1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
02/01/2013(1)
|
02/01/2022 |
Common Stock
|
2,500
|
$
9.3008
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
02/01/2014(1)
|
02/01/2023 |
Common Stock
|
1,940
|
$
15.65
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
02/03/2015(1)
|
02/03/2024 |
Common Stock
|
1,500
|
$
17.1
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
01/01/2016(1)
|
01/01/2025 |
Common Stock
|
2,400
|
$
17.86
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
02/01/2017(2)
|
02/01/2026 |
Common Stock
|
1,161
|
$
22.64
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
03/09/2018(2)
|
03/09/2027 |
Common Stock
|
811
|
$
42.75
|
D
|
Â
|
Performance Shares
|
Â
(3)
|
Â
(3)
|
Common Stock
|
539
|
$
44.15
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These options are exercisable in annual increments of 20% each, with the first 20% vesting on the first anniversary of the option grant. |
(2) |
These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant. |
(3) |
Restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2019. |