form8k.htm




 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 16, 2014

AMERICAN EXPRESS COMPANY
(Exact name of registrant as specified in its charter)
 
 

New York
 
1-7657
 
13-4922250
(State or other jurisdiction
of incorporation or organization)
 
(Commission File Number)
 
(IRS Employer Identification No.)
 

200 Vesey Street
New York, New York
 
10285
(Address of principal executive offices)
 
(Zip Code)
 

Registrant's telephone number, including area code: (212) 640-2000

Not Applicable
(Former name or former address, if changed since last report)
 
 
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
 


 
 
 
 

 
 
 
Item 2.02 Results of Operations and Financial Condition and Item 7.01 Regulation FD Disclosure

The following information is furnished under Item 2.02 - Results of Operations and Financial Condition and Item 7.01 - Regulation FD Disclosure:

On January 16, 2014, American Express Company issued a press release announcing its financial results for the fourth quarter and full year of 2013. A copy of such press release is attached to this report as Exhibit 99.1 and is hereby incorporated herein by reference. In addition, in conjunction with the announcement of its financial results, American Express Company distributed additional financial information relating to its 2013 fourth quarter and full year financial results and a 2013 Fourth Quarter/Full Year Earnings Supplement. Such additional financial information and the 2013 Fourth Quarter/Full Year Earnings Supplement are attached to this report as Exhibits 99.2 and 99.3, respectively, and each is hereby incorporated herein by reference.



Exhibit
Description

99.1
Press Release, dated January 16, 2014, of American Express Company announcing its financial results for the fourth quarter and full year of 2013.

99.2
Additional financial information relating to the financial results of American Express Company for the fourth quarter and full year of 2013.

99.3
2013 Fourth Quarter/Full Year Earnings Supplement of American Express Company.


 
 
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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
AMERICAN EXPRESS COMPANY
 
(REGISTRANT)
       
 
By:
/s/ Carol V. Schwartz
 
   
Name: Carol V. Schwartz
   
Title: Secretary

Date: January 16, 2014

 
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EXHIBIT INDEX


Exhibit
Description

99.1
Press Release, dated January 16, 2014, of American Express Company announcing its financial results for the fourth quarter and full year of 2013.
 
99.2
Additional financial information relating to the financial results of American Express Company for the fourth quarter and full year of 2013.

99.3
2013 Fourth Quarter/Full Year Earnings Supplement of American Express Company.
 
 
 

 
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