1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option To Buy
|
09/20/2013 |
09/20/2022 |
Common
|
25,000
|
$
20.79
|
D
|
Â
|
Option To Buy
|
09/25/2014 |
09/25/2020 |
Common
|
25,000
|
$
19.91
|
D
|
Â
|
Option To Bujy
|
09/23/2015 |
09/23/2021 |
Common
|
25,000
|
$
14.12
|
D
|
Â
|
Option To Buy
|
09/21/2012 |
09/21/2021 |
Common
|
20,000
|
$
13.135
|
D
|
Â
|
Option To Buy
|
03/09/2012 |
03/09/2021 |
Common
|
12,500
|
$
15.545
|
D
|
Â
|
Restricted Stock Units
(1)
|
Â
(2)
|
Â
(2)
|
Common
|
1,250
(3)
|
$
0
|
D
|
Â
|
Restricted Stock Units
(1)
|
Â
(4)
|
Â
(4)
|
Common
|
56,000
(3)
|
$
0
|
D
|
Â
|
Restricted Stock Units
(1)
|
Â
(5)
|
Â
(5)
|
Common
|
6,000
(3)
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Restricted stock units issued under the Company's 2010 Stock Incentive Plan. |
(2) |
On March 9, 2011, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. |
(3) |
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock. |
(4) |
On January 27, 2012, the reporting person was granted 80,000 restricted stock units, vesting as follows: 8,000 shares on the first, second and third anniversary of the grant date, 12,000 shares on the fourth anniversary of the grant date, 16,000 shares on the fifth anniversary of the grant date, and 28,000 shares on the sixth anniversary date of the grant. |
(5) |
On March 4, 2015, the reporting person was granted 6,000 restricted stock units, vesting in two equal installments beginning on the first anniversary of the grant date. |