Wisconsin | 39-1152983 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
N61 W23044 Harry's Way | ||
Sussex, Wisconsin | 53089-3995 | |
(Address of principal executive offices) | (Zip code) | |
Quad/Graphics, Inc. 2010 Omnibus Incentive Plan | ||
(Full title of the plan) |
Andrew R. Schiesl | Copy to: | |
Vice President, General Counsel and Secretary | ||
Quad/Graphics, Inc. | Russell E. Ryba | |
N61 W23044 Harry's Way | Foley & Lardner LLP | |
Sussex, Wisconsin 53089-3995 | 777 East Wisconsin Avenue | |
(414) 566-2017 | Milwaukee, Wisconsin 53202-5306 | |
(Name, address and telephone number, including area code, of agent for service) | (414) 297-5668 |
Large accelerated filer T | Accelerated filer o | ||
Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
Title of Securities to be Registered | Amount to be Registered(1) | Proposed Maximum Offering Price Per Share(2) | Proposed Maximum Aggregate Offering Price(2) | Amount of Registration Fee | |||||||
Class A Common Stock, par value $0.025 per share | 3,571,652 shares | $ | 15.59 | $ | 55,682,054.68 | $ | — | * |
(1) | In addition, pursuant to Rule 416 under the Securities Act of 1933, in the event of a stock split, stock dividend, or similar transaction involving the Class A Common Stock, in order to prevent dilution, the number of shares registered shall be automatically increased to cover additional shares. |
(2) | Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) and Rule 457(h) under the Securities Act of 1933 on the basis of the average of the high and low prices of the Class A Common Stock as reported on the New York Stock Exchange on August 6, 2012. |
Item 8. | Exhibits. |
Item 9. | Undertakings. |
(a) | The undersigned Registrant hereby undertakes: |
(1) | To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement: |
(i) | To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933; |
(ii) | To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and |
(iii) | To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement; |
(2) | That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered herein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(3) | To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
(4) | That, for the purpose of determining liability of the Registrant under the Securities Act of 1933 to any purchaser in the initial distribution of the securities, the undersigned Registrant undertakes that in a primary offering of securities of the undersigned Registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the undersigned Registrant will be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser: |
(i) | Any preliminary prospectus or prospectus of the undersigned Registrant relating to the offering required to be filed pursuant to Rule 424; |
(ii) | Any free writing prospectus relating to the offering prepared by or on behalf of the undersigned Registrant or used or referred to by the undersigned Registrant; |
(iii) | The portion of any other free writing prospectus relating to the offering containing material information about the undersigned Registrant or its securities provided by or on behalf of the undersigned Registrant; and |
(iv) | Any other communication that is an offer in the offering made by the undersigned Registrant to the purchaser. |
(b) | The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the Registrant's annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 that is incorporated by reference in the Registration Statement shall be deemed to be a new registration statement relating to the securities offered herein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(c) | Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act of 1933 and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act of 1933 and will be governed by the final adjudication of such issue. |
QUAD/GRAPHICS, INC. | ||
By: | /s/ J. Joel Quadracci | |
J. Joel Quadracci | ||
Chairman, President and Chief Executive Officer |
Signature | Title | ||
/s/ J. Joel Quadracci | Chairman, President and Chief Executive Officer | ||
J. Joel Quadracci | (Principal Executive Officer) | ||
/s/ John C. Fowler | Executive Vice President and Chief Financial Officer | ||
John C. Fowler | (Principal Financial Officer) | ||
/s/ David J. Honan | Vice President, Corporate Controller and Chief Accounting Officer | ||
David J. Honan | (Principal Accounting Officer) | ||
Signature | Title | ||
/s/ Betty Ewens Quadracci | |||
Betty Ewens Quadracci | Director | ||
/s/ William J. Abraham, Jr. | |||
William J. Abraham, Jr. | Director | ||
/s/ Douglas P. Buth | |||
Douglas P. Buth | Director | ||
/s/ Christopher B. Harned | |||
Christopher B. Harned | Director | ||
/s/ Thomas O. Ryder | |||
Thomas O. Ryder | Director | ||
/s/ John S. Shiely | |||
John S. Shiely | Director |
Exhibit Number | Document Description | |
(4.1) | Amended and Restated Articles of Incorporation of the Company (incorporated by reference to Exhibit 4.1 to the Company's Registration Statement on Form S-4 (Reg. No. 333-165259)). | |
(4.2) | Amended Bylaws of the Company (incorporated by reference to Exhibit 3.2 to the Company's Current Report on Form 8-K dated April 27, 2011 and filed on May 3, 2011). | |
(4.3) | Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, as amended (incorporated by reference to Exhibit 10 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2012). | |
(5) | Opinion of Foley & Lardner LLP. | |
(23.1) | Consent of Deloitte & Touche LLP. | |
(23.2) | Consent of Foley & Lardner LLP (contained in Exhibit 5 hereto). | |
(24) | Power of Attorney (included on the signature page hereto). |