatyev
13 Elect Aleksandr P. Mgmt For For For
Kuleshov
14 Elect Vladimir A. Mau Mgmt For Abstain Against
15 Elect Gennady G. Mgmt For For For
Melikyan
16 Elect Maksim S. Mgmt For Abstain Against
Oreshkin
17 Elect Olga N. Mgmt For Abstain Against
Skorobogatova
18 Elect Nadia Wells Mgmt For For For
19 Elect Sergei A. Mgmt For Abstain Against
Shvetsov
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect Alexey A. Bogatov Mgmt For For For
22 Elect Natalya P. Mgmt For For For
Borodina
23 Elect Maria S. Mgmt For For For
Voloshina
24 Elect Tatiana A. Mgmt For For For
Domanskaya
25 Elect Yulia Y. Mgmt For For For
Isakhanova
26 Elect Irina B. Mgmt For For For
Litvinova
27 Elect Alexey E. Minenko Mgmt For For For
28 D&O Insurance Mgmt For For For
29 Amendments to Articles Mgmt For For For
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 11/28/2017 Voted
Meeting Type Country of Trade
Other Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2017)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CUSIP 868861204 06/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Audit Commisssion Fees Mgmt For For For
5 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
6 Elect Ivan K. Mgmt N/A Abstain N/A
Dinichenko
7 Elect Valery N. Egorov Mgmt N/A Abstain N/A
8 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
9 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheev
10 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveev
11 Elect Georgy R. Mgmt N/A Abstain N/A
Mukhamadeev
12 Elect Vladimir I. Mgmt N/A Abstain N/A
Raritsky
13 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
14 Elect Vladimir A. Mgmt N/A Abstain N/A
Shashkov
15 Elect Valentina V. Mgmt For Against Against
Musikhina
16 Elect Tamara F. Oleynik Mgmt For Against Against
17 Elect Lyudmila A. Mgmt For Abstain Against
Prishchepova
18 Appointment of Auditor Mgmt For For For
19 D&O Insurance Mgmt For For For
20 Amendments to Articles Mgmt For Abstain Against
21 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
22 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
________________________________________________________________________________
Surgutneftegaz OJSC
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/29/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Audit Commisssion Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
11 Elect Ivan K. Mgmt N/A Abstain N/A
Dinichenko
12 Elect Valery N. Egorov Mgmt N/A Abstain N/A
13 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
14 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheev
15 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveev
16 Elect Georgy R. Mgmt N/A Abstain N/A
Mukhamadeev
17 Elect Vladimir I. Mgmt N/A Abstain N/A
Raritsky
18 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
19 Elect Vladimir A. Mgmt N/A Abstain N/A
Shashkov
20 Elect Valentina V. Mgmt For Against Against
Musikhina
21 Elect Tamara F. Oleynik Mgmt For Against Against
22 Elect Lyudmila A. Mgmt For Abstain Against
Prishchepova
23 Appointment of Auditor Mgmt For For For
24 D&O Insurance Mgmt For For For
25 Amendments to Articles Mgmt For Abstain Against
26 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tatneft OAO
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 12/12/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Dividends (3Q2017) Mgmt For For For
________________________________________________________________________________
VEON Ltd
Ticker Security ID: Meeting Date Meeting Status
VEON CUSIP 91822M106 07/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Board Size Mgmt For For For
3 Elect Mikhail Fridman Mgmt For Abstain Against
4 Elect Alexey M. Mgmt For Abstain Against
Reznikovich
5 Elect Andrei Gusev Mgmt For Abstain Against
6 Elect Julian Horn-Smith Mgmt For For For
7 Elect Gennady Gazin Mgmt For For For
8 Elect Nils Katla Mgmt For For For
9 Elect Gunnar Holt Mgmt For For For
10 Elect Jorn P. Jensen Mgmt For For For
11 Elect Stan Chudnovsky Mgmt For For For
12 Elect Ursula M. Burns Mgmt For For For
13 Elect J. Guy Laurence Mgmt For For For
________________________________________________________________________________
VEON Ltd
Ticker Security ID: Meeting Date Meeting Status
VEON CUSIP 91822M106 07/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mikhail Fridman Mgmt For Abstain Against
2 Elect Alexey M. Mgmt For Abstain Against
Reznikovich
3 Elect Andrei Gusev Mgmt For Abstain Against
4 Elect Julian Horn-Smith Mgmt For For For
5 Elect Gennady Gazin Mgmt For For For
6 Elect Nils Katla Mgmt For For For
7 Elect Gunnar Holt Mgmt For For For
8 Elect Jorn P. Jensen Mgmt For For For
9 Elect Stan Chudnovsky Mgmt For For For
10 Elect Ursula M. Burns Mgmt For For For
11 Elect J. Guy Laurence Mgmt For For For
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 05/10/2018 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 New long-term Mgmt For Against Against
incentive
plan
12 Restricted Stock Mgmt For Against Against
Equity Grant
(NEDs)
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
GDRs
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 06/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Term of Mgmt For For For
Preparation of the
2017 Statutory Annual
Accounts
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Elect John Boynton Mgmt For For For
5 Elect Esther Dyson Mgmt For For For
6 Elect Ilya A. Mgmt For For For
Strebulaev
7 Authority to Cancel Mgmt For For For
Shares
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
10 Authority to Exclude Mgmt For Against Against
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
Fund Name : VanEck Vectors Russia Small- Cap ETF
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 06/25/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees (Base Mgmt For For For
Fee FY
2018)
7 Directors' Fees Mgmt For For For
(Additional Base Fee
FY
2017)
8 Directors' Fees Mgmt For Against Against
(Variable Fee FY
2017)
9 Audit Commission's Fees Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Mikhail V. Mgmt N/A Abstain N/A
Voevodin
12 Elect Aleksey A. Mgmt N/A For N/A
Germanovich
13 Elect Igor A. Kamenskoy Mgmt N/A For N/A
14 Elect Lars Erik Anders Mgmt N/A For N/A
Bergstrom
15 Elect Alexander N. Mgmt N/A Abstain N/A
Nazarov
16 Elect Roman V. Pakhomov Mgmt N/A Abstain N/A
17 Elect Dmitry N. Peskov Mgmt N/A Abstain N/A
18 Elect Mikhail I. Mgmt N/A Abstain N/A
Poluboyarinov
19 Elect Vitaly G. Mgmt N/A Abstain N/A
Savelyev
20 Elect Vasily V. Sidorov Mgmt N/A For N/A
21 Elect Yuriy B. Slyusar Mgmt N/A Abstain N/A
22 Elect Sergey V. Mgmt N/A Abstain N/A
Chemezov
23 Elect Igor V. Belikov Mgmt For For For
24 Elect Mikhail V. Mgmt For For For
Sorokin
25 Elect Ekaterina S. Mgmt For For For
Nikitina
26 Elect Sergey I. Mgmt For For For
Ubugunov
27 Elect Vasily P. Mgmt For For For
Shipilov
28 Appointment of Auditor Mgmt For For For
(Vneshaudit)
29 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
30 D&O Insurance Mgmt For Abstain Against
31 Major Transactions Mgmt For For For
(Rossiya
Airlines)
32 Major Transactions Mgmt For For For
(Aurora
Airlines)
33 Major Transactions Mgmt For For For
(Operating
Lease)
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Akron OAO (Acron JSC)
Ticker Security ID: Meeting Date Meeting Status
AKRN CINS X00311104 09/08/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Retained Mgmt For For For
Earnings/Dividends
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Credit Bank Of Moscow
Ticker Security ID: Meeting Date Meeting Status
CBOM CINS X1757A104 06/14/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Roman I. Avdeev Mgmt For Abstain Against
8 Elect Andrew Gazitua Mgmt For For For
9 Elect Thomas Grasse Mgmt For Abstain Against
10 Elect Lord Daresbury Mgmt For For For
11 Elect Andreas Klingen Mgmt For For For
12 Elect Sergey Y. Mgmt For Abstain Against
Menzhinskiy
13 Elect William F. Owens Mgmt For For For
14 Elect Ilkka Salonen Mgmt For For For
15 Elect Alexey A. Mgmt For Abstain Against
Stepanenko
16 Elect Vladimir A. Mgmt For Abstain Against
Chubar
17 Directors' Fees Mgmt For For For
18 Elect Evgeny O. Gudkov Mgmt For For For
19 Elect Aleksandra A. Mgmt For For For
Vastyanova
20 Elect Vyacheslav Y. Mgmt For For For
Osipov
21 Amendments to Articles Mgmt For For For
22 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
23 Amendments to Board Mgmt For Abstain Against
Regulations
24 Amendments to Mgmt For Abstain Against
Management Board and
CEO
Regulations
25 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
26 Amendments to Board of Mgmt For Abstain Against
Directors
Remuneration
Regulations
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DIXY Group OJSC
Ticker Security ID: Meeting Date Meeting Status
DIXY CINS X1887L103 06/29/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Igor A. Kesayev Mgmt N/A Abstain N/A
7 Elect Sergey S. Mgmt N/A Abstain N/A
Belyakov
8 Elect Steven J. Vellard Mgmt N/A For N/A
9 Elect Alexander M. Mgmt N/A Abstain N/A
Kobzev
10 Elect Artem I. Mgmt N/A Abstain N/A
Afanasyev
11 Elect Yuriy V. Poletaev Mgmt N/A For N/A
12 Elect Leo P. McLaughlin Mgmt N/A Abstain N/A
13 Elect Vladimir L. Mgmt N/A For N/A
Katzsman
14 Elect Vitaliy V. Mgmt N/A Abstain N/A
Morozov
15 Elect Alexey V. Mgmt N/A Abstain N/A
Krivoshapko
16 Elect Denis A. Spirin Mgmt N/A Abstain N/A
17 Directors' Fees Mgmt For For For
18 Elect Irina S. Shotaeva Mgmt For For For
19 Elect Leonid S. Tatko Mgmt For For For
20 Elect Yulia S. Zhuvaga Mgmt For For For
21 Appointment of Auditor Mgmt For For For
(RAS)
22 Appointment of Auditor Mgmt For For For
(IFRS)
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DIXY Group OJSC
Ticker Security ID: Meeting Date Meeting Status
DIXY CINS X1887L103 12/25/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Delisting Shares Mgmt For Abstain Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Etalon Group Limited
Ticker Security ID: Meeting Date Meeting Status
ETLN CINS 29760G103 05/25/2018 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Viacheslav Mgmt For Against Against
Zarenkov
6 Elect Charalampos Mgmt For For For
Avgousti
7 Elect Kirill M. Mgmt For Against Against
Bagachenko
8 Elect Maksim Berlovich Mgmt For For For
9 Elect Martin Cocker Mgmt For For For
10 Elect Alexei Kalinin Mgmt For For For
11 Elect Dmitry Kashinskiy Mgmt For For For
12 Elect Boris Svetlichniy Mgmt For Against Against
13 Elect Dmitry Zarenkov Mgmt For For For
________________________________________________________________________________
Etalon Group Limited
Ticker Security ID: Meeting Date Meeting Status
ETLN CINS 29760G103 07/27/2017 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Elect Viacheslav Mgmt For Against Against
Zarenkov
6 Elect Kirill M. Mgmt For Against Against
Bagachenko
7 Elect Michael Calvey Mgmt For For For
8 Elect Martin Cocker Mgmt For For For
9 Elect Alexei Kalinin Mgmt For Against Against
10 Elect Dmitry Kashinskiy Mgmt For For For
11 Elect Boris Svetlichniy Mgmt For Against Against
12 Elect Dmitry Zarenkov Mgmt For Against Against
13 Elect Charalampos Mgmt For For For
Avgousti
14 Elect Marios Theodosiou Mgmt For For For
15 Amendments to Articles Mgmt For Against Against
16 Amendments to Articles Mgmt For For For
- Change in Company
Name
17 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Europlan
Ticker Security ID: Meeting Date Meeting Status
EPLN CINS X23955119 08/09/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Early Termination of Mgmt For For For
Board
Powers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg V. Viugin Mgmt For Abstain Against
6 Elect Alla G. Gryaznova Mgmt For For For
7 Elect Mikhail S. Mgmt For Abstain Against
Gutseriev
8 Elect Said M. Gutseriev Mgmt For Abstain Against
9 Elect Sait-Salam S. Mgmt For Abstain Against
Gutseriev
10 Elect Anton A. Zuchenko Mgmt For Abstain Against
11 Elect Maksim V. Mgmt For Abstain Against
Kosolapov
12 Elect Avet V. Mirakyan Mgmt For Abstain Against
13 Elect Ilya S. Mgmt For Abstain Against
Mikhailenko
14 Elect Aleksandr I. Mgmt For For For
Makenkiy
15 Elect Sergey P. Nazarov Mgmt For For For
16 Elect Olga E. Mgmt For Abstain Against
Prozorovskaya
17 Elect Bilan A. Zurakhov Mgmt For Abstain Against
18 Elect Mikhail O. Mgmt For Abstain Against
Shishkhanov
19 Elect Sergey A. Mgmt For Abstain Against
Tsikaliuk
20 Early Termination of Mgmt For For For
Managing Company
Powers
21 Amendments to General Mgmt For For For
Meeting
Regulations
22 Amendments to Board of Mgmt For For For
Directors'
Regulations
23 Amendments to Audit Mgmt For For For
Commission
Regulations
24 Amendments to Mgmt For For For
Regulations on
Directors'
Remuneration
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GlobalTrans Investment Plc
Ticker Security ID: Meeting Date Meeting Status
GLTR CINS 37949E204 04/23/2018 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Ratification of Board Mgmt For Abstain Against
Acts
5 Elect Michael Zampelas Mgmt For Abstain Against
6 Elect Johann Durer Mgmt For Abstain Against
7 Elect J.Carroll Colley Mgmt For Abstain Against
8 Elect George Mgmt For Abstain Against
Papaioannou
9 Elect Alexander Eliseev Mgmt For Abstain Against
10 Elect Andrey Gomon Mgmt For Abstain Against
11 Elect Sergey Maltsev Mgmt For Abstain Against
12 Elect Elia Nicolaou Mgmt For Abstain Against
13 Elect Melina Pyrgou Mgmt For Abstain Against
14 Elect Konstantin Mgmt For Abstain Against
Shirokov
15 Elect Alexander Tarasov Mgmt For Abstain Against
16 Elect Michael Thomaides Mgmt For Abstain Against
17 Elect Marios Tofaros Mgmt For Abstain Against
18 Elect Sergey Tolmachev Mgmt For Abstain Against
19 Elect Alexander Mgmt For Abstain Against
Storozhev
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/24/2018 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Dividend Policy Mgmt For For For
3 Elect Olga Pokrovskaya Mgmt For Against Against
4 Elect Terry Robinson Mgmt For For For
5 Elect Colin Belshaw Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Scrip Dividend Mgmt For For For
9 Scrip Dividend Mgmt For Abstain Against
________________________________________________________________________________
Highland Gold Mining Limited
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/24/2018 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Waiver of Mandatory Mgmt For For For
Takeover
Requirement
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 01/25/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sharon Baylay Mgmt For For For
4 Elect Andrew Beach Mgmt For For For
5 Elect Neil England Mgmt For For For
6 Elect Linda Jensen Mgmt For For For
7 Elect Stephen Puckett Mgmt For For For
8 Elect Mark S. Shashoua Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Remuneration Report Mgmt For For For
(Advisory)
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 06/25/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Rights Issue Mgmt For For For
________________________________________________________________________________
Kompaniya M. Video OAO
Ticker Security ID: Meeting Date Meeting Status
MVID CINS X5596G107 04/13/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Eldorado Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kompaniya M. Video OAO
Ticker Security ID: Meeting Date Meeting Status
MVID CINS X5596G107 12/18/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Board Size Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Pavel Y. Breev Mgmt N/A Abstain N/A
6 Elect Mikhail S. Mgmt N/A Abstain N/A
Gutseriev
7 Elect Said M. Gutseriev Mgmt N/A Abstain N/A
8 Elect Sait-Salam S. Mgmt N/A Abstain N/A
Gutseriev
9 Elect Andrey M. Derekh Mgmt For For For
10 Elect Vilen O. Mgmt N/A Abstain N/A
Yesileyev
11 Elect Anton A. Mgmt N/A Abstain N/A
Zhuchenko
12 Elect Maxin G. Mgmt N/A Abstain N/A
Kalyuzhnyi
13 Elect Janusz Lella Mgmt For For For
14 Elect Aleksey P. Maknev Mgmt For For For
15 Elect Avet V. Mirakyan Mgmt N/A Abstain N/A
16 Elect Vladimir V. Mgmt For For For
Preobrazhenskiy
17 Elect Alexander Mgmt N/A Abstain N/A
Tynkovan
18 Elect Bilan A. Uzhakhov Mgmt N/A Abstain N/A
19 Amendments to Articles Mgmt For For For
20 Amendments to General Mgmt For For For
Meeting
Regulations
________________________________________________________________________________
LSR Group OJSC
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS 50218G206 06/29/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Directors' and Audit
Commission
Fees
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Dmitry V. Mgmt For Abstain Against
Goncharov
7 Elect Aleksy P. Makhnev Mgmt For For For
8 Elect Andrey Y. Mgmt For Abstain Against
Molchanov
9 Elect Andrey A. Mgmt For For For
Nesterenko
10 Elect Vitaly G. Mgmt For For For
Podolsky
11 Elect Alexander M. Mgmt For For For
Prisyazhnyuk
12 Elect Maxim Y. Sokolov Mgmt For Abstain Against
13 Elect Natalia S. Mgmt For For For
Klevtsova
14 Elect Denis G. Sinyugin Mgmt For For For
15 Elect Ludmila V. Mgmt For For For
Fradina
16 Appointment of Auditor Mgmt For For For
(RAS)
17 Appointment of Auditor Mgmt For For For
(IFRS)
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
M.Video Company
Ticker Security ID: Meeting Date Meeting Status
MVID CINS X5596G107 06/29/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Pavel Y. Breev Mgmt For Abstain Against
6 Elect Mikhail S. Mgmt For Abstain Against
Gutseriev
7 Elect Said M. Gutseriev Mgmt For Abstain Against
8 Elect Eldar R. Vagapov Mgmt For For For
9 Elect Andrey M. Derekh Mgmt For For For
10 Elect Vilen O. Eliseev Mgmt For Abstain Against
11 Elect Anton A. Mgmt For Abstain Against
Zhuchenko
12 Elect Maxim G. Mgmt For Abstain Against
Kalyuzhnyi
13 Elect Janusz Lella Mgmt For For For
14 Elect Aleksey P. Maknev Mgmt For For For
15 Elect Avet V. Mirakyan Mgmt For Abstain Against
16 Elect Vladimir V. Mgmt For For For
Preobrazhenskiy
17 Elect Alexander A. Mgmt For Abstain Against
Tynkovan
18 Elect Bilan A. Uzhakhov Mgmt For Abstain Against
19 Elect Andrey A. Mgmt For For For
Gorokhov
20 Elect Aleksey L. Mgmt For For For
Rogkovsky
21 Elect Evgeny V. Bezlik Mgmt For For For
22 Directors' and Audit Mgmt For For For
Commission
Fees
23 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 06/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2.1 Elect Igor V. Zyuzin Mgmt For Withhold Against
2.2 Elect Oleg V. Korzhov Mgmt For Withhold Against
2.3 Elect Georgiy G. Petrov Mgmt For For For
2.4 Elect Alexandr N. Mgmt For For For
Kotsky
2.5 Elect Yuriy N. Malyshev Mgmt For For For
2.6 Elect Alexander D. Mgmt For For For
Orischin
2.7 Elect Victor A. Mgmt For Withhold Against
Trigubko
2.8 Elect Tigran G. Mgmt For Withhold Against
Khachaturov
2.9 Elect Aleksandr N. Mgmt For For For
Shokhin
3 Elect Natalia S. Zykova Mgmt For For For
4 Elect Alexander N. Mgmt For For For
Kapralov
5 Elect Irina V. Mgmt For For For
Bolkhovskikh
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 04/27/2018 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Authority to Mgmt For Abstain Against
Repurchase
Shares
________________________________________________________________________________
O'Key Group SA
Ticker Security ID: Meeting Date Meeting Status
OKEY CINS 670866201 08/28/2017 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Oriflame Holding AG
Ticker Security ID: Meeting Date Meeting Status
ORI CINS H5884A109 05/04/2018 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Dividend from Reserves Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
and Management
Acts
8 Elect Mona Abbasi Mgmt For TNA N/A
9 Elect Magnus Brannstrom Mgmt For TNA N/A
10 Elect Anders Dahlvig Mgmt For TNA N/A
11 Elect Alexander af Mgmt For TNA N/A
Jochnick
12 Elect Robert af Mgmt For TNA N/A
Jochnick
13 Elect Anna Malmhake Mgmt For TNA N/A
14 Elect Christian Salamon Mgmt For TNA N/A
15 Elect Karen Tobiasen Mgmt For TNA N/A
16 Elect Anna af Jochnick Mgmt For TNA N/A
17 Elect Gunilla Rudebjer Mgmt For TNA N/A
18 Appoint Alexander af Mgmt For TNA N/A
Jochnick as Board
Chair
19 Elect Alexander af Mgmt For TNA N/A
Jochnick
20 Elect Karen Tobiasen Mgmt For TNA N/A
21 Appointment of Mgmt For TNA N/A
Independent
Proxy
22 Appointment of Auditor Mgmt For TNA N/A
23 Board Compensation Mgmt For TNA N/A
24 Executive Compensation Mgmt For TNA N/A
(Fixed)
25 Executive Compensation Mgmt For TNA N/A
(Variable)
________________________________________________________________________________
PAO TMK
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 06/21/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Andrey Y. Mgmt For Abstain Against
Kaplunov
4 Elect Sergey V. Mgmt For For For
Kravchenko
5 Elect Yaroslav I. Mgmt For For For
Kuzminov
6 Elect Peter L. O'Brien Mgmt For For For
7 Elect Sergey T. Papin Mgmt For Abstain Against
8 Elect Aleksandr D. Mgmt For Abstain Against
Pumpyansky
9 Elect Dmitry A. Mgmt For Abstain Against
Pumpyansky
10 Elect Robert M. Mgmt For For For
Foresman
11 Elect Anatoly B. Mgmt For Abstain Against
Chubais
12 Elect Alexander G. Mgmt For Abstain Against
Shiryaev
13 Elect Alexander N. Mgmt For Abstain Against
Shokhin
14 Elect Mikhail Y. Mgmt For For For
Khodorovskiy
15 Elect Aleksandr Z. Mgmt For For For
Valeev
16 Elect Sergey Y. Sidnev Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Amendments to Articles Mgmt For Abstain Against
19 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
20 Amendments to Board Mgmt For Abstain Against
Regulations
21 Related Party Mgmt For For For
Transactions
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/29/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Adrian Coates Mgmt For For For
7 Elect Roman Deniskin Mgmt For For For
8 Elect Bruce Buck Mgmt For For For
9 Elect Garrett Soden Mgmt For For For
10 Elect Ian R. Ashby Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Dissident Nominee
Pavel
Maslovskiy
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Dissident Nominee Sir
Roderic
Lyne
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Dissident Nominee
Robert
Jenkins
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Ian Robert
Ashby
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Bruce Michael
Buck
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Garrett Douglas
Soden
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Bektas
Mukazhanov
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Adrian
Coates
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Roman
Deniskin
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Interim
Directors
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Vacancies
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
EPLN ISIN RU000A0JVW89 03/23/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Acquisition of NPF MGMT For For For
Doverie
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
SFIN CINS X23955119 05/28/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg V. Mgmt For Abstain Against
Andriyankin
6 Elect Oleg V. Viugin Mgmt For Abstain Against
7 Elect Alla G. Gryaznova Mgmt For For For
8 Elect Mikhail S. Mgmt For Abstain Against
Gutseriev
9 Elect Said M. Gutseriev Mgmt For Abstain Against
10 Elect Avet V. Mirakyan Mgmt For Abstain Against
11 Elect Ilya S. Mgmt For Abstain Against
Mikhailenko
12 Elect Aleksandr I. Mgmt For For For
Myakenkiy
13 Elect Sergey P. Nazarov Mgmt For For For
14 Elect Bilan A. Uzhakhov Mgmt For Abstain Against
15 Elect Sergey A. Mgmt For Abstain Against
Tsikaliuk
16 Elect Andrey A. Mgmt For For For
Gorokhov to the Audit
Commission
17 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
EPLN CINS X23955119 11/29/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Early Termination of Mgmt For For For
Board
Powers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg V. Mgmt N/A Abstain N/A
Andryankin
6 Elect Oleg V. Viugin Mgmt N/A Abstain N/A
7 Elect Andrey A. Mgmt N/A Abstain N/A
Gorokhov
8 Elect Alla G. Gryaznova Mgmt N/A For N/A
9 Elect Mikhail S. Mgmt N/A Abstain N/A
Gutseriev
10 Elect Said M. Gutseriev Mgmt N/A Abstain N/A
11 Elect Anton A. Mgmt N/A Abstain N/A
Zhuchenko
12 Elect Maxim V. Mgmt N/A Abstain N/A
Kosolapov
13 Elect Avet V. Mirakyan Mgmt N/A Abstain N/A
14 Elect Ilya S. Mgmt N/A Abstain N/A
Mikhailenko
15 Elect Aleksandr I. Mgmt N/A For N/A
Makenikiy
16 Elect Sergey P. Nazarov Mgmt N/A For N/A
17 Elect Olga E. Mgmt N/A Abstain N/A
Prozorovskaya
18 Elect Bilan A. Uzhakhov Mgmt N/A Abstain N/A
19 Elect Sergey A. Mgmt N/A Abstain N/A
Tsikaliuk
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
EPLN CINS X23955119 12/15/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2017)
________________________________________________________________________________
PJSC Unipro
Ticker Security ID: Meeting Date Meeting Status
UPRO CINS X2156X109 06/14/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Klaus Schafer Mgmt For Abstain Against
5 Elect Uwe Fip Mgmt For Abstain Against
6 Elect Gunter Eckhardt Mgmt For Abstain Against
Rummler
7 Elect Patrick Wolff Mgmt For Abstain Against
8 Elect Reiner Hartmann Mgmt For Abstain Against
9 Elect Maxim G. Shirokov Mgmt For Abstain Against
10 Elect Anna G. Belova Mgmt For For For
11 Elect Oleg V. Vyugin Mgmt For Abstain Against
12 Elect Aleksey A. Mgmt For For For
Germanovich
13 Elect Jorg Wallbaum Mgmt For For For
14 Elect Nicolo Prien Mgmt For For For
15 Elect Alexey S. Asyaev Mgmt For For For
16 Elect Denis A. Mgmt For For For
Alekseyenkov
17 Appointment of Auditor Mgmt For For For
18 Amendments to Articles Mgmt For Abstain Against
19 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
20 Amendments to Board Mgmt For Abstain Against
Regulations
21 Amendments to Mgmt For Abstain Against
Management
Regulations
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Unipro
Ticker Security ID: Meeting Date Meeting Status
UPRO CINS X2156X109 12/07/2017 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Dividends (3Q2017) Mgmt For For For
3 Early Termination of Mgmt For For For
Board
Powers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Klaus Schafer Mgmt For Abstain Against
6 Elect Christopher Jost Mgmt For Abstain Against
Delbruck
7 Elect Gunter Eckhardt Mgmt For Abstain Against
Rummler
8 Elect Patrick Wolff Mgmt For Abstain Against
9 Elect Reiner Hartmann Mgmt For Abstain Against
10 Elect Maxim G. Shirokov Mgmt For Abstain Against
11 Elect Anna G. Belova Mgmt For For For
12 Elect Vyugin O. Mgmt For For For
Vyacheslavovich
13 Elect Aleksey A. Mgmt For For For
Germanovich
14 Early Termination of Mgmt For For For
Audit Commission
Powers
15 Elect Jorg Wallbaum Mgmt For For For
16 Elect Nicolo Pren Mgmt For For For
17 Elect Alexey S. Asyaev Mgmt For For For
18 Elect Denis A. Mgmt For For For
Alekseenkov
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 03/06/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For Against Against
Disapplication of
Shareholders
Pre-emption
Rights
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 06/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Marcus J. Rhodes Mgmt For For For
6 Elect Osama Bedier Mgmt For For For
7 Elect Ron Khalifa Mgmt For For For
8 Approval of Director's Mgmt For For For
Remuneration
9 Executive Directors' Mgmt For For For
Fees
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 06/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Boris Kim Mgmt For Abstain Against
2 Elect David G.W. Birch Mgmt For For For
3 Elect Nadia Cherkasova Mgmt For Abstain Against
4 Elect Sergey Solonin Mgmt For Abstain Against
5 Elect Veniamin Mgmt For For For
Polyantsev
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 12/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Class B Mgmt For For For
Share Reserve under
2017 Employee Stock
Option
Plan
2 Approval of 2017 Mgmt For For For
Employee Stock Option
Plan
3 Disapplication of Mgmt For Against Against
Preemptive Rights
(Class A and Class B
Shareholders Voting
Separately)
4 Disapplication of Mgmt For Against Against
Preemptive Rights
(General Meeting
Vote)
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/17/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Elena V. Mgmt For For For
Gordeeva to the Audit
Commission
4 Appointment of Auditor Mgmt For For For
5 Transfer of Executive Mgmt For For For
Control
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Aleksey A. Ivanov Mgmt For Abstain Against
8 Elect Nikolay V. Ivanov Mgmt For Abstain Against
9 Elect Aleksander V. Mgmt For Abstain Against
Kuznetsov
10 Elect Ilya M. Lifshits Mgmt For Abstain Against
11 Elect Olga A. Mgmt For Abstain Against
Pokrovskaja
12 Elect John Terry Mgmt For Abstain Against
Robinson
13 Elect Sergey S. Mgmt For Abstain Against
Stepanov
14 Elect Eric Stoyell Mgmt For For For
15 Elect Alexander V. Mgmt For Abstain Against
Frolov
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 05/31/2018 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Richard W. Jewson Mgmt For For For
4 Elect Anton Bilton Mgmt For For For
5 Elect Glyn Vincent Mgmt For For For
Hirsch
6 Elect Mark Sinclair Mgmt For For For
7 Elect Colin Smith Mgmt For For For
8 Elect Christopher Mgmt For Against Against
Sherwell
9 Elect Stephen Coe Mgmt For For For
10 Elect David Moore Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Mgmt For For For
Repurchase
Convertible
Preference
Shares
16 Authority to Mgmt For For For
Repurchase Preference
Shares
17 Authority to Mgmt For For For
Repurchase Shares
Pursuant to Tender
Offer
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Amendments to Articles Mgmt For For For
(Preference
Shares)
21 Amendments to Articles Mgmt For For For
(Convertible
Preference
Shares)
22 Amendments to Articles Mgmt For For For
(Change of Company
Name)
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 07/03/2017 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Mandatory Mgmt For For For
Takeover Requirement
(Invesco)
2 Approve Participation Mgmt For For For
of Related Party in
Placing
(Invesco)
3 Waiver of Mandatory Mgmt For For For
Takeover Requirement
(Woodford
Investment)
4 Approve Participation Mgmt For For For
of Related Party in
Placing
(Woodford)
5 Placing of Convertible Mgmt For For For
Preference
Shares
6 Amendments to Articles Mgmt For For For
7 Disapplication of Mgmt For For For
Preemptive Rights
(Placing)
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 07/12/2017 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For Against Against
(Binding)
4 Five Year Performance Mgmt For Against Against
Plan
5 Elect Richard W. Jewson Mgmt For For For
6 Elect Anton Bilton Mgmt For For For
7 Elect Glyn Vincent Mgmt For For For
Hirsch
8 Elect Mark Sinclair Mgmt For For For
9 Elect Colin Smith Mgmt For For For
10 Elect Christopher Mgmt For Against Against
Sherwell
11 Elect Stephen Coe Mgmt For For For
12 Elect David Moore Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase Ordinary
Shares
17 Authority to Mgmt For For For
Repurchase Preference
Shares
18 Authority to Mgmt For For For
Repurchase
Convertible
Preference
Shares
19 Authority to Mgmt For For For
Repurchase Shares
Pursuant to Tender
Offer
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Raven Russia Limited
Ticker Security ID: Meeting Date Meeting Status
RUS CINS G73741103 10/10/2017 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Tender Offer Mgmt For For For
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 04/13/2018 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Directors' Report Mgmt For For For
5 Auditor's Report Mgmt For For For
6 Annual Report Mgmt For Abstain Against
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For Abstain Against
11 Election of Directors Mgmt For Abstain Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 09/14/2017 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chairman
2 Interim Dividend Mgmt For For For
(1H2016)
3 Ratification of Board Mgmt For Abstain Against
Acts
________________________________________________________________________________
RPC United Wagon Company
Ticker Security ID: Meeting Date Meeting Status
UWGN CINS X7346Y107 06/29/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Ilya A. Uzhanov Mgmt For For For
6 Elect Aleksandr V. Mgmt For For For
Pleshakov
7 Elect Roman A. Mgmt For Abstain Against
Savuchkin
8 Elect Yuri F. Yarov Mgmt For For For
9 Elect Andrey V. Mgmt For For For
Motivilov
10 Elect Artyem A. Mgmt For Abstain Against
Kirillov
11 Elect Yuri A. Adamovich Mgmt For Abstain Against
12 Elect Aleksandr R. Mgmt For Against Against
Gordeev
13 Appointment of Auditor Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema JSFC
Ticker Security ID: Meeting Date Meeting Status
AFKC CINS 48122U204 11/28/2017 Voted
Meeting Type Country of Trade
Other Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2017)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema PJSFC
Ticker Security ID: Meeting Date Meeting Status
AFKS CINS 48122U204 06/30/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ekaterina Y. Mgmt For For For
Kuznetsova
5 Elect Andrey A. Porokh Mgmt For For For
6 Elect Mikhail Y. Mgmt For For For
Tsvetnikov
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Anna G. Belova Mgmt For For For
9 Elect Sergey F. Boev Mgmt For Abstain Against
10 Elect Andrey A. Mgmt For Abstain Against
Dubovskov
11 Elect Vladimir P. Mgmt For Abstain Against
Evtushenkov
12 Elect Felix V. Mgmt For Abstain Against
Evtushenkov
13 Elect Ron Sommer Mgmt For Abstain Against
14 Elect Robert S. Mgmt For Abstain Against
Kocharyan
15 Elect Jeannot Krecke Mgmt For For For
16 Elect Roger Munnings Mgmt For Abstain Against
17 Elect Mikhail V. Mgmt For Abstain Against
Shamolin
18 Elect David Mgmt For Abstain Against
Iakobachvili
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema PJSFC
Ticker Security ID: Meeting Date Meeting Status
AFKS ISIN US48122U2042 06/30/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures MGMT For For For
2 Accounts and Reports MGMT For For For
3 Allocation of MGMT For For For
Profits/Dividends
4.1 Elect Ekaterina Y. MGMT For For For
Kuznetsova
4.2 Elect Andrey A. Porokh MGMT For For For
4.3 Elect Mikhail Y. MGMT For For For
Tsvetnikov
5.1 Elect Anna G. Belova MGMT For For For
5.2 Elect Sergey F. Boev MGMT For Abstain Against
5.3 Elect Andrey A. MGMT For Abstain Against
Dubovskov
5.4 Elect Vladimir P. MGMT For Abstain Against
Evtushenkov
5.5 Elect Felix V. MGMT For Abstain Against
Evtushenkov
5.6 Elect Ron Sommer MGMT For Abstain Against
5.7 Elect Robert S. MGMT For Abstain Against
Kocharyan
5.8 Elect Jeannot Krecke MGMT For For For
5.9 Elect Roger Munnings MGMT For Abstain Against
5.10 Elect Mikhail V. MGMT For Abstain Against
Shamolin
5.11 Elect David MGMT For Abstain Against
Iakobachvili
6.1 Appointment of Auditor MGMT For For For
(RAS)
6.2 Appointment of Auditor MGMT For For For
(IFRS)
________________________________________________________________________________
Vostok New Ventures Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNVSDB CINS W9897B107 05/16/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Board Size; Number of Mgmt For For For
Auditors
11 Directors and Mgmt For Against Against
Auditors'
Fees
12 Election of Directors; Mgmt For Against Against
Appointment of
Auditor
13 Nomination Committee Mgmt For For For
14 Remuneration Principles Mgmt For Against Against
15 Long-Term Incentive Mgmt For For For
Program
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wholesale Generation Co.-2
Ticker Security ID: Meeting Date Meeting Status
OGKB CINS X7762E106 06/26/2018 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Roman E. Abdullin Mgmt N/A Abstain N/A
5 Elect Stanislav A. Mgmt N/A Abstain N/A
Ananiev
6 Elect Albert F. Mgmt N/A Abstain N/A
Bikmurzin
7 Elect Andrey I. Mgmt N/A Abstain N/A
Dmitriev
8 Elect Yury E. Dolin Mgmt N/A Abstain N/A
9 Elect Yevgeny N. Mgmt N/A Abstain N/A
Zemlyanoy
10 Elect Irina Y. Mgmt N/A Abstain N/A
Korobkina
11 Elect Aleksandr V. Mgmt N/A Abstain N/A
Rogov
12 Elect Denis V. Fyodorov Mgmt N/A Abstain N/A
13 Elect Elena V. Mgmt N/A Abstain N/A
Khimichuk
14 Elect Pavel O. Shatskiy Mgmt N/A Abstain N/A
15 Elect Valery G. Mgmt N/A For N/A
Pyatnitsev
16 Elect Denis V. Kulikov Mgmt N/A Abstain N/A
17 Elect Aleksandr V. Mgmt N/A Abstain N/A
Shevchuk
18 Elect Nikita Y. Osin Mgmt N/A Abstain N/A
19 Elect Vadim K. Bikulov Mgmt For For For
20 Elect Denis A. Mgmt For For For
Korshnyakov
21 Elect Yury A. Mgmt For For For
Linovitsky
22 Elect Margarita I. Mgmt For For For
Mironova
23 Elect Alexander M. Mgmt For For For
Yuzifovich
24 Appointment of Auditor Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Amendments to General Mgmt For For For
Meeting
Regulations
27 Amendments to Board Mgmt For For For
Regulations
28 Amendments to CEO Mgmt For For For
Regulations
29 Transfer of Executive Mgmt For For For
Control to Managing
Company
30 Directors' Fees Mgmt For Against Against
31 Related Party Mgmt For For For
Transactions
32 Related Party Mgmt For For For
Transactions
33 Non-Voting Meeting Note N/A N/A N/A N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Semiconductor ETF
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Caldwell Mgmt For For For
2 Elect Nora M. Denzel Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Joseph A. Mgmt For For For
Householder
5 Elect Michael J. Inglis Mgmt For For For
6 Elect John W. Marren Mgmt For For For
7 Elect Lisa T. Su Mgmt For For For
8 Elect Abhijit Y. Mgmt For For For
Talwalkar
9 Elect Ahmed Yahia Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Increase of Authorized Mgmt For For For
Common
Stock
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Bruce R. Evans Mgmt For For For
5 Elect Edward H. Frank Mgmt For For For
6 Elect Mark M. Little Mgmt For For For
7 Elect Neil Novich Mgmt For For For
8 Elect Kenton J. Mgmt For For For
Sicchitano
9 Elect Lisa T. Su Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Scott A. McGregor Mgmt For For For
10 Elect Dennis D. Powell Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Diversity
Report
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059210 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Long-Term Incentive Mgmt For For For
Plan
6 Elect J.M.C. Stork to Mgmt For For For
the Supervisory
Board
7 Elect T.L. Kelly to Mgmt For For For
the Supervisory
Board
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Suppress Mgmt For For For
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights in connection
with mergers,
acquisitions and
alliances
12 Authority to Suppress Mgmt For For For
Preemptive Rights in
connection with
mergers, acquisitions
and
alliances
13 Authority to Mgmt For For For
Repurchase Ordinary
Shares
14 Authority to Mgmt For For For
Repurchase Additional
Ordinary
Shares
15 Authority to Cancel Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Broadcom Inc
Ticker Security ID: Meeting Date Meeting Status
AVGO ISIN SG9999014823 03/23/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reincorporation/Change MGMT For For For
of
Continuance
________________________________________________________________________________
Broadcom Inc
Ticker Security ID: Meeting Date Meeting Status
AVGO ISIN SG9999014823 04/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan MGMT For For For
2 Elect James V. Diller, MGMT For For For
Sr.
3 Elect Gayla J. Delly MGMT For For For
4 Elect Lewis C. MGMT For For For
Eggebrecht
5 Elect Kenneth Y. Hao MGMT For For For
6 Elect Eddy W. MGMT For For For
Hartenstein
7 Elect Check Kian Low MGMT For For For
8 Elect Donald Macleod MGMT For For For
9 Elect Peter J. Marks MGMT For For For
10 Elect Dr. Henry S. MGMT For For For
Samueli
11 Appointment of Auditor MGMT For For For
and Authority to Set
Fees
12 Authority to Issue MGMT For For For
Ordinary and Special
Preference
Shares
13 Advisory Vote on MGMT For Against Against
Executive
Compensation
________________________________________________________________________________
Cadence Design Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNS CUSIP 127387108 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Adams Mgmt For For For
2 Elect Susan L. Bostrom Mgmt For For For
3 Elect James D. Plummer Mgmt For For For
4 Elect Alberto Mgmt For For For
Sangiovanni-Vincentell
i
5 Elect John B. Shoven Mgmt For For For
6 Elect Roger S. Siboni Mgmt For For For
7 Elect Young K. Sohn Mgmt For For For
8 Elect Lip-Bu Tan Mgmt For For For
9 Elect Mary Anges Mgmt For For For
Wilderotter
10 Amendment to the Mgmt For For For
Omnibus Equity
Incentive
Plan
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cavium, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAVM CUSIP 14964U108 03/16/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aneel Bhusri Mgmt For For For
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Reed E. Hundt Mgmt For For For
4 Elect Omar Ishrak Mgmt For For For
5 Elect Brian M. Krzanich Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Tsu-Jae King Liu Mgmt For For For
8 Elect Gregory D. Smith Mgmt For For For
9 Elect Andrew Wilson Mgmt For For For
10 Elect Frank D. Yeary Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Cost-Benefit Analysis
of Political
Contributions
________________________________________________________________________________
KLA-Tencor Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward W. Mgmt For For For
Barnholt
2 Elect Robert M. Mgmt For Against Against
Calderoni
3 Elect John T. Dickson Mgmt For For For
4 Elect Emiko Higashi Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect Gary B. Moore Mgmt For For For
7 Elect Kiran M. Patel Mgmt For For For
8 Elect Robert A. Rango Mgmt For For For
9 Elect Richard P. Mgmt For For For
Wallace
10 Elect David C. Wang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin B. Anstice Mgmt For For For
1.2 Elect Eric K. Brandt Mgmt For For For
1.3 Elect Michael R. Cannon Mgmt For For For
1.4 Elect Youssef A. Mgmt For For For
El-Mansy
1.5 Elect Christine A. Mgmt For For For
Heckart
1.6 Elect Young Bum Koh Mgmt For For For
1.7 Elect Catherine P. Lego Mgmt For For For
1.8 Elect Stephen Newberry Mgmt For For For
1.9 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.10 Elect Rick Lih-Shyng Mgmt For Withhold Against
Tsai
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
Marvell Technology
Ticker Security ID: Meeting Date Meeting Status
MRVL ISIN BMG5876H1051 03/16/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger MGMT For For For
2 Right to Adjourn MGMT For For For
Meeting
________________________________________________________________________________
Marvell Technology Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 06/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tudor Brown Mgmt For For For
2 Elect Richard S. Hill Mgmt For For For
3 Elect Oleg Khaykin Mgmt For For For
4 Elect Bethany Mayer Mgmt For For For
5 Elect Donna Morris Mgmt For For For
6 Elect Matthew J. Murphy Mgmt For For For
7 Elect Michael G. Mgmt For For For
Strachan
8 Elect Robert E. Switz Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Mgmt For For For
Sullivan
2 Elect Tunc Doluca Mgmt For For For
3 Elect Tracy C. Accardi Mgmt For For For
4 Elect James R. Bergman Mgmt For Against Against
5 Elect Joseph R. Bronson Mgmt For For For
6 Elect Robert E. Grady Mgmt For For For
7 Elect William D. Mgmt For For For
Watkins
8 Elect MaryAnn Wright Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For For For
Chapman
3 Elect L. B. Day Mgmt For Against Against
4 Elect Esther L. Johnson Mgmt For For For
5 Elect Wade F. Meyercord Mgmt For For For
6 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Bailey Mgmt For For For
2 Elect Richard M. Beyer Mgmt For For For
3 Elect Patrick J. Byrne Mgmt For For For
4 Elect Mercedes Johnson Mgmt For For For
5 Elect Sanjay Mehrotra Mgmt For For For
6 Elect Lawrence N. Mgmt For For For
Mondry
7 Elect Robert E. Switz Mgmt For For For
8 Employee Stock Mgmt For For For
Purchase
Plan
9 Approval of Mgmt For For For
Performance Goals
Under Executive
Officer Performance
Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Microsemi Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 02/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Peterson Mgmt For For For
2 Elect Dennis R. Leibel Mgmt For For For
3 Elect Kimberly Alexy Mgmt For For For
4 Elect Thomas R. Mgmt For For For
Anderson
5 Elect William E. Mgmt For For For
Bendush
6 Elect Richard M. Beyer Mgmt For For For
7 Elect Paul F. Folino Mgmt For For For
8 Elect William L. Healey Mgmt For For For
9 Elect Matthew E. Mgmt For For For
Massengill
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to the 2008 Mgmt For For For
Performance Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Microsemi Corporation
Ticker Security ID: Meeting Date Meeting Status
MSCC CUSIP 595137100 05/22/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect Persis S. Drell Mgmt For For For
4 Elect James C. Gaither Mgmt For For For
5 Elect Jen-Hsun Huang Mgmt For For For
6 Elect Dawn Hudson Mgmt For For For
7 Elect Harvey C. Jones Mgmt For For For
8 Elect Michael G. Mgmt For For For
McCaffery
9 Elect Mark L. Perry Mgmt For For For
10 Elect A. Brooke Seawell Mgmt For For For
11 Elect Mark A. Stevens Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the Mgmt For For For
NVIDIA Corporation
Amended and Restated
2007 Equity Incentive
Plan
15 Amendment to the Mgmt For For For
NVIDIA Corporation
Amended and Restated
2012 Employee Stock
Purchase
Plan
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Kenneth A. Mgmt For Against Against
Goldman
7 Elect Josef Kaeser Mgmt For Against Against
8 Elect Eric Meurice Mgmt For For For
9 Elect Peter Smitham Mgmt For For For
10 Elect Julie Southern Mgmt For For For
11 Elect Gregory L. Summe Mgmt For For For
12 Elect Steven M. Mgmt For For For
Mollenkopf
13 Elect George S. Davis Mgmt For For For
14 Elect Donald J. Mgmt For For For
Rosenberg
15 Elect Brian Modoff Mgmt For For For
16 Elect Robert ter Haar Mgmt For For For
17 Elect Steven Perrick Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Cancel Mgmt For For For
Repurchased Shares in
the
Company's Capital
22 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ON CUSIP 682189105 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Atsushi Abe Mgmt For For For
2 Elect Alan Campbell Mgmt For For For
3 Elect Curtis J. Mgmt For For For
Crawford
4 Elect Gilles Delfassy Mgmt For For For
5 Elect Emmanuel T. Mgmt For For For
Hernandez
6 Elect Keith D. Jackson Mgmt For For For
7 Elect Paul A. Mgmt For For For
Mascarenas
8 Elect Daryl A. Mgmt For For For
Ostrander
9 Elect Teresa M. Ressel Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qorvo, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRVO CUSIP 74736K101 08/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph G. Quinsey Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Bruggeworth
1.3 Elect Daniel A. DiLeo Mgmt For For For
1.4 Elect Jeffery Gardner Mgmt For Withhold Against
1.5 Elect Charles Scott Mgmt For For For
Gibson
1.6 Elect John R. Harding Mgmt For For For
1.7 Elect David H.Y. Ho Mgmt For For For
1.8 Elect Roderick D. Mgmt For For For
Nelson
1.9 Elect Dr. Walden C. Mgmt For For For
Rhines
1.10 Elect Susan L. Spradley Mgmt For For For
1.11 Elect Walter H. Mgmt For For For
Wilkinson,
Jr.
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Re-Approval of the Mgmt For For For
2012 Stock Incentive
Plan for Purposes of
Internal Revenue Code
Section
162(m)
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara T. Mgmt For For For
Alexander
1.2 Elect Jeffry W. Mgmt For For For
Henderson
1.3 Elect Thomas W. Horton Mgmt For For For
1.4 Elect Paul E. Jacobs Mgmt For For For
1.5 Elect Ann M. Livermore Mgmt For For For
1.6 Elect Harish M. Manwani Mgmt For For For
1.7 Elect Mark D. Mgmt For For For
McLaughlin
1.8 Elect Steven M. Mgmt For For For
Mollenkopf
1.9 Elect Clark T. Randt, Mgmt For For For
Jr.
1.10 Elect Francisco Ros Mgmt For For For
1.11 Elect Anthony J. Mgmt For For For
Vinciquerra
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2001 Mgmt For For For
Employee Stock
Purchase
Plan
5 Elimination of Mgmt For For For
Supermajority
Requirements Relating
to Removal of
Directors
6 Elimination of Mgmt For For For
Supermajority
Requirements Relating
to Amendments and
Obsolete
Provisions
7 Elimination of Mgmt For For For
Supermajority
Requirements Relating
to Certain
Transactions with
Interested
Stockholders
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Repeal of
Bylaw
Amendments
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Liam K. Griffin Mgmt For For For
5 Elect Balakrishnan S. Mgmt For For For
Iyer
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect David J. Mgmt For For For
McLachlan
9 Elect Robert A. Mgmt For For For
Schriesheim
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2008 Mgmt For For For
Director Long-Term
Incentive
Plan
13 Ratification of Mgmt For Against Against
Ownership Threshold
for Shareholders
to
Call a Special Meeting
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4.1 Elect F.C. TSENG Mgmt For For For
4.2 Elect Mei-ling Chen Mgmt For For For
4.3 Elect Mark LIU Mgmt For For For
4.4 Elect C.C. WEI Mgmt For For For
4.5 Elect Peter L. Bonfield Mgmt For For For
4.6 Elect SHIH Stan Mgmt For For For
4.7 Elect Thomas J. Mgmt For Withhold Against
Engibous
4.8 Elect CHEN Kok-Choo Mgmt For For For
4.9 Elect Michael R. Mgmt For For For
Splinter
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect Edwin J. Gillis Mgmt For For For
3 Elect Timothy E. Mgmt For For For
Guertin
4 Elect Mark E. Jagiela Mgmt For For For
5 Elect Mercedes Johnson Mgmt For For For
6 Elect Marilyn Matz Mgmt For For For
7 Elect Paul J. Tufano Mgmt For Against Against
8 Elect Roy A. Vallee Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph W. Babb, Mgmt For For For
Jr.
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Todd M. Bluedorn Mgmt For Against Against
4 Elect Daniel A. Carp Mgmt For For For
5 Elect Janet F. Clark Mgmt For For For
6 Elect Carrie S. Cox Mgmt For For For
7 Elect Brian T. Crutcher Mgmt For For For
8 Elect J.M. Hobby Mgmt For For For
9 Elect Ronald Kirk Mgmt For For For
10 Elect Pamela H. Patsley Mgmt For For For
11 Elect Robert E. Sanchez Mgmt For For For
12 Elect Richard K. Mgmt For For For
Templeton
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2018 Mgmt For For For
Director Compensation
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis Segers Mgmt For For For
2 Elect Moshe N. Mgmt For For For
Gavrielov
3 Elect Saar Gillai Mgmt For For For
4 Elect Ronald Jankov Mgmt For For For
5 Elect Thomas H. Lee Mgmt For For For
6 Elect J. Michael Mgmt For For For
Patterson
7 Elect Albert A. Mgmt For For For
Pimentel
8 Elect Marshall C. Mgmt For For For
Turner,
Jr.
9 Elect Elizabeth W. Mgmt For For For
Vanderslice
10 Amendment to the Mgmt For For For
Employee Qualified
Stock Purchase
Plan
11 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Solar Energy ETF
________________________________________________________________________________
GCL-Poly Energy Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 08/11/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New JZ Steam Supply Mgmt For For For
Agreement
4 New GCL Steam Supply Mgmt For For For
Agreement
5 New Yangzhou Steam Mgmt For For For
Supply
Agreement
6 Taicang Steam Supply Mgmt For For For
Agreement
7 JX Steam Supply Mgmt For For For
Agreement
8 New Desalted Water Mgmt For For For
Supply
Agreement
________________________________________________________________________________
Panda Green Energy Group Limited
Ticker Security ID: Meeting Date Meeting Status
0686 CINS G9261Q100 07/04/2017 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For Abstain Against
________________________________________________________________________________
TerraForm Power, Inc.
Ticker Security ID: Meeting Date Meeting Status
TERP CUSIP 88104R100 08/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Blackmore Mgmt For For For
1.2 Elect Hanif Dahya Mgmt For Withhold Against
1.3 Elect Christopher Mgmt For For For
Compton
1.4 Elect Christian S. Fong Mgmt For For For
1.5 Elect John F. Stark Mgmt For For For
1.6 Elect David Pauker Mgmt For For For
1.7 Elect Kerri L. Fox Mgmt For For For
1.8 Elect Edward "Ned" Hall Mgmt For For For
1.9 Elect Marc S. Rosenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
TerraForm Power, Inc.
Ticker Security ID: Meeting Date Meeting Status
TERP CUSIP 88104R100 10/06/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger and Sponsorship Mgmt For For For
Transaction
2 Certificate Amendment Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
Fund Name : VanEck Vectors Spin-Off ETF (FKA VanEck Vectors Global Spin-Off ETF)
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roxanne S. Austin Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Gonzalez
1.3 Elect Rebecca B. Mgmt For For For
Roberts
1.4 Elect Glenn F. Tilton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Adient plc
Ticker Security ID: Meeting Date Meeting Status
ADNT CUSIP G0084W101 03/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John M. Barth Mgmt For For For
2 Elect Julie L. Bushman Mgmt For For For
3 Elect Raymond L. Conner Mgmt For For For
4 Elect Richard A. Mgmt For For For
Goodman
5 Elect Frederick A. Mgmt For For For
Henderson
6 Elect R. Bruce McDonald Mgmt For For For
7 Elect Barbara J. Mgmt For For For
Samardzich
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AdvanSix Inc
Ticker Security ID: Meeting Date Meeting Status
ASIX CUSIP 00773T101 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul E. Huck Mgmt For For For
2 Elect Daniel F. Sansone Mgmt For For For
3 Elect Sharon S Spurlin Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aker Solutions ASA
Ticker Security ID: Meeting Date Meeting Status
AKSO CINS R0138P118 04/18/2018 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Agenda Mgmt For TNA N/A
6 Minutes Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
11 Incentive Guidelines Mgmt For TNA N/A
(Binding)
12 Directors' Fees Mgmt For TNA N/A
13 Nomination Committee Mgmt For TNA N/A
Fees
14 Election of Directors Mgmt For TNA N/A
15 Nomination Committee Mgmt For TNA N/A
16 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
17 Authority to Mgmt For TNA N/A
Repurchase
Shares
18 Authority to Mgmt For TNA N/A
Repurchase Shares
Pursuant to
LTIP
19 Authority to Mgmt For TNA N/A
Repurchase Shares for
Cancellation
________________________________________________________________________________
Alcoa Corporation
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013872106 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Morris Mgmt For For For
2 Elect Mary Anne Citrino Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Kathryn S. Fuller Mgmt For For For
5 Elect Roy C. Harvey Mgmt For For For
6 Elect James A. Hughes Mgmt For For For
7 Elect James E. Nevels Mgmt For For For
8 Elect James W. Owens Mgmt For For For
9 Elect Carol L. Roberts Mgmt For For For
10 Elect Suzanne Mgmt For For For
Sitherwood
11 Elect Steven W. Mgmt For For For
Williams
12 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2016 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Alexander & Baldwin Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEX CUSIP 014491104 10/27/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REIT Conversion Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Allegion plc
Ticker Security ID: Meeting Date Meeting Status
ALLE CUSIP G0176J109 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carla Cico Mgmt For For For
2 Elect Kirk S. Hachigian Mgmt For For For
3 Elect Nicole Parent Mgmt For For For
Haughey
4 Elect David D. Petratis Mgmt For For For
5 Elect Dean I. Schaffer Mgmt For For For
6 Elect Charles L. Szews Mgmt For For For
7 Elect Martin E. Welch Mgmt For For For
III
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Appointment of Auditor Mgmt For For For
and Authority to set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Arjo AB
Ticker Security ID: Meeting Date Meeting Status
ARJOB CINS W0634J115 05/04/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends
18 Ratification of Board Mgmt For For For
and CEO
Acts
19 Board Size; Number of Mgmt For For For
Auditors
20 Directors and Mgmt For For For
Auditors'
Fees
21 Elect Johan Malmquist Mgmt For Against Against
22 Elect Carl Bennet Mgmt For Against Against
23 Elect Eva Elmstedt Mgmt For Against Against
24 Elect Ulf Grunander Mgmt For For For
25 Elect Carola Lemne Mgmt For For For
26 Elect Joacim Lindoff Mgmt For For For
27 Elect Johan Malmquist Mgmt For Against Against
as
Chair
28 Appointment of Auditor Mgmt For For For
29 Nomination Committee Mgmt For For For
30 Remuneration Guidelines Mgmt For Against Against
31 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Associated Capital Group Inc
Ticker Security ID: Meeting Date Meeting Status
AC CUSIP 045528106 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard L. Bready Mgmt For For For
1.2 Elect Marc Gabelli Mgmt For For For
1.3 Elect Mario J. Gabelli Mgmt For For For
1.4 Elect Douglas R. Mgmt For For For
Jamieson
1.5 Elect Daniel R. Lee Mgmt For For For
1.6 Elect Bruce M. Lisman Mgmt For For For
1.7 Elect Frederic V. Mgmt For For For
Salerno
1.8 Elect Salvatore F. Mgmt For For For
Sodano
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Bonava AB
Ticker Security ID: Meeting Date Meeting Status
BONAVA CINS W1810J119 04/25/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Board Size; Number of Mgmt For For For
Auditors
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors; Mgmt For For For
Appointment of
Auditor
19 Nomination Committee Mgmt For For For
20 Nomination Committee Mgmt For For For
Instructions
21 Remuneration Guidelines Mgmt For For For
22 Long-Term Incentive Mgmt For For For
Programme
23 Issuance of Treasury Mgmt For For For
Shares Pursuant to
LTIP
24 Authority to Mgmt For For For
Repurchase Shares and
Issue Treasury
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Brighthouse Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHF CUSIP 10922N103 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. McCallion Mgmt For For For
2 Elect Diane E. Mgmt For For For
Offereins
3 Elect Patrick J. Mgmt For For For
Shouvlin
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Approval of the 2017 Mgmt For For For
Stock and Incentive
Compensation
Plan
8 Approval of the 2017 Mgmt For For For
Non-Management
Director Stock
Compensation
Plan
9 Approval of Mgmt For For For
Performance Goals
Under Temporary
Incentive Deferred
Compensation
Plan
________________________________________________________________________________
Cable One, Inc.
Ticker Security ID: Meeting Date Meeting Status
CABO CUSIP 12685J105 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas S. Gayner Mgmt For Against Against
2 Elect Deborah J. Mgmt For For For
Kissire
3 Elect Thomas O. Might Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
California Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
CRC CUSIP 13057Q206 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Albrecht
2 Elect Justin A. Gannon Mgmt For For For
3 Elect Harold M. Korell Mgmt For For For
4 Elect Harry T. McMahon Mgmt For For For
5 Elect Richard W. Mgmt For For For
Moncrief
6 Elect Avedick B. Mgmt For For For
Poladian
7 Elect Anita M. Powers Mgmt For For For
8 Elect Robert V. Sinnott Mgmt For For For
9 Elect Todd A. Stevens Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to 2014 Mgmt For For For
Employee Stock
Purchase
Plan
13 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
14 Elimination of Mgmt For For For
Supermajority
Requirement for
Amendments to
Bylaws
15 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Certain Provisions of
Bylaws
________________________________________________________________________________
Care Capital Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
CCP CUSIP 141624106 08/15/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
CareTrust REIT Inc
Ticker Security ID: Meeting Date Meeting Status
CTRE CUSIP 14174T107 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Allen C. Barbieri Mgmt For Abstain Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cars.com
Ticker Security ID: Meeting Date Meeting Status
CARS CUSIP 14575E105 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerri L. DeVard Mgmt For For For
1.2 Elect Scott Forbes Mgmt For For For
1.3 Elect Jill Greenthal Mgmt For For For
1.4 Elect Thomas Hale Mgmt For For For
1.5 Elect Donald A. Mgmt For For For
McGovern,
Jr.
1.6 Elect Greg Revelle Mgmt For For For
1.7 Elect Bala Subramanian Mgmt For For For
1.8 Elect T. Alex Vetter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caverion Corporation
Ticker Security ID: Meeting Date Meeting Status
CAV1V CINS X09586102 03/26/2018 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board, Mgmt For For For
President, and CEO
Acts
12 Board Size Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares with or
without Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CDK Global Inc.
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie A. Brun Mgmt For For For
1.2 Elect Willie A. Deese Mgmt For For For
1.3 Elect Amy J. Hillman Mgmt For For For
1.4 Elect Brian P. Mgmt For For For
MacDonald
1.5 Elect Eileen J. Mgmt For For For
Martinson
1.6 Elect Stephen A. Miles Mgmt For For For
1.7 Elect Robert E. Radway Mgmt For For For
1.8 Elect Stephen F. Mgmt For For For
Schuckenbrock
1.9 Elect Frank S. Sowinski Mgmt For For For
1.10 Elect Robert M. Tarkoff Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chemours Co
Ticker Security ID: Meeting Date Meeting Status
CC CUSIP 163851108 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Curtis V. Mgmt For For For
Anastasio
2 Elect Bradley J. Bell Mgmt For For For
3 Elect Richard H. Brown Mgmt For For For
4 Elect Mary B. Cranston Mgmt For For For
5 Elect Curtis J. Mgmt For For For
Crawford
6 Elect Dawn L. Farrell Mgmt For For For
7 Elect Sean D. Keohane Mgmt For For For
8 Elect Mark P. Vergnano Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Cheung Kong Property Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2103F101 08/24/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Sale and Purchase Mgmt For For For
Agreement
5 Change in Company Name Mgmt For For For
________________________________________________________________________________
China Overseas Property Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
2669 CINS G2118M109 06/07/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Yang Ou Mgmt For For For
6 Elect SHI Yong Mgmt For For For
7 Elect Bernard Vincent Mgmt For For For
LIM Wan
Fung
8 Elect SUEN Kwok Lam Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Property Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
2669 CINS G2118M109 09/26/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 CSCEC Services Mgmt For For For
Agreement
4 CSC Services Agreement Mgmt For For For
5 Elect YAN Jianguo Mgmt For Against Against
________________________________________________________________________________
China Overseas Property Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
2669 CINS G2118M109 12/12/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 COLI Target Services Mgmt For For For
Agreement
5 COLI Prevailing Mgmt For For For
Services
Agreement
6 COGO Target Services Mgmt For For For
Agreement
7 COGO Prevailing Mgmt For For For
Services
Agreement
________________________________________________________________________________
CK Asset Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2177B101 05/10/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Edmond IP Tak Mgmt For For For
Chuen
6 Elect Justin CHIU Kwok Mgmt For For For
Hung
7 Elect JP CHOW Wai Kam Mgmt For For For
8 Elect Albert CHOW Nin Mgmt For For For
Mow
9 Elect Katherine HUNG Mgmt For For For
Siu
Lin
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For For For
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CK Asset Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS ADPV39812 10/11/2017 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Joint Venture Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Colony NorthStar Inc
Ticker Security ID: Meeting Date Meeting Status
CLNS CUSIP 19625W104 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Barrack,
Jr.
2 Elect Richard B. Mgmt For For For
Saltzman
3 Elect Douglas Crocker Mgmt For For For
II
4 Elect Nancy A. Curtin Mgmt For For For
5 Elect Jon A. Fosheim Mgmt For For For
6 Elect Justin Metz Mgmt For For For
7 Elect George G. C. Mgmt For For For
Parker
8 Elect Charles W. Mgmt For For For
Schoenherr
9 Elect John A. Somers Mgmt For For For
10 Elect John L. Steffens Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Conduent Incorporated
Ticker Security ID: Meeting Date Meeting Status
CNDT CUSIP 206787103 05/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Galant Mgmt For For For
2 Elect Nicholas F. Mgmt For For For
Graziano
3 Elect Joie Gregor Mgmt For For For
4 Elect Courtney R. Mgmt For For For
Mather
5 Elect Michael Nevin Mgmt For For For
6 Elect Michael A. Nutter Mgmt For For For
7 Elect William G. Mgmt For For For
Parrett
8 Elect Ashok Vemuri Mgmt For For For
9 Elect Virginia M. Mgmt For For For
Wilson
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Consol Energy Inc
Ticker Security ID: Meeting Date Meeting Status
CEIX CUSIP 20854L108 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James A. Brock Mgmt For For For
1.2 Elect Alvin R. Mgmt For For For
Carpenter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CSRA Inc.
Ticker Security ID: Meeting Date Meeting Status
CSRA CUSIP 12650T104 08/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith B. Mgmt For For For
Alexander
2 Elect Sanju K. Bansal Mgmt For For For
3 Elect Michele A. Mgmt For For For
Flournoy
4 Elect Mark A. Frantz Mgmt For For For
5 Elect Nancy Killefer Mgmt For For For
6 Elect Craig L. Martin Mgmt For For For
7 Elect Sean O'Keefe Mgmt For For For
8 Elect Lawrence B. Mgmt For For For
Prior
III
9 Elect Michael E. Mgmt For For For
Ventling
10 Elect Billie I. Mgmt For For For
Williamson
11 Elect John F. Young Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2015 Mgmt For Against Against
Omnibus Incentive
Plan
________________________________________________________________________________
CSW Industrials, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSWI CUSIP 126402106 08/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda A. Mgmt For For For
Livingstone
1.2 Elect William F. Quinn Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Approval of Material Mgmt For For For
Terms of 2015 Equity
and Incentive
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Donnelley Financial Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
DFIN CUSIP 25787G100 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel N. Leib Mgmt For For For
2 Elect Lois M. Martin Mgmt For For For
3 Elect Charles Drucker Mgmt For For For
4 Elect Gary G. Mgmt For For For
Greenfiield
5 Elect Oliver R. Mgmt For For For
Sockwell
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DXC Technology Company
Ticker Security ID: Meeting Date Meeting Status
DXC CUSIP 23355L106 08/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mukesh Aghi Mgmt For For For
2 Elect Amy E. Alving Mgmt For For For
3 Elect David L. Herzog Mgmt For For For
4 Elect Sachin S. Lawande Mgmt For For For
5 Elect J. Michael Lawrie Mgmt For For For
6 Elect Julio A Mgmt For For For
Portalatin
7 Elect Peter Rutland Mgmt For For For
8 Elect Manoj P. Singh Mgmt For For For
9 Elect Margaret C. Mgmt For For For
Whitman
10 Elect Robert F. Woods Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 2017 Incentive Plan Mgmt For For For
________________________________________________________________________________
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29272W109 01/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bill G. Armstrong Mgmt For For For
2 Elect James C. Johnson Mgmt For For For
3 Elect W. Patrick Mgmt For For For
McGinnis
4 Elect Robert V. Vitale Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Enova International Inc
Ticker Security ID: Meeting Date Meeting Status
ENVA CUSIP 29357K103 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ellen Carnahan Mgmt For For For
2 Elect Daniel R. Feehan Mgmt For For For
3 Elect David Fisher Mgmt For For For
4 Elect William M. Mgmt For For For
Goodyear
5 Elect James A. Gray Mgmt For For For
6 Elect Gregg A. Kaplan Mgmt For For For
7 Elect Mark P. McGowan Mgmt For For For
8 Elect Mark A. Tebbe Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Exterran Corporation
Ticker Security ID: Meeting Date Meeting Status
EXTN CUSIP 30227H106 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Mgmt For For For
Goodyear
2 Elect James C. Gouin Mgmt For For For
3 Elect John P. Ryan Mgmt For For For
4 Elect Christopher T. Mgmt For For For
Seaver
5 Elect Mark R. Sotir Mgmt For For For
6 Elect Andrew J. Way Mgmt For For For
7 Elect Ieda Gomes Yell Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Fnac Darty
Ticker Security ID: Meeting Date Meeting Status
FNAC CINS F3808N101 05/18/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Non Tax-Deductible Mgmt For For For
Expenses
7 Allocation of Mgmt For For For
Profits/Dividends
8 Approve Special Mgmt For For For
Auditors Report on
Regulated
Agreements
9 Elect Nonce Paolini Mgmt For For For
10 Elect Caroline Mgmt For For For
Gregoire Sainte
Marie
11 Ratification of Mgmt For For For
Co-Option of Sandra
Lagumina
12 Ratification of Mgmt For For For
Co-Option of Delpine
Mousseau
13 Ratification of Mgmt For For For
Co-Option of Daniela
Weber-Rey
14 Elect Sandra Lagumina Mgmt For For For
15 Remuneration of Mgmt For Against Against
Alexandre Bompard,
Former Chair and CEO
(until July 17,
2017)
16 Remuneration of Mgmt For For For
Jacques Veyrat, Chair
(from July 17,
2017)
17 Remuneration of Mgmt For For For
Enrique Martinez, CEO
(from July 17,
2017)
18 Remuneration Policy Mgmt For For For
(Chair)
19 Remuneration Policy Mgmt For Against Against
(CEO)
20 Directors' Fees Mgmt For For For
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Amendments to Articles Mgmt For For For
Regarding Executive
Remuneration
24 Authorisation of Legal Mgmt For For For
Formalities
25 Shareholder Proposal ShrHoldr Against Against For
(A) Regarding
Election of Kilani
Sadri
Fegaier
26 Shareholder Proposal ShrHoldr Against Against For
(B) Regarding
Election of Nicole
Guedj
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fortive Corporation
Ticker Security ID: Meeting Date Meeting Status
FTV CUSIP 34959J108 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Feroz Dewan Mgmt For For For
2 Elect James A. Lico Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2016 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Four Corners Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCPT CUSIP 35086T109 06/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For For For
Lenehan
2 Elect Douglas B. Hansen Mgmt For For For
3 Elect John S. Moody Mgmt For For For
4 Elect Marran H. Ogilvie Mgmt For For For
5 Elect Paul E. Szurek Mgmt For For For
6 Elect Charles Jemley Mgmt For For For
7 Elect Eric S. Mgmt For For For
Hirschhorn
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Frasers Centrepoint Ltd
Ticker Security ID: Meeting Date Meeting Status
TQ5 CINS Y2642R103 01/29/2018 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Charoen Mgmt For Against Against
Sirivadhanabhakdi
5 Elect Khunying Wanna Mgmt For Against Against
Sirivadhanabhakdi
6 Elect CHAN Heng Wing Mgmt For For For
7 Elect Weerawong Mgmt For For For
Chittmittrapap
8 Elect TAN Pheng Hock Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Grant Awards and Issue Mgmt For For For
Shares under the FCL
Restricted Share Plan
and/or the FCL
Performance Share
Plan
13 Related Party Mgmt For For For
Transactions
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Change in Company Name Mgmt For For For
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Handler Mgmt For For For
1.2 Elect Joseph W. Mgmt For For For
Marshall,
III
1.3 Elect James B. Perry Mgmt For For For
1.4 Elect Barry F. Schwartz Mgmt For For For
1.5 Elect Earl Shanks Mgmt For For For
1.6 Elect E. Scott Urdang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
________________________________________________________________________________
Gannett Co Inc
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 36473H104 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew W Barzun Mgmt For For For
2 Elect John E. Cody Mgmt For For For
3 Elect Stephen W. Coll Mgmt For For For
4 Elect Robert J. Dickey Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Lila Ibrahim Mgmt For For For
7 Elect Lawrence S. Mgmt For For For
Kramer
8 Elect John Jeffry Louis Mgmt For For For
9 Elect Tony A. Prophet Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Chloe R. Sladden Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2015 Omnibus Incentive Mgmt For For For
Compensation
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GCP Applied Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
GCP CUSIP 36164Y101 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marcia J. Avedon Mgmt For For For
2 Elect Phillip J. Mason Mgmt For For For
3 Elect Elizabeth A. Mora Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
6 Elimination of Mgmt For For For
Supermajority
Requirement for
Future Amendments to
the
By-laws
7 Elimination of Mgmt For For For
Supermajority
Requirement for
Future Amendments to
Certain Sections of
the Certificate of
Incorporation
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Global Brands Group Holding Limited
Ticker Security ID: Meeting Date Meeting Status
787 CINS G39338101 09/12/2017 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Bruce P. Mgmt For For For
Rockowitz
5 Elect Stephen Harry Mgmt For Against Against
LONG
6 Elect Allan Zeman Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Gocompare.com Group Plc
Ticker Security ID: Meeting Date Meeting Status
GOCO CINS G4022E108 05/22/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Joe K. Hurd Mgmt For For For
5 Elect Ashley Steel Mgmt For For For
6 Elect Zillah Mgmt For For For
Byng-Thorne
7 Elect Matthew Crummack Mgmt For For For
8 Elect Angela Mgmt For For For
Seymour-Jackson
9 Elect Adrian Webb Mgmt For For For
10 Elect Sir Peter Wood Mgmt For For For
11 Elect Nick Wrighton Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Halyard Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
HYH CUSIP 40650V100 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William A. Mgmt For For For
Hawkins
2 Elect Gary D. Blackford Mgmt For For For
3 Elect Patrick J. Mgmt For For For
O'Leary
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Herc Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HRI CUSIP 42704L104 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert L. Henkel Mgmt For For For
2 Elect Lawrence Silber Mgmt For For For
3 Elect James H. Browning Mgmt For For For
4 Elect Patrick D. Mgmt For For For
Campbell
5 Elect Nicholas F. Mgmt For For For
Graziano
6 Elect Jean K. Holley Mgmt For For For
7 Elect Jacob M. Katz Mgmt For For For
8 Elect Michael A. Kelly Mgmt For For For
9 Elect Courtney Mather Mgmt For For For
10 Elect Louis J. Pastor Mgmt For For For
11 Elect Mary Pat Salomone Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2018 Mgmt For For For
Omnibus Incentive
Plan
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hewlett Packard Enterprise Company
Ticker Security ID: Meeting Date Meeting Status
HPE CUSIP 42824C109 04/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Ammann Mgmt For For For
2 Elect Michael J. Mgmt For For For
Angelakis
3 Elect Leslie A. Brun Mgmt For For For
4 Elect Pamela L. Carter Mgmt For For For
5 Elect Raymond J. Lane Mgmt For For For
6 Elect Ann M. Livermore Mgmt For For For
7 Elect Antonio F. Neri Mgmt For For For
8 Elect Raymond E. Ozzie Mgmt For For For
9 Elect Gary M. Reiner Mgmt For For For
10 Elect Patricia F. Russo Mgmt For For For
11 Elect Lip-Bu Tan Mgmt For Against Against
12 Elect Margaret C. Mgmt For For For
Whitman
13 Elect Mary A. Mgmt For For For
Wilderotter
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Hilton Grand Vacations Inc
Ticker Security ID: Meeting Date Meeting Status
HGV CUSIP 43283X105 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Wang Mgmt For For For
1.2 Elect Leonard A. Potter Mgmt For For For
1.3 Elect Brenda J. Bacon Mgmt For For For
1.4 Elect David W. Johnson Mgmt For For For
1.5 Elect Mark H. Lazarus Mgmt For For For
1.6 Elect Pamela H. Patsley Mgmt For For For
1.7 Elect Paul W. Whetsell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Idorsia Ltd
Ticker Security ID: Meeting Date Meeting Status
IDIA CINS H3879B109 04/24/2018 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Compensation Report Mgmt For TNA N/A
3 Allocation of Losses Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Increase in Authorised Mgmt For TNA N/A
Capital
6 Elect Jean-Pierre Mgmt For TNA N/A
Garnier
7 Elect Jean-Paul Clozel Mgmt For TNA N/A
8 Elect Robert J. Mgmt For TNA N/A
Bertolini
9 Elect John J. Greisch Mgmt For TNA N/A
10 Elect David M. Stout Mgmt For TNA N/A
11 Elect Viviane Monges Mgmt For TNA N/A
12 Appoint Jean-Pierre Mgmt For TNA N/A
Garnier as Board
Chair
13 Elect Jean-Pierre Mgmt For TNA N/A
Garnier as Nominating
and Compensation
Committee
Member
14 Elect John J. Greisch Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
15 Elect David M. Stout Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
16 Elect Viviane Monges Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
17 Board Compensation Mgmt For TNA N/A
18 Executive Compensation Mgmt For TNA N/A
19 Appointment of Mgmt For TNA N/A
Independent
Proxy
20 Appointment of Auditor Mgmt For TNA N/A
21 Non-Voting Meeting Note N/A N/A TNA N/A
22 Non-Voting Meeting Note N/A N/A TNA N/A
23 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Indivior Plc
Ticker Security ID: Meeting Date Meeting Status
INDV CINS G4766E108 05/16/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Howard H. Pien Mgmt For For For
5 Elect Shaun Thaxter Mgmt For For For
6 Elect Mark Crossley Mgmt For For For
7 Elect Yvonne Mgmt For Against Against
Greenstreet
8 Elect A. Thomas Mgmt For For For
McLellan
9 Elect Tatjana May Mgmt For For For
10 Elect Lorna Parker Mgmt For For For
11 Elect Daniel J. Phelan Mgmt For For For
12 Elect Christian S. Mgmt For For For
Schade
13 Elect Daniel Tasse Mgmt For For For
14 Elect Lizabeth H. Mgmt For For For
Zlatkus
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Ingevity Corporation
Ticker Security ID: Meeting Date Meeting Status
NGVT CUSIP 45688C107 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Michael Mgmt For For For
Fitzpatrick
2 Elect Frederick J. Mgmt For For For
Lynch
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Italgas S.p.A.
Ticker Security ID: Meeting Date Meeting Status
IG CINS T6R89Z103 04/19/2018 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
4 2018-2020 Mgmt For For For
Co-investment
Plan
5 Elect Federica Lolli Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (2018-2020
Co-Investment
Plan)
7 Amendments to Articles Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Keysight Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
KEYS ISIN US49338L1035 03/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald S. MGMT For For For
Nersesian
1.2 Elect Charles J. MGMT For For For
Dockendorff
1.3 Elect Robert A. Rango MGMT For For For
2 Amendment to the 2014 MGMT For For For
Equity and Incentive
Compensation
Plan
3 Ratification of Auditor MGMT For For For
4 Advisory Vote on MGMT For For For
Executive
Compensation
________________________________________________________________________________
KLX Inc
Ticker Security ID: Meeting Date Meeting Status
KLXI CUSIP 482539103 08/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard G. Mgmt For Withhold Against
Hamermesh
1.2 Elect Theodore L. Weise Mgmt For For For
1.3 Elect John T. Whates Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Knowles Corp
Ticker Security ID: Meeting Date Meeting Status
KN CUSIP 49926D109 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Didier Hirsch Mgmt For For For
2 Elect Ronald Jankov Mgmt For For For
3 Elect Ye Jane Li Mgmt For For For
4 Elect Cheryl L. Shavers Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amend the Certificate Mgmt For For For
of Incorporation to
Declassify the Board
and Provide for
Director Removal
Without
Cause
8 2018 Equity and Cash Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Lamb Weston Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
LW CUSIP 513272104 09/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles A. Blixt Mgmt For For For
2 Elect Andre J. Hawaux Mgmt For For For
3 Elect William G. Mgmt For For For
Jurgensen
4 Elect Thomas P. Maurer Mgmt For For For
5 Elect Hala G. Moddelmog Mgmt For For For
6 Elect Andrew J. Mgmt For For For
Schindler
7 Elect Maria Renna Mgmt For For For
Sharpe
8 Elect Thomas P. Werner Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Approval of the 2016 Mgmt For For For
Stock
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Broadband Corp.
Ticker Security ID: Meeting Date Meeting Status
LBRDA CUSIP 530307107 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. David Wargo Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
LSC Communications Inc
Ticker Security ID: Meeting Date Meeting Status
LKSD CUSIP 50218P107 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Quinlan,
III
2 Elect M. Shan Atkins Mgmt For For For
3 Elect Margaret Breya Mgmt For For For
4 Elect Thomas F. O'Toole Mgmt For For For
5 Elect Douglas W. Mgmt For For For
Stotlar
6 Elect Shivan S. Mgmt For For For
Subramaniam
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lumentum Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
LITE CUSIP 55024U109 11/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin A. Kaplan Mgmt For For For
2 Elect Harold L. Covert Mgmt For For For
3 Elect Penelope Herscher Mgmt For For For
4 Elect Samuel F. Thomas Mgmt For For For
5 Elect Brian J. Lillie Mgmt For For For
6 Elect Alan S. Lowe Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David R. Carlucci Mgmt For For For
2 Elect J. Martin Carroll Mgmt For For For
3 Elect Paul R. Carter Mgmt For For For
4 Elect David Y. Norton Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Angus C. Russell Mgmt For For For
7 Elect Mark C. Trudeau Mgmt For For For
8 Elect Anne C. Whitaker Mgmt For For For
9 Elect Kneeland C. Mgmt For For For
Youngblood
10 Elect Joseph A. Mgmt For For For
Zaccagnino
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and
Incentive Plan
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Determine Mgmt For For For
Reissue Price for
Treasury
Shares
________________________________________________________________________________
Metro AG
Ticker Security ID: Meeting Date Meeting Status
B4B CINS D5S17Q116 02/16/2018 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Herbert Mgmt For TNA N/A
Bollinger to the
Supervisory
Board
10 Remuneration Policy Mgmt For TNA N/A
11 Amendment to Articles Mgmt For TNA N/A
Regarding Authorised
Capital
12 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Murphy USA Inc.
Ticker Security ID: Meeting Date Meeting Status
MUSA CUSIP 626755102 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred L. Holliger Mgmt For For For
1.2 Elect James W. Keyes Mgmt For For For
1.3 Elect Diane N. Landen Mgmt For For For
1.4 Elect David B. Miller Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Navient Corporation
Ticker Security ID: Meeting Date Meeting Status
NAVI CUSIP 63938C108 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anna Escobedo Mgmt For For For
Cabral
2 Elect William M. Mgmt For For For
Diefenderfer
III
3 Elect Katherine A. Mgmt For For For
Lehman
4 Elect Linda A. Mills Mgmt For For For
5 Elect John F. Remondi Mgmt For For For
6 Elect Jane J. Thompson Mgmt For For For
7 Elect Laura S. Unger Mgmt For For For
8 Elect Barry Lawson Mgmt For For For
Williams
9 Elect David L. Yowan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Governance Response
to the Student Loan
Crisis
________________________________________________________________________________
New Media Investment Group Inc
Ticker Security ID: Meeting Date Meeting Status
NEWM CUSIP 64704V106 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laurence Tarica Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
New Residential Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T201 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Mgmt For For For
Nierenberg
2 Elect Kevin J. Finnerty Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Senior Investment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
SNR CUSIP 648691103 06/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Virgis W. Colbert Mgmt For For For
1.2 Elect Cassia van der Mgmt For For For
Hoof
Holstein
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr For For For
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Nilfisk Holding A/S
Ticker Security ID: Meeting Date Meeting Status
NLFSK CINS K7S14U100 03/23/2018 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Board Mgmt For For For
and Management
Acts
10 Directors' Fees Mgmt For For For
11 Elect Jens Due Olsen Mgmt For For For
12 Elect Lars Sandahl Mgmt For For For
Sorensen
13 Elect Jens Maaloe Mgmt For For For
14 Elect Jutta af Mgmt For For For
Rosenborg
15 Elect Anders Runevad Mgmt For For For
16 Elect Rene Mgmt For For For
Svendsen-Tune
17 Appointment of Auditor Mgmt For For For
18 Remuneration Guidelines Mgmt For For For
19 CEO Bonus Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NorthStar Realty Europe Corp
Ticker Security ID: Meeting Date Meeting Status
NRE CUSIP 66706L101 08/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David T. Hamamoto Mgmt For For For
1.2 Elect Richard B. Mgmt For For For
Saltzman
1.3 Elect Mario Chisholm Mgmt For For For
1.4 Elect Judith A. Mgmt For Withhold Against
Hannaway
1.5 Elect Dianne Hurley Mgmt For For For
1.6 Elect Oscar Junquera Mgmt For For For
1.7 Elect Wesley D. Minami Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NOW Inc.
Ticker Security ID: Meeting Date Meeting Status
DNOW CUSIP 67011P100 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terry Bonno Mgmt For For For
2 Elect Galen Cobb Mgmt For For For
3 Elect James Crandell Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
One Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
OGS CUSIP 68235P108 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Gibson Mgmt For For For
2 Elect Pattye L. Moore Mgmt For For For
3 Elect Douglas H. Yaegar Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the Mgmt For For For
Equity Compensation
Plan
7 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Orora Limited
Ticker Security ID: Meeting Date Meeting Status
ORA CINS Q7142U109 10/17/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Abi P. Cleland Mgmt For For For
3 Re-elect George (John) Mgmt For For For
Pizzey
4 Equity Grant (MD/CEO Mgmt For For For
Nigel Garrard -
STI)
5 Equity Grant (MD/CEO Mgmt For For For
Nigel Garrard -
LTI)
6 REMUNERATION REPORT Mgmt For For For
________________________________________________________________________________
Osram Licht AG
Ticker Security ID: Meeting Date Meeting Status
OSR CINS D5963B113 02/20/2018 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Mgmt For TNA N/A
Management Board
Acts
8 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For TNA N/A
10 Elect Peter Bauer Mgmt For TNA N/A
11 Elect Christine Mgmt For TNA N/A
Bortenlanger
12 Elect Roland Busch Mgmt For TNA N/A
13 Elect Lothar Frey Mgmt For TNA N/A
14 Elect Frank H. Mgmt For TNA N/A
Lakerveld
15 Elect Margarete Haase Mgmt For TNA N/A
16 Increase in Authorised Mgmt For TNA N/A
Capital
17 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Park Hotels & Resorts Inc.
Ticker Security ID: Meeting Date Meeting Status
PK CUSIP 700517105 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Mgmt For For For
Baltimore,
Jr.
1.2 Elect Gordon M. Bethune Mgmt For For For
1.3 Elect Patricia M. Mgmt For For For
Bedient
1.4 Elect Geoffrey Garrett Mgmt For For For
1.5 Elect Christie B. Kelly Mgmt For For For
1.6 Elect Joseph I. Mgmt For For For
Lieberman
1.7 Elect Timothy J. Mgmt For Withhold Against
Naughton
1.8 Elect Stephen I. Sadove Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Park Hotels & Resorts Inc.
Ticker Security ID: Meeting Date Meeting Status
PK CUSIP 700517105 07/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Mgmt For For For
Baltimore,
Jr.
1.2 Elect Gordon M. Bethune Mgmt For For For
1.3 Elect Patricia M. Mgmt For For For
Bedient
1.4 Elect Geoffrey Garrett Mgmt For For For
1.5 Elect Robert Harper Mgmt For For For
1.6 Elect Tyler S. Henritze Mgmt For For For
1.7 Elect Christie B. Kelly Mgmt For For For
1.8 Elect Joseph I. Mgmt For For For
Lieberman
1.9 Elect Xianyi Mu Mgmt For For For
1.10 Elect Timothy J. Mgmt For For For
Naughton
1.11 Elect Stephen I. Sadove Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PayPal Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PYPL CUSIP 70450Y103 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney C. Adkins Mgmt For For For
2 Elect Wences Casares Mgmt For For For
3 Elect Jonathan Mgmt For For For
Christodoro
4 Elect John J. Donahoe Mgmt For Against Against
II
5 Elect David W. Dorman Mgmt For For For
6 Elect Belinda J. Mgmt For For For
Johnson
7 Elect Gail J. McGovern Mgmt For For For
8 Elect David M. Moffett Mgmt For For For
9 Elect Ann Sarnoff Mgmt For For For
10 Elect Daniel H. Mgmt For For For
Schulman
11 Elect Frank D. Yeary Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the 2015 Mgmt For Against Against
Equity Incentive
Award
Plan
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Proxy Access
Bylaw
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Integration
of Human and
Indigenous Peoples'
Rights Policy in
Corporate
Documents
________________________________________________________________________________
Pinnacle Entertainment Inc.
Ticker Security ID: Meeting Date Meeting Status
PNK ISIN US72348Y1055 03/29/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition MGMT For For For
2 Advisory Vote on MGMT For Against Against
Golden
Parachutes
3 Right to Adjourn MGMT For For For
Meeting
________________________________________________________________________________
Pinnacle Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNK CUSIP 72348Y105 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles L. Atwood Mgmt For For For
2 Elect Stephen C. Comer Mgmt For For For
3 Elect Ron Huberman Mgmt For For For
4 Elect James L. Mgmt For For For
Martineau
5 Elect Desiree Rogers Mgmt For For For
6 Elect Carlos A. Mgmt For Against Against
Ruisanchez
7 Elect Anthony M. Mgmt For For For
Sanfilippo
8 Elect Jaynie Miller Mgmt For For For
Studenmund
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PJT Partners Inc
Ticker Security ID: Meeting Date Meeting Status
PJT CUSIP 69343T107 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth C. Mgmt For For For
Whitney
2 Elect James Costos Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quality Care Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
QCP CUSIP 747545101 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenn G. Cohen Mgmt For For For
1.2 Elect Jerry Doctrow Mgmt For For For
1.3 Elect Paul J. Klaassen Mgmt For For For
1.4 Elect Mark S. Ordan Mgmt For For For
1.5 Elect Philip R. Mgmt For For For
Schimmel
1.6 Elect Kathleen Smalley Mgmt For For For
1.7 Elect Donald C. Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Rayonier Advanced Materials Inc
Ticker Security ID: Meeting Date Meeting Status
RYAM CUSIP 75508B104 05/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Adair Mgmt For For For
2 Elect Julie Dill Mgmt For For For
3 Elect James F. Kirsch Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Amendment to the 2017 Mgmt For For For
Incentive Stock
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Science Applications International Corporation
Ticker Security ID: Meeting Date Meeting Status
SAIC CUSIP 808625107 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Bedingfield
2 Elect Deborah B. Dunie Mgmt For For For
3 Elect John J. Hamre Mgmt For For For
4 Elect Mark J. Johnson Mgmt For For For
5 Elect Timothy J. Mgmt For Against Against
Mayopoulos
6 Elect Anthony J. Moraco Mgmt For For For
7 Elect Donna S. Morea Mgmt For For For
8 Elect Edward J. Mgmt For For For
Sanderson,
Jr.
9 Elect Steven R. Shane Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
South32 Limited
Ticker Security ID: Meeting Date Meeting Status
S32 CINS Q86668102 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Frank Cooper Mgmt For For For
3 Re-elect Ntombifuthi Mgmt For For For
(Futhi)
Mtoba
4 Elect Xiaoling Liu Mgmt For For For
5 Elect Karen Wood Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Graham
Kerr)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
SPX FLOW, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLOW CUSIP 78469X107 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Majdi B Abulaban Mgmt For For For
2 Elect Emerson U. Mgmt For For For
Fullwood
3 Elect Terry S. Lisenby Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Starwood Waypoint Homes
Ticker Security ID: Meeting Date Meeting Status
SFR CUSIP 85572F105 11/14/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Svenska Cellulosa Aktiebolaget SCA
Ticker Security ID: Meeting Date Meeting Status
SCAB CINS W90152120 03/23/2018 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Board Size Mgmt For For For
15 Number of Auditors Mgmt For For For
16 Directors and Mgmt For For For
Auditors'
Fees
17 Elect Charlotte Mgmt For For For
Bengtsson
18 Elect Par Boman Mgmt For For For
19 Elect Lennart Evrell Mgmt For For For
20 Elect Annemarie Mgmt For For For
Gardshol
21 Elect Ulf Larsson Mgmt For For For
22 Elect Martin Lindqvist Mgmt For For For
23 Elect Lotta Lyra Mgmt For For For
24 Elect Bert Nordberg Mgmt For Against Against
25 Elect Barbara Milian Mgmt For For For
Thoralfsson
26 Elect Anders Sundstrom Mgmt For For For
27 Elect Par Boman as Mgmt For For For
Chair
28 Appointment of Auditor Mgmt For For For
29 Remuneration Guidelines Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
The Madison Square Garden Company
Ticker Security ID: Meeting Date Meeting Status
MSG CUSIP 55825T103 12/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Biondi, Mgmt For For For
Jr.
1.2 Elect Joseph J. Lhota Mgmt For For For
1.3 Elect Richard D. Mgmt For For For
Parsons
1.4 Elect Nelson Peltz Mgmt For For For
1.5 Elect Scott M. Sperling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Theravance Biopharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBPH CUSIP G8807B106 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eran Broshy Mgmt For For For
2 Elect Laurie Mgmt For For For
Smaldone-Alsup
3 Elect Burton G. Malkiel Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Adoption of Mgmt For Against Against
Shareholder Rights
Plan
________________________________________________________________________________
TimkenSteel Corporation
Ticker Security ID: Meeting Date Meeting Status
TMST CUSIP 887399103 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph A. Mgmt For For For
Carrabba
1.2 Elect Phillip R. Cox Mgmt For For For
1.3 Elect Terry L. Dunlap Mgmt For For For
1.4 Elect John P. Reilly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
TopBuild Corp.
Ticker Security ID: Meeting Date Meeting Status
BLD CUSIP 89055F103 04/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald Volas Mgmt For For For
1.2 Elect Carl T. Camden Mgmt For For For
1.3 Elect Joseph S. Cantie Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Amendment to Mgmt For For For
Supermajority
Requirement to Amend
the
Bylaws
4 Amendment to Mgmt For For For
Supermajority
Requirement to Amend
Certain Provisions of
the Certificate of
Incorporation
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Uniti Group Inc.
Ticker Security ID: Meeting Date Meeting Status
UNIT CUSIP 91325V108 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer S. Mgmt For For For
Banner
2 Elect Scott G Bruce Mgmt For For For
3 Elect Francis X. Frantz Mgmt For For For
4 Elect Andrew Frey Mgmt For For For
5 Elect Kenneth A. Mgmt For For For
Gunderman
6 Elect David L. Solomon Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Employee Stock Mgmt For For For
Purchase
Plan
9 Amendment Regarding Mgmt For For For
Shareholders Power to
Amend
Bylaws
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Urban Edge Properties
Ticker Security ID: Meeting Date Meeting Status
UE CUSIP 91704F104 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Olson Mgmt For For For
2 Elect Michael A. Gould Mgmt For For For
3 Elect Steven H. Mgmt For For For
Grapstein
4 Elect Steven J. Guttman Mgmt For For For
5 Elect Amy B. Lane Mgmt For For For
6 Elect Kevin P. O'Shea Mgmt For For For
7 Elect Steven Roth Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Valmet Oyj
Ticker Security ID: Meeting Date Meeting Status
VALMT CINS X96478114 03/21/2018 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Varex Imaging Corporation
Ticker Security ID: Meeting Date Meeting Status
VREX CUSIP 92214X106 02/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erich R. Mgmt For For For
Reinhardt
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Versum Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSM CUSIP 92532W103 01/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Seifi Ghasemi Mgmt For For For
1.2 Elect Guillermo Novo Mgmt For For For
1.3 Elect Jacques Mgmt For For For
Croisetiere
1.4 Elect Yi Hyon Paik Mgmt For For For
1.5 Elect Thomas J. Riordan Mgmt For For For
1.6 Elect Susan C. Schnabel Mgmt For For For
1.7 Elect Alejandro D. Mgmt For For For
Wolff
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
5 Amendment to the Mgmt For For For
Short-Term Incentive
Plan
________________________________________________________________________________
Vista Outdoor Inc.
Ticker Security ID: Meeting Date Meeting Status
VSTO CUSIP 928377100 08/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary L. McArthur Mgmt For For For
2 Elect Mark A. Mgmt For For For
Gottfredson
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Washington Prime Group Inc.
Ticker Security ID: Meeting Date Meeting Status
WPG CUSIP 93964W108 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Taggart Birge Mgmt For For For
2 Elect Louis G. Conforti Mgmt For For For
3 Elect John J. Dillon Mgmt For For For
III
4 Elect Robert J. Laikin Mgmt For For For
5 Elect John F. Levy Mgmt For For For
6 Elect Sheryl G. von Mgmt For For For
Blucher
7 Elect Jacquelyn R. Mgmt For For For
Soffer
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Welbilt, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBT CUSIP 949090104 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cynthia M. Mgmt For For For
Egnotovich
2 Elect Dino J. Bianco Mgmt For For For
3 Elect Joan K. Chow Mgmt For For For
4 Elect Thomas D. Davis Mgmt For For For
5 Elect Janice L. Fields Mgmt For For For
6 Elect Brian R. Gamache Mgmt For For For
7 Elect Andrew Langham Mgmt For For For
8 Elect Hubertus M. Mgmt For For For
Muehlhaeuser
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wharf Real Estate Investment Co Ltd
Ticker Security ID: Meeting Date Meeting Status
01997 CINS G9593A104 05/09/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Stephen NG Tin Mgmt For For For
Hoi
5 Elect Doreen LEE Yuk Mgmt For For For
Fong
6 Elect LENG Yen Thean Mgmt For For For
7 Elect LEUNG Kai Hang Mgmt For For For
8 Elect Alexander AU Siu Mgmt For For For
Kee
9 Elect Andrew James Mgmt For For For
Seaton
10 Elect Richard Gareth Mgmt For For For
Williams
11 Elect YEOH Eng Kiong Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Xenia Hotels & Resorts Inc
Ticker Security ID: Meeting Date Meeting Status
XHR CUSIP 984017103 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marcel Verbaas Mgmt For For For
1.2 Elect Jeffrey H. Mgmt For For For
Donahue
1.3 Elect John H. Alschuler Mgmt For For For
1.4 Elect Keith E. Bass Mgmt For For For
1.5 Elect Thomas M. Mgmt For For For
Gartland
1.6 Elect Beverly K. Goulet Mgmt For For For
1.7 Elect Mary E. McCormick Mgmt For For For
1.8 Elect Dennis D. Oklak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Miscellaneous Article Mgmt For For For
Amendments
4 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Steel ETF
________________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis C. Cuneo Mgmt For For For
2 Elect Sheri H. Edison Mgmt For For For
3 Elect Mark G. Essig Mgmt For For For
4 Elect William K. Gerber Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Ralph S. Mgmt For For For
Michael,
III
7 Elect Roger K. Newport Mgmt For For For
8 Elect James A. Thomson Mgmt For For For
9 Elect Dwayne A. Wilson Mgmt For For For
10 Elect Vicente Wright Mgmt For For For
11 Elect Arlene M. Yocum Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert J. Mgmt For For For
Carlisle
2 Elect Diane C. Creel Mgmt For For For
3 Elect John R. Pipski Mgmt For For For
4 Elect James E. Rohr Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L203 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Karyn Ovelmen Mgmt For For For
7 Elect Tye Burt Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Performance Share Unit Mgmt For Against Against
Plan
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L203 05/16/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Amend Mgmt For For For
Currency of the Share
Capital
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. Karol Mgmt For For For
1.2 Elect Robert R. Mgmt For For For
McMaster
1.3 Elect Gregory A. Pratt Mgmt For For For
1.4 Elect Tony R. Thene Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cleveland-Cliffs Inc
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 185899101 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John T. Baldwin Mgmt For For For
1.2 Elect Robert P. Mgmt For Withhold Against
Fisher,
Jr.
1.3 Elect C. Lourenco Mgmt For For For
Goncalves
1.4 Elect Susan M. Green Mgmt For For For
1.5 Elect Joseph A. Mgmt For Withhold Against
Rutkowski
1.6 Elect Eric M. Rychel Mgmt For For For
1.7 Elect Michael D. Siegal Mgmt For For For
1.8 Elect Gabriel Stoliar Mgmt For Withhold Against
1.9 Elect Douglas C. Taylor Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rick J. Mills Mgmt For For For
2 Elect Barbara R. Smith Mgmt For For For
3 Elect Joseph C. Mgmt For For For
Winkler
III
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Amendment to the 2013 Mgmt For For For
Cash Incentive
Plan
8 Amendment to the 2013 Mgmt For For For
Long-Term Equity
Incentive
Plan
________________________________________________________________________________
Companhia Siderurgica Nacional
Ticker Security ID: Meeting Date Meeting Status
CSNA3 CUSIP 20440W105 06/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For Against Against
3 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
4 Elect Guillermo Oscar Mgmt For For For
Braunbeck as
Supervisory Council
Member Presented by
Minority
Shareholders
5 Elect Susana Hanna Mgmt For For For
Stiphan Jabra as
Supervisory Council
Member Presented by
Minority
Shareholders
________________________________________________________________________________
Gibraltar Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon M. Brady Mgmt For For For
2 Elect Frank G. Heard Mgmt For For For
3 Elect Craig A. Hindman Mgmt For For For
4 Elect Vinod M. Khilnani Mgmt For For For
5 Elect William P. Mgmt For For For
Montague
6 Elect James B. Nish Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 2018 Equity Incentive Mgmt For For For
Plan
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mechel OAO
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 06/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2.1 Elect Igor V. Zyuzin Mgmt For Withhold Against
2.2 Elect Oleg V. Korzhov Mgmt For Withhold Against
2.3 Elect Georgiy G. Petrov Mgmt For For For
2.4 Elect Alexandr N. Mgmt For For For
Kotsky
2.5 Elect Yuriy N. Malyshev Mgmt For For For
2.6 Elect Alexander D. Mgmt For For For
Orischin
2.7 Elect Victor A. Mgmt For Withhold Against
Trigubko
2.8 Elect Tigran G. Mgmt For Withhold Against
Khachaturov
2.9 Elect Aleksandr N. Mgmt For For For
Shokhin
3 Elect Natalia S. Zykova Mgmt For For For
4 Elect Alexander N. Mgmt For For For
Kapralov
5 Elect Irina V. Mgmt For For For
Bolkhovskikh
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd J Austin Mgmt For For For
III
1.2 Elect Patrick J. Mgmt For For For
Dempsey
1.3 Elect John J. Ferriola Mgmt For For For
1.4 Elect Victoria F. Mgmt For For For
Haynes
1.5 Elect Christopher J. Mgmt For For For
Kearney
1.6 Elect Laurette T. Mgmt For For For
Koellner
1.7 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Wolfort Mgmt For For For
1.2 Elect Ralph M. Della Mgmt For For For
Ratta
1.3 Elect Howard L. Mgmt For For For
Goldstein
1.4 Elect Dirk A. Mgmt For For For
Kempthorne
1.5 Elect Idalene F. Kesner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CUSIP 693483109 03/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Article 2 Mgmt For For For
3 Amendments to Article Mgmt For For For
27
4 Amendments to Articles Mgmt For For For
29-2, 30 and
45
5 Elect OH In Hwan Mgmt For For For
6 Elect JANG In Hwa Mgmt For For For
7 Elect YOU Seong Mgmt For For For
8 Elect JEON Joong Sun Mgmt For For For
9 Elect KIM Seong Jin Mgmt For For For
10 Elect KIM Joo Hyun Mgmt For Against Against
11 Elect PARK Kyung Suh Mgmt For For For
(Shareholder
Proposal)
12 Elect BAHK Byong Won Mgmt For For For
13 Election of Audit Mgmt For For For
Committee Member:
BAHK Byong
Won
14 Directors' Fees Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Karen W. Colonias Mgmt For For For
3 Elect John G. Figueroa Mgmt For For For
4 Elect Thomas W. Gimbel Mgmt For For For
5 Elect David H. Hannah Mgmt For For For
6 Elect Douglas M. Hayes Mgmt For For For
7 Elect Mark V. Kaminski Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Gregg J. Mollins Mgmt For For For
10 Elect Andrew G. Mgmt For For For
Sharkey
III
11 Elect Douglas W. Mgmt For For For
Stotlar
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Proxy Access
Bylaw
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(UK
advisory)
4 Remuneration Report Mgmt For Against Against
(AUS
advisory)
5 2018 Equity Incentive Mgmt For For For
Plan
6 Approval of Mgmt For For For
Termination
Payments
7 Elect Megan E. Clark Mgmt For For For
8 Elect David W. Mgmt For For For
Constable
9 Elect Ann F. Godbehere Mgmt For Against Against
10 Elect Simon P. Henry Mgmt For For For
11 Elect Jean-Sebastien Mgmt For For For
D.F.
Jacques
12 Elect Sam H. Laidlaw Mgmt For For For
13 Elect Michael G. Mgmt For For For
L'Estrange
14 Elect Christopher Mgmt For For For
(Chris) J.
Lynch
15 Elect Simon R. Thompson Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Ryerson Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
RYI CUSIP 783754104 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Court D. Mgmt For For For
Carruthers
1.2 Elect Eva M. Kalawski Mgmt For For For
1.3 Elect Mary Ann Sigler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhonda D. Hunter Mgmt For For For
1.2 Elect John D. Carter Mgmt For For For
1.3 Elect Michael W. Mgmt For For For
Sutherlin
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Keith E. Busse Mgmt For For For
1.3 Elect Frank D. Byrne Mgmt For For For
1.4 Elect Kenneth W. Cornew Mgmt For For For
1.5 Elect Traci M. Dolan Mgmt For For For
1.6 Elect Jurgen Kolb Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Richard P. Mgmt For For For
Teets,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Allow Shareholders to Mgmt For For For
Amend the Company's
Bylaws
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 2018 Executive Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alvin Bledsoe Mgmt For For For
2 Elect Susan R. Landahl Mgmt For For For
3 Amendment to Long-Term Mgmt For For For
Performance
Enhancement
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board and Auditor Mgmt For For For
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
10 Amendments to Article Mgmt For For For
11
11 Amendments to Article Mgmt For For For
15
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2017 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
(Slate)
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Attorney-in-Fact
9 Amendments to Article Mgmt For For For
11
10 Amendments to Article Mgmt For For For
15
11 Amendments to Article Mgmt For For For
16
12 Amendments to Article Mgmt For For For
19
13 Amendments to Article Mgmt For For For
20
14 Amendments to Article Mgmt For For For
22
15 Amendments to Article Mgmt For For For
24
________________________________________________________________________________
TimkenSteel Corporation
Ticker Security ID: Meeting Date Meeting Status
TMST CUSIP 887399103 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph A. Mgmt For For For
Carrabba
1.2 Elect Phillip R. Cox Mgmt For For For
1.3 Elect Terry L. Dunlap Mgmt For For For
1.4 Elect John P. Reilly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David B. Burritt Mgmt For For For
2 Elect Patricia Diaz Mgmt For For For
Dennis
3 Elect Dan O. Dinges Mgmt For For For
4 Elect John J. Engel Mgmt For For For
5 Elect Murry S. Gerber Mgmt For For For
6 Elect Stephen J. Girsky Mgmt For For For
7 Elect Paul A. Mgmt For For For
Mascarenas
8 Elect Eugene B. Mgmt For For For
Sperling
9 Elect David S. Mgmt For For For
Sutherland
10 Elect Patricia A. Mgmt For For For
Tracey
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 04/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
3 Ratify Co-Option and Mgmt For Against Against
Elect Ney Roberto
Ottoni de
Brito
4 Election of Mgmt For For For
Supervisory
Council
5 Approve Recasting of Mgmt For Against Against
Votes for Amended
Supervisory Council
Slate
6 Remuneration Policy Mgmt For Against Against
7 Ratify Updated Global Mgmt For For For
Remuneration
Amount
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 10/18/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Conversion of Mgmt For For For
Preferred
Shares
3 Elect Isabella Saboya Mgmt N/A Abstain N/A
4 Elect Ricardo Reisen Mgmt N/A Abstain N/A
de
Pinho
5 Elect Sandra Guerra as Mgmt N/A For N/A
Representative of
Minority
Shareholders
6 Elect Marcelo Mgmt N/A Abstain N/A
Gasparino da Silva as
Representative of
Minority
Shareholders
7 Elect Sandra Guerra as Mgmt N/A For N/A
Representative of
Preferred
Shareholders
8 Elect Marcelo Mgmt N/A Abstain N/A
Gasparino da Silva as
Representative of
Preferred
Shareholders
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 12/21/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Migration to Novo Mgmt For For For
Mercado Listing
Segment
2 Amendments to Articles Mgmt For For For
3 Merger Agreement Mgmt For For For
(Balderton Trading
Corp)
4 Merger Agreement Mgmt For For For
(Fortlee Investments
Ltd)
5 Spin-off and Merger Mgmt For For For
Agreement
(Empreendimentos
Brasileiros de
Mineracao
S.A.)
6 Ratification of the Mgmt For For For
Appointment of the
Appraiser (Premium
Bravo Auditores
Independentes)
7 Valuation Report Mgmt For For For
(Balderton Trading
Corp)
8 Valuation Report Mgmt For For For
(Fortlee Investments
Ltd)
9 Valuation Report Mgmt For For For
(Empreendimentos
Brasileiros de
Mineracao
S.A.)
10 Merger by Absorption Mgmt For For For
(Balderton Trading
Corp)
11 Merger by Absorption Mgmt For For For
(Fortlee Investments
Ltd)
12 Merger of Spun-Off Mgmt For For For
Portion
(Empreendimentos
Brasileiros de
Mineracao
S.A.)
13 Elect Toshiya Asahi Mgmt For Against Against
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Endres Mgmt For For For
1.2 Elect Ozey K. Horton, Mgmt For For For
Jr.
1.3 Elect Peter Karmanos, Mgmt For For For
Jr.
1.4 Elect Carl A. Nelson, Mgmt For For For
Jr.
2 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Unconventional Oil & Gas ETF
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony R. Chase Mgmt For For For
2 Elect David E. Mgmt For For For
Constable
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Claire S. Farley Mgmt For For For
5 Elect Peter J. Fluor Mgmt For For For
6 Elect Joseph W. Gorder Mgmt For For For
7 Elect John R. Gordon Mgmt For For For
8 Elect Sean Gourley Mgmt For For For
9 Elect Mark C. McKinley Mgmt For For For
10 Elect Eric D. Mullins Mgmt For For For
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Two Degree
Scenario Analysis
Report
________________________________________________________________________________
Antero Resources Corp
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 03674X106 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter R. Kagan Mgmt For For For
1.2 Elect W. Howard Mgmt For For For
Keenan,
Jr.
1.3 Elect Joyce E. Mgmt For For For
McConnell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell R. Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
IV
3 Elect Chansoo Joung Mgmt For For For
4 Elect Rene R. Joyce Mgmt For For For
5 Elect George D. Mgmt For For For
Lawrence
6 Elect John E. Lowe Mgmt For For For
7 Elect William C. Mgmt For For For
Montgomery
8 Elect Amy H. Nelson Mgmt For For For
9 Elect Daniel W. Rabun Mgmt For For For
10 Elect Peter A. Ragauss Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 05/03/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David L. Collyer Mgmt For For For
3 Elect John P. Dielwart Mgmt For For For
4 Elect Fred J. Dyment Mgmt For For For
5 Elect James C. Houck Mgmt For For For
6 Elect Harold N. Kvisle Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
O'Neill
8 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
9 Elect William G. Sembo Mgmt For For For
10 Elect Nancy L. Smith Mgmt For For For
11 Elect Myron M Stadnyk Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Advance Notice Mgmt For For For
Provision
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For For For
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Dan O. Dinges Mgmt For For For
1.6 Elect Robert Kelley Mgmt For For For
1.7 Elect W. Matt Ralls Mgmt For For For
1.8 Elect Marcus A. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Carrizo Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect S.P. Johnson IV Mgmt For For For
2 Elect Steven A. Webster Mgmt For For For
3 Elect F. Gardner Parker Mgmt For For For
4 Elect Frances Aldrich Mgmt For For For
Sevilla-Sacasa
5 Elect Thomas L. Mgmt For For For
Carter,
Jr.
6 Elect Robert F. Fulton Mgmt For For For
7 Elect Roger A. Ramsey Mgmt For For For
8 Elect Frank A. Wojtek Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Issuance of Common Mgmt For For For
Stock
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cenovus Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Susan F. Dabarno Mgmt For For For
2.2 Elect Patrick D. Daniel Mgmt For For For
2.3 Elect Harold N. Kvisle Mgmt For For For
2.4 Elect Steven F. Leer Mgmt For For For
2.5 Elect Keith A. MacPhail Mgmt For For For
2.6 Elect Richard J. Mgmt For For For
Marcogliese
2.7 Elect Claude Mongeau Mgmt For For For
2.8 Elect Alexander J. Mgmt For For For
Pourbaix
2.9 Elect Charles M. Mgmt For For For
Rampacek
2.10 Elect Colin Taylor Mgmt For For For
2.11 Elect Wayne G. Thomson Mgmt For For For
2.12 Elect Rhonda I. Zygocki Mgmt For For For
3 Amendment to Mgmt For For For
Shareholder Rights
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gloria R. Boyland Mgmt For For For
2 Elect Luke R. Corbett Mgmt For Against Against
3 Elect Archie W. Dunham Mgmt For For For
4 Elect Leslie Starr Mgmt For For For
Keating
5 Elect Robert D. Lawler Mgmt For For For
6 Elect R. Brad Martin Mgmt For For For
7 Elect Merrill A. Mgmt For For For
Miller,
Jr.
8 Elect Thomas L. Ryan Mgmt For Against Against
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Two Degree
Scenario Analysis
Report
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph R. Albi Mgmt For For For
2 Elect Lisa A. Stewart Mgmt For For For
3 Elect Michael J. Mgmt For For For
Sullivan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNX Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Palmer Mgmt For For For
Clarkson
1.2 Elect William E. Davis Mgmt For For For
1.3 Elect Nicholas J. Mgmt For For For
Deluliis
1.4 Elect Maureen Mgmt For For For
Lally-Green
1.5 Elect Bernard Lanigan, Mgmt For For For
Jr.
1.6 Elect William N. Mgmt For For For
Thorndike,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven L. Beal Mgmt For For For
2 Elect Tucker S. Mgmt For For For
Bridwell
3 Elect Mark Puckett Mgmt For For For
4 Elect Joseph Wright Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ellis L. McCain Mgmt For For For
1.2 Elect Mark E. Monroe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CUSIP 22576C101 05/04/2018 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size ShrHoldr N/A TNA N/A
2 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Dallas J.
Howe
3 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Herbert C.
Pinder
4 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Thomas A.
Budd
5 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Sandy L.
Edmonstone
6 Elect Management ShrHoldr N/A TNA N/A
Nominee Barbara
Munroe
7 Elect Management ShrHoldr N/A TNA N/A
Nominee Ted
Goldthorpe
8 Elect Management ShrHoldr N/A TNA N/A
Nominee Laura A.
Cillis
9 Elect Management ShrHoldr N/A TNA N/A
Nominee Rene
Amirault
10 Elect Management ShrHoldr N/A TNA N/A
Nominee Robert F.
Heinemann
11 Elect Management ShrHoldr N/A TNA N/A
Nominee Peter
Bannister
12 Elect Management ShrHoldr N/A TNA N/A
Nominee Francois
Langlois
13 Elect Management ShrHoldr N/A TNA N/A
Nominee Mike
Jackson
14 Elect Management ShrHoldr N/A TNA N/A
Nominee Gerald A.
Romanzin
15 Elect Management ShrHoldr N/A TNA N/A
Nominee Scott
Saxberg
16 Appointment of Auditor ShrHoldr N/A TNA N/A
and Authority to Set
Fees
17 Amendment to ShrHoldr N/A TNA N/A
Restricted Share
Bonus
Plan
18 Approval of the Stock ShrHoldr N/A TNA N/A
Option
Plan
19 Approval of Stock ShrHoldr N/A TNA N/A
Option
Grant
20 Advisory Vote on ShrHoldr N/A TNA N/A
Executive
Compensation
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CUSIP 22576C101 05/04/2018 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rene Amirault Mgmt For For For
2.2 Elect Peter Bannister Mgmt For For For
2.3 Elect Laura A. Cillis Mgmt For For For
2.4 Elect Ted Goldthorpe Mgmt For For For
2.5 Elect Robert F. Mgmt For For For
Heinemann
2.6 Elect Mike Jackson Mgmt For For For
2.7 Elect Francois Langlois Mgmt For For For
2.8 Elect Barbara Munroe Mgmt For For For
2.9 Elect Gerald A. Mgmt For For For
Romanzin
2.10 Elect Scott Saxberg Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the Mgmt For For For
Restricted Share
Bonus
Plan
5 Approval of the Stock Mgmt For For For
Option
Plan
6 Approval of Stock Mgmt For For For
Option
Grant
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect David A. Hager Mgmt For For For
1.4 Elect Robert H. Henry Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Kanovsky
1.6 Elect John Krenicki, Mgmt For For For
Jr.
1.7 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.8 Elect Duane C. Radtke Mgmt For For For
1.9 Elect Mary P. Mgmt For For For
Ricciardello
1.10 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. West Mgmt For For For
2 Elect Travis D. Stice Mgmt For For For
3 Elect Michael L. Hollis Mgmt For For For
4 Elect Michael P. Cross Mgmt For For For
5 Elect David L. Houston Mgmt For For For
6 Elect Mark L. Plaumann Mgmt For For For
7 Elect Melanie M. Trent Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Fred J. Fowler Mgmt For For For
1.3 Elect Howard J. Mayson Mgmt For For For
1.4 Elect Lee A. McIntire Mgmt For For For
1.5 Elect Margaret A. Mgmt For For For
McKenzie
1.6 Elect Suzanne P. Mgmt For For For
Nimocks
1.7 Elect Brian G. Shaw Mgmt For For For
1.8 Elect Douglas J. Mgmt For For For
Suttles
1.9 Elect Bruce G. Waterman Mgmt For For For
1.10 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan Z. Cohen Mgmt For For For
2 Elect William G. Mgmt For For For
Hargett
3 Elect Alan A. Kleier Mgmt For For For
4 Elect Vincent J. Mgmt For For For
Intrieri
5 Elect Laurence M. Mgmt For For For
Downes
6 Elect Lori A. Lancaster Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Enerplus Corporation
Ticker Security ID: Meeting Date Meeting Status
ERF CUSIP 292766102 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Mgmt For For For
Culbert
1.2 Elect Ian C. Dundas Mgmt For For For
1.3 Elect Hilary A. Foulkes Mgmt For For For
1.4 Elect Robert B Hodgins Mgmt For For For
1.5 Elect Susan M. Mgmt For For For
MacKenzie
1.6 Elect Elliott Pew Mgmt For For For
1.7 Elect Glen D. Roane Mgmt For For For
1.8 Elect Jeffrey Sheets Mgmt For For For
1.9 Elect Sheldon B. Mgmt For For For
Steeves
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Donald F. Textor Mgmt For For For
7 Elect William R. Thomas Mgmt For For For
8 Elect Frank G. Wisner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Kenneth M. Burke Mgmt For For For
4 Elect A. Bray Cary, Jr. Mgmt For For For
5 Elect Margaret K. Mgmt For For For
Dorman
6 Elect Thomas F. Karam Mgmt For For For
7 Elect David L. Porges Mgmt For For For
8 Elect Daniel J. Rice IV Mgmt For For For
9 Elect James E. Rohr Mgmt For For For
10 Elect Norman J. Mgmt For For For
Szydlowski
11 Elect Stephen A. Mgmt For For For
Thorington
12 Elect Lee T. Todd, Jr. Mgmt For For For
13 Elect Christine J. Mgmt For For For
Toretti
14 Elect Robert F. Vagt Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 11/09/2017 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Issuance ShrHoldr N/A TNA N/A
2 Amendment to Charter ShrHoldr N/A TNA N/A
Regarding Board
Size
3 Right to Adjourn ShrHoldr N/A TNA N/A
Meeting
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 11/09/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Issuance Mgmt For For For
2 Amendment to Charter Mgmt For For For
Regarding Board
Size
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Moore Mgmt For For For
2 Elect Craig Groeschel Mgmt For For For
3 Elect David L. Houston Mgmt For For For
4 Elect C. Doug Johnson Mgmt For For For
5 Elect Ben T. Morris Mgmt For For For
6 Elect Scott E. Streller Mgmt For For For
7 Elect Paul D. Westerman Mgmt For For For
8 Elect Deborah G. Adams Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Terrence J. Mgmt For For For
Checki
3 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
4 Elect John B. Hess Mgmt For For For
5 Elect Edith E. Holiday Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Marc S. Mgmt For For For
Lipschultz
8 Elect David McManus Mgmt For For For
9 Elect Kevin O. Meyers Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect Fredric G. Mgmt For For For
Reynolds
12 Elect William G. Mgmt For For For
Schrader
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 04/26/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor T.K Li Mgmt For Against Against
3 Elect Canning Fok Kin Mgmt For Against Against
Ning
4 Elect Stephen E. Mgmt For For For
Bradley
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva L. Kwok Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Robert J. Peabody Mgmt For For For
14 Elect Colin S. Russel Mgmt For Against Against
15 Elect Wayne E. Shaw Mgmt For For For
16 Elect William Shurniak Mgmt For For For
17 Elect Frank J. Sixt Mgmt For Against Against
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Laredo Petroleum, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPI CUSIP 516806106 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Levy Mgmt For For For
1.2 Elect M.W. Scoggins Mgmt For For For
1.3 Elect Donald D. Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Chadwick C. Mgmt For For For
Deaton
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Douglas L. Foshee Mgmt For For For
5 Elect M. Elise Hyland Mgmt For For For
6 Elect Michael E.J. Mgmt For Abstain Against
Phelps
7 Elect Dennis H. Reilley Mgmt For For For
8 Elect Lee M. Tillman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Matador Resources Company
Ticker Security ID: Meeting Date Meeting Status
MTDR CUSIP 576485205 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Mgmt For For For
Byerley
2 Elect Julia P. Mgmt For Against Against
Forrester
3 Elect Timothy E. Parker Mgmt For For For
4 Elect David M. Posner Mgmt For For For
5 Elect Kenneth L. Mgmt For For For
Stewart
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Jay Collins Mgmt For For For
2 Elect Steven A. Cosse Mgmt For For For
3 Elect Claiborne P. Mgmt For For For
Deming
4 Elect Lawrence R. Mgmt For For For
Dickerson
5 Elect Roger W. Jenkins Mgmt For For For
6 Elect Elisabeth W. Mgmt For For For
Keller
7 Elect James V. Kelley Mgmt For For For
8 Elect Walentin Mirosh Mgmt For For For
9 Elect R. Madison Murphy Mgmt For For For
10 Elect Jeffrey W. Nolan Mgmt For For For
11 Elect Neal E. Schmale Mgmt For For For
12 Elect Laura A. Sugg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2018 Mgmt For For For
Stock Plan for
Non-Employee
Directors
15 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philip C. Mgmt For For For
Ackerman
1.2 Elect Stephen E. Ewing Mgmt For For For
1.3 Elect Rebecca Ranich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Strategic
and Financial
Alternatives
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect Edgar R. Mgmt For For For
Giesinger
4 Elect Steven Nance Mgmt For For For
5 Elect Roger B. Plank Mgmt For For For
6 Elect Thomas G. Ricks Mgmt For For For
7 Elect Juanita F. Romans Mgmt For For For
8 Elect John W. Schanck Mgmt For For For
9 Elect J. Terry Strange Mgmt For For For
10 Elect J. Kent Wells Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect James E. Craddock Mgmt For Against Against
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Holli C. Ladhani Mgmt For Against Against
7 Elect David L. Stover Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Policy Risk
Report
________________________________________________________________________________
Oasis Petroleum Inc.
Ticker Security ID: Meeting Date Meeting Status
OAS CUSIP 674215108 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Mgmt For For For
Cassidy
1.2 Elect Taylor L. Reid Mgmt For For For
1.3 Elect Bobby S. Mgmt For For For
Shackouls
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2010 Mgmt For For For
Long-Term Incentive
Plan
5 Increase of Authorized Mgmt For Against Against
Common
Stock
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard I. Atkins Mgmt For For For
3 Elect Eugene L. Mgmt For For For
Batchelder
4 Elect John E. Feick Mgmt For For For
5 Elect Margaret M. Foran Mgmt For For For
6 Elect Carlos M. Mgmt For For For
Gutierrez
7 Elect Vicki A. Hollub Mgmt For For For
8 Elect William R. Klesse Mgmt For For For
9 Elect Jack B. Moore Mgmt For For For
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Elisse B. Walter Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Parsley Energy Inc
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 05/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald Brokmeyer Mgmt For For For
2 Elect Hemang Desai Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PDC Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCE CUSIP 69327R101 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Mgmt For For For
Crisafio
1.2 Elect Christina M. Mgmt For For For
Ibrahim
1.3 Elect Randy S. Mgmt For For For
Nickerson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2018 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Peyto Exploration & Development Corp.
Ticker Security ID: Meeting Date Meeting Status
PEY CINS 717046106 05/10/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Donald Gray Mgmt For For For
4 Elect Michael MacBean Mgmt For For For
5 Elect Brian Davis Mgmt For For For
6 Elect Darren Gee Mgmt For For For
7 Elect Gregory Fletcher Mgmt For For For
8 Elect Stephen Chetner Mgmt For Against Against
9 Elect Kathy Turgeon Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Timothy L. Dove Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect Mona K. Sutphen Mgmt For For For
11 Elect J. Kenneth Mgmt For For For
Thompson
12 Elect Phoebe A. Wood Mgmt For For For
13 Elect Michael D. Mgmt For For For
Wortley
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PrairieSky Royalty Ltd.
Ticker Security ID: Meeting Date Meeting Status
PSK CINS 739721108 04/24/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James M. Estey Mgmt For For For
3 Elect Margaret A. Mgmt For For For
McKenzie
4 Elect Andrew M. Philips Mgmt For For For
5 Elect Sheldon B. Mgmt For For For
Steeves
6 Elect Grant A. Zawalsky Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approval of Mgmt For For For
Unallocated Share
Unit Awards under the
Share Unit Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
QEP Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Phillips S. Mgmt For Withhold Against
Baker,
Jr.
2.2 Elect Julie Dill Mgmt For For For
2.3 Elect Robert F. Mgmt For For For
Heinemann
2.4 Elect Michael J. Mgmt For For For
Minarovic
2.5 Elect M.W. Scoggins Mgmt For For For
2.6 Elect Mary Mgmt For For For
Shafer-Malicki
2.7 Elect Charles B. Mgmt For For For
Stanley
2.8 Elect David A. Trice Mgmt For For For
2.9 Elect Phillips S. Mgmt For Withhold Against
Baker,
Jr.
2.10 Elect Julie Dill Mgmt For For For
2.11 Elect Robert F. Mgmt For For For
Heinemann
2.12 Elect Michael J. Mgmt For For For
Minarovic
2.13 Elect M.W. Scoggins Mgmt For For For
2.14 Elect Mary Mgmt For For For
Shafer-Malicki
2.15 Elect Charles B. Mgmt For For For
Stanley
2.16 Elect David A. Trice Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2018 Mgmt For For For
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Anthony V. Dub Mgmt For For For
3 Elect Allen Finkelson Mgmt For For For
4 Elect James M. Funk Mgmt For For For
5 Elect Christopher A. Mgmt For For For
Helms
6 Elect Robert A. Mgmt For For For
Innamorati
7 Elect Gregory G. Mgmt For For For
Maxwell
8 Elect Kevin S. McCarthy Mgmt For For For
9 Elect Steffen E. Palko Mgmt For For For
10 Elect Jeffrey L. Mgmt For For For
Ventura
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Methane
Emissions
Report
________________________________________________________________________________
Rice Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
RICE CUSIP 762760106 11/09/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Seven Generations Energy Ltd
Ticker Security ID: Meeting Date Meeting Status
VII CINS 81783Q105 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect C. Kent Jespersen Mgmt For For For
4 Elect Marty Proctor Mgmt For For For
5 Elect Kevin Brown Mgmt For For For
6 Elect Avik Dey Mgmt For For For
7 Elect Harvey Doerr Mgmt For For For
8 Elect Paul Hand Mgmt For For For
9 Elect Dale J. Hohm Mgmt For For For
10 Elect W.J. McAdam Mgmt For For For
11 Elect Kaush Rakhit Mgmt For For For
12 Elect M. Jacqueline Mgmt For For For
Sheppard
13 Elect D. Jeff van Mgmt For For For
Steenbergen
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUSIP 78454L100 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry W. Bickle Mgmt For For For
2 Elect Stephen R. Brand Mgmt For For For
3 Elect Loren M. Leiker Mgmt For For For
4 Elect Javan D. Ottoson Mgmt For For For
5 Elect Ramiro G. Peru Mgmt For For For
6 Elect Julio M. Quintana Mgmt For For For
7 Elect Rose M. Robeson Mgmt For For For
8 Elect William D. Mgmt For For For
Sullivan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the Mgmt For For For
Equity Incentive
Compensation
Plan
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Gary P. Luquette Mgmt For For For
5 Elect Jon A. Marshall Mgmt For For For
6 Elect Patrick M. Mgmt For For For
Prevost
7 Elect Terry W. Rathert Mgmt For For For
8 Elect William J. Way Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CINS 89156V106 06/06/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael L. Rose Mgmt For For For
3 Elect Brian G. Robinson Mgmt For Against Against
4 Elect Jill T. Angevine Mgmt For For For
5 Elect William D. Mgmt For For For
Armstrong
6 Elect Lee A. Baker Mgmt For For For
7 Elect John W. Elick Mgmt For For For
8 Elect Phillip A. Mgmt For For For
Lamoreaux
9 Elect Andrew B. Mgmt For For For
MacDonald
10 Elect Lucy M. Miller Mgmt For For For
11 Elect Ronald C. Wigham Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Reduction of Stated Mgmt For For For
Capital
________________________________________________________________________________
Whitecap Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
WCP CINS 96467A200 04/26/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Heather J. Mgmt For For For
Culbert
4 Elect Grant B. Mgmt For For For
Fagerheim
5 Elect Gregory S. Mgmt For For For
Fletcher
6 Elect Daryl H. Gilbert Mgmt For Against Against
7 Elect Glenn A. McNamara Mgmt For For For
8 Elect Stephen C. Mgmt For For For
Nikiforuk
9 Elect Kenneth Stickland Mgmt For For For
10 Elect Grant A. Zawalsky Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Mgmt For For For
Amended and Restated
Bylaws
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387409 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William N. Hahne Mgmt For For For
1.2 Elect Bradley J. Holly Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387102 11/08/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
and Reduce Authorized
Shares
________________________________________________________________________________
WPX Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WPX CUSIP 98212B103 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Carrig Mgmt For For For
2 Elect Robert K. Herdman Mgmt For For For
3 Elect Kelt Kindick Mgmt For For For
4 Elect Karl F. Kurz Mgmt For For For
5 Elect Henry E. Lentz Mgmt For For For
6 Elect William G. Lowrie Mgmt For For For
7 Elect Kimberly S. Lubel Mgmt For For For
8 Elect Richard E. Mgmt For For For
Muncrief
9 Elect Valerie M. Mgmt For For For
Williams
10 Elect David F. Work Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2013 Mgmt For For For
Incentive
Plan
13 Amendment to 2011 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Uranium + Nuclear Energy ETF
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Catherine S. Mgmt For For For
Brune
3 Elect J. Edward Coleman Mgmt For For For
4 Elect Ellen M. Mgmt For For For
Fitzsimmons
5 Elect Rafael Flores Mgmt For For For
6 Elect Walter J. Galvin Mgmt For For For
7 Elect Richard J. Mgmt For For For
Harshman
8 Elect Craig S. Ivey Mgmt For For For
9 Elect Gayle P.W. Mgmt For For For
Jackson
10 Elect James C. Johnson Mgmt For For For
11 Elect Steven H. Mgmt For For For
Lipstein
12 Elect Stephen R. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Coal
Combustion
Residuals
________________________________________________________________________________
BWX Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWXT CUSIP 05605H100 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jan A. Bertsch Mgmt For For For
1.2 Elect James M. Jaska Mgmt For For For
1.3 Elect Kenneth J. Krieg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian D. Bruce Mgmt For For For
1.2 Elect Daniel Camus Mgmt For For For
1.3 Elect John H. Clappison Mgmt For For For
1.4 Elect Donald H.F. Mgmt For For For
Deranger
1.5 Elect Catherine A. Mgmt For For For
Gignac
1.6 Elect Timothy S. Gitzel Mgmt For For For
1.7 Elect James K. Gowans Mgmt For For For
1.8 Elect Kathryn J. Mgmt For For For
Jackson
1.9 Elect Donald B. Kayne Mgmt For For For
1.10 Elect A. Anne McLellan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt Against Abstain N/A
Status
________________________________________________________________________________
Cez, A.S.
Ticker Security ID: Meeting Date Meeting Status
CEZ CINS X2337V121 06/22/2018 Voted
Meeting Type Country of Trade
Annual Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Financial Statements Mgmt For For For
6 Financial Statements Mgmt For For For
(Consolidated)
7 Allocation of Mgmt For For For
Profits/Dividends
8 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Allocation
of
Profits
9 Appointment of Auditor Mgmt For For For
10 Charitable Donations Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Election of Mgmt For Abstain Against
Supervisory
Board
13 Election of Audit Mgmt For Abstain Against
Committee
Members
________________________________________________________________________________
CGN Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 04/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Share Offering Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Use of Proceeds from Mgmt For For For
the A Share
Offering
4 Price Stabilisation of Mgmt For For For
A Shares of the
Company
for Three Years after
A Share
Offering
5 Remedial Measures for Mgmt For For For
Dilution of Current
Return as a Result of
A Share Offering and
Undertakings
6 Undertakings regarding Mgmt For For For
Information Disclosed
in
the
Prospectus for A Share
Offering
7 Amendments to Articles Mgmt For For For
8 Amendments to Rules of Mgmt For For For
Procedures of General
Meeting
9 Amendments to Rules of Mgmt For For For
Procedures of Board
Meeting
10 Amendments to Rules of Mgmt For For For
Procedures of
Supervisory Committee
Meeting
11 Distribution of Mgmt For For For
Accumulated Profit
prior to A Share
Offering
12 Dividend Distribution Mgmt For For For
Plan for Three Years
after A Share
Offering
13 Report on Use of Mgmt For For For
Previously Raised
Funds
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CGN Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 04/25/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 A Share Offering Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Price Stabilisation of Mgmt For For For
A Shares of the
Company
for Three Years after
A Share
Offering
5 Remedial Measures for Mgmt For For For
Dilution of Current
Return as a Result of
A Share Offering and
Undertakings
6 Undertakings regarding Mgmt For For For
Information Disclosed
in
the
Prospectus for A Share
Offering
7 Distribution of Mgmt For For For
Accumulated Profit
prior to A Share
Offering
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CGN Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 05/30/2018 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2017 Investment Plan Mgmt For For For
and Capital
Expenditure
Budget
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 GAO Ligang Mgmt For For For
10 NA Xizhi Mgmt For For For
11 HU Yiguang Mgmt For For For
12 Francis SIU Wai Keung Mgmt For For For
13 YANG Lanhe Mgmt For For For
14 CHEN Rongzhen Mgmt For For For
15 CAI Zihua Mgmt For For For
16 WANG Hongxin Mgmt For For For
17 Financial Services Mgmt For For For
Framework
Agreement
18 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Barr Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect John W. Harris Mgmt For For For
6 Elect Ronald W. Jibson Mgmt For For For
7 Elect Mark J. Kington Mgmt For For For
8 Elect Joseph M. Rigby Mgmt For For For
9 Elect Pamela L. Royal Mgmt For For For
10 Elect Robert H. Mgmt For For For
Spilman,
Jr.
11 Elect Susan N. Story Mgmt For Against Against
12 Elect Michael E. Mgmt For For For
Szymanczyk
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Methane
Emissions
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Mgmt For For For
Browning
1.2 Elect Theodore F. Mgmt For For For
Craver,
Jr.
1.3 Elect Robert M. Davis Mgmt For For For
1.4 Elect Daniel R. DiMicco Mgmt For For For
1.5 Elect John H. Forsgren Mgmt For For For
1.6 Elect Lynn J. Good Mgmt For For For
1.7 Elect John T. Herron Mgmt For For For
1.8 Elect James B. Hyler, Mgmt For For For
Jr.
1.9 Elect William E. Mgmt For For For
Kennard
1.10 Elect E. Marie McKee Mgmt For For For
1.11 Elect Charles W. Mgmt For For For
Moorman,
IV
1.12 Elect Carlos A. Mgmt For For For
Saladrigas
1.13 Elect Thomas E. Skains Mgmt For For For
1.14 Elect William E. Mgmt For For For
Webster
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
El Paso Electric Company
Ticker Security ID: Meeting Date Meeting Status
EE CUSIP 283677854 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond Palacios Mgmt For For For
Jr.
2 Elect Stephen N. Mgmt For For For
Wertheimer
3 Elect Charles A. Mgmt For For For
Yamarone
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Electricite de France
Ticker Security ID: Meeting Date Meeting Status
EDF CINS F2940H113 05/15/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non-Tax
Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Shareholder Proposal ShrHoldr Against Against For
(A) Regarding
Distribution of
Dividends
9 Scrip Dividend Mgmt For For For
10 Related Party Mgmt For For For
Transactions (Areva
NP)
11 Related Party Mgmt For For For
Transactions (BNP
Paribas, Societe
Generale)
12 Related Party Mgmt For For For
Transactions
(Previously
Approved)
13 Remuneration of Mgmt For For For
Jean-Bernard Levy,
Chair and
CEO
14 Remuneration Policy Mgmt For For For
(Chair and
CEO)
15 Directors' Fees Mgmt For For For
16 Ratification of the Mgmt For For For
Co-option of Maurice
Gourdault-Montagne
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
19 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
20 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights Through
Private
Placement
21 Authority to Set Mgmt For For For
Offering Price of
Shares
22 Greenshoe Mgmt For For For
23 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
24 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
25 Authority to Increase Mgmt For For For
Capital in
Consideration
for
Contributions in Kind
26 Employee Stock Mgmt For For For
Purchase Plan
(Employees)
27 Employee Stock Mgmt For For For
Purchase Plan
(Identified
Beneficiaries)
28 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
29 Amendments to Articles Mgmt For For For
Regarding Staggered
Board
30 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Endesa SA
Ticker Security ID: Meeting Date Meeting Status
ELE CINS E41222113 04/23/2018 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jose Damian Mgmt For For For
Bogas
Galvez
6 Ratify Co-Option and Mgmt For For For
Elect Maria Patrizia
Grieco
7 Elect Francesco Starace Mgmt For For For
8 Elect Enrico Viale Mgmt For For For
9 Remuneration Report Mgmt For For For
10 Remuneration Policy Mgmt For For For
11 Loyalty Plan 2018-2020 Mgmt For For For
12 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Burbank Mgmt For For For
2 Elect P.J. Condon Mgmt For For For
3 Elect Leo P. Denault Mgmt For For For
4 Elect Kirkland H. Mgmt For For For
Donald
5 Elect Philip L. Mgmt For For For
Frederickson
6 Elect Alexis M. Herman Mgmt For For For
7 Elect Stuart L. Mgmt For For For
Levenick
8 Elect Blanche L. Mgmt For For For
Lincoln
9 Elect Karen A. Puckett Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Crane
4 Elect Yves C. de Mgmt For For For
Balmann
5 Elect Nicholas Mgmt For For For
DeBenedictis
6 Elect Linda P. Jojo Mgmt For For For
7 Elect Paul L. Joskow Mgmt For For For
8 Elect Robert J. Lawless Mgmt For For For
9 Elect Richard W. Mies Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Mayo A. Shattuck Mgmt For For For
III
12 Elect Stephen D. Mgmt For Against Against
Steinour
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul T. Addison Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson
1.3 Elect Steven J. Mgmt For For For
Demetriou
1.4 Elect Julia L. Johnson Mgmt For For For
1.5 Elect Charles E. Jones Mgmt For For For
1.6 Elect Donald T. Misheff Mgmt For For For
1.7 Elect Thomas N. Mgmt For For For
Mitchell
1.8 Elect James F. O'Neil Mgmt For For For
III
1.9 Elect Christopher D. Mgmt For For For
Pappas
1.10 Elect Sandra Pianalto Mgmt For For For
1.11 Elect Luis A. Reyes Mgmt For For For
1.12 Elect Jerry Sue Mgmt For For For
Thornton
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Adoption of Majority Mgmt For For For
Vote for Uncontested
Director
Elections
6 Adoption of Proxy Mgmt For For For
Access
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FORTUM CINS X2978Z118 03/28/2018 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Treasury
Shares
21 Amendments to Articles Mgmt For For For
22 Forfeiture of Shares Mgmt For For For
in the Joint Book
Entry
Account
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hokuriku Electric Power Co.
Ticker Security ID: Meeting Date Meeting Status
9505 CINS J22050108 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tateki Ataka Mgmt For Against Against
3 Elect Nobuhiko Ishiguro Mgmt For For For
4 Elect Shiroh Ojima Mgmt For For For
5 Elect Yutaka Kanai Mgmt For For For
6 Elect Tatsuo Kawada Mgmt For Against Against
7 Elect Susumu Kyuwa Mgmt For Against Against
8 Elect Seishoh Shiotani Mgmt For For For
9 Elect Motonobu Sugawa Mgmt For For For
10 Elect Shigeo Takagi Mgmt For For For
11 Elect Yukihiro Mgmt For For For
Takabayashi
12 Elect Kazuhisa Mizutani Mgmt For For For
13 Elect Kohichi Mizuno Mgmt For For For
14 Elect Yasuhito Mgmt For For For
Mizukami as Statutory
Auditor
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Ending from
Nuclear Power
Operations
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Promotion
Renewable
Energy
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishing a
Department to
Decommission the
Shika Nuclear Power
Plant
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Reprocessing Spent
Nuclear
Fuel
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Consultants
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
________________________________________________________________________________
Korea Electric Power
Ticker Security ID: Meeting Date Meeting Status
KEP ISIN US5006311063 03/30/2018 Voted
Meeting Type Country of Trade
Annual KR
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
4.1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
4.2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kyushu Electric Power Co Inc
Ticker Security ID: Meeting Date Meeting Status
9508 CINS J38468104 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Michiaki Uriu Mgmt For Against Against
5 Elect Kazuhiro Ikebe Mgmt For For For
6 Elect Kazuhiro Izaki Mgmt For For For
7 Elect Yuzo Sasaki Mgmt For For For
8 Elect Hideomi Mgmt For For For
Yakushinji
9 Elect Yoshiro Watanabe Mgmt For For For
10 Elect Akira Nakamura Mgmt For For For
11 Elect Takashi Yamasaki Mgmt For For For
12 Elect Masahiko Inuzuka Mgmt For For For
13 Elect Ichiro Fujii Mgmt For For For
14 Elect Naoyuki Toyoshima Mgmt For For For
15 Elect Makoto Toyoma Mgmt For Against Against
16 Elect Akiyoshi Watanabe Mgmt For For For
17 Elect Ritsuko Kikukawa Mgmt For For For
18 Elect Nobuya Osa Mgmt For For For
19 Elect Eiji Kamei Mgmt For For For
20 Elect Fumiko Furushoh Mgmt For For For
21 Elect Yuusuke Inoue Mgmt For For For
22 Elect Kazutaka Koga Mgmt For For For
23 Elect Kiyoaki Mgmt For For For
Shiotsugu as
Alternate Audit
Committee
Director
24 Non-Audit Committee Mgmt For For For
Directors'
Fees
25 Audit Committee Mgmt For For For
Directors'
Fees
26 Performance-Linked Mgmt For For For
Equity Compensation
Plan
27 Shareholder Proposal ShrHoldr Against For Against
Regarding Dismissal
of Michiaki
Uriu
28 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Liaison
Council
29 Shareholder Proposal ShrHoldr Against Against For
Regarding Spent
Nuclear
Fuel
30 Shareholder Proposal ShrHoldr Against Against For
Regarding Abandonment
of Dry Storage
Facility for Spent
Nuclear
Fuel
31 Shareholder Proposal ShrHoldr Against Against For
Regarding Ceasing
Nuclear Operations
Until Diesel
Generators Meet
Standards
32 Shareholder Proposal ShrHoldr Against Against For
Regarding Promotion
of Renewable
Energy
________________________________________________________________________________
Mitsubishi Heavy Industries Limited
Ticker Security ID: Meeting Date Meeting Status
7011 CINS J44002178 06/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Hideaki Ohmiya Mgmt For Against Against
5 Elect Shunichi Miyanaga Mgmt For For For
6 Elect Masanori Koguchi Mgmt For For For
7 Elect Seiji Izumisawa Mgmt For For For
8 Elect Naoyuki Shinohara Mgmt For For For
9 Elect Ken Kobayashi Mgmt For For For
10 Elect Hiroki Katoh as Mgmt For Against Against
Audit Committee
Director
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Chew Mgmt For For For
2 Elect Fred J. Fowler Mgmt For For For
3 Elect Richard C. Kelly Mgmt For For For
4 Elect Roger H. Kimmel Mgmt For For For
5 Elect Richard A. Mgmt For For For
Meserve
6 Elect Forrest E. Miller Mgmt For For For
7 Elect Eric D. Mullins Mgmt For For For
8 Elect Rosendo G. Parra Mgmt For For For
9 Elect Barbara L. Rambo Mgmt For For For
10 Elect Anne Shen Smith Mgmt For For For
11 Elect Geisha J. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Brandt Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Michael L. Mgmt For For For
Gallagher
1.5 Elect Dale E. Klein Mgmt For For For
1.6 Elect Humberto S. Lopez Mgmt For For For
1.7 Elect Kathryn L. Munro Mgmt For For For
1.8 Elect Bruce J. Mgmt For For For
Nordstrom
1.9 Elect Paula J. Sims Mgmt For For For
1.10 Elect David P. Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PNM Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNM CUSIP 69349H107 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Norman P. Becker Mgmt For For For
2 Elect Patricia K. Mgmt For For For
Collawn
3 Elect E. Renae Conley Mgmt For For For
4 Elect Alan J. Fohrer Mgmt For For For
5 Elect Sidney M. Mgmt For For For
Gutierrez
6 Elect Maureen T. Mgmt For For For
Mullarkey
7 Elect Donald K. Schwanz Mgmt For For For
8 Elect Bruce W. Mgmt For For For
Wilkinson
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Two Degree
Scenario Analysis
Report
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willie A. Deese Mgmt For For For
2 Elect William V. Hickey Mgmt For For For
3 Elect Ralph Izzo Mgmt For For For
4 Elect Shirley Ann Mgmt For For For
Jackson
5 Elect David Lilley Mgmt For For For
6 Elect Barry H. Mgmt For For For
Ostrowsky
7 Elect Thomas A. Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard J. Swift Mgmt For For For
10 Elect Susan Tomasky Mgmt For For For
11 Elect Alfred W. Zollar Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shikoku Electric Power Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
9507 CINS J72079106 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Isao Kobayashi Mgmt For Against Against
4 Elect Hayato Saeki Mgmt For For For
5 Elect Hisashi Shirai Mgmt For For For
6 Elect Kohichi Tamagawa Mgmt For For For
7 Elect Akira Chiba Mgmt For Against Against
8 Elect Keisuke Nagai Mgmt For For For
9 Elect Akifumi Nishizaki Mgmt For Against Against
10 Elect Nobuhiko Manabe Mgmt For For For
11 Elect Shohji Moriya Mgmt For For For
12 Elect Kenji Yamada Mgmt For Against Against
13 Elect Ikuo Yokoi Mgmt For Against Against
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Code of
Ethics and
Denuclearization
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Decommissioning of
the Ikata Nuclear
Power
Plant
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Dismissal
of Akira
Chiba
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Dismissal
of Hayto
Saeki
________________________________________________________________________________
The Kansai Electric Power Co. Inc.
Ticker Security ID: Meeting Date Meeting Status
9503 CINS J30169106 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
3 Elect Makoto Yagi Mgmt For Against Against
4 Elect Shigeki Iwane Mgmt For For For
5 Elect Hideki Toyomatsu Mgmt For For For
6 Elect Yoshihiro Doi Mgmt For For For
7 Elect Takashi Morimoto Mgmt For For For
8 Elect Tomio Inoue Mgmt For For For
9 Elect Toyokazu Misono Mgmt For For For
10 Elect Yasushi Sugimoto Mgmt For For For
11 Elect Tomihiko Ohishi Mgmt For For For
12 Elect Yasuji Shimamoto Mgmt For For For
13 Elect Koji Inada Mgmt For For For
14 Elect Noriyuki Inoue Mgmt For Against Against
15 Elect Takamune Okihara Mgmt For For For
16 Elect Tetsuya Kobayashi Mgmt For For For
17 Trust-Type Equity Mgmt For For For
Compensation
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Vision
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Shareholder
Meeting
Minutes
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Social
Responsibility
21 Shareholder Proposal ShrHoldr Against Against For
Regarding CSR
Disclosure and
Stakeholder
Engagement
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Human Resources
and Transmission of
Technology
23 Shareholder Proposal ShrHoldr Against Against For
Regarding
Distribution of
Dividends
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Dismissal
of Shigeki
Iwane
25 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Investments
27 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Fuel
28 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety of
Products from Kobe
Steel
29 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
from Nuclear Power
Generation
30 Shareholder Proposal ShrHoldr Against Against For
Regarding Increasing
Corporate
Transparency
31 Shareholder Proposal ShrHoldr Against Against For
Regarding
Diversifying Energy
Sources
32 Shareholder Proposal ShrHoldr Against Against For
Regarding Separation
of Business
Activities
33 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Plant
Operations
34 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Culture
35 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Re-Employing
Government
Employees
36 Shareholder Proposal ShrHoldr Against Against For
Regarding Board Size
and
Independence
37 Shareholder Proposal ShrHoldr Against Against For
Regarding
Denuclearization
________________________________________________________________________________
Tokyo Electric Power Company Holdings Incorporated
Ticker Security ID: Meeting Date Meeting Status
9501 CINS J86914108 06/27/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Junji Annen Mgmt For For For
3 Elect Shoei Utsuda Mgmt For For For
4 Elect Yoshinori Kaneko Mgmt For For For
5 Elect Toshihiro Mgmt For For For
Kawasaki
6 Elect Takashi Kawamura Mgmt For For For
7 Elect Hideko Kunii Mgmt For For For
8 Elect Tomoaki Mgmt For For For
Kobayakawa
9 Elect Hideo Takaura Mgmt For For For
10 Elect Noriaki Taketani Mgmt For For For
11 Elect Kazuhiko Toyama Mgmt For For For
12 Elect Shigenori Makino Mgmt For For For
13 Elect Seiji Moriya Mgmt For For For
14 Elect Ryuichi Yamashita Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Spent
Nuclear
Fuel
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Restrictions on
Nuclear
Investments
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Preference
for Renewable
Energy
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Kashiwazaki-Kariwa
Nuclear Power
Station
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Radiation
Impact Investigation
Committee
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Fukushima Daiichi
Accident Site
Inspections
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Labor Standards Act
Compliance Audit
Committee
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Restriction
on Investment in the
Japan Atomic Power
Company
Fund Name : VanEck Vectors Vietnam ETF
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 05/29/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Report Mgmt For For For
3 Business Plan Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Directors' and Mgmt For Abstain Against
Supervisors' Fees for
2017
9 Directors' and Mgmt For For For
Supervisor's Fees for
2018
10 Allocation of 2017 Mgmt For For For
Profits/Dividends
11 Allocation of 2018 Mgmt For For For
Profits/Dividends
12 Amendments to Articles Mgmt For Abstain Against
13 Internal Corporate Mgmt For Abstain Against
Governance
Regulations
14 Election of Directors Mgmt For Abstain Against
15 Transaction of Other Mgmt For Against Against
Business
16 Election of Directors Mgmt For Abstain Against
17 Election of Mgmt For Against Against
Supervisory
Board
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 06/27/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Report Mgmt For For For
3 Business Plan Mgmt For For For
4 Standalone Financial Mgmt For For For
Statements
5 Consolidated Financial Mgmt For For For
Statements
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors' Fees for
2017
9 Directors' and Mgmt For Abstain Against
Supervisor's Fees for
2018
10 Allocation of 2017 Mgmt For For For
Profits/Dividends
11 Allocation of 2018 Mgmt For For For
Profits/Dividends
12 Amendments to Articles Mgmt For Abstain Against
13 Internal Corporate Mgmt For Abstain Against
Governance
Regulations
14 Election of Directors Mgmt For Abstain Against
and
Supervisors
15 Transaction of Other Mgmt For Against Against
Business
16 Election of Directors Mgmt For Abstain Against
17 Election of Supervisors Mgmt For Abstain Against
________________________________________________________________________________
Danang Rubber Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
DRC CINS Y1970H109 04/24/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report and Mgmt For For For
Business
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Amendments to Articles Mgmt For Abstain Against
12 Internal Regulation Mgmt For Abstain Against
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Donaco International Limited
Ticker Security ID: Meeting Date Meeting Status
DNA CINS Q32504104 11/23/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Stuart J. Mgmt For For For
McGregor
________________________________________________________________________________
Eclat Textile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1476 CINS Y2237Y109 06/14/2018 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect WANG Ya-Kang Mgmt For Against Against
4 Elect YOU Zheng-Ping Mgmt For For For
5 Elect LIU Nai-Ming Mgmt For For For
6 Elect Director 1 Mgmt For Abstain Against
7 Elect Director 2 Mgmt For Abstain Against
8 Elect Director 3 Mgmt For Abstain Against
9 Elect Director 4 Mgmt For Abstain Against
10 Elect Director 5 Mgmt For Abstain Against
11 Elect Director 6 Mgmt For Abstain Against
12 Elect Director 7 Mgmt For Abstain Against
13 Elect Director 8 Mgmt For Abstain Against
14 Non-compete Mgmt For Against Against
Restrictions for
Directors
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FLC Group JSC
Ticker Security ID: Meeting Date Meeting Status
N/A CINS Y2587U103 06/12/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Business Report and Mgmt For For For
Business
Plan
5 Amendments to Articles Mgmt For For For
6 Scrip Dividend Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Election of Directors Mgmt For Abstain Against
(Slate)
9 Accounts and Reports Mgmt For For For
10 Allocation of 2017 Mgmt For For For
Profits/Dividends
11 Allocation of 2018 Mgmt For For For
Profits/Dividends
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Appointment of Auditor Mgmt For For For
14 Related Party Mgmt For Abstain Against
Transactions
15 Ratification of Board Mgmt For For For
Acts
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
FLC Group JSC
Ticker Security ID: Meeting Date Meeting Status
FLC CINS Y2587U103 08/04/2017 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
- Change in Business
Scope
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
FLC Group JSC
Ticker Security ID: Meeting Date Meeting Status
FLC CINS Y2587U103 10/23/2017 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Shares w/o Mgmt For Against Against
Preemptive
Rights
4 Accounts and Reports Mgmt For For For
5 Resignation of Director Mgmt For For For
6 Election of Directors Mgmt For Abstain Against
7 Transaction of Other Mgmt For Against Against
Business
8 Statement of Election Mgmt For Abstain Against
of Director for
Replacement
________________________________________________________________________________
Gemadept Corporation
Ticker Security ID: Meeting Date Meeting Status
GMD CINS Y2690B109 05/30/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Election of Directors Mgmt For Abstain Against
and Supervisors
(Slate)
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2018 Business Plan Mgmt For For For
8 Amendments to Articles Mgmt For Abstain Against
9 Amendment to the Mgmt For Abstain Against
Company's Internal
Governance
Regulations
10 Amendment to Foreign Mgmt For For For
Investor
Restrictions
11 Appointment of Auditor Mgmt For For For
12 Change in Business Mgmt For For For
Scope
13 Transaction of Other Mgmt For Against Against
Business
14 Election of Directors Mgmt For Abstain Against
(Slate)
15 Election of Supervisors Mgmt For Abstain Against
________________________________________________________________________________
Hansae Company Limited
Ticker Security ID: Meeting Date Meeting Status
105630 CINS Y30637105 03/16/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Executive Mgmt For For For
Directors
(Slate)
3 Election of Mgmt For Against Against
Independent Director:
JUNG Da
Mi
4 Election of Audit Mgmt For Against Against
Committee Member:
JUNG Da
Mi
5 Directors' Fees Mgmt For For For
6 Adoption of Executive Mgmt For For For
Officer Retirement
Allowance
Policy
________________________________________________________________________________
Hoa Phat Group Jsc
Ticker Security ID: Meeting Date Meeting Status
HPG CINS Y3231H100 03/22/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Business Plan Mgmt For Abstain Against
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of 2017's Mgmt For For For
Profits/Dividends
8 2018 Dividend Plan Mgmt For For For
9 Report on Dung Quat Mgmt For Abstain Against
Steel Complex
Construction
Project
10 Amendments to Articles Mgmt For Abstain Against
11 Appointment of CEO Mgmt For Abstain Against
12 Amend Company's Mgmt For Abstain Against
Business Lines and
Business
Registration
13 Election of Mgmt For Abstain Against
Supervisors
(Slate)
14 Transaction of Other Mgmt For Against Against
Business
15 Election of Mgmt For Abstain Against
Supervisors
(Slate)
________________________________________________________________________________
Hoa Sen Group
Ticker Security ID: Meeting Date Meeting Status
HSG CINS Y3231K103 01/16/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 2018-2019 Business Plan Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Fees of Board of Mgmt For Abstain Against
Management and
Inspection
Committee
8 Appointment of Auditor Mgmt For For For
9 Report on Investment Mgmt For For For
Progress
10 Supervisors' Report Mgmt For For For
11 Amendments to Articles Mgmt For Abstain Against
12 Amendments to Mgmt For Abstain Against
Management
Model
13 Amendments to Mgmt For Abstain Against
Distribution
System
14 Change of Company Mgmt For Abstain Against
Address
15 Election of Directors Mgmt For For For
(Slate)
16 Transaction of Other Mgmt For Against Against
Business
17 Elect LE Phuoc Vu Mgmt For For For
18 Elect TRAN Ngoc Chu Mgmt For For For
19 Elect TRAN Quoc Tri Mgmt For For For
20 Elect LY Van Xuan Mgmt For For For
21 Elect NGUYEN Van Luan Mgmt For For For
22 Elect DINH Viet Duy Mgmt For For For
________________________________________________________________________________
Hoang Anh Gia Lai Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 06/23/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Report Mgmt For For For
3 Business Plan Mgmt For For For
4 Directors' Report Mgmt For For For
5 Accounts and Reports Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendments to Articles Mgmt For Abstain Against
10 Constitution of Mgmt For Abstain Against
Internal Corporate
Governance
Regulations
11 Supervisors' Report Mgmt For For For
12 Resignation of Mgmt For For For
Supervisor
13 Board Authorization to Mgmt For For For
Implement Shareholder
Resolutions
14 Transaction of Other Mgmt For Against Against
Business
15 Elect DO Tran Thuy Mgmt For Against Against
Trang as
Supervisor
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hoang Huy Investment Financial Services JSC
Ticker Security ID: Meeting Date Meeting Status
TCH CINS Y3R31R127 02/12/2018 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Transaction of Other Mgmt For Against Against
Business
4 Related Party Mgmt For For For
Transactions
5 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Hoang Huy Investment Financial Services JSC
Ticker Security ID: Meeting Date Meeting Status
TCH CINS Y3R31R127 06/15/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Management Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Appointment of Board Mgmt For Against Against
Chairman as General
Director
11 Transaction of Other Mgmt For Against Against
Business
12 Elect NGUYEN Hoang Mgmt For Against Against
Tung as
Supervisor
________________________________________________________________________________
Hoang Huy Investment Services JSC
Ticker Security ID: Meeting Date Meeting Status
HHS CINS Y3R31R101 02/12/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Management's Report Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Authority to Mgmt For For For
Repurchase Treasury
Shares
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 04/27/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report for Mgmt For For For
2017
3 Directors' Report for Mgmt For For For
2013-2018
Term
4 Management Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Election of Directors Mgmt For Abstain Against
(Slate)
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' and Mgmt For Abstain Against
Supervisors' Fees for
2018
10 Appointment of Auditor Mgmt For For For
11 Amendments to Articles Mgmt For Abstain Against
and Internal
Corporate Governance
Regulations
12 Transaction of Other Mgmt For Against Against
Business
13 Election of Directors Mgmt For Abstain Against
(Slate)
14 Election of Mgmt For Abstain Against
Supervisory
Board
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kido Group Corporation
Ticker Security ID: Meeting Date Meeting Status
KDC CINS Y4788V104 04/18/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Operation Report Mgmt For Abstain Against
4 Business Plan Mgmt For Abstain Against
5 Supervisors' Report Mgmt For Abstain Against
6 Business Plan Mgmt For Abstain Against
7 Business Plan Mgmt For Abstain Against
8 Business Plan Mgmt For Abstain Against
9 Business Plan Mgmt For Abstain Against
10 Other Reports Mgmt For Abstain Against
11 Other Reports Mgmt For Abstain Against
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Mani Inc
Ticker Security ID: Meeting Date Meeting Status
7730 CINS J39673108 11/22/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kanji Matsutani Mgmt For For For
2 Elect Masaaki Matsutani Mgmt For For For
3 Elect Toshihide Takai Mgmt For For For
4 Elect Kiyoshi Sakai Mgmt For For For
5 Elect Tomoko Masaki Mgmt For For For
6 Elect Michio Morikawa Mgmt For Against Against
7 Elect Michiharu Matsuda Mgmt For For For
________________________________________________________________________________
Masan Group Corp
Ticker Security ID: Meeting Date Meeting Status
MSN CINS Y5825M106 04/24/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' and Mgmt For For For
Supervisors'
Report
4 Accounts and Reports Mgmt For For For
5 Directors' and Mgmt For For For
Supervisors'
Report
6 Accounts and Reports Mgmt For For For
7 Business Plan Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends for
2017
9 Allocation of Mgmt For For For
Profits/Dividends for
2018
10 Appointment of Auditor Mgmt For For For
11 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
12 Board Size Mgmt For Abstain Against
13 Resignation of HO Hung Mgmt For For For
Anh
14 Board Size Mgmt For Abstain Against
15 Authority to Issue Mgmt For For For
Shares under
ESOP
16 Amendments to Articles Mgmt For Abstain Against
17 Internal Corporate Mgmt For Abstain Against
Governance
Regulations
18 Related Party Mgmt For Abstain Against
Transactions
19 Investment Transaction Mgmt For Abstain Against
20 Representative of the Mgmt For Abstain Against
Company
21 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Mcnex Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
097520 ISIN KR7097520001 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and MGMT For Against Against
Allocation of
Profits/Dividends
2.1 Elect MIN Dong Wook MGMT For Against Against
2.2 Elect Ko Byeong Wook MGMT For For For
3 Election of Corporate MGMT For For For
Auditors
4 Directors' Fees MGMT For For For
5 Corporate Auditors' MGMT For For For
Fees
6 Amendments to MGMT For Against Against
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
McNex Company Limited
Ticker Security ID: Meeting Date Meeting Status
097520 CINS Y5S05U100 12/26/2017 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 01/26/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to the Size, Mgmt For Abstain Against
Type and Period of
Share
Issuance
5 Amendment to Timeline Mgmt For Abstain Against
of Increase in Share
Capital
6 Authority to amend Mgmt For Abstain Against
Terms of Convertible
Debt
Instruments
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 03/05/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 LISTING ON Mgmt For For For
INTERNATIONAL STOCK
EXCHANGE
5 Private Place of Shares Mgmt For For For
6 Amendments to Mgmt For For For
Convertible Bonds
Issuances
7 Changes to Company Mgmt For For For
Legal
Representative
8 Amendments to the Mgmt For For For
Company
Charter
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 04/26/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Directors' Report Mgmt For For For
5 Business Report Mgmt For For For
6 Business Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 2018 Business Plan Mgmt For For For
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Issuance of Shares for Mgmt For For For
Preferred Share
Conversion
13 Authority to Issue Mgmt For For For
Share under Employee
Stock Option Scheme
14 Amendments to Articles Mgmt For Abstain Against
15 Resignation of PHAN Mgmt For For For
Thanh
Huy
16 Transaction of Other Mgmt For For For
Business
17 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 08/14/2017 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Mgmt For For For
Authority to Issue
Preferred
Shares
5 Amendments to Mgmt For For For
Authority to Issue
Convertible Debt
Instruments
6 Amendments to Mgmt For For For
Authority to Issue
Share under Employee
Stock Option Scheme
7 Amendments to Articles Mgmt For For For
8 Elect BUI Xuan Huy Mgmt For Against Against
9 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
N/A CINS Y6416J106 06/30/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Report and Mgmt For For For
Business
Plan
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Election of Supervisors Mgmt For Abstain Against
8 Directors' and Mgmt For For For
Supervisors' Fees for
2017
9 Directors' and Mgmt For For For
Supervisors' Fees for
2018
10 Transaction of Other Mgmt For Against Against
Business
11 Elect Supervisor Mgmt For Abstain Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
N/A ISIN VN000000OGC8 06/30/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Business Report and MGMT For For For
Business
Plan
2 Directors' Report MGMT For For For
3 Supervisors' Report MGMT For For For
4 Accounts and Reports MGMT For For For
5 Appointment of Auditor MGMT For For For
6 Election of Supervisors MGMT For Abstain Against
7 Directors' and MGMT For For For
Supervisors' Fees for
2017
8 Directors' and MGMT For For For
Supervisors' Fees for
2018
9 Transaction of Other MGMT For Against Against
Business
10 Elect Supervisor MGMT For Abstain Against
________________________________________________________________________________
Ocean Group Jsc
Ticker Security ID: Meeting Date Meeting Status
OGC CINS Y6416J106 12/26/2017 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Director's Report Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Resignation of Mgmt For For For
Supervisor
7 Transaction of Other Mgmt For Against Against
Business
8 Election of Supervisors Mgmt For Abstain Against
________________________________________________________________________________
Petro Vietnam Construction
Ticker Security ID: Meeting Date Meeting Status
PVX CINS Y6825S101 06/22/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Business Report and Mgmt For For For
Business
Plan
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Restructuring Plan Mgmt For For For
9 Internal Corporate Mgmt For For For
Governance
Regulations
10 Headquarter Information Mgmt For Abstain Against
11 Directors and Mgmt For For For
Supervisors
Information
12 Transaction of Other Mgmt For Against Against
Business
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PetroVietnam Construction Corporation
Ticker Security ID: Meeting Date Meeting Status
PVX CINS Y6825S101 09/28/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Business Plan Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PetroVietnam Construction Corporation
Ticker Security ID: Meeting Date Meeting Status
PVX CINS Y6825S101 12/15/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Report on 2016 Mgmt For For For
Business Result and
2017
Plan
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
and Allocation of
Profit
7 Appointment of Auditor Mgmt For For For
8 Fees of Board of Mgmt For For For
Management and
Inspection
Committee
9 PVC Restructuring Plan Mgmt For Abstain Against
10 Amendment to 5 Year Mgmt For For For
Development
Plan
11 Amendment to Thai Binh Mgmt For For For
2 Power
Plant
12 Amendments to Articles Mgmt For Abstain Against
13 Transaction of Other Mgmt For Against Against
Business
14 Election of Directors Mgmt For Abstain Against
and
Supervisors
________________________________________________________________________________
PetroVietnam Drilling and Well Services JSC
Ticker Security ID: Meeting Date Meeting Status
PVD CINS Y6825E102 04/27/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report and Mgmt For For For
Business
Plan
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Allocation of Profits Mgmt For Abstain Against
to Investment
Fund
8 Supervisors' Report Mgmt For For For
9 Amendments to Articles Mgmt For Abstain Against
and Internal
Corporate Governance
Regulations
10 Directors' and Mgmt For Abstain Against
Supervisors' Fees for
2018
11 Appointment of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
13 Election of Mgmt For Abstain Against
Independent
Director
14 Election of Mgmt For Abstain Against
Supervisory
Board
________________________________________________________________________________
PetroVietnam Drilling and Well Services JSC
Ticker Security ID: Meeting Date Meeting Status
PVD CINS Y6825E102 08/30/2017 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of DUONG Mgmt For For For
Xuan Quang as
Director
5 Resignation of NGUYEN Mgmt For For For
Thi Thuy as
Supervisor
6 Election of Directors Mgmt For Abstain Against
7 Election of Mgmt For Abstain Against
Supervisory
Board
________________________________________________________________________________
Petrovietnam Fertilizer and Chemical JSC
Ticker Security ID: Meeting Date Meeting Status
DPM CINS Y6825J101 04/26/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Directors' and Mgmt For For For
Supervisors'
Fees
5 Appointment of Auditor Mgmt For For For
6 Constitution of Mgmt For For For
Procedural Rules For
Shareholders'
Meetings and
Elections
7 Election of Directors Mgmt For Abstain Against
and Supervisors
(Slate)
8 Amendments to Articles Mgmt For For For
9 Internal Corporate Mgmt For For For
Governance
Regulations
10 Amendments to Articles Mgmt For For For
- Change in Business
Scope
11 Transaction of Other Mgmt For Against Against
Business
12 Election of Directors Mgmt For Abstain Against
and Supervisors
(Slate)
13 Election of Supervisors Mgmt For Abstain Against
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PetroVietnam Power NhonTrach 2 JSC
Ticker Security ID: Meeting Date Meeting Status
NT2 CINS Y6S25V102 01/03/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PetroVietnam Power NhonTrach 2 JSC
Ticker Security ID: Meeting Date Meeting Status
NT2 CINS Y6S25V102 04/19/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report Mgmt For For For
5 Business Plan Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Internal Corporate Mgmt For For For
Governance
Regulations
10 Appointment of Auditor Mgmt For For For
11 Transaction of Other Mgmt For Against Against
Business
12 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
Petrovietnam Transportation Corporation
Ticker Security ID: Meeting Date Meeting Status
PVT CINS Y6825F109 04/11/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Business Plan Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Amendments to Articles Mgmt For Abstain Against
11 Internal Regulation Mgmt For Abstain Against
12 Election of Mgmt For Abstain Against
Supervisory
Board
13 Transaction of Other Mgmt For Against Against
Business
14 Election of Mgmt For Abstain Against
Supervisory
Board
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Regina Miracle International (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2199 CINS G74807101 08/22/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Zhiping Mgmt For For For
6 Elect SZE Shui Ling Mgmt For For For
7 Elect Raymond OR Mgmt For Against Against
Ching
Fai
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Saigon Securities Incorporation
Ticker Security ID: Meeting Date Meeting Status
SSI CINS Y7398S106 01/17/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Issue Mgmt For Against Against
Guaranteed
Warrants
5 Authority to Issue Mgmt For For For
Convertible
Bonds
________________________________________________________________________________
Saigon Securities Incorporation
Ticker Security ID: Meeting Date Meeting Status
SSI CINS Y7398S106 04/20/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report; Mgmt For For For
Directors' and
Supervisors' Reports;
and Business
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Appointment of Auditor Mgmt For For For
8 Appointment of Board Mgmt For Against Against
Chairman as General
Director
9 Change in Company Name Mgmt For For For
10 Internal Corporate Mgmt For For For
Governance
Regulations
11 Amendments to Articles Mgmt For For For
12 Resignation of Mgmt For For For
Supervisor
13 Transaction of Other Mgmt For Against Against
Business
14 Elect LE Cam Binh as Mgmt For Against Against
Supervisor
15 Authority to Issue Mgmt For For For
Share under ESOP for
2018
________________________________________________________________________________
Saigon Thuong Tin Commercial Joint Stock Bank
Ticker Security ID: Meeting Date Meeting Status
STB CINS Y7398P102 04/20/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Resignation of KIEU Mgmt For For For
Huu
Dung
6 Board Size and Mgmt For Against Against
Composition
7 Elect One Independent Mgmt For Abstain Against
Director
8 Approval of Nomination Mgmt For Abstain Against
List
9 Board Result As Mgmt For Abstain Against
Replacement
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends for
2017
12 Allocation of Mgmt For For For
Profits/Dividends for
2018
13 Fund Utilization Plan Mgmt For For For
14 Reward to Employees Mgmt For For For
15 Directors' and Mgmt For For For
Supervisors' Fees for
2018
16 Amendments to Articles Mgmt For For For
17 Transaction of Other Mgmt For Against Against
Business
18 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
Saigon Thuong Tin Commercial Joint Stock Bank
Ticker Security ID: Meeting Date Meeting Status
STB CINS Y7398P102 11/23/2017 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
5 Employees' Mgmt For For For
Profit-Linked
Rewards
6 Constitution of Mgmt For For For
Procedural
Rules
7 Constitution of Mgmt For For For
Supervisor's
Procedural
Rules
8 Change of Stock Ticker Mgmt For For For
9 Board Authorization to Mgmt For For For
Implement Draft of
Shareholder
Resolutions
________________________________________________________________________________
Saigon-Hanoi Commercial JS Bank
Ticker Security ID: Meeting Date Meeting Status
SHB CINS Y7398F104 04/23/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Report Mgmt For For For
3 Business Plan Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors Mgmt For Abstain Against
(Slate)
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
SOCO International plc
Ticker Security ID: Meeting Date Meeting Status
SIA CINS G8248C127 06/07/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Rui C. de Sousa Mgmt For For For
5 Elect Edward T. Story Mgmt For For For
6 Elect Robert G. Gray Mgmt For For For
7 Elect Olivier M.G. Mgmt For For For
Barbaroux
8 Elect Ettore Contini Mgmt For For For
9 Elect Antonio Vitor Mgmt For For For
Martins
Monteiro
10 Elect Jann Brown Mgmt For For For
11 Elect Mike J. Watts Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Synopex Inc.
Ticker Security ID: Meeting Date Meeting Status
025320 ISIN KR7025320003 03/22/2018 Voted
Meeting Type Country of Trade
Annual Korea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and MGMT For Against Against
Allocation of
Profits/Dividends
2 Directors' Fees MGMT For For For
3 Corporate Auditors' MGMT For For For
Fees
________________________________________________________________________________
Tan Tao Investment Industry Corporation
Ticker Security ID: Meeting Date Meeting Status
ITA CINS Y84914103 06/29/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Report Mgmt For For For
3 Resignation of Mgmt For For For
Supervisors and
Directors
4 Investment Plan Mgmt For For For
5 Capital Mobilization Mgmt For For For
Plan
6 Board Authorization to Mgmt For For For
Implement Shareholder
Resolutions
7 Appointment of Auditor Mgmt For For For
8 Transaction of Other Mgmt For Against Against
Business
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Thanh Thanh Cong Tay Ninh JSC
Ticker Security ID: Meeting Date Meeting Status
SBT CINS Y09690101 11/20/2017 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report on Business and Mgmt For For For
Production by
Management
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends for
2016-2017
8 Business and Dividend Mgmt For For For
Plan for
2017-2018
9 Related Party Mgmt For Abstain Against
Transactions
10 Appointment of Auditor Mgmt For For For
11 Change of Company Name Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Management
System
13 Change of Auditor Mgmt For Abstain Against
14 Appointment of Mgmt For Abstain Against
Internal
Auditor
15 Amendments to Mgmt For Abstain Against
Procedural
Rules
16 Amendment to Foreign Mgmt For Abstain Against
Investor
Restrictions
17 Amendments to Articles Mgmt For Abstain Against
18 Statement of Election Mgmt For Abstain Against
of
Directors
19 Directors' Fees Mgmt For For For
20 Authority to Mgmt For Abstain Against
Repurchase
Shares
21 Share Transfer Mgmt For Abstain Against
Transactions
22 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Construction and Import - Export JSC
Ticker Security ID: Meeting Date Meeting Status
VCG CINS Y9366E101 04/17/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report and Mgmt For For For
Business
Plan
4 Accounts and Reports Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Restructuring Plan for Mgmt For For For
2018 and for the
2018-2022
Term
11 Amendments to Articles Mgmt For Abstain Against
and Internal
Corporate Governance
Regulations
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Dairy Products JSC
Ticker Security ID: Meeting Date Meeting Status
VNM ISIN VN000000VNM8 03/31/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports MGMT For For For
2 Directors' Report MGMT For For For
3 Allocation of 2017 MGMT For For For
Profits/Dividends
4 Business Plan and MGMT For For For
Allocation of 2018
Profits/Dividends
5 Appointment of Auditor MGMT For For For
6 Board Size MGMT For For For
7 Directors' Fees MGMT For For For
8 Bonus Share Issuance MGMT For For For
and Increase the
Company's Share
Capital
9 Amendments to Articles MGMT For For For
10 Adoption of Internal MGMT For For For
Corporate Governance
Regulations
11 Transaction of Other MGMT For Against Against
Business
12.1 Elect Alain Xavier Cany MGMT For Against Against
________________________________________________________________________________
Vincom Retail JSC
Ticker Security ID: Meeting Date Meeting Status
VRE CINS Y937HV109 06/07/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Management Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Changes in Business Mgmt For For For
Scope
8 Amendments to Articles Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Election of Directors Mgmt For Abstain Against
11 Transaction of Other Mgmt For Against Against
Business
12 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 05/31/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Business Report and Mgmt For For For
Business
Plan
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Changes in Business Mgmt For For For
Scope and Ownership
of Foreign
Investors
9 Amendments to Articles Mgmt For For For
10 Internal Corporate Mgmt For For For
Governance
Regulations
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 12/22/2017 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendment to Foreign Mgmt For For For
Investor
Restrictions
5 Ratification of Board Mgmt For For For
Acts
Pursuant to the requirements of the Investment Company Act of 1940,the
registrant has duly caused this report to be signed on its behalf by the
undersigned,thereunto duly authorised.
Registrant: VanEck Vectors ETF Trust
By: /s/ Jan F. van Eck
Name: Jan F. van Eck
Title: Chief Executive Officerf
Date: Aug 30, 2018