UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B Common Stock | Â (1) | Â (1) | Class A Common Stock | 10,749,906 | $ (1) | I | By Spouse's Trust (3) |
Class B Common Stock | Â (1) | Â (1) | Class A Common Stock | 1,629,044 | $ (1) | I | By Trust (4) |
Class B Common Stock | Â (1) | Â (1) | Class A Common Stock | 4,289,028 | $ (1) | I | By Trust (5) |
Stock Options (Right to Buy) | Â (6) | 07/16/2019 | Class A Common Stock | 86,724 | $ 140.975 | I | By Spouse (2) |
Stock Options (Right to Buy) | Â (6) | 07/15/2020 | Class A Common Stock | 71,199 | $ 181.935 | I | By Spouse (2) |
Stock Options (Right to Buy) | Â (6) | 07/14/2021 | Class A Common Stock | 79,629 | $ 159.68 | I | By Spouse (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lauren Ricky RALPH LAUREN CORPORATION, 650 MADISON AVENUE NEW YORK, NY 10022 |
 |  X |  |  |
/s/ Craig L. Smith, as Attorney-in-Fact | 02/08/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The holder of the securities has the right, at the holder's option, at any time and from time to time, to convert shares of Class B Common Stock into Class A Common Stock on a one-for-one basis. |
(2) | These securities are held directly by Ms. Lauren's spouse, Mr. Ralph Lauren, and are separately included on Mr. Lauren's Section 16 reports. |
(3) | These securities are held by a revocable trust of which Mr. Lauren is the sole trustee and beneficiary, and are separately included on Mr. Lauren's Section 16 reports. |
(4) | These securities are held by a revocable trust of which Ms. Lauren is the sole trustee and beneficiary. |
(5) | These securities are held by trusts of which Ms. Lauren is a trustee established for the benefit of Mr. Lauren's issue. |
(6) | These stock options are currently exercisable. |
 Remarks: Solely as a result of repurchases of outstanding Class A Common Stock by Ralph Lauren Corporation, Ms. Lauren's beneficial ownership of shares of Class B Common Stock resulted in beneficial ownership of Class A Common Stock representing more than 10% of the outstanding shares of Class A Common Stock, calculated pursuant to Rule 13d-3 of the Securities Exchange Act of 1934, as amended, and as a result, Ms. Lauren is filing this Form 3.  Ms. Lauren disclaims beneficial ownership of the securities reported herein, except to the extent of her pecuniary interest. Exhibit List: Exhibit 24 - Power of Attorney |