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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
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FORM
8-K
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Current
Report
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Pursuant
to
Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date
of
Report (Date of earliest event reported):
February 12, 2007
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CATERPILLAR
INC.
(Exact
name
of registrant as specified in its charter)
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Delaware
(State
or
other jurisdiction of incorporation)
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1-768
(Commission
File Number)
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37-0602744
(IRS
Employer
Identification No.)
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100
NE Adams Street, Peoria, Illinois
(Address
of
principal executive offices)
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61629
(Zip
Code)
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Registrant's
telephone number, including area code:
(309) 675-1000
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Former
name
or former address, if changed since last report: N/A
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Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the
following
provisions:
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o
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
230.425)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR
240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
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1
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Item
5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment
of Certain Officers; Compensatory Arrangements of Certain
Officers.
In
conjunction with
equity award grants made pursuant to the Caterpillar Inc. 2006 Long-Term
Incentive Plan, named executive officers receive an award letter referring
them
to an internal website containing key documents including, the Plan Prospectus,
which gives a thorough summary of the award, and the Legal Granting Documents
for each type of award, which contain the complete terms and conditions of
the
award and are attached herewith as Exhibits 99.1, 99.2 and
99.3.
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(d)
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Exhibits:
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99.1
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Terms
Applicable to Awards of Nonqualified
Stock Options
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99.2
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Terms
Applicable to Awards of Restricted
Stock Units
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99.3
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Terms
Applicable to Awards of Stock
Appreciation Rights
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SIGNATURES
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Pursuant
to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
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CATERPILLAR
INC.
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February
12,
2007
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By:
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/s/
James
B. Buda
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James
B.
Buda
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Vice
President
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