UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Right | 02/11/2019 | 02/11/2026 | Common Stock | 17,467 | $ 57.25 | D | Â |
Stock Appreciation Right | 02/12/2018 | 02/12/2025 | Common Stock | 12,282 | $ 73.28 | D | Â |
Stock Appreciation Right | 03/10/2017 | 03/10/2024 | Common Stock | 10,908 | $ 82.51 | D | Â |
Stock Appreciation Right (2) | 02/14/2016 | 02/14/2023 | Common Stock | 10,105 | $ 63.33 | D | Â |
Stock Appreciation Right (2) | 02/09/2015 | 02/09/2022 | Common Stock | 11,107 | $ 57.62 | D | Â |
Stock Appreciation Right (2) | 02/11/2013 | 02/11/2020 | Common Stock | 16,935 | $ 37.79 | D | Â |
Stock Appreciation Right (2) | 02/12/2012 | 02/12/2019 | Common Stock | 20,568 | $ 25.96 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kennon Stephen Gary C/O DOVER CORPORATION 3005 HIGHLAND PARKWAY DOWNERS GROVE, IL 60515 |
 |  |  Senior Vice President |  |
/s/ Stephen G. Kennon by Alison M. Rhoten, Attorney-in-fact | 02/24/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 3,294 unvested restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. Restricted stock units vest in three annual installments. |
(2) | The Reporting Person's Issuer equity awards outstanding as of February 28, 2014 have been adjusted in connection with the separation of Knowles Corporation from the Issuer that was effected on February 28, 2014, to preserve the value of the Issuer securities as contemplated in the Employee Matters Agreement that was entered into by the Issuer and Knowles Corporation on that date. |