1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
10/09/2027 |
Common Stock
|
55,000
|
$
5.975
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
02/19/2028 |
Common Stock
|
80,000
|
$
6.31
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
02/27/2029 |
Common Stock
|
72,000
|
$
8.36
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on August 28, 2018, and thereafter shall continue to vest and become exercisable as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. |
(2) |
The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on March 20, 2018, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. |
(3) |
The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 31, 2019, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. |