UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BAIN PETER L LEGG MASON INC 100 LIGHT ST BALTIMORE, MD 21202 |
 X |  |  |  |
FETTING MARK R C/O ROYCE & ASSOCIATES, LLC 1414 AVENUE OF THE AMERICAS NEW YORK, NY 10019 |
 X |  |  |  |
SCHEVE TIMOTHY C LEGG MASON INC 100 LIGHT ST BALTIMORE, MD 21202 |
 X |  |  |  |
MANDIA THOMAS C 300 FIRST STAMFORD PLACE CITIGROUP ASSET MANAGEMENT STAMFORD, CT 06902 |
 |  |  secretary |  |
Murphy Terrence CITIGROUP ASSET MANAGEMENT 300 FIRST STAMFORD PLACE, 4TH FLOOR STAMFORD, CT 06902 |
 |  |  chief financial officer |  |
GERKEN R JAY 399 PARK AVENUE 4TH FL NEW YORK, NY 10022 |
 X |  |  |  |
SHEPLER ROBERT P 300 FIRST STAMFORD CICIGROUP ASSET MANAGEMENT STAMFORD, CT 06902 |
 |  |  Senior Vice President |  |
Kelly Jeanne 300 FIRST STAMFORD PLACE 4TH FLOOR STAMFORD, CT 06902 |
 |  |  Senior Vice President |  |
Becker Ted P 399 PARK AVENUE 4TH FLOOR NEW YORK, NY 10022 |
 |  |  Chief Compliance Officer |  |
William J. Renahan by Power of Attorney for Peter Bain | 08/07/2006 | |
**Signature of Reporting Person | Date | |
William J. Renahan by Power of Attorney for Mark Fetting | 08/07/2006 | |
**Signature of Reporting Person | Date | |
William J. Renahan by Power of Attorney for Tim Scheve | 08/07/2006 | |
**Signature of Reporting Person | Date | |
William J. Renahan by Power of Attorney for Tom Mandia | 08/07/2006 | |
**Signature of Reporting Person | Date | |
William J. Renahan by Power of Attorney for Terrence Murphy | 08/07/2006 | |
**Signature of Reporting Person | Date | |
William J. Renahan by Power of Attorney for Jay Gerken | 08/07/2006 | |
**Signature of Reporting Person | Date | |
William J. Renahan by Power of Attorney for Robert Shepler | 08/07/2006 | |
**Signature of Reporting Person | Date | |
William J. Renahan by Power of Attorney for Jeanne Kelly | 08/07/2006 | |
**Signature of Reporting Person | Date | |
William J. Renahan by Power of Attorney for Ted Becker | 08/07/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |