UNITED STATES
SECURITIES AND EXCHANGE

COMMISSION
Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21926

 

Morgan Stanley China A Share Fund, Inc.
(Exact name of registrant as specified in charter)

 

522 Fifth Avenue,  New York, New York 10036
(Address of principal executive offices) (Zip code)

 

Joseph Benedetti, Esq.

 

Managing Director

 

Morgan Stanley Investment Management Inc.

 

522 Fifth Avenue

 

New York, New York  10036
(Name and address of agent for service)

 

Registrant's telephone number, including area code: 800-231-2608  

 

Date of fiscal year end: 12/31  

 

Date of reporting period: 7/1/14 – 6/30/15  

  

 

 

 
 

******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-21926
Reporting Period: 07/01/2014 - 06/30/2015
Morgan Stanley China A Share Fund, Inc.









=================== Morgan Stanley China A Share Fund, Inc. ====================


ANHUI CONCH CEMENT COMPANY LTD

Ticker:       600585         Security ID:  Y01373110
Meeting Date: MAR 10, 2015   Meeting Type: Special
Record Date:  FEB 06, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Zhao Jianguang as Director        For       For          Management


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ANHUI CONCH CEMENT COMPANY LTD

Ticker:       600585         Security ID:  Y01373110
Meeting Date: JUN 02, 2015   Meeting Type: Annual
Record Date:  APR 30, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Supervisory       For       For          Management
      Committee
3     Approve Audited Financial Reports and   For       For          Management
      International Financial Reporting
      Standards
4     Approve KPMG Huazhen CPA (Special       For       For          Management
      General Partnership) and KPMG CPA as
      PRC and International (Financial)
      Auditors Respectively, Approve KPMG
      Huazhen CPA as Internal Control
      Auditor of the Company, and Authorize
      Board to Fix Their Remuneration
5     Approve Profit Appropriation Proposal   For       For          Management
6     Approve the Guarantees Provided by the  For       For          Management
      Company for the Bank Borrowings of
      Certain Subsidiaries and Invested
      Companies
7     Elect Qi Shengli as Supervisor          For       For          Management
8     Elect Wang Pengfei as Supervisor        For       For          Management
9     Amend Articles of Association Re:       For       For          Management
      Scope of Business
10    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights


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BAOSHAN IRON & STEEL CO., LTD.

Ticker:       600019         Security ID:  Y0698U103
Meeting Date: OCT 15, 2014   Meeting Type: Special
Record Date:  SEP 30, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Non-Independent Director Chen     For       For          Management
      Derong


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BAOSHAN IRON & STEEL CO., LTD.

Ticker:       600019         Security ID:  Y0698U103
Meeting Date: JAN 26, 2015   Meeting Type: Special
Record Date:  JAN 16, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Application of Direct           For       For          Management
      Financing in Domestic and Foreign
      Markets


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BAOSHAN IRON & STEEL CO., LTD.

Ticker:       600019         Security ID:  Y0698U103
Meeting Date: APR 24, 2015   Meeting Type: Annual
Record Date:  APR 15, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Annual Report and Summary  For       For          Management
2     Approve 2014 Financial Statements       For       For          Management
3     Approve 2014 Profit Distribution        For       For          Management
4     Approve 2014 Remuneration of            For       For          Management
      Directors, Supervisors and Senior
      Management Implementation Report
5     Approve 2014 Report of the Board of     For       For          Management
      Directors
6     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
7     Approve 2015 Daily Related-party        For       For          Management
      Transactions
8     Approve 2015 Financial Budget Report    For       For          Management
9     Approve Re-appointment of Deloitte      For       For          Management
      Touche Tohmatsu CPA as 2015
      Independent Auditor
10.01 Elect Chen Derong as Non-independent    For       For          Management
      Director
10.02 Elect Dai Zhihao as Non-independent     For       For          Management
      Director
10.03 Elect Zhao Zhouli as Non-independent    For       For          Management
      Director
10.04 Elect Zhu Junsheng as Non-independent   For       For          Management
      Director
10.05 Elect Wang Li as Non-independent        For       For          Management
      Director
10.06 Elect Bei Kewei as Non-independent      For       For          Management
      Director
10.07 Elect Huang Yuchang as Independent      For       For          Management
      Director
10.08 Elect Liu Wenbo as Independent Director For       For          Management
10.09 Elect Xia Dawei as Independent Director For       For          Management
10.10 Elect Li Li as Independent Director     For       For          Management
11    Approve Establishment of Board          For       For          Management
      Nomination Committee
12.01 Elect Chen Ying as Supervisor           For       For          Management
12.02 Elect Wu Kunzong as Supervisor          For       For          Management
12.03 Elect Liu Guowang as Supervisor         For       For          Management
13    Approve Amendments to Articles of       For       For          Management
      Association


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BEIJING WANGFUJING DEPARTMENT STORE (GROUP) CO., LTD.

Ticker:       600859         Security ID:  Y0770F107
Meeting Date: JUN 05, 2015   Meeting Type: Annual
Record Date:  MAY 29, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2014 Financial Statements       For       For          Management
4     Approve 2014 Profit and Dividend        For       For          Management
      Distribution
5     Approve 2014 Annual Report and Summary  For       For          Management
6     Approve Change of Usage of Partial      For       For          Management
      Raised Funds
7     Approve Amendments to Articles of       For       For          Management
      Association
8     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
9     Approve Re-appointment of 2015 Auditor  For       For          Management


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BONA FILM GROUP LTD.

Ticker:       BONA           Security ID:  09777B107
Meeting Date: DEC 29, 2014   Meeting Type: Annual
Record Date:  DEC 03, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendment of 2010 Stock         For       Against      Management
      Incentive Plan
2     Approve Adoption of Audited Financial   For       For          Management
      Statements and Report of Independent
      Registered Public Accounting Firm
3     Approve Ratification of the             For       For          Management
      Appointment of Deloitte Touche
      Tohmatsu Certified Public Accountants
      LLP as Auditor of the Company for the
      Fiscal Year Ending December 31, 2014


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BONA FILM GROUP LTD.

Ticker:       BONA           Security ID:  09777B107
Meeting Date: FEB 13, 2015   Meeting Type: Special
Record Date:  JAN 20, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Increase In the Maximum Number  For       Against      Management
      of Ordinary Share(S) of US$0.0005 Par
      Value Each of the Company Subject to
      2010 Stock Incentive Plan of the
      Company and Amendment of Clause 3(A)
      of the Plan


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CHINA LIFE INSURANCE CO. LIMITED

Ticker:       02628          Security ID:  Y1477R220
Meeting Date: AUG 18, 2014   Meeting Type: Special
Record Date:  AUG 08, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Chang Tso Tung, Stephen as        For       For          Management
      Director
2     Elect Xiong Junhong as Supervisor       For       For          Management
3     Amend Procedural Rules for the          For       For          Management
      Supervisory Committee Meetings
4     Elect Huang Yiping as Director          For       For          Management


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CHINA LIFE INSURANCE CO. LIMITED

Ticker:       02628          Security ID:  Y1477R220
Meeting Date: DEC 29, 2014   Meeting Type: Special
Record Date:  DEC 19, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Continuing Connected            For       For          Management
      Transaction and Related Annual Cap


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CHINA MERCHANTS BANK CO LTD

Ticker:       600036         Security ID:  Y14896107
Meeting Date: OCT 20, 2014   Meeting Type: Special
Record Date:  OCT 13, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Li Xiaopeng as Director           For       For          Management
2.1   Elect Antony Leung as Director          For       For          Management
2.2   Elect Zhao Jun as Director              For       For          Management
3     Elect Jin Qingjun as Supervisor         For       For          Management


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CHINA MERCHANTS BANK CO LTD

Ticker:       600036         Security ID:  Y14896107
Meeting Date: JUN 19, 2015   Meeting Type: Annual
Record Date:  JUN 12, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Work Report of the Board of     For       For          Management
      Directors
2     Approve Work Report of the Board of     For       For          Management
      Supervisors
3     Approve Annual Report                   For       For          Management
4     Approve Audited Financial Statements    For       For          Management
5     Approve Profit Appropriation Plan       For       For          Management
6     Approve Auditor and Authorize Board to  For       For          Management
      Fix Their Remuneration
7     Approve Assessment Report on the Duty   For       For          Management
      Performance of Directors
8     Approve Assessment Report on the Duty   For       For          Management
      Performance of Supervisors
9     Approve Assessment Report on the Duty   For       For          Management
      Performance and Cross-Evaluation of
      Independent Directors
10    Approve Assessment Report on the Duty   For       For          Management
      Performance and Cross-Evaluation of
      External Supervisors
11    Approve Related Party Transaction       For       For          Management
      Report
12    Approve Extension of the Validity       For       For          Management
      Period for the Issuance of Financial
      Bonds
13    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
14    Approve Resolution Regarding Private    For       For          Management
      Placement of A Shares
15.01 Approve Class of Shares to be Issued    For       For          Management
      and the Nominal Value in Relation to
      the Private Placement of A Shares
15.02 Approve Method of Issue in Relation to  For       For          Management
      the Private Placement of A Shares
15.03 Approve Target Subscriber and Method    For       For          Management
      of Subscription in Relation to the
      Private Placement of A Shares
15.04 Approve Issue Price and the Basis for   For       For          Management
      Pricing in Relation to the Private
      Placement of A Shares
15.05 Approve Number and Amount of the        For       For          Management
      Shares to be Issued in Relation to the
      Private Placement of A Shares
15.06 Approve Lock-Up Period Arrangement in   For       For          Management
      Relation to the Private Placement of A
      Shares
15.07 Approve Place of Listing in Relation    For       For          Management
      to the Private Placement of A Shares
15.08 Approve Use of Proceeds in Relation to  For       For          Management
      the Private Placement of A Shares
15.09 Approve Arrangement of Undistributable  For       For          Management
      Profit of the Company Prior to the
      Private Placement in Relation to the
      Private Placement of A Shares
15.10 Approve Effective Period of the         For       For          Management
      Shareholders' Resolutions in Relation
      to the Private Placement of A Shares
16    Approve the 2015 First Phase Employee   For       For          Management
      Stock Ownership Scheme and its Summary
      in Relation to the Private Placement
      of A Shares
17    Approve the Plan on Private Placement   For       For          Management
      of A Shares
18    Approve the Connected Transaction       For       For          Management
      Relating to the Private Placement of A
      Shares
19    Approve Feasibility Report on the Use   For       For          Management
      of Proceeds Raised from the Private
      Placement of A Shares
20    Approve Report of Use of Proceeds       For       For          Management
      Raised from the Private Placement of A
      Shares
21    Authorized Board to Deal with All       For       For          Management
      Matters in Relation to Private
      Placement of A Shares
22    Approve Termination of H Share          For       For          Management
      Appreciation Rights
23    Approve the Conditional Share           For       For          Management
      Subscription Agreement on Private
      Placement in Relation to the Private
      Placement of A Shares
24    Approve Shareholder' Return Plan for    For       For          Management
      2015 to 2017
25    Approve Capital Plan for 2015 to 2017   For       For          Management
26    Approve Analysis on the Dilution of     For       For          Management
      Current Returns Caused by the Private
      Placement of A Shares and its Remedial
      Measures


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CHINA MERCHANTS BANK CO LTD

Ticker:       600036         Security ID:  Y14896107
Meeting Date: JUN 19, 2015   Meeting Type: Special
Record Date:  JUN 12, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.01  Approve Class and Nominal Values of     For       For          Management
      Shares to be Issued
1.02  Approve Method and Time of Issue        For       For          Management
1.03  Approve Target Subscriber and Method    For       For          Management
      of Subscription
1.04  Approve Issue Price and Basis for       For       For          Management
      Pricing
1.05  Approve Number and Amount of Shares to  For       For          Management
      be Issued
1.06  Approve Lock-Up Period Arrangement      For       For          Management
1.07  Approve Place of Listing                For       For          Management
1.08  Approve Use of Proceeds                 For       For          Management
1.09  Approve Arrangement of Undistributable  For       For          Management
      Profit of the Company Prior to the
      Private Placement
1.10  Approve Effective Period of the         For       For          Management
      Shareholders' Resolutions
2     Approve the Plan on Private Placement   For       For          Management
      of A Shares
3     Authorized Board to Deal with All       For       For          Management
      Matters in Relation to Private
      Placement of A Shares


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CHINA OVERSEAS GRAND OCEANS GROUP LTD.

Ticker:       00081          Security ID:  Y1505S117
Meeting Date: JUN 02, 2015   Meeting Type: Annual
Record Date:  MAY 29, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3a    Elect Zhang Guiqing as Director         For       For          Management
3b    Elect Yang Hai Song as Director         For       For          Management
3c    Elect Chung Shui Ming, Timpson as       For       Against      Management
      Director
3d    Elect Lo Yiu Ching, Dantes as Director  For       For          Management
4     Authorize Board to Fix Remuneration of  For       For          Management
      Directors
5     Approve BDO Limited as Auditors and     For       For          Management
      Authorize Board to Fix Their
      Remuneration
6     Authorize Repurchase of Issued Share    For       For          Management
      Capital
7     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
8     Authorize Reissuance of Repurchased     For       Against      Management
      Shares


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CHINA PACIFIC INSURANCE (GROUP) CO., LTD

Ticker:       601601         Security ID:  Y1505Z111
Meeting Date: MAY 22, 2015   Meeting Type: Annual
Record Date:  MAY 15, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2014 Annual Report of A shares  For       For          Management
4     Approve 2014 Annual Report of H shares  For       For          Management
5     Accept 2014 Financial Statements and    For       For          Management
      Statutory Reports
6     Approve Profit Distribution Plan        For       For          Management
7     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP as PRC Auditor and Internal
      Control Auditor and
      PricewaterhouseCoopers as Overseas
      Auditor and Authorize Board to Fix
      Their Remuneration
8     Approve 2014 Due Diligence Report of    For       For          Management
      the Directors
9     Approve 2014 Report on Performance of   For       For          Management
      Independent Directors
10    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
11    Approve Proposal on Contemplated        For       For          Management
      Routine Related Party Transaction in
      Respect of Funds Utilisation
12    Elect Wang Jian as Director             None      For          Shareholder


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CHINA PETROLEUM & CHEMICAL CORP.

Ticker:       00386          Security ID:  Y15010112
Meeting Date: DEC 23, 2014   Meeting Type: Special
Record Date:  NOV 21, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Shanghai Petrochemical A Share  For       For          Management
      Option Incentive Scheme (Draft)
2     Approve Provision of External           For       For          Management
      Guarantees


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CHINA PETROLEUM & CHEMICAL CORP.

Ticker:       00386          Security ID:  Y15010112
Meeting Date: MAY 27, 2015   Meeting Type: Annual
Record Date:  APR 10, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Supervisory       For       For          Management
      Committee
3     Approve Financial Statements and        For       For          Management
      Statutory Reports
4     Approve Profit Distribution Plan for    For       For          Management
      the Year Ended Dec. 31, 2014
5     Approve Interim Profit Distribution     For       For          Management
      Plan for the Year 2015
6     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP and PricewaterhouseCoopers as
      External Auditors and Authorize Board
      to Fix Their Remuneration
7     Approve Service Contracts with          For       For          Management
      Directors and Supervisors
8     Authorize Secretary of the Board to     For       For          Management
      Deal With All Matters Relating to the
      Election of Directors and Supervisors
9     Amend Articles of Association           For       For          Management
10    Authorize Board to Determine the        For       For          Management
      Proposed Plan for the Issuance of Debt
      Financing Instruments
11    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
12.1  Elect Liu Yun as Supervisor             For       For          Shareholder
12.2  Elect Liu Zhongyun as Supervisor        For       For          Shareholder
12.3  Elect Zhou Hengyou as Supervisor        For       For          Shareholder
12.4  Elect Zou Huiping as Supervisor         For       For          Shareholder
13.1  Elect Wang Yupu as Director             For       For          Shareholder
13.2  Elect Li Chunguang as Director          For       For          Shareholder
13.3  Elect Zhang Jianhua as Director         For       For          Shareholder
13.4  Elect Wang Zhigang as Director          For       For          Shareholder
13.5  Elect Dai Houliang as Director          For       For          Shareholder
13.6  Elect Zhang Haichao as Director         For       For          Shareholder
13.7  Elect Jiao Fangzheng as Director        For       For          Shareholder
14.1  Elect Jiang Xiaoming as Director        For       For          Shareholder
14.2  Elect Andrew Y. Yan as Director         For       Against      Shareholder
14.3  Elect Bao Guoming as Director           For       For          Shareholder
14.4  Elect Tang Min as Director              For       For          Shareholder
14.5  Elect Fan Gang as Director              For       For          Shareholder


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CHINA RAILWAY CONSTRUCTION CORPORATION LTD.

Ticker:       601186         Security ID:  Y1508P102
Meeting Date: OCT 28, 2014   Meeting Type: Special
Record Date:  SEP 26, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Remuneration Standard of        For       For          Management
      Chairman of the Supervisory Committee
2.01  Elect Meng Fengchao as Director         For       For          Shareholder
2.02  Elect Peng Shugui as Director           For       For          Shareholder
2.03  Elect Zhang Zongyan as Director         For       For          Shareholder
2.04  Elect Zhuang Shangbiao as Director      For       For          Shareholder
2.05  Elect Ge Fuxing as Director             For       For          Shareholder
3.01  Elect Wang Huacheng as Director         For       For          Shareholder
3.02  Elect Sun Patrick as Director           For       For          Shareholder
3.03  Elect Cheng Wen as Director             For       For          Shareholder
3.04  Elect Lu Xiaoqiang as Director          For       For          Shareholder
4.01  Elect Huang Shaojun as Supervisor       For       For          Shareholder
4.02  Elect Li Xuefu as Supervisor            For       For          Shareholder


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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.

Ticker:       000999         Security ID:  Y7503B105
Meeting Date: NOV 13, 2014   Meeting Type: Special
Record Date:  NOV 07, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Appointment of 2014 Auditor     For       For          Management
2     Approve Investment in Financial         For       For          Management
      Products


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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.

Ticker:       000999         Security ID:  Y7503B105
Meeting Date: JAN 06, 2015   Meeting Type: Special
Record Date:  DEC 29, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Non-Independent Director Wang     None      For          Shareholder
      Chuncheng
1.2   Elect Non-Independent Director Wei Bin  None      For          Shareholder
1.3   Elect Non-Independent Director Du       None      For          Shareholder
      Wenmin
1.4   Elect Non-Independent Director Chen     None      For          Shareholder
      Ying
1.5   Elect Non-Independent Director Wu Jun   None      For          Shareholder
1.6   Elect Non-Independent Director Song     For       For          Management
      Qing
1.7   Elect Non-Independent Director Zhou Hui For       For          Management
1.8   Elect Independent Director Ye Zuguang   For       For          Management
1.9   Elect Independent Director Mao Yunshi   For       For          Management
1.10  Elect Independent Director Li Changqing For       For          Management
1.11  Elect Independent Director Zheng Wei    For       For          Management
2.1   Elect Supervisor Yan Biao               None      For          Shareholder
2.2   Elect Supervisor Fang Ming              None      For          Shareholder
2.3   Elect Supervisor Xu Rongxing            None      For          Shareholder


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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.

Ticker:       000999         Security ID:  Y7503B105
Meeting Date: JAN 27, 2015   Meeting Type: Special
Record Date:  JAN 21, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association


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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.

Ticker:       000999         Security ID:  Y7503B105
Meeting Date: MAY 22, 2015   Meeting Type: Annual
Record Date:  MAY 18, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2014 Financial Statements       For       For          Management
4     Approve 2014 Profit Distribution        For       For          Management
5     Approve 2014 Annual Report and Summary  For       For          Management
6     Approve 2015 Daily Related-party        For       For          Management
      Transactions
7     Approve Allowance of Independent        For       For          Management
      Directors
8     Approve Amendments to Articles of       For       For          Management
      Association
9     Approve Allowance of External Directors For       For          Management
10    Approve Allowance of External           For       For          Management
      Supervisors


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CHINA SHENHUA ENERGY CO., LTD.

Ticker:       01088          Security ID:  Y1504C121
Meeting Date: AUG 22, 2014   Meeting Type: Special
Record Date:  JUL 23, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Zhang Yuzhuo as Director          For       For          Management
1b    Elect Ling Wen as Director              For       For          Management
1c    Elect Han Jianguo as Director           For       For          Management
1d    Elect Wang Xiaolin as Director          For       For          Management
1e    Elect Chen Hongsheng as Director        For       For          Management
1f    Elect Wu Ruosi as Director              For       For          Management
2a    Elect Fan Hsu Lai Tai as Director       For       For          Management
2b    Elect Gong Huazhang as Director         For       For          Management
2c    Elect Guo Peizhang as Director          For       For          Management
3a    Elect Zhai Richeng as Supervisor        For       For          Management
3b    Elect Tang Ning as Supervisor           For       For          Management


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CHINA SHENHUA ENERGY CO., LTD.

Ticker:       01088          Security ID:  Y1504C121
Meeting Date: MAY 29, 2015   Meeting Type: Annual
Record Date:  APR 29, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisory Committee
3     Accept Financial Statements and         For       For          Management
      Statutory Reports
4     Approve Profit Distribution Plan        For       For          Management
5     Approve Remuneration of Directors and   For       For          Management
      Supervisors
6     Approve Deloitte Touche Tohmatsu        For       For          Management
      Certified Public Accountants LLP and
      Deloitte Touche Tohmatsu as PRC and
      International Auditors, Respectively
      and Authorize Board to Fix Their
      Remuneration
7     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
8     Authorize Repurchase of Issued Share    For       For          Management
      Capital
9     Approve Issuance of Debt Financing      None      For          Shareholder
      Instruments


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CHINA SHENHUA ENERGY CO., LTD.

Ticker:       01088          Security ID:  Y1504C121
Meeting Date: MAY 29, 2015   Meeting Type: Special
Record Date:  APR 29, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Authorize Repurchase of Issued Share    For       For          Management
      Capital


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CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.

Ticker:       601668         Security ID:  Y1R16Z106
Meeting Date: SEP 10, 2014   Meeting Type: Special
Record Date:  SEP 03, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association


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CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.

Ticker:       601668         Security ID:  Y1R16Z106
Meeting Date: DEC 01, 2014   Meeting Type: Special
Record Date:  NOV 25, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association
2     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders


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CHINA VANKE CO., LTD.

Ticker:       000002         Security ID:  Y77421116
Meeting Date: NOV 10, 2014   Meeting Type: Special
Record Date:  OCT 31, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Issuance of Debt Financing      For       For          Management
      Instruments


--------------------------------------------------------------------------------

CHINA VANKE CO., LTD.

Ticker:       000002         Security ID:  Y77421116
Meeting Date: MAY 22, 2015   Meeting Type: Annual
Record Date:  MAY 13, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Supervisory  For       For          Management
      Committee
3     Approve 2014 Annual Report and Audited  For       For          Management
      Financial Statements
4     Approve Dividend Distribution Plan      For       For          Management
5     Approve KPMG and KPMG Huazhen (Special  For       For          Management
      General Partnership) as Auditor
6     Approve Bonds Issue                     For       For          Management
7     Approve Cooperation with CRC Group      For       For          Management


--------------------------------------------------------------------------------

CITIC SECURITIES CO., LTD.

Ticker:       600030         Security ID:  Y1639N109
Meeting Date: DEC 22, 2014   Meeting Type: Special
Record Date:  DEC 15, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Absorption and Merger of the    For       For          Management
      Wholly-owned Subsidiary CITIC
      Securities (Zhejiang) Company Limited
2     Approve Change of Business Scope and    For       For          Management
      Amendments to Articles of Association


--------------------------------------------------------------------------------

CITIC SECURITIES CO., LTD.

Ticker:       600030         Security ID:  Y1639N109
Meeting Date: FEB 16, 2015   Meeting Type: Special
Record Date:  FEB 09, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Approve Class of Shares to be Issued    For       For          Management
      Relating to the Proposed New H Share
      Issue
1.2   Approve Time of Issuance Relating to    For       For          Management
      the Proposed New H Share Issue
1.3   Approve Method of Issuance Relating to  For       For          Management
      the Proposed New H Share Issue
1.4   Approve Target Places Target Relating   For       For          Management
      to the Proposed New H Share Issue
1.5   Approve Pricing Mechanism Relating to   For       For          Management
      the Proposed New H Share Issue
1.6   Approve Method of Subscription          For       For          Management
      Relating to the Proposed New H Share
      Issue
1.7   Approve Size of Issuance Relating to    For       For          Management
      the Proposed New H Share Issue
1.8   Approve Accumulated Profits Relating    For       For          Management
      to the Proposed New H Share Issue
1.9   Approve Use of Proceeds from the        For       For          Management
      Proposed New H Share Issue
1.10  Approve Validity Period of the          For       For          Management
      Resolutions Relating to the Proposed
      New H Share Issue
1.11  Amend Articles of Association Relating  For       For          Management
      to the Proposed New H Share Issue
1.12  Authorized Board to Deal with All       For       For          Management
      Matters Relating to the Proposed New H
      Share
2     Approve Report on the Use of Proceeds   For       For          Management
      from the Previous Fundraising
      Activities of the Company


--------------------------------------------------------------------------------

CITIC SECURITIES CO., LTD.

Ticker:       600030         Security ID:  Y1639N109
Meeting Date: FEB 16, 2015   Meeting Type: Special
Record Date:  FEB 09, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Approve Class of Shares to be Issued    For       For          Management
      Relating to the Proposed New H Share
      Issue
1.2   Approve Time of Issuance Relating to    For       For          Management
      the Proposed New H Share Issue
1.3   Approve Method of Issuance Relating to  For       For          Management
      the Proposed New H Share Issue
1.4   Approve Target Places Target Relating   For       For          Management
      to the Proposed New H Share Issue
1.5   Approve Pricing Mechanism Relating to   For       For          Management
      the Proposed New H Share Issue
1.6   Approve Method of Subscription          For       For          Management
      Relating to the Proposed New H Share
      Issue
1.7   Approve Size of Issuance Relating to    For       For          Management
      the Proposed New H Share Issue
1.8   Approve Accumulated Profits Relating    For       For          Management
      to the Proposed New H Share Issue
1.9   Approve Use of Proceeds from the        For       For          Management
      Proposed New H Share Issue
1.10  Approve Validity Period of the          For       For          Management
      Resolutions Relating to the Proposed
      New H Share Issue
1.11  Amend Articles of Association Relating  For       For          Management
      to the Proposed New H Share Issue
1.12  Authorized Board to Deal with All       For       For          Management
      Matters Relating to the Proposed New H
      Share


--------------------------------------------------------------------------------

GOERTEK INC.

Ticker:       002241         Security ID:  Y27360109
Meeting Date: JUN 03, 2015   Meeting Type: Annual
Record Date:  MAY 28, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2014 Financial Statements       For       For          Management
4     Approve 2014 Annual Report and Summary  For       For          Management
5     Approve 2014 Profit Distribution        For       For          Management
6     Approve 2014 Special Report on the      For       For          Management
      Deposit and Usage of Raised Funds
7     Approve Re-appointment of Auditor       For       For          Management
8     Approve Shareholder Return Plan in the  For       For          Management
      Next Three Years (2015-2017)
9     Approve Employee Stock Ownership Plan   For       For          Management
      (Draft) and Its Summary
10    Approve "Homeland No. 1" Employee       For       For          Management
      Stock Ownership Plan (Draft) and Its
      Summary
11    Approve Change of Implementation        For       For          Management
      Subject and Location of Certain
      Convertible Corporate Bond Raised Fund
      Investment Project


--------------------------------------------------------------------------------

HAFEI AVIATION INDUSTRY CO LTD

Ticker:       600038         Security ID:  Y2981F108
Meeting Date: AUG 12, 2014   Meeting Type: Special
Record Date:  AUG 05, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association
2.1   Elect Non-independent Director Cai Yi   For       For          Management
2.2   Elect Non-independent Director Zheng    For       For          Management
      Qiang
2.3   Elect Non-independent Director Yu Feng  For       For          Management
2.4   Elect Non-independent Director Luo      For       For          Management
      Linsi
2.5   Elect Non-independent Director Liu Hui  For       For          Management
2.6   Elect Non-independent Director Yan      For       For          Management
      Lingxi
2.7   Elect Independent Director Bao Huifang  For       For          Management
2.8   Elect Independent Director Wang Yujie   For       For          Management
2.9   Elect Independent Director Wang Yuwei   For       For          Management
3.1   Elect Supervisor Ni Xianping            None      For          Shareholder
3.2   Elect Supervisor Peng Zhiwen            None      For          Shareholder
3.3   Elect Supervisor Hong Bo                None      For          Shareholder
4     Approve Merger by Absorption of         For       For          Management
      Jingdezhen Changfei Aviation Parts Co.
      , Ltd. by Jiangxi Changhe Aviation
      Industry Co., Ltd.


--------------------------------------------------------------------------------

HAFEI AVIATION INDUSTRY CO LTD

Ticker:       600038         Security ID:  Y2981F108
Meeting Date: SEP 25, 2014   Meeting Type: Special
Record Date:  SEP 18, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Investment in Establishing a    For       For          Management
      Wholly-owned Subsidiary
2     Approve Change of Company Name to AVIC  For       For          Management
      Helicopter Co. Ltd.


--------------------------------------------------------------------------------

HAITONG SECURITIES CO., LTD.

Ticker:       600837         Security ID:  Y2988F101
Meeting Date: DEC 30, 2014   Meeting Type: Special
Record Date:  NOV 28, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Wang Kaiguo as Director           For       For          Management
1.2   Elect Qu Qiuping as Director            For       For          Management
1.3   Elect Zhuang Guowei as Director         For       For          Management
1.4   Elect Chen Bin as Director              For       For          Management
1.5   Elect Xu Chao as Director               For       For          Management
1.6   Elect Wang Hongxiang as Director        For       For          Management
1.7   Elect Zhang Xinmei as Director          For       For          Management
1.8   Elect He Jianyong as Director           For       For          Management
1.9   Elect Liu Chee Ming as Director         For       For          Management
1.10  Elect Xiao Suining as Director          For       For          Management
1.11  Elect Li Guangrong as Director          For       For          Management
1.12  Elect Lv Changjiang as Director         For       For          Management
1.13  Elect Feng Lun as Director              For       For          Management
2.1   Elect Li Lin as Supervisor              For       For          Management
2.2   Elect Dong Xiaochun as Supervisor       For       For          Management
2.3   Elect Chen Huifeng as Supervisor        For       For          Management
2.4   Elect Cheng Feng as Supervisor          For       For          Management
2.5   Elect Xu Qi as Supervisor               For       For          Management
2.6   Elect Hu Jingwu as Supervisor           For       For          Management
2.7   Elect Feng Huang as Supervisor          For       For          Management
1     Approve Amendments to Articles of       For       For          Management
      Association and Rules and Procedures
      for General Meetings


--------------------------------------------------------------------------------

HANGZHOU SONGCHENG TOURISM DEVELOPMENT CO LTD

Ticker:       300144         Security ID:  Y30421104
Meeting Date: JUL 15, 2014   Meeting Type: Special
Record Date:  JUL 10, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Completion of Hangzhou          For       For          Management
      Animation Park Renovation Investment
      Project and Use of Remaining Raised
      Funds to Permanently Replenish
      Company's Working Capital
2     Approve Change of Business Scope and    For       For          Management
      Amendments to Articles of Association


--------------------------------------------------------------------------------

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED

Ticker:       01398          Security ID:  Y3990B104
Meeting Date: JAN 23, 2015   Meeting Type: Special
Record Date:  DEC 23, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Jiang Jianqing as Director        For       For          Management
2     Elect Anthony Francis Neoh as Director  For       For          Management
3     Elect Wang Xiaoya as Director           For       For          Management
4     Elect Ge Rongrong as Director           For       For          Management
5     Elect Zheng Fuqing as Director          For       For          Management
6     Elect Fei Zhoulin as Director           For       For          Management
7     Elect Cheng Fengchao as Director        For       For          Management
8     Elect Wang Chixi as Supervisor          For       For          Management
9     Approve Adjustment to the Valid Period  For       For          Management
      of the Issue of Eligible Tier-2
      Capital Instruments


--------------------------------------------------------------------------------

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED

Ticker:       01398          Security ID:  Y3990B104
Meeting Date: JUN 19, 2015   Meeting Type: Annual
Record Date:  MAY 19, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Work Report of the Board   For       For          Management
      of Directors
2     Approve 2014 Work Report of the Board   For       For          Management
      of Supervisors
3     Elect Qian Wenhui as Supervisor         For       For          Management
4     Approve 2014 Audited Accounts           For       For          Management
5     Approve 2014 Profit Distribution Plan   For       For          Management
6     Approve 2015 Fixed Asset Investment     For       For          Management
      Budget
7     Approve Auditors for 2015               For       For          Management
8     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
9     Elect Wang Xiquan as Director           For       For          Management
10    Elect Or Ching Fai as Director          For       For          Management


--------------------------------------------------------------------------------

INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.

Ticker:       600887         Security ID:  Y40847108
Meeting Date: MAY 15, 2015   Meeting Type: Annual
Record Date:  MAY 07, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Annual Report and Summary  For       For          Management
2     Approve 2014 Report of the Board of     For       For          Management
      Directors
3     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
4     Approve 2015 Management Strategy and    For       For          Management
      Investment Plan
5     Approve 2014 Financial Statements and   For       For          Management
      2015 Financial Budget Report
6     Approve 2014 Profit Distribution and    For       For          Management
      Capitalization of Capital Reserves
7     By-Elect Zhang Junping as               For       For          Management
      Non-independent Director
8     By-Elect Lv Gang as Independent         For       For          Management
      Director
9     Approve 2014 Report of the Independent  For       For          Management
      Directors
10    Approve Authorization of the Board for  For       Abstain      Management
      2015 Provision of Guarantee to the
      Upstream and Downstream Industry Chain
      by Subsidiary Guarantee Company and
      Related Disclosure Information
11    Approve Amendments to Articles of       For       For          Management
      Association
12    Approve Re-Appointment of Da Hua CPAs   For       For          Management
      as 2015 Financial and Internal Control
      Auditor and Payment of Remuneration


--------------------------------------------------------------------------------

KWEICHOW MOUTAI CO., LTD.

Ticker:       600519         Security ID:  Y5070V116
Meeting Date: DEC 17, 2014   Meeting Type: Special
Record Date:  DEC 08, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Independent Director Li Botan     For       For          Management


--------------------------------------------------------------------------------

KWEICHOW MOUTAI CO., LTD.

Ticker:       600519         Security ID:  Y5070V116
Meeting Date: MAY 20, 2015   Meeting Type: Annual
Record Date:  MAY 14, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2014 Annual Report and Summary  For       For          Management
4     Approve 2014 Financial Statements       For       For          Management
5     Approve 2015 Financial Budget Report    For       For          Management
6     Approve 2014 Profit Distribution        For       For          Management
7     Approve Appointment of 2015 Financial   For       For          Management
      Auditor
8     Approve 2015 Remuneration of Chairman   For       For          Management
      of Board
9     Approve 2014 Report of the Independent  For       For          Management
      Directors
10    Approve a Subsidiary to Provide         For       Against      Management
      Financial Services to Company's
      Controlling Shareholder and Its
      Subsidiaries
11    Approve to Establish the Risk           For       For          Management
      Management Committee of the Board


--------------------------------------------------------------------------------

NARI TECHNOLOGY DEVELOPMENT LTD CO

Ticker:       600406         Security ID:  Y6S99Q112
Meeting Date: APR 23, 2015   Meeting Type: Annual
Record Date:  APR 14, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Financial Statements       For       For          Management
2     Approve 2014 Profit Distribution        For       For          Management
3     Approve 2014 Report of the Independent  For       For          Management
      Directors
4     Approve Usage of Saved Raised Funds to  For       For          Management
      Permanently Replenish Working Capital
5     Approve 2014 Report of the Board of     For       For          Management
      Directors
6     Approve 2014 Annual Report and Summary  For       For          Management
7     Approve 2015 Financial Budget Report    For       For          Management
8     Approve Daily Related-party             For       For          Management
      Transactions and 2015 Financial
      Service Agreement Related-party
      Transaction
9     Approve Appointment of Financial        For       For          Management
      Auditor and Internal Control Auditor
10    Approve Amendments to Articles of       For       For          Management
      Association
11    Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
12    Approve 2014 Report of the Board of     For       For          Management
      Supervisors
13.01 Elect Xi Guofu as Non-independent       For       For          Management
      Director
13.02 Elect Zhang Ningjie as Non-independent  For       For          Management
      Director
14.01 Elect Zheng Chuiyong as Independent     For       For          Management
      Director
15.01 Elect Zhang Jianwei as Supervisor       For       For          Management
15.02 Elect Ding Haidong as Supervisor        For       For          Management


--------------------------------------------------------------------------------

QINGDAO HAIER CO., LTD.

Ticker:       600690         Security ID:  Y7166P102
Meeting Date: SEP 29, 2014   Meeting Type: Special
Record Date:  SEP 22, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Non-Independent Liu Haifeng       None      For          Shareholder
2     Elect Independent Director Timothy      For       For          Management
      Yung Cheng Chen
3     Approve Amendments to Articles of       For       For          Management
      Association


--------------------------------------------------------------------------------

QINGDAO HAIER CO., LTD.

Ticker:       600690         Security ID:  Y7166P102
Meeting Date: NOV 17, 2014   Meeting Type: Special
Record Date:  NOV 10, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Related Party Transaction       For       For          Management
      Regarding Acquisition of Equities from
      Shareholders of Controlled-subsidiary
2     Approve Formulation of Share            For       For          Management
      Repurchase Long-term Mechanism
3     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors
4     Amend Working System for Independent    For       For          Management
      Directors


--------------------------------------------------------------------------------

QINGDAO HAIER CO., LTD.

Ticker:       600690         Security ID:  Y7166P102
Meeting Date: JUN 10, 2015   Meeting Type: Annual
Record Date:  MAY 29, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2014 Financial Statements       For       For          Management
4     Approve 2014 Annual Report and Summary  For       For          Management
5     Approve 2014 Profit Distribution and    For       For          Management
      Capitalization of Capital Reserves
6     Approve Appointment of Auditor          For       For          Management
7     Approve Re-signing of Daily             For       For          Shareholder
      Related-party Transactions and Approve
      2015 Daily Related-party Transactions
8     Approve 2014 Internal Control           For       For          Management
      Evaluation Report
9     Approve Shareholder Return Plan in the  For       For          Management
      Next Three Years (2015-2017)
10    Approve Amendments to Articles of       For       For          Management
      Association
11    Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
12    Amend Investment Management System      For       For          Management
13    Approve Related Party Transaction       For       For          Shareholder
      Regarding Acquisition of Equity of
      Singapore Investment Holding Pte. Ltd.
      from Haier (Hongkong) Investment Co.,
      Ltd.
14    Approve Change in Assets Injection      For       For          Shareholder
      Commitment of Haier Group Co., Ltd.
15    Approve Entrusted Management of Fisher  For       For          Shareholder
      & Paykel Appliances Holding Limited
16    Approve Capital Increase in Haier       For       For          Shareholder
      (Hongkong) Co., Ltd.
17    Elect Dai Deming as Independent         None      For          Shareholder
      Director


--------------------------------------------------------------------------------

SAIC MOTOR CORP., LTD.

Ticker:       600104         Security ID:  Y7443N102
Meeting Date: NOV 21, 2014   Meeting Type: Special
Record Date:  NOV 14, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Supervisor Bian Baiping           For       For          Management


--------------------------------------------------------------------------------

SAIC MOTOR CORP., LTD.

Ticker:       600104         Security ID:  Y7443N102
Meeting Date: JUN 18, 2015   Meeting Type: Annual
Record Date:  JUN 11, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2014 Report of the Independent  For       For          Management
      Directors
4     Approve 2014 Profit Distribution        For       For          Management
5     Approve 2014 Financial Statements       For       For          Management
6     Approve 2014 Annual Report and Summary  For       For          Management
7     Approve Provision of Guarantees to      For       For          Management
      SAIC-GMAC Automotive Finance Co., Ltd.
8     Approve Shanghai Automobile Import &    For       For          Management
      Export Co., Ltd. to Provide Guarantee
      to Anyo Automotive Materials Co., Ltd.
9     Approve Shanghai Automotive Industry    For       For          Management
      Sales Co., Ltd. to Provide Guarantee
      to Anji Leasing Co., Ltd.
10    Approve Re-appointment of Deloitte      For       For          Management
      Touche Tohmatsu Certified Public
      Accountants (China) Ltd. as Financial
      Auditor
11    Approve Re-appointment of Deloitte      For       For          Management
      Touche Tohmatsu Certified Public
      Accountants (China) Ltd. as Internal
      Auditor
12    Approve Amendments to Articles of       For       For          Management
      Association
13    Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
14    Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors
15.01 Elect Chen Hong as Non-independent      For       For          Management
      Director
15.02 Elect Chen Zhixin as Non-independent    For       For          Management
      Director
15.03 Elect Xie Rong as Non-independent       For       For          Management
      Director
16.01 Elect Wang Fanghua as Independent       For       For          Management
      Director
16.02 Elect Sun Zheng as Independent Director For       For          Management
16.03 Elect Tao Xinliang as Independent       For       For          Management
      Director
17.01 Elect Bian Baiping as Supervisor        For       For          Management
17.02 Elect Chen Weifeng as Supervisor        For       For          Management
17.03 Elect Hong Jinxin as Supervisor         For       For          Management


--------------------------------------------------------------------------------

SANAN OPTOELECTRONICS CO., LTD.

Ticker:       600703         Security ID:  Y7478M102
Meeting Date: AUG 28, 2014   Meeting Type: Special
Record Date:  AUG 25, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Employee Stock Purchase Plan    For       For          Management
      and Its Draft
2     Approve Authorization of Board to       For       For          Management
      Handle All Related Matters


--------------------------------------------------------------------------------

SANAN OPTOELECTRONICS CO., LTD.

Ticker:       600703         Security ID:  Y7478M102
Meeting Date: OCT 09, 2014   Meeting Type: Special
Record Date:  SEP 29, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Adjustment in Provision of      For       For          Management
      Loan Guarantees to Company's
      Subsidiaries


--------------------------------------------------------------------------------

SANAN OPTOELECTRONICS CO., LTD.

Ticker:       600703         Security ID:  Y7478M102
Meeting Date: DEC 15, 2014   Meeting Type: Special
Record Date:  DEC 12, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Related-Party Transaction       For       For          Management
      Regarding Transfer of 100% Equity and
      Related Debts of Suncore Photovoltaic
      Technology Co., Ltd. to Fujian Sanan
      Group Co., Ltd.
2     Approve Guarantee Provision for the     For       For          Management
      Bank Loan Applied by the Wholly-Owned
      Subsidiary Luminus, Inc.


--------------------------------------------------------------------------------

SHANGHAI INTERNATIONAL AIRPORT CO., LTD.

Ticker:       600009         Security ID:  Y7682X100
Meeting Date: NOV 19, 2014   Meeting Type: Special
Record Date:  NOV 10, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Resignation of Director Zhang   For       For          Management
      Yongdong
2     Elect Non-Independent Director Yuan     For       For          Management
      Shunzhou


--------------------------------------------------------------------------------

SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.

Ticker:       601607         Security ID:  Y7685S116
Meeting Date: DEC 16, 2014   Meeting Type: Special
Record Date:  DEC 09, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect HE Chuan as Supervisor            For       For          Management


--------------------------------------------------------------------------------

SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.

Ticker:       601607         Security ID:  Y7685S116
Meeting Date: MAY 29, 2015   Meeting Type: Annual
Record Date:  MAY 20, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept 2014 Report of the Board of      For       For          Management
      Directors
2     Accept 2014 Report of the Board of      For       For          Management
      Supervisors
3     Accept 2014 Final Accounts Report       For       For          Management
4     Approve Financial Budget for 2015       For       For          Management
5     Approve 2014 Profit Distribution Plan   For       For          Management
6     Approve Proposal Regarding Payment of   For       For          Management
      Auditor's Fees for 2014
7     Approve Auditors                        For       For          Management
8     Approve Proposal Regarding External     For       For          Management
      Guarantees for 2015
9     Approve Renewal of Financial Service    For       For          Management
      Agreement and Connected Transactions
10    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
11    Approve Issuance of Debt Financing      For       For          Management
      Products
12    Approve Satisfaction of Conditions for  For       For          Management
      Issuing Corporate Bonds
13    Approve Issuance of Corporate Bonds     For       For          Management
13.1  Approve Face Amount of Bonds to be      For       For          Management
      Issued and Scale of Issuance Under the
      Issuance of Corporate Bonds
13.2  Approve Issuing Price of Bonds and the  For       For          Management
      Way to Determine Interest Rate Under
      the Issuance of Corporate Bonds
13.3  Approve Term of Bonds Under the         For       For          Management
      Issuance of Corporate Bonds
13.4  Approve Way of Principal and Interest   For       For          Management
      Repayment Under the Issuance of
      Corporate Bonds
13.5  Approve Way and Target of Issuance      For       For          Management
      Under the Issuance of Corporate Bonds
13.6  Approve Use of Proceeds from the        For       For          Management
      Issuance of Corporate Bonds
13.7  Approve Arrangement of Placement to     For       For          Management
      Shareholders of the Company Under the
      Issuance of Corporate Bonds
13.8  Approve Guarantees Under the Issuance   For       For          Management
      of Corporate Bonds
13.9  Approve Put Provision Under the         For       For          Management
      Issuance of Corporate Bonds
13.10 Approve Credit Standing of the Company  For       For          Management
      and Measures to Guarantee Repayment
      Under the Issuance of Corporate Bonds
13.11 Approve Way of Underwriting Under the   For       For          Management
      Issuance of Corporate Bonds
13.12 Approve Listing Arrangements Under the  For       For          Management
      Issuance of Corporate Bonds
13.13 Approve Period of Validity of the       For       For          Management
      Resolution Under the Issuance of
      Corporate Bonds
13.14 Authorized Board to Deal with All       For       For          Management
      Matters in Relation to the Issuance of
      Corporate Bonds


--------------------------------------------------------------------------------

SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.

Ticker:       600000         Security ID:  Y7689F102
Meeting Date: MAY 15, 2015   Meeting Type: Annual
Record Date:  MAY 08, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2014 Financial Statements and   For       For          Management
      2015 Financial Budget Report
4     Approve 2014 Profit Distribution        For       For          Management
5     Approve Re-appointment of 2015 Auditor  For       For          Management
6     Approve Amendments to Articles of       For       For          Management
      Association
7.01  Elect Liu Xinyi as Non-independent      For       For          Management
      Director
7.02  Elect Shao Yaliang as Non-independent   For       For          Management
      Director
7.03  Elect Gu Jianzhong as Non-independent   For       For          Management
      Director
7.04  Elect Chen Xiaohong as Non-independent  For       For          Management
      Director
7.05  Elect Dong Xiuming as Non-independent   For       For          Management
      Director
7.06  Elect Chen Bichang as Non-independent   For       For          Management
      Director
8     Approve Issuance of Eligible Tier-2     For       For          Management
      Capital Instruments with Write-Down
      Features


--------------------------------------------------------------------------------

SHENZHEN O-FILM TECH CO LTD

Ticker:       002456         Security ID:  Y7744T105
Meeting Date: MAR 03, 2015   Meeting Type: Special
Record Date:  FEB 26, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Matters Regarding Application   For       For          Management
      of Bank Credit Lines and Guarantee
      Provision (One)
2     Approve Matters Regarding Application   For       For          Management
      of Bank Credit Lines and Guarantee
      Provision (Two)


--------------------------------------------------------------------------------

SHENZHEN O-FILM TECH CO LTD

Ticker:       002456         Security ID:  Y7744T105
Meeting Date: MAY 12, 2015   Meeting Type: Annual
Record Date:  MAY 06, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Annual Report and Summary  For       For          Management
2     Approve 2014 Report of the Board of     For       For          Management
      Directors
3     Approve 2014 Financial Statements       For       For          Management
4     Approve 2014 Internal Control           For       For          Management
      Self-Evaluation Report
5     Approve Report on the Deposit and       For       For          Management
      Usage of 2014 Raised Funds
6     Approve 2014 Profit Distribution        For       For          Management
7     Approve Re-Appointment of Auditor       For       For          Management
8     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
9     Approve Register and Issuance of        For       For          Management
      Medium-term Notes Amounting to No More
      than CNY 1.4 Billion


--------------------------------------------------------------------------------

SUNING COMMERCE GROUP CO., LTD.

Ticker:       002024         Security ID:  Y82211106
Meeting Date: SEP 22, 2014   Meeting Type: Special
Record Date:  SEP 15, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Draft and Summary of Company's  For       For          Management
      2014 Employee Stock Purchase Plan
2     Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters Regarding
      Company's 2014 Employee Stock Purchase
      Plan
3     Approve Change of Usage of Partial      For       For          Management
      Raised Funds


--------------------------------------------------------------------------------

SUNING COMMERCE GROUP CO., LTD.

Ticker:       002024         Security ID:  Y82211106
Meeting Date: OCT 31, 2014   Meeting Type: Special
Record Date:  OCT 22, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
2     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors
3     Amend Management System of Independent  For       For          Management
      Directors
4     Amend Management System of External     For       For          Management
      Donations
5     Amend Management System of Providing    For       For          Management
      External Guarantees
6     Amend Management System of External     For       For          Management
      Investment
7     Approve Innovative Asset Operation      For       For          Management
      Using Partial Store Properties


--------------------------------------------------------------------------------

TBEA CO. LTD.

Ticker:       600089         Security ID:  Y8550D101
Meeting Date: JUL 09, 2014   Meeting Type: Special
Record Date:  JUL 03, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Draft of Restricted Stock       For       For          Management
      Incentive Plan and Its Summary
1.1   Approve Criteria to Select Plan         For       For          Management
      Participants
1.2   Approve Source and Number of            For       For          Management
      Underlying Stocks
1.3   Approve List of Participants and        For       For          Management
      Allocation
1.4   Approve Duration, Grant Date, Locking   For       For          Management
      Period, Unlocking Period and Lock-up
      Period of Restricted Stocks
1.5   Approve Grant Price and Price-setting   For       For          Management
      Basis
1.6   Approve Procedures to Grant and Unlock  For       For          Management
      the Restricted Stocks
1.7   Approve Methods and Procedures to       For       For          Management
      Adjust the Incentive Plan
1.8   Approve Principle of Restricted Stock   For       For          Management
      Repurchase and Cancellation
1.9   Approve Accounting Treatment and Fair   For       For          Management
      Value Estimates
1.10  Approve Impact on Company's Perfromance For       For          Management
1.11  Approve Execution of the Plan and       For       For          Management
      Grant and Unlocking Procedure of
      Restricted Stock
1.12  Approve Rights and Obligations of the   For       For          Management
      Plan Participants and the Company
1.13  Approve Conditions to Change or         For       For          Management
      Terminate the Incentive Plan
2     Approve Methods to Assess the           For       For          Management
      Perfomance of Plan Participants
3     Approve Authorization of the Board to   For       For          Management
      Handle All Matters Related


--------------------------------------------------------------------------------

TSINGTAO BREWERY CO., LTD.

Ticker:       600600         Security ID:  Y8997D110
Meeting Date: JUN 16, 2015   Meeting Type: Annual
Record Date:  MAY 15, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Work Report of the Board   For       For          Management
      of Directors
2     Approve 2014 Work Report of the Board   For       For          Management
      of Supervisors
3     Approve 2014 Financial Statements       For       For          Management
4     Approve 2014 Profit Distribution Plan   For       For          Management
5     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP as Auditor and Authorize
      Board to Fix Their Remuneration
6     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP as Internal Control Auditor
      and Authorize Board to Fix Their
      Remuneration


--------------------------------------------------------------------------------

TSUI WAH HOLDINGS LIMITED

Ticker:       01314          Security ID:  G91150105
Meeting Date: AUG 15, 2014   Meeting Type: Annual
Record Date:  AUG 08, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports (Voting)
2     Approve Final Dividend                  For       For          Management
3a1   Elect Lee Yuen Hong as Director         For       For          Management
3a2   Elect Ho Ting Chi as Director           For       For          Management
3a3   Elect Wong Chi Kin as Director          For       For          Management
3b    Authorize Board to Fix Remuneration of  For       For          Management
      Directors
4     Appoint Ernst & Young as Auditors and   For       For          Management
      Authorize Board to Fix Their
      Remuneration
5     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
6     Authorize Share Repurchase Program      For       For          Management
7     Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO. LTD.

Ticker:       601231         Security ID:  Y92776106
Meeting Date: APR 24, 2015   Meeting Type: Annual
Record Date:  APR 16, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2014 Financial Statements       For       For          Management
4     Approve 2014 Annual Report and Summary  For       For          Management
5     Approve 2014 Profit Distribution        For       For          Management
6     Approve 2015 Application of Bank        For       Against      Management
      Credit Lines
7     Approve 2015 Forward Foreign Exchange   For       For          Management
      Transactions
8     Approve Re-appointment of Financial     For       For          Management
      Auditor
9     Approve Re-appointment of Internal      For       For          Management
      Auditor
10    Approve 2014 Daily Related-party        For       For          Management
      Transactions
11    Approve 2015 Daily Related-party        For       For          Management
      Transactions
12    Approve Amendments to Articles of       For       For          Management
      Association
13    Amend Procedures Governing the          For       For          Management
      Acquisition or Disposal of Assets
14    Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
15    Amend Working System for Independent    For       For          Management
      Directors


--------------------------------------------------------------------------------

WULIANGYE YIBIN CO., LTD.

Ticker:       000858         Security ID:  Y9828D105
Meeting Date: JUL 18, 2014   Meeting Type: Special
Record Date:  JUL 14, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Non-independent Director Liu      For       For          Management
      Zhongguo
1.2   Elect Non-independent Director Tang     For       For          Management
      Qiao
1.3   Elect Non-independent Director Chen Lin For       For          Management
1.4   Elect Non-independent Director Zhang    For       For          Management
      Hui
1.5   Elect Independent Director Fu Nanping   For       For          Management
1.6   Elect Independent Director Xie Heming   For       For          Management
1.7   Elect Independent Director Zhang        For       For          Management
      Lishang
2.1   Elect Supervisor Yu Mingshu             For       For          Management
2.2   Elect Supervisor Ren Shiming            For       For          Management
2.3   Elect Supervisor Qiu Ping               For       For          Management
3     Approve Allowance of Independent        For       For          Management
      Directors and Fees
4     Amend Articles of Association           For       For          Management
5     Approve Financial Services Agreement    For       Against      Management
      Between the Company and Sichuan Yibin
      Wuliangye Group Finance Co., Ltd. and
      Related-party Transaction


--------------------------------------------------------------------------------

XTEP INTERNATIONAL HOLDINGS LTD.

Ticker:       01368          Security ID:  G98277109
Meeting Date: MAY 15, 2015   Meeting Type: Annual
Record Date:  MAY 12, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3     Approve Special Dividend                For       For          Management
4     Elect Lin Zhang Li as Director          For       For          Management
5     Elect Ding Ming Zhong as Director       For       For          Management
6     Elect Gao Xian Feng as Director         For       For          Management
7     Authorize Board to Fix Remuneration of  For       For          Management
      Directors
8     Approve Ernst & Young as Auditors and   For       For          Management
      Authorize Board to Fix Their
      Remuneration
9     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
10    Authorize Repurchase of Issued Share    For       For          Management
      Capital
11    Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

YONYOU SOFTWARE CO., LTD.

Ticker:       600588         Security ID:  Y9042R104
Meeting Date: DEC 19, 2014   Meeting Type: Special
Record Date:  DEC 15, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Company's Eligibility for       For       For          Management
      Private Placement of New Shares
2     Approve Private Placement of New Shares For       For          Management
2.1   Approve Issue Manner                    For       For          Management
2.2   Approve Share Type and Par Value        For       For          Management
2.3   Approve Issue Size                      For       For          Management
2.4   Approve Target Subscribers              For       For          Management
2.5   Approve Subscription Method             For       For          Management
2.6   Approve Listing Exchange                For       For          Management
2.7   Approve Issue Price and Pricing Basis   For       For          Management
2.8   Approve Lock-up Period                  For       For          Management
2.9   Approve Intended Usage of Raised Funds  For       For          Management
2.10  Approve Distribution Arrangement of     For       For          Management
      Undistributed Earnings
2.11  Approve Resolution Validity Period      For       For          Management
3     Approve Plan on Private Placement of    For       For          Management
      New Shares
4     Approve Feasibility Analysis Report on  For       For          Management
      the Intended Usage of Raised Funds
5     Approve Authorization of Board to       For       For          Management
      Handle All Matters Related to Private
      Placement
6     Approve Amendments to Articles of       For       For          Management
      Association
7     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders


--------------------------------------------------------------------------------

YONYOU SOFTWARE CO., LTD.

Ticker:       600588         Security ID:  Y9042R104
Meeting Date: JAN 09, 2015   Meeting Type: Special
Record Date:  JAN 05, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Change of Company Name          For       For          Management
2     Approve Amendments to Articles of       For       For          Management
      Association


--------------------------------------------------------------------------------

ZHONGBAI HOLDINGS GROUP CO., LTD.

Ticker:       000759         Security ID:  Y9715V101
Meeting Date: JUL 21, 2014   Meeting Type: Special
Record Date:  JUL 15, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Application for Exemption on    For       For          Management
      Fulfillment of Certain Commitments


--------------------------------------------------------------------------------

ZHONGBAI HOLDINGS GROUP CO., LTD.

Ticker:       000759         Security ID:  Y9715V101
Meeting Date: DEC 31, 2014   Meeting Type: Special
Record Date:  DEC 26, 2014

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association
2     Approve Rules and Procedures Regarding  For       For          Management
      General Meetings of Shareholders
3.1   Elect Non-Independent Director Liu Cong None      For          Shareholder
3.2   Elect Non-Independent Director Wang     None      For          Shareholder
      Jianguo
3.3   Elect Non-Independent Director Wang     None      For          Shareholder
      Chun
3.4   Elect Non-Independent Director Zhang    None      For          Shareholder
      Jingyi
3.5   Elect Non-Independent Director Li Guo   None      For          Shareholder
3.6   Elect Non-Independent Director Zhou     None      For          Shareholder
      Yisheng
3.7   Elect Independent Director Tang Jianxin For       For          Management
3.8   Elect Independent Director Zhu Xinrong  For       For          Management
3.9   Elect Independent Director Zeng Guo'an  For       For          Management
3.10  Elect Independent Director Zhang Tianwu For       For          Management
4.1   Elect Supervisor Ma Quanli              For       For          Management
4.2   Elect Supervisor Hu Jian                For       For          Management
4.3   Elect Supervisor Tang Yong              For       For          Management
5     Approve Operators Remuneration          For       For          Management
      Management System
6     Approve Appointment of Co-lead          For       For          Management
      Underwriter in Connection to Company's
      Issuance of Super & Short-term
      Commercial Paper


--------------------------------------------------------------------------------

ZHONGBAI HOLDINGS GROUP CO., LTD.

Ticker:                      Security ID:  Y9715V101
Meeting Date: APR 21, 2015   Meeting Type: Annual
Record Date:  APR 16, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2014 Report of the Board of     For       For          Management
      Directors
2     Approve 2014 Annual Report and Summary  For       For          Management
3     Approve 2014 Report of the Board of     For       For          Management
      Supervisors
4     Approve 2014 Financial Statements       For       For          Management
5     Approve 2014 Profit Distribution        For       For          Management
6     Approve 2014 Report on the Deposit and  For       For          Management
      Usage of Raised Funds
7     Approve Provision of Guarantees to      For       For          Management
      Controlled Subsidiaries
8     Approve Re-appointment of Union Power   For       For          Management
      CPAs as Auditor

========== END NPX REPORT

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Morgan Stanley China A Share Fund, Inc.

 

By  (Signature and Title)*  
/s/ John H. Gernon
  John H. Gernon
  President and Principal Executive Officer

 

Date August 28, 2015

 

* Print the name and title of each signing officer under his or her signature.