1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Options
|
Â
(2)
|
12/03/2018 |
Common Stock
|
6,153
|
$
8.29
|
D
|
Â
|
Incentive Stock Options
|
Â
(3)
|
12/02/2019 |
Common Stock
|
6,300
|
$
8.65
|
D
|
Â
|
Incentive Stock Options
|
Â
(4)
|
11/19/2013 |
Common Stock
|
6,000
|
$
8.85
|
D
|
Â
|
Incentive Stock Options
|
Â
(5)
|
11/30/2021 |
Common Stock
|
9,237
|
$
9.24
|
D
|
Â
|
Incentive Stock Options
|
Â
(6)
|
08/22/2022 |
Common Stock
|
10,500
|
$
9.51
|
D
|
Â
|
Incentive Stock Options
|
Â
(7)
|
08/22/2023 |
Common Stock
|
7,500
|
$
11.05
|
D
|
Â
|
Incentive Stock Options
|
Â
(8)
|
11/22/2014 |
Common Stock
|
6,000
|
$
12.835
|
D
|
Â
|
Incentive Stock Options
|
Â
(9)
|
11/16/2015 |
Common Stock
|
6,000
|
$
13.595
|
D
|
Â
|
Incentive Stock Options
|
Â
(10)
|
12/01/2020 |
Common Stock
|
5,724
|
$
14.37
|
D
|
Â
|
Incentive Stock Options
|
Â
(11)
|
11/14/2017 |
Common Stock
|
6,915
|
$
20.07
|
D
|
Â
|
Incentive Stock Options
|
Â
(12)
|
11/15/2016 |
Common Stock
|
7,000
|
$
34.065
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(13)
|
12/03/2018 |
Common Stock
|
4,347
|
$
8.29
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(14)
|
12/02/2019 |
Common Stock
|
4,200
|
$
8.65
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(15)
|
11/30/2021 |
Common Stock
|
1,263
|
$
9.24
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(16)
|
12/01/2020 |
Common Stock
|
1,431
|
$
14.37
|
D
|
Â
|
Non-Qualified Stock Option
|
Â
(17)
|
11/14/2017 |
Common Stock
|
2,085
|
$
20.07
|
D
|
Â
|
Restricted Stock Units
|
Â
(18)
|
Â
(18)
|
Common Stock
|
8,145
|
$
0
(19)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The information in this report is based on a plan statement dated as of August 30, 2013. |
(2) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/04/2009; 12/04/2010; 12/04/2011; 12/04/2012; 12/04/2013 |
(3) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/03/2010; 12/03/2011; 12/03/2012; 12/03/2013; 12/03/2014 |
(4) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/20/2004; 11/20/2005; 11/20/2006; 11/20/2007; 11/20/2008 |
(5) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/01/2012; 12/01/2013; 12/01/2014; 12/01/2015; 12/01/2016 |
(6) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 8/23/2013; 8/23/2014; 8/23/2015; 8/23/2016; 8/23/2017 |
(7) |
Incentive Stock Options: 20% vested each year for a total of 5 years - vesting schedule: 8/23/2014; 8/23/2015; 8/23/2016; 8/23/2017; 8/23/2018. |
(8) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/23/2005; 11/23/2006; 11/23/2006; 11/23/2008; 11/23/2009 |
(9) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/17/2006; 11/17/2007; 11/17/2008; 11/17/2009; 11/17/2010 |
(10) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/02/2011; 12/03/2012; 12/03/2013; 12/03/2014; 12/03/2015 |
(11) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/15/2008; 11/15/2009; 11/15/2010; 11/15/2011; 11/15/2012 |
(12) |
Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/16/2007; 11/16/2008; 11/16/2009; 11/16/2010; 11/16/2011 |
(13) |
Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/04/2009; 12/04/2010; 12/04/2011; 12/04/2012; 12/04/2013 |
(14) |
Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/03/2010; 12/03/2011; 12/03/2012; 12/03/2013; 12/03/2014 |
(15) |
Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/01/2012; 12/01/2013; 12/01/2014; 12/01/2015; 12/01/2016 |
(16) |
Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/02/2011; 12/03/2012; 12/03/2013; 12/03/2014; 12/03/2015 |
(17) |
Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 11/15/2008; 11/15/2009; 11/15/2010; 11/15/2011; 11/15/2012 |
(18) |
Restricted Stock Units granted on 8/22/2013 vest 20% each year for five years beginning on 8/23/2014. Vested shares will be delivered to the reporting person as soon as practicable after the date of vesting. |
(19) |
Each Restricted Stock Unit represents the contingent right to receive one share of Daktronics, Inc. common stock. |