SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2003 ---------- UICI (Exact name of registrant as specified in its charter) Delaware 001-14953 75-2044750 --------------------------------------------------- ----------------- ------------------ (State or other jurisdiction of incorporation (Commission File (IRS Employer or organization) Number) Identification No.) 9151 Grapevine Highway, North Richland Hills, Texas 76180 --------------------------------------------------- ------------------ (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (817) 255-5200 -------------- Not Applicable -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS Exhibit 99.2 Copy of Certification of Gregory T. Mutz and Mark D. Hauptman, the Chief Executive Officer and Chief Financial Officer, respectively, of the Company, submitted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (submitted for informational purposes only), ITEM 9. REGULATION FD DISCLOSURE On May 9, 2003, in connection with the filing of the Quarterly Report on Form 10-Q of UICI (the "Company") for the period ended March 31, 2003 (the "Report"), Gregory T. Mutz and Mark D. Hauptman, the Chief Executive Officer and Chief Financial Officer, respectively, of the Company, each certified, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to such officer's knowledge: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company as of the dates and for the periods expressed in the Report. A copy of the Certification is attached to this Report on Form 8-K as Exhibit 99.2 solely for informational purposes SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. UICI --------------------------------------- (Registrant) Date May 9, 2003 By /s/ Mark D. Hauptman ------------------- --------------------------------------- Mark D. Hauptman Vice President and Chief Financial Officer