UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-21926 |
Morgan Stanley China A Share Fund, Inc. |
(Exact name of registrant as specified in charter) |
522 Fifth Avenue, New York, New York | 10036 |
(Address of principal executive offices) | (Zip code) |
Joseph Benedetti, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | 800-231-2608 |
Date of fiscal year end: | 12/31 |
Date of reporting period: | 7/1/14 – 6/30/15 |
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21926 Reporting Period: 07/01/2014 - 06/30/2015 Morgan Stanley China A Share Fund, Inc. =================== Morgan Stanley China A Share Fund, Inc. ==================== ANHUI CONCH CEMENT COMPANY LTD Ticker: 600585 Security ID: Y01373110 Meeting Date: MAR 10, 2015 Meeting Type: Special Record Date: FEB 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Jianguang as Director For For Management -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LTD Ticker: 600585 Security ID: Y01373110 Meeting Date: JUN 02, 2015 Meeting Type: Annual Record Date: APR 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Reports and For For Management International Financial Reporting Standards 4 Approve KPMG Huazhen CPA (Special For For Management General Partnership) and KPMG CPA as PRC and International (Financial) Auditors Respectively, Approve KPMG Huazhen CPA as Internal Control Auditor of the Company, and Authorize Board to Fix Their Remuneration 5 Approve Profit Appropriation Proposal For For Management 6 Approve the Guarantees Provided by the For For Management Company for the Bank Borrowings of Certain Subsidiaries and Invested Companies 7 Elect Qi Shengli as Supervisor For For Management 8 Elect Wang Pengfei as Supervisor For For Management 9 Amend Articles of Association Re: For For Management Scope of Business 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: OCT 15, 2014 Meeting Type: Special Record Date: SEP 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Non-Independent Director Chen For For Management Derong -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: JAN 26, 2015 Meeting Type: Special Record Date: JAN 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Direct For For Management Financing in Domestic and Foreign Markets -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: APR 24, 2015 Meeting Type: Annual Record Date: APR 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Annual Report and Summary For For Management 2 Approve 2014 Financial Statements For For Management 3 Approve 2014 Profit Distribution For For Management 4 Approve 2014 Remuneration of For For Management Directors, Supervisors and Senior Management Implementation Report 5 Approve 2014 Report of the Board of For For Management Directors 6 Approve 2014 Report of the Board of For For Management Supervisors 7 Approve 2015 Daily Related-party For For Management Transactions 8 Approve 2015 Financial Budget Report For For Management 9 Approve Re-appointment of Deloitte For For Management Touche Tohmatsu CPA as 2015 Independent Auditor 10.01 Elect Chen Derong as Non-independent For For Management Director 10.02 Elect Dai Zhihao as Non-independent For For Management Director 10.03 Elect Zhao Zhouli as Non-independent For For Management Director 10.04 Elect Zhu Junsheng as Non-independent For For Management Director 10.05 Elect Wang Li as Non-independent For For Management Director 10.06 Elect Bei Kewei as Non-independent For For Management Director 10.07 Elect Huang Yuchang as Independent For For Management Director 10.08 Elect Liu Wenbo as Independent Director For For Management 10.09 Elect Xia Dawei as Independent Director For For Management 10.10 Elect Li Li as Independent Director For For Management 11 Approve Establishment of Board For For Management Nomination Committee 12.01 Elect Chen Ying as Supervisor For For Management 12.02 Elect Wu Kunzong as Supervisor For For Management 12.03 Elect Liu Guowang as Supervisor For For Management 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING WANGFUJING DEPARTMENT STORE (GROUP) CO., LTD. Ticker: 600859 Security ID: Y0770F107 Meeting Date: JUN 05, 2015 Meeting Type: Annual Record Date: MAY 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Financial Statements For For Management 4 Approve 2014 Profit and Dividend For For Management Distribution 5 Approve 2014 Annual Report and Summary For For Management 6 Approve Change of Usage of Partial For For Management Raised Funds 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Approve Re-appointment of 2015 Auditor For For Management -------------------------------------------------------------------------------- BONA FILM GROUP LTD. Ticker: BONA Security ID: 09777B107 Meeting Date: DEC 29, 2014 Meeting Type: Annual Record Date: DEC 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of 2010 Stock For Against Management Incentive Plan 2 Approve Adoption of Audited Financial For For Management Statements and Report of Independent Registered Public Accounting Firm 3 Approve Ratification of the For For Management Appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditor of the Company for the Fiscal Year Ending December 31, 2014 -------------------------------------------------------------------------------- BONA FILM GROUP LTD. Ticker: BONA Security ID: 09777B107 Meeting Date: FEB 13, 2015 Meeting Type: Special Record Date: JAN 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase In the Maximum Number For Against Management of Ordinary Share(S) of US$0.0005 Par Value Each of the Company Subject to 2010 Stock Incentive Plan of the Company and Amendment of Clause 3(A) of the Plan -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 02628 Security ID: Y1477R220 Meeting Date: AUG 18, 2014 Meeting Type: Special Record Date: AUG 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chang Tso Tung, Stephen as For For Management Director 2 Elect Xiong Junhong as Supervisor For For Management 3 Amend Procedural Rules for the For For Management Supervisory Committee Meetings 4 Elect Huang Yiping as Director For For Management -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 02628 Security ID: Y1477R220 Meeting Date: DEC 29, 2014 Meeting Type: Special Record Date: DEC 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transaction and Related Annual Cap -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: 600036 Security ID: Y14896107 Meeting Date: OCT 20, 2014 Meeting Type: Special Record Date: OCT 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Xiaopeng as Director For For Management 2.1 Elect Antony Leung as Director For For Management 2.2 Elect Zhao Jun as Director For For Management 3 Elect Jin Qingjun as Supervisor For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: 600036 Security ID: Y14896107 Meeting Date: JUN 19, 2015 Meeting Type: Annual Record Date: JUN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Audited Financial Statements For For Management 5 Approve Profit Appropriation Plan For For Management 6 Approve Auditor and Authorize Board to For For Management Fix Their Remuneration 7 Approve Assessment Report on the Duty For For Management Performance of Directors 8 Approve Assessment Report on the Duty For For Management Performance of Supervisors 9 Approve Assessment Report on the Duty For For Management Performance and Cross-Evaluation of Independent Directors 10 Approve Assessment Report on the Duty For For Management Performance and Cross-Evaluation of External Supervisors 11 Approve Related Party Transaction For For Management Report 12 Approve Extension of the Validity For For Management Period for the Issuance of Financial Bonds 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14 Approve Resolution Regarding Private For For Management Placement of A Shares 15.01 Approve Class of Shares to be Issued For For Management and the Nominal Value in Relation to the Private Placement of A Shares 15.02 Approve Method of Issue in Relation to For For Management the Private Placement of A Shares 15.03 Approve Target Subscriber and Method For For Management of Subscription in Relation to the Private Placement of A Shares 15.04 Approve Issue Price and the Basis for For For Management Pricing in Relation to the Private Placement of A Shares 15.05 Approve Number and Amount of the For For Management Shares to be Issued in Relation to the Private Placement of A Shares 15.06 Approve Lock-Up Period Arrangement in For For Management Relation to the Private Placement of A Shares 15.07 Approve Place of Listing in Relation For For Management to the Private Placement of A Shares 15.08 Approve Use of Proceeds in Relation to For For Management the Private Placement of A Shares 15.09 Approve Arrangement of Undistributable For For Management Profit of the Company Prior to the Private Placement in Relation to the Private Placement of A Shares 15.10 Approve Effective Period of the For For Management Shareholders' Resolutions in Relation to the Private Placement of A Shares 16 Approve the 2015 First Phase Employee For For Management Stock Ownership Scheme and its Summary in Relation to the Private Placement of A Shares 17 Approve the Plan on Private Placement For For Management of A Shares 18 Approve the Connected Transaction For For Management Relating to the Private Placement of A Shares 19 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Private Placement of A Shares 20 Approve Report of Use of Proceeds For For Management Raised from the Private Placement of A Shares 21 Authorized Board to Deal with All For For Management Matters in Relation to Private Placement of A Shares 22 Approve Termination of H Share For For Management Appreciation Rights 23 Approve the Conditional Share For For Management Subscription Agreement on Private Placement in Relation to the Private Placement of A Shares 24 Approve Shareholder' Return Plan for For For Management 2015 to 2017 25 Approve Capital Plan for 2015 to 2017 For For Management 26 Approve Analysis on the Dilution of For For Management Current Returns Caused by the Private Placement of A Shares and its Remedial Measures -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: 600036 Security ID: Y14896107 Meeting Date: JUN 19, 2015 Meeting Type: Special Record Date: JUN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Class and Nominal Values of For For Management Shares to be Issued 1.02 Approve Method and Time of Issue For For Management 1.03 Approve Target Subscriber and Method For For Management of Subscription 1.04 Approve Issue Price and Basis for For For Management Pricing 1.05 Approve Number and Amount of Shares to For For Management be Issued 1.06 Approve Lock-Up Period Arrangement For For Management 1.07 Approve Place of Listing For For Management 1.08 Approve Use of Proceeds For For Management 1.09 Approve Arrangement of Undistributable For For Management Profit of the Company Prior to the Private Placement 1.10 Approve Effective Period of the For For Management Shareholders' Resolutions 2 Approve the Plan on Private Placement For For Management of A Shares 3 Authorized Board to Deal with All For For Management Matters in Relation to Private Placement of A Shares -------------------------------------------------------------------------------- CHINA OVERSEAS GRAND OCEANS GROUP LTD. Ticker: 00081 Security ID: Y1505S117 Meeting Date: JUN 02, 2015 Meeting Type: Annual Record Date: MAY 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Guiqing as Director For For Management 3b Elect Yang Hai Song as Director For For Management 3c Elect Chung Shui Ming, Timpson as For Against Management Director 3d Elect Lo Yiu Ching, Dantes as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD Ticker: 601601 Security ID: Y1505Z111 Meeting Date: MAY 22, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Annual Report of A shares For For Management 4 Approve 2014 Annual Report of H shares For For Management 5 Accept 2014 Financial Statements and For For Management Statutory Reports 6 Approve Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and PricewaterhouseCoopers as Overseas Auditor and Authorize Board to Fix Their Remuneration 8 Approve 2014 Due Diligence Report of For For Management the Directors 9 Approve 2014 Report on Performance of For For Management Independent Directors 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Proposal on Contemplated For For Management Routine Related Party Transaction in Respect of Funds Utilisation 12 Elect Wang Jian as Director None For Shareholder -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 00386 Security ID: Y15010112 Meeting Date: DEC 23, 2014 Meeting Type: Special Record Date: NOV 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shanghai Petrochemical A Share For For Management Option Incentive Scheme (Draft) 2 Approve Provision of External For For Management Guarantees -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 00386 Security ID: Y15010112 Meeting Date: MAY 27, 2015 Meeting Type: Annual Record Date: APR 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan for For For Management the Year Ended Dec. 31, 2014 5 Approve Interim Profit Distribution For For Management Plan for the Year 2015 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration 7 Approve Service Contracts with For For Management Directors and Supervisors 8 Authorize Secretary of the Board to For For Management Deal With All Matters Relating to the Election of Directors and Supervisors 9 Amend Articles of Association For For Management 10 Authorize Board to Determine the For For Management Proposed Plan for the Issuance of Debt Financing Instruments 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12.1 Elect Liu Yun as Supervisor For For Shareholder 12.2 Elect Liu Zhongyun as Supervisor For For Shareholder 12.3 Elect Zhou Hengyou as Supervisor For For Shareholder 12.4 Elect Zou Huiping as Supervisor For For Shareholder 13.1 Elect Wang Yupu as Director For For Shareholder 13.2 Elect Li Chunguang as Director For For Shareholder 13.3 Elect Zhang Jianhua as Director For For Shareholder 13.4 Elect Wang Zhigang as Director For For Shareholder 13.5 Elect Dai Houliang as Director For For Shareholder 13.6 Elect Zhang Haichao as Director For For Shareholder 13.7 Elect Jiao Fangzheng as Director For For Shareholder 14.1 Elect Jiang Xiaoming as Director For For Shareholder 14.2 Elect Andrew Y. Yan as Director For Against Shareholder 14.3 Elect Bao Guoming as Director For For Shareholder 14.4 Elect Tang Min as Director For For Shareholder 14.5 Elect Fan Gang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LTD. Ticker: 601186 Security ID: Y1508P102 Meeting Date: OCT 28, 2014 Meeting Type: Special Record Date: SEP 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Standard of For For Management Chairman of the Supervisory Committee 2.01 Elect Meng Fengchao as Director For For Shareholder 2.02 Elect Peng Shugui as Director For For Shareholder 2.03 Elect Zhang Zongyan as Director For For Shareholder 2.04 Elect Zhuang Shangbiao as Director For For Shareholder 2.05 Elect Ge Fuxing as Director For For Shareholder 3.01 Elect Wang Huacheng as Director For For Shareholder 3.02 Elect Sun Patrick as Director For For Shareholder 3.03 Elect Cheng Wen as Director For For Shareholder 3.04 Elect Lu Xiaoqiang as Director For For Shareholder 4.01 Elect Huang Shaojun as Supervisor For For Shareholder 4.02 Elect Li Xuefu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: NOV 13, 2014 Meeting Type: Special Record Date: NOV 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of 2014 Auditor For For Management 2 Approve Investment in Financial For For Management Products -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: JAN 06, 2015 Meeting Type: Special Record Date: DEC 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Non-Independent Director Wang None For Shareholder Chuncheng 1.2 Elect Non-Independent Director Wei Bin None For Shareholder 1.3 Elect Non-Independent Director Du None For Shareholder Wenmin 1.4 Elect Non-Independent Director Chen None For Shareholder Ying 1.5 Elect Non-Independent Director Wu Jun None For Shareholder 1.6 Elect Non-Independent Director Song For For Management Qing 1.7 Elect Non-Independent Director Zhou Hui For For Management 1.8 Elect Independent Director Ye Zuguang For For Management 1.9 Elect Independent Director Mao Yunshi For For Management 1.10 Elect Independent Director Li Changqing For For Management 1.11 Elect Independent Director Zheng Wei For For Management 2.1 Elect Supervisor Yan Biao None For Shareholder 2.2 Elect Supervisor Fang Ming None For Shareholder 2.3 Elect Supervisor Xu Rongxing None For Shareholder -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: JAN 27, 2015 Meeting Type: Special Record Date: JAN 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAY 22, 2015 Meeting Type: Annual Record Date: MAY 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Financial Statements For For Management 4 Approve 2014 Profit Distribution For For Management 5 Approve 2014 Annual Report and Summary For For Management 6 Approve 2015 Daily Related-party For For Management Transactions 7 Approve Allowance of Independent For For Management Directors 8 Approve Amendments to Articles of For For Management Association 9 Approve Allowance of External Directors For For Management 10 Approve Allowance of External For For Management Supervisors -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 01088 Security ID: Y1504C121 Meeting Date: AUG 22, 2014 Meeting Type: Special Record Date: JUL 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Zhang Yuzhuo as Director For For Management 1b Elect Ling Wen as Director For For Management 1c Elect Han Jianguo as Director For For Management 1d Elect Wang Xiaolin as Director For For Management 1e Elect Chen Hongsheng as Director For For Management 1f Elect Wu Ruosi as Director For For Management 2a Elect Fan Hsu Lai Tai as Director For For Management 2b Elect Gong Huazhang as Director For For Management 2c Elect Guo Peizhang as Director For For Management 3a Elect Zhai Richeng as Supervisor For For Management 3b Elect Tang Ning as Supervisor For For Management -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 01088 Security ID: Y1504C121 Meeting Date: MAY 29, 2015 Meeting Type: Annual Record Date: APR 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisory Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as PRC and International Auditors, Respectively and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Debt Financing None For Shareholder Instruments -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 01088 Security ID: Y1504C121 Meeting Date: MAY 29, 2015 Meeting Type: Special Record Date: APR 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: SEP 10, 2014 Meeting Type: Special Record Date: SEP 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: DEC 01, 2014 Meeting Type: Special Record Date: NOV 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 000002 Security ID: Y77421116 Meeting Date: NOV 10, 2014 Meeting Type: Special Record Date: OCT 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 000002 Security ID: Y77421116 Meeting Date: MAY 22, 2015 Meeting Type: Annual Record Date: MAY 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Supervisory For For Management Committee 3 Approve 2014 Annual Report and Audited For For Management Financial Statements 4 Approve Dividend Distribution Plan For For Management 5 Approve KPMG and KPMG Huazhen (Special For For Management General Partnership) as Auditor 6 Approve Bonds Issue For For Management 7 Approve Cooperation with CRC Group For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N109 Meeting Date: DEC 22, 2014 Meeting Type: Special Record Date: DEC 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption and Merger of the For For Management Wholly-owned Subsidiary CITIC Securities (Zhejiang) Company Limited 2 Approve Change of Business Scope and For For Management Amendments to Articles of Association -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N109 Meeting Date: FEB 16, 2015 Meeting Type: Special Record Date: FEB 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class of Shares to be Issued For For Management Relating to the Proposed New H Share Issue 1.2 Approve Time of Issuance Relating to For For Management the Proposed New H Share Issue 1.3 Approve Method of Issuance Relating to For For Management the Proposed New H Share Issue 1.4 Approve Target Places Target Relating For For Management to the Proposed New H Share Issue 1.5 Approve Pricing Mechanism Relating to For For Management the Proposed New H Share Issue 1.6 Approve Method of Subscription For For Management Relating to the Proposed New H Share Issue 1.7 Approve Size of Issuance Relating to For For Management the Proposed New H Share Issue 1.8 Approve Accumulated Profits Relating For For Management to the Proposed New H Share Issue 1.9 Approve Use of Proceeds from the For For Management Proposed New H Share Issue 1.10 Approve Validity Period of the For For Management Resolutions Relating to the Proposed New H Share Issue 1.11 Amend Articles of Association Relating For For Management to the Proposed New H Share Issue 1.12 Authorized Board to Deal with All For For Management Matters Relating to the Proposed New H Share 2 Approve Report on the Use of Proceeds For For Management from the Previous Fundraising Activities of the Company -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N109 Meeting Date: FEB 16, 2015 Meeting Type: Special Record Date: FEB 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class of Shares to be Issued For For Management Relating to the Proposed New H Share Issue 1.2 Approve Time of Issuance Relating to For For Management the Proposed New H Share Issue 1.3 Approve Method of Issuance Relating to For For Management the Proposed New H Share Issue 1.4 Approve Target Places Target Relating For For Management to the Proposed New H Share Issue 1.5 Approve Pricing Mechanism Relating to For For Management the Proposed New H Share Issue 1.6 Approve Method of Subscription For For Management Relating to the Proposed New H Share Issue 1.7 Approve Size of Issuance Relating to For For Management the Proposed New H Share Issue 1.8 Approve Accumulated Profits Relating For For Management to the Proposed New H Share Issue 1.9 Approve Use of Proceeds from the For For Management Proposed New H Share Issue 1.10 Approve Validity Period of the For For Management Resolutions Relating to the Proposed New H Share Issue 1.11 Amend Articles of Association Relating For For Management to the Proposed New H Share Issue 1.12 Authorized Board to Deal with All For For Management Matters Relating to the Proposed New H Share -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: JUN 03, 2015 Meeting Type: Annual Record Date: MAY 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Financial Statements For For Management 4 Approve 2014 Annual Report and Summary For For Management 5 Approve 2014 Profit Distribution For For Management 6 Approve 2014 Special Report on the For For Management Deposit and Usage of Raised Funds 7 Approve Re-appointment of Auditor For For Management 8 Approve Shareholder Return Plan in the For For Management Next Three Years (2015-2017) 9 Approve Employee Stock Ownership Plan For For Management (Draft) and Its Summary 10 Approve "Homeland No. 1" Employee For For Management Stock Ownership Plan (Draft) and Its Summary 11 Approve Change of Implementation For For Management Subject and Location of Certain Convertible Corporate Bond Raised Fund Investment Project -------------------------------------------------------------------------------- HAFEI AVIATION INDUSTRY CO LTD Ticker: 600038 Security ID: Y2981F108 Meeting Date: AUG 12, 2014 Meeting Type: Special Record Date: AUG 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Non-independent Director Cai Yi For For Management 2.2 Elect Non-independent Director Zheng For For Management Qiang 2.3 Elect Non-independent Director Yu Feng For For Management 2.4 Elect Non-independent Director Luo For For Management Linsi 2.5 Elect Non-independent Director Liu Hui For For Management 2.6 Elect Non-independent Director Yan For For Management Lingxi 2.7 Elect Independent Director Bao Huifang For For Management 2.8 Elect Independent Director Wang Yujie For For Management 2.9 Elect Independent Director Wang Yuwei For For Management 3.1 Elect Supervisor Ni Xianping None For Shareholder 3.2 Elect Supervisor Peng Zhiwen None For Shareholder 3.3 Elect Supervisor Hong Bo None For Shareholder 4 Approve Merger by Absorption of For For Management Jingdezhen Changfei Aviation Parts Co. , Ltd. by Jiangxi Changhe Aviation Industry Co., Ltd. -------------------------------------------------------------------------------- HAFEI AVIATION INDUSTRY CO LTD Ticker: 600038 Security ID: Y2981F108 Meeting Date: SEP 25, 2014 Meeting Type: Special Record Date: SEP 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Establishing a For For Management Wholly-owned Subsidiary 2 Approve Change of Company Name to AVIC For For Management Helicopter Co. Ltd. -------------------------------------------------------------------------------- HAITONG SECURITIES CO., LTD. Ticker: 600837 Security ID: Y2988F101 Meeting Date: DEC 30, 2014 Meeting Type: Special Record Date: NOV 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Kaiguo as Director For For Management 1.2 Elect Qu Qiuping as Director For For Management 1.3 Elect Zhuang Guowei as Director For For Management 1.4 Elect Chen Bin as Director For For Management 1.5 Elect Xu Chao as Director For For Management 1.6 Elect Wang Hongxiang as Director For For Management 1.7 Elect Zhang Xinmei as Director For For Management 1.8 Elect He Jianyong as Director For For Management 1.9 Elect Liu Chee Ming as Director For For Management 1.10 Elect Xiao Suining as Director For For Management 1.11 Elect Li Guangrong as Director For For Management 1.12 Elect Lv Changjiang as Director For For Management 1.13 Elect Feng Lun as Director For For Management 2.1 Elect Li Lin as Supervisor For For Management 2.2 Elect Dong Xiaochun as Supervisor For For Management 2.3 Elect Chen Huifeng as Supervisor For For Management 2.4 Elect Cheng Feng as Supervisor For For Management 2.5 Elect Xu Qi as Supervisor For For Management 2.6 Elect Hu Jingwu as Supervisor For For Management 2.7 Elect Feng Huang as Supervisor For For Management 1 Approve Amendments to Articles of For For Management Association and Rules and Procedures for General Meetings -------------------------------------------------------------------------------- HANGZHOU SONGCHENG TOURISM DEVELOPMENT CO LTD Ticker: 300144 Security ID: Y30421104 Meeting Date: JUL 15, 2014 Meeting Type: Special Record Date: JUL 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Hangzhou For For Management Animation Park Renovation Investment Project and Use of Remaining Raised Funds to Permanently Replenish Company's Working Capital 2 Approve Change of Business Scope and For For Management Amendments to Articles of Association -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: Y3990B104 Meeting Date: JAN 23, 2015 Meeting Type: Special Record Date: DEC 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Jianqing as Director For For Management 2 Elect Anthony Francis Neoh as Director For For Management 3 Elect Wang Xiaoya as Director For For Management 4 Elect Ge Rongrong as Director For For Management 5 Elect Zheng Fuqing as Director For For Management 6 Elect Fei Zhoulin as Director For For Management 7 Elect Cheng Fengchao as Director For For Management 8 Elect Wang Chixi as Supervisor For For Management 9 Approve Adjustment to the Valid Period For For Management of the Issue of Eligible Tier-2 Capital Instruments -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 01398 Security ID: Y3990B104 Meeting Date: JUN 19, 2015 Meeting Type: Annual Record Date: MAY 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Work Report of the Board For For Management of Directors 2 Approve 2014 Work Report of the Board For For Management of Supervisors 3 Elect Qian Wenhui as Supervisor For For Management 4 Approve 2014 Audited Accounts For For Management 5 Approve 2014 Profit Distribution Plan For For Management 6 Approve 2015 Fixed Asset Investment For For Management Budget 7 Approve Auditors for 2015 For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Elect Wang Xiquan as Director For For Management 10 Elect Or Ching Fai as Director For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y40847108 Meeting Date: MAY 15, 2015 Meeting Type: Annual Record Date: MAY 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Annual Report and Summary For For Management 2 Approve 2014 Report of the Board of For For Management Directors 3 Approve 2014 Report of the Board of For For Management Supervisors 4 Approve 2015 Management Strategy and For For Management Investment Plan 5 Approve 2014 Financial Statements and For For Management 2015 Financial Budget Report 6 Approve 2014 Profit Distribution and For For Management Capitalization of Capital Reserves 7 By-Elect Zhang Junping as For For Management Non-independent Director 8 By-Elect Lv Gang as Independent For For Management Director 9 Approve 2014 Report of the Independent For For Management Directors 10 Approve Authorization of the Board for For Abstain Management 2015 Provision of Guarantee to the Upstream and Downstream Industry Chain by Subsidiary Guarantee Company and Related Disclosure Information 11 Approve Amendments to Articles of For For Management Association 12 Approve Re-Appointment of Da Hua CPAs For For Management as 2015 Financial and Internal Control Auditor and Payment of Remuneration -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: DEC 17, 2014 Meeting Type: Special Record Date: DEC 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Independent Director Li Botan For For Management -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: MAY 20, 2015 Meeting Type: Annual Record Date: MAY 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Annual Report and Summary For For Management 4 Approve 2014 Financial Statements For For Management 5 Approve 2015 Financial Budget Report For For Management 6 Approve 2014 Profit Distribution For For Management 7 Approve Appointment of 2015 Financial For For Management Auditor 8 Approve 2015 Remuneration of Chairman For For Management of Board 9 Approve 2014 Report of the Independent For For Management Directors 10 Approve a Subsidiary to Provide For Against Management Financial Services to Company's Controlling Shareholder and Its Subsidiaries 11 Approve to Establish the Risk For For Management Management Committee of the Board -------------------------------------------------------------------------------- NARI TECHNOLOGY DEVELOPMENT LTD CO Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: APR 23, 2015 Meeting Type: Annual Record Date: APR 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Financial Statements For For Management 2 Approve 2014 Profit Distribution For For Management 3 Approve 2014 Report of the Independent For For Management Directors 4 Approve Usage of Saved Raised Funds to For For Management Permanently Replenish Working Capital 5 Approve 2014 Report of the Board of For For Management Directors 6 Approve 2014 Annual Report and Summary For For Management 7 Approve 2015 Financial Budget Report For For Management 8 Approve Daily Related-party For For Management Transactions and 2015 Financial Service Agreement Related-party Transaction 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Approve 2014 Report of the Board of For For Management Supervisors 13.01 Elect Xi Guofu as Non-independent For For Management Director 13.02 Elect Zhang Ningjie as Non-independent For For Management Director 14.01 Elect Zheng Chuiyong as Independent For For Management Director 15.01 Elect Zhang Jianwei as Supervisor For For Management 15.02 Elect Ding Haidong as Supervisor For For Management -------------------------------------------------------------------------------- QINGDAO HAIER CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: SEP 29, 2014 Meeting Type: Special Record Date: SEP 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Non-Independent Liu Haifeng None For Shareholder 2 Elect Independent Director Timothy For For Management Yung Cheng Chen 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- QINGDAO HAIER CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: NOV 17, 2014 Meeting Type: Special Record Date: NOV 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management Regarding Acquisition of Equities from Shareholders of Controlled-subsidiary 2 Approve Formulation of Share For For Management Repurchase Long-term Mechanism 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- QINGDAO HAIER CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: JUN 10, 2015 Meeting Type: Annual Record Date: MAY 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Financial Statements For For Management 4 Approve 2014 Annual Report and Summary For For Management 5 Approve 2014 Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Re-signing of Daily For For Shareholder Related-party Transactions and Approve 2015 Daily Related-party Transactions 8 Approve 2014 Internal Control For For Management Evaluation Report 9 Approve Shareholder Return Plan in the For For Management Next Three Years (2015-2017) 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Investment Management System For For Management 13 Approve Related Party Transaction For For Shareholder Regarding Acquisition of Equity of Singapore Investment Holding Pte. Ltd. from Haier (Hongkong) Investment Co., Ltd. 14 Approve Change in Assets Injection For For Shareholder Commitment of Haier Group Co., Ltd. 15 Approve Entrusted Management of Fisher For For Shareholder & Paykel Appliances Holding Limited 16 Approve Capital Increase in Haier For For Shareholder (Hongkong) Co., Ltd. 17 Elect Dai Deming as Independent None For Shareholder Director -------------------------------------------------------------------------------- SAIC MOTOR CORP., LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: NOV 21, 2014 Meeting Type: Special Record Date: NOV 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Supervisor Bian Baiping For For Management -------------------------------------------------------------------------------- SAIC MOTOR CORP., LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: JUN 18, 2015 Meeting Type: Annual Record Date: JUN 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Report of the Independent For For Management Directors 4 Approve 2014 Profit Distribution For For Management 5 Approve 2014 Financial Statements For For Management 6 Approve 2014 Annual Report and Summary For For Management 7 Approve Provision of Guarantees to For For Management SAIC-GMAC Automotive Finance Co., Ltd. 8 Approve Shanghai Automobile Import & For For Management Export Co., Ltd. to Provide Guarantee to Anyo Automotive Materials Co., Ltd. 9 Approve Shanghai Automotive Industry For For Management Sales Co., Ltd. to Provide Guarantee to Anji Leasing Co., Ltd. 10 Approve Re-appointment of Deloitte For For Management Touche Tohmatsu Certified Public Accountants (China) Ltd. as Financial Auditor 11 Approve Re-appointment of Deloitte For For Management Touche Tohmatsu Certified Public Accountants (China) Ltd. as Internal Auditor 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15.01 Elect Chen Hong as Non-independent For For Management Director 15.02 Elect Chen Zhixin as Non-independent For For Management Director 15.03 Elect Xie Rong as Non-independent For For Management Director 16.01 Elect Wang Fanghua as Independent For For Management Director 16.02 Elect Sun Zheng as Independent Director For For Management 16.03 Elect Tao Xinliang as Independent For For Management Director 17.01 Elect Bian Baiping as Supervisor For For Management 17.02 Elect Chen Weifeng as Supervisor For For Management 17.03 Elect Hong Jinxin as Supervisor For For Management -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO., LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: AUG 28, 2014 Meeting Type: Special Record Date: AUG 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Stock Purchase Plan For For Management and Its Draft 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO., LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: OCT 09, 2014 Meeting Type: Special Record Date: SEP 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Provision of For For Management Loan Guarantees to Company's Subsidiaries -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO., LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: DEC 15, 2014 Meeting Type: Special Record Date: DEC 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction For For Management Regarding Transfer of 100% Equity and Related Debts of Suncore Photovoltaic Technology Co., Ltd. to Fujian Sanan Group Co., Ltd. 2 Approve Guarantee Provision for the For For Management Bank Loan Applied by the Wholly-Owned Subsidiary Luminus, Inc. -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Ticker: 600009 Security ID: Y7682X100 Meeting Date: NOV 19, 2014 Meeting Type: Special Record Date: NOV 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Director Zhang For For Management Yongdong 2 Elect Non-Independent Director Yuan For For Management Shunzhou -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 601607 Security ID: Y7685S116 Meeting Date: DEC 16, 2014 Meeting Type: Special Record Date: DEC 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect HE Chuan as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 601607 Security ID: Y7685S116 Meeting Date: MAY 29, 2015 Meeting Type: Annual Record Date: MAY 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2014 Report of the Board of For For Management Directors 2 Accept 2014 Report of the Board of For For Management Supervisors 3 Accept 2014 Final Accounts Report For For Management 4 Approve Financial Budget for 2015 For For Management 5 Approve 2014 Profit Distribution Plan For For Management 6 Approve Proposal Regarding Payment of For For Management Auditor's Fees for 2014 7 Approve Auditors For For Management 8 Approve Proposal Regarding External For For Management Guarantees for 2015 9 Approve Renewal of Financial Service For For Management Agreement and Connected Transactions 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of Debt Financing For For Management Products 12 Approve Satisfaction of Conditions for For For Management Issuing Corporate Bonds 13 Approve Issuance of Corporate Bonds For For Management 13.1 Approve Face Amount of Bonds to be For For Management Issued and Scale of Issuance Under the Issuance of Corporate Bonds 13.2 Approve Issuing Price of Bonds and the For For Management Way to Determine Interest Rate Under the Issuance of Corporate Bonds 13.3 Approve Term of Bonds Under the For For Management Issuance of Corporate Bonds 13.4 Approve Way of Principal and Interest For For Management Repayment Under the Issuance of Corporate Bonds 13.5 Approve Way and Target of Issuance For For Management Under the Issuance of Corporate Bonds 13.6 Approve Use of Proceeds from the For For Management Issuance of Corporate Bonds 13.7 Approve Arrangement of Placement to For For Management Shareholders of the Company Under the Issuance of Corporate Bonds 13.8 Approve Guarantees Under the Issuance For For Management of Corporate Bonds 13.9 Approve Put Provision Under the For For Management Issuance of Corporate Bonds 13.10 Approve Credit Standing of the Company For For Management and Measures to Guarantee Repayment Under the Issuance of Corporate Bonds 13.11 Approve Way of Underwriting Under the For For Management Issuance of Corporate Bonds 13.12 Approve Listing Arrangements Under the For For Management Issuance of Corporate Bonds 13.13 Approve Period of Validity of the For For Management Resolution Under the Issuance of Corporate Bonds 13.14 Authorized Board to Deal with All For For Management Matters in Relation to the Issuance of Corporate Bonds -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: MAY 15, 2015 Meeting Type: Annual Record Date: MAY 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Financial Statements and For For Management 2015 Financial Budget Report 4 Approve 2014 Profit Distribution For For Management 5 Approve Re-appointment of 2015 Auditor For For Management 6 Approve Amendments to Articles of For For Management Association 7.01 Elect Liu Xinyi as Non-independent For For Management Director 7.02 Elect Shao Yaliang as Non-independent For For Management Director 7.03 Elect Gu Jianzhong as Non-independent For For Management Director 7.04 Elect Chen Xiaohong as Non-independent For For Management Director 7.05 Elect Dong Xiuming as Non-independent For For Management Director 7.06 Elect Chen Bichang as Non-independent For For Management Director 8 Approve Issuance of Eligible Tier-2 For For Management Capital Instruments with Write-Down Features -------------------------------------------------------------------------------- SHENZHEN O-FILM TECH CO LTD Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAR 03, 2015 Meeting Type: Special Record Date: FEB 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Regarding Application For For Management of Bank Credit Lines and Guarantee Provision (One) 2 Approve Matters Regarding Application For For Management of Bank Credit Lines and Guarantee Provision (Two) -------------------------------------------------------------------------------- SHENZHEN O-FILM TECH CO LTD Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAY 12, 2015 Meeting Type: Annual Record Date: MAY 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Annual Report and Summary For For Management 2 Approve 2014 Report of the Board of For For Management Directors 3 Approve 2014 Financial Statements For For Management 4 Approve 2014 Internal Control For For Management Self-Evaluation Report 5 Approve Report on the Deposit and For For Management Usage of 2014 Raised Funds 6 Approve 2014 Profit Distribution For For Management 7 Approve Re-Appointment of Auditor For For Management 8 Approve 2014 Report of the Board of For For Management Supervisors 9 Approve Register and Issuance of For For Management Medium-term Notes Amounting to No More than CNY 1.4 Billion -------------------------------------------------------------------------------- SUNING COMMERCE GROUP CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: SEP 22, 2014 Meeting Type: Special Record Date: SEP 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Company's For For Management 2014 Employee Stock Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Company's 2014 Employee Stock Purchase Plan 3 Approve Change of Usage of Partial For For Management Raised Funds -------------------------------------------------------------------------------- SUNING COMMERCE GROUP CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: OCT 31, 2014 Meeting Type: Special Record Date: OCT 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Management System of Independent For For Management Directors 4 Amend Management System of External For For Management Donations 5 Amend Management System of Providing For For Management External Guarantees 6 Amend Management System of External For For Management Investment 7 Approve Innovative Asset Operation For For Management Using Partial Store Properties -------------------------------------------------------------------------------- TBEA CO. LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: JUL 09, 2014 Meeting Type: Special Record Date: JUL 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft of Restricted Stock For For Management Incentive Plan and Its Summary 1.1 Approve Criteria to Select Plan For For Management Participants 1.2 Approve Source and Number of For For Management Underlying Stocks 1.3 Approve List of Participants and For For Management Allocation 1.4 Approve Duration, Grant Date, Locking For For Management Period, Unlocking Period and Lock-up Period of Restricted Stocks 1.5 Approve Grant Price and Price-setting For For Management Basis 1.6 Approve Procedures to Grant and Unlock For For Management the Restricted Stocks 1.7 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.8 Approve Principle of Restricted Stock For For Management Repurchase and Cancellation 1.9 Approve Accounting Treatment and Fair For For Management Value Estimates 1.10 Approve Impact on Company's Perfromance For For Management 1.11 Approve Execution of the Plan and For For Management Grant and Unlocking Procedure of Restricted Stock 1.12 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.13 Approve Conditions to Change or For For Management Terminate the Incentive Plan 2 Approve Methods to Assess the For For Management Perfomance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters Related -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 600600 Security ID: Y8997D110 Meeting Date: JUN 16, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Work Report of the Board For For Management of Directors 2 Approve 2014 Work Report of the Board For For Management of Supervisors 3 Approve 2014 Financial Statements For For Management 4 Approve 2014 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TSUI WAH HOLDINGS LIMITED Ticker: 01314 Security ID: G91150105 Meeting Date: AUG 15, 2014 Meeting Type: Annual Record Date: AUG 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve Final Dividend For For Management 3a1 Elect Lee Yuen Hong as Director For For Management 3a2 Elect Ho Ting Chi as Director For For Management 3a3 Elect Wong Chi Kin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Share Repurchase Program For For Management 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO. LTD. Ticker: 601231 Security ID: Y92776106 Meeting Date: APR 24, 2015 Meeting Type: Annual Record Date: APR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Report of the Board of For For Management Supervisors 3 Approve 2014 Financial Statements For For Management 4 Approve 2014 Annual Report and Summary For For Management 5 Approve 2014 Profit Distribution For For Management 6 Approve 2015 Application of Bank For Against Management Credit Lines 7 Approve 2015 Forward Foreign Exchange For For Management Transactions 8 Approve Re-appointment of Financial For For Management Auditor 9 Approve Re-appointment of Internal For For Management Auditor 10 Approve 2014 Daily Related-party For For Management Transactions 11 Approve 2015 Daily Related-party For For Management Transactions 12 Approve Amendments to Articles of For For Management Association 13 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9828D105 Meeting Date: JUL 18, 2014 Meeting Type: Special Record Date: JUL 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Non-independent Director Liu For For Management Zhongguo 1.2 Elect Non-independent Director Tang For For Management Qiao 1.3 Elect Non-independent Director Chen Lin For For Management 1.4 Elect Non-independent Director Zhang For For Management Hui 1.5 Elect Independent Director Fu Nanping For For Management 1.6 Elect Independent Director Xie Heming For For Management 1.7 Elect Independent Director Zhang For For Management Lishang 2.1 Elect Supervisor Yu Mingshu For For Management 2.2 Elect Supervisor Ren Shiming For For Management 2.3 Elect Supervisor Qiu Ping For For Management 3 Approve Allowance of Independent For For Management Directors and Fees 4 Amend Articles of Association For For Management 5 Approve Financial Services Agreement For Against Management Between the Company and Sichuan Yibin Wuliangye Group Finance Co., Ltd. and Related-party Transaction -------------------------------------------------------------------------------- XTEP INTERNATIONAL HOLDINGS LTD. Ticker: 01368 Security ID: G98277109 Meeting Date: MAY 15, 2015 Meeting Type: Annual Record Date: MAY 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4 Elect Lin Zhang Li as Director For For Management 5 Elect Ding Ming Zhong as Director For For Management 6 Elect Gao Xian Feng as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- YONYOU SOFTWARE CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: DEC 19, 2014 Meeting Type: Special Record Date: DEC 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of New Shares 2 Approve Private Placement of New Shares For For Management 2.1 Approve Issue Manner For For Management 2.2 Approve Share Type and Par Value For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Subscription Method For For Management 2.6 Approve Listing Exchange For For Management 2.7 Approve Issue Price and Pricing Basis For For Management 2.8 Approve Lock-up Period For For Management 2.9 Approve Intended Usage of Raised Funds For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- YONYOU SOFTWARE CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: JAN 09, 2015 Meeting Type: Special Record Date: JAN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: 000759 Security ID: Y9715V101 Meeting Date: JUL 21, 2014 Meeting Type: Special Record Date: JUL 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Exemption on For For Management Fulfillment of Certain Commitments -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: 000759 Security ID: Y9715V101 Meeting Date: DEC 31, 2014 Meeting Type: Special Record Date: DEC 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.1 Elect Non-Independent Director Liu Cong None For Shareholder 3.2 Elect Non-Independent Director Wang None For Shareholder Jianguo 3.3 Elect Non-Independent Director Wang None For Shareholder Chun 3.4 Elect Non-Independent Director Zhang None For Shareholder Jingyi 3.5 Elect Non-Independent Director Li Guo None For Shareholder 3.6 Elect Non-Independent Director Zhou None For Shareholder Yisheng 3.7 Elect Independent Director Tang Jianxin For For Management 3.8 Elect Independent Director Zhu Xinrong For For Management 3.9 Elect Independent Director Zeng Guo'an For For Management 3.10 Elect Independent Director Zhang Tianwu For For Management 4.1 Elect Supervisor Ma Quanli For For Management 4.2 Elect Supervisor Hu Jian For For Management 4.3 Elect Supervisor Tang Yong For For Management 5 Approve Operators Remuneration For For Management Management System 6 Approve Appointment of Co-lead For For Management Underwriter in Connection to Company's Issuance of Super & Short-term Commercial Paper -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: Security ID: Y9715V101 Meeting Date: APR 21, 2015 Meeting Type: Annual Record Date: APR 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2014 Report of the Board of For For Management Directors 2 Approve 2014 Annual Report and Summary For For Management 3 Approve 2014 Report of the Board of For For Management Supervisors 4 Approve 2014 Financial Statements For For Management 5 Approve 2014 Profit Distribution For For Management 6 Approve 2014 Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 8 Approve Re-appointment of Union Power For For Management CPAs as Auditor ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Morgan Stanley China A Share Fund, Inc. |
By (Signature and Title)* | |
/s/ John H. Gernon | |
John H. Gernon | |
President and Principal Executive Officer |
Date | August 28, 2015 |
* Print the name and title of each signing officer under his or her signature.