o | Rule 13d-1(b) |
||
þ | Rule 13d-1(c) |
||
o | Rule 13d-1(d) |
CUSIP No. |
865646103 |
13G/A |
1 | NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Sapling, LLC |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0.0% | |||||
12 | TYPE OF REPORTING PERSON* | ||||
OO |
2
CUSIP No. |
865646103 |
13G/A |
1 | NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Fir Tree Capital Opportunity Master Fund, L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Cayman Islands | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0.0% | |||||
12 | TYPE OF REPORTING PERSON* | ||||
PN |
3
CUSIP No. |
865646103 |
13G/A |
1 | NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Fir Tree, Inc. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
New York | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
0 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
0.0% | |||||
12 | TYPE OF REPORTING PERSON* | ||||
CO |
4
Item 1(a)
|
Name of Issuer. | |
Summer Infant, Inc. (Formerly KBL Healthcare Acquisition Corp. II) | ||
Item 1(b)
|
Address of Issuers Principal Executive Offices. | |
1275 Park East Drive | ||
Woonsocket, Rhode Island 02895 | ||
Item 2(a)
|
Name of Person Filing. | |
Item 2(b)
|
Address of Principal Business Office. | |
Item 2(c)
|
Place of Organization. | |
Fir Tree, Inc. | ||
505 Fifth Avenue | ||
23rd Floor | ||
New York, New York 10017 | ||
A New York corporation | ||
Sapling, LLC | ||
505 Fifth Avenue | ||
23rd Floor | ||
New York, New York 10017 | ||
A Delaware limited liability company | ||
Fir Tree Capital Opportunity Master Fund, L.P. | ||
c/o Admiral Administration Ltd. | ||
Admiral Financial Center, 5th Floor | ||
90 Fort Street, Box 32021 SMB | ||
Grand Cayman, Cayman Islands | ||
A Cayman Islands exempted limited partnership |
5
Item 2(d) | Title of Class of Securities. |
|
common stock, par value $0.0001 (the Common Stock) |
||
Item 2(e) | CUSIP Number. |
|
865646103 |
||
Item 3 | Reporting Person. |
|
The person filing is not listed in Items 3(a) through 3(j). |
||
Item 4 | Ownership. |
|
The Reporting Persons own 0 shares of Common Stock. |
||
Item 5 | Ownership of Five Percent or Less of a Class. |
|
If this statement is being filed to report the fact that as of the date hereof the
Reporting Persons have ceased to be the beneficial owners of more than five percent
of the class of securities, check the following þ. |
||
Item 6 | Ownership of More Than Five Percent on Behalf of Another Person. |
|
Inapplicable. |
||
Item 7 | Identification and Classification of the Subsidiary which Acquired the Security Being
Reported On by the Parent Holding Company. |
|
Inapplicable. |
||
Item 8 | Identification and Classification of Members of the Group. |
|
Inapplicable. |
||
Item 9 | Notice of Dissolution of Group. |
|
Inapplicable. |
6
Item 10 | Certification. |
|
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose of
or with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect. |
7
SAPLING, LLC | ||||||
By: | FIR TREE, INC., its Manager |
By: | /s/ Jeffrey Tannenbaum | |||||
Name: | Jeffrey Tannenbaum | |||||
Title: | President |
FIR TREE CAPITAL OPPORTUNITY MASTER FUND, L.P. | ||||||
By: | FIR TREE, INC., its Manager |
By: | /s/ Jeffrey Tannenbaum | |||||
Name: | Jeffrey Tannenbaum | |||||
Title: | President |
FIR TREE, INC. | ||||||
By: | /s/ Jeffrey Tannenbaum | |||||
Name: | Jeffrey Tannenbaum | |||||
Title: | President |
8
SAPLING, LLC | ||||||
By: | FIR TREE, INC., its Manager |
By: | /s/ Jeffrey Tannenbaum | |||||
Name: | Jeffrey Tannenbaum | |||||
Title: | President |
FIR TREE CAPITAL OPPORTUNITY MASTER FUND, L.P. | ||||||
By: | FIR TREE, INC., its Manager |
By: | /s/ Jeffrey Tannenbaum | |||||
Name: | Jeffrey Tannenbaum | |||||
Title: | President |
FIR TREE, INC. | ||||||
By: | /s/ Jeffrey Tannenbaum | |||||
Name: | Jeffrey Tannenbaum | |||||
Title: | President |
9