UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gerdin Ann S 901 NORTH KANSAS AVENUE NORTH LIBERTY, IA 52317 |
 |  X |  |  |
/s/Ann S. Gerdin, by Thomas Hill, attorney-in-fact, pursuant to POA filed herewith | 03/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares owned by the revocable trust of Mrs. Gerdin over which she serves as trustee. |
(2) | Gerdin Family Investments, LP ("GFI" the "Limited Partnership") owns a voting trust certificate representing 1,936,276 shares of Heartland Express, Inc. Common Stock. Mrs. Gerdin is a general partner of the Limited Partnership. Although, the entire number of shares controlled by the Limited Partnership is disclosed herein (as permitted by SEC rules), Mrs. Gerdin disclaims beneficial ownership of shares in excess of the number attributable to her ownership interest. Mrs. Gerdin is not the voting trustee and has no power to vote with the shares in which the Limited Partnership has an interest. |