1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(3)
|
02/20/2016 |
Common
|
2,153
|
$
89.16
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
02/19/2017 |
Common
|
2,631
|
$
94.47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
02/19/2018 |
Common
|
3,390
|
$
88.49
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/16/2019 |
Common
|
6,220
|
$
31.82
|
D
|
Â
|
Restricted Stock Units
|
Â
(7)
|
Â
(7)
|
Common
|
296
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(8)
|
Â
(8)
|
Common
|
3,793
|
$
(8)
|
D
|
Â
|
Restricted Stock Units
|
Â
(9)
|
Â
(9)
|
Common
|
5,000
|
$
(9)
|
D
|
Â
|
Deferred Restricted Stock Units
|
Â
(10)
|
Â
(10)
|
Common
|
2,054.058
|
$
(10)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
As of 06/15/2010, the latest date for which information is reasonably available, there are 1.4247 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan. |
(2) |
As of 06/15/2010 the latest date for which information is reasonably available, there are 52.175 share held in the account of the undersigned pursuant to the Plan indicated in Column 7. |
(3) |
The option is exercisable in three equal installments beginning on February 20, 2007. |
(4) |
The option is exercisable in three equal installments beginning on February 19, 2007. |
(5) |
The option is exercisable in three equal installments. The first installment became exercisable on February 19, 2009, with the second installment becoming exercisable on February 19, 2010. The final installment becomes exercisable on February 19, 2011. |
(6) |
The option is exercisable in three equal installments. The first installment became exercisable on February 16, 2010, and was exercised. The next two installments become exercisable on February 16, 2011 and February 16, 2012. |
(7) |
Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 19, 2011. |
(8) |
Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 16, 2012 |
(9) |
Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on June 18, 2014. |
(10) |
As of 06/15/2010, the latest date for which information is reasonably available, there are 2,054.058 units held in the Executive Deferred Stock Plan II account of the undersigned. Each unit represents the right to receive one share of common stock. |