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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (4) | $ 4.8359 | 12/24/2008 | 12/24/2008 | M | 20,680 | 04/21/2005 | 04/20/2010 | Common Stock | 20,680 | $ 4.8359 | 0 | D | |||
Stock Options (4) | $ 4.8359 | 12/24/2008 | 12/24/2008 | M | 20,680 | 04/21/2006 | 04/20/2010 | Common Stock | 20,680 | $ 4.8359 | 0 | D | |||
Stock Options (4) | $ 15.78 | 01/01/2007 | 03/23/2013 | Common Stock | 100,728 | 100,728 | D | ||||||||
Stock Options (4) | $ 15.78 | 03/22/2013 | 03/23/2013 | Common Stock | 12,672 | 12,672 | D | ||||||||
Stock Options (4) | $ 18.48 | 11/26/2017 | 02/26/2018 | Common Stock | 115,000 | 115,000 | D (5) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KIRK KENNETH D 2800 N CENTRAL AVE STE 1600 PHOENIX, AZ 85004 |
Regional President |
KENNETH D. KIRK | 12/26/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This total includes 1,674 shares obtained through the Company's Employee Stock Purchase Plan in August 2008. Number of shares may vary due to dividend reinvestment. |
(2) | These securities were granted at various dates pursuant to the Company's Stock Performance Plan. Based on the satisfaction of conditions established pursuant to that Plan, the Reporting Person has voting rights and dividend entitlement with respect to a portion of these shares, but full ownership will not vest until the satisfaction of additional conditions. |
(3) | Based upon information supplied on 12/24/2008 by the Plan's recordkeeper. Number of shares may vary periodically based on contributions to plan. |
(4) | Granted by the Compensation Committee of the Board of Directors pursuant to the Company's 2001 Incentive Stock Option Plan (the "Plan"). |
(5) | These options vest and become exercisable on 11/26/17 unless accelerated based on conditions pursuant to the plan. |