SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and
(d) and
Amendments Thereto Filed Pursuant to Rule 13d-2(b)
Under the Securities Exchange Act of 1934
(Amendment No. ______)
Himax Technologies, Inc. |
| (Name of Issuer) |
Ordinary Shares, par value US$0.0001 per share |
| (Title of Class of Securities) |
43289P106 |
| (CUSIP Number) |
December
31, 2006 |
| (Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) | |
| o | Rule 13d-1(c) | |
| x | Rule 13d-1(d) |
| CUSIP No. 43289P106 | Page 2 of 7 Pages |
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Jordan Wu |
||
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x |
||
| 3 | SEC USE ONLY |
||
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION Republic of China |
||
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 10,906,363 |
|
| 6 | SHARED
VOTING POWER 0 |
||
| 7 | SOLE
DISPOSITIVE POWER 10,906,363 |
||
| 8 | SHARED
DISPOSITIVE POWER 0 |
||
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,906,363 |
||
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
|
||
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.63% |
||
| 12 | TYPE
OF REPORTING PERSON IN |
||
| CUSIP No. 43289P106 | Page 3 of 7 Pages |
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Arch Finance Ltd. |
||
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x |
||
| 3 | SEC USE ONLY |
||
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION British Virgin Islands |
||
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 7,852,257 |
|
| 6 | SHARED
VOTING POWER 0 |
||
| 7 | SOLE
DISPOSITIVE POWER 7,852,257 |
||
| 8 | SHARED
DISPOSITIVE POWER 0 |
||
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,852,257 |
||
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
|
||
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.06% |
||
| 12 | TYPE
OF REPORTING PERSON CO |
||
| CUSIP No. 43289P106 | Page 4 of 7 Pages |
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Shu Chuan Investment Co., Ltd. |
||
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x |
||
| 3 | SEC USE ONLY |
||
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION Republic of China |
||
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 2,990,365 |
|
| 6 | SHARED
VOTING POWER 0 |
||
| 7 | SOLE
DISPOSITIVE POWER 2,990,365 |
||
| 8 | SHARED
DISPOSITIVE POWER 0 |
||
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,990,365 |
||
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
|
||
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.54% |
||
| 12 | TYPE
OF REPORTING PERSON CO |
||
Item 1(a). Name of Issuer.
Himax Technologies, Inc.
Item 1(b). Address of Issuer’s Principal Executive Offices.
The address of the principal executive offices is
No. 26, Zih Lian Road, Fonghua Village
Sinshih Township, Tainan County 744
Taiwan, the Republic of China.
Item 2(a). Name of Person Filing.
Jordan Wu
Arch Finance Ltd.
Shu Chuan Investment Co., Ltd.
Item 2(b). Address of Principal Business Office or, if None, Residence.
The address of the principal business office of Jordan Wu is No. 26, Zih Lian Road, Fonghua Village, Sinshih Township, Tainan County 744, Taiwan, the Republic of China.
The address of the principal business office of Arch Finance Ltd. is Akara Building, 24 De Castro Street, Wickhams Cat I, Road Town, Tortola, British Virgin Islands.
The address of the principal business office of Shu Chuan Investment Co., Ltd. is 5F-3, No. 248, Sec. 3, Nanjing E. Road, Songshan District, Taipei City 105, Taiwan, the Republic of China.
Item 2(c). Citizenship.
Jordan Wu is a citizen of the Republic of China.
Arch Finance Ltd. is incorporated under the laws of the British Virgin Islands.
Shu Chuan Investment Co., Ltd. is incorporated under the laws of the Republic of China.
Item 2(d). Title of Class of Securities.
Ordinary Shares, par value US$0.0001 per Share (the “Shares”).
Page 5 of 7
Item 2(e). CUSIP Number.
43289P106
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
| (a) | o | Broker or dealer registered under Section 15 of the Act, | |
| (b) | o | Bank as defined in Section 3(a)(6) of the Act, | |
| (c) | o | Insurance Company as defined in Section 3(a)(19) of the Act, | |
| (d) | o | Investment Company registered under Section 8 of the Investment Company Act, | |
| (e) | o | Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, | |
| (f) | o | Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d- 1(b)(1)(ii)(F), | |
| (g) | o | Parent Holding Company, in accordance with Rule 13d- 1(b)(ii)(G); see Item 7, | |
| (h) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(H). | |
Item 4. Ownership.
(a), (b) and (c)
Jordan Wu directly owns 63,741 Shares, representing approximately 0.03% of the outstanding Shares. Jordan Wu beneficially owns 7,852,257 Shares and 2,990,365 Shares through Arch Finance Ltd. and Shu Chuan Investment Co., Ltd, respectively, both of which are investment companies controlled by Jordan Wu. In effect, Jordan Wu beneficially owns 10,906,363 Shares, representing approximately 5.63% of the outstanding Shares. Jordan Wu has sole power to vote and dispose of 10,906,363 Shares.
Arch Finance Ltd. directly owns 7,852,257 Shares, representing approximately 4.06% of the outstanding Shares. Arch Finance Ltd. has sole power to vote and dispose of 7,852,257 Shares.
Page 6 of 7
Shu Chuan Investment Co., Ltd. directly owns 2,990,365 Shares, representing approximately 1.54% of the outstanding Shares. Shu Chuan Investment Co., Ltd. has sole power to vote and dispose of 2,990,365 Shares.
Item 5. Ownership of Five Percent or Less of the Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
Page 7 of 7
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| By: | /s/ Jordan Wu | |
| Name: | Jordan Wu | |
| ARCH FINANCE LTD. | ||
| By: | /s/ Jordan Wu | |
| Name: | Jordan Wu | |
| Title: | Director | |
| SHU CHUAN INVESTMENT CO., LTD. | ||
| By: | /s/ Jordan Wu | |
| Name: | Jordan Wu | |
| Title: | Director | |
Exhibit A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with respect to the Shares of Himax Technologies, Inc. and further agree that this agreement be included as an exhibit to such filing. In evidence thereof, each of the undersigned hereby executed this Agreement on March 1, 2007.
| By: | /s/ Jordan Wu | |
| Name: | Jordan Wu | |
| ARCH FINANCE LTD. | ||
| By: | /s/ Jordan Wu | |
| Name: | Jordan Wu | |
| Title: | Director | |
| SHU CHUAN INVESTMENT CO., LTD. | ||
| By: | /s/ Jordan Wu | |
| Name: | Jordan Wu | |
| Title: | Director | |